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Understanding Montgomery Consent in Dentistry

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0% found this document useful (0 votes)
15 views5 pages

Understanding Montgomery Consent in Dentistry

Uploaded by

sravanthi patel
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Guide to consent to dental treatment

• Make sure the patient is given enough information about the risks
You must seek and benefits of all reasonable treatment options (including no
treatment) before treatment starts.
consent before any
• Patients have a right to information, and their questions should be
investigation or answered truthfully and fully.
treatment, and • Confirm they still understand the risks and benefits of the procedure
to be performed at every appointment during each course of
certain criteria treatment.
must be fulfilled • Make sure the patient understands the cost of any proposed
treatment.
for consent from a
• Record all conversations about the risks and benefits of treatment
patient to be valid. options in the patient's notes.

14 September 2022 Consent must be:

• voluntary, made by the person themselves and free from pressure


from others
• informed, with the person having all information about the nature,
purpose, benefits, material risks of and alternatives to the proposed
treatment, along with the likely outcome of no treatment
• the person must have capacity and be able to understand the
information provided and use it to make an informed decision

When seeking consent to treatment, the question of whether the


information given to a patient is adequate is judged from the
perspective of a reasonable person in the patient's position.

For the purposes of consent, the Montgomery ruling replaces the


previous test applying from the cases of Bolam and Sidaway.

When obtaining consent, dental professionals have a duty to take


reasonable care to ensure that patients are aware of 'material risks'
and understand their implication.

Valid consent: legal duty


You have a legal duty to obtain patient consent by making sure the
patient is aware of any material risks involved in the proposed
treatment, and of any reasonable alternatives.
This follows the Supreme Court judgment in Montgomery v
Lanarkshire Health Board [2016 UKSC 11], which ruled that when
discussing the benefits and risks of various treatment options with
patients, clinicians must:

• provide information about all material risks


• disclose any risk to which a reasonable person in the patient's
position would attach significance.

Before Montgomery, a dental professional's duty to warn patients of


risks was based on whether they had acted in line with a
responsible body of dental opinion; this was known as the Bolam
test.

The Bolam test, or Hunter v Hanley in Scotland, still applies to


assessing standards of care in wider negligence cases.

Material risks
According to the Montgomery judgment, "the test of materiality is
whether, in the circumstances of the particular case, a reasonable
person in the patient's position would be likely to attach significance
to the risk," or the dentist is reasonably aware that the patient in
question would be likely to attach significance to it.

• Whether a risk is material depends on more factors than its


frequency or magnitude.
• A material risk is patient-specific; the nature of the risk, the effect of
its occurrence on that individual patient's life and the importance
of the beneficial aim of treatment should all be considered.

Valid consent: ethical duty


One of the key principles of the GDC's 'Standards for the dental
team' is the need for dental professionals to share information with
patients, such that patients can make a decision.

As a dental professional, you also have an ethical duty to discuss


material risks with patients when obtaining consent for treatment.

Include all necessary information

The information patients might want to know before they consent


includes, but is not limited to:

• options for treatment and why you think a particular treatment is


necessary and appropriate for them
• consequences, risks and benefits of the treatment you propose
• the prognosis and what might happen if treatment isn't given
• whether treatment is guaranteed, how long for and any exclusions
that apply.
Failing to give correct or sufficient information when obtaining
consent might breach your duty of care. A patient could be entitled
to compensation if it is proved there was a negligent failure to
inform, and they suffered harm as a direct result.

Give the patient time

• The patient must be given a reasonable amount of time to consider


the information in order to make a decision.
• It's a good idea, particularly with complex, elective or cosmetic
treatment, to obtain consent at an earlier date than that of
treatment, to allow a 'cooling off' period in which a patient can think
over their decision and/or take advice.
• Make sure you are confident the patient is not under any coercion
or pressure to give, or withhold, consent.
• It's best to reconfirm consent with the patient immediately before
treatment.

Be clear about costs

• Explain the cost of any examination, investigation or treatment


before it starts. This includes whether treatment is being carried out
on the NHS, privately or on some other payment basis.
• A patient who agrees to pay the bill has not necessarily consented
to treatment.

Look out for change

• If a patient's condition alters significantly between initial consultation


and treatment, causing a change in the nature, purpose, or risks of
the procedure, you must explain the changes, obtain consent again
and record them.
• A change in the cost of treatment should be reviewed with the
patient.

Keep documentation

• Keep all written consent documents with the patient's records and
make a contemporaneous note in the record of your discussions
with the patient.

Obtaining consent
• It is a general, legal and ethical principle that all members of the
dental team providing treatment should obtain consent before
starting treatment.
• Where this is not practicable, another appropriately qualified dental
professional familiar with the proposed treatment should obtain
consent. You should make sure this other professional understands
the risks and benefits and follows the GDC's guidance on consent.
• All members of the dental team have a responsibility to verify that
consent has been properly obtained before starting treatment.
Implied consent

Consent to dental examinations is implied when, for example,


having been told what is planned and properly advised, the patient
voluntarily sits in the dental chair and opens their mouth.

Express consent

For procedures other than dental examinations, including


radiographs, the patient's express consent (oral or written) is
needed.

When a patient has given oral consent to treatment, you should


make a note in their clinical record of the advice given, including
any risks and benefits and likely outcomes, and the fact that the
patient has understood and consented. This is particularly important
where treatment is significant and not routine.

Written consent must be obtained for treatment under conscious


sedation or general anaesthetic, as set out in the GDC's guidance.
It is also advisable to gain written consent for photographs which
are to be used outside of a patient record e.g., on a social media
post, practice website, or in a presentation. This allows patients to
be clear about what their photos will be used for.

Evidence of consent

• Although a consent form may not always be necessary, you may


want to consider using one in case documentary evidence is
needed in the event of a dispute.
• A patient's signature on a treatment plan or consent form is not
consent in itself, and is not as important as the quality of
explanation and information given to - and understood by - the
patient.
• A signature on a treatment plan or consent form may provide
evidence that consent has been obtained, but remember that
consent is an ongoing process, not just a signature.
• A consent form or treatment plan shouldn't be altered after a patient
has signed it. If you need to make changes to a planned procedure,
discuss with the patient in full and, if necessary, have them sign a
new form.

Emergency treatment
During treatment, you should only carry out procedures to which a
patient has expressly consented. The only exception is emergency
treatment necessary to prevent serious harm or to safeguard a
patient's life.

This information is intended as a guide. For the latest dento-legal


advice relating to your own individual circumstances, please contact
our dento-legal team on 0800 374 626 or email
advisory@[Link]

Common questions

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Failing to adequately inform a patient about material risks in dental treatment can have significant legal implications, including claims of negligence. If a patient suffers harm due to a lack of proper information regarding risks, they may be entitled to compensation. The duty of care entails that patients must fully understand the nature and implications of treatments, which includes acknowledging what material risks involve and how they might affect the patient's decision-making process. Inadequate disclosure of such risks breaches the legal standard established by the Montgomery ruling, potentially leading to legal repercussions for the dental professional .

A dental professional might need to obtain a new consent form in scenarios where there is a significant change in the patient's condition affecting treatment, alterations in the treatment plan, or when new information regarding risks, costs, or alternatives becomes available. Changes in these areas necessitate re-discussion and new consent to ensure the decision remains informed and voluntary. Obtaining a new consent form ensures that the patient is aware of updated circumstances and continues to accept the implications and risks associated with the modified treatment plan .

Documenting conversations about risks and benefits is crucial to ensure clear communication and maintain a record that valid consent was obtained. This documentation serves as evidence that the patient was adequately informed about material risks and alternatives, thus fulfilling legal and ethical obligations. In the event of a dispute or claim of inadequate consent, these records can establish whether the patient was informed according to the standards required by the Montgomery ruling. Documentation is also vital for continuity of care, ensuring all members of the dental team are aware of the consent status and any stipulations agreed upon with the patient .

Implied consent is generally sufficient for routine dental examinations when a patient, after being informed about what is planned, voluntarily sits in the dental chair and opens their mouth. Explicit consent, either oral or written, is necessary for procedures beyond standard examinations, such as radiographs or treatments involving significant interventions or risks. Written consent is explicitly required for treatments conducted under conscious sedation or general anesthetic, reflecting the increased complexity and risk involved compared to routine examinations .

If a significant change occurs in a patient's condition affecting the initially planned treatment, the dental professional must reassess the patient's consent. The specifics of the changed condition and its implications should be clearly explained to the patient. Consent should be obtained again if the nature, purpose, or risks associated with the procedure change. It's also important to update the documentation with details of these discussions and ensure that the patient understands and agrees to any new terms, including any changes in cost related to the treatment .

Express consent in dental treatments involving sedation or anesthetics is critical due to the increased risks and complexities associated with these procedures. Written consent is explicitly required to ensure the patient's understanding and agreement regarding the nature, purpose, and potential risks of the treatment. This requirement safeguards both the patient and the dental professional by providing clear evidence that consent was given under informed conditions. Such consent must be meticulously documented to ensure that the procedure's unique considerations are fully addressed and acknowledged by the patient .

Determining whether a risk is 'material' in dental treatment involves considering the specific context of the patient's situation. A material risk is not solely defined by its frequency or magnitude but rather by factors such as the nature of the risk, the potential impact on the patient's life, and the significance of the treatment's benefits. A risk is material if, in the circumstances, a reasonable person in the patient's position would likely attach significance to it, or if the dental professional is reasonably aware that this individual patient would deem the risk significant .

The GDC's guidance emphasizes that dental professionals have an ethical duty to ensure patients can make informed decisions by sharing comprehensive information about treatment options, risks, and benefits. This ethical obligation includes discussing all material risks associated with treatment, allowing patients to weigh the value against the potential dangers thoroughly. Failing to provide sufficient information can breach the duty of care and potentially lead to claims of negligence if a patient suffers harm due to uninformed consent. Dental professionals must also ensure that patients have adequate time to consider this information and are not under pressure, reinforcing the importance of voluntary, informed consent .

The Montgomery ruling significantly shifted the legal standard in obtaining patient consent by emphasizing the patient's perspective in assessing the adequacy of information about material risks associated with treatment. Before the ruling, the Bolam test, which focused on the norms followed by a responsible body of dental opinion, was used to judge if a dental professional had provided appropriate warnings about risks. The Montgomery judgment requires that patients be informed of any risks considered significant by a reasonable person in the patient's position, ensuring a more patient-centered approach. This means that dental professionals must take reasonable care to ensure that patients are aware of 'material risks' and understand their implications before consent can be considered valid .

A 'cooling off' period benefits the consent process by allowing patients sufficient time to consider all the information provided about complex or elective dental treatments. This period helps ensure that decisions are made without pressure, promoting voluntary and informed consent. Patients can use this time to seek additional advice or contemplate the implications of the treatment options, enhancing their ability to make well-reasoned decisions. The cooling off period supports ethical and legal standards by reinforcing the integrity of the consent process, ensuring that choices are truly reflective of the patient's preferences after thorough consideration .

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