Poverty's Impact on Education Strategies
Poverty's Impact on Education Strategies
May 2007
Prepared by
Joseph J. Flessa
Ontario Institute for Studies in Education,
University of Toronto
For
Elementary Teachers’ Federation of Ontario
Suite 1000, 480 University Avenue
Toronto, Ontario M5G 1V2
[Link]
TABLE OF CONTENTS
Executive Page 2
Summary
Overview Page 6
Part I: Examining the Macro/Micro Tension:
How Much Can Schools Do?……………………………………… Page 8
The Importance of Page 11
Neighbourhood………………………….……….
Issues in Studying the Macro/Micro Relationship………………... Page 14
Attention to Early Childhood and Postsecondary
Opportunities…………………………………………………………. Page 15
How Can We Know Which Policies Might Have an Impact?
Should We Go Macro or Micro?……………………………………. Page 16
The Effective Schools Rebuttal: Pedagogical Responses to
Structural Problems…………………………………………………. Page 19
Staffing of Schools…………………………………………………... Page 21
Curriculum of Schools………………………………………………. Page 22
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Joseph J. Flessa
Ontario Institute for Studies in Education
Executive Summary
The literature on poverty and schooling is expansive yet can reasonably be understood
as an attempt to grapple with the same core questions from different perspectives:
with children affected by poverty originate and, correspondingly, what can be done
about it? The main question in the literature is not whether there are differences in
(SES). It is not, in other words, a surprise to learn that all traditional measures of school
success systematically rank students from poor families lower than their wealthier
peers. The weight of the literature in this area examines how large those differences
are, what influences best explain the gap between poor students and other students,
The purpose of this review of the literature is to foreground many of the taken for
granted assumptions about poverty and schooling as well as to point out what’s left
out of most discussions of the topic. This literature review is designed to provide a
schooling in order to take effective action. The target audience is concerned readers
who need not only empirical data to answer questions about poverty and schooling but
also the opportunity to reflect on persistent dilemmas in the field so that they can
develop more effective remedies that are specific to their own contexts. This review of
the literature takes some initial steps towards building a conceptual framework that
could inform teachers’ professional development. The issues described are linked to
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Joseph J. Flessa
Ontario Institute for Studies in Education
The review is organized according to two main questions:
1. Since the time of the Coleman report (1966), researchers have argued that
student achievement outcomes than any other variable. Poverty is not caused
affected by poverty, we are using an unstated point of comparison, one that not
To shed light on the first question, the literature review examines the macro/micro
tension from a variety of perspectives. To help us better understand how much schools
can do, this review examines recent research on neighbourhood effects on schooling
opportunities. The conclusion of much of this literature is that in order to fix schools we
must fix society first. This viewpoint has been critiqued, however, by “Effective Schools”
research. The review examines this rebuttal and its focus on highly successful high-
poverty schools.
Answering the second question requires close examination of the deficit frameworks
built into many of the policy recommendations that deal with poverty and schooling. In
particular, the popular work of Ruby Payne is examined and critiqued for its
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Ontario Institute for Studies in Education
unsubstantiated stereotypes of communities, families, and learners experiencing
poverty. This section of the literature review raises questions about how best to target
The literature review concludes with an overview of the “story” told by researchers
and practitioners about the relationship between poverty and schooling. The ways that
we shape policy and practice responses depend at least in part on the “policy narrative”
we construct to simplify and explain a complicated and vast web of interrelated causes,
correlations, and effects. There are two significant components to include in any policy
narrative developed from this literature review. First, a focus on either/or problems
and either/or solutions is not just incomplete but also harmful. The weight of the
literature is unambiguous in its major findings from the macro and micro level. From the
macro: The results of schooling are determined in large part by preconditions over
which schools have no control, like family SES. And from the micro: Some schools do
far better than others in resisting this deterministic relationship, through a combination
of curricular and human resource investments. To talk about one aspect of the
relationship between poverty and schooling without at the same time talking about the
other contributes to two false ideas: first, that schools can do nothing and, secondly,
that schools can do everything. This is the macro/micro tension. The challenge,
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Joseph J. Flessa
Ontario Institute for Studies in Education
Another succinct conclusion of this review is that deficit frameworks describing
children living in poverty shape policy and practice. These frameworks must
endeavour. Schools and communities have necessarily different roles in rearing and
educating children. But when these roles are considered complementary and not
they lack and how they fail. When educators articulate a more comprehensive
overwhelming public discourse that blames poor people for their poverty and that
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Joseph J. Flessa
Ontario Institute for Studies in Education
Overview
The literature on poverty and schooling is broad. It spans many different levels of
(such as “at risk”) and assumptions. It is expansive yet can reasonably be understood
as an attempt to grapple with the same core questions from different perspectives:
with children affected by poverty originate and, correspondingly, what can be done
about it?
The main question in the literature is not whether there are differences according
surprise to any researcher or reader of this literature to learn that students from poor
families systematically rank lower than their wealthier peers on all traditional measures
of school success. The weight of the literature in this area of study examines how large
those differences are, what influences best explain the gap between poor students and
other students, and what reforms do the most to shrink that gap. Some scholars,
especially those associated with the Effective Schools movement, argue that this focus
on school and student failure is itself part of the problem, akin to a self-fulfilling
prophecy that normalizes patterns of underachievement so that they become taken for
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Joseph J. Flessa
Ontario Institute for Studies in Education
granted, are perceived as inevitable, and underestimate the impact that good schooling
can have.
The purpose of this review of the literature is to foreground many of these taken
for granted assumptions about poverty and schooling, as well as to point out what’s left
out of most discussions of the topic. Built into this literature are not only empirical facts
(low-SES kids rank lower on EQAO tests, for example) but also implied causal
about what schools or families or teachers or policy-makers should but don’t do. This
reader can assess the relationship between poverty and schooling in order to take
3. Since the time of the Coleman report (Coleman et al., 1966), researchers have
argued that outside-of-school influences, especially the family, have a greater
impact on student achievement outcomes than any other variable. Poverty is not
caused by schools, it originates outside school walls. So what can we reasonably
expect schools or classrooms to do to address it?
4. When we describe what is or should be “different” about schooling for children
affected by poverty, we are using an unstated point of comparison, one that not
only draws attention to inequalities but also might reinforce “deficit“
conceptualizations of students and communities. Do we look at children and see
what’s there, or do we look at children and see what’s missing?
The target audience for this paper are concerned readers who need not only empirical
data to answer questions about poverty and schooling but also the opportunity to reflect
on persistent dilemmas in the field in order to develop more effective remedies specific
to their own contexts. This review of literature takes some initial steps towards building
issues described in the sections that follow are linked to different levels of analysis and
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Joseph J. Flessa
Ontario Institute for Studies in Education
imply different types of policy intervention. It may be useful for readers to ask
A word on the selection criteria for the literature included here: this review is not
relationship between poverty and schooling. I did not assemble all of the existing
studies into one database in order to reach one conclusion, nor did I seek to establish
policy and practice debates regarding poverty and schooling, I selected works according
certain lines of thought in the literature, and their prevalence in the discourse on this
topic. Works cited include peer-reviewed research articles, empirical policy studies,
historical work from the social sciences, and applied work written for professional
audiences; context on these works is provided in the text and a full list of References
Part I: Examining the Macro/Micro Tension: How Much Can Schools Do?
Historically, public schools have been supported, at least in part, by people’s faith in
them as a vehicle of social mobility, the institutions through which children gain equal
access to the knowledge, skills, and connections that will enable them to move higher
up the economic ladder than their parents. The Coleman report (Coleman et al., 1966)
called this belief into question. It examined the relationship between school resources,
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Ontario Institute for Studies in Education
outside-of-school influences, and student achievement and concluded that family
background explained most of the variation in school achievement. This conclusion was
subsequently distorted to mean that schools don’t matter. Later, Bowles and Gintis
(1976) concluded that schools do matter, but in the negative. Schools, according to their
conclusions, are the vehicle through which social inequalities are maintained, not
advantage for the advantaged and social disadvantage for the disadvantaged. More
recent work on intergenerational inequality raises a crucial question for those concerned
with poverty and schooling: Is social mobility real? Given that “there are quite strong
tendencies for children of those at the bottom of the income distribution to find their
children at the bottom, with a parallel tendency for those at the top of the income
distribution to find their children also at the top” (Bowles, Gintis, and Groves, 2005, p.
1), or said another way, if “the apple falls even closer to the tree than we thought,”
(Mazumder, 2005), how should we interpret the faith placed in schools to give children
There are many ways to respond to this body of work. The first is empirical: the
Coleman report has been critiqued for errors in its methodology (see Viadero, 2006, for
underestimates) school effects. Not all schools for poor children are equally bad, nor
are all poor students’ achievement levels equally low, which means that some schools
have demonstrably positive effects on learning outcomes. “During the 1970s and
1980s,” one report notes, “advances in educational measurement, research design, and
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Ontario Institute for Studies in Education
differ significantly in their effect on children’s outcomes” (Frempong and Willms, 2002,
pp. 277-78, citing Raudenbush and Willms, 1991). The important thing to learn, then,
would be what schools with greater effects are doing and what policy supports (funding,
staffing, curriculum, etc.) would make it possible to create more such schools. This goal
is associated with the research on Effective Schools, which is explained in more detail
studies is to ask, Just what is it about poverty that causes certain schooling outcomes?
Many discussions about poverty and schooling construct a two-link causal chain —
poverty causes X — leaving out the intermediate steps that might be amenable to
proactive public policies and other targeted interventions. The conclusion that “poverty
causes low reading scores,” leaves little space for teachers or policy-makers to
respond. A more detailed explanation with more links in the chain might identify several
areas where public policy and educators’ work might exert meaningful influence. For
example, one might link poverty to lack of employment opportunities that pay a living
attendance, in turn to low reading scores; or one might link poverty to economically
scores. It is worth noting that the “chain” metaphor may itself be fundamentally flawed,
and that an image of a policy “web” might be more useful. The overall point, however,
remains the same: typically the relationship between poverty and schooling is discussed
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Joseph J. Flessa
Ontario Institute for Studies in Education
The Importance of Neighbourhood
One body of research that adds more links to the causal chain are the studies that show
Kohen, Hertzman, and Brooks-Gunn (1999) have studied “neighbourhood influence and
school readiness.” The study of neighbourhood effects derives from the theoretical
on individuals. What distinguishes this theory from other explanations of poverty is its
2006, p. 142). The shift from individual-level analyses to those that focus on “group
poverty and inequality, as well as in terms of the design of public policies” (Durlauf,
2006, p. 142).
The Gautreaux program in the United States is one example of a policy remedy
group membership (see Rubinowitz & Rosenbaum, 2000). Gautreaux was an initiative
whereby a subset of Black residents of racially isolated public housing in Chicago were
relocated to more racially and economically diverse areas. The purpose of the policy
families, such as lower high school dropout rates, were interpreted as having loosened
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Joseph J. Flessa
Ontario Institute for Studies in Education
Subsequent research on a different housing choice program in the U.S.,
conducted by Ludwig, Ladd, and Duncan (2001), asked, “Why do high-poverty urban
areas have such problems with schooling outcomes?” (p.147). This research went on
public or Section 8 (rent-assisted) housing who volunteered for the program were
Duncan (2001), “The experimental group were offered Section 8 rental subsidies that
could be used only for private-market housing in census tracts with very low-poverty
rates. These families also received counseling services. The Section 8-only comparison
groups were also offered rental subsidies but were not required to move to a low-
poverty census tract and were not provided with any additional services. Members of
the experimental group did better in both reading and math than their peers in the
control group.
What explains the positive effects of MTO? What is the mechanism that initiated
the more positive schooling outcomes for students whose families moved? Are the
positive outcomes due mostly to the destination (that is, better neighbourhood = better
school); to the simple fact of movement (the powerful suggestion to poor families that
there are alternatives to their current living situations might lead to a more positive
outlook on schooling’s potential benefits); to the fact that different neighbourhoods have
different “norms” for schooling (better neighbourhoods have different social processes,
like greater belief in and therefore effort in schooling, that socialize newcomers in ways
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Joseph J. Flessa
Ontario Institute for Studies in Education
that lead to better schooling outcomes); or to some combination of these factors?
These questions derive not only from measurement issues in the study — missing
school records and standardized test score data for students affected by the program as
well as questions (not raised by these authors, but by others) regarding the fairness of
play.
And how should a reader apply the lessons from U.S.-based research to
Ontario? Toronto is not Baltimore; the patterns of racial and economic segregation here
are far less rigid, and schools in the poorest Toronto neighbourhoods are not nearly so
“neighbourhood effects” matter less in Canada than in the United States? Perhaps, but
mattering less is not the same as not mattering at all. And given worries about growing
growing in importance, and in negative ways? (See Chung, 2005; Jackson, Schetagne,
& Smith, 2001; Kohen, Hertzman, & Brooks-Gunn, 1999.) If Willms is correct — he
“argues that childhood vulnerability arises not from poverty but from the environments in
which children are raised” (quoted in Canadian Council on Learning, p. 17) — what
role if any do schools and educators play in making those environments more positive
than negative?
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Joseph J. Flessa
Ontario Institute for Studies in Education
Issues in Studying the Macro/Micro Relationship
What other issues are related to the macro/micro dilemma of studying the relationship
between poverty and schooling? First, “Canada has no official poverty line and there is
poverty, schooling resources, and outcomes — asking what kinds of resources besides
funding would prompt more equitable outcomes — are not only politically contentious
conceptions of equity beyond funding requires better understanding about what the
targets of equity efforts should be. This in turn requires better understanding the
translation of revenues into those resources in schools that might matter to the results
great dispute, even after years of research” (p. 4). Third, the prevalence and
indicators that specifies key factors influencing learning outcomes and promotes theory-
based analysis, but is sensitive to the Canadian context” (Schulz, Clark, & Crocker,
2006, p. 55). In other words, many of the conclusions about the relationship between
poverty and schooling are drawn from other contexts, and a specifically Canadian
framework to explain how poverty and schooling are interrelated may be missing.
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Ontario Institute for Studies in Education
Attention to Early Childhood Education and Postsecondary Opportunities
emphasize opposite ends of the education timeline. There is a great deal of policy
research and advocacy regarding early childhood education (preschool) and childcare
on the one hand (see, for example, Campaign 2000, 2005), and vocational training and
postsecondary opportunities on the other (see, for example, Polakow, Butler, Deprez, &
Kahn, 2004). The contemporary policy environment seems to place less explicit
emphasis on K-12 schools than it does on preconditions for and next steps after
focus in the literature on the “social problems” associated with poverty (see, for
example, “Children and Their Development, pp. 38-40, Tepperman & Curtis, 2004) and
with questions regarding just when inequality in educational outcomes begins (see Lee
and Burkham, 2002). “Test scores of more and less advantaged preschoolers show
wide gaps before the children even enter school. Some intensive, high-quality early
education programs have substantially narrowed these gaps and led to impressive long-
term results, such as increased rates of high school graduation and college attendance
among participating children” (Sawhill, 2006, p. 4). Sawhill continues: “The most
maintaining the quality of what is offered as more children are served” (p. 4), thereby
expressing a clear direction for policy-makers: get poor children out of the home and
into educational settings early. O’Connor and Fernandez (2006) would label this
perspective the “Theory of Compromised Human Development “ and would note that
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Ontario Institute for Studies in Education
the reliance on developmental testing and special education labelling of students
argue that “it is the normative culture of the school that places poor children at risk by
middle-class children. In the process, the developmental expressions that are more
likely to be nurtured among poor minority youth are marginalized and are positioned to
produce low achievement” (pp. 8-9). Therefore, they conclude, “it is schools and not
poverty that place minority students at heightened risk for special-education placement”
(p. 10).
It is important to note that not all of the news from the macro level is equally
discouraging. Sirin (2005) found that the correlation between socioeconomic status and
educational achievement is strong, but is also slightly less correlated than in the past.
level on students’ reading literacy skills. Using the Progress in International Reading
Literacy Study (PIRLS) data and Program for International Student Assessment (PISA)
A recent U.S. study by Grubb (2006a) utilized the National Educational Longitudinal
Survey of the Class of 1988 (NELS88) to study the relationship between family
background and schooling outcomes. This data set “followed eighth graders in 1988
through high school and afterwards, [and] includes questionnaires to students and
parents as well as teachers and administrators” (p. 6). This data allowed Grubb to
construct “25 different outcome measures, including test scores, attitudes and values
(like educational aspirations), and progress through high school (like credits
accumulated, graduation, and progression to college)” (p. 6). The most powerful effects
seen in his study were the impact of maternal education level and parental aspirations
for children. Also, “changing schools is clearly detrimental” (p. 8), though it affects
“progress though high school but not test scores” (p. 12), which means that relying
solely on test scores might have the effect of concealing other negative educational
(2006a) concludes that schools may indeed matter but that policy narratives that focus
Grubb and Anyon suggest that the policy conversation about how to ameliorate the
also offers one way out of the all-or-nothing logic of the macro/micro debate. A
pervasive image of the school among policy-makers is of an organization that has rigid
boundaries around it, an organization that has the ability and the resources on its own
to control its purposes and outcomes. However, if we were to stop thinking of the
and encompassing a set of stable and easily identified participants” (Scott, 1998, p. 27),
and we were instead to recognize schools as open systems, the idea that educational
outcomes are shaped both within schools and without would seem straightforward. A
definition of “open system” could help remind policy-makers that a school and its
environment are always inevitably intertwined. So, particularly with the issue of poverty
and schooling, policies that seek to ameliorate current conditions must be at least two-
pronged, focusing on the school but also on what lies outside its walls. “Organizations
by — the environments in which they operate” (Scott, 1998, p. 28). This perspective
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suggests that policy-makers interested in ameliorating the effects of poverty on
In contrast to what Anyon or Grubb would recommend, the Effective Schools literature
literature on “at risk” students and concluded that “there is a strong relationship between
poverty and failure to graduate, and between poverty and all preceding school
milestones” (p. 2). She also concluded that “children raised in caring environments with
rich opportunities to learn do succeed, regardless of their socio-economic status” (p. 2).
and rich opportunities to learn — because they are separate areas of concern and imply
by poverty raise their children run throughout this literature, and are addressed more
fully in the final section of this literature review. A discussion of “rich opportunities to
learn” fits well in this section. What are “rich opportunities to learn,” how could policy
support the development of more of them, and what school-based responses have
question. In part as a rebuttal to the Coleman report, Edmonds (1979) and others
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Ontario Institute for Studies in Education
(Lightfoot, 1983 ; Clark et al., 1984; Carter, 1999; Conchas, 2006; Williams et al, 2005)
organizational and pedagogical properties that seemed to break the pattern of low
achievement for poor students. Taylor (2002) states that the correlates of effective
schools were “discovered” by Ronald Edmonds and John Frederickson in 1979, but that
there are now “seven newer, more broadly based correlates.” According to Taylor,
these correlates are: “clearly stated and focused school mission; safe and orderly
climate for learning; high expectations for students, teachers, and administrators;
administrators and staff members; frequent monitoring of student progress; and positive
authors call a “no excuses” or “no shortcuts” approach (Carter, 1999; see Rothstein,
2004, for a critique of Thernstrom, 2003, and Esquith, 2004). Effective Schools
approaches argue that schools can alter the patterns associated with poverty and
schooling outcomes if only the adults in the school have the correct “belief system”
(Corbett, Wilson, & Williams, 2002, p. 131). Specifically, this belief system is referred to
as the “no excuses/it’s my job belief” (Corbett, Wilson, & Williams, 2002, pp. 131-146).
“This ’approach’ is simply a belief that educators must do anything and everything to
see to it that very last child achieves at a high level” (p. 132), these authors argue.
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Ontario Institute for Studies in Education
“They did not try to place blame or to find excuses for student failure. They looked for
classroom-based remedies and resists the deterministic implications of the more macro
research. For example, the executive summary of one report on high-performing high-
poverty schools stated, “There are enough schools that defy the trend to prove that the
background of the student body does not have to determine achievement results”
(Kannapel & Clements, 2002, p. 2). It is also a body of literature that relies on a “best
practices” logic, meaning that there are discrete skills and behaviours that can be
identified, isolated, and replicated across schools, and that doing so will be both
effective and efficient. “It is hoped that the lessons from these exceptional schools will
be helpful for other educators who face similar challenges” (Kannapel & Clements,
2002). As one recent analysis of Ontario EQAO results argues, “Since family
tests year after year” (Johnson, 2005, p. 8). (For work that advocates several “best
practices” aligned with a conservative political agenda, including school choice, on the
Staffing of Schools
One response to the impact of poverty on educational outcomes is to advocate for more
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Ontario Institute for Studies in Education
relationship between teacher preparation and student outcomes, finding both that
rigorously prepared teachers gain better results from their students, and that poor and
minority youth in the United States are systematically denied access to such teachers.
Darling-Hammond (2002) has also argued that teacher education programs can teach
and support prospective teachers to become “agents of social change” (p. 6), able to
acknowledge and address differences in the classroom. Education research and policy-
making are not uniform in the faith they place in teacher preparation, however. Teacher
education programs are routinely criticized for their low standards and weak curriculum
(Levine, 2006). Likewise, critics of the credentialing system argue that the process is
mostly bureaucratic, that it shuts out potentially effective teachers interested in a mid-
career change, and that the standards for entry into the profession are low.
Curriculum of Schools
accountability environment (especially prevalent in the United States), this response has
taken the form of a focus on phonics-based literacy and off-the-shelf products like Open
Court. Such direct instruction models and levelled reading groups initially show
— but these gains are not usually sustained over time, nor do they eliminate
achievement gaps. These types of literacy approaches are also subject to being
criticized for consequences beyond the realm of short-term test score gains. Not only
can the relationship between policy-makers and test makers be called into question
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Ontario Institute for Studies in Education
(Meyer, 2005) — these curricula and tests represent large expenditures for school
districts and potentially large profits for materials developers — but the negative impact
thinking are documented (see Altwerger, 2005). Debate about the appropriateness of
phonics,” but Delpit (1995) argues that this dichotomy is false. Instead, she advocates
a classroom approach “to provide for students who do not already possess them the
additional codes of power” (p. 40). There is likewise an emphasis among some
documents “the math wars,” explaining how advocates for traditional universal
and reformists agree, namely that the status quo ill serves young people, that instruction
and curriculum could be improved, and that (echoing Darling-Hammond) “no students
should be denied a fair chance to learn mathematics because they have been assigned
Bridging this section (curriculum) and the next section (structures) is the policy of
streaming (or tracking) students, particularly in high school. Oakes (1985) has
documented the pernicious effects of the tracking system, demonstrating the ways that
poor and minority students are systematically provided with inferior educational
opportunities and fewer postsecondary options because only certain courses and not
others are offered to them. The policy implication suggests “detracking”; that is, to
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Ontario Institute for Studies in Education
Lucas (1999) warns that this is more easily said than done and warns against a policy of
curriculum. Lucas argues that not only is it “far easier to remove a set of labels than it is
allocation and student instruction” (p. 146), but removing tracking labels without
changing the kind of education that different students receive is a more effective tool for
Structures of Schools
Teddlie, Stringfield, and Reynolds (2000) conclude that “the context variable that has
been studied the most [in school effectiveness research] is the socioeconomic status of
the student bodies that attend schools. The SES makeup of a school has a substantial
effect upon student outcomes beyond the effects associated with students’ individual
ability and social class” (p. 184). Although not exactly a school “structure,” one implied
incentives that result in fewer schools having student bodies that are largely high
poverty. Lee and Burkham (2002) argue for just such a policy, although from a different
starting point. (Their research indicates that students who are poor are much more likely
to attend schools of low quality.) “Across a wide and diverse array of school quality
attend. We support a more equitable distribution of children across public schools” (pp.
84-85).
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Ontario Institute for Studies in Education
Other policy recommendations focus on “the organization of teachers’ work lives”
(Lee with Smith, 2001) because “the work teachers do — instruction — is influenced by
the conditions within which they perform their tasks” (p. 81). In high schools where
that provide time and resources to develop teacher professional learning communities,
gaps between low- and high-SES students were found to be significantly smaller than in
high schools where there was little sense of shared responsibility among teachers. In
some ways this research echoes the Effective Schools research, with its emphasis on
also “are consistent with research that demonstrates that cooperative, collegial, and
teacher commitment” (p. 100). A sense of collective efficacy among teachers includes a
sense of optimism and high morale, but is not limited to those aspects of school culture.
Shared expectations bring together teachers’ knowledge, skills, and personal history in
ways that have a positive influence on academic programming as well as on the sense
of community in schools.
school, they achieve more. In a study of 24 elementary schools, Battistich et al. (1995)
found that “the strongest positive effects of school community occurred among schools
with the most disadvantaged populations” (p. 627), supporting the hypothesis that “a
with poor student populations” (p. 649). These authors argue that, especially for
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Ontario Institute for Studies in Education
schools serving low-SES students, “students who feel themselves to be part of a caring
become motivated to abide by its norms and values” (p. 650). The implications of this
new and more mainstream values — is examined in more detail in later sections of this
review.
School–Community Connections
common purpose. But there are other researchers and advocates who argue that
interests and purposes, can bridge gaps between schools and communities and make
schools better and more humane places to work and study (see, for example, Rigsby,
actual policies and practices is fraught with challenges. Epstein (1995) has called this
the “rhetoric rut.” Who, after all, would be against parents and communities working
together? Very few, in the abstract. Where difficulty arises is moving from generic
interest to concrete policies and practices that make real connections between schools
and homes.
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not comprise a coherent and unified constituency within educational politics. The
specific and varied histories of struggles over school programs and governance in
Ontario, and the different articulations of ‘choice’ within that history, further illustrate that
parents are positioned differently in relation to schooling” (p. 85). If parents are not a
monolithic group, if they have varied interests and seek different things from schools,
how best should schools make connections outside the school walls?
communities are rare (McCaleb, 1997). The work of Annette Lareau (2003; Lareau and
Shumar, 1996) has provided the most serious and sustained set of warnings and
which are essentially middle class institutions, and working class or poor families are
effective policy-making. The abstract to one article (Lareau and Shumar, 1996) puts it
this way:
Policies relating to schools and the families they serve are also often rooted in tacit
middle class expectations that essentially devalue working class parents while saddling
other researchers about how and why some parents are engaged with the school while
others are not (Barton et al., 2004) has contributed to a deeper understanding of
Shorthand explanations, whether used consciously or not, describe how and why a
prosperous nation allows poverty to persist, years after public declarations regarding the
elimination of child poverty. Some explanations are structural (the changing nature of
the economy, for example), whereas others are cultural or personal (such as, people
are poor because they don’t have good work habits). These default explanations for
poverty have deep historical roots. In the United States, from the Settlement House era
to the Great Depression to the War on Poverty (Katz, 1993 &1995), both social
reformers and defenders of the status quo relied on stereotypical images of the
deserving and the undeserving poor (the difference between bad luck and bad
behaviour) to shape public policy and practice. When public resources are limited — as
they always are — the division between the deserving and undeserving serves to
organize decisions regarding who gets what resources and under what conditions, and
Historian Michael Katz (1995) uses the phrase “improving poor people” to
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I use this quotation from Katz to introduce one prevalent line of argument in the
contemporary literature on poverty and schooling — that schools have to “fix” poor kids
— and to point out that this line of thinking is not new. Framing the issues in a way that
emphasizes what children affected by poverty lack rather than what they possess is a
frame that leaves the default comparative category (the middle class) unarticulated. It is
also a frame that relies upon cultural explanations for poverty and for its impact on
schooling.
Part I of this literature review began by describing the central importance of the
would be the work of Oscar Lewis (1968/1969). Lewis’s “culture of poverty” thesis
argued that poverty is a “subculture with its own structure and rationale, a way of life
that is passed down from generation to generation along family lines” (p. 187). Lewis’s
work has been influential; in particular, his ideas are used to argue that poverty has
more to do with people’s “culture” than with structural economic or societal causes.
patterns” (p.187).
The most recent and influential manifestation of the culture of poverty thesis in
schooling is the work of Ruby Payne (1996), who states in the introduction to her
bestselling book that “I came to realize there were major differences between
generational poverty and middle class — and that the biggest differences were not
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about money” (p. 9). Payne’s work is not scholarly and relies on a “scant research
base” (Keller, 2006) but its popularity in American school districts has recently made it
the focus of academic analysis and critique (Osei-Kofi, 2005; Gorski, 2006). Like Lewis,
Payne emphasizes that families affected by poverty have particular cultural habits that
distinguish them from middle class families. Payne argues that teachers need to
understand these “hidden rules among classes” in order to more effectively teach
“middle class norms.” Some of the hidden rules that Payne identifies echo Lewis’s
orientation (“present most important. Decisions made for the moment based on feelings
or survival”), and spending patterns (money “to be used, spent”) (p. 59) along with many
other “hidden rules.” Payne’s book also emphasizes how the culture of poverty causes
many “cognitive deficiencies” that teachers must equip themselves to address. (To
support this assertion, Payne notes in an appendix that she is drawing on some of the
large statistical research studies mentioned in the first section of this literature review.)
and superintendents in the United States is beyond the scope of this review. It is worth
noting, however, that her approach comes with books, workshops, and other “support
materials” — in other words, she markets a full curriculum about poverty and schools —
that efficiently breaks down the topic of poverty and schooling into easy-to-read lists and
suggestions. For example, in one article (2003), Payne lists 13 behaviours “related to
poverty” in one column and explains their connection to poverty. In the adjoining
column, she lists 13 concrete interventions. For example, Payne lists the problem
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“Cannot follow directions” and explains its connection to poverty by saying “Little
procedural memory used in poverty. Sequence is not used or valued.” The intervention
she recommends is “Write steps on the board. Have them write at the top of the paper
the steps needed to finish the task. Have them practice procedural self-talk.” For the
problem “Constantly talks” Payne explains that “poverty is very participatory” and
recommends that teachers “make students write all questions and responses on a note
card two days a week. Tell students they get five comments a day. Build participatory
activities into the lesson” (p. 2). That following directions and talking in class are issues
issues that arise in all classrooms and schools. The leap Payne makes to explaining
these classroom issues as having their roots in the home lives of poor children — and
only poor children — signals that her work uses a deficit framework to explain academic
inequality”.
There is general agreement in the literature on poverty and schooling that schools are
mainstream or middle class institutions. “The schools capitalize upon the entering
malicious conspiracy, but simply from a privileged, class ethnocentrism. Our schools
1997, p. 127). So in one sense at least, the work of Ruby Payne makes a useful
contribution to the literature of poverty and schooling: she acknowledges that schools
have a particular class orientation and that families might have a different one, implying
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that teachers, to be effective, have to see and straddle that distance. There are
problems relate to the conclusions she draws about children living in poverty — is she
describing accurately what students who experience poverty are in fact like? Is the lack
of compatibility between home life and school life so stark? Another problem that is
often not addressed in the literature of poverty and schooling is: If in fact families and
Policies and practices that seek to address or compensate for inequalities must
You have the power to label others “different” and to treat them differently on that
basis. Even if you mean only to help others, not hurt them, because of their
difference, you may realize the dilemma. By taking another’s difference into
account — in a world that has made difference matter — you may recreate and
reestablish both the difference and its negative implications. Any remedy for
discrimination that departs from neutrality seems a new discrimination and risks a
new source of stigma (p. 374).
Not acknowledging the ways that children affected by poverty are different from
their more privileged peers will not make those differences go away, but attempts to
recognize these differences inevitably run the risk of attaching negative labels (and
expectations) to all children who fall into a certain socioeconomic category. The
dilemma that faces educators is how to envision policies and practices that might be
victims to be rescued, people with pathologies to be cured or, in the words of Katz,
people to be “improved.”
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Other authors have argued that policies that require students to be labelled are
inherently destined to fail because they begin with a framework that sees students as
essentially inadequate. For example, Haberman (1995) describes the power of labelling
this way:
The alternative that Haberman proposes is that instead of labelling students, teachers
are similar to those of the Effective Schools advocates described in an earlier section of
the paper.
“At Risk”
review of literature of “conceptions of students at risk” (see Portelli et al., 2006a; 2006b).
They identify “five key conceptions of students at risk that can be found in the recent
Reflecting a range of relative degrees, these five conceptions include the deficit,
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Portelli and colleagues identify the “deficit discourse” as “dominant,” a finding consistent
with this review of the literature on poverty and schooling. They also note that “at risk”
is most commonly defined according to social and economic preconditions that exist
attached to what communities and families and children do, not to what adults inside
schools do. Portelli and colleagues (2006b) do pose a couple of useful questions,
namely, “What can we legitimately ask of schools? How can we do so without blaming
schools which are doing their best with limited resources and increased demands for
educators according to what they lack, are more than just socially discourteous. Deficit
frameworks not only describe the distance between school and community but also
serve to maintain that distance, by defining what happens in schools as always good
and what happens in communities as always bad. Because deficit explanations come
from a variety of sources — from the individual dispositions of educators and from
At the individual level, policies that emphasize the importance of the dispositions
of educators seem warranted. When educators at school sites learn with one another
about a community’s assets as well as its difficulties, when what takes place outside the
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walls of the school is no longer seen as universally negative, work in schools perhaps
improves. Noguera (1996) and Pollock (2004) describe neighbourhood visits as one
attempt to educate teachers, almost all of whom live far from the communities in which
they teach, about the neighbourhood lives of their students. That these trips are
stereotypes, and that occasionally insult both teachers’ and communities’ knowledge,
shows that some attempts to educate educators about school communities can backfire
on teacher recruitment and selection. The Haberman interview protocols for “star
based on the conviction that the professional skills teachers need to be effective can be
built and developed over time, but that such skills in the absence of a positive
disposition towards students and families living in poverty will not be enough. Through
the use of scenarios (“What would you do in this situation?”) and the training of
principals and others who interview teacher applicants, Haberman has emphasized that
what teachers think about the communities they serve, and how they articulate their
own responsibilities to learners who come from poor families, are the most important
Noguera (2003) has argued that school policies that invest in the social capital of
parents could have a positive impact not only on school–community relations but also
on communities themselves. Kugler and Flessa (forthcoming) have noted that the
rhetoric of parent involvement built into many school policies is seldom accompanied by
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sufficient resources or, importantly, by any discussion of whether or how to measure
what counts as community involvement. All three authors would argue that policy
community connection. Although some might argue that community involvement has
moved to the back burner in the current “accountability” environment, others might
argue that the question of “accountability to whom and for what” is worth posing anew.
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Conclusion
What story does this literature review tell about the relationship between poverty and
schooling? The ways that we shape policy and practice responses will depend at least
in part on the “policy narrative” (Roe, 1994; also see Grubb, 2006a) we construct to
simplify and explain a complicated and vast web of interrelated causes, correlations,
and effects. There are two significant components to include in any policy narrative
developed from this literature review. First, a focus on either/or problems and either/or
solutions is not just incomplete but also harmful. The weight of the literature is
unambiguous in its major findings, from both the macro and micro level. From the
macro level: The results of schooling are determined in large part by preconditions over
which schools have no control, like family SES. From the micro level: Some schools do
far better than others in resisting this deterministic relationship, through a combination
of curricular and human resource investments. To talk about one aspect of the
relationship between poverty and schooling without at the same time talking about the
other contributes to two false ideas: on the one hand, that schools can do nothing, and
on the other hand that schools can do everything. The challenge, therefore, is to tell a
consistent story about the importance of school initiatives in the context of other
mutually supportive social policies. (See Mahon, 2001 for description and critique of
gaps in current social policies for children. See Neysmith, Bezanson, and O’Connell,
2005 for a description of how families suffer when these social policies are abruptly
changed.) Davies (1995) puts it succinctly when he criticizes the either/or way in which
policy-makers often discuss the relationship between poverty and schooling: “Children
and their families do not experience their lives in neatly compartmentalized ways, but
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the policies that support educational and human services at all levels reinforce
fragmentation and reduce the chances that children and their families will get the help
they need” (p. 267). The work to create the conditions that support greater educational
opportunities for children affected by poverty falls not only to schools but also to policy-
makers who, along with families and communities, have significant responsibilities in
schooling is that viewing children living in poverty through deficit frameworks shapes
policy and practice. These frameworks must consistently be identified and rebutted,
Schools and communities have necessarily different roles in rearing and educating
children. But when these roles are considered complementary and not adversarial
schools function better. And in order for the roles to be considered complementary,
terms of what they lack and how they fail. When educators articulate a more
public discourse that blames poor people for their poverty and that excuses
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Narratives in educational policy influence how poverty is addressed in schools by shaping the perceived relationship between systemic opportunities and educational outcomes. Policies built on either/or solutions fail to account for the complex interplay of macro (socio-economic) and micro (school-level) factors. By constructing simplified narratives, policymakers risk reinforcing the myth that schools alone can overcome the disparities caused by poverty or that they can do nothing at all. Effective policy narratives, therefore, need to articulate a balanced perception acknowledging the joint responsibility of schools and societal systems in fostering equitable education .
Community engagement plays a crucial role in resisting deterministic educational outcomes by fostering collaborative relationships between schools and communities. Engaged communities can complement educational efforts by providing support systems that address socio-economic barriers. This engagement helps create a positive school culture that values diverse student backgrounds and potential. When communities are seen as partners rather than deficits, schools can effectively leverage local resources and knowledge to improve educational outcomes and combat the notion that economic disadvantage solely dictates academic success .
The macro and micro debate challenges traditional views of educational success by illustrating that education outcomes are not solely determined by within-school factors but are significantly influenced by external socio-economic conditions like family SES. This debate highlights that while some schools effectively mitigate these external influences by investing in curricula and resources, the belief that schools alone can address educational disparities is misleading. This dual perspective suggests that successful education requires both school initiatives and supportive social policies to combat poverty's effects on student achievement .
Deficit frameworks pose dangers in educational policy by reinforcing stereotypes and lowering expectations for children affected by poverty. They lead to policies that focus on what is lacking rather than potential strengths, often blaming families for poverty instead of addressing systemic issues. Such frameworks prevent viewing education as a collective endeavor between schools and communities, underestimating the positive role schools can play when these entities work collaboratively. By not acknowledging and countering these frameworks, education policies risk normalizing underachievement and perpetuating educational inequalities .
An understanding of intersectionality enhances educational strategies by recognizing how overlapping identities and systemic barriers contribute to educational challenges in poverty-stricken areas. This perspective encourages the design of policies and interventions that are sensitive to the multifaceted experiences of students, such as race, gender, and socio-economic status. It shifts the focus from singular factors to a more comprehensive understanding of how different aspects of students' identities interact with educational systems, thus promoting more inclusive, equitable, and effective educational practices .
Exclusive reliance on quantitative measures to assess educational outcomes in poverty-affected areas is limited by its inability to capture the nuanced and diverse factors influencing student success. Such measures often overlook qualitative factors like emotional and social support, teacher expectations, and community resources that play critical roles in shaping educational experiences. Moreover, quantitative assessments may perpetuate deficit views by focusing solely on academic indicators without considering broader socio-cultural contexts. A more holistic approach is needed to accurately reflect the complexities of educational challenges in these areas .
The Coleman report's emphasis on family influence suggests that contemporary educational policy must account for the significant impact of family socio-economic status on student achievement. This underscores the need for policies that extend beyond school reforms to include broader social welfare measures. Recognizing that schools alone cannot overcome the achievement gap necessitates collaborative approaches that integrate family support systems, economic policies, and community engagement. Such comprehensive strategies can potentially mitigate the inherent inequalities highlighted by the report .
Policy narratives about poverty and education influence public discourse by framing the problem and potential solutions in specific ways that can affect public perception. Simplified narratives may create misconceptions, such as the belief that educational success is solely the school's responsibility or that poverty is an insurmountable barrier. These narratives shape societal attitudes toward investments in educational innovations and social policies. When narratives emphasize shared responsibility between schools and broader social systems, public support for holistic reforms that address underlying socio-economic challenges is more likely to strengthen .
Policy narratives shape educational reforms by providing coherent, simplified frameworks that policymakers use to communicate and implement strategies aimed at reducing inequalities. These narratives dictate which aspects of educational inequality are highlighted, which can influence both public perception and the focus of reforms. By crafting narratives that integrate social, economic, and educational factors, policies are more likely to address root causes of inequality comprehensively, promoting reforms that are both systemic and effective at the school level .
Critiques of the 'Effective Schools' movement center around its potential perpetuation of a self-fulfilling prophecy of underachievement in poor students. Some scholars argue that focusing solely on school and student failures without acknowledging external socio-economic influences reinforces patterns of underachievement as inevitable. This focus can inadvertently normalize disparities in educational success and fail to challenge broader social inequities, thereby underestimating the influence of quality schooling that incorporates broader community and systemic support .