Variational Method in Quantum Chemistry
Variational Method in Quantum Chemistry
21
Variational Method
Example for the Hydrogen atom:
1/ 2
1
0.8000
0.7000
0.6000
0.5000
R(r)
0.4000
0.3000
0.2000
0.1000
0.0000
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
r [bohr]
22
Variational Method
Example for the Hydrogen atom:
1/ 2
1
0.8000
0.7000
trial, alpha = 0.5
trial, alpha = 0.75
0.6000
trial, alpha = 1.0
0.5000
R(r)
0.4000
2
3/ 4
0.2000
0.1000
we want to pick to give the best
0.0000
agreement with the real solution 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
r [bohr]
Obvious questions:
1. can we really do this?
2. how do we „optimize‟ (i.e. how do we pick )?
3. what form of should we use?
23
Variational Principle – Some Background
there exists an infinite set of wavefunctions, {}, such that:
Hˆ E 0,1, 2,...
i j d ij
*
since the wavefunctions are orthonormal:
* ˆ
i j i E j j d
*
H d
i H j d E j ij
* ˆ
for i j ij 1
E j *j Hˆ j d
24
Variational Principle – Some Background
E j *j Hˆ j d energy of a specific state
ci i
i
25
Variational Principle – Some Background
trial wavefunction: ci i
i
• choose to be orthonormal
• don‟t know exact form of {i}
i c j j d
2 * *
d 1 ci
i j
ci*c j *i j d
i j
ci*c j ij
i j
ci for i j ij 1
2
ci 1
2
26
Variational Principle – Some Background
trial wavefunction:
Let‟s consider evaluating the energy associated with the trial wavefunction :
ci i d ci 1
2 2
i i
• choose to be orthonormal
• don‟t know exact form of {i}
* * ˆ
H d i ci i H j c j j d
ˆ
*
ci* c j *i Hˆ j d
i j
ci* c j E j ij
i j
ci E i for i j ij 1
2
i
Thus, the energy associated with is determinable from all the coefficients ci
27
and their associated energies Ei
Variational Principle – Some Background
what we know:
ci i d ci 1 H d ci Ei
ˆ
2 2 2
i i i
* ˆ
0 i i i E0
2 2 2
H d E d c E c
i i
28
Variational Principle – Some Background
what we know:
ci i d ci 1 H d ci Ei
ˆ
2 2 2
i i i
* ˆ
0 d ci Ei E0
2 2
H d E
i
29
Variational Principle – Some Background
what we know:
ci i d ci 1 H d ci Ei
ˆ
2 2 2
i i i
compare the trial energy with the ground state:
* ˆ
0 d ci Ei E0
2 2
H d E
i
ci Ei E0 0
2
* ˆ
0 d 0
2
Thus, we have H d E
and with some rearrangement:
Ĥ d
*
• this is called the variational
E0 integral
d
2
30
Variational Principle
Ĥ d
energy of trial
function,
*
true ground state energy of
E0
d
2 the system
normalization
factor
Variational Theorem
The expectation value of the energy is always greater than or equal to the
true energy
• the energy of the trial function is guaranteed to be higher than the real
ground state energy
• if we happen upon the real wavefunction we get E0
• otherwise, we get an upper bound on E0
• basic principle: trial wavefunction with lower energy is a
„better‟ trial wavefunction
31
Construction and Optimization of Trial Wavefunctions
Ĥ d
*
Linear variation:
1. pick a trial function that is a linear combination of basis functions
N
aii well-defined functions
i 1
32
Construction and Optimization of Trial Wavefunctions
trial function is a linear combination of basis functions
N
aii
Back to the Hydrogen atom: i 1
0.7000
real wavefunction
trial, alpha = 0.5
0.6000
2
1 3/ 4
R(r)
i 1
0.4000
0.3000
0.1000
0.0000
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
r [bohr]
33
Construction and Optimization of Trial Wavefunctions
trial function is a linear combination of basis functions
N
aii
i 1
Back to the Hydrogen atom:
a linear combination of gaussian functions is a
1/ 2 good trial wavefunction!!!
1
real 1s: e r 0.6000
0.5000
real wavefunction
trial wavefunction
2
3 3/ 4
trial 1s: ai i
0.4000
i r 2
e
R(r)
i 1 0.3000
a1=0.1, 1=3.5
0.2000
r [bohr]
optimized to fixed to define the basis function
minimize energy 34
Linear Variation
the best trial wavefunction minimizes the energy
N * * ˆ N N N
* ˆ a H a d a *
a * ˆ
i j i H j d
i i j j
H d i 1 j 1 i 1 j 1
E
* N N
N N
d
i i j j
j d
* *
a * *
a d a i a j i
i 1 j 1 i 1 j 1
in compact notation:
N N
ai*a j H ij
i 1 j 1
H ij i* Hˆ j d
E N N
i a j Sij
a *
i 1 j 1
Sij i* j d
35
Linear Variation
N N
a a H *
i j ij
• energy of the trial wavefunction
E
i 1 j 1 • we want to minimize this energy for all possible
N N
a H
i 1
i ki ES ki 0 for all k
36
Secular Equations
N
a H
i 1
i ki ES ki 0 for all k
H 11 ES 11 H 12 ES 12 H 1N ES 1N
H 21 ES 21 H 22 ES 22 H 2 N ES 2 N
0 Secular determinant
H N 1 ES N 1 H N 2 ES N 2 H NN ES NN
a H
i 1
i 1i ES 1i 0 N
1 ai1i
N i 1
ai H 2i ES 2i 0
i 1
N
N 1 ai N 1i
N
a H
i 1
i Ni ES Ni 0
i 1
38
Linear Variation - Summary
Procedure: N
Note:
• more basis functions, i, gives more coefficients to „tweak‟
• leads to a lower energy, and better wavefunction
39
Variational principle
All the properties of a molecule can be found if the wavefunction is known: e.g., the
electron density distribution or the partial atomic charge. The wavefunction can be
found by solving the Schrödinger equation…. But the latter is impossible to solve
analytically!! We use the variational principle to go around that problem and find
approximate wavefunction.
we‟ll try to find the best coefficients ci to give to the trial wavefunction in order
to approach the true energy.
assume the wavefunctions for hydrogens A and B are known.
we need a wavefunction for hydrogen molecule. How to build it?
LCAO principle
= cAA + cB B H=E E >Etrue
Aim: Try to find the (cA, cB) that minimize the calculated E
Energy in the LCAO approach
(1) E
* H d
* d
Numerator:
* H d c AA cBB H c AA cBB d
c 2A AH A d cB2 B HB d c AcB AHB d c AcB B H A d
A A HAd B B HBd A HBd B HAd
A is a Coulomb integral: it is related to the energy of the e- when it occupies A. ( < 0)
is a Resonance integral: it is zero if the orbital don‟t overlap. (at Re, <0)
B 2c AcB
2 2
* H d c A A c B (1)
Sij 0, 1, i j
i j
Hückel approximation
c A ( A E ) cB 0
E E
1 x
x 1
x 2 1 x 1, x 1
0 0
E 1 x
1
In this example the secular equation has two solutions and the H2 molecule has
two MOs optimized by energy:
c1 1, c2 1 1 A B , E 1
c1 1, c2 1 2 A B , E 1
Homonuclear diatomic molecules
1) =cAA + cB B : with A = B → A= B=
E (1)
E 2 SE 2 0 1 S
E (2)
1 S
1 cB c A
cA
c A E cB SE 0 (1) 21 S 1/ 2 bonding
c A SE cB E 0 (2) cA
1
antibonding
21 S 1/ 2 cB cA
0
E
1 S
antibonding= {2(1-S)}-1/2(A - B)
E
1 S
Eantibonding= - E-
E
1 S
Ebonding = E+-
S
Eantibonding E
1 S Since: 0 < S < 1 Eantibonding >
S Ebonding
Ebonding E
1 S
Note 1: He2 has 4 electrons ground-state configuration: 12 2*2 He2 is not
stable!
Ethene, CH2=CH2: =cA A+cBB, where A and B are the C2pz orbitals of each
carbon atoms.
Butadiene, CH2=CH-CH=CH2: =cAA + cB B +cc C + cD D
The coefficients can be optimized by the same procedure described before:
express the total energy E as a function of the ci and then minimize the E with
respect to those coefficients ci. Inject the energy solutions in the secular equations
and extract the coefficients minimizing E.
Following these methods and since A= B= ,
we obtain those secular determinants:
E SE
Ethene, CH2=CH2: 0
SE E
E AB S AB E AC S AC E AD S AD E
Butadiene: BA S BA E E BC S BC E BD S BD E
0
CA SCA E CB SCB E E CD SCD E
DA S DA E DB S DB E DC S DC E E
Hückel approximation:
1) All overlap integrals Sij= 0 (i≠j).
2) All resonance integrals between non-neighbors, i,i+n=0 with n> 2
3) All resonance integrals between neighbors are equal, i,i+1= i+1,i+2 =
Severe approximation, but it allows us to calculate the general picture of the
molecular orbital energy levels.
Ethene and frontier orbitals
Within the Hückel approximation, the secular determinant becomes:
E
E 2 0
2
E
E- = - energy of the Lowest Unoccupied
Molecular Orbital (LUMO)
E+ = + energy of the Highest Occupied Molecular Orbital
(HOMO)
LUMO= 2*
2||
HOMO= 1
E 0 0
E 0 4th order polynomial 4 roots E
0
0 E
0 0 E There
is 1e- in each 2pz orbital of the four carbon
atoms 4 electrons to accommodate in the 4 -
type molecular orbitals the ground state
3 nodes
configuration is 12 22
= E4
The greater the number of internuclear nodes,
the higher the energy of the orbital
2 nodes
Butadiene C4H6: total -electron binding energy,
= E3
E is E = 2E1+2E2= 4 + 4.48 with two -bonds
LUMO= 3*
Ethene C2H4:E = 2 + 2 with one -bond
= E2 Two ethene molecules give: E = 4 + 4 for two
1 node separated -bonds.
HOMO= 1 The energy of the butadiene molecule with two -
bonds lies lower by 0.48 (-36kJ/mol) than the sum
= E1 of two individual -bonds: this extra-stabilization of a
0 node conjugated system is called the “delocalization
energy”
Top view of the MOs
Variational Method
Example for the Hydrogen atom:
1/ 2
1
0.8000
0.7000
trial, alpha = 0.5
trial, alpha = 0.75
0.6000
trial, alpha = 1.0
0.5000
R(r)
0.4000
2
3/ 4
0.2000
0.1000
we want to pick to give the best
0.0000
agreement with the real solution 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
r [bohr]
Obvious questions:
1. can we really do this? variational principle
2. how do we „optimize‟ (i.e. how do we pick )? linear variation method
3. what form of should we use?
50
Trial Wavefunctions
how do we select a trial wavefunction for molecules?
1. Assumptions
• each electron occupies a molecular orbital (analogous to atomic orbitals)
• molecular orbitals are orthonormal
2. Constraints
• trial wavefunction must satisfy Pauli exclusion principle
• trial wavefunction must be antisymmetric
• trial wavefunction must not distinguish between electrons
51
Molecular Orbitals
in atoms: • each electron occupies 1 atomic orbital
e.g. 1s, 2s, 2pz, …
• atomic orbitals are centered on nucleus
• atomic orbitals are orthonormal
52
Molecular Orbitals
molecular orbitals depend on spatial coordinates and spin
Spatial orbital, i(r): • function of the position vector, r
• describes the spatial distribution of the electron:
i (r) dr probability of finding electron i in dr
2
(r) j (r) ij
*
dr i
Spin functions:
• Helec does not include spin would need a relativistic treatment to get spin
• artificially introduce orthonormal spin functions: g() = () or ()
d *
d *
1
d *
d *
0
• represent spin coordinates
53
Molecular Orbitals
molecular orbitals depend on spatial coordinates and spin
Spin orbital, i(x):
r
x or
r
54
Constraints on the Trial Wavefunction
for variational principle to apply, the trial wavefunction must satisfy the same
constraints as the real wavefunction
1. Pauli exclusion principle:
• for atoms no two electrons can have same set of quantum numbers
• for molecules no two electrons can be in same state
no two electrons can have same xi
2. Antisymmetry:
• must be antisymmetric with respect to interchange of coordinates x between
two electrons
x1 ,..., xi , x j ,..., x N x1 ,..., x j , xi ,..., x N
• if is antisymmetric, the Pauli exclusion principle will be satisfied
3. Indistinguishability:
• uncertainty principle we can‟t know exact positions and velocities of electrons
• must not distinguish between particles
N
1 2 M N ZI
Hˆ eff i
i 1 2 I 1 i 1 rIi
Hˆ eff E
56
Hartree Product Wave Functions
When the only terms in Hˆ are the one-electron kinetic energy and nuclear
attraction terms, the operator is separable:
N
Hˆ hˆi
i 1
2 k 1 rik
57
Hartree Product Wave Functions
HP (x1, x2 ,..., xi , x j ,..., x N ) 1(x1 ) 2 (x 2 )... i ( xi ) j ( x j )... N ( x N )
Hˆ HP Hˆ 1 2 ... N
N
hi 1 2 ... N
i 1
N
i HP
i 1
This proves that the energy eigenvalue of the many-electron wavefunction
is the sum of the one-electron energy eigenvalues. 58
Hartree Product Wave Functions
HP (x1, x2 ,..., xi , x j ,..., x N ) 1(x1 ) 2 (x 2 )... i ( xi ) j ( x j )... N ( x N )
• called a Hartree product
• appealing because it is simple from a mathematical standpoint
implications:
• Hartree product neglects instantaneous electron-electron interactions
• for an N electron system, electron 1 „feels‟ the average Coulomb repulsion of
the other N-1 electrons
59
Hartree Product Wave Functions
consider flipping 2 coins:
P( H1 , H 2 ) P( H1 ) P( H 2 )
HP x1 , x 2 dx1dx 2 1 x1 dx1 2 x 2 dx 2
2 2 2
60
Hartree Product Wave Functions
HP (x1, x2 ,..., xi , x j ,..., x N ) 1(x1 ) 2 (x 2 )... i ( xi ) j ( x j )... N ( x N )
let’s test HP against the criteria for a valid wavefunction
1. Indistinguishability:
12
HP
(x1 , x2 ) 1 (x1 ) 2 (x2 )
• distinguishes between electrons
21
HP
(x1 , x2 ) 1 (x2 ) 2 (x1 ) • invalid form of wavefunction
2. Antisymmetry:
61
Slater Determinant Wavefunction
deficiencies of HP can be overcome by taking linear combinations of product
wavefunctions
12 x1 , x2 21/ 2 1 x1 2 x2 2 x1 1 x2
1. Indistinguishability:
• does not distinguish between
• electron 1 can be found in either orbital electrons
• electron 2 can be found in either orbital • valid form of wavefunction
2. Antisymmetry:
12 x1 , x2 21/ 2 1 x1 2 x2 2 x1 1 x2
• antisymmetric
21 x1 , x 2 2 1 x 2 2 x1 2 x2 1 x1
1/ 2
• valid form of
21/ 2 1 x1 2 x 2 2 x1 1 x 2 wavefunction
12 x1 , x 2
62
Slater Determinant Wavefunction
12 is a Slater determinant
12 x1 , x2 21/ 2 1 x1 2 x2 2 x1 1 x2
Determinants
• square array of elements
• “lines” on left and right (don‟t confuse with matrices that use brackets)
• functions as a shorthand for writing the sum of products:
a11 a12
a11a22 a12 a21
a21 a22
64
Slater Determinant Wavefunction
virtually all quantum chemical methods use Slater determinants
For an N electron system:
1 x1 2 x1 N x1
1 x 2 2 x2 N x2
SD x1 , x 2 ,..., x i , x j ,..., x N N !
1/2
1 x N 2 xN N xN
• columns labeled by molecular orbitals
• rows labeled by electrons
• shorthand notation: SD x1 , x2 ,..., xi , x j ,..., x N 1 2 ...i j ... N
65
Slater Determinant Wavefunction
Hartree product was an independent electron wavefunction
what about Slater determinants?
consider two electron system with electrons of opposite spin:
x1 , x2 12 1 x1 1 r1 1 2 x2 2 r2 2
square to get probability:
dx1dx2 1 2 1 r1 1 2 r2 2 1 r2 2 2 r1 1
2 2
1 1 r1 2 r2 1 r2 2 r1 dr1dr2
2 2 2 2
2
• probability is just products electrons of opposite spin are independent with Slater determinant
• in fact, P(r1,r1) 0 with Slater determinant two electrons of opposite spin can occupy
the same point in space
66
Slater Determinant Wavefunction
Hartree product was an independent electron wavefunction
what about Slater determinants?
consider two electron system with electrons of same spin:
x1 , x2 12 1 x1 1 r1 1 2 x2 2 r2 2
using analysis on preceding slide
P(r1 , r2 ) 1
2 1 1
r 2 r2 1 r2 2 r1
2 2 2 2
1* r1 2 r1 2* r2 1 r2 1 r1 2* r1 2 r2 1* r2
• probability is not just products electrons of same spin are correlated with Slater determinant
• called exchange correlation because last two terms exchange electron coordinates between
different spatial orbitals
• P(r1,r1) = 0 with Slater determinant two electrons of same spin cannot occupy the same
point in space
67
Slater Determinant Wavefunction
For an N electron system:
1 x1 2 x1 N x1
1 x 2 2 x2 N x2
SD x1 , x 2 ,..., x i , x j ,..., x N N !
1/2
1 x N 2 xN N xN
• columns labeled by molecular orbitals
• rows labeled by electrons
• shorthand notation: SD x1 , x2 ,..., xi , x j ,..., x N 1 2 ...i j ... N
Physics captured:
• electrons of opposite spin are treated independently
neglects instantaneous Coulomb interactions
• electrons of same spin are correlated through exchange interactions
accounts for Pauli exclusion principle
significant improvement over Hartree product
68