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Elements of State and Sovereignty

The document defines key concepts in political science: 1. A state is a political organization that establishes sovereign jurisdiction within defined territorial borders, while a nation is an intangible community of people who share cultural backgrounds. 2. Governments can be classified based on the number of rulers (one person like a monarchy or dictatorship, few like an oligarchy, or many in a democracy), the relationship between central and local governments (unitary or federal), and the relationship between legislative and executive branches (parliamentary or presidential systems). 3. The state has powers of taxation, eminent domain, and police powers to promote public welfare within its territory.

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0% found this document useful (0 votes)
29 views7 pages

Elements of State and Sovereignty

The document defines key concepts in political science: 1. A state is a political organization that establishes sovereign jurisdiction within defined territorial borders, while a nation is an intangible community of people who share cultural backgrounds. 2. Governments can be classified based on the number of rulers (one person like a monarchy or dictatorship, few like an oligarchy, or many in a democracy), the relationship between central and local governments (unitary or federal), and the relationship between legislative and executive branches (parliamentary or presidential systems). 3. The state has powers of taxation, eminent domain, and police powers to promote public welfare within its territory.

Uploaded by

Mark Joshua Diaz
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

LEYTE NORMAL UNIVERSITY | FUNDAMENTALS OF POLITICAL SCIENCE

POLSCI 101 | 1ST SEMESTER | A.Y. 2021-2022 |

The State
This module defines the states, differentiates it from nation, and discusses the elements of the
state. Classifications of government as to the number of rulers with sovereign power, the
relationship between national or central government with the local government, and as to the
relationship between the executive and the legislative is introduced.

Learning Outcomes Key Terms

1. Define the state; government dictatorship


2. Discuss the elements of the state; politics taxation
3. Distinguish state from nation; and
state sovereignty
4. Explain and distinguish the
nation republic
different forms of government.
eminent domain political system

executive social contract

parliament monarchy

legislature democracy
Think it over

What makes up a state? Write your ideas in the space provided below:

On the Spotlight: Lesson 1

Understanding Nations, States, and Governments

A nation is a people who share mutual interests, demographic and cultural


backgrounds, and historical territories and memories (Kaarbo & Ray, 2011; Rourke, 2008). A
nation is intangible, an imagined political community, that is not determined by the boundaries
of a land (Rourke, 2008; Anderson, 2006; Renan 1992). Most members of a nation will never
have face-to-face interactions and yet see themselves part of such a political community which
is usually expressed through the desire to establish or maintain sovereignty (Heywood, 2011;
Anderson 2006).
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A state, on the other


hand, is a political organization
that establishes sovereign
jurisdiction within defined
territorial borders (Heywood,
2011; Kaarbo & Ray, 2011; Ayson
& Aligada-Reyes, 2000). According
to social-contract theory, the state
was brought into existence through
an agreement made between
individuals and a sovereign power
(Heywood, 2011). It has three
eminent powers: (1) power of
taxation, (2) power of eminent domain, and (3) police power. The state can raise revenue
through taxation, take private property for public use upon payment of just compensation,
and promote public welfare through its police power. It is also characterized by five features:
a defined territory, a permanent population, an effective government, sovereignty, and
diplomatic recognition (Kaarbo & Ray, 2011). Political scientists also distinguish between
the state and the government, considering the government to be the instrument of the state
to enforce its will (Heywood, 2011).

While state and nations are distinct concepts and not exactly interchangeable,
nation boundaries can be in contiguous with state boundaries and come up with a nation-
state. A nation-state is an autonomous political community where people’s political and
cultural identities coincide (Heywood, 2011).

On the Spotlight: Lesson 2

Classifications of Government

As to the Number of Rulers with Sovereign Power

Government by One Person:


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Monarchy

 a form of government where the ruler is a monarch who comes from a royal family

 In some monarchies such as in Absolute Monarchy, the monarch has an absolute


power, that is, he/she has total control of the government and the people

 However, in a Constitutional Monarchy, there is a democratic government that


limits the monarch’s control.

Dictatorship

 Autocracy: a form of government that allows a state to be ruled by one person


(autocrat) who has all political and legal power.

 Dictatorship: a form of government ruled by a person or a particular party or


class; power remains in the hands of an individual or class of people; He/she/they are
not accountable to anyone and none of his/her/their actions are subject to judicial
review.

 In military dictatorship, the army is in control

 Totalitarian dictatorship, the government is ruled by, and has only, one
political party. The government controls the economy. People are forced to
do what the government tells them and may also be prevented from leaving the
country.

Government by the Few:

 Oligarchy: a government by the few or by a dominant class but such do not come
from the nobility.

 Aristocracy: a government by the “best” members of the community, usually


called aristocrats or nobles.

Government by the Many:

Democracy

Democracy is government elected by the people. Everyone who is eligible has a


vote in who runs the country. This is determined either directly or through elected officials.

As to Central-Local Government Relations

 Unitary Government: a unitary government concentrates governmental powers in one


organ, the central or national government to which the constituent or local government
units owe their existence and from which they derive their powers and functions.
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 Federal Government: a federal government is one in which government powers are


divided between the central government and its local government units as specified in
the constitution of the state.

As to Legislative-Executive Relations

• Parliamentary System features an executive head of government (often referred to


as prime minister) who is usually elected from within the legislature. The prime minister
is in charge with formulating and executing policy while the head of state has largely
ceremonial duties and is usually either an indirectly elected president or a hereditary
monarch.
• A Presidential System combines the roles of head of state and head of government
in the office of the president. This system features a directly elected president who holds
most of the government’s executive powers.

Parliamentary systems are often praised for its efficiency and flexibility. It reduces conflict
between the legislature and the executive since the latter is supported and approved by the
former (O’Neil et. al., 2010). The members of the legislature can also swiftly remove a prime
minister through a legislative vote of no confidence. However, the dominance of a strong
majority in the parliament can lead to an unchecked government. It is also harder to create
a stable majority government within a fractious legislature (McCormick, 2010).

While parliamentary systems are efficient and flexible, presidential systems are often
portrayed as more stable. The president and members of the legislature are directly elected
by the people and have fixed terms of office (Ayson & Aligada-Reyes, 2000). But presidential
systems lead to overly powerful executives and divisive winner-take-all outcomes.

To avoid the weaknesses of parliamentary and presidential systems, some countries have
adopted a semi-presidential system (O’Neil et. al., 2010). This system includes both a prime
minister approved by the legislature and a directly elected president. The prime minister and
the president share executive power but the exact balance between the two executives varies
from case to case.
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Let’s Apply

1. Can a state survive without government?


__________________________________________________________________________
__________________________________________________________________________
__________________________________________________________________________
__________________________________________________________________________
__________________________________________________________________________

Rubrics:

Organization and clarity: 10 points


Support and development of ideas: 10 points
Insight to the subject: 10 points
Sentence structure: 10 points
Total: 40 points

References

Anderson, B. (2006). Imagined Communities: Reflections on the Origin and Spread of


Nationalism. London: Verso.
Ayson F. G. and Aligada-Reyes, D. (2000). Fundamentals of Political Science. Valenzuela City:
National Bookstore.
Claudio, L. E. and Abinales, P. N. (2018). The Contemporary World. Quezon City: C & E
Publishing, Inc.
Heywood, A. (2011). Global Politics. New York: Palgrave Macmillan.
Kaarbo, J. and Ray, J. L. (2011). Global Politics. Boston: Wadsworth.
O’Neil, P. H., Fields, K., Share, D. (2010). Cases in Comparative Politics. New York: W. W.
Norton & Company.
Quiñanola, A. G. and Fernandez, R. B. (2018). Globalization in the Contemporary World: Post-
Cold War Global Economy, Politics and Society. Cavite: San Sebastian College-
Recoletos de Cavite.
Renan, E. (1992) “What is a Nation?”, text of a conference delivered at the Sorbonne on March
11th, 1882, in Ernest Renan, Qu’est-ce qu’une nation?, Paris, Presses-Pocket,
(translated by Ethan Rundell).
Rourke, J. T. (2008). International Politics in the World Stage. New York: McGraw-Hill.
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Common questions

Powered by AI

In a unitary government system, governmental powers are concentrated in a central or national government, which holds supreme authority. Local government units derive their existence and powers from the central government, which can alter or abolish them at will . In contrast, a federal government system divides powers between the central government and local government units as specified by the state's constitution. This ensures that local governments have distinct powers and responsibilities that cannot be unilaterally changed by the central government, promoting autonomy and shared governance .

A constitutional monarchy operates within a democratic framework, where the monarch's powers are limited by a constitution or laws, and real political power typically lies with elected bodies . This system allows for democratic processes as government decisions and laws are subject to parliamentary or public oversight, supporting civil liberties and political pluralism. In contrast, an absolute monarchy grants the monarch total control over the government and people, with no constitutional limitations or requirement for democratic procedures . This often leads to authoritarianism, where the democratic process is non-existent, limiting citizens' ability to influence governance through elections or other forms of political participation.

The parliamentary system is praised for its efficiency and flexibility, reducing conflict between the legislature and the executive since the executive head (prime minister) is supported and approved by the legislature . This system allows for the swift removal of a prime minister through a vote of no confidence. However, it can lead to unchecked power if a strong majority dominates the parliament and difficulty in forming stable majority governments in a fractious legislature . Conversely, the presidential system is seen as more stable due to fixed terms for the president and legislature, but risks creating overly powerful executives and divisive winner-take-all outcomes .

A state is characterized by five defining features: a defined territory, a permanent population, an effective government, sovereignty, and diplomatic recognition . These elements collectively contribute to the definition of a state by establishing it as a political organization with absolute authority within specific borders. A defined territory ensures geographical boundaries; a permanent population provides the demographic base; an effective government enacts and enforces laws; sovereignty signifies ultimate authority; and diplomatic recognition by other states legitimizes its status internationally .

Direct elections contribute to the stability of presidential systems by ensuring that both the president and legislators are accountable to the electorate for fixed terms, providing consistency in leadership and governance . This structure enhances legitimacy and public trust in the executive branch as the president is directly chosen by the populace. However, potential drawbacks include the risk of concentrating excessive power in a single executive office, leading to winner-take-all politics that can deepen political divisions and create an adversarial environment between political parties . Furthermore, the fixed terms limit flexibility in responding to governmental dissatisfaction between election cycles.

A semi-presidential system incorporates both a prime minister, approved by the legislature, and a directly elected president, aiming to balance executive power between these two roles . This system attempts to mitigate the weaknesses of parliamentary and presidential systems by combining legislative support with a separately elected executive, allowing for shared power and potentially increased stability. The exact balance between the executive powers of the president and prime minister can vary, providing flexibility in governance and preventing an overly powerful executive or paralysis due to legislative-executive conflict .

The state possesses three eminent powers: the power of taxation, the power of eminent domain, and police power . The power of taxation allows the state to raise revenue for public expenditure and services. Eminent domain gives the state the right to expropriate private property for public use, with just compensation, supporting infrastructure and development projects. Police power enables the state to enforce laws and regulate behaviors to protect public welfare and safety . Together, these powers support the state's functions by ensuring financial resources, facilitating development, and maintaining social order.

An oligarchy is a form of government where power is held by a small group of people or a dominant class, often based on wealth, family ties, or corporate interests, who do not typically come from nobility . In contrast, an aristocracy is a government led by the "best" members of the community, typically based on hereditary privilege or nobility, where power is concentrated in the hands of aristocrats . Both systems involve rule by a minority, but the criteria for membership and the basis of authority differ significantly between wealth and nobility.

Cultural and historical identities in shaping a nation are based on shared experiences, languages, traditions, and social practices that unify people as part of an imagined community, often without tangible borders . These identities foster a sense of belonging and sovereignty aspirations among members, despite a lack of direct interaction . In comparison, a state is defined by objective characteristics such as a permanent population, a defined territory, a government structure, sovereignty, and diplomatic recognition . The state functions as a legal and political entity with jurisdiction over its territory, which may or may not align with the cultural boundaries of a nation. In a nation-state, these elements align closely, but separate states may encompass multiple nations or parts of them, leading to complex identity dynamics.

A nation is primarily a group of people who share common interests, culture, and history, existing as an imagined political community. It is intangible and not confined by territorial boundaries . In contrast, a state is a political organization with sovereign jurisdiction over defined borders, characterized by structural features like government and population . The overlap occurs in a nation-state, where the cultural and political identities of the nation coincide with the territorial boundaries of the state, creating an autonomous political community .

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