HACCP
System –
The Principles
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New challenges to food safety include:
Emerging pathogens that cause foodborne
illness
The changing nature of the food
supply
New techniques for processing and
serving food
The changing eating habits of consumers
The increased number of people who are at
risk of experiencing foodborne illness
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Controlling time and temperature
Practicing good hygiene
Preventing cross contamination
Cleaning and sanitizing properly
Obtaining food from approved sources
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Hazard
Analysis
Critical
Control
Point
The HACCP system is a
prevention-based safety
program that identifies and
monitors hazards associated
with food production.
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Identify all ingredients in a food or product
Identify PHF (TCS) ingredients and foods
Helps to focus best food handling
practices on high risk products
Prepare a food flow diagram
Identify all the storage and
preparation steps involved in
making and serving food.
Used to identify the critical steps
to be addressed in a formal
HACCP plan
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Standard Operation Procedures (SOPs) that
assure uniform food safety compliance
Use of approved products
Facility design that meets code requirements
Employees educated and supervised in good
personal hygiene practices
An effective cleaning and sanitation program
Proper equipment and maintenance programs
A commitment from management to facilitate the
HACCP system
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In a HACCP system
the focus is on food
and how it is handled
during:
Purchasing
Receiving
Storage
Preparation
Display
Service
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HACCP system is designed to anticipate and control
problems before they happen
Additional benefits:
Enables food managers to identify the foods and
processes that are more likely to cause foodborne
illnesses
More accurately describes the overall condition of the
establishment
The first priority of HACCP system is to ensure the safety
of the potentially hazardous foods on the menu
HACCP MUST be Developed, Implemented and
Maintained
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Identify hazards
associated with:
Ingredients that are
received
Each step in the flow of
food
The time of purchase or
consumption by the
customer
Hazards can come from anywhere and foods may
enter your establishment already contaminated!
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Risk is the probability that a condition or
conditions will lead to a hazard.
Risk is influenced by such things as:
Type of customers
Type of foods served
Characteristics of organisms
Past outbreaks
Type of food production and
number of meals served
Extent of worker training
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Preventative measures can
include:
Controlling the temperature of
foods
Controlling the time foods are
held in the temperature danger
zone
Controlling cross contamination
Practicing good personal
hygiene
Practicing proper handwashing
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Most commonly used critical control points:
Cooking
Cooling
Reheating
Hot-holding
Cold-holding
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Cooking Cold-holding Cooling
Reheating Hot-holding
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CCP is a point at which a hazard might develop
Should emphasize on the:
Cooking, cooling, reheating, hot/cold holding
are CCP
SOPs:
Importance of good personal hygiene
Avoidance of cross-contamination
Environmental hygiene practices
Creating a flowchart of preparation steps
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Standard Operating Procedures
(SOPs) complement the HACCP
system and include:
Employee hygiene practices
Cross contamination prevention
Cleaning and sanitizing practices
Pest control
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Critical limits (CLs):
Are the upper and lower
boundaries for food safety
Should be set for each critical
control point
Are set to ensure each critical
control point effectively prevents,
eliminates, or controls a hazard
Should be easy to measure and
monitor
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CL = to ensure each CCPs manage to control the hazards
CL = based on time, temperature, pH or moisture content of
a food.
Identify at each step the procedures to:
Prevent
Reduce and
Eliminate recontamination hazards
Examples:
Ground meat MUST be heated at ≥68˚C at least 15
seconds
Time and temperature is vital
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Monitoring is making observations and
measurements to determine whether a
CCP is under control.
Use flowchart to follow PHFs through the
entire process to compare your
operation’s performance against your
requirements.
Verify temperatures during receiving,
storing, preparation, and cooling.
Verify storage procedures Temperature log
Are thermometers correctly calibrated?
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Step 3:
Step 1:
Apply corrective
Determine what went action to a new
wrong. system.
Step 2: Step 4:
Choose appropriate Record corrective
corrective action. action steps taken.
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May be as simple as rejecting a shipment or
ingredient
May require adjusting calibration of measuring
device
May necessitate shutting down an operation
May need to be more explicit in your instructions
- for example, prepare in small batches
Make corrections to your flowchart
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The verification process consists of two phases:
Phase 1:
Verify established critical limits for CCPs will:
Prevent a hazard
Eliminate a hazard
Reduce a hazard to acceptable levels
Phase 2:
Verify the overall HACCP plan is working
effectively
Frequently review food flow plans and records
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The HACCP plan should include information about:
Hazards associated with each CCP and preventative measures
Food preparation steps with CCPs
noted
Critical limit identification
Monitoring procedures and systems
Corrective action plans
Effective record keeping system to:
demonstrate establishment of system
document its utilization
verify efficacy
Examples: Flowcharts, Written logs
HACCP system provides for continual change and improvement
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(GAPs) Good Agricultural Practices (on-farm)
(GMPs) Good Manufacturing Practices
(processing and manufacturing)
(GRPs) Good Retail Practices (retail).
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Used in retail food preparation and distribution
GRPs focus on food safety practices for retail
food distribution, preparation, display and sale
GRP guidelines are written for:
• Receiving • Personal health and
• Storage hygiene
• Preparation • Employee and
• Packaging and labeling customer education
• Display • Record keeping
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Use product coding to track:
Stock rotation
Shelf life
Product coding is designed
and customized for the
operation.
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Removal of food products from retail food
establishments and from the food distribution
chain
May be for food safety or food quality reasons
Class 1, 2, or 3 based on the severity of the risk
a product may present
Important to have a good process in place for
food recalls.
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