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PAASCU Standards-Based Accreditation Guide

This document provides guidelines for PAASCU's standards-based accreditation process for basic education schools. It outlines the 8 areas that will be assessed, including leadership and governance, quality assurance systems, resource management, teaching-learning, student services, external relations, research, and results. Schools will undergo a self-evaluation and complete a self-survey report before an accreditation team conducts a survey visit to determine if the school meets the established quality standards.

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0% found this document useful (0 votes)
19 views58 pages

PAASCU Standards-Based Accreditation Guide

This document provides guidelines for PAASCU's standards-based accreditation process for basic education schools. It outlines the 8 areas that will be assessed, including leadership and governance, quality assurance systems, resource management, teaching-learning, student services, external relations, research, and results. Schools will undergo a self-evaluation and complete a self-survey report before an accreditation team conducts a survey visit to determine if the school meets the established quality standards.

Uploaded by

dannyyourboy10
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

111111

PHILIPPINE ACCREDITING ASSOCIATION OF SCHOOLS,


COLLEGES, AND UNIVERSITIES
(PAASCU)

BASIC EDUCATION
Grade School, Junior High School,
Senior High School, and Basic Education
SURVEY INSTRUMENT

2021
TABLE OF CONTENTS

Guide to Standards-based Accreditation 1

Introduction 1

Acknowledgment 1

Standards-based Accreditation for Basic Education 2

Quality Assurance 2

Accreditation 2

Standards-based Accreditation Framework 3

Program Accreditation 3

The Self Survey Report 3

Contents of the Self Survey Report 4

The Survey Visit 6

PAASCU Survey Report 7

Board Approval of Accrediting Team's Decision 8

FAAP Certification of the Accreditation Level 8

Issuance of Report to the School 8

Standards of Quality for Basic Education Schools 9

Area 1. Leadership and Governance 9

Standard 1. Vision-Mission 9

Standard 2. Leadership and Management 11

i
Standard 3. Strategic Management 13

Standard 4. Policy Formulation and Implementation 15

Standard 5. Risk Management 17

Area 2. Quality Assurance 19

Standard 6. Internal and External Quality Assurance System 19

Area 3. Resource Management 22

Standard 7. Human Resources 22

Standard 8. Financial Resources 25

Standard 9. Physical Facilities and Learning Resources 27

Area 4. Teaching-Learning 30

Standard 10. Curricular Programs 30

Standard 11. Teaching and Learning Methods 32

Standard 12. Assessment Methods 34

Area 5. Student Services 36

Standard 13. Student Recruitment, Admission, and Placement 36

Standard 14. Student Services Programs and Support 38

Area 6. External Relations 40

Standard 15. Networks, Linkages, and Partnerships 40

Standard 16. Community Engagement Service 42

Area 7. Research 44

Standard 17. Research Management and Collaboration 44

ii
Area 8. Results 46

Standard 18. Educational Results 46

Standard 19. Community Engagement and Service Results 48

Standard 20. Research Results 50

Standard 21. Financial and Competitiveness Results 52


Statistical Summary of Ratings 54

iii
GUIDE TO STANDARDS-BASED ACCREDITATION

INTRODUCTION

The purpose of the Philippine Accrediting Association of Schools, Colleges, and Universities
(PAASCU) is to support member schools in their journey towards quality improvement,
considering its educational philosophy, vision, and mission statements. Quality assurance
initiative is grounded on the fundamental principle that quality is primarily the school's
responsibility and that the external quality assurance initiative complements this. PAASCU
envisions accreditation to be a continuous development process that engages the entire school
community and its stakeholders. This process involves a careful and thorough self-evaluation
and peer review of the school's objectives, plans, programs, systems, resources, and results.

The accreditation process involves assessing different areas, including leadership and
governance, the school's quality assurance system, resources, teaching-learning, student
services, external relations, and results. The interrelationship among these areas is vital in
ensuring the quality of the school's programs and in achieving the vision and mission of the
school. PAASCU believes that the quality of the school's programs and services determines the
overall quality of the institution that offers such programs and services.

In recent years local and international agencies have defined principle-based standards to be
used in quality assurance processes. In line with this development, PAASCU now shifts to a
standards-based accreditation process that focuses on principles of good practices.

This instrument is intended for basic education schools, including grade schools, junior high
schools, senior high schools, and basic ed schools.

ACKNOWLEDGEMENT

The PAASCU Board acknowledges the hard work done by the Institutional Accreditation Working
Group who drafted the instrument, and the Basic Education Working Group, which preparedthis
Standards-based Accreditation Instrument for Basic Education.

1
STANDARDS-BASED ACCREDITATION FOR BASIC EDUCATION

Quality Assurance

PAASCU has adopted a four-fold definition of quality:

1. Achievement of minimum standards based on learning outcomes


2. Achievement of evidenced excellence based on learning outcomes
3. Implementation of the vision, mission, and goals of the school
4. Responsiveness to stakeholders

Quality assurance should not just be about meeting the standards required by regulatory bodiesor
standards of excellence advocated by accrediting agencies like PAASCU. Quality encompassesa
school's fitness for purpose and its responsiveness to the needs of stakeholders.

Accreditation

Educational accreditation is a quality assurance process where the services and operations of
educational institutions or programs are evaluated by an external body to determine if applicable
and recognized standards are met. If the standards are met, the educational institution or program
is granted accreditation status. Accreditation is the formal and public statement by an external
body resulting from a quality assurance procedure that agreed standards of quality are met by an
institution or program.

An accredited status from PAASCU indicates that an educational institution or program has met
commonly accepted standards of quality or excellence. The accredited status implies that the
educational institution or program has manifested the ability to continuously upgrade its academic
quality through self-evaluation and the judgment of peers. There is a sufficient basis for assuming
that the educational institution or program will continue doing so in the future.

The PAASCU accreditation process does not prescribe any specific way of proceeding. It seeks to
encourage institutions or programs to aspire for and work towards higher levels of excellence as
defined in its quality standards. The focus is on the context and needs of the institution or program
under survey. Hence, the process provides room for these institutions and programs to be
innovative in exploring solutions to their challenges and considering initiatives towards
advancement.

2
Standards-based Accreditation Framework

The following framework underpins the standards-based accreditation process:

Strategic and Systemic Process Quality Assurance Results


Quality Assurance

1. Leadership and 4. Teaching-Learning 8. Results


Governance → 5. Student Services →
2. Quality Assurance ← 6. External Relations ←
Systems 7. Research
3. Resource Management

In the framework for the standards-based accreditation process, eight (8) areas are to be assessed.
The eight (8) areas include three (3) areas under Strategic and Systemic Quality Assurance, four
(4) areas under Process Quality Assurance, and the area covering the Results. The arrows denote
the constant interplay among the different areas, resulting in the continuous upgrading of
educational services.

The framework adopted by PAASCU for standards-based accreditation is aligned with regional and
international frameworks on quality assurance. The following were used as benchmarks in the
preparation of the instrument:

1. ASEAN Quality Assurance Framework (AQAF) Internal Quality Assurance Principles


2. ASEAN University Network (AUN) Guide to Assessment at the Institutional Level
3. Commission on Higher Education (CHED) Institutional Sustainability Assessment Self-
Evaluation Document (ISA-SED)
4. Standards and Guidelines for Quality Assurance in the European Higher Education Area
(ESG) Standards and Guidelines for Internal Quality Assurance

PROGRAM ACCREDITATION

Program accreditation or specialized accreditation is focused on specific programs rather than the
institution as a whole. Program accreditation, i.e., grade school, junior high school, senior high
school, or basic education accreditation, will continue to be available where such modalities are
suitable.

THE SELF SURVEY REPORT

The first and critical component of the accreditation process is a meticulous, rigorous, and
comprehensive self-evaluation of the institution's educational resources, processes, and results.
Self-evaluation aims to understand, evaluate, and improve, and not merely to defend what already

3
exists. A well-conducted self-evaluation should result in a renewed effort to reflect on quality
assurance practices and outcomes towards ongoing school improvement. The self-evaluation is
expected to be an inclusive process. It becomes optimally effective when it is completed by a diverse
group of key stakeholders (i.e., administrators, faculty, students, staff, alumni, etc.) who are
knowledgeable about the institution and its academic programs as they pertain to the standards
under consideration. Stakeholder engagement allows for a fair and objective assessment of how
well the institution has achieved its vision, mission, and objectives for self-improvement. The self-
survey report and the supporting evidence provide the institution the opportunity to demonstrate
to the survey team that it has complied with the standards.

The self survey report (SSR) is an account of the institution's QA practices. The institution here refers
to the college, school, or department managing the programs under accreditation. The criteria
checklist under each area and sub-area (standard) guides what to account for in the institution's
quality system.

The SSR shall be written following the sequencing of the area and sub-area (standard). The write-up
mainly describes how the institution meets the criteria under each area and standard. Therefore,
only the standard criteria will be rated.

The SSR should be submitted in both hardcopy and softcopy to the PAASCU Secretariat two months
before the site visit.

Contents of the Self Survey Report

The SSR has six parts: School Profile, Follow-up Action on the Recommendations of Previous Survey,
Analysis of School/Program Practices Using the Standards and Criteria, Conclusion, Appendices, and
Summary of Ratings.

Part 1: School Profile

This section provides the following information about the school:

1. A brief history of the school


2. Vision, mission, goals, objectives, and core values of the school
3. Organizational structure
4. Governing Board and list of top executives
5. Enrollment data per year level of the program being visited (3-year data for a preliminary visit,
2-year data for a formal visit, and 5-year for resurvey visit)
6. Description of the regulatory environment in which the institution operates if any
7. Identified significant strategic challenges, including planned and implemented strategies to
address the same.

PART 2: Follow-up Action on the Recommendations of Previous Survey


(only for formal and resurvey visits)

4
PART 3: Analysis of the School/Program Practices Using the Standards and Criteria

A write-up is a narrative describing the program quality practices using the criteria under each
standard. The write-up should meet the following requirements:

1. It should provide information focused on how the school meets the criteria under each
standard. An explanation should be provided if the school failed to meet a criterion.

2. The information should be presented based on the sequencing of the criteria. They should be
written in complete sentences but should be straightforward, concise, and factual. More
importantly, the information should be supported by evidence that directly supports the
information given. A checklist of evidence is provided under each standard. However, this
does not preclude the institution from using other sources of evidence that will support its
claim.

3. In the presentation of evidence, the following guidelines should be considered:

a. Where statistical data, graphs, or tables are used, label the same and present them
either within the narrative or attach them to the SSR with appropriate reference. Where
a policy statement is used, summarize the policy or attach the same to the SSR with
proper reference.

b. The documents and any other evidence used to support the information provided should
be listed per standard and attached to the SSR. If the same evidence supports multiple
standards, attach the evidence once and list it under each relevant standard.

4. The write-up should not only be descriptive but analytical, citing both the strengths and
weaknesses in the features described in the criteria. The guide questions and the explanations
can assist in analyzing the quality practices of the institution. When analyzing the institution's
quality practices, it is also important to benchmark with the practices of other reputable
institutions or with those that are considered 'good' practices.

5
5. The school should provide a rating for each criterion under each standard based on the
following scale:

RATING MEANING REMARKS


5 Excellent The practice is exemplary and serves as a model to others.
The implementation of the criterion has led to excellent
results.
4 Very Good The criterion has been effectively implemented, and this
has led to very good results.
3 Good The criterion has been implemented adequately and has
led to good results.
2 Needs Minor The criterion has been implemented but needs minor
Improvement improvement. In addition, the implementation has led to
inconsistent or limited results.
1 Needs Major The criterion has been inadequately implemented and
Improvement needs significant improvement. The implementation has
led to insignificant or unsatisfactory results.
0 Not The criterion has not been implemented. Furthermore, no
Implemented evidence is presented to show that initiatives have been
carried out to implement it.

PART 4: Conclusion

This section provides the following:

1. An overall assessment of the school's best practices


2. Strengths - summary of the strengths of the school or program practices per area
3. Areas for improvement - summary of the weaknesses of the school or program practices per
area

PART 5: Appendices

This section contains the documents and other evidence that are identified in the self-survey report.
Provide a summary listing before the presentation of the evidence.

PART 6: Summary of Ratings

THE SURVEY VISIT

The Survey Visit shall be scheduled in advance and will occur not earlier than 2 (two) monthsafter
submitting the Self Survey Report to the PAASCU Secretariat. The visit will take two
(2) days. While face-to-face classes are suspended, and onsite Survey Visits are also on hold, the
Guidelines in the Conduct of Virtual Accreditation apply.

6
The typical PAASCU Survey Team will be composed of five (5) accreditors who will be assigned to
handle the following areas:

Accreditor 1 Leadership and Governance

Accreditor 2 QA Systems
Resource management
Results: Financial and Competitiveness
Accreditor 3 Teaching-Learning

Accreditor 4 Student Services


Results: Education
Accreditor 5 External Relations
Research
Results: Community Engagement and Service
Results: Research

The number of accreditors may be less than five (5) in the case of small schools or more than five (5)
in the case of big schools.

The Survey Visit will include the following activities:

1. Orientation meeting of the PAASCU Survey Team


2. Individual and group interviews
3. Courseware evaluation and class observations
4. A Comprehensive review of exhibits and reports prepared by the school
5. Wrap-up session
6. Closing meeting of the school management team and self-survey team
7. The final meeting of the PAASCU Survey Team

PAASCU SURVEY REPORT

The findings during a survey visit will be documented in a survey report that assesses the school
vis-à-vis the criteria for the different standards. The report will serve as the basis for the decision
on the school's accreditation status. All information in the report is considered confidential.

The survey team Chairperson is responsible for putting together the inputs from the different
accreditors towards coming up with a consolidated, coherent, and concise report that reflects the
judgment of the survey team. The survey report should present an analysis of how the schoolmeets
each of the standards and indicates the evidence substantiating the conclusions made by the
Survey Team.

7
The report includes the following:

1. Chairperson's Report
a. Introduction
b. Summary of area reports
c. Preparation of the self-survey
d. Recommendation of the PAASCU Survey Team
e. Conclusion

2. Summary of Ratings

3. Area Reports

This section contains the following:


a. A write-up summarizing the available EVIDENCE for the area

b. An ANALYSIS of how the school complies with the standards by how it meets the
criteria

Any assertion of alignment between the implementation of the criteria and the standards must be
supported by available evidence. On the other hand, any statement indicating a lack of alignment
between these should be accompanied by an explanation.

c. COMMENDATIONS, if any

d. RECOMMENDATIONS, if any

BOARD APPROVAL OF ACCREDITING TEAM'S DECISION

The Survey Report prepared by the Survey Team will be reviewed by the relevant Commission
and forwarded to the PAASCU Board of Directors for further review and approval.

FAAP CERTIFICATION OF THE ACCREDITATION LEVEL

The Board of Trustees' decision will be forwarded to the Federation of Accrediting Agencies of the
Philippines (FAAP), certifying the level of accreditation.

ISSUANCE OF REPORT TO THE SCHOOL

The final accreditation report will be sent to the school after the Board's approval and FAAP's
certification.

8
AREA 1. LEADERSHIP AND GOVERNANCE

Sub-area 1.1. Vision-Mission

STANDARD 1.

The school has clearly formulated, articulated, and disseminated the vision and mission
statements that reflect its educational philosophy, core values, and goals to key stakeholders.

Criteria Rating
1. The members of the school community and various stakeholders participated in
the process of formulating and articulating the school's vision and mission
statements.
2. The vision and mission statements are communicated to the stakeholders.
3. All sectors of the school community can identify with and own the vision and
mission statements of the school.
4. Clear indicators are representing how the school's vision and mission are
achieved.
5. The school's vision and mission statements are periodically revisited.
Average Rating

Explanation
A school should articulate its mission and vision and review the same periodically, with the
participation of key stakeholders. The school's aspirations and goals should be evident in the
different programs and activities. All sectors of the school community have direct responsibility
for defining the cognitive, behavioral, and physical indicators of the school's unique identity and
culture. Thus, there must be a conscious effort to have everyone own the school's philosophy,
vision, mission, and core values.

Guide Questions
● How do the vision and mission statements reflect the unique identity and culture of the
school?
● What processes are undertaken to articulate and disseminate the vision and mission
statements to the different sectors of the school community? How are the vision and mission
statements communicated to other stakeholders and the public at large? How frequently
are these processes undertaken?
● What are concrete steps carried out to integrate the vision and mission statements in the
programs and activities of the school? Who is involved in these processes?

● How do the school community members show personal commitment to the school's

9
philosophy and core values?
● When are the vision and mission statements reviewed? How is the review conducted, and
whois involved in the process?

Supporting Evidence
● Vision and mission statements
● Philosophy and core values
● List of indicators that reflect the school community's ownership of the vision and mission
● List of behavioral indicators that represent the achievement of the school's vision and mission
● The process is undertaken in crafting or reviewing the vision and mission statements
● Documentation of the events or minutes of meetings when the vision and mission
statementswere crafted or reviewed
● Orientation programs for the various sectors and stakeholders of the school
● Manuals and handbooks showing the school's vision and mission statements
● Reports indicating the integration of the vision and mission statements in the
differentprograms, activities, and routines
● Documentation of celebrations, activities, and practices intended to promote the school's
corevalues and culture

10
Sub-area 1.2. Leadership and Management

STANDARD 2.

The school practices responsible management and models leadership that results in an effective
and efficient running of the institution.

Criteria Rating
1. The governing Board and the administrators arequalified for their respective
roles.
2. The governing Board and the administrators have the experience and
competence to function effectively.
3. The school Principal must hold a master's degree and have at least five (5)years
of relevant teaching or administrative experience.
4. The administration promotes good governance, integrity, and accountability.
5. Leadership is consultative and participative.
6. Leadership is proactive in anticipating developments and responding to
changesthat may affect the school's programs and operations.
7. There are provisions for the professional development of administrators and
mid-level supervisors.
8. Provisions for leadership succession are in place.
Average Rating

Explanation
The strategic role of leadership and management in an organization cannot be overemphasized.
The school environment, resulting from the leadership and management style of the
administrators, greatly influences teaching and learning and affects the operations of the
organization. Thus, it is vital for those appointed to key positions to have the necessary
qualifications for their respective roles to function effectively. Administrators should promote
good governance, integrity, and accountability. Moreover, leadership should be proactive in
anticipating developments and responding to changes in the environment that may affect the
school's programs and operations. It is advantageous to have a professional development program
and a succession plan for key leadership and management positions.

Note: It is imperative for the school Principal to hold a master's degree and to have at least five
(5) years of relevant teaching or administrative experience. Without this required
qualification, aschool cannot be accredited or re-accredited.

11
Guide Questions
● Are the Board and the administrators competent and qualified to serve in their respective
positions?
● How do the administrators promote good governance, integrity, and accountability?
● Is leadership consultative and participative?
● Is leadership proactive in anticipating developments and responding to changes in the
environment?
● Are the policies and guidelines clearly articulated? Are these implemented
transparently,consistently, and fairly?
● What are the provisions for leadership development?
● What are the provisions for leadership succession?
● What is the process for obtaining feedback from different stakeholders on the
effectivenessand efficiency of school programs, services, and operations?

Supporting Evidence

Organizational chart

Qualifications of the Board of Directors or Board of Trustees

Qualifications of the administrators and mid-level supervisors

Administrative manual

The development program for administrators and mid-level supervisors or coordinators

The performance evaluation system for administrators and mid-level supervisors or
coordinators

Provisions for leadership succession in key positions

Feedback from different stakeholders on the effectiveness and efficiency of school
programs,services, and operations

Minutes of meetings of the Board of Directors or Board of Trustees

Minutes of meetings of the administrative team

Minutes of meetings of other leadership teams

Minutes of meetings reflecting consultative and participative leadership practices

12
Sub-area 1.3. Strategic Management

STANDARD 3.

A strategic planning activity participated in by key stakeholders is periodically conducted to


formulate, implement, and evaluate plans, programs, and activities toward achieving the school's
vision, mission, and goals.

Criteria Rating
1. A strategic planning process involving the different members of the school
community is undertaken periodically.
2. Relevant internal and external conditions are identified and considered to
formulate strategic goals and objectives.
3. Social responsibility and ethical considerations, innovation and technology,
and globalization and internationalization are considered in the strategic
planning process.
4. The strategic plans, programs, and activities are aligned with the school's
vision, mission, goals, and objectives.
5. Clear, measurable, and time-bound targets are specified for the different
strategic plans, programs, and activities.
6. Organizational and management processes are aligned with strategic goals
and objectives.
7. Adequate resources are allocated for the strategic planning process and the
implementation and evaluation of the strategic plan.
8. A system for periodic evaluation of plans, programs, and activities is in place,
and adjustments to the strategic goals and execution aremade as needed.
Average Rating

Explanation
A highly respected academic institution undertakes a strategic planning exercise periodically to
formulate strategic goals and long-term plans and identify programs and activities to help achieve
its vision, mission, goals, and objectives. The strategic goals and objectives also serve tosupport
the school keep pace with the constantly changing environment. The strategic plans have clear
targets and performance indicators, and the time frame for implementing these plans is well-
defined. The strategic goals and objectives are translated into plans, programs, andactivities that
are regularly monitored and evaluated vis-à-vis the desired outcomes. In preparing the strategic
plans, social responsibility and ethical considerations, innovation and technology, globalization,
and internationalization are considered. An adequate budget is allocated to support the
implementation of the strategic plans.

13
Guide Questions

Is a strategic planning process periodically conducted and participated in by the different
sectors of the school community?

Which office or which position in the school is in charge of overseeing the alignment
oforganizational and management processes with the strategic goals and objectives?

In what ways are external conditions and relations considered in the strategic planning
processas bases for identifying possible opportunities and threats?

How are the strengths and weaknesses of the school and the larger institution (where
applicable) considered in the strategic planning process?

Are there clear and measurable targets for the accomplishment of the strategic plans,
programs, and activities? Is there a specific time frame for the achievement of the strategic
plans, programs, and activities?

Are the plans, programs, and activities aligned with the school's vision, mission, goals, and
objectives?

On what occasions are the strategic plans communicated to the different sectors of the school
community and stakeholders?

What are the provisions for regularly monitoring, reviewing, and revising the strategic plans
and making adjustments when needed?

What resources are available to support the school's strategic planning exercise? What
resources are available to support the implementation and evaluation of the strategic plans?

Supporting Evidence

Three-year or five-year strategic or development plan

Institutional development plan (where applicable)

Annual plans of the different sectors and offices

Office(s) or position(s) responsible for overseeing key management strategy processes

Documentation of strategic planning sessions

Progress reports on the implementation of the strategic or development plans

Reports on the review and evaluation of strategic plans and programs

Budget allocation for the strategic planning sessions

Budget allocation for the implementation of strategic plans, programs, and activities

Minutes of meetings where the strategic or development plans were discussed

Minutes of meetings reflecting the monitoring of strategic or development plans

14
Sub-area 1.4. Policy Formulation and Implementation

STANDARD 4.

The school has a system for formulating and implementing policies that reflect the school's values,
promote its unique culture, make operations efficient, and conform to government regulations
and standards.

Criteria Rating
1. A system for formulating and implementing policies is in place.
2. Policies and procedures reflect the school's values and unique culture.
3. Policies and procedures are implemented transparently, consistently, and fairly.
4. Policies and procedures facilitate efficient operations.
5. There are specific policies for teaching and learning processes, student
discipline,research activities, community engagement initiatives, and support
services.
6. There are specific policies related to the employment of teaching and non-
teaching personnel.
7. Policies and procedures are consistent with government regulations and
standards.
Average Rating

Explanation
Policies serve as the backbone of any institution's operations. For policies and procedures to help
achieve the school's goals and objectives, these must be well-formulated and communicatedto all
concerned. These must also be implemented transparently, consistently, and fairly. There should
be an effective system for formulating and implementing policies where concerned sectors of the
school community are enjoined to participate. Likewise, there should be a systemfor monitoring
and evaluating the effectiveness and efficiency of policies and procedures. Compliance with
government regulations and standards should be observed in the process of formulating and
implementing policies.

Guide Questions

What process is followed in the formulation of policies? Which sectors of the school
community and who among the stakeholders are involved in the process?

What guidelines are in place to ensure that policies are implemented transparently,
consistently, and fairly?

15

Are the policies and procedures aligned with the school's core values and that of the larger
institution (where applicable)? Do the policies and procedures reflect the unique culture of
the school?

Are the policies and procedures disseminated to all concerned, clearly understood, and
accepted by all those affected by these?

What feedback mechanisms are in place to obtain inputs from the school community towards
improving policies and procedures?

Are there formulated policies and procedures intended for the effective and efficient delivery
of academic programs, support services, research activities, and community service
initiatives? Are these policies and procedures disseminated to all concerned?

Are the policies related to the employment of teaching and non-teaching personnel
formulated and disseminated to all concerned?

Are the policies and procedures aligned with government regulations and standards?

Supporting Evidence

Core Values of the school and the larger institution (where applicable)

Description of the school culture

Policies related to academic programs

Policies on student discipline

Policies on research activities

Policies on community service initiatives

Policies on support services

Policies on the employment of teaching and non-teaching personnel

Manual of operations of the different offices or service areas

Documentation of activities related to monitoring the implementation of policies and
procedures

Documentation of feedback on policies and procedures obtained from the school community

Minutes of meetings on the formulation and review of policies and procedures

16
Sub-area 1.5. Risk Management

STANDARD 5.

A risk management system is in place to ensure that the school is aware of and manages present
and future risks.

Criteria Rating
1. A risk management system is in place to identify, assess, and communicate to
theschool community the risks associated with unfortunate events.
2. The risk management system includes provisions for the effective
management of resources to mitigate the impact of unfortunate events and
maximize opportunities for sustainability.
3. Risk management policies and protocols are formulated, documented, and
disseminated to the entire school community and other stakeholders.
4. The administrative team involves the school community and other
stakeholders in implementing the risk management system while assuming the
primary responsibility for managing risks.
5. The school's resources are safeguarded and effectively utilized to mitigate
theimpact of unfortunate events.
6. Clear monitoring processes are in place to ensure that all risk-mitigating
effortsare effective.
Average Rating

Explanation
Institutions need to be well prepared for any form of disruption, such as natural disasters like
typhoons, earthquakes, pandemics, or market changes. It is vital to have a risk management
system with provisions for policies, structures, and resources that can be activated should
unfortunate eventsoccur. The Board of Trustees or Board of Directors and the administrative team
are principally responsible for leading the school community and other stakeholders in managing
risks. Risk management involves assessing impending threats, communicating these to the school
community and other stakeholders, and implementing initiatives that will monitor, mitigate, and
control the impact of the risks. It also involves the effective utilization and safeguarding of the
school's assets and resources.

17
Guide Questions

Is a risk management system in place to guide the school's responses to unfortunate events?

Are there clear policies, guidelines, and established protocols that can allow the school
torespond to risks effectively promptly?

Are the Board of Trustees or Board of Directors and administrative team on top of
riskmanagement initiatives?

Which office(s) or position(s) are primarily responsible for risk management?

Are the members of the school community and key stakeholders informed of potential
andimminent risks? Are they apprised of initiatives to control these risks?

What provisions are in place to effectively safeguard the school's assets and resources
tomitigate the impact of unfortunate events?

What provisions are in place for monitoring the effectiveness of the risk management system?

Supporting Evidence

Risk management system or program

Office(s) or position(s) responsible for overseeing the risk management system

A financial management plan including insurance provisions

Learning continuity plan or its equivalent for emergencies

Risk management policies and protocols

Emergency response, security, and safety policies and protocols

Documentation of the school's coordination with local government units or other government
agencies

Reports on the monitoring of the risk management system

Reports on the school's response to unfortunate events in the past

Minutes of meetings with stakeholders on risk management

18
AREA 2. QUALITY ASSURANCE

Sub-area 2.1. Internal and External Quality Assurance System

STANDARD 6.

The school has an established quality assurance system, with clearly defined policies, procedures,
and activities, that implements, evaluates, enhances, and assures the quality of the basic
education program and processes. The school subjects itself to periodic external assessment
designed to fit for purpose and validate the effectiveness of its IQA system in terms of regulatory
requirements and quality standards.

Criteria Rating
1. The school has an established internal quality assurance system that includes
clearly defined policies, procedures, and activities designed to ensure and
continuously enhance the quality of its academic and non-academic programs
and processes.
2. The different sectors of the school community and other stakeholders are
involved in formulating, implementing, and evaluating internal quality
assurance strategies and processes.
3. A structure for internal quality assurance is in place with specific roles,
responsibilities, and accountabilities for all concerned.
4. Measurable targets and indicators are used to assess the school's performance
against internal quality assurance goals.
5. Implementing internal quality assurance strategies and processes are reviewed
periodically to ensure the continuous improvement of programs and
operations.
6. The school subjects itself to periodic external assessment of quality to validate
itsinternal quality assurance system against acceptable quality standards for
basic education.
7. The external assessment is evidence-based and conducted by credible
independent external agencies.
8. The different sectors of the school community and other stakeholders are
involved in external quality assurance strategies and processes.
9. Mechanisms are in place for communicating performance results from the
internal and external assessments to the school community and other
stakeholders.
10. The results and findings from the internal and external assessments are
compared, evaluated, and utilized to improve the different policies, programs,
practices, and procedures.
11. Adequate resources are allocated to support internal and external quality
assurance strategies and initiatives.
Average Rating

19
Explanation
Quality assurance is an important commitment of any educational institution. The school
community must engage in evidence-based self-reflection on how effectively the school is
accomplishing its vision, mission, goals, and objectives. There should be a mechanism for
implementing, monitoring, and evaluating internal quality assurance processes to ensure the
continuous improvement of the school's programs and systems. The goal is to build a culture
within the school community that advocates and assumes responsibility for continuous
improvement in all aspects of the education process.

Periodic external assessment can complement a school's internal quality assurance initiatives. Itis
beneficial for a school to subject itself to an evidence-based evaluation by an independent external
body. The external assessment can offer another perspective related to standards of quality for
basic education that the school can use to improve alongside the internal quality assurance
processes.

Guide Questions

Does the school maintain an established internal quality assurance system? How is the
systemfor internal quality assurance organized and structured?

Which office(s) or position(s) are primarily responsible for managing internal
qualityassurance processes?

What strategies are employed to involve the entire school community in internal
qualityassurance?

What performance indicators or targets have been set to ensure the quality of
educationalprograms and processes?

Is there a periodic calibration of the performance indicators and targets to evaluate the
effectiveness of internal quality assurance processes?

Are there provisions for the timely sharing of the internal quality assurance results with the
school community and other stakeholders to encourage them to contribute to the
continuous improvement of programs and processes?

How is the internal quality assurance system monitored and evaluated?

How is the implementation of plans monitored? How are the results of internal quality
assurance initiatives considered or addressed?

Which external agency has the school engaged for periodic external assessment of quality?
Is the agency credible, independent, and evidence-based? Is the agency's external
assessment strategy compatible with the school's internal quality assurance processes?

What activities are undertaken by the school in connection with the external quality assurance
process? In what ways are the different sectors of the school community and other
stakeholders involved in the process?

How are the results from both internal and external quality assessments used in improving
the school's internal quality assurance system?

How are the results from both internal and external quality assessments used in improving
the school's policies, programs, practices, and procedures?

What practices are in place to monitor external quality assurance assessment activities?

Are resources adequate to effectively implement internal quality assurance strategies?

20
Supporting Evidence

Internal quality assurance system

Office(s) or position(s) responsible for overseeing internal quality assurance

Internal quality assurance targets and performance indicators

Internal quality assurance reports

Action plans related to internal quality assurance results

Monitoring reports on action plans related to internal quality assurance

Budget reports related to internal quality assurance

Minutes of meetings on internal quality assurance activities and processes

External quality assurance provision

External quality assurance plans and targets

External quality assurance reports

External quality assurance certifications

Action plans related to external quality assurance results

Monitoring reports on action plans related to external quality assurance

Budget reports related to external quality assurance

Minutes of meetings on external quality assurance activities and processes

21
AREA 3. RESOURCE MANAGEMENT

Sub-area 3.1. Human Resources

STANDARD 7.

The school has adequate and qualified human resources, both teaching and non-teaching, that
enable it to perform its teaching, research, and community service functions. It has programs for
the recruitment, selection, hiring, deployment, training, and retirement of personnel.

Criteria Rating
1. The school has adequate and qualified teaching personnel.
2. The school has adequate and qualified non-teaching personnel.
3. Recruitment, selection, hiring, and deployment policies and practices are in
place. These are formulated, communicated to all concerned, and consistently
implemented.
4. Development and training programs for teaching and non-teaching personnel
areneeds-based and available to full-time and part-time personnel.
5. Career pathing programs and provisions for advancement are in place.
6. The school implements a performance management system that includes
coaching and mentoring, regular performance evaluation, and recognition for
meritorious performance.
7. Salaries, benefits, and other incentives are set at levels that ensure the school's
ability to attract and retain qualified personnel.
8. Policies and practices related to resignation, termination of employment, and
retirement are clearly formulated, communicated to all concerned, and
consistently implemented.
9. The working environment conforms with applicable standards and
regulationsthat promote personnel's safety, security, and well-being.
10. Policies and programs related to the recruitment, selection, hiring, deployment,
development, and retirement of personnel are periodically evaluated and
improved.
Average Rating

Explanation
Policies and programs related to the recruitment, selection, hiring, deployment, development, and
retirement of personnel enable the school to maintain the quality of its workforce. A highly
motivated workforce enhances the delivery of a school's programs and services. Thus, efforts to
look after the safety, security, growth, and well-being of personnel are paramount.

22
A performance management system that includes coaching and mentoring, regular performance
evaluation, and recognition for meritorious performance, allows personnel to hone and develop
their competencies. Career pathing and advancement opportunities contribute to a sense of
accomplishment and self-actualization among personnel. Clear policies and practices related to
resignation, termination of employment, and retirement provide personnel a sense ofsecurity.

Guide Questions

Are the policies and programs which apply to teaching personnel aligned with the school's
vision, mission, and goals? Are these clearly defined, documented, and communicated to all
concerned?

Are the policies and programs which apply to non-teaching personnel aligned with the school's
vision, mission, and goals? Are these clearly defined, documented, and communicated to all
concerned?

Are the policies and practices related to the recruitment, selection, hiring, and deployment
of personnel clearly formulated, communicated to all concerned, and consistently
implemented?

Are all personnel appointments covered by applicable employment contracts that define
specific job functions, terms of employment, and tenure?

Are the development and training programs for the academic personnel relevant, needs-
based, and available to all?

Are the development and training programs for the non-academic personnel relevant, needs-
based, and available to all?

Do the personnel participate in the formulation of the development and training programs
intended for them?

Do the personnel participate in the formulation of their career goals and plans?

Are career pathing programs and provisions for advancement available and communicated
toall concerned? Are the policies, guidelines, and procedures related to these formulated
and documented?

Are teaching and work assignments consistent with the individual qualifications and
capabilities of personnel? Is the workload consistent with government regulations?

Are the policies and practices related to resignation, termination of employment, and
retirement clearly formulated, communicated to all concerned, and consistently
implemented?

Is there a performance management system that includes coaching and mentoring, regular
performance evaluation, and recognition for meritorious performance?

How are new personnel oriented about the school's vision, mission, goals, policies,
programs, and services?

What are the provisions for addressing personnel-related issues and concerns?

Are the policies and programs related to the recruitment, selection, hiring, deployment,
development, and retirement of personnel periodically evaluated and improved?

23
Supporting Evidence

201 files of all school personnel

Job descriptions for all personnel

Employment contracts

Information on salaries and benefits for personnel

Organizational chart

Manual for personnel (both teaching and non-teaching)

Policies and procedures on the recruitment, selection, hiring, and deployment of personnel

Policies and procedures on the resignation, termination of employment, and retirement of
personnel

Ranking and promotion scheme

Performance management system

Performance evaluation reports

Reports on training needs of personnel

Personnel development programs

Budget provisions for personnel development

Mentoring program, supervisory program, and other related programs

Succession plans

Reports on professional development activities

Reports on faculty retention and turnover

Minutes of faculty meetings

Minutes of non-teaching personnel meetings

24
Sub-area 3.2. Financial Resources

STANDARD 8.

A system is in place to manage the financial resources of the school, including the efficient
sourcing, allocation, use, safeguarding, and accounting of such resources.

Criteria Rating
1. The financial management system supports the maximum use of available
resources to support the school's vision and mission.
2. There is adequate financial support to guarantee the viability of school
programs and operations, with provisions for determining good financial
sources when needed.
3. A budget process that involves the participation of the different programs and
offices is in place. The process includes a regular review and analysis of budget
performance reports.
4. Internal controls in the accounting system are functioning effectively to
safeguard the school's assets, promote integrity in the system, and ensure
compliance with regulatory requirements.
5. Internal and external audits are regularly carried out to ensure the reliability
ofaccounting systems and reports.
6. The roles and responsibilities of personnel related to asset custody, utilization,
controls, accountability, and sustainability are clearly defined and documented.
7. Unutilized funds are wisely invested, ensuring optimum returns.
8. There are insurance provisions for critical assets.
Average Rating

Explanation
Financial resources are vital to any organization. The attainment of goals and objectives and the
viability and sustainability of programs and operations depend primarily on the availability of
financial resources. Sound financial management is crucial, and this requires establishing a system
that includes a budget process, identification of financial sources, proper utilization and control of
assets, and the timely and factual documentation and reporting of financial transactions.

Guide Questions

Has the school established a financial management system that promotes the effective
andefficient use of financial resources to support its vision and mission?

Are financial resources adequate to sustain programs and operations?

Is there a functional budget process? How are the different offices involved in the
25
preparation, implementation, and evaluation of the school budget?

Are funds used for the purposes for which they have been collected?

Are the roles and responsibilities related to the management of the financial resources
clearlydefined? Is the internal control system functioning effectively?

Are financial transactions recorded and reported on time according to applicable
standards?Does the school subject itself to regular audits, both internal and external?

Are the financial performance results shared with administrators and key personnel?
Arethese used in the strategic planning process and development of programs?

Where does the school invest unutilized funds? Is a fair return realized from the
investment(s)?

Are there insurance provisions for critical assets?

Supporting Evidence

Audited financial statements

Internal and external audit reports

Finance manuals indicating accounting policies and procedures

Policies and guidelines on fiscal authority and responsibility

The annual budget for the different sectors of the school

Budget performance analysis reports

Budget requisition forms

Minutes of meetings of the Board of Trustees or Board of Directors on the school budget or
financial status of the school

Minutes of meetings on annual budget preparations

26
Sub-area 3.3. Physical Facilities and Learning Resources

STANDARD 9.

The school has adequate, conducive, up-to-date, well-maintained, and safe facilities to support
the functions of teaching, research, and community service.

Criteria Rating
1. Physical facilities are adequate and conducive to teaching and learning,
researchwork, and community service activities.
2. There is an office or personnel responsible for overseeing the maintenance,
safety, and development of physical facilities.
3. Classrooms, lecture halls, and special-purpose rooms are adequate, kept clean,
free from distractions, and conducive to teaching and learning.
4. The library facilities and audio-visual rooms are adequate, accessible, safe,
andup-to-date.
5. The laboratories are adequate, accessible, safe, and up-to-date.
6. The space in the school canteen is adequate for the school population.
7. The clinic facilities and equipment are sufficient for the needs of the learners and
personnel.
8. The space requirements for the different administrative offices are adequately
met.
9. There is a documented campus development plan that serves as a guide for the
continuous improvement and development of physical facilities. A sufficient
budget supports the plan.
10. There is an office or personnel responsible for leading the implementation,
monitoring, evaluation, and updating of the campus development plan.
11. The Information Communication Technology (ICT) infrastructure and facilities,
both hardware and software, are adequate and up-to-date.
12. There are sufficient provisions in the school's physical facilities for ensuring the
safety, security, health, and well-being of learners and personnel.
13. The school is compliant with regulatory and statutory government
requirementsas far as physical facilities are concerned.
14. Facilities and provisions that cater to persons with special needs are available.
15. The school has an emergency preparedness plan which includes disaster
preparedness drills and necessary protocols.
Average Rating

27
Explanation
The availability, accessibility, and adequacy of physical facilities and equipment contribute to an
environment that supports the teaching-learning process and provide learners and personnel a
sense of security and safety. The physical facilities also facilitate research work, community service
activities, and the delivery of different services related to the education process. Effective
management and regular maintenance of these facilities supported by adequate budget
provisions are vital so that the learners, personnel, and various programs are met adequately.

Guide Questions

How adequate are the physical facilities and equipment to meet the requirements of
thedifferent programs and service areas?

How does the school ensure the maintenance and upkeep of physical facilities? Is
sufficientbudget allocated for this purpose?

Are the classrooms, lecture halls, and special-purpose rooms conducive for teaching
andlearning, adequate, and kept clean and free from distractions?

Are the library facilities and audio-visual rooms adequate, accessible, safe, and up-to-date?

Are the laboratories and computer rooms adequate, accessible, safe, and up-to-date?

Are the gymnasium and other sports facilities adequate, accessible, safe, and up-to-date?

How adequate and up-to-date are Information Communication Technology
(ICT)infrastructure and facilities, both hardware and software?

Which office is responsible for the implementation, monitoring, and evaluation of
thephysical facilities development plans?

Are there policies, guidelines, and procedures related to physical facilities? Are
thesedocumented and implemented consistently?

What are the provisions for members of the school community and guests with
specialneeds?

What are the critical components of the campus development plan? Is the plan
regularlyreviewed and periodically updated?

Are the facilities regularly inspected in terms of safety, cleanliness, and necessary repairs
orimprovements?

Is the canteen space adequate for the school population?

Are the clinic facilities and equipment sufficient for the needs of the learners and
personnel? Is there adequate space for the conduct of annual medical and dental
check-ups? Are provisions for medical emergencies in place?

Are the space requirements for the different offices adequately met?

Is there a sufficient supply of potable water for the learners and personnel?

Are regulatory and statutory government requirements for physical facilities
consistentlyfollowed?

Does the school have an emergency preparedness plan

Are the disaster preparedness drills conducted regularly?

Are there adequate insurance provisions for the school's physical facilities?
28
Supporting Evidence

Physical facilities development plan

Campus development plan

Information Communication Technology development plan

List of facilities

Inventory of equipment in the different facilities

Inventory system or procedures

Policies, guidelines, and procedures related to physical facilities

Preventive maintenance program

Reports on the inspection of physical facilities

Reports on the maintenance of physical facilities

Certificates of compliance with regulatory agencies

Water potability certifications

Emergency preparedness plan

Documentation of disaster preparedness drills

Budget for physical facilities and equipment

Insurance coverage for physical facilities

Feedback from stakeholders on the adequacy and condition of facilities

Minutes of meetings related to the maintenance and development of physical facilities

29
AREA 4. TEACHING-LEARNING

Sub-area 4.1. Curricular Programs

STANDARD 10.

A system to design, develop, and review the school is established, ensuring alignment with its vision-
mission and goals, with program objectives and learning outcomes, and are relevant to meeting
stakeholders' needs.

Criteria Rating
1. The curriculum offered by the school is aligned with its philosophy, vision,
mission, and goals. It is consistent with the requirements of the Department of
Education and other government regulatory bodies, where applicable.
2. The policies, guidelines, and processes related to the design, review, and periodic
updating of the curriculum are clearly defined.
3. Key stakeholders participate in the design, development, review, and periodic
updating of the curriculum.
4. Learning and performance outcomes in the different subject areas are clearly
defined both within the subject area (vertical articulation) and across subject
areas (horizontal articulation) in the grade level.
5. Curriculum guides and instructional plans in each subject area are aligned,
articulated clearly, communicated systematically, and implemented effectively.
6. The curriculum and academic programs are continuously enriched and enhanced
through research and innovation.
7. The system of developing, managing, and refining the curriculum is periodically
reviewed and updated.
Average Rating

Explanation
The school curriculum is dynamic and responsive because it ensures its relevant design and
continuous development. In designing the curriculum, alignment with the school's philosophy,
vision, mission, and goals is ensured and the stakeholders' needs and expectations. In developing
the curriculum, the expected learning outcomes are defined in lightof the changing times' content-
based thinking and disposition (values, traits, character) skills. Moreover, the curriculum is
enhanced by learners and teachers through various means like research or innovative
undertakings. The system of curriculum development isperiodically reviewed for improvement
and updating.

30
Guide Questions

What processes does the school follow in curriculum development, review, and revision?

Who is responsible and involved in the development of the curriculum?

How are the school's philosophy, vision, mission, and goals cascaded to the curriculum ofthe
different grade level subjects?

How are learning outcomes for the curriculum objectives established per subject and grade
level?

What does the school do (e.g., benchmarking activities, professional learning activities, etc.) to
make its curriculum dynamic, rigorous, and relevant?

Supporting Evidence

Curriculum development system

Strategic plans for curriculum and instruction

List of subjects per grade level

Scope and sequence for each subject area

Curriculum guides (scope and sequence, content matrix, learning progression, etc.)

Instructional plans

Feedback from teachers on curriculum and instruction

Feedback from learners on curriculum and instruction

Feedback from alumni on curriculum and instruction

Year-end evaluation results on curriculum and instruction

Enrichment and remedial programs

Research conducted by students and teachers

List of activities and projects that promote creative and critical thinking

List of instructional resources supporting the teaching-learning process

Minutes of meetings on curriculum development

31
Sub-area 4.2. Teaching and Learning Methods

STANDARD 11.

A system to select, develop, and evaluate the appropriate teaching and learning methods and
activities is established, aligned with the school's educational philosophy, and intended to achieve
the desired learning outcomes.

Criteria Rating
1. There is a structure or procedure for selecting, developing, implementing, and
evaluating the teaching modalities, methods, and learning activities.
2. The teaching modalities, strategies, and learning activities employed are aligned
with the institution's educational philosophy.
3. Stakeholders' feedback is considered in selecting, developing, and using
teaching modalities, strategies, and learning activities.
4. The teaching modalities, strategies, and learning activities are adopted to
promote learning outcomes and life-long learning.
5. There are regular monitoring and evaluation of the teaching modalities,
strategies, and learning activities for improvement.
Average Rating

Explanation
The teaching modality and approach reflect the institution's educational philosophy, facilitate the
expected learning outcomes, and promote lifelong learning. Asystem is established to ensure that
appropriate teaching modalities, strategies, and learning activities are selected, implemented, and
regularly evaluated by relevant stakeholders.

Guide Questions

What is the educational philosophy of the institution?

What is the process undertaken to select, develop, implement, and evaluate teaching
modalities, strategies, and learning activities?

How is the context of stakeholders considered in determining the teaching modalities?

What are the different teaching modalities, strategies, and learning activities used?

How are the teaching modalities, strategies, and learning activities aligned with the
expectedlearning outcomes?

What teaching modalities, strategies, and learning activities promote life-long learning?

How do ICT and learning resources facilitate teaching and learning?

How are teaching modalities, strategies, and learning activities monitored, evaluated,
andimproved?

32
Supporting Evidence

The educational philosophy of the institution

Learning outcomes for each subject area and grade level

Teaching modalities, strategies, and learning activities

Samples of how technology and other learning resources were used in the different subject
areas and grade levels

Faculty and student feedback on teaching modalities and strategies employed

Monitoring and evaluation reports on teaching modalities, strategies, and learning activities

33
Sub-area 4.3. Assessment Methods

STANDARD 12.

A system is in place to plan and select the most appropriate assessment types that are aligned
to the achievement of the expected learning outcomes.

Criteria Rating
1. There is an established structure or procedure to track learners' progress from
admission through the progression from one level to the next level until
graduation.
2. A range of assessment strategies, tools, and instruments determine the
expected learning outcomes. These assessment strategies, tools, and
instruments are valid, reliable, and fair.
3. The results of the assessments are utilized to validate and evaluate the learning
outcomes.
4. Strategies, tools, and instruments for assessment and assessment resultsare
regularly reviewed and evaluated for improvement.
5. Exit interviews of graduating learners are regularly conducted to serve as inputs
for curricular development and instructional and assessment strategies.
Average Rating

Explanation
Student assessment provides the link between student performance and learning outcomes. It is
the gauge of how the curricular offerings and the delivery of instruction help the learners achieve
the expected learning outcomes. Since assessment provides the evidence to document and
validate the meaningful learning of learners, it should start from admission, continue as the
student progresses from one level to the next level up to the time the student graduates. The
strategies, tools, and assessment instruments must be constantly reviewed to ensure validity,
reliability, and fairness.

Guide Questions

What are the assessment strategies, tools, and instruments used?

What is the process for designing assessment strategies, tools, and instruments?

Are the assessments aligned with the learning objectives?

How are assessment strategies differentiated considering the differences in curricular
programs and learning outcomes?

Are there provisions for differentiated assessment strategies to address differences
amongstudents?

34

How are rubrics designed and used?

How are applicants assessed during the admissions process?

How is exit assessment done for graduating learners?

How are assessments administered? What measures are taken to ensure validity, reliability,
and fairness?

Is there a process for appealing assessment results?

How are the assessment results utilized to improve teaching, learning, and the curriculum?

How often are the assessment strategies, tools, and instruments reviewed, analyzed, and
improved?

Supporting Evidence

List of assessments used from student entry, progression up to exit before graduation

Samples of assessment instruments

Sample student work

Curricular programs and learning outcomes

Sample of rubrics

Grading system

Results of standardized tests

Data on honors and awards, promotion, and retention

Official reports on government exams

Feedback from teachers on assessment processes

Feedback from learners on assessment processes

35
AREA 5. STUDENT SERVICES

Sub-area 5.1. Student Recruitment, Admission, and Placement

STANDARD 13.

The school has effective recruitment, admission, and placement of learners with defined criteria
that are valid and reliable.

Criteria Rating
1. A system with defined plans, structures, and policies is established for proper
recruitment, admission, and placement of learners.
2. Criteria for student selection and placement are defined to predict learners'
potential in the educational program and promote proper matching of student
aptitudes and capabilities with their levels/ programs.
3. Defined procedures are implemented to ensure effective and efficient
recruitment, admission, and placement of learners.
4. Programs and plans are in place to monitor the system's effectiveness for
recruitment, admission, and placement.
5. Student recruitment, admission, and placement are refined and enhanced to
ensure they remain relevant and effective.
Average Rating

Explanation
The quality of graduates is significantly affected by the quality of learners that a school recruits
and admits. The recruitment and admission program of the school should provide for the proper
selection and placement of learners. The related plan, structure, and policies should reflect the
school's philosophy, vision, mission, and objectives and meet the Basic Education regulatory
requirements. The school should select and classify learners through well-defined and effective
admission criteria to provide them a greater chance for success in the program.

Guide Questions

Are the processes for student recruitment, admission, and placement well-defined?

How does the school develop its admission policies?

Are the admission policies consistent with the philosophy, vision, mission, and objectives of
the school?

What are the selection criteria for both regular learners and those in special groups?

36

How are the admission policies and selection criteria communicated to the stakeholders?
Are these readily available and disseminated to all concerned?

What is the process for selecting prospective learners, and who is involved? How effective
isthe process?

What office is in charge of recruitment, admission, and placement of learners?

What measures are taken to influence the quality and the number of accepted learners?

How are student intakes monitored and analyzed?

Is there a regular review of the effectiveness of the recruitment, admission, and placement
system?

Is there a continuing assessment of student achievement, including but not necessarily
limited to retention, that evaluates the match between the attributes of accepted learners
and the school's mission and programs?

How are the assessment and evaluation activities used to improve the school's recruitment,
admission, and placement policies and processes?

Supporting Evidence

Student admission policies and process

Recruitment program

Channels for recruitment of student applicants

Marketing collaterals and materials

Process and criteria for selection of learners

Cumulative data on applicants and accepted learners

Student handbook

Publications such as the prospectus and brochures

Industry linkages

Evaluation reports on the system of recruitment, admission, and placement of learners

37
Sub-area 5.2. Student Services Programs and Support

STANDARD 14.

The school ensures that student services and support are adequate and readily accessible to
support learners in their academic and non-academic pursuits and promote personal well-being.

Criteria Rating
1. There is a plan to provide comprehensive student services and support and a
student monitoring system.
2. The school has well-defined, adequate, and accessible programs for student
services to support learners' academic and non-academic needs.
3. There are adequate financial and physical resources available and qualified
personnel to provide effective and efficient student services and support.
4. Measures are regularly undertaken to review the effectiveness of student
services and support programs and student monitoring systems.
5. Student services and support and student monitoring system are improved to
meet the learners' needs and expectations.
Average Rating

Explanation
Consistent with the school's mission, vision, and goals, provisions for student services programs
and support should be in place to complement the academic program and to assist the learners'
learning goals. These programs and services are responsive to the full spectrum of diverse student
needs, abilities, and values and are supported by sufficient resources. A student monitoring system
is in place to track and monitor learners' academic performance and well-being so that appropriate
interventions can be instituted on time to respond to learners' needs.

Guide Questions

Does the school have an orientation program for new learners? Does this enable them to
assimilate the vision, mission, and core values of the school?

Are the plans or programs for student services and support well-defined, communicated,
and readily made available?

Is the Guidance program developmental and effective in meeting the needs of the learners?

What are the provisions for academic-related support, e.g., career counseling, career
pathing, etc.? Do the administration, teachers, and Guidance personnel collaborate to
deliver these support services?

What indicators are used to monitor student progress and performance?

How are data used in the monitoring of student performance?

Are learners given feedback on their progress and performance? Are they guided on how to
improve their performance?

38

Are there programs for campus ministry and spiritual development, scholarship/financial
assistance, health services, food, alumni services, and, if needed, housing and transportation
facilities?

Is there any program in place to address mental health concerns?

Does the school offer various curricular/co-curricular programs and activities that provide
functional leadership training to learners?

How adequate are the financial and physical resources to support the management of
student services programs?

Are the programs under student services managed by adequate and qualified staff?

Are there policies in place on protecting children in school from abuse, violence, exploitation,
discrimination, bullying, and other forms of abuse?

Are there policies fostering a healthy, safe, and supportive learning environment?

Are there provisions established to address student grievances?

How does the school measure the effectiveness of the student services programs,
includingmeasuring student satisfaction with these services?

Supporting Evidence

List of student services and support programs

Student activity program

Lists of clubs or organizations with assigned moderators or advisers and their qualifications

Guidance program and services

List of Guidance test materials

Processes related to placement and follow-up of graduates or tracer studies

Campus ministry program or spiritual development program

School-based mental health programs and services

Policies on child protection

Health and safety policies and protocols

Health and food services

Clearance certificate of canteen personnel

Clinic inventory and medical records

Guidelines for transportation service providers (if applicable)

Student handbook

Budget for student services and support

List of facilities for student services and support

Student publications

Student records

Scholarship or financial assistance program including guidelines and procedures

Master list of scholarship beneficiaries

Monitoring report on student services and support program implementation

Alumni program and services

Feedback from alumni on the effectiveness of the curriculum, student services, and other
aspects of the educational program

Evaluation of student services programs and other support services

39
AREA 6. EXTERNAL RELATIONS

Sub-area 6.1. Networks, Linkages, and Partnerships

STANDARD 15.

The school establishes networks, linkages, and partnerships with local, national, regional, and
international agencies and groups to pursue its vision, mission, and goals.

Criteria Rating
1. A plan is designed to network, link, and partner with various agencies and groups
at the local, national, regional, or international levels to pursue its goals and
objectives.
2. Appropriate structures and mechanisms are in place to allow the school to
establish networks, linkages, and partnerships with various agencies and groups.
3. Appropriate agreements and contracts support 3. Linkages and partnerships.
There is an established system for reviewing and approving agreements and
contracts.
4. Networks, linkages, and partnership activities are regularly evaluated to assess
how they help achieve the school's vision, mission, goals, objectives, and core
values.
Average Rating

Explanation
The school recognizes that establishing linkages, networks, and partnerships is critical in achieving
its vision, mission, goals, objectives, and core values. A broad range of activities, such as teacher
or student exchange programs, benchmarking activities, joint research activities, or sharing of
resources, contribute to the effective delivery of the school's programs. Appropriate structures and
mechanisms should support these activities to ensure their effectiveness and sustainability.

Guide Questions

What steps are taken to select the institutions, organizations, or groups that the school
canpartner or collaborate with?

What priority areas did the school consider in establishing the linkages and partnerships?

What benefits has the school derived from collaborating with the institutions,
organizations,or groups it has networked?

What is the process for formulating MOUs and MOAs? How functional are the MOUs
andMOAs? Who is in charge of reviewing these documents?

What kind of support (i.e., financial, staff, technological, etc.) is given by the school to
thoseparticipating in the collaboration activities, networks, and linkages?

Which office is responsible for external relations?
40

How have data from external relations been effectively utilized to improve the
school'slinkages and partnerships?

In what ways have the external partners benefited from the linkages and partnerships
withthe school?

Supporting Evidence

External relations program

Relevant MOUs and MOAs

Surveys measuring the effectiveness of the school's linkages and partnerships with
partnerinstitutions, organizations, or groups

Evaluation of data from collaborative activities with partner institutions, organizations,
orgroups

Financial grants or other financial gains generated by the partnerships

Minutes of meetings related to the linkages and partnerships

Awards, citations, or recognition granted to the school as a valued partner of external
institutions, organizations, or groups

Support provided by the school for external relations activities

41
Sub-area 6.2. Community Engagement and Service

STANDARD 16.

The school commits to conduct community engagements and service activities as part of its social
responsibility and corporate citizenship.

Criteria Rating
1. The school has a community engagement and service program alignedwith its
vision, mission, goals, objectives, and core values.
2. Community engagement and service activities are implemented to promote the
development of both the school community members and the partner
community.
3. Community engagement and service activities utilize and develop the
competencies of the different sectors of the school community.
4. The students' experiences in community engagement and service activities are
processed and integrated into the different academic programs.
5. An appropriate structure with adequate resources is in place to support
community engagement and service activities.
6. Community engagement and service activities are systematically monitored and
evaluated against established criteria.
Average Rating

Explanation
A school complements its primary functions of teaching and research by committing itself to the
service of the larger community or society. This commitment involves collaborating and engaging
with a wide range of stakeholders towards establishing and sustaining a meaningful and fruitful
collaboration with the larger community. Stakeholders include other educational institutions,
parents, alumni, government and non-government agencies, industry partners, businesses, and
companies. The goal of community engagement and service is the sustainable improvement in the
quality of life and empowerment of the partner community while supporting the school
community's growth and development. Promoting the students' growth and development as
persons through the community engagement and service program calls for the processing and
integration of their outreach experiences in the academic program.

Guide Questions

What are the school's community engagement and service projects and activities?

Are the community engagement and service activities aligned with the vision and mission
ofthe school?

42

Who participates in the school's community engagement and service activities? In what
waysdo they participate?

What criteria are used in the identification of the partner community? What criteria are used
in the selection of community engagement and service activities?

Who is involved in the planning, monitoring, and evaluation of the community engagement
and service program?

What kind of services are provided by the school to the partner community? What are specific
agreements between the school and its partner community?

How does the school evaluate the effectiveness of its community engagement and service
program?

How are the students' experiences in the community engagement and service program
processed and integrated into the academic program?

How is the evaluation of the community engagement and service program disseminated to
the different sectors of the school community? How is the assessment utilized in quality
assurance and quality enhancement processes?

What benefits are derived from community service and engagement programs?

What human, financial, or physical support does the school provide for the community service
and engagement program and activities? How does the administration support the
community engagement program?

Which office is in charge of the community engagement and service program?

Supporting Evidence

Community service and engagement program

Information about the partner community

MOUs and MOAs with the partner community

Evaluation of the community service and engagement program

Evaluation of the different community service and engagement activities

Reports on the involvement of the various sectors of the school community in the
community service and engagement program

Reports on the processing of students' experiences in the community service and
engagementprogram

Documents reflecting the integration in the academic programs of students' experiences
inthe community service and engagement program

Photos, videos, and publications reflecting the participation of the different sectors of
theschool community in the community service and engagement program

43
Area 7. Research

Sub-area 7.1. Research Management and Collaboration

STANDARD 17.

The school implements a research program aligned with its mission and vision, supports its teaching-
learning and community engagement functions, and addresses local and national development
needs.

Criteria Rating
1. The school promotes a research culture by developing students' research skills
through age-appropriate research activities aligned with the school's vision and
mission and by encouraging personnel to conduct research.
2. The school provides support for the promotion of a culture of research.

3. Research and research-related activities are part of the academic program,


andthere are provisions for recognizing learners' research outputs.
4. Research and research-related activities are assessed regarding their contribution
to the progressive development of the learners' research skills.
5. The library, laboratories, and other school resources are utilized to conduct
research and research-related activities.
6. The school has provisions for recognizing personnel's research outputs
throughawards and other incentives.
7. A system for ensuring ethical norms and intellectual propertyguidelines in
research and research-related activities is in place.
Average Rating

Explanation
The school pursues research and research-related activities aligned with the school's vision and
mission to develop learners' research skills. Applicable ethical norms and intellectual property
guidelines are considered in the conduct of research and research-related activities. The school
promotes a culture of research among the learners and personnel by providing incentives and
rewards for research outputs. Research and research-related activities are regularly assessed for
improvement.

44
Guide Questions

How do the research activities support the school's vision and mission?

What is the nature of the school's research and research activities, faculty, staff, and
learners?

What criteria are used in selecting research and research-related activities in the
differentsubject areas or grade levels?

What are the provisions for progressively developing the learners' research skills?

How does the school encourage the learners, faculty, and other personnel to conduct
research? How does the school promote a culture of research?

What are the provisions for ensuring the observance of ethical norms and intellectual
propertyrights in research?

What incentives and rewards are available to encourage faculty members to engage
inresearch?

How are the library, the laboratories, and other resources utilized in the conduct of
researchactivities?

Which office is responsible for monitoring research activities in the school?

Supporting Evidence

Listing of research skills to be developed in the different subject areas and grade levels

Listing of researches conducted by personnel and students

Listing of research-related activities implemented

Incentives and rewards for the conduct of research

Reports on the evaluation of research and research-related activities

Guidelines for the observance of ethical norms and intellectual property rights in the
conductof research

45
Area 8. Results

Sub-area 8.1. Educational Results

STANDARD 18.

The educational process results include the achievement of the expected learning outcomes,
conduct and behavior, performance in admissions or entrance tests, and the satisfaction levels of
various stakeholders.

Criteria Rating
1. The implementation of the school curriculum and programs aremonitored,
evaluated, and continually improved.
2. All subjects' pass and failure rates are consistently monitored, reviewed,and
evaluated to improve learning across all subjects.
3. The promotion and retention rates per grade level are monitored, reviewed, and
evaluated for improvement.
4. The learners' performance in high school or college entrance tests and
achievement tests are consistently monitored, reviewed, and evaluated for
improvement.
5. Feedback from key stakeholders, colleges and universities, and the community
on the quality of graduates and education is utilized for improvement.
Average Rating

Explanation
Educational results are the measures of the quality of education the school provides. Results are
the outputs of the transformation process the learners go through. In assessing the quality of the
educational system, it is crucial to establish indicators of the quality of the graduates as reflected
by the achievement of learning outcomes, pass and failure rates, results of high school and college
admission tests, and the satisfaction levels of key stakeholders on the graduates. The informationis
gathered, analyzed, and used to make improvements in the curriculum, the delivery of instruction,
and the quality assurance system of the school.

Guide Questions

What are the indicators and the methods used in determining, monitoring, and assessing
thequality of graduates?

What measures and norms are utilized to determine whether learning outcomes are
achievedwhen learners graduate?

If the results of the pass and failure rates are unsatisfactory, what measures have been
undertaken to improve these?

What studies on failure rates, and how the results of these studies been used to improve
46
student performance?

How does the school gather feedback from key stakeholders about the curriculum and
programs, teaching-learning process, resources provided, competencies acquired, and
strengths of graduates?

How successful are the graduates in meeting the high school readiness standards? How
successful are the graduates in meeting the college readiness standards and being accepted
in their preferred college course?

How successful are the graduates in being accepted in their college or university of choice?

How does the school use feedback from its key stakeholders to improve the quality of
education it offers?

Supporting Evidence

Profile of year-end academic performance of students in the different subjects and grade
levels

Results of achievement tests, NC II, or international examinations

Performance of students in inter-school activities and competitions

Student disciplinary records

Results of high school or college admission tests

Feedback from key stakeholders, graduates, and partner institutions

Studies related to the performance of learners

47
Sub-area 8.2. Community Engagement and Service Results

Standard 19.

The community engagement and service programs produce results that impact the school, its
stakeholders, and society.

Criteria Rating
1. The nature and volume of community engagement and service activities are
identified, monitored, and assessed for improvement.
2. The impact of community engagement and service activities on the school,
learners, personnel, and other sectors of the school community are identified,
monitored, and assessed for improvement.
3. The impact of community engagement and service activities on the beneficiaries
of these activities and other stakeholders are identified, monitored, and assessed
for improvement.
Average Rating

Explanation
The outcomes of community engagement and service activities should produce results that create
a positive and significant impact on the school, faculty, staff, and learners, and the partner
community and other stakeholders. The impact should be identified, monitored, andassessed for
improvement.

Guide Questions

What are the indicators and the methods used in determining, monitoring, and assessing
theeffectiveness of the community engagement and service activities?

What measures and norms are utilized to determine whether the intended outcomes
fromcommunity engagement and service activities are achieved when learners graduate?

How does the school gather feedback from key stakeholders about the community
engagement and service activities?

What impact do these community engagement and service activities have on the
school,personnel, and learners?

How are the community engagement and service activities assessed for improvement?

What impact do these community engagement and service activities have on the
school,personnel, and learners?

What impact do these community engagement and service activities have on the target
beneficiaries and other stakeholders?

How does the school ensure the sustainability and replicability of community engagement
andservice programs?

48
Supporting Evidence

Reports on the impact of community engagement and service activities on the school
community

Reports on the impact of community engagement and service activities on the partner
community and beneficiaries

Progressive involvement of learners in community engagement and service activities

Feedback from students on their involvement in community engagement and service activities

Feedback from personnel and other sectors of the school community on their involvement
incommunity engagement and service activities

Feedback from the partner communities and beneficiaries on the effectiveness of the
community engagement and service activities

Studies related to the impact of community engagement and service activities on the school
community

Studies related to the impact of the community engagement and service activities on the
partner community

49
Sub-area 8.3. Research Results

STANDARD 20.

The school has produced research outputs as seen through new knowledge embodied in
publications, citations, journals, research-informed teaching, technology transfers, innovations,
inventions, creative works, etc.

Criteria Rating

1. The results of the provisions in the school curriculum and programs for
developingthe research skills of learners are monitored, evaluated, and
continually improved.
2. The nature and number of research outputs produced by personnel and learners
are documented, monitored, and assessed for improvement.
3. The nature and number of creative work and intellectual properties produced by
personnel and learners are documented, monitored, and assessed for
improvement.
Average Rating

Explanation
The results of research and research-related activities are reflected in the learners' acquisition of
research skills expected at their level. Moreover, contributions to the production of knowledge
through research and innovation through creative work are made. The results of the study and
research-related activities are identified, monitored, and assessed for improvement.

Guide Questions

What methods and indicators are used in determining, monitoring, and assessing the
development of the learners' research skills?

What measures and norms are utilized to determine whether learning outcomes related
toresearch are achieved?

How are the research and research-related activities monitored and assessed for
improvement?

How are the results from the evaluation of research and research-related activities used to
improve the provisions in the curriculum for developing the research skills of learners?

How are researches monitored and assessed for improvement?

How do these research activities, in general, benefit the school community?

50
Supporting Evidence

Learning outcomes related to research and research-related activities

Indicators of the development of learners' research skills

Reports on the evaluation of the study and research-related activities

Documentation of improvements in the curriculum arising from the evaluation of
researchand research-related activities

Feedback from stakeholders on the graduates' research skills, including feedback from
alumniand colleges regarding their level of preparedness for research work in college

Participation and performance of students in competitions involving research and
creativework as well as other research-related events

51
Sub-area 8.4. Financial and Competitiveness Results

STANDARD 21.

The financial performance of the school and its competitiveness are measured, monitored, and
assessed for improvement and sustainability.

Criteria Rating
1. Investment activities in terms of asset acquisition and placement and
retention and disposal are monitored and assessed for improvement.
2. Financing items in debt, equity, grants, or endowments are monitoredand
assessed for improvement.
3. Education, research, and community service activities are measured in income
and expenditure streams and monitored for improvement.
4. Cash flows are established, monitored, and assessed for improvement.
5. Reserves and savings are determined, monitored, and assessed for improvement.
6. Quality indicators for programs are identified, monitored, and assessed for
improvement.
7. The school's best practices are identified, monitored, and assessed for
improvement.
Average Rating

Explanation
The school's financial performance is measured by the size, nature, and use of its assets, debt,
equity, grants or endowments, revenue and expense items, cash flows, reserves, and savings.
These should be measured, monitored, and assessed for improvement and sustainability. Overall,
the operations of the school are effective and efficient.

Guide Questions

Are the financial outcomes in terms of financial position, operating results, and cash flows
positive over a reasonable number of years?

Are the assets and investments balanced considering current and long-term needs?

What are the usual sources for financing assets? Are the costs incurred for these sources
reasonable?

Are the revenue streams greater than the cost streams? Is there a positive cash flow to
sustain operational needs?

Are there reserves and savings for future projects or expansion initiatives?

How satisfied are the various stakeholders with these financial and competitiveness results?

What are the school's best practices?

What are the indicators that the school's operations are effective and efficient?

Is record-keeping up-to-date and efficient in the different offices and overall in the school?

What are the indicators that the school has an established reputation?
52
Supporting Evidence

Student enrollment

Strategic plan

Financial statements

Annual Budget

Budget performance reports

Income and expenditure reports for education, research, and community service activities

National and international rankings, if applicable

Citations and awards

Satisfaction ratings from stakeholders

Monitoring reports on investment activities

Overall best practices of the school

53
Statistical Summary of Ratings

Ratings
Statistical Summary of Ratings
(In two decimal places)
Area 1. Leadership and Governance
Sub-area 1.1 Vision-Mission
Sub-area 1.2 Leadership and Management
Sub-area 1.3 Strategic Management
Sub-area 1.4 Policy Formulation and Implementation
Sub-area 1.5 Risk Management
Area 1 Average Rating
Area 2. Quality Assurance
Sub-area 2.1 Internal and External Quality Assurance System
Area 2 Average Rating
Area 3. Resource Management
Sub-area 3.1 Human Resource
Sub-area 3.2 Financial Resources
Sub-area 3.3 Physical Facilities and Learning Resources
Area 3 Average Rating
Area 4. Teaching-Learning
Sub-area 4.1 Curricular Programs
Sub-area 4.2 Teaching and Learning Methods
Sub-area 4.3 Assessment Methods
Area 4 Average Rating
Area 5. Student Services
Sub-area 5.1 Student Recruitment, Admission, and Placement
Sub-area 5.2 Student Services Programs and Support
Area 5 Average Rating
Area 6. External Relations
Sub-area 6.1 Networks, Linkages, and Partnerships
Sub-area 6.2 Community Engagement and Service
Area 6 Average Rating
Area 7. Research
Sub-area 7.1 Research Management and Collaboration
Area 7 Average Rating
Area 8. Results
Sub-area 8.1 Educational Results
Sub-area 8.2 Community Engagement and Service Results
Sub-area 8.3 Research Results
Sub-area 8.4 Financial and Competitiveness Results
Area 8 Average Rating

Overall Average Rating

54

Common questions

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PAASCU's standards promote effective external relations by encouraging schools to establish networks, partnerships, and community engagement initiatives in alignment with their vision and mission. This involves developing Memoranda of Understanding (MOUs) and Memoranda of Agreement (MOAs), providing support for collaborative activities, and utilizing data from external relations to improve partnerships. The standards also assess how schools' partnerships benefit both the institution and external partners .

The PAASCU standards-based accreditation framework ensures continuous improvement by engaging schools in self-evaluation and peer review processes. It emphasizes the interrelationship among key areas such as leadership, quality assurance, resources, and external relations, which collectively enhance the quality of school programs. This comprehensive engagement fosters a culture of continuous development in alignment with the school's vision and mission .

PAASCU proposes mechanisms such as regular sharing of performance results from both internal and external quality assessments with the school community and other stakeholders. This involves structured communication channels to ensure that insights from assessments are utilized to continuously improve school programs and processes .

The effectiveness of a community engagement and service program is evaluated based on alignment with the school's vision and mission, the involvement of the school community, the development of competencies through engagements, and the integration of student experiences into academic programs. Additionally, the program's outcomes on stakeholders are regularly monitored and assessed for improvement, ensuring sustained positive impacts .

External relations play a crucial role in a school's quality assurance by fostering partnerships and collaborations that enhance the educational quality and provide additional resources. PAASCU standards highlight the importance of leveraging these relationships to improve institutional practices and achieve strategic educational goals .

Aligning research activities with local and national development needs allows schools to contribute effectively to societal progress and fulfill educational goals. This alignment fosters relevance and applicability of research, promotes institutional recognition, and enhances the development of learners' skills to meet actual market and socio-economic challenges .

PAASCU integrates external assessment into its quality assurance strategy by conducting periodic evidence-based evaluations by independent external agencies. This complements the school's internal quality assurance efforts by validating effectiveness and suggesting improvements against industry standards. Involving different school sectors in this process ensures comprehensive quality betterment .

Key components of a risk management system include clearly defined risk management policies and protocols, a responsible team (e.g., the Board of Trustees), a financial management plan with insurance provisions, emergency response plans, and documentation coordination with government agencies. Effective communication of potential risks to stakeholders and periodic monitoring and evaluation of the system's effectiveness are also essential components .

PAASCU's standards for student services ensure comprehensive support by including guidelines for student recruitment, admission, and placement, as well as the provision of an array of student service programs and support mechanisms. These standards aim to enhance the holistic development of students by coordinating efforts across various support services .

PAASCU assesses the research component by evaluating how research initiatives are aligned with the school’s vision and mission, how they support teaching and community functions, and how they address local and national development needs. The assessment includes evaluating the promotion of a research culture, the integration of research into academic programs, and the documentation of research outputs and their impacts .

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