• Client Account Application

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HSBC InvestDirect
3381 Steeles Ave. East, Suite 300
Toronto, Ontario
M2H 3S7
 HSBC InvestDirect

Client Account Application

For Individual and Joint Accounts

Copyright© 2018 HSBC Bank Canada

All rights reserved
*003YP3+01L*
 HSBC InvestDirect Member - Canadian Investor Protection Fund
a division of HSBC Securities (Canada) Inc.*

Before you return your completed application please ensure you have:

1. Completed all required sections and provided full information in relevant applicable sections.

2. Read the Client Terms and Conditions for important information in connection with your HSBC InvestDirect account. Please note that certain self-

regulatory organizations require access to your personal information. Please read the “Client Information Consent Agreement” section of the Client

Terms and Conditions.

3. Provided all required signatures including:

Suitability Acknowledgement and Signatures Section - page 7

4. Attached completed and signed documents where applicable.

For Tax-Free Savings Account (TFSA): If you are a U.S. citizen or have U.S. Dual Citizenship:
„„ TFSA Form# 1090161 „„ W9 Form for U.S. taxation purpose
For Trading Authority: If you are a Canadian Resident or a Non-Resident:
„„ Trading Authorization Form „„ W- 8BEN Form for [Link] purpose
For Power of Attorney:
„„ Power of Attorney Authorization Form.
If You Are Transferring to HSBC InvestDirect From Another Institution
„„ Non-Registered Account Transfer Form or Registered Account
Transfer Form
„„ T2151 Form and completed/signed Pension package
„„ RESP Transfer Form (Form A or Form B and QESI Form - where
applicable)

5. Provided verification of the identity of each Applicant, Co-Applicant and all persons authorized to trade by providing two pieces of identification, one of

which must be a government issued photo ID. Photo identification must be physically verified by HSBC branch personnel or HSBC InvestDirect office.

6. Please return completed application after HSBC branch personnel has physically verified IDs to your HSBC Bank Canada branch or mail to your

HSBC Bank branch or mail to:

HSBC InvestDirect
*003YP3+02M*

3381 Steeles Ave. East, Suite 300

Toronto, ON

M2H 3S7

Questions? Please call 1-800-760-1180 or email us at: investdirect@[Link]

Forms are available online at [Link]

*HSBC InvestDirect is a division of HSBC Securities (Canada) Inc. which is a wholly owned subsidiary of, but separate entity from, HSBC Bank Canada.
HSBC Securities (Canada) Inc. is a member of The Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada (IIROC).

1090171-E_2018-08
 Client Account Application ORDER EXECUTION ACCOUNT ONLY

Account Type – Required Please refer to the Client Terms & Conditions
Investment Accounts Cash Margin Registered Accounts
Canadian & U.S. Accounts (check one) Account Types (select all that apply)
Individual ✔
✔ Tax-Free Savings Account (TFSA) – attach TFSA Form #1090161
Joint-Tenants in Common
(For Quebec Residents Only) Retirement Savings Plan (RSP)
Joint with Right of Survivorship Spousal Retirement Savings Plan (SRSP)
(Not Available to Quebec Residents) Retirement Income Fund (RIF)
Foreign Currency Cash Accounts (optional, select all that apply) Spousal Retirement Income Fund (SRIF)
HKD GBP EUR Other Life Income Fund (LIF) – attach Addendum
Locked-in Retirement Income Fund (LRIF) – attach Addendum
Margin Account Privileges (optional, select all that apply)
Prescribed Retirement Income Fund (PRIF) – attach Addendum
Options Trading Short Selling Restricted Life Income Fund (RLIF) – attach Addendum
Language of Correspondence for this Account Locked-In Retirement Account (LIRA) – attach Addendum
Restricted Locked-in Savings Plan (RLSP) – attach Addendum
✔ English French
Locked-in Retirement Savings Plan (LRSP) – attach Addendum
✔ I would like to receive marketing materials in Chinese
Applicant’s Personal Information – Required
✔ Mr. Miss Ms. Mrs. Dr. Employment Information
man wai ki Employment status:
Last Name (Legal) First Name (Legal) Middle Name (Legal) ✔ Employed Self-Employed Student
(778) 882-2813 Retired* Homemaker* Not Working*
Home Tel. # Business Tel. # (including extension)
*Retired, Not Working, or Homemaker: Provide details of most recent job .
(778) 882-2813 rickyman84@[Link]
Mobile Tel. # E-mail Address London Drugs DSC
Canada Canada Employer’s Name

Country of Residence Citizenship (list all countries) Warehousing

Type of Business
15405 31 AVE, Unit 45
Residence Address (P.O. Boxes, R.R.. or c/o not accepted) Apt./Suite # warehouse worker 2
Occupation / Position Years with Employer
SURREY British Columbia V3Z 2W5
City Province Postal Code 12831 HORSESHOE PL
Employer’s Address
734 366 875 05/19/1984
SIN Date of Birth (mm/dd/yyyy) RICHMOND British Columbia V7A4X5
City Province Postal Code
Marital Status: ✔ Married Single Divorced Widowed
Common Law Separated Financial Information
Number of Dependents: 3 $43,000.00
Current Annual Income ($)
Spousal Information (complete below only if your spouse is NOT a joint applicant)
$8,000.00 + $0.00 = $8,000.00
Mr. ✔ Mrs. Miss Ms. Dr. Net Liquid Assets* Net Fixed Assets (Less liabilities)** Total Assets
mei xia zheng
* Cash & Securities less loans outstanding
Spouse’s Full Name
** Fixed assets less liabilities outstanding against fixed assets
Nuskin
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Spouse’s Employer’s Name

Health products sales sales Source of funds for this account (select all that apply)
Type of Business Spouse’s Occupation / Position
✔ Cheque Deposit Share Certificate Deposit
Bank Information ✔ Transfer from linked bank account

HSBC Bank of Canada Transfer in from a Financial Institution, specify:

Bank Name Other, specify:

1160-4151 hazelbridge way

Bank Address
10070 016 245096150
Bank Transit # Bank Institution # Bank Account #
I would like the convenience of being able to settle my trades and execute funds
transfers to/from my bank account stated above.
✔ Yes No (If yes and the above is a non HSBC bank account, please attach a void
personal cheque)

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 1

 Mailing Address – Optional M

If you would like us to send information about your accounts to an address other
than your home address on the previous page of this application, please indicate it
here along with an explanation.
Street Address/Concession/Rural Route/Site Apt. /Suite #

Reason for separate mailing address Street Address, Continued

Continued City Province Postal Code

Country

Co-Applicant’s Personal Information – Required for joint accounts

Mr. Miss Ms. Mrs. Dr. Employment Information

Employment status:
Relationship to Applicant Employed Self-Employed Student
Retired* Homemaker* Not Working*
Last Name (Legal) First Name (Legal) Middle Name (Legal)
*Retired, Not Working, or Homemaker: Provide details of most recent job .

Home Tel. # Business Tel. # (including extension)

Employer’s Name
Mobile Tel. # E-mail Address
Type of Business
Country of Residence Citizenship (list all countries)
Occupation / Position Years with Employer
Residence Address (P.O. Boxes, R.R.. or c/o not accepted) Apt./Suite #
Employer’s Address
City Province Postal Code
City Province Postal Code
SIN Date of Birth (mm/dd/yyyy)
Financial Information
Marital Status: Married Single Divorced Widowed
Common Law Separated
Current Annual Income ($)
Number of Dependents:
+ =
Spousal Information (complete below only if your spouse is NOT a joint applicant) Net Liquid Assets* Net Fixed Assets (Less liabilities)** Total Assets

Mr. Mrs. Miss Ms. Dr. * Cash & Securities less loans outstanding
** Fixed assets less liabilities outstanding against fixed assets

Spouse’s Full Name

Source of funds for this account (select all that apply)

Spouse’s Employer’s Name
Cheque Deposit Share Certificate Deposit
Type of Business Spouse’s Occupation / Position Transfer from linked bank account
Transfer in from a Financial Institution, specify:
Bank Information Other, specify:
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Bank Name

Bank Address

Bank Transit # Bank Institution # Bank Account #

(You can find this information on the bottom of most cheques)
I would like the convenience of being able to settle my trades and execute funds
transfers to/from my bank account stated above.

Yes No (If yes and the above is a non HSBC bank account, please attach a void
personal cheque)

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 2

 Investment Experience and Use of Account – Required
Investment Knowledge Investment Experience
Applicant Co-Applicant
Applicant: None ✔ Limited Average Experienced
Common Stock
Co-Applicant: None Limited Average Experienced
Bonds
Number of Years Investing Mutual Funds ✔

Options
Applicant: <1 ✔ 1–5 6–10 10+
Preferred Stock
Co-Applicant: <1 1–5 6–10 10+
Short Selling ✔

No Experience
Use of this Account (select all that apply)
✔ Income Generation Saving Growth of Capital Market Speculation Other

Other Information – Required

Applicant Co-Applicant

1. Are you, your spouse or anyone you reside with employed by an IIROC Member firm, Stock Exchange or member of a Stock Yes ✔ No Yes No
Exchange?
If yes, please state the name of the firm and provide a compliance letter(s) :

2. Are you, your spouse, or anyone you reside with, the CEO, CFO, COO or a Director of a publicly traded company (“a reporting Yes ✔ No Yes No
issuer”)?

3. Are you, your spouse, or anyone you reside with, the CEO, COO or CFO of a major subsidiary of a reporting issuer? (Major Yes ✔ No Yes No
subsidiary is defined as a subsidiary of an issuer whose assets or revenue comprise 30% of the consolidated assets or
revenue of the issuer)

4. Are you, your spouse, or anyone you reside with a Significant Shareholder of a reporting issuer? In other words, do you, Yes ✔ No Yes No
your spouse or anyone you reside with hold more than 10% of the voting rights of the issuer’s outstanding voting securities,
including any convertible securities that are convertible within 60 days that would put you over the 10% limit?

5. Are you, your spouse, or anyone you reside with, a control person (holding more than 20%) in a reporting issuer’s outstanding Yes ✔ No Yes No
voting securities?

6. Are you, your spouse, or anyone you reside with, a director or CEO, COO or CFO of a management company that provides Yes ✔ No Yes No
significant management or administrative services to a reporting issuer or a major subsidiary of a reporting issuer?

7. Even if questions 2 to 6 above do not apply, do you, your spouse or anyone you reside with, receive or have access to material Yes ✔ No Yes No
non-public information of a reporting issuer given the nature of the employment (i.e. finance, technology)?

8. Do you, your spouse, or anyone you reside with, exercise “significant power or influence” over the decisions of a reporting Yes ✔ No Yes No
issuer?

9. Name any reporting issuers (including symbols) to which a “Yes” answer applies on questions 2 to 8 above:

10. Other than the applicant or co-applicant, will the account be used for the benefit of a third party or someone else? Yes ✔ No

11. For the new account(s) that you are applying for in this application, will any other person(s) other than the Applicant(s)
be granted:
i) trading authority in this account? Yes ✔ No If “yes”, please complete the Trading Authorization Form
ii) power of attorney over this account? Yes ✔ No If “yes”, please complete the Power of Attorney Form
*003YP3+05P*

12. Are you (or any members of your immediate family) currently, or have you (or any members of your immediate family) in the Yes ✔ No Yes No
past, been employed in any of the following positions: (If yes, please check all applicable boxes and list the details of the individuals):

a head of state or government; a president of a state owned company or bank;

a member of the executive council of government or member of a legislature; a head of a government agency;
a deputy minister (or equivalent); a federal judge; or
an ambassador or an ambassador’s attaché or counselor; a leader or president of a political party in a legislature

If answered yes to question 12, please indicate the details of the person(s) below:

Person Full Name Relationship to the account holder(s) Length in Position (From/To)

Description

(continued)

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 3

 Registered Account Administration Fee – Required
Please indicate the account from which the administration fee is to be debited.
✔ This account (Default)
Non-Registered Account No.:
Bank account detailed in the Banking Information section of this application

Note: The account to be charged must belong to the Applicant or Co-Applicant of this registered account.

Spouse as a Contributor – Required for Registered Spousal plans only

In this section, the words “I”, “me”, and “my” mean the Applicant’s Spouse
Will your spouse be a contributor? Yes No Please complete section below
Mr. Mrs. Miss Ms. Dr.

First Name (Legal) Middle Name (Legal) Last Name (Legal) SIN
I request that this Plan be established to allow contributions to be made by me in addition to contributions made by my spouse. I am aware that any contributions I make
to the Plan now or in the future constitute irrevocable gifts to my spouse and request that they be accepted on that basis. I am aware that any withdrawals from the Plan,
including any amounts I have contributed, may be taxable to me under the Income Tax Act.

RIF and LIF Payments – Required for RIF and LIF accounts only

Payment Frequency
For my RIF LRIF LIF
Frequency (select one): Annually Semi-Annually Quarterly Monthly
First Payment Date (mm/dd/yyyy): (day 1-28 of the month only)

To which account do you wish to send the payment:

InvestDirect non-registered account no.
Bank Account detailed in the Applicant Information section
Alternate Bank account detailed below (Please attach a “VOID” cheque from a Canada dollar account.)

Name of Bank (Bank must be a member of the Canadian Payments Association) Branch Address

Is this a joint bank account? Yes No

Bank Transit No. Institution No. Bank Account No.

Payment Type
Minimum Amount Elected Amount (Indicate annual amount: $ ) Maximum (for LIF/LRIF only)

Election to use Spouse’s Age (Complete only if Applicant wishes to use spouse’s age to determine the amount of payments.)
I elect to use the age of my spouse to determine the period payments under the RIF.

First Name (Legal) Middle Name (Legal) Last Name (Legal)

I certify my spouse’s birth date to be (mm/dd/yyyy):

I understand that this election may not be changed after my first payment even if my spouse should die, or we separate. For accepting and complying with this direction, I
*003YP3+06Q*

waive notification of the aforementioned transactions and ratify any and all such transactions made for my HSBC InvestDirect Account. This direction is a continuing one and
shall remain in full force and effect unless revoked by me by written notice addressed and delivered to you, but such revocations shall not affect any liability resulting from,
or the waiver of liability relating to, transactions initiated prior to such revocation.

For RIF, complete either the Beneficiary Designation section or Designation of Successor Annuitant section below.

Designation of Successor Annuitant – RIF Only (required if Beneficiary not designated below)

With respect to this RIF and pursuant to the provisions of the Income Tax Act (Canada) and Part III, paragraph 4 of the HBSC InvestDirect Self-Directed RSP/RIF Terms and
Conditions, I designate my spouse or common law partner as successor annuitant of the RIF in the event of my death prior to the maturity of this RIF. I reserve the right to
change this designation.

Mr. Mrs. Miss Ms. Dr.

First Name (Legal) Middle Name (Legal) Last Name (Legal) SIN

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 4

 Beneficiary Designation
– Required for Registered Account(s) and for RIF if Successor Annuitant is not designated above. Not applicable to Quebec Residents.

I revoke any and all beneficiary designations made in respect to this Plan, and designate the person name below as beneficiary to receive the proceeds payable
under the Plan in the event of my death. This designation will remain in effect until revoked in accordance with the terms of the HSBC InvestDirect Self-Directed
RSP/RIF Terms and Conditions.

Note: In certain provinces, the Applicant can only designate a beneficiary by including a special clause in his or her will.

Caution: Your designation of a beneficiary by means of a designation form will not be revoked or changed automatically by any future marriage or divorce. Should
you wish to change your beneficiary in the event of a future marriage or divorce, you will have to do so by means of a new designation.

Mr. Mrs. Miss Ms. Dr.

or Default to Your Estate if no beneficiary designation

First Name (Legal) Middle Name (Legal) Last Name (Legal) SIN

Relationship to Applicant:

Shareholder Communication – Required

To: HSBC InvestDirect

I have read and understand the explanation to clients that you have provided me in the terms and conditions to this Account Agreement and the choices indicated
by me apply to all of the securities held in this account.

PART 1 - Disclosure of Beneficial Ownership Information

Please mark the corresponding box to show whether you OBJECT or DO NOT OBJECT to us disclosing your name, address, electronic mail address, securities
holdings and preferred language of communication (English or French) to issuers of securities you hold with us and to other persons or companies in accordance
with securities law. If you indicate that you OBJECT, we are entitled to charge you the reasonable costs incurred by us to forward security-holder materials to you
in accordance with securities law.

I OBJECT to you disclosing the information described above.

✔ I DO NOT OBJECT to you disclosing the information described above (Default)

PART 2 - Receiving Security-holder Materials

Please mark the corresponding box to show what you WANT to receive. ALL security-holder materials sent to beneficial owners of securities consist of the
following:

a) proxy-related materials for annual and special meetings;

b) annual reports and financial statements that are not part of the proxy-related materials; and
c) materials sent to security-holders that are not required by corporate or securities law to be sent.
✔ I WANT to receive ALL security-holder materials sent to beneficial owners of securities. (Default)
I DECLINE to receive ALL security-holder materials sent to beneficial owners of securities. (Even if I decline to receive these types of materials,
I understand that a reporting issuer or other person or company is entitled to send these materials to me at its expense.)
I WANT to receive ONLY proxy-related materials that are sent in connection with a special meeting.

Note: These instructions do not apply to any specific request you give or may have given to a reporting issuer concerning the sending of interim financial
statements of the reporting issuer. In addition, in some circumstances, the instructions you give in this client response form will not apply to annual reports or
financial statements of an investment fund that are not part of proxy-related materials. An investment fund is also entitled to obtain specific instructions from you
on whether you wish to receive its annual report or financial statements, and where you provide specific instructions, the instructions in this form with respect to
financial statements will not apply.

PART 3 - Preferred Language of Communication

I understand that the materials I receive will be in my preferred language of communication, which I chose at the time my account was opened, if the materials
are available in that language.
*003YP3+07R*

Privacy Consent – Required

Please read the “Client Information Consent Agreement” section of the Client Terms and Conditions booklet. I consent to the collection, use and disclosure of
Client Information in the manner and for the purposes specified in the Client Terms and Conditions. I agree HSBC InvestDirect may collect, use and share my SIN
for the additional purposes of conducting Financial Crime Risk Management Activities, and for internal audit, security, statistical, and record keeping purposes.

I also agree to the following optional uses of my Personal Information:

1. HSBC InvestDirect may collect and use my personal information and, where permitted by law, share it within the HSBC Group, to identify and inform me of
products and services provided by the HSBC Group that may be of interest to me.
2. HSBC InvestDirect may collect and use my Personal information to promote the products and services of select third parties that may be of interest to me.
✔ Yes (Default unless instructed otherwise) or No

I may at any time change my consent to the above by contacting HSBC at 1-800-760-1180. I understand that if I refuse or withdraw my consent it will not
affect my eligibility for products or services.

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 5

 Applicant Agreement – Required

For Non-Registered Accounts

In this Agreement, the words “I”, “me” and “my” mean the Applicant (and any Co-Applicant Client or any other individual with authority over the account, as
applicable). The words “you”, “your”, “yours” and “HSBC InvestDirect” means HSBC InvestDirect, a division of HSBC Securities (Canada) Inc. All capitalized
terms have the same meaning as in the Client Terms and Conditions.
1. I am applying for an HSBC InvestDirect Investment Account.
2. I verify that I have read the Client Terms and Conditions and, upon acceptance of this Agreement by HSBC InvestDirect, agree to be bound by such terms and
conditions (which are incorporated herein) and agree that my first transaction using services offered in connection with the Investment Account will constitute
further evidence of my acceptance of and my agreement to be bound by such terms and conditions.
3. I certify that the interest rates and service charges and fees for the Investment Account have been disclosed to me. I authorize HSBC InvestDirect to debit my
Investment Account for interest, service charges, and fee.
4. Description of Relationship between HSBC InvestDirect and HSBC Bank Canada: I understand that HSBC InvestDirect and HSBC Bank Canada are
separate entities.
5. Balances are not insured by the Canadian Deposit Insurance Corporation (CDIC) but are covered under the Canadian Investor Protection Fund. Certain limits
apply.
6. It is the express wish of the parties that this Agreement and any related documents be drawn up and executed in English. Les parties conviennent que la
présente convention et tous les documents s’y rattachant soient rédigés en anglais.
7. Joint Tenants with Right of Survivorship (not available in Quebec). In the event of the death of either of any of the undersigned, the entire interest in
the joint account shall be vested in the survivor or the survivors on the same terms and conditions as theretofore held, without in any manner releasing the
undersigned or their estates from the liability provided for in the Client Terms and Conditions.
8. Tenants in Common If the interests are NOT to be equal, please designate the percentage of each tenant. In the event of the death of either or any of the
undersigned, the interests in the tenancy as of the close of business on the date of death of the decedent (or on the following business day if the date of
death is not a business day) shall be equal unless otherwise specified immediately below.

Account Holder or His or Her estate (Print Name): %

Co-Account Holder or His or Her estate (Print Name): %

Each of the undersigned acknowledges that he/she have read and understand the Joint Account Agreement (contained in the Client Terms and Conditions),
and agree to the terms and conditions set forth therein.

9. For the purpose of evaluating this Agreement, HSBC InvestDirect is authorized to collect factual credit information and other personal information about
me from third parties such as credit reporting agencies and credit grantors and from income sources and personal references and to disclose to other credit
grantors and credit bureau particulars of this Agreement and subsequent credit experience, and to retain this Agreement for HSBC InvestDirect records. I
authorize other institutions with which I deal to provide HSBC InvestDirect with any such information requested.
10. I have read and agree to the section of the Client Terms & Conditions Agreement entitled “Electronic Delivery of Documents” and understand how I can opt
out of electronic delivery of documents.

For Registered Accounts

In this Agreement, the words “I”, “me” and “my” mean the Applicant and the words “you”, “your”, “yours” and “HSBC InvestDirect” means HSBC InvestDirect,
a division of HSBC Securities (Canada) Inc. All capitalized terms have the same meaning as in the Client Terms and Conditions.
1. I am applying for a HSBC InvestDirect Self-Directed RSP/RIF Account and request that HSBC Trust Company (Canada), (the “Trustee”) apply to have the
RSP/RIF (the “Plan”), registered under the provisions of the Income Tax Act (Canada) and the applicable provisions of similar legislation, if any of my province
of residence (the “Applicable Tax Legislation”).
2. I acknowledge and agree that:
(a) I have read the Client Terms and Conditions and, upon acceptance of this Agreement by HSBC InvestDirect, agree to be bound by such terms and
conditions (which are incorporated herein) and agree that my first transaction will constitute further evidence of my acceptance of and my agreement to
be bound by such terms and conditions.
(b) I am solely responsible for determining whether the amount of any contribution to the Plan which I may claim as a deduction is within the deductible
limits prescribed under the Applicable Tax Legislation (RSP Only).
(c) I am responsible for determining the eligibility of each investment under the provisions of the Applicable Tax legislation and that I am solely responsible
*003YP3+08S*

for all tax consequences resulting in from including investments which are not eligible.
(d) I will furnish proof of any information, including any age and the age of my spouse when required by HSBC InvestDirect or the Trustee.
(e) Any benefits derived from this Plan will be taxable under the Applicable Tax Legislation,.

3. Description of Relationship between HSBC InvestDirect and HSBC Bank Canada: I understand that HSBC InvestDirect and HSBC Bank Canada are
separate entities.
4. Balances are not insured by the Canadian Deposit Insurance Corporation (CDIC) but are covered under the Canadian Investor Protection Fund. Certain limits
apply.
5. It is the express wish of the parties that this Agreement and any related documents be drawn up and executed in English. Les parties conviennent que la
présente convention et tous les documents s’y rattachant soient rédigés en anglais.
6. I have read and agree to the section of the Client Terms & Conditions Agreement entitled “Electronic Delivery of Documents” and understand how I can opt
out of electronic delivery of documents.

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 6

 Suitability Acknowledgement – Required

I verify that I have carefully reviewed the applicable section of the Client Terms and Conditions with respect to suitability reviews and I understand and
acknowledge that HSBC InvestDirect does not provide investment advice or recommendations regarding any of my investment decisions or securities
transactions and that HSBC InvestDirect will not be responsible for making a determination that the products and account types offered by HSBC InvestDirect
are appropriate for me. Additionally, HSBC InvestDirect will not determine my general investment needs and objectives or the suitability of any of my investment
decisions or securities transactions.
I acknowledge that I have sole responsibility for all my investment decisions and securities transactions and I understand that my orders may be sent directly to
the exchange or market without prior review by HSBC InvestDirect.
I agree to comply with all applicable rules and customs of the Investment Industry Regulatory Organization of Canada and those governing the exchanges or
markets (and their clearing houses, if any) where the orders are executed. HSBC InvestDirect, however, reserves the right to review any of my transactions prior
to the exchange or market and to reject, change or remove any order for credit reasons or non-compliance with the requirements of those exchanges, markets or
securities regulations.

X X
Signature – Applicant Signature – Co-Applicant Date (mm/dd/yyyy)

Signatures – Required

By signing any of the signature areas, I am certifying that the information provided by me in this application is true and complete and I agree to advise HSBC InvestDirect
immediately of any material change in the information. I further certify that I am capable of evaluating and bearing the financial risk inherent in buying and selling securities and
that trading in all transactions for which approval is sought is suitable for the purposes of my investment objectives. I acknowledge and confirm that I have received, read and
consent to the Client Terms and Conditions, including the Statement of Policies and Securities Related Activities Section, Electronic Delivery of Documents Section and the
Client Information Consent Agreement Section, which includes my consent to the collection, use and disclosure of my personal information for the purposes described.

An electronic version of the Client Terms and Conditions is available at [Link]/investdirect-terms, or a paper copy may be requested by contacting
HSBC InvestDirect at 1-800-760-1180.

I acknowledge and agree that a credit check may be performed on me.

Sign here if you are opening a Cash Account / Registered Account / Tax- Free Savings Account.

X X
Signature – Applicant Signature – Co-Applicant Date (mm/dd/yyyy)

I acknowledge I have received a copy of this application

X
Applicant(s) Initials

Sign here if you are opening a Margin Account

I hereby apply to be granted margin facility with respect to this account. I acknowledge and confirm that I have received, read and accept the Margin Account Terms and
Conditions.

X X
Signature – Applicant Signature – Co-Applicant Date (mm/dd/yyyy)
*003YP3+09T*

Sign here if you are applying to trade options in any selected account.
I hereby apply to be granted option facilities with respect to this account. I acknowledge and confirm that I have received, read and accept the Option Trading Agreements
in the Client Terms and Conditions. I also confirm that I have received and read the applicable Risk Disclosure Document and am aware of and accept all risks associated
with the trading of options and securities.

What kind of option trades would you like to make in your Margin Account? Buy Calls/Puts Covered Writing Spreads Uncovered Writing

What kind of option trades would you like to make in your Registered Accounts? Buy Calls/Puts Covered Writing

What kind of option trades would you like to make in your Tax-Free Savings Account? Buy Calls/Puts Covered Writing

Indicate years of options experience: Indicate years of options experience:

<1 1-5 6-10 10+ <1 1-5 6-10 10+

X X
Signature – Applicant Signature – Co-Applicant Date (mm/dd/yyyy)

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 7

 INTERNAL USE SECTION

Referral HSBC Bank Employee Officer Code:

Other HSBC Group Member
ORDER EXECUTION ACCOUNT ONLY
Name: Phone: ( )

E-mail:

HSBC /HIDC Transit Number: Number of Years with HSBC: Client EBN #
Jade Client Premier Client Advance Client Employee Account If yes, please provide employee ID
Employee Comments:

Face to Face Anti Money Laundering Verification Face to Face Anti Money Laundering Verification
Date of Verification (mm/dd/yyyy) Date of Verification (mm/dd/yyyy)

Applicant Co-applicant
ID #1 ID #1
Type of ID Verified: Type of ID Verified:
✔
Driver’s License Passport Other: Driver’s License Passport Other:
ID Number 73335541 ID Number
Place of Issuance Richmond BC Place of Issuance
Expiry Date 05/19/2023 Expiry Date
Verified by: Verified by:

HSBC Bank Other HSBC Entity HSBC Bank Other HSBC Entity
Transit Number: Transit Number:

Certified True copies attached Certified True copies attached

ID #2 ID #2
Type of ID Verified: Type of ID Verified:
Driver’s License Passport ✔
Other: Canadian Citizenship Card Driver’s License Passport Other:
ID Number 7512764 ID Number
Place of Issuance Vancouver BC Place of Issuance
Expiry Date Expiry Date
Verified by: Verified by:

HSBC Bank Other HSBC Entity HSBC Bank Other HSBC Entity
Transit Number: Transit Number:

Certified True copies attached Certified True copies attached

HIDC Reviewing Representative Comments

*003YP3+0AU*

Comments:
Representative’s Name: Date: / /

Account Approval
Check if obtained: Cash Margin Short Selling TFSA RSP SRSP LRSP
RIF SRIF LIF LRIF PRIF RLIF LIRA
Buy Puts/Calls Covered Writing Next Level Review: Spreads Uncovered Writing

Branch Manager (BM) Comments:

BM/Designated Person Name (Print): BM/Designated Person Signature: Date:

X
Spreads Uncovered Writing

Option Supervisor Comments:

Option Supervisor Name (Print): Option Supervisor Signature: Date:

X

1090171-E_2018-08 HSBC InvestDirect - Client Account Application 8

✔

man wai ki

15405 31 AVE, Unit 45 SURREY BC

Canada V3Z2W5 05/19/1984 734 366 875

mei xia zheng

305 229 007

My Estate
Form W-8BEN Certificate of Foreign Status of Beneficial Owner for United
States Tax Withholding and Reporting (Individuals)
(Rev. July 2017) a For use by individuals. Entities must use Form W-8BEN-E. OMB No. 1545-1621

Department of the Treasury Go to [Link]/FormW8BEN for instructions and the latest information.
a

Internal Revenue Service a Give this form to the withholding agent or payer. Do not send to the IRS.

Do NOT use this form if: Instead, use Form:

• You are NOT an individual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . W-8BEN-E
• You are a U.S. citizen or other U.S. person, including a resident alien individual . . . . . . . . . . . . . . . . . . . W-9
• You are a beneficial owner claiming that income is effectively connected with the conduct of trade or business within the U.S.
(other than personal services) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . W-8ECI
• You are a beneficial owner who is receiving compensation for personal services performed in the United States . . . . . . . 8233 or W-4
• You are a person acting as an intermediary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . W-8IMY
Note: If you are resident in a FATCA partner jurisdiction (i.e., a Model 1 IGA jurisdiction with reciprocity), certain tax account information may be
provided to your jurisdiction of residence.

Part I Identification of Beneficial Owner (see instructions)

1 Name of individual who is the beneficial owner 2 Country of citizenship
wai ki man Canada
3 Permanent residence address (street, apt. or suite no., or rural route). Do not use a P.O. box or in-care-of address.
15405 31 AVE, Unit 45
City or town, state or province. Include postal code where appropriate. Country
SURREY, BC V3Z 2W5 Canada
4 Mailing address (if different from above)

City or town, state or province. Include postal code where appropriate. Country

5 U.S. taxpayer identification number (SSN or ITIN), if required (see instructions) 6 Foreign tax identifying number (see instructions)

7 Reference number(s) (see instructions) 8 Date of birth (MM-DD-YYYY) (see instructions)

Part II Claim of Tax Treaty Benefits (for chapter 3 purposes only) (see instructions)
9 I certify that the beneficial owner is a resident of Canada within the meaning of the income tax
treaty between the United States and that country.
10 Special rates and conditions (if applicable—see instructions): The beneficial owner is claiming the provisions of Article and paragraph
of the treaty identified on line 9 above to claim a % rate of withholding on (specify type of income):
.
Explain the additional conditions in the Article and paragraph the beneficial owner meets to be eligible for the rate of withholding:

Part III Certification

Under penalties of perjury, I declare that I have examined the information on this form and to the best of my knowledge and belief it is true, correct, and complete. I further
certify under penalties of perjury that:

• I am the individual that is the beneficial owner (or am authorized to sign for the individual that is the beneficial owner) of all the income to which this form relates or
am using this form to document myself for chapter 4 purposes,
• The person named on line 1 of this form is not a U.S. person,
• The income to which this form relates is:
(a) not effectively connected with the conduct of a trade or business in the United States,
(b) effectively connected but is not subject to tax under an applicable income tax treaty, or
(c) the partner’s share of a partnership's effectively connected income,

• The person named on line 1 of this form is a resident of the treaty country listed on line 9 of the form (if any) within the meaning of the income tax treaty between
the United States and that country, and
• For broker transactions or barter exchanges, the beneficial owner is an exempt foreign person as defined in the instructions.
Furthermore, I authorize this form to be provided to any withholding agent that has control, receipt, or custody of the income of which I am the beneficial owner or
any withholding agent that can disburse or make payments of the income of which I am the beneficial owner. I agree that I will submit a new form within 30 days
if any certification made on this form becomes incorrect.
F

Sign Here
Signature of beneficial owner (or individual authorized to sign for beneficial owner) Date (MM-DD-YYYY)
wai ki man
Print name of signer Capacity in which acting (if form is not signed by beneficial owner)
For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 25047Z Form W-8BEN (Rev. 7-2017)