UV-Visible Spectroscopy Overview
UV-Visible Spectroscopy Overview
Pharmaceutical Analysis
n π* π π*
yy Wavelength λ (the length of one wave) e e Non-bonding η
Expressed in nm/ A°/µm n σ*
yy Frequency ν (the number of waves per unit time) e Bonding π
Expressed in cycle per second (cps)/Hertz/Fresnel
V = c/λ = c * wave number
e Bonding σ
yy Wave number k (the number of waves per unit length)
Wave number =1/λ
Expressed in cm-1 or Kaiser Energy value order for transition
Max-Plank Equation n → π* < n → σ* < π → π * < σ → σ*
E = h v = h c/λ Transition probablity
Where E is energy of photon 1. Allowed–extinction coefficient value 104 or greater
ν is frequency of EM radiation = c/λ hence v is inversly 2. Forbidden–extinction coefficient value 102 or less
proportional to λ
h is Plank constant (6.6 × 10–27 erg-sec) Absorption band
c is velocity of light 1. K band–due to π → π* transition
λ is wavelength of EM radiation 2. R band–due to n → π* transition
yy Most widely used radiation source in UV deuterium Basically, monochromator converts polychromatic
discharge lamp and in visible tungsten halogen lamp. light (EM radiation of more than one wavelength) into
yy Most widely used detector in UV-visible spectroscopy monochromatic light (EM radiation of single wavelength).
is PMT (photo multiplier tube).
Interferometer
Instead of filtering or dispersing the EM radiation, it si-
multaneously allows source radiation of all wavelengths to
reach detector.
Dynode Construction of interferometer
1. Fixed mirror
2. Moving mirror
Grill
3. Beam splitter (Transmit half of the radiation to fixed
Anode Incident mirror and half of the radiation (which are reflected)
radiation to movable mirror). It is a semi reflecting device and
Photoemissive made up of silicon or germanium coated on metal
cathode halide plate.
Isobestic point common point to every absorption curve
Figure 3.1 UV-Visible Spectroscopy
which is obtained in the spectrum of compound taken at
Wavelength selector different pH.
yy It should provide narrow band of radiation and maxi-
mum throughput. IR Spectroscopy
yy Wavelength isolation can be done using filter, mono-
Basic principle Vibrational level changes
chromator and interferometer.
Graph Plotted between % transmittance and wave number.
Filter A wavelength selector that uses either absorption,
or constructive and destructive interference to control range
of selected wavelength. Selection rule in IR
A. Absorption Filter Narrow effective bandwidth 30 to Only those compounds are IR active which show change in
250 nm and Maximum throughput 10%. dipole moment upon interaction with IR radiation.
B. Interference Filter Narrow effective bandwidth 10 Fundamental frequency of Vibration γ = 1/2π * (K/µ)1/2
to 20 nm and Maximum throughput 40%.
Region Wavelength Wavenumber
Monochromator range (Micron) range (cm–1)
A wavelength selector that uses diffraction grating or
Near/Harmonic/Over- 0.78–2.5 12800–4000
prism, and that allows continuous variation of nominal tone
wavelength.
Middle/Fundamental 2.5–50 4000–200
Advantages of monochromator over filter
1. It provide continuous variation of nominal wavelength. Far/Rotational 50–1000 200–10
3.88 Chapter 3
Bending Change in angle between two bonds. There are Sampling techniques
four types of bends: 1. Mull technique
yy Rocking Nujol (mineral oil) is a mixture of paraffin hydrocarbons. To
yy Scissoring avoid Nujols band in spectrum sometimes hexachlorobuta-
yy Wagging diene or chlorofluorocarbon oil is added.
yy Twisting 2. Pressed pellet/KBr
KBr is used 100 times to sample quantity. This technique
Bending vibrations can be used for quantitative analysis.
Near Near Near
Far
NMR Spectroscopy
Basic principle Nuclear spin changes.
In-plane In-plane Out-of-plane Out-of-plane Nuclear-zeeman effect Splitting of nuclei spin state in
rocking scissoring wagging twisting applied external magnetic field.
Stretching vibrations
Energy levels for a nucleus with spin quantum
number 1/2
Applied
No field magnetic field 1
Symmetric Asymmetric m= −
Energy 2
Figure 3.2 Types of Bending and Stretching Vibrations 0
1
Factors affecting vibration frequency m= +
2
1. Nature of bond present
2. Masses of atoms Larmor equation It is fundamental equation of NMR
3. Force constant of bond spectroscopy.
4. Electronic effect
5. Bond angle W (Angular Precessional Frequency) = γ H
6. Hydrogen bonding 2πv = γ H
7. Symmetry of molecule
Precessional frequency (v) = γ/2π
Type of degree of Linear Non-linear where H = Applied magnetic field
freedom γ =
Magnogyretic ratio or Gyro-
Transitional 3 3 magnetic ratio = 2πµ/hI
Spin quantum number (I) 1/2 1 0 1/2 1 0 5/2 1/2 3/2 1/2
Nucleus Spin (I) Natural Abundance/% Magnetogyric Ratio (γ) /107 kg–1·s·A Relative Frequency (ν) /MHz
1
H 1/2 99.985 26.752196 100.00
2
H 1 0.015 4.106625 15.35
13
C 1/2 1.10 6.72828 25.15
15
N 1/2 0.366 –2.712621 10.14
17
O 5/2 0.037 –3.62808 13.56
19
F 1/2 100.0 25.18147 94.13
29
Si 1/2 4.67 –5.319 19.88
31
P 1/2 100.0 10.8394 40.52
119
Sn 1/2 8.58 –10.0318 37.27
Population Densities of Nuclear Ideally, Relaxation rates to be fast–but not too fast. If
Spin States the relaxation rate is fast, then saturation is reduced. If the
relaxation rate is too fast, line-broadening in the resultant
Saturation of signal If population densities of upper
NMR spectrum is observed.
and lower spin states becomes exactly equals then we
There are two major relaxation processes:
observe no net signal. This is called saturation of signal.
Saturation of signal can be achieved by intense RF signal. yy Spin-lattice (longitudinal) relaxation
Saturation should be avoided in during NMR experiment. yy Spin-spin (transverse) relaxation
nuclei can exchange quantum states; a nucleus in the lower Chemical shift equivalent protons-Nuclei having
energy level will be excited, while the excited nucleus re- identical chemical shift.
laxes to the lower energy state. There is no net change in the Magnetically equivalent protons-Nuclei having
populations of the energy states, but the average lifetime of identical coupling constant.
a nucleus in the excited state will decrease. This can result
in line-broadening. NMR instrumentation
Chemical shift It is a dimensionless quantity and does 1. Magnet-To provide magnetic field
not depends on applied external field. It is expressed in
parts per million (ppm). RF (60-MHz)
oscillator
δ = Frequency shift (In Hz) X 106/Operating frequency (MHz) RF detector Recorder
by a liquid nitrogen (77.4K) dewar, which acts as a thermal of the molecule OR if they interchange by a rapid process
buffer between the room temperature air (293K) and the (rapid with respect to the NMR timescale).
liquid helium. If a pair of nuclei can be interchanged by rotation about
There is a vacuum region followed by a liquid nitrogen an axis of symmetry of the molecule, then they are chemically
reservoir. The vacuum region is filled with several layers of equivalent and are called homotopic. E.g., the pair of protons
a reflective mylar film. The function of the mylar is to reflect in dichloromethane are chemically equivalent.
thermal photons, and thus diminish heat from entering the If a pair of nuclei can be interchanged by an improper
magnet. rotational symmetry operation of the molecule, then they
are chemically equivalent and are called enantiotopic. E.g.,
Shim Coils pair of protons attached to the alpha-Carbon in glycine amino
The purpose of shim coils on a spectrometer is to correct acid (they are not chemically equivalent if glycine is part of
minor spatial inhomogeneities in the Bo magnetic field. a polypeptide chain).
These inhomogeneities could be caused by the magnet design, If a pair of geminal protons (CH2) cannot be interchanged
materials in the probe, and variations in the thickness of through a symmetry operation of the molecule, then these
the sample tube, sample permeability, and ferromagnetic protons are diastereotopic and are not chemically equivalent.
materials around the magnet. A shim coil is designed to E.g., the b-methylene protons of amino acids where the
create a small magnetic field which will oppose and cancel methylene group is attached to chiral Cα atom.
out an inhomogeneity in the Bo magnetic field. Chemical shift equivalence by rapid interconversion
Shim Coil function: by passing the appropriate amount of structures may occur due to rapid rotation about bonds
of current through each coil, a homogeneous Bo magnetic or due the rapid chemical changes such as keto-enol
field can be achieved. tautomerism.
depending upon their m/z ratio. This time is known as (c) relative low abundance and broader peak
time of flight.
3. Quadruple analyser Maclafferty rearrangement
Both TOF and Quadruple analysers are used in inter- Migration of γ-hydrogen followed by β bond cleavage and
facing with GC. elimination of ethylene or substituted ethylene neutral
Detector system in MS Electron multiplier tube molecule.
Types of peak in MS Instrumentation of Mass spectrometer
1. Molecular ion or Parent peak–Comes at molecular 1. Sample inlet system
weight of compound. Peaks at M+1 and M+2 are due 2. Molecular leak–It is pin-hole restriction (0.01 to 0.05
to isotopic abundance. mm diameter) and made up of gold foil. It is used for
Relative intensity ratio for Br and Cl form and metering the sample to ionization chamber.
M+2 are 1:1 and 1:3 respectively. 3. Ionization Chamber
2. Base Peak 4. Ion separation (Sector analyser)
(a) It is considered as 100% 5. Ion collector (Detector)
(b) Most abundant peak
Recorder 5 separated galvanometers can be used to
3. Metastable peak
record simultaneously, the peaks for fragment ions and
M+ (Origional ion) N+ (daughter ion) parent ions.
+ Z (Neutral molecule)
Meta stable peak M* = (N+)2/M+ Nitrogen Rule It states that organic compound having:
(a) arise due to decomposition of ions in field free 1. an even integral molecular weight must contains either
path none or even number of nitrogen atoms.
(b) appears as weak, diffuse (humped shape) and at 2. odd molecular weight must contain odd number of
non-integral mass nitrogen atoms.
Note
yy Operation of Mass spectrometer requires a collision free path for ions to prevent arching due to high voltage and to
avoid recombination of fragmented ions.
yy For this, Vacuum Systems are used.
yy Vacuum in 1. Ionization Source (10–5 to 10–6 torr) 2. Sector Analyser (10–6 to 10–7 torr)
many vibrational levels in the electronic excited state. This Jablonski Diagram (Relaxation
excited state is usually the first excited singlet state. Mechanism for Excited State
A molecule in a high vibrational level of the excited
Molecules)
state will quickly fall to the lowest vibrational level of this
state by losing energy to other molecules through collision. Once a molecule has absorbed energy in the form of electro-
magnetic radiation, there are a number of routes by which it
Lowest excited
singlet state can return to ground state (the statistically most common en-
Lowest excited
Ground triplet state ergy state for room temperature chemical species). The follow-
electronic state ing graphic, termed a Jablonski diagram, shows a few of these
processes.
6 1 4 5
Energy
with other particles with which energy, in the form of vibra- Factor affecting fluorescence and phosphorescence
tions and rotations, can be transferred through collisions. 1. Nature of molecule
This means that most excited state molecules never emit any 2. Nature of substitutents
energy because in liquid samples the solvent or, in gas phase a. Substituents that delocalize the π electrons
samples, other gas phase molecules that are present “steal” such as –NH2, –OH, –OR etc., enhance the fluo-
the energy before other deactivation processes can occur. rescence.
b. Substituents which withdraw electrons such as
Fluorescence (fluorimetry) and –NO2, –Cl, –Br etc., quench the fluorescence.
phosphorescence (phosphorimetry) 3. Rigidity of molecule
4. Viscosity
Absorption followed by emission i.e., λemitted > λincident 5. Temperature
6. pH
Fluorescence Phosphorescence
Average life time of Average life time for X-ray Diffraction
electron in excited state phosphorescence ranges
Basic principle Inner shell electron transition
is 10–5–10–8 sec. Decay from 10–4 –104 sec. Phos-
rapidly after excitation phorescence may continue Kα line (transition from shell L to Shell K)
source is removed. for sometime after remov- Kβ line (transition from shell M to Shell K)
ing excitation source. Kγ line (transition from shell N to Shell K)
No change in spin state Change in spin state Target material used Co, Ni, Cu, Mn, Mo etc.
Excited singlet state Excited triplet state
(Multiplicity = 1) (Multiplicity = 3) Brag's equation
nλ = 2d sinθ
Where
n = order of diffraction
Ground state (Multiplic- Ground state (Multiplic-
d = lattice spacing or inter planner distance
ity=1) ity=1)
θ = angle between direction of incident beam and that
Fluorescence spectrum is Not a mirror image because of diffracted beam
a mirror image excited triplet energy levels
lies lower than correspond-
ing excited singlet level
Note
Diffraction from crystal is only possible when λ is equal to or less than d.
Detectors
Nephelometry Turbidimetry
1. Photographic film method
2. Counter method 2. Most suitable for di- 2. Most suitable for
(a) Geiger-muller tube lute suspension concentrated suspen-
(b) Proportional counter sion
(c) Scintillation detector 3. Similar to fluorimetry 3. S imilar to colorimetry
(d) Solid state semiconductor because both measure because both
scattered radiations measure transmitted
Nephelometry Turbidimetry but elastic scattering radiations but light
in fluorimetry while intensity decreased
1. Intensity of scattered 1. Intensity of transmit- non-elastic scattering by scattering in
light measured as a ted light measured as a in nephelometry. turbidimetry while
function of concentra- function of concentra- by absorption in
tion of dispersed phase tion of dispersed phase colorimetry.
3.96 Chapter 3
yy A bonded phase is a stationary phase that is covalently Distribution of analytes between phases
bonded to the support particles or to the inside wall of The distribution of analytes between phases can often be
the column tubing. described quite simply. An analyte is in equilibrium between
yy A chromatogram is the visual output of the chromato- the two phases;
graph. In the case of an optimal separation, different
peaks or patterns on the chromatogram correspond to Amobile Astationary
different components of the separated mixture. The equilibrium constant, K, is termed the partition
yy A chromatograph is an equipment that enables a coefficient; defined as the molar concentration of analyte in
sophisticated separation e.g., gas chromatographic or the stationary phase divided by the molar concentration of
liquid chromatographic separation. the analyte in the mobile phase.
yy Chromatography is a physical method of separation The time between sample injection and an analyte peak
in which the components to be separated are distrib- reaching a detector at the end of the column is termed the
uted between two phases, one of which is stationary retention time (tR). Each analyte in a sample will have a
(stationary phase) while the other (the mobile phase) different retention time. The time taken for the mobile
moves in a definite direction. phase to pass through the column is called tM.
yy The eluate is the mobile phase leaving the column.
yy The eluent is the solvent that will carry the analyte. tR
yy An eluotropic series is a list of solvents ranked according
Detector singal
to their eluting power.
tM
Chromatogram development technique
1. Frontal analysis–A large volume of sample mixture
is continuously passed through the column. Most weak- Time
ly retained component of the mixture emerges first.
Figure 3.8 Distribution of analyses between phases
2. Displacement analysis–Sample mixture is dissolved
in large volume of solvent and applied to the top of the A term called the retention factor, k ′, is often used to
column. Mobile phase containing displacement agent describe the migration rate of an analyte on a column. You
is passed through the column. may also find it called the capacity factor. The retention fac-
3. Elution Analysis–Most widely used technique. It can tor for analyte A is defined as;
be used for quantitative applications.
A. Isocratic elution (Solvent composition or strength k'A = tR – tM/tM
is not changed during column development)
tR and tM are easily obtained from a chromatogram.
B. Gradient elution (Solvent composition or strength
When an analytes retention factor is less than one, elution
is changed during column development).It is also
is so fast that accurate determination of the retention time is
known as solvent programming.
very difficult. High retention factors (greater than 20) mean
that elution takes a very long time. Ideally, the retention factor
Introduction
for an analyte is between one and five.
Chromatography involves a sample (or sample extract) being We define a quantity called the selectivity factor, α, which
dissolved in a mobile phase (which may be a gas, a liquid describes the separation of two species (A and B) on the column;
or a supercritical fluid). The mobile phase is then forced
through an immobile, immiscible stationary phase. α = k'B/k'A
The phases are chosen such that components of the When calculating the selectivity factor, species A elutes
sample have differing solubilities in each phase. A com- faster than species B. The selectivity factor is always greater
ponent which is quite soluble in the stationary phase will than one.
take longer to travel through it than a component which is
not very soluble in the stationary phase but very soluble in Band broadening and column efficiency
the mobile phase. To obtain optimal separations, sharp, symmetrical chromato-
As a result of these differences in mobilities, sample graphic peaks must be obtained. This means that band
components will become separated from each other as they broadening must be limited. It is also beneficial to measure
travel through the stationary phase. the efficiency of the column.
3.98 Chapter 3
B. Longitudinal diffusion
Theoretical
plate The concentration of analyte is less at the edges of the band
than at the center. Analyte diffuses out from the center to the
Figure 3.9 Theoretical plate model of chromatography edges. This causes band broadening. If the velocity of the
mobile phase is high then the analyte spends less time on the
It is important to remember that the plates do not column, which decreases the effects of longitudinal diffusion.
really exist; they are a figment of the imagination that help
us understand the processes at work in the column. They also C. Resistance to mass transfer
serve as a way of measuring column efficiency, either by stat-
The analyte takes a certain amount of time to equilibrate
ing the number of theoretical plates in a column, N (the more
between the stationary and mobile phase. If the velocity of
plates the better), or by stating the plate height; the Height
the mobile phase is high, and the analyte has a strong affin-
Equivalent to a Theoretical Plate (the smaller the better).
ity for the stationary phase, then the analyte in the mobile
If the length of the column is L, then the HETP is
phase will move ahead of the analyte in the stationary phase.
HETP = L/N The band of analyte is broadened. The higher the velocity of
mobile phase, the worse the broadening becomes.
The number of theoretical plates that a real column
possesses can be found by examining a chromatographic Van Deemter plots
peak after elution;
A plot of plate height vs average linear velocity of mobile
phase.
5.5t R2
N=
w12/ 2 A typical Van Deemter plot
Another measure of how well species have been separated Instead, to increase the number of plates, the height
is provided by measurement of the resolution. The resolution equivalent to a theoretical plate can be reduced by reducing
of two species, A and B, is defined as the size of the stationary phase particles.
2 [ (t R ) B − (t R ) A ] It is often found that by controlling the capacity
R= factor, k′, separations can be greatly improved. This can be
W A + WB achieved by changing the temperature (in Gas Chromatog-
Baseline resolution is achieved when R = 1.5 raphy) or the composition of the mobile phase (in Liquid
It is useful to relate the resolution to the number of Chromatography).
plates in the column, the selectivity factor and the retention The selectivity factor, α, can also be manipulated to
factors of the two solutes; improve separations. When α is close to unity, optimising
k′ and increasing N is not sufficient to give good separa-
N – − 1 1 + K B′ tion in a reasonable time. In these cases, k′ is optimised
R= K ′
4 – B
first, and then R is increased by one of the following
procedures:
To obtain high resolution, the three terms must be
maximized. 1. Changing mobile phase composition
An increase in N, the number of theoretical plates, 2. Changing column temperature
By lengthening the column leads to an increase in 3. Changing composition of stationary phase
retention time 4. Using special chemical effects (such as incorporating
By increasing band broadening—which may not be a species which complexes with one of the solutes into
desirable. the stationary phase)
Note
Column chromatography is used to separate and purify components of a mixture.
Most common stationary phases The injector can be used in one of the two modes; split
1. Separation of mixture of polar compounds or splitless. The injector contains a heated chamber containing
a glass liner into which the sample is injected through the
Carbowax 20M (polyethylene glycol) septum. The carrier gas enters the chamber and can leave by
2. Separation of mixtures of non-polar compounds three routes (when the injector is in split mode). The sample
vapourises to form a mixture of carrier gas, vapourized
OV101 or SE-30 (polymer of methylsilicone) solvent and vapourised solutes. A proportion of this mix-
3. Methylester of fatty acids ture passes onto the column, but most exits through the
split outlet. The septum purge outlet prevents septum bleed
DEGS (diethylene glycol succinate) components from entering the column.
Columns
Instrumental Components
There are two general types of column, packed and capillary
Carrier gas (also known as open tubular).
The carrier gas must be chemically inert. Commonly used Packed columns contain a finely divided, inert, solid
gases include nitrogen, helium, argon, and carbon dioxide. support material (commonly based on diatomaceous earth)
The choice of carrier gas often depends upon the type of coated with liquid stationary phase. Most packed columns are
detector used. 1.5–10m in length and have an internal diameter of 2–4mm.
Capillary columns have an internal diameter of a few
Sample injection port tenths of a millimeter. They can be of one of the two types:
The most common injection method is where a micro sy- wall-coated open tubular (WCOT) or support-coated open
ringe is used to inject sample through a rubber septum into a tubular (SCOT).
flash vaporizer port at the head of the column. The tempera- Wall-coated columns consist of a capillary tube whose
ture of the sample port is usually about 50°C higher than the walls are coated with liquid stationary phase.
boiling point of the least volatile component of the sample. In support-coated columns, the inner wall of the capillary
For packed columns, sample size ranges from tenths of is lined with a thin layer of support material such as diato-
a microliter up to 20 microliter. maceous earth, onto which the stationary phase has been
Capillary columns, on the other hand, need much less adsorbed. SCOT columns are generally less efficient than
sample, typically around 10–3 microliter. For capillary GC, WCOT columns. Both types of capillary column are more
split/splitless injection is used. efficient than packed columns.
A new type of WCOT column was devised–the Fused
Silica Open Tubular (FSOT) column;
The split/splitless injector
Cross section of a Fused Silica Open Tubular Column
Rubber septum
Septum purge Polyimide coating
outlet Fused silica tube
Carrier gas Chemically bonded
inlet stationary phase
Split cutlet
Heated Figure 3.13 Cross section of a Fused Silica Open
metal block
Tubular Column
Vapourisation
Glass liner chamber These have much thinner walls than the glass capillary col-
umns, and are given strength by the polyimide coating. These
Column columns are flexible and can be wound into coils. They have the
advantages of physical strength, flexibility and low reactivity.
Column temperature
For precise work, column temperature must be controlled
to within tenths of a degree. The optimum column tempera-
ture is depends upon the boiling point of the sample. As
Figure 3.12 Capillary columns a rule of thumb, a temperature slightly above the average
Analytical Chemistry 3.101
boiling point of the sample results in an elution time of a specific detector responds to a single chemical compound.
2–30 minutes. Minimal temperatures give good resolution, Detectors can also be grouped into concentration
but increase elution times. If a sample has a wide boiling dependant detectors and mass flow dependant detectors.
range, then temperature programming can be useful. The The signal from a concentration dependant detector is related
column temperature is increased (either continuously or in to the concentration of solute in the detector, and does not
steps) as separation proceeds. usually destroy the sampled dilution of with make-up gas
will lower the detectors response. Mass flow dependant
Detectors detectors usually destroy the sample, and the signal is related
A non-selective detector responds to all compounds except to the rate at which solute molecules enter the detector. The
the carrier gas, a selective detector responds to a range of response of a mass flow dependant detector is unaffected by
compounds with a common physical or chemical property and make-up gas.
Flame ionization Mass flow Hydrogen and Most organic com- 100 pg 107
(FID) air pounds
Flame photomet- Mass flow Hydrogen and Sulphur, phosphorus, tin, 100 pg 103
ric (FPD) air possibly boron, arsenic, germani-
oxygen um, selenium, chromium
Spectral Region Frequency (Hertz) Wavelength Wave number (cm–1) Special Phenomenon
UV 8 × 1014 – 1.5 ×1015 200–400 nm 50, 000–25, 000 Outer or valence shell electron
transition
Visible 4 × 1014 – 4 × 1014 400–800 nm 25, 000–12, 500 Outer or valence shell electron
transition
Spectroscopy Radiation Source Detector Bathochromic shift Shift towards longer wave-
(Red Shift) length or lower energy
Fluorescence 1. Mercury PMT (Photo
and Phos- vapour Lamp Multiplier Tube) λmax The wavelength at maximum
phorescence 2. Xenon Arc absorption
lamp
Polystyrene Fi lm Wavelength in IR
Beer-Lambert Law
Standard reference materials used in calibration of A = ECI = log (1 0 ) 1) = log 1/T = - log T = 2 - log % T
spectroscopic instrument
A d irect ly proportional to path length (Lambert law)
SRM Parameter checked A directly proportional to concentration (Beer's law)
Potassium dichromate Absorbance in UVNisible W here A = Absorbance
Quartz cuvett Path length in UVNisible € =molar absorptivity/molar extinction coef-
f icient
Toluene in Hexane Resolution in UVNisible
C =concentration (mol per litre)
I =path length
T =Transmittance= 1{1 0
Proton (H1) NMR V/S Carbon (C13) NMR Flame Temperature in Kelvin (K)
3. C
hemical shift normal range for Proton NMR Hydrogen 2300K 2900K 2900 K
(0–10) while for C-NMR (0–200).
Propane 2200K 3000K 3100K
4. P
roton NMR spectrum is more complex than
C-NMR because homo (H1-H1) as well as hetero Normal Phase Chromatography (NPC)
(H1-H2) nuclear coupling are possible in PMR but in Stationary Phase (S.P.) Polar
C-NMR hetero nuclear coupling is not possible due
Mobile Phase (M.P.) Non-Polar
to spin quantum number of C12 is zero and prob-
ability of homo nuclear coupling is very low due Elution Order-Alkane → Olefins → Aromatics →
to natural isotopic abundance of C13 is only 1.1%. Organic halides → Sulfide → Ether → nitro compounds
5. PMR is more sensitive than C13-NMR. → Ester/Aldehyde/Ketone → Alcohol/Amines → Sulfone
→ Sulfoxide → Amides → Carboxylic Acids
Information from PMR Non-polar compound will elute first and most polar will
elute last in the NPC.
Number of Signals Different sets of equivalent
protons in molecule Reverse Phase Chromatography (RPC)
Stationary Phase (S.P.) Non-Polar
Intensity of Signal Relative number of protons of Mobile Phase (M.P.) Polar
different kinds
Eluotropic Series–Increasing order of Solvent Polarity
Splitting or Multi- Environment of proton with
plicity of Signal respect to neighbouring proton Hexane/Pentane < Petroleum ether < Cyclo Hexane
< Xylene <Toluene < Diethyl ether < Chloroform
Area of Peak Number of absorbing protons
< Dichloromethane < THF < Acetone <Dioxane <
giving rise to a signal
Acetonitrile < Methanol <Water
Protons on Protons on unsaturated Protons on Saturated CH3, CH2, Saturated CH3, CH2,
unsaturated carbons carbons e.g., Benzene, unsaturated carbons and CH protons next CH protons not next
next to oxygen e.g., Aromatic Hydrocarbons e.g., Alkenes to oxygen e.g., CH3O, to oxygen
Aldehyde CH2O
H igh Frequency L ow
Figure 3.16
3.110 Chapter 3
Capacity factor The peak should be well resolved from other peaks.
Specificity Specificity is the ability to assess unequivocally the analyte in the presence of components
which may be expected to be present. Typically these might include impurities, degradants,
matrix, etc.
The specificity of the method is determined by comparing the spectra (for UV) and chro-
matogram (for RP-HPLC) of the standard and sample solutions of analyte and both are
spectra/chromatogram are overlap.
Precision (n=6) Repeatability(n=6): Repeatability expresses the precision under the same operating
conditions over a short interval of time.
LOD (Limit of The detection limit of an individual analytical procedure is the lowest amount of
Detection) analyte in a sample which can be detected but not necessarily quantitated as an exact
Value.
LOQ (Limit of The quantitation limit of an individual analytical procedure is the lowest amount of
Quantification) analyte in a sample which can be quantitatively determined with suitable precision and
accuracy. The quantitation limit is a parameter of quantitative assays for low levels of
compounds in sample matrices, and is used particularly for the determination of impurities
and/or degradation products.
Linearity (n=6) The linearity of an analytical procedure is its ability (within a given range) to obtain test
results which are directly proportional to the concentration (amount) of analyte in the
sample.
Linearity is checked by diluting standard stock solution at six different concentrations and
correlation coefficients (r2) is greater than 0.995.
Analytical Chemistry 3.111
Range The range of an analytical procedure is the interval between the upper and lower
concentration (amounts) of analyte in the sample (including these concentrations) for
which it has been demonstrated that the analytical procedure has a suitable level of
precision, accuracy and linearity.
Accuracy (n=3) The accuracy of an analytical procedure expresses the closeness of agreement between the
value which is accepted either as a conventional true value or an accepted reference value
and the value found. This is sometimes termed trueness.
The accuracy of the method will be carried out at three levels 80, 100 and 120 % of the
working concentration of sample. This procedure was repeated for three times for each
concentration.
Robustness(n=3) The robustness of an analytical procedure is a measure of its capacity to remain unaffected
by small, but deliberate variations in method parameters and provides an indication of its
reliability during normal usage.
Robustness of the method will be determined by changes in following parameters.
· pH ± 0.2
· Flow rate ± 10 %
· Wavelength ± 2 nm
· Change in mobile phase ratio ± 2 %
*For all validation parameters, % RSD value should not be more than 2.
Titration Indicators
Complexometric Murexide, solochrome black, Patton and Reedder’s indicator, Calcon or solochrome
dark blue, Xylenol orange, bromopyrogallol, thymolphthalexone, methylthymol
blue, zincon, variamine blue
Precipitation Eosin , fluorescin, Rose Bengal, tartrazine, alizarin red S, rhodamine 6G,
Phenosafranine
Nonaqueous Crystal violet, methyl red, 1- napthol benzein, oracet blue
Aqueous Methyl orange, phenolphthalein, methyl red, thymol phthalein, methyl yellow,
neutral red, congo red etc.
Quality Guidelines
Q4 - Q4B: Pharmacopoeias
· Q4Pharmacopoeias
· Q4APharmacopoeial Harmonisation
· Q4BEvaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions
· Q5A(R1)Viral Safety Evaluation of Biotechnology Products Derived from Cell Lines of Human or Animal
Origin
· Q5BAnalysis of the Expression Construct in Cells Used for Production of r-DNA Derived Protein Products
· Q6ASpecifications : Test Procedures and Acceptance Criteria for New Drug Substances and New Drug
Products: Chemical Substances
Q8 : Pharmaceutical Development
Safety Guidelines
· S3ANote for Guidance on Toxicokinetics: The Assessment of Systemic Exposure in Toxicity Studies
· S3A Q&AsQuestions and Answers: Note for Guidance on Toxicokinetics: The Assessment of Systemic
Exposure - Focus on Microsampling
· S7BThe Non-Clinical Evaluation of the Potential for Delayed Ventricular Repolarization (QT Interval
Prolongation) by Human Pharmaceuticals
Efficacy Guidelines
· E2A:Clinical Safety Data Management: Definitions and Standards for Expedited Reporting
· E2B(R3):Clinical Safety Data Management: Data Elements for Transmission of Individual Case Safety
Reports
3.114 Chapter 3
· E2D:Post-Approval Safety Data Management: Definitions and Standards for Expedited Reporting
· E2E:Pharmacovigilance Planning
Multidisciplinary Guidelines
Stationary
mirror
Time
Beam splitter
Source Movable
mirror
Sample
position
Detector
C-X
O-H C-C, C-N (Triple bond)
Transparent C=N C-O
C-H X=C=Y C=O
Region C=C C-N
N-H X, Y=C, O, N, S
C-C
Standards endpoint of the normal titration. They are also useful if the
Certain chemicals which are used in defined concentrations reaction between the analyte and the titrant is very slow.
as reference materials.
Types of titrations
yy Primary standards
yy Secondary standards 1. Acid-base titration
Indicators for Acid-Base titration
Primary standards
Available in pure form, stable and easily dried to a constant Indicator Colour Range of Colour on
known composition. on Acidic Colour Basic Side
yy Stable in air. Side Change
yy High molecular weight.
Methyl Violet Yellow 0.0–1.6 Violet
yy Readily soluble.
yy Undergoes stoichiometric and rapid reactions. Bromophenol Blue Yellow 3.0–4.6 Blue
Secondary standards pH meter and Conductivity metre can be used for end
A substance that can be used for standardisations, and point detection.
whose concentration of active substance has been deter-
2. Redox titration
mined by comparison to a primary standard.
Most commonly, a potentiometer or a redox indicator is
Standard solution used to determine the end point of the titration. For exam-
It is a solution of accurately known concentration prepared ple, when one of constituents of the titration is the oxidiz-
from a primary standard (a compound which is stable, of ing agent potassium dichromate, the colour change of the
high purity, highly soluble in water and of a high molar solution from orange to green is not definite and thus an indi-
mass to allow for accurate weighing) that is weighed accu- cator such as sodium diphenylamine is used. The analysis of
rately and made up to a fixed volume. wines for their sulfur dioxide content requires the use of iodine
as an oxidizing agent. In this case, starch is used as an indica-
Types of volumetric titrations tor; a blue starch-iodine complex is formed once an excess of
There are three types of volumetric titration, which are iodine is present, thus signalling the endpoint of the titration.
classified based on the rate of their reaction. Direct titra- Some redox titrations do not require an indicator, due
tion method (DTM) is a one-step titration process. Indirect to the intense colour of some of the constituents. For instance,
method (ITM) involves a two-step titration process. Back in a titration where the oxidizing agent potassium perman-
titration method (BTM) uses a three-step titration process. ganate (permanganometry) is present, a slightly faint
persisting pink colour signals the endpoint of the titration,
Back titration and no particular indicator is therefore required.
The term back titration is used when a titration is done Standardization of Potassium Permanganate or Cerium
“backwards”; instead of titrating the original analyte, one IV sulphate done by Sodium Oxalate or Arsenic III oxide.
adds a known excess of a standard reagent to the solution, Standardization of Potassium Dichromate is done by metallic
then titrates the excess. A back titration is useful if the end- iron. Standardization of Iodine is done by Sodium Thiosul-
point of the reverse titration is easier to identify than the phate or Arsenic III oxide.
3.118 Chapter 3
Application–Determination of Copper, Dissolved salt to ammonia. The amount of ammonia present (hence
oxygen, Chlorine, Arsenic IV, Sulphides. the amount of nitrogen present in the sample) is determined
by back titration. The end of the condenser is dipped into
3. Complexometric titration
a solution of boric acid. The ammonia reacts with the acid
These titrations are based on the formation of a complex and the remainder of the acid is then titrated with a sodium
between the analyte and the titrant. The chelating agent carbonate solution with a methyl orange pH indicator.
EDTA is very commonly used to titrate metal ions in solution.
These titrations generally require specialized indicators that Degradation Protein + H2SO4 → (NH4)2 SO4 (aq) + CO2 (g)
+ SO2 (g) + H2O (g)
form weaker complexes with the analyte. A common exam-
ple is Eriochrome Black T for the titration of calcium and Liberation of ammonia (NH4)2 SO4 (aq) + 2NaOH →
magnesium ions. Indicators-Murexide, Solochrome Black, Na2SO4 (aq) + 2H2O (l) + 2NH3 (g)
Xylenol orange, Eriochrome Black etc. Capture of ammonia B (OH)3 + H2O + NH3 → NH4+
Application Determination of cations and hardness of + B (OH)4–
water. Back-titration B (OH)3 + H2O + Na2CO3 → NaHCO3
(aq) + NaB (OH)4 (aq) + CO2 (g) + H2O.
4. Zeta potential titration
These titrations characterize heterogeneous systems, such
as colloids. Zeta potential plays role of indicator. One of the Precipitation Titration
purposes is determination of iso-electric point when surface Titrations with precipitating agents are useful for deter-
charge becomes 0. mining certain analytes. E.g., Cl– can be determined when
titrated with AgNO3.
5. Iodometry
Usual reagents are sodium thiosulfate as titrant, starch as an Detection of end point
indicator (it forms blue complex with iodine molecules—
though polyvinyl alcohol has started to be used recently as yy Chemical
well), and an iodine compound (iodide or iodate, depending Precipitation Type–Mohr’s method
on the desired reaction with the sample). Adsorption–Fajan’s method
The principal reaction is the reduction of iodine to For silver analysis–Volhard method
iodide by thiosulfate: yy Sensors–Potentiometric or amperometric
I2 + 2S2O32− → S4O62− + 2I−
6. Precipitation reactions The chemical types are also classified into:
1. Mohr method-Using Ag+ as a titrant in chlorides (or 1. Indicators reacting with titrant forming specific colour.
bromides) determination. 2. Adsorption indicators.
End point detection-small amount of sodium or potas-
sium chromate Indicators reacting with the titrant
2. Volhard method-Titration with thiocyanates, can be Two methods will be discussed where this type of indicators
used for Ag+ determination, or for indirect determina- are applied; namely: Mohr and Volhard.
tion (thorough back titration) of chlorides.
End point detection-Iron (III) thiocyanate complex I) Mohr method for determining chloride
3. Kjeldahl method or Kjeldahl digestion Chloride is titrated with AgNO3 solution. A soluble chro-
Quantitative determination of nitrogen in chemical mate salt is added as the indicator. This produces a yellow
substances. colour solution. When the precipitation of the chloride is
The method consists of heating a substance with sulphuric complete, the first excess of Ag+ reacts with the indicator to
acid, which decomposes the organic substance by oxidation precipitate red silver chromate:
to liberate the reduced nitrogen as ammonium sulphate. In
this step, potassium sulphate is added in order to increase 2 Ag+(aq) + CrO42–(aq) → Ag2CrO4(s)
the boiling point of the medium. Chemical decomposition
Yellow red ppt
of the sample is complete when the medium has become
clear and colourless (initially very dark). The Mohr method must be performed at a pH about
The solution is then distilled with sodium hydroxide 8. This method is useful for determining Cl– in neutral or
(added in small quantities) which converts the ammonium unbuffered solutions such as drinking water.
Analytical Chemistry 3.119
II) Volhard titration rofluorescein (DCF) on the surface of the positively charged
This is an indirect titration procedure for the determination silver chloride particles formed in the precipitation titration
of anions that precipitate with silver like Cl–, Br–, I–, SCN-, when Ag+ ion is in excess.
and it is preferred in acid (HNO3) solution. A measured Application of PPtion Titration Determination of an-
excess of AgNO3 is added to precipitate the anion, and the ions such as halides, divalent anions, mercaptans.
excess of Ag+ is determined by back titration with standard
potassium thiocyanate solution: Non-aqueous titration
Ag+(aq) + Cl–(aq) → AgCl(s) + excess Ag+ Non-aqueous titration is the titration of substances
dissolved in non-aqueous solvents. It is the most com-
excess Ag+(aq) + SCN–(aq) → AgSCN(s) mon titrimetric procedure used in pharmacopoeial assays
and serves a double purpose: it is suitable for the titration
The end point is detected by adding iron III (Fe3+) as
of very weak acids and very weak bases, and it provides a
ferric ammonium sulfate which forms a soluble red com-
solvent in which organic compounds are soluble.
plex with the first excess of titrant.
The most commonly used procedure is the titration of
Fe3+ (aq) + SCN–(aq) → [FeSCN]2+(aq) organic bases with perchloric acid in anhydrous acetic acid.
These indicators must not form a compound with
Non-aqueous solvents
the titrant that is more stable than the precipitate or the
colour reaction would occur on addition of the first drop of Aprotic solvents
titrant. These are neutral, chemically inert substances such as benzene
and chloroform. They have a low dielectric constant, do not
Adsorption indicators react with either acids or bases and therefore do not favour
The indicator reaction takes place on the surface of the ionization. Since dissociation is not an essential preliminary
precipitate. The indicator, which is a dye, exists in solution to neutralization, aprotic solvents are often added to ‘ionizing’
as the ionized form, usually an anion. solvents to depress solvolysis (which is comparable to hydroly-
sis) of the neutralization product and so sharpen the endpoint.
Principle of adsorption Protophilic solvents
Consider the titration of Cl– with Ag+. Before the equivalent These are basic in character and react with acids to form
point, Cl– is in excess and the primary layer is Cl– (go back solvated protons.
to precipitation process in gravimetry). This repulses the
indicator anions; and the more loosely held the secondary HB + Sol. ⇌ Sol.H+ + B–
(counter) layer of adsorbed ions is cations, such as Acid + Basic solvent ⇌ Solvated proton + Conjugate
Na +
: AgCl : Cl : : Na
– + base of acid
A weakly basic solvent has less tendency than a strong-
Beyond the equivalent point (end point as well), Ag+ ly basic one to accept a proton. Similarly, a weak acid has
is in excess and the surface of the precipitate becomes less tendency to donate protons than a strong acid. As a
positively charged, with the 1° layer being Ag+. This will result a strong acid such as perchloric acid exhibits more
now attract the indicator anion and adsorb it in the 2° strongly acidic properties than a weak acid such as acetic
(counter) layer: acid when dissolved in a weakly basic solvent.
On the other hand, all acids tend to become indistin-
AgCl : Ag+ : : indicator –
guishable in strength when dissolved in strongly basic
The colour of the adsorbed indicator is different from solvents owing to the greater affinity of strong bases for
that of the unadsorbed indicator, and this difference signals protons. This is called the leveling effect. Strong bases are
the completion of the titration. The degree of adsorption of leveling solvents for acids, weak bases are differentiating
the indicator can be decreased by increasing the acidity. solvents for acids.
The titration of chloride using this kind of indicator is
called Fajan’s Method. Protogenic solvents
Fajan’s method is the most recent and most accurate These are acidic substances, e.g., sulphuric acid. They exert
silverhalide method. It is based on the adsorption of dichlo- a levelling effect on bases.
3.120 Chapter 3
Quinaldine Red magenta almost This results in the loss of part of the precipitate because
(0.1 per cent in colo the colloidal form may pass through on filtration. By washing
methanol) with ice cold water, this can be minimized.
6. Drying of solid
Gravemetric Analysis Generally, the solids are dried at about 120oC but condi-
Gravimetric analysis, which by definition is based upon the tions for drying can vary considerably. To determine the
measurement of mass, can be generalized into two types: correct drying regime, a thermogravimetric balance may
precipitation and volatilization. be used.
Analytical Chemistry 3.121
daily intake (TDI) of the degradation product. Lower N-methyl pyrrol- 48.4 4840
thresholds can be appropriate if the degradation product idone
is unusually toxic.
c Higher thresholds should be scientifically justified Pyridine 2 200
Toluene 8.9 890
Residual Solvents Xylenes 21.7 2170
Class I solvents: Solvents to be Avoided Known human
Methyl cyclo hex- 11.8 1180
carcinogens strongly suspected human carcinogens Envi-
ane
ronmental hazards.
Methyl butyl 0.5 50
Residual solvent Concentration limit (ppm) ketone
Benzene 2 ( Carcinogenic) Nitromethane 0.5 50
Carbon tetrachloride 4 (Toxic) Sulfolane 1.6 160
1,1 Dichloro ethene 8 (Toxic) Tetralin 1 100
1,2 Dichloro ethene 5 (Toxic)
1,1,2-Trichloro 0.8 80
1,1,1 trichloro ethane 1500 (Environmental hazard) ethane
Class II solvents: Solvents to be Limited Nongenotoxic ani- Class III Solvents: These are less toxic and possess lower
mal carcinogens or possible causative agents of other irre- risk to human health than class I or class II solvents. Long-
versible toxicity, such as neurotoxicity or teratogenicity. Sol- term toxicity or carcinogenicity not reported, which is
vents suspected of other significant but reversible toxicities. evident from the available data for the solvents under this
category. The use of class III solvents in pharmaceuticals
Solvent Permissible Concentration
daily exposure limit (ppm)
does not have any serious health hazard.
(mg/day) Solvents with Low Toxic Potential Solvents with low toxic
Acetonitrile 4.1 410 potential to humans; no health-based exposure limit is need-
ed. [NOTE—Class 3 residual solvents may have PDEs of up
Chlorobenzene 3.6 360 to 50 mg or more per day.]
Chloroform 0.6 60
Acetic acid Dimethyl Isobutyl acetate
Cyclohexane 38.8 3880 sulfoxide
1,2-Dichloroethene 18.7 1870 Acetone Ethanol Isopropyl acetate
Dichloromethane 6 600 Anisole Ethyl acetate Methyl acetate
1,1-Dimethoxy- 1 100 1-butanol Ethyl ether Propyl acetate
ethane
2-butanol Ethyl formate Pentane
N,N-Dimehtyl 10.9 1090
acetamide Butyl acetate Formic acid Methyl ethyl ketone
Guideline for Elemental Impurities ICH Q3D the risk assessment. For parenteral and inhalation products,
Three Class based on their Toxicity (PDE) and Occurrence the potential for inclusion of these elemental impurities
Type of Class Elemental Impurities should be evaluated during the risk assessment, unless the
route specific PDE is above 500 μg/day. The elements in this
Class 1 As, Cd, Hg & Pb
class include: Ba, Cr, Cu, Li, Mo, Sb, and Sn.
Class 2A Co, Ni & V
Other elements: Some elemental impurities for which
Class 2B Ag, Au, Ir, Os, Pd, Pt, Rh, Ru, Se & Tl PDEs have not been established due to their low inherent
Class 3 Ba, Cr, Cu, Li, Mo, Sb & Sn toxicity and/or differences in regional regulations are not
addressed in this guideline. If these elemental impurities are
* PDE-Permitted daily exposure present or included in the drug product they are addressed
Class 1: The elements, As, Cd, Hg, and Pb, are human by other guidelines and/or regional regulations and practices
toxicants that have limited or no use in the manufacture that may be applicable for particular elements (e.g., Al for
of pharmaceuticals. Their presence in drug products compromised renal function; Mn and Zn for patients with
typically comes from commonly used materials (e.g., compromised hepatic function), or quality considerations
mined excipients). Because of their unique nature, these (e.g., presence of W impurities in therapeutic proteins) for
four elements require evaluation during the risk assessment, the final drug product. Some of the elements considered
across all potential sources of elemental impurities and include: Al, B, Ca, Fe, K, Mg, Mn, Na, W and Zn.
routes of administration. The outcome of the risk assessment Permitted Daily Exposures(PDEs) for Elemental Impurities
will determine those components that may require additional
controls which may in some cases include testing for Class 1 Oral PDE Parenteral Inhalation
Element Class
elements. It is not expected that all components will require μg/day PDE, μg/day PDE, μg/day
testing for Class 1 elemental impurities; testing should Cd 1 5 2 2
only be applied when the risk assessment identifies it as the Pb 1 5 5 5
appropriate control to ensure that the PDE (permitted daily
As 1 15 15 2
exposure) will be met.
Hg 1 30 3 1
Class 2: Elements in this class are generally considered
Co 2A 50 5 3
as route-dependent human toxicants. Class 2 elements are
further divided in sub-classes 2A and 2B based on their V 2A 100 10 1
relative likelihood of occurrence in the drug product. Ni 2A 200 20 5
• Class 2A elements have relatively high probability of Tl 2B 8 8 8
occurrence in the drug product and thus require risk Au 2B 100 100 1
assessment across all potential sources of elemental Pd 2B 100 10 1
impurities and routes of administration (as indicated).
Ir 2B 100 10 1
The class 2A elements are: Co, Ni and V.
Os 2B 100 10 1
• Class 2B elements have a reduced probability of
Rh 2B 100 10 1
occurrence in the drug product related to their low
abundance and low potential to be co-isolated with Ru 2B 100 10 1
other materials. As a result, they may be excluded Se 2B 150 80 130
from the risk assessment unless they are intentionally Ag 2B 150 10 7
added during the manufacture of drug substances, Pt 2B 100 10 1
excipients or other components of the drug product.
Li 3 550 250 25
The elemental impurities in class 2B include: Ag, Au,
Ir, Os, Pd, Pt, Rh, Ru, Se and Tl. Sb 3 1200 90 20
Ba 3 1400 700 300
Class 3: The elements in this class have relatively low
toxicities by the oral route of administration (high PDEs, Mo 3 3000 1500 10
generally > 500 μg/day) but may require consideration in Cu 3 3000 300 30
the risk assessment for inhalation and parenteral routes. Sn 3 6000 600 60
For oral routes of administration, unless these elements are
Cr 3 11000 1100 3
intentionally added, they do not need to be considered during