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Understanding Deadlocks in Operating Systems

The document discusses deadlocks in operating systems. It defines deadlock as a situation where multiple processes are waiting for resources held by each other in a cyclic manner. It presents the four conditions for deadlock and models it using a resource allocation graph. Methods for handling deadlocks include deadlock prevention, avoidance, detection, and recovery. Prevention ensures deadlocks cannot occur while avoidance detects unsafe states and prevents them. Detection identifies when a deadlock has occurred and recovery breaks the deadlock cycle by terminating or rolling back processes.

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0% found this document useful (0 votes)
11 views7 pages

Understanding Deadlocks in Operating Systems

The document discusses deadlocks in operating systems. It defines deadlock as a situation where multiple processes are waiting for resources held by each other in a cyclic manner. It presents the four conditions for deadlock and models it using a resource allocation graph. Methods for handling deadlocks include deadlock prevention, avoidance, detection, and recovery. Prevention ensures deadlocks cannot occur while avoidance detects unsafe states and prevents them. Detection identifies when a deadlock has occurred and recovery breaks the deadlock cycle by terminating or rolling back processes.

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MhmmdRinaldy
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© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Nama : Gabriela Gracia Dien

Nim : 211011060083

MK : Sistem Operasi

Dosen Pengampu : Wisard Kalengkongan [Link]

Chapter 7: Deadlocks
Deadlock is a situation where requests cannot be executed by the scheduler because the
requests are waiting for each other. Deadlock is a major problem in sharing data.

System Model

• System consists of resources


• Resource types R1, R2, . . ., Rm
• Each resource type Ri has Wi instances.
• Each process utilizes a resource as follows:

o request

o use

o release

Deadlock Characterization

• Mutual exclusion: only one process at a time can use a resource


• Hold and wait: a process holding at least one resource is waiting to
acquire additional resources held by other processes
• No preemption: a resource can be released only voluntarily by the
process holding it, after that process has completed its task
• Circular wait: there exists a set {P0, P1, …, Pn} of waiting processes such
that P0 is waiting for a resource that is held by P1, P1 is waiting for a
resource that is held by P2, …, Pn–1 is waiting for a resource that is held by
Pn, and Pn is waiting for a resource that is held by P0.

Resource-Allocation Graph

A set of vertices V and a set of edges E

• V is partitioned into two types:


o P = {P1, P2, …, Pn}, the set consisting of all the processes in the system

o R = {R1, R2, …, Rm}, the set consisting of all resource types in the system

• Request edge – directed edge Pi → Rj


• Assignment edge – directed edge Rj → Pi
• Process

• Resource Type with 4 instances

• Pi requests instance of Rj

• Pi is holding an instance of Rj

Basic Facts

If graph contains no cycles  no deadlock

If graph contains a cycle 

1. if only one instance per resource type, then deadlock

2. if several instances per resource type, possibility of deadlock

Methods for Handling Deadlocks

• Ensure that the system will never enter a deadlock state:


1. Deadlock prevention
2. Deadlock avoidence
• Allow the system to enter a deadlock state and then recover
• Ignore the problem and pretend that deadlocks never occur in the system; used by
most operating systems, including UNIX
Deadlock Prevention

Restrain the ways request can be made

• Mutual Exclusion – not required for sharable resources (e.g., read-only files); must
hold for non-sharable resources
• Hold and Wait – must guarantee that whenever a process requests a resource, it
does not hold any other resources

o Require process to request and be allocated all its resources before it begins
execution, or allow process to request resources only when the process has
none allocated to it.

o Low resource utilization; starvation possible

• No Preemption – If a process that is holding some resources requests another


resource that cannot be immediately allocated to it, then all resources currently
being held are released
o Preempted resources are added to the list of resources for which the
process is waiting
o Process will be restarted only when it can regain its old resources, as well
as the new ones that it is requesting
• Circular Wait – impose a total ordering of all resource types, and require that each
process requests resources in an increasing order of enumeration

Deadlock Avoidance

• Simplest and most useful model requires that each process declare the maximum
number of resources of each type that it may need
• The deadlock-avoidance algorithm dynamically examines the resource-allocation
state to ensure that there can never be a circular-wait condition
• Resource-allocation state is defined by the number of available and allocated
resources, and the maximum demands of the processes

Basic Facts

• If a system is in safe state  no deadlocks


• If a system is in unsafe state  possibility of deadlock
• Avoidance  ensure that a system will never enter an unsafe state.

Avoidance Algorithms

• Single instance of a resource type


o Use a resource-allocation graph

• Multiple instances of a resource type

o Use the banker’s algorithm

Resource-Allocation Graph Scheme

• Claim edge Pi → Rj indicated that process Pj may request resource Rj; represented by
a dashed line

• Claim edge converts to request edge when a process requests a resource

• Request edge converted to an assignment edge when the resource is allocated to


the process

• When a resource is released by a process, assignment edge reconverts to a claim


edge

• Resources must be claimed a priori in the system

• Suppose that process Pi requests a resource Rj

• The request can be granted only if converting the request edge to an assignment
edge does not result in the formation of a cycle in the resource allocation graph

Banker’s Algorithm

• Multiple instances

• Each process must a priori claim maximum use

• When a process requests a resource it may have to wait

• When a process gets all its resources it must return them in a finite amount of time
Data Structures for the Banker’s Algorithm

Let n = number of processes, and m = number of resources types

• Available: Vector of length m. If available [j] = k, there are k instances of resource


type Rj available

• Max: n x m matrix. If Max [i,j] = k, then process Pi may request at most k instances of
resource type Rj

• Allocation: n x m matrix. If Allocation[i,j] = k then Pi is currently allocated k


instances of Rj

• Need: n x m matrix. If Need[i,j] = k, then Pi may need k more instances of Rj to


complete its task

Need [i,j] = Max[i,j] – Allocation [i,j]

Deadlock Detection

• Allow system to enter deadlock state


• Detection algorithm
• Recovery scheme

Single Instance of Each Resource Type

• Maintain wait-for graph


o Nodes are processes
o Pi Pj if Pi is waiting for Pj
• Periodically invoke an algorithm that searches for a cycle in the graph. If there is
a cycle, there exists a deadlock
• An algorithm to detect a cycle in a graph requires an order of n2 operations,
where n is the number of vertices in the graph

Resource-Allocation Graph and Wait-for Graph

Resource-Allocation Graph Corresponding wait-for


graph
Detection Algorithm

1. Let Work and Finish be vectors of length m and n, respectively Initialize:

a. Work = Available
b. For i = 1,2, …, n, if Allocationi  0, then
Finish[i] = false; otherwise, Finish[i] = true

2. Find an index i such that both:

a. Finish[i] == false
b. Requesti  Work

3. Work = Work + Allocationi


Finish[i] = true
go to step 2

4. If Finish[i] == false, for some i, 1  i  n, then the system is in deadlock state.


Moreover, if Finish[i] == false, then Pi is deadlocked

Recovery from Deadlock: Process Termination

• Abort all deadlocked processes

• Abort one process at a time until the deadlock cycle is eliminated

• In which order should we choose to abort?

1. Priority of the process

2. How long process has computed, and how much longer to completion

3. Resources the process has used

4. Resources process needs to complete

5. How many processes will need to be terminated

6. Is process interactive or batch?

Recovery from Deadlock: Resource Preemption

• Selecting a victim – minimize cost

• Rollback – return to some safe state, restart process for that state
• Starvation – same process may always be picked as victim, include number of
rollback in cost factor

Common questions

Powered by AI

Deadlock prevention aims to ensure that at least one of the necessary conditions for deadlock cannot hold by design, often leading to reduced system efficiency or resource utilization and possible starvation. It does so by, for instance, ensuring that processes request all needed resources before execution or by imposing specific rules on resource acquisition. Deadlock avoidance, on the other hand, requires processes to declare maximum resource usage, using algorithms like the banker’s algorithm to ensure the system remains in a safe state, thus avoiding deadlocks without significantly affecting overall resource allocation and utilization. However, deadlock avoidance models often have higher complexity as they involve dynamically checking the resource-allocation state .

The Banker's Algorithm is a deadlock avoidance algorithm applicable in systems with multiple instances of resource types. It requires each process to declare the maximum number of resources it might need in advance. The algorithm keeps track of available, allocation, max, and need matrices. Resources are allocated only if the system remains in a safe state after allocation, meaning there is a way to satisfy all processes without leading to a deadlock. This approach ensures that no circular wait condition can occur .

Allowing a system to enter a deadlock state before attempting recovery can lead to prolonged system inactivity as processes wait indefinitely, resulting in reduced system throughput and user dissatisfaction. The process of identifying deadlocked processes and recovering from a deadlock can be resource-intensive and time-consuming. Furthermore, if deadlocks occur frequently, the ongoing cycle of detection and recovery can degrade overall system performance and reliability .

A system might choose to ignore the possibility of deadlocks due to the complexity, overhead, and performance costs associated with implementing deadlock prevention, avoidance, or detection mechanisms. Most UNIX-based systems follow this strategy under the assumption that deadlocks are rare in practice or that user intervention can handle rare deadlock conditions. The trade-offs of this decision include potential deadlocks going unresolved, leading to system hang-ups or performance degradation, as well as relying on users or administrators to manually resolve issues .

Process termination can effectively resolve a deadlock by freeing up resources held by deadlocked processes, breaking the cycle leading to deadlock. However, this approach can result in significant loss of work and computation time. Factors to consider when choosing processes for termination include the process's priority, the amount of computation completed, required resources, the impact of resources on resolving the deadlock, the interaction type of the process, and minimizing the number of terminated processes to recover from the deadlock .

In resource-allocation graphs, the nodes represent processes and resources, while edges between them indicate allocated resources or resources being requested. For systems with a single instance of each resource type, the presence of a cycle in this graph directly implies a deadlock. If no cycle is present, no deadlock exists .

The four necessary conditions for a deadlock to occur are mutual exclusion, hold and wait, no preemption, and circular wait. Mutual exclusion implies that only one process at a time can use a resource. Hold and wait indicates a process is holding at least one resource and waiting to acquire additional resources held by other processes. No preemption means resources can only be released voluntarily by the holding process. Finally, circular wait involves a circular chain of processes each waiting for a resource held by the next process in the chain .

In the Banker's Algorithm, the 'Need' matrix represents the remaining resource needs of processes to complete their tasks and is essential for determining whether the system can safely allocate resources without entering a deadlock. It is computed as the difference between the 'Max' matrix, which contains the maximum number of resources each process might need, and the 'Allocation' matrix, which tracks the resources currently allocated to each process. Specifically, Need[i,j] = Max[i,j] - Allocation[i,j].

In deadlock detection algorithms, the 'Available' vector is critical for determining whether processes can proceed or are deadlocked. It indicates the number of currently free instances of each resource type. During the detection algorithm execution, this vector is used to simulate resource allocation to find whether any processes can complete, updating the resource availability if a process finishes. If, after iterating through the processes, resources remain unavailable and processes cannot proceed, this indicates a deadlock state .

A 'wait-for graph' assists in deadlock detection by simplifying the process of identifying cycles in systems where each resource type has only a single instance. In this graph, nodes represent processes, and directed edges indicate that one process is waiting for a resource held by another. By periodically checking the graph for cycles, systems can easily identify deadlocks; if a cycle exists, the processes involved in that cycle are in a deadlock state .

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