COMMON TRANSACTION FORM
(PMS - NUVAMA INFINITY MANDATE APPROACH)
Portolio Manager: Nuvama Asset Management Limited (formerly known as ESL Securities Limited)
801- 804 ,Wing A, Building No. 3, Inspire BKC,G Block, Bandra Kurla Complex, Bandra East, Mumbai – 400 051
100270 Date D D / M M / Y Y Y Y
1 PMS Account No. 1 0 0 2 9 5 (mandatory)
Sole/1st Holder Name V I N E E T S A N G H I
2nd Holder Name
2 PORTFOLIO TYPE
I-ASSET
3 ADDITIONAL PURCHASE
Options: Cheque RTGS/NEFT Mutual Fund Units Stocks
Account Type: Saving Current Cheque/UTR/NEFT No. UTR No. (in case of RTGS / NEFT)
Bank Name Branch
` (in figures) ` (in words)
(Mutual Funds/Stocks as per Annexure enclosed)
4 REDEMPTION
Complete Redemption Redemption of Pofit
Partial Redemption: Through units Through Amount Rs. 25,00,000
Amount in words TWENTY FIVE LAKHS
Pay in default registered bank account
Request you to pay out in below bank account and register bank details in folio. (Please atached cancelled cheque)
Bank Name Branch
Account No.
IFSC Code MICR Code
# Below section is appliable to redemption in PMS only
Redemption though Stocks Redemption though Mutual Fund : Broker Code Change
(Atach CML copy & list of stocks, in case of “Redemption through Stocks”)
Demat Name
DP ID Demat ID
ADDITIONAL INFORMATION (IF ANY)
COMMON TRANSACTION FORM
(PMS - NUVAMA INFINITY MANDATE APPROACH)
Portolio Manager: Nuvama Asset Management Limited (formerly known as ESL Securities Limited).
801- 804 ,Wing A, Building No. 3, Inspire BKC,G Block, Bandra Kurla Complex, Bandra East, Mumbai –400 051
5 FATCA/CRS/KYC ADDITIONAL DETAILS (Non Individual Investors should mandatory fill separate FATCA/CRS/KYYC Additional dails and UBO form)
Sole / First Applicant / Guardian 2nd Applicant 3rd Applicant POA
Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY
#
Please indicates all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and’s Identiification type e.g.: TIN etc.
Tax Identification Identification Tax Identification Identification Tax Identification Identification
Country # Country # Country #
Number Type Number Type Number Type
1 1 1
2 2 2
3 3 3
6 CHANGE OF CONTACT DETAILS
Tel No. Residence Office
Fax Mobile E-Mail
7
7 CHANGE OF BANK DETAILS*
Bank Name Account No.
Branch & Address
City PIN A/c Type: SB CA
IFSC Code 9 Digit MICR No.
*Mandatory – Please atach cancelled original cheque / self certified copy of blank cheque / self certified Bank Statement / first page of the Bank Pass book
(bearing account number and first unit holder name on the face of the cheque/ Bank Pass Book/ Bank Statement) is required as an incremental additional
document in case of: a) Registration of the investor’s Bank Mandate at the time of investment b) Subsequent change in the investor’s Bank Mandate.
8 CHANGE OF NOMINEE / UPDATION OF NOMINEE DETAILS
I/We Wish To Make A Nomination And Do Hereby Nominate The Following Person(S) Who Shall Receive All The Assets Held In
My / Our Account In The Event Of My / Our Death.
Particulars Nominee 1 Nominee 2
Name of the Nominee
Share of Nominee ___________%
Relationship with the applicant
Address of Nominee
Contact details
Mention Proof Provide
Date of Birth (in case of Minor Nominee)
Name of the Guardian
Address of Guardian
Contact details Guardian
COMMON TRANSACTION FORM
(PMS - NUVAMA INFINITY MANDATE APPROACH)
Portolio Manager: Nuvama Asset Management Limited (formerly known as ESL Securities Limited).
801- 804 ,Wing A, Building No. 3, Inspire BKC,G Block, Bandra Kurla Complex, Bandra East, Mumbai –400 051
9 CHANGE OF COMMUNICATION ADDRESS
Line 1*
Line 2*
Line 3* City / Town / Village*
District* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code*
Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC progress needs to be submitted (anyone of the following OVD's)
A-Passport Number D-NREGA Job Card E-KYC Authentication
B-Voter ID Card E-National Population Register Letter Offline Verification of Aadhar
C-Driving Licence F-Proof of Possession of Aadhar Deemed Proff of Address - Document Type Code
10 DECLARATION
I/We understand the investment objectives of the approach and have read and understood the Disclosure Document including the fees schedule of
the approach. I/We understand that the Portolio Investment Management Agreement and Supplemental Agreement (if any) entered into between me/us and
Nuvama Asset Management Limited (formerly known as ESL Securities Limited) shall be applicable to my/our investment in above mentioned
“Approach” as well. I/We agree to abide by relevant rules & regulations as applicable from time to time. I/We hereby declare that amount invested/to
be invested in the approach is derived through legitimate sources.
SIGNATURE/S
Sole/ 1st Holder 2nd Holder
In case of Joint Holding, all unit holders must sign this form.
“In case there is any change in your KYC information please update the same by using the prescribed ‘CKYC’ and submit the same at AMC branches”