Bifurcation Analysis in DC/DC Boost Converters
Bifurcation Analysis in DC/DC Boost Converters
Abstract— This paper studies the bifurcation paths exhibited identified for such circuits, namely, one that goes through a
by a simple second-order dc/dc boost converter under current- region of quasi-periodicity [6]–[8]), and one that goes through
programmed control with and without voltage feedback. Previous period-doubling [9], [10]. The work of [6] is based on a fourth-
work in this area has reported two distinct types of bifurcation
paths, namely via regions of quasi-periodic orbits and period- order Ćuk converter, whereas those of [8], [9], and [10] are
doubling. This paper demonstrates that the two different types based on a second-order boost converter.
of bifurcation paths can, in fact, be viewed as part of another Our objective in this paper is to put together the previ-
bifurcation in which the quasi-periodic sequence transmutes into ously observed bifurcation paths, and view them as part of
the period-doubling sequence, and that such a bifurcation is another bifurcation arising from variation of a suitably chosen
observed regardless of the presence of the outer voltage feedback
loop as long as a suitable set of bifurcation parameters is chosen. parameter. In other words, we will study the bifurcations
The describing iterative map is derived in closed form and is used at two abstract levels. At each level, a different bifurcation
to develop the main results via a series of computer experiments. parameter is used. We refer to the bifurcation parameter used
The characteristic multipliers are calculated and the first onset in the previous studies as the primary bifurcation parameter,
of flip-bifurcation is predicted. Computer simulation based on based on which we observe either quasi-periodicity or period-
an exact piecewise switched model confirms the predicted bi-
furcations. The exhibition of quasi-periodic orbits is confirmed doubling. We will define another bifurcation parameter, which
by computation of the Lyapunov exponent. Finally, a series of we refer to as secondary bifurcation parameter, and based
return maps are generated to provide an alternative viewpoint on which we observe a “super”-bifurcation that leads quasi-
to the reported bifurcations in terms of a transmutation from a periodicity to period-doubling.
tent-like map to a logistic-like map. We will present our results as follows. In Section II, the
Index Terms— Bifurcation chaos, boost converter, current- operation of the boost converter under current programmed
programmed control. control is explained and the exact state equation describing the
system is derived. As a prelude to the main discussion, some
I. INTRODUCTION computer-generated waveforms will be shown in Section III
to illustrate the various possible operating regimes of current-
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1130 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1131
(a) (b)
(c)
Fig. 4. Fundamental periodic operation. (a) Time-domain waveform, (b) phase portrait, and (c) FFT spectrum of the waveform in (a).
that . This will prevent the switch from being closed for B. Quasi-Periodic Orbits
the entire period (i.e., continuously being closed for more than Fig. 7(a) shows a quasi-periodic waveform. (This particular
one period) in the case where the reference current is large, example is a quasi-4 periodic waveform.) The corresponding
as will be manifested in the following simulated waveforms. phase portrait is shown in Fig. 7(b). In a later section, we will
Such an arrangement is also commonly found in practical compute the value of the Lyapunov exponent under this oper-
implementation. ating regime and confirm the exhibition of quasi-periodicity.
Due to its nonperiodic nature, this type of operation tends to
A. Fundamental and Subharmonic Orbits induce noises, some of which fall in the audible range, and is
The most common and perhaps the only acceptable op- thus rather undesirable for practical use [see Fig. 7(c)]. Partly
erating regime employed in practical power supplies is the for this reason, this type of operation has never been allowed
fundamental periodic regime. Fig. 4(a) shows the inductance in the final product, although it is frequently encountered by
current waveform of a typical current-programmed converter engineers during the development stage of a power supply.
under a fundamental periodic operation. The corresponding
phase portrait and the FFT spectrum are shown in Fig. 4(b)
and (c), which demonstrate the stable and periodic nature of the C. Chaotic Orbits
system. Note that a fundamental operation is possible when The current waveform, phase portrait, and corresponding
is sufficiently small. Moreover, when is not small, many FFT spectrum of the waveform for the circuit operating
other operating regimes are possible. For example, Figs. 5 and chaotically are shown in Fig. 8. The spectrum has a continuous
6 show period-two and period-four subharmonic operation, and broad-band nature. Needless to say, conventional power-
respectively. It is worth noting that subharmonic operations supply designers have always banned this type of operation
have never been considered in the practical design of power in their final products, although they could hardly avoid
supplies despite the fact that they are stable. encountering it in their workbench.
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1132 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
(a) (b)
(c)
Fig. 5. 2T subharmonic operation. (a) Time-domain waveform, (b) phase portrait, and (c) FFT spectrum of the waveform in (a).
In the sequel we will systematically study these oper- terms of and the duty cycle :
ating regimes and, in particular, we will investigate how
the choice of parameters and their values can determine
the type of operation of a current-programmed boost con-
verter.
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1133
(a) (b)
(c)
Fig. 6. 4T subharmonic operation. (a) Time-domain waveform, (b) phase portrait, and (c) FFT spectrum of the waveform in (a).
The expressions of the ’s and the ’s are given in the V. THE OPEN-LOOP SYSTEM
Appendix.
Since a difference equation of the form (4) is desired,
should be expressed in terms of . By inspection of the A. Overview of the Routes to Chaos and
circuit and the inductor current waveform, we have Choice of Bifurcation Parameters
In [7]–[10], has been chosen as a bifurcation parameter.
Essentially, by varying we would observe the way the
(8)
circuit changes its qualitative behavior from a fundamen-
tal stable system to a chaotic system. We refer to as
(9)
the primary bifurcation parameter. As reported previously in
[6]–[10], routes to chaos via quasi-periodic orbits and period-
Clearly (7) and (9) combine to give the required iterative doubling are possible. However, there has been no attempt to
map. We will use them to predict the chaotic behavior of find out the condition that determines the type of the route
the system. Wherever possible, we will attempt to calculate to chaos for a given set of parameters. In fact, our main
the characteristic multipliers in order to locate possible onsets result in this paper addresses this important issue. To this end
of flip bifurcation. To get better ideas of the possible routes we introduce a secondary bifurcation parameter , which is
to chaos and their relationship with the parameter values, we defined as
resort to numerically calculating the sequence of . Stable
periodic or chaotic orbits may emerge after a sufficiently large
number of iterations. Moreover, the order of periodicity can (10)
be easily checked by inspecting the sequence. In the next
section we will study the various routes to chaos and their We will show later that as increases, the route to chaos
controlling parameters for the open-loop system. The study of initially goes through quasi-4 -periodic orbits, then goes
the closed-loop system will be postponed to Section VI. through quasi-8 -periodic orbits, and continues to go through
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1134 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
(a) (b)
(c)
Fig. 7. Quasi-4T subharmonic operation. (a) Time-domain waveform, (b) phase portrait, and (c) FFT spectrum of the waveform in (a).
quasi-periodic orbits of 16 , etc. It eventually becomes period- The characteristic multipliers of an iterative function
doubling for large values of . Fig. 9 depicts a panoramic are the roots of the characteristic equation
view of the main result to be reported in this paper. As shown
in this figure, for small values of the secondary parameter, (11)
the route to chaos (with respect to the primary parameter) is
where is the Jacobian of evaluated at the fixed
via quasi-4 -periodic orbits. As we increase the secondary
point . In the case of our boost converter under current-
parameter, the quasi-4 -periodic orbits become stable 4
programmed control, the function can be written in the
subharmonic orbits, and the route to chaos is via quasi-8 -
following form:
periodic orbits. Eventually, for large values of the secondary
parameter, the system exhibits a well-known period-doubling
(12)
route to chaos.
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1135
(a) (b)
(c)
Fig. 8. Chaotic operation. (a) Time-domain waveform, (b) phase portrait, and (c) FFT spectrum of the waveform in (a).
where
(16)
(17)
(18)
Fig. 9. Outline of primary and secondary bifurcations.
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1136 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1137
(a) (b)
(c) (d)
Fig. 11. Bifurcation diagrams using the iterative map. (a) Via quasi-4T orbits ( = 0:125). (b) Via quasi-8T orbits ( = 0:25). (c) Via quasi-16T
orbits ( = 0:48). (d) Via period-doubling ( = 0:625).
Observation 3: 4 .” For this particular case, we can refer to Fig. 7(a) for
The bifurcation diagram is shown in Fig. 11(c). An en- verification.
largement is shown in Fig. 12(b). Here the bifurcation path To verify quasi-periodicity, in Section V-C we will compute
goes through a region of quasi-16 orbits before it enters the the Lyapunov exponent for the entire range of the bifurcation
chaotic region. and demonstrate that the condition for quasi-periodicity, i.e.,
Observation 4: a zero largest Lyapunov exponent, is indeed satisfied.
For this value of , the circuit follows a typical period-
doubling route to chaos, as shown in Fig. 11(d).
Remarks: Up to this point, we have not provided any D. Verification by “Exact” Computer Simulations
proof to the quasi-periodicity claimed above for certain re- In this section, we verify the results reported in Section V-C
gions of the bifurcation diagrams. Indeed, judging from the by computer simulations. As mentioned in Section II, sim-
bifurcation diagrams such as the ones shown in Fig. 11, quasi- ulation based on the model of Section II-A gives the true
periodicity is not at all conclusive. Specifically, based only on waveforms of the circuit. The simulated waveforms can be
the appearance of Fig. 11(a), there is no sufficient evidence used to generate bifurcation diagrams. Specifically, a large
to claim that quasi-4 orbits exist in the parameter range number of the current waveforms are simulated for a range
around . The only conclusive claim is that of values of . The values of the current at are
values visited by the sequence of points are confined to extracted from each waveform, with the initial transient dis-
four open regions. The orbit can be chaotic if the four regions carded. A bifurcation diagram can be obtained by plotting the
are visited irregularly. Moreover, quasi-periodicity can exist discrete current values against . The bifurcation diagrams
if the sequence of visits the four regions in a regular shown in Fig. 13 agree with the predicted bifurcation diagrams
pattern, one after another in a fixed order. Thus, in order developed earlier by the iterative map, except that the predicted
to be conclusive about the exhibition of quasi-4 orbits in patterns are slightly shifted to the right. Such discrepancy is
the range of in Fig. 11(a), we need to due to the use of a truncated Taylor series in the derivation
inspect the time-domain waveform and find out if it is “nearly of the iterative map.
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1138 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
(a) (b)
Fig. 12. (a) Zoom-in of Fig. 11(b). (b) Zoom-in of Fig. 11(c).
(a) (b)
(c) (d)
Fig. 13. Bifurcation diagrams from computer simulation of the open-loop circuit. (a) = 0:125, (b) = 0:25, (c) = 0:48, and (d) = 0:625.
VI. THE CLOSED-LOOP SYSTEM is shown schematically in Fig. 14. Similar to the open-loop
case, the inductance current, as shown in Fig. 15, ramps up
until it hits the reference current and ramps down until
A. Operation of the Closed-Loop the switch is turned on by the periodic clock signal. However,
Current-Programmed Boost Converter in this case, the reference current is controlled by the output
For power supplies that are used as regulated voltage voltage according to the following simple feedback scheme:
sources, the mandatory requirement for output voltage reg- (20)
ulation necessitates the inclusion of an outer voltage feedback
loop. In the case of the current-programmed boost converter, where is the feedback factor and can be chosen to modify
a typical arrangement for incorporating such a feedback loop the closed-loop dynamics, is the reference steady-state
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1139
TABLE III
VALUES OF Iref AND THE CORRESPONDING REFERENCE VOLTAGES
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1140 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
(a) (b)
(c) (d)
Fig. 16. Bifurcation diagrams from computer simulation of the closed-loop circuit. (a) Iref = 0:2006A, (b) Iref = 0:25A, (c) Iref = 0:2918A,
(d) Iref = 0:3528A.
eig (24)
where is the Jacobian of the system evaluated along Fig. 17. The largest Lyapunov exponent versus iref , corresponding to
Fig. 11(a).
the trajectory [17]. If the differential or difference equations
defining the system are known, we can apply the above for-
mula to find the Lyapunov exponents. A practical and efficient and chaotic regions, we have resorted to the time series
algorithm, based on the Gram–Schmidt orthonormalization method [19]. Our purpose of calculating the largest Lya-
technique, is often employed to calculate [18]. On the punov exponent here is mainly to verify quasi-periodicity
other hand, if the equations that describe the system are not that has been predicted from the bifurcation diagrams and
known, we can evaluate the Lyapunov exponents directly from time-domain waveforms. For brevity and to avoid presenting
the system’s time-domain waveform or sampled time series redundant results, we report here our calculations of the largest
[19]. Lyapunov exponent corresponding to the bifurcation diagram
For computational simplicity, we have calculated the largest of Fig. 11(a). As shown in Fig. 17, for this particular case,
Lyapunov exponent for fundamental and subharmonic regions the system exhibits quasi-periodicity in the region around
using the Gram–Schmidt algorithm [18]. For quasi-periodic .
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CHAN AND TSE: STUDY OF BIFURCATIONS IN CURRENT-PROGRAMMED DC/DC BOOST CONVERTERS 1141
(a) (b)
(c)
Fig. 18. Return map for (a) Fig. 11(a), (b) Fig. 10(b), and (c) Fig. 11(c).
VII. AN ALTERNATIVE VIEWPOINT USING RETURN MAPS In the process of constructing return maps, we employ (7)
Return maps represent very useful tools for analyzing and (9) to generate discrete-time values of at ,
chaotic systems [20], in particular high-order chaotic systems with the first 1000 transient points discarded. We then plot
and experimental chaos for which analytical or closed-form the points , for to , i.e., 15 000
points plotted. To maintain a concise presentation, we report
iterative functions are difficult to obtain. Essentially, the
in Fig. 18 the results for the case of . Here, we
method allows the dynamics of the system to be summarized
clearly observe the qualitative change from a tent-like map
by a 1-dim map. Here, we make use of this method to examine
to a smooth logistic-like map [21].
the transition of the route to chaos, subject to variation of the
secondary bifurcation.
In the previously derived bifurcation diagrams, we have VIII. CONCLUSION
observed that the route to chaos undergoes a region of quasi- Although very few formal reports have been written about
periodicity for small values of the secondary bifurcation pa- chaos in dc/dc converters, the power-supply engineers have
rameter, and becomes period-doubling for large values of lived with chaos ever since the introduction of dc/dc converters
the secondary bifurcation parameter. It would be interesting and their overwhelming use in power-supply design. Despite
to see how the appearance of the return map varies as the its importance and frequent occurrence, chaos in dc/dc con-
secondary bifurcation parameter changes, and it would be quite verters is still rarely studied, presumably because the kind of
enlightening if we could relate the return maps of the second- approach required for the study of chaotic dynamics is rather
order system under study to some familiar 1-dim maps. For unfamiliar to the power electronics engineers. Up to now, only
instance, period-doubling is often associated with a logistic a few papers have been published on the subject of chaos in
type of 1-dim maps, and the bifurcation via period-doubling is dc/dc converters. A recent survey of published work in this
suppressed in a tent type of 1-dim maps. In the following, we area can be found in [22].
will show that the return maps corresponding to the current- This paper focuses in particular on the current-programmed
programmed converter in question appear at first as a tent-like boost converter and attempts to put together the few isolated
map, and as the secondary bifurcation parameter increases, results reported previously on the routes to chaos exhibited
the return maps approach a logistic-like map with an obvious by such systems. Specifically, previous studies have identified
unimodal appearance. two types of route to chaos, namely via regions of quasi-
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1142 IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS—I: FUNDAMENTAL THEORY AND APPLICATIONS, VOL. 44, NO. 12, DECEMBER 1997
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