Chapter Two
Communication Process
2.1. Elements of Communication
Communication can be better understood if viewed as a two-way process. Conceptualizations
of the communication process look at communication as a two-way process. A group of
people are involved to complete the cycle of communication, in which the receiver also acts
as the sender of the feedback to transmitter (sender). The two-way concept considers
communication essentially to be a reciprocal process and a mutual exchange of messages. It
makes no sharp distinction between the roles of sender (source) and receiver, because the
same person plays both roles, often simultaneously. Communication has such elements as
sender, idea, process of encoding, message, medium, channel, process of decoding, receiver,
and response or feedback. These elements of communication interact and the process of
communication starts.
The process of communication involves a number of events and issues, which include:
1. Sender . 3. Medium/ Channel 5. Feedback
2. Message 4. Receiver 6. Noise 7. Environment
The above elements or issues interact in five different activities to produce full cycle of
communication. These are:
1. The sender has an idea 3. The message is transmitted
2. The idea becomes a message 4. The receiver gets the message
5. The receiver reacts to the message and provides feedback to the sender
The above contents of communication can be shown using the basic model of communication.
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2.2. Model /Process of Communication
The Communication model/process
1. The Sender- the sender is the source of the message. Sender is also receiver of
feedback. The Sender has an idea, to transmit however; the idea is influenced by his/her
frame of reference. Two things must take place for the sender to send a message. First, the
sender must be stimulated. Some type of stimulus triggers a thought which intern initiates
the desire to communicate. A stimulus can be either internal or external. An internal
stimulus is a stimulus which emanates from within the sender himself while external
stimulus is a stimulus that triggers senders from outside. The second condition to be fulfilled
for the sender to send a message is motivation. Because a stimulus alone may not be enough
to trigger communication, sender needs to be motivated to encode and send a message. The
sender needs to be influenced by some factor that he/she will get something if he/she sends
the message or losses something if he/she does not. Frame of reference is the background
and experience of the communicating parties. The sender and receiver can communicate
only if they have the same background.
2. Message- this is the content of the communication. Message is an idea, thought, feeling or
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emotion that is organized or composed by the sender. The symbols that represent the
message are called codes. There are three basic communication codes.
i. Nonverbal codes- are all intentional or unintentional codes other than words or written
materials by which a person transmits a message. They include such things as facial
expressions, movements of hands, eye contact, clothing and other body gestures, which
can represent nonverbal communication.
ii. Language Codes- are either spoken or written words used to communicate ideas and
thoughts.
iii. Paralanguage Codes-are the verbal elements that go along with spoken language
including the qualities of voice as tone, pitch, rate, volume, and emphasis.
3. Ideas or Thoughts: the raw form of the feeling, the ideas that the sender wants to share
witha receiver by changing them to messages using symbols.
4. Encoding: is changing the raw idea from its mental form into symbols, that is, patterns
of Words, gestures, pictorial forms or signs (physical or of sounds) of a specific visual/aural
language. In short, it means putting ideas, facts, feelings, and opinions into symbols, which
can be words, actions, signs, pictures, and audio-visuals. The communication symbols are
used or selected by the sender, keeping in mind the receiver's ability to understand and
interpret them correctly. In general, the source of the idea or thought is the person who
feels the need for communication. He puts the thought into words or other symbols,
which can be understood by another person to whom he wants to communicate. This part of
the process is called encoding.
5. Channel – refers to the physical transmission of the message from the sender to the
[Link] commonly known communication channels are:
a. Face to face discussion
b. Letter, memo, reports, manual
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c. Telephone, fax, telegram, telex
d. Computer, internet, e-mail
e. Radio, television, video disk
f. Newspapers, magazines
The choice of an appropriate channel depends on the following factors:
- The importance of the messages (response needed)
- The type, number and location of receiver
- Urgency of the message
- Cost of the channel
- Whether a permanent record is needed
- Whether formality or informality is desired
- Size of the message
- Whether the receiver is inside or outside the organization.
6. Receiver- refers to listener, reader, or viewer of the sender. The receiver is also called audience.
We receive message from the environment through our senses. The receiver has to decode the
message before receiving. Decoding is the process of transferring the message in the way that the
receiver understands the content of the message. The receiver is most likely to receive a message
accurately if:
➢ There is no physical interruption of the message.
➢ The receiver’s mind processes the message as the sender intends (they should have the same
frame of reference).
7. Feedback- refers to the verbal and visual responses to a message. Feedback is the only means a
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sender can know whether or not messages sent are interpreted as intended. The success or failure of
communication is indicated with the feedback received from the receiver
i. Environment – includes the time, place, physical and social settings in which the communicators
find themselves.
ii. Noise- anything that interferes with communication and distorts or blocks a message is noise. Noise
can be external or internal.
- External Noise- includes distractions in the environment such as the speakers‟ poor grammar,
phones ringing, people talking, room temperature, poor lighting etc.
- Internal Noise- refers to conditions of the receiver himself such as a headache, daydreaming, lack
of sleep, pre occupation of mind with other problems, lack of knowledge about the topic etc.
2.3 Barriers to Effective Communication
Barriers to communication are disturbances, obstacles, and roadblocks which hinder
effective communication. Barriers to communication block the effective transmission of the
messages from the sender to the receiver. There are different barriers to communication
which include: Research shows that there are fundamental barriers to effective interpersonal
communication:
- Physical (external or Mechanical) barriers,
- Semantic barriers
- Different in Perception barriers
- Socio-psychological barriers
- Inappropriate medium barriers
2.3. Physical (also known as external or mechanical) Barriers: Physical or mechanical
barriers such as defective hearing aid, loud competing noises, or a great distance between
sender and receiver etc. may block communication between/among sender and receiver:
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Basically, there are two types of physical or external barriers:
i. Defects in the channel: refer to the barriers beyond the control of the parties engaged in
communication. For example, breakdown in the system of telephones, telegraph, e-mail,
postal, and noise of other interfering machines.
ii. Defects in the Organization and Communication System: occur especially if the
message is made to pass through many channels or chains of command as there will be loss
of information because of the editing and judgment included in between. Besides,
information overload, inappropriate time of communication, distance between sender and
receiver, an assistant's blocking access to a manager or lack of access to files and so forth
also limit the exchange of information.
2.3.1. Semantic Barriers
These are barriers which arise because of the different meanings that different words have
in different contexts. The same word may have one meaning in the mind of the sender and a
different meaning in the mind of the receiver which can block the understanding between
the two. Semantic barriers refer to communication problems caused by language problems.
Using different languages does not only cause them but it is interpretation of words, use of
technical words (jargon), slang, and dialects that usually attribute to them. A receiver may
interpret the words used by the sender differently from the way they were intended, causing
semantic by passing. Comedians rely on semantic by passing to create humor, however, in
the workplace; semantic barriers can be expensive and frustrating.
For example, poorly written contracts that are open to different interpretations could cost
organizations millions of dollars. That is one reason for why companies spend a great deal
of money on legal advice. Bypassing can also lead to unnecessary friction between a
supervisor and employees, resulting in lower productivity and morale. In relation to this
other barrier of language of different terminologies and words may not be clearly
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understood by communicators. Especially some international, professional and technical
words and expressions are difficult to understand and this creates barrier to effective
communication. E.g. computer languages, terms on machines, electronics etc. in same way
the disorganization of ideas and statements of the language, lack of appropriate
coherence, unity and development of ideas and statements in a message is barrier to
communication since the receiver may to identify the main idea of the message and finally
end up in confusion.
2.3.2. Different in Perception Barriers
People who have had different experiences or who come from different cultural, social, or
educational backgrounds tend to view things differently. Some of the reasons for such
difference in perception or understanding include:
Abstracting: is a process of focusing attention on some details and omitting others. Such
problem is caused when people consider that getting all the pieces of information may not
be sometimes important
Inference: is a statement that goes beyond fact. People infer based on their experience. An
employee who grew up in a rich family may view a small pay raise differently than the
employee who grew up in a family that had to struggle to survive. An accountant may view
a sales incentive program differently than the sales manager or the human resources
director. The accountant, because of his/her technical education, may view the incentive
program purely from the cost side of the ledger. The sales manager's perspective will reflect
his/her need to meet sales quotas. The human recourses director may focus on the morale of the
sales force.
Hasty Generalization (slanting): occurs when selecting few aspects of reality and making
them representative of the whole. It always depends on the attitude of a person.
Difference in Age: refers to the difference in perception and experience among people due
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to their difference in age. For example, it makes sense to separate older employees from
younger employees when introducing a new pension program through employee meetings.
The older group will be more interested and have questions, while the younger group may
be bored.
Faulty representation of facts: is the presentation of facts in faulty or wrong ways that
cause confusion and misunderstanding in communication.
2.3.3. Socio-psychological Barriers
Due to certain social as well as psychological reasons people may face a problem in their
attemptto communicate effectively. Some these reasons are:
Source Creditability: refers to the trust, confidence, and faith that receivers have in the
words and actions of the sender. If the source is once identified by the society as
untrustworthy, the receiver’s mind to the messages will tell him/her it is unfaithful source. -
The source of the message often determines the accuracy and reliability of the information.
Messages which originate from incredible sources often creates barrier to communication.
People often associatepersonality of communication to the credibility of their messages.
Value Judgment: is caused by assigning an overall worth or value to a message prior to
receiving the entire message due to past experience with sender and anticipated meaning of
the message.
Closed Mind/Lack of Motivation and Interest: our interest to send or to receive a
message can determine the effectiveness of communication. The more we are interested,
the more we will be motivated to communicate. Lack of interest and motivation in either
sending or receiving message is an obstacle for communication. Limited intellectual
background, limited reading and narrow interests cause a person's mind to be narrow. This
limits his/her understanding of human nature and makes him/her incapable of receiving
communication with sympathy. empathy
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State of Health: if one's health is not at its best, it is better not to be engaged in
communication tasks. The person may not have enough energy and good psychological
make-up to follow what is going on and his/her perception may be reduced.
Poor Communication Skills: lack of skill in writing and speaking obviously prevents the
sender from encoding his/her ideas properly so as to get across his/her audience. Faulty
skills of reading and listening in the case of the receiver may create some communication
problems.
Emotionality: if people are emotional, they tend to be irrational. So, we must try to
suppress our emotions. Emotional reactions like anger, love hate, fear, etc. can influence
how weunderstand other's messages, and how others perceive our own messages.
Defensiveness: is the major psychological barrier to effective communication. Individuals
become defensive when excessive questioning or criticism or the perception of either
threatens their self-image. When people become defensive, they become poor
communicators. They are more interested in protecting their self-image than listening to
what is being said. Defensiveness is most prevalent in psychological climates in which a lot
of judgmental, critical, or superior behavior is exhibited. Although employees want to learn
how to improve their performance, they recoil from being judged or criticized as people.
The comment, "That is a dumb idea," will, no doubt, evoke a defensive reaction from the
receiver. On the other hand, "could you explain your idea more fully?" will help clarify
communication.
Viii. Status Consciousness (Status Black): the title the sender has and the kind of
privilege and office he/she has could affect communication. This is a major problem in
upward communication. A superior may develop the attitude that he/she knows everything.
He/she may not be willing to listen to any ideas, how much bright, given from his/her
subordinates. At the same, subordinates may feel frightened or shy to tell their ideas
to their basses. Status: consciousness of one's status affects the two-way flow of
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communication. It gives rise to personal barriers caused by the superior-subordinate
relationship. A two-way vertical channel is present in every organization, yet few
subordinates choose to communicate with their superiors. Similarly, superiors may be
unwilling to directly listen or write to their subordinates. They would seldom accept if they
were wrong. Though, organizations are culturally changing and adopting flat structures, the
psychological distance between the superior and the subordinates persists.
Self-Image: we do not tend to accept anything that goes against our self-image or attitude
too ourselves that we have cultivated over the years. For instance, the accountant who
thinks of him/herself as an efficient worker may find it difficult to accept his/her
inefficiency when his/her superiors want to help him/her. This is a barrier which arises because of
the feeling of superiority of some people on their positions. People sometimes feel that they are so
important to “play God” because of the central position they assume. This feeling makes them
reluctant or careless in passing essential information to concerned parties. It hinders the right amount
and quality of information that the receiver needs at the right time. This is often seen in the different
levels of an organization.
Self-centered Attitudes: we tend to hear or see everything in light to our opinions. We
agree with those ideas that agree with ours while disagreeing with those that do not go with
ours. The good examples for such barriers are the regular religious arguments we get
involved into in our areas.
Filtering and serial distortion: refers to the manipulation of information so that the
receiver perceives the information as positive or negative. It is an attempt to filter out
negative information and pass the positive one or vice versa. Filtering is selecting and
identifying relevant and irrelevant information. Filtering usually depends on the nature of
the communicating parties. In the process of filtering information to get only relevant ones,
people often forget or ignore important messages which should not be ignored.
Organizational culture- the style of leadership in organizations, the type of social
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relationship and other organizational factors highly affect the movement of information in
the organization. E.g. - An autocratic type of leadership is a strong barrier to communication
since the message often flows in one way and there is little or no free circulation of
information
Group identification: we want to identify with a group. Thus, whatever idea works against
our group may be rejected although we may understand the reason behind it. For example, a
strike may be understood as harmful to the government and country; however, the worker
will go with it so as to be identified with the group.
2.4. Inappropriate Medium or Channel Barriers
The types of media and channels used in a given communication have their advantages and
disadvantages. In a business setting, unless one selects one communication medium and
channel over the other on the basis of such factors as the availability of feedback, the need
for documentation, the cost involved, the chain of command, the number of receivers, and
the backgrounds of receivers, the communication may face a great problem.
Interpersonal Communication and Team work
It is the exchange of messages between/among two or more persons. For example, a
conversation, dialogue, or an interview in which two persons interact (others may also be
present as audience). An author communicates interpersonally with his/her reader, who is
always present as a silent audience in the author's mind while he/she writes. A letter too is an
example of interpersonal communication between the writer and the person to whom it is
written. Interpersonal Communication (IPC): person- to-person communication, verbal and
non-verbal exchange that involves sharing information and feelings between individuals or in a
small group. It is face to face, and all parties involved are senders and receivers at the same time
(two-way communication process) on a particular topic for establishing trusting relationships.
The purpose of interpersonal communication is:
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- To help clients and service providers develop mutual respect, cooperation and trust
- To increase client satisfaction
- To increase the provider`s job satisfaction
- To inform clients about correct, effective use of medication and for continued
compliance of prescribed medications
- To help clients adopt and continue healthy behaviors
- To improve the quality of health services
Role of Interpersonal Communication in Behavior Change
Interpersonal communication is one of the key communication components influencing behavior
change. This setting is typically the critical juncture where individuals decide what behaviors they
will adopt or will not adopt. The experience of a satisfied client is a powerful influence. How
potential clients are treated during this critical point impacts greatly on the health-seeking
decisions of the clients.
2.4.1 Principles of Interpersonal Communication and Team work
When you are engaged in interpersonal communication, it is of a great importance to consider the
points below:
▪ Seek to classify your ideas before communicating;
▪ Consider the total physical and human setting before your communication;
▪ Follow-up your communication;
▪ Be sure your actions support your goal;
▪ Avoid evoking defensive behavior;
▪ Avoid criticism;
▪ Seek not only to be understood but also to understand.
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Interpersonal Communication Skills
There are two skills in interpersonal communication skills. These are verbal and
nonv erbal skills as presented in the following way.
a. Verbal skills:
- Active listening
- Questioning skills
- Acknowledge and reflect feeling
- Paraphrasing
- Providing and asking for feedback
- Giving needed information not too much nor too little
- Encouraging client to ask questions
- Repeating key messages
- Dispelling rumors and misinformation
b. Nonverbal skills:
- Open and friendly facial expression
- Smiling and head nodding
- Lean forward towards client
- Eye contact
- Relaxed and friendly manner
- Space between the client and provider
- Friendly tone of voice
That makes the client comfortable (depends of cultural consideration includes dyadic and small-
group communications)
2.5. Dyadic Communication
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Interpersonal communication
Dyadic communication refers to the type of interpersonal communication in which only two
persons exchange ideas. It may be formal or informal and includes situations such as two
persons visiting over a cup of coffee, the job interview, the conference between subordinates
and superior, or the telephone conversation with one's friend. In each of these, the two
persons communicate directly with each other. Each is specifically aware of the other as a
person or individual; each can send messages overtly to the other.
Small-group Communication
Small-group communication refers to the type of interpersonal communication in which
three or more persons communicate. Like dyadic communication, it may be formal or
informal. The difference between small group communication and dyadic communication
lies in the number of participants. The small group communication may be three persons
talking in the backyard, a committee of five persons planning homecoming activities, or a
meeting of any problem-solving group. Due to the number of people, small-group
communication makes use of several senders and receivers. The massages of such
communication are more structured. There are two determinant factors that restrict the
maximum number of people who can take part in small groupcommunication:
The participants of the small-group communication should recognize one another as a
unique body and be aware at least of the existence of all the persons involved in the
communication.
All the participants in the communication should have equivalent chance of taking turns
of presenting their ideas it others. It will then be up to them to use their chance or share it
with others.
The essential element in both dyadic and small group kinds of interpersonal communication
is that of direct and person-to-person interaction.
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