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Root-Finding Techniques Explained

This chapter discusses techniques for finding the roots, or solutions, of equations. It will cover bracketing methods that use initial guesses to find a range containing a root, and open methods that do not require guesses. Specifically, it will define root-finding techniques, analyze bracketing methods, illustrate open methods, and apply these techniques to engineering problems. The chapter introduces the graphical and bisection bracketing methods and provides examples of using graphs to estimate roots of various equations.

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Ryan A. Ramos
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0% found this document useful (0 votes)
14 views14 pages

Root-Finding Techniques Explained

This chapter discusses techniques for finding the roots, or solutions, of equations. It will cover bracketing methods that use initial guesses to find a range containing a root, and open methods that do not require guesses. Specifically, it will define root-finding techniques, analyze bracketing methods, illustrate open methods, and apply these techniques to engineering problems. The chapter introduces the graphical and bisection bracketing methods and provides examples of using graphs to estimate roots of various equations.

Uploaded by

Ryan A. Ramos
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Chapter 2|Roots of Equation

INTENDED LEARNING OUTCOMES:


At the end of this chapter, it is expected that the students will be able to
1. Define the different root-finding techniques in finding the roots of algebraic and
transcendental equations.
2. Analyze the different bracketing methods.
3. Illustrate the different open methods.
4. Apply the knowledge of root-finding techniques in solving engineering problems

01|Introduction 02| Bracketing Method


This chapter deals with the different methods used in finding the roots of equations
These methods deal with the fact that a function typically changes sign in the vicinity
which appears in the general for:
of a root. These techniques are called bracketing methods because two initial guesses
=0 eq. 1
for the root are required.
Graphically, a solution (or root) of the function = 0 refers to the point of
intersection of and the − . Therefore, depending on the nature of the graph
of in the − , equation 2.1 may have a unique solution, multiple solution, or
GRAPHICAL METHOD
no solution at all. A root of equation can sometimes be determined analytically resulting
A simple method for obtaining an estimate of the root of the equation = 0 is to
in an exact solution in closed form.
make a plot of the function and observe where it crosses the x-axis. This point, which
represents the x value for which = 0, provides a rough estimate of the root.
EXAMPLE:
EXAMPLE: Solution 2:
1. Use the graphical approach to determine the value of , for the equation = −4 +3
= −4 +3 let,
Solution 1: =
and
=4 −3
4
3
2 4
1 3
0 2
-1 1
0
-1

20

15

3.5 10
3
2.5 5
2
1.5 0
-2 -1 0 1 2 3 4 5
1
0.5 -5

0
-10
-0.5 0 1 2 3 4 5

-1
-1.5
2. Use the graphical approach to determine the value of , for the equation Solution 2:
= + −3 = + −3
Solution 1: let,
=
and
2
= 3−
1
0
-1
-2 2
1
0
-1
-2

7
8
6
6
5
4
4
2
3
0
-3 -2 -1 0 1 2 3 2
-2
1
-4
0
-6 -2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
3. Use the graphical approach to determine the value of , for the equation Solution 2:
= 3 + ln − = 3 + ln −
Solution 1: let,
= ln
and
1
= −3
2
3
4
5 1

6 2
3
7
4
5
6
7

2.5 5

2
4
1.5
3
1

0.5 2

0 1
0 1 2 3 4 5 6 7 8
-0.5
0
-1 1 2 3 4 5 6 7
-1
-1.5

-2 -2

-2.5 -3
PRACTICE:
Use the graphical approach to determine the drag coefficients, , needed for a
parachutist of mass = 68.1 to have a velocity of 40 m/s after free-falling for time
time ! = 10 . Note: the acceleration due to gravity is 9.8 m/s2
#$ "
'( )*
" = % − & $ + − ,-
"

" "
4
8
12
16
20
BISECTION METHOD
The bisection method, which is alternatively called binary chopping, interval halving or
Bolzano’s Method, is one type of incremental search method in which the interval is
always divided in half.

Steps in Implementing Bisection Method


1. Choose lower XL and upper XU guesses for the root such that the function changes sign
over the interval. This can be checked by ensuring that 34 35 < 0.
2. An estimate of the root Xr is determined by
/0 + /1
/2 =

3. Make the following evaluations in which the subinterval the root lies
a. If 34 37 < 0, the root lies in the lower subinterval. Therefore, set
35 = 37 and return to step 2.
b. If 34 37 > 0, the root lies in the upper subinterval. Therefore,
34 = 37 and return to step 2.
c. If 34 37 = 0, the root equals 37 ; terminate the computation.

EXAMPLE:
EXAMPLE:
1. Use the bisection method to solve for the value of .
= −4 +3

. /0 /1 /2 /0 /2
Termination Criteria and Error Estimates:
If 9: < 9; , terminate the computation.

εa = approximate percent relative error.

/2 ?&@ '/2 ABC


<= = > > --% (eq. 9)
/2 ?&@

εs = pre-specified stopping criterion.

EXAMPLE:
EXAMPLE:
2. Use the bisection method to solve for the value of . Use 9; = 0.5%.
= + −3

. /0 /1 /2 /0 /2 <=
EXAMPLE:
EXAMPLE:
3. Use the bisection method to solve for the value of . Use 9; = 0.5%.
= 3 + ln −

. /0 /1 /2 /0 /2 <=
PRACTICE:
Use the Bisection Method to determine the drag coefficients, , needed for a
parachutist of mass = 68.1 to have a velocity of 40 m/s after free-falling for time
time ! = 10 . Note: the acceleration due to gravity is 9.8 m/s2

#$ "
'( )*
" = % − & $ + − ,-
"

. Use 9; = 0.5%.
FALSE POSITION METHOD

This is an alternative method that exploits the graphical insight is to join


f(XL) and f(XU) by a straight line. The intersection of this line with the x-
axis represents an improved estimate of the root. The fact that the
replacements of the curve by a straight line gives a “false position” of
the root is the origin of the name, method of false position, or in Latin,
regula falsi. It is also called the linear interpolation method.

Derivation of False-Position Formula

Using similar triangles, the intersection of the straight line with the x-axis
can be estimated as:
3F 3G
=
37 − 3F 37 − H
Which can be solved for:

L I K IM − I K
IJ = IK −
L IM − L IK
EXAMPLE:
EXAMPLE:
1. Use the False Position method to solve for the value of .
= −4 +3

. /0 /1 /2 /0 /2 <=
EXAMPLE:
XAMPLE:
2. Use the False Position method to solve for the value of . Use 9; = 0.5%.
= + −3

. /0 /1 /2 /0 /2 <=
EXAMPLE:
EXAMPLE:
3. Use the False Position method to solve for the value of . Use 9; = 0.5%.
= 3 + ln −

. /0 /1 /2 /0 /2 <=
PRACTICE:
Use the False Position Method to determine the drag coefficients, , needed for a
parachutist of mass = 68.1 to have a velocity of 40 m/s after free-falling for time
time ! = 10 . Note: the acceleration due to gravity is 9.8 m/s2

#$ "
'( )*
" = % − & $ + − ,-
"

. Use 9; = 0.5%.

Common questions

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The rate of convergence for the Bisection method is linear, meaning the error is halved with every iteration . This results in steady but slow convergence to the root. In contrast, the Newton-Raphson method exhibits quadratic convergence, where the error is squared with each iteration given an adequate initial guess . This makes the Newton-Raphson method significantly faster in approaching the root when convergence occurs, though it lacks the guaranteed convergence of the Bisection method .

A root may not be found using analytical methods if the function is complex or lacks a closed-form solution, such as when dealing with highly nonlinear equations or transcendental equations that cannot be simplified sufficiently . In engineering problem-solving, this necessitates the use of numerical methods like Bisection, Newton-Raphson, or False Position to approximate solutions . The lack of an analytical root can complicate problems, making them time-consuming and requiring computational resources for numerical approximation .

Termination criteria determine when a numerical root-finding method should stop iterating, balancing between computational efficiency and solution accuracy . They typically involve specifying an acceptable approximate relative error εa or a predefined stopping criterion εs. In practice, the computation stops once |(Xr_new - Xr_old)/Xr_new|*100 is less than εs, ensuring sufficient accuracy while avoiding excessive iterations . Proper application prevents over-computation and ensures that results are within acceptable error margins for practical use, particularly in engineering problems where time and resource optimization are crucial .

The False Position method, or regula falsi, is preferred over the Bisection method when faster convergence is desired without sacrificing reliability, as it uses linear interpolation between the initial guesses to approximate the root . By computing a weighted average that reflects the function's behavior, it often converges quicker than the Bisection method . However, its main drawback is potential slow convergence on functions where the root is near one of the interval bounds, leading to unbalanced intervals .

The False Position method, or regula falsi, capitalizes on graphical insights by approximating where a function crosses the x-axis through linear interpolation of the curve between two points that straddle the root . By constructing a line connecting the function values at these points, the method estimates the root at the intersection of this line with the x-axis, effectively relying on visualizing the problem in a linear framework . This method reflects the principle that the root lies where the sign of the function changes, aiming to provide a practical compromise between graphical intuition and numerical accuracy .

Root-finding techniques are essential in engineering for solving complex equations that arise in various domains, from structural analysis to control systems . They enable engineers to find solutions to algebraic and transcendental equations that model real-world phenomena, facilitating design, optimization, and troubleshooting processes. By providing estimations of roots, these techniques help in predicting system behavior, optimizing parameters, and ensuring that solutions meet specific practical requirements like safety and efficiency . Numerical methods, in particular, allow for handling equations that do not have analytical solutions, thus expanding the range of solvable engineering problems .

Understanding root-finding algorithms is critical for engineering students as it equips them with the tools necessary for solving equations that describe systems and processes in their field . Application of these algorithms can be seen in scenarios such as calculating equilibrium points in chemical processes, determining load capacities in structural engineering, or optimizing signal processing circuits. This knowledge enables students to tackle practical challenges, understand the behavior of complex systems, and contribute effectively to problem-solving in their professional careers .

Bracketing methods, such as the bisection method, require two initial guesses that bracket a root with one function value being positive and the other negative, ensuring the root is within the interval . These methods are generally more reliable and guarantee convergence, albeit sometimes at a slower rate compared to open methods. Open methods, such as the Newton-Raphson method, use a single initial guess and employ derivative information to converge to a root more rapidly, but they do not guarantee convergence for all functions .

The bisection method involves choosing two initial guesses that bracket a root, computing the midpoint of the interval, and evaluating the function at this midpoint . If the function changes sign between the midpoint and one of the interval bounds, the root must lie in that subinterval, which becomes the new interval . This process repeats until the interval is sufficiently small. It is considered reliable because it continuously narrows the interval containing the root and guarantees convergence if the function is continuous on the given interval .

The graphical method involves plotting the function and identifying where it crosses the x-axis, providing a visual estimate of the root . This method is intuitive and simple, allowing a rough estimation of the root. However, its primary limitation is precision; it only gives an approximate value of the root and is less effective for functions with closely spaced roots or steep slopes . Additionally, it relies heavily on the scale and accuracy of the graph.

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