a FLUID CONTAMINATION 43: Chapter 13 FLUID CONTAMINATION The fluid of oil hydraulic systems is inevitably contaminated with solid, liquid and gaseous particles from the external environment or developed in the fluid itself during operating and rest phases. Such a contamination can be accidental and inevitable, due to negligence or it can be the result of poor maintenance and lack of additional components. These particles are very polluting and they cause fluid alteration and circuit corrosion, with the ensuing system inefficiency and even system failure Contamination control (‘contamination’ is the technical word referring to the inclusion of particles in oil hydraulic fluids) plays a fundamental role in designing advanced oil hydraulic systems that cannot sustain a particle with a diameter of just a few micron. Many authoritative studies involving laboratory and machine tests showed that 70% of oil hydraulic failures are due to fluid contamination. As a matter of fact, the use of appropriate filters, as well as correct maintenance is vital to ensure a long working life of systems; failing them, machines are bound to be short-lived, even if they are designed properly and provided with high-quality components, well-dimensioned tanks, suitable relief valves, smooth hoses with an adequate bore and a fluid with appropriate additives. The percentage mentioned above can seem exorbitant compared to the general causes of deterioration of a mechanism. Oil hydraulic systems are always lubricated abundantly since the fluid flows through every pressurised component and the drain lubricates non- pressurised components; mobile parts and parts subjected to friction are designed so as to last longer than the machine, provided they are adequately lubricated, or at least to sustain a specific amount of operating time before needing replacing. The fluid itself guarantees heat dissipation under normal working conditions, while extreme working conditions can easily be envisaged and suitable measures can thus be taken in advance. As a result, the real cause of deterioration can be nothing other than a fluid contaminated with foreign particles that has devastating effects on components. For this reason, the techniques of contamination prevention and contaminated filter cleanup are crucial and indispensable in any circuit. Fluid decontamination entails first a careful analysis of the contamination causes and second the adoption of measures that neutralise its consequences. Particles are removed by various types of filters that block436 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS impurities thus preventing them from reaching the tank, the pipes and the different components. The inclusion of filters in every hydraulic system is the only method to reduce fluid contamination to an acceptable level. The care level of filtration depends on the type of system and its components. Fluids cannot be decontaminated totally (by the way, no new fluid is pure), but at such a level that mobile parts can sustain. Nonetheless, it is crucial to do everything possible to avoid further contamination. CONTAMINATION AND RELATED EFFECTS In order to choose the right decontamination system, it is important to be aware not only of the technical parameters of the circuit (pressure/flow, environmental features, type of process, type of fluid, maintenance cycles), but also of the causes of contamination and the physical composition of the contaminating substances. Sources of contamination As said above, particles can be in the solid, liquid and gaseous state. Solid contaminants are certainly the main cause of deterioration; gaseous particles undermine system performances and promote the development of other solid contaminating substances. The ingress of foreign liquids leads to viscosity alterations and changes into vapour and ice. A system can be subjected to an initial contamination due to the introduction of an inadequate fluid. The fluid can be a poor-quality type or have been stored in dirty tanks or tanks with traces of liquid substances such as water, diesel, petrol or solvents: another major cause of contamination can be a poor cleaning of the internal parts of the system (e.g., presence of dust or assembly residues). It is clear that the prevention of initial contamination does not require expensive resources: a scrupulous examination of the fluid and the new machine (especially its tank, cylinders, manifold single blocks and piping) are enough. Progressive contamination is much more complicated. The expression “progressive contamination’ refers to all those contaminations that occur during the working life of a machine. Progressive contamination can be caused by the wear and deterioration of seals and metal parts, oxidation or other chemical phenomena and poor maintenance. The following paragraphs focus mainly on poor maintenance. Genesis and nature of the contaminant The presence of solid particles in a contaminated hydraulic fluid is generally due to the following causes: ¥ Manufacturing and assembly of components: traces of shavings, soldering waste, fusion sand, corpuscles of cast iron, aluminium and other metals, rubber, fibres can be found on components although manufacturers strive to provide cleanFLUID CONTAMINATION 437 components. Unfortunately, during storage the lubricating oils attract much dust that enters components. ¥ Working machine operation: during operating cycles, the friction between components generates metal and seal particles that settle in the tank. Furthermore, the parts that are in contact with the external environment (such as cylinder rods, drive shafts, valve control rods, albeit equipped with rod wipers) are inevitably contaminated by dust and other substances found in the air. If tank air breathers are not protected with appropriate filters, they allow the ingress of dust. ¥ Maintenance operations: inaccurate replacement, disassembly and assembly of components, fluid replenishment and substitution entail the contamination with abrasives substances. Gaseous contaminants result from the phenomenon described in Chapter 2 (Hydraulic fluids properties, Vapour pressure). In one litre of hydraulic mineral oil there are about 80 cm’ of air (8-10%). In case of high pressure, the suction of more air from the tank leads to a considerable reduction in system performance (at atmospheric pressure, the amount of changes according to the kind of fluid; water content is about 3-4% in water- glycol emulsions, 5-6% in water-oil emulsions, 7-9% in synthetic fluids). The fluid contaminated with gas flows back into the tank and it is sucked again. This phenomenon is evident if there is foam in the tank, which means there is air in the oil film. Before taking complex measures, it is important to make sure first that all the pipes connected to the tank, apart from drains, are placed under the fluid level. The presence of foreign liquids can results from either the condensation of the steam found in the atmosphere (hence found on the free surface of the fluid or the initial contamination previously described. Therefore, ordinary contamination is the consequence of a many different chemical and mechanical phenomena that should not occur ideally but that are inevitable even in advanced systems. What follows is a list of the most important processes that cause fluid contamination and hence system damage: v Abrasion — Particles already found in the fluid penetrate the gap between two opposite mobile surfaces (for example a directional valve spool/ body, the opposite teeth of a gear pump or motor, the piston/cylinder of a piston pump or motor, the poppet/seat of a non-return valve), thus abrading their surfaces. The ensuing particles are a source of contamination. v Erosion — Particles already found in the fluid are pushed against a solid part (metal, elastomers) at a high speed, abrade its surface and produce more contaminants, like in the previous case. As pressure rises, even the smallest particles foster the erosion process. v Adherence — The contact of two metal parts causes adherence because of molecular attraction; for this reason, some particles can stick together or to any surface.438 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Mechanical stress — Tearing can occur in highly stressed components; the ensuing particles contaminate the fluid. Cavitation and air inclusion — the presence of gas can cause or promote cavitation phenomena (see chapters 2 and 3). Corrosion — Water and other chemical substances attack sensitive materials. Rust due to oxidation increases the number of abrasive particles. Microbial reproduction — The presence of water promotes the large-scale reproduction of the few microorganisms found in the mineral fluid. Fluid properties are thus undermined and highly corrosive phenomena occur. In addition, there is a problem about additives. As a matter of fact, in order to have some specific characteristics (antirust, wear-resistance, Pour point depressant, antifoam properties~ see Chapter 2), they contain particles of zine, silicone, phosphorus, boron, sulphur and chlorine or particles of magnesium, barium, calcium and so on. Furthermore, in some special cases of nuclear radiation exposition, the fluid undergoes changes that can wear washers, thus increasing contamination. Effects on the system Contaminants affect all oil hydraulic fluid purposes: v v Energy transmission — The presence of gas affects compressibility while water reduces viscosity; they are both a source of cavitation. Lubrication — Solid particles abrade materials, resulting in damage on the opposite surfaces. Foreign liquids reduce the lubricating properties of the fluid. Sealing — The abrasion and corrosion of metal surfaces and elastomers reduce their thickness, leading to leakages. Degradation of fluid properties — The presence of foreign bodies, liquids and gases modifies the quality of the fluid. This causes early ageing and degradation of the fluid properties. General anomalies of an oil hydraulic system ageing of components 15% | Figure 13.1FLUID CONTAMINATION 439 Studies carried out in Europe and in the USA confirm that degradation, the collapse or the malfunctioning of oil hydraulic systems depend mainly on contamination control quality (Figure 13.1) Particle size definition The size of contaminating particles is measured in microns, the abbreviation of micrometre [um], which means one millionth of a metre. The size is defined by calculating the longest chord of the particle. DER eC dE Cree inches mesh 297 Ox ned 50 210 ¢ 70 149 SUS tu ts) CUES) ee 0.0029 One 0.0017 ORI ies 1250 OOO Ee 2500 The table above shows the size of the most common particles. Besides microns, particle sizes are measures in inches or mesh in Anglo-Saxon countries. Particle size: micron from to Gmincne eee ee 80 200 Sea sand 100 2000 Calcareous dust 10 1000 Powder coal 5 500 @ human hair 150 Coal dust 1 100 ‘Cement dust See 100 Talc powder 5 60 Bacteria Bee 3 30 Paint pigments 0.1 7 Tabacco smoke iF 0.01 es 1440 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS. Critical tolerance Each component of an oil hydraulic system has a minimum or critical tolerance between sliding or sealing parts. Beyond this critical tolerance, solid particles cause the effects described so far. For instance, assuming the tolerance between the spool and the body of a directional valve equals 40 micron, smaller particles can pass through the clearance without causing any damage while larger particles cause the degradation of its components. If we consider this parameter only, the circuit end would need a filter at in order to extract all the foreign bodies that are larger than 40 micron. Actually, the situation is much more complicated because it is important to take the whole circuit into account as its components have different critical tolerances; in addition, filters cannot work properly throughout their whole working life. Furthermore, most components are affected by their function: in an axial piston pump, the critical tolerance between the pistons and the cylinders is not the same as that of the body and the distribution plate. As a result, tolerance must take the orthogonal movements of axial sliding parts into account. Assume a distributor has a maximum tolerance of 40 micrometres: if two particles (40 and 30 micrometres) entered respectively the upper and lower space between the spool and the body, they would amount to 70 micrometres overall, ie. an unacceptable level What is more, pressure affects the filtering quality (high pressure fosters the passage of large particles between sliding parts) and metal or elastic seals are subjected to abrasion and corrosion. Although rod wipers prevent the inclusion of particles from the external environment, some tiny particles still enter causing the degradation of rod wipers. What follows are few general examples of the critical tolerance of some oil hydraulic components. See ee RU ee od a area 4rea rer : Per ey (Compensated) gear pumps eee hy eer Aner : ed ecuoair cs Sanu aui id Cea cee scr Peed Psst A Ved Riis ee Rene ror ee ng eS POs one REAL TACO AcFLUID CONTAMINATION 441 Critical tolerances and filtration degree of components can be calculated only approximately: the same component can have different critical tolerances according to its manufacturing quality. In other words, decontamination is strictly related to the characteristics of the device. The use of filters depends on the quality of the component and decontamination as recommended by manufacturers is affected by the product quality. On average, pumps require a 10-25 micron filters, whereas valves need 20-25 micron filters, except proportional valves that demand 10 micron filters; servo-valves require a filters with meshes equalling about 6 micron. Typical failures There are three kinds of failures causes by contaminated fluids: Y Irreparable failure (called catastrophic failure): particles that enter the gap between mobile parts compromise their functioning (piston failure, blocked slider, poppet/seat damage). v Transitory failure: some particles enter components undermining their operation temporarily; during the opposite movement, the pressurised fluid cleans the seats dragging the contaminants (particles create a clearance between the spool and the seat, blocks the complete shifting of the spool, etc.). It is difficult to identify the main cause of this kind of failure since it causes the abnormal operation of the whole system. Y Progressive deterioration: it is due to not only the natural deterioration of components, but also to the continuous micro-erosion (the high-speed pressurised fluid throws particles against the walls) and abrasion produced by particles that cause more and more damage over time. A poor control of filters leads to irreparable failure. Erosion can be considered less catastrophic then abrasion if it is kept under control. As a matter of fact, an excellent filtration of the particles having a larger size than the minimum clearance of devices do not lead to an increase in contaminants; the inevitable tiny particles found in the fluid cause a relatively negligible erosion that can be considered as natural degradation. Instead, designers and maintenance workers must take abrasion seriously into account. The damage caused by particles carried by the fluid can be irrelevant or substantial according to their size. Particles cause the erosion of servo-valves and bearings. Contaminants that are larger than sliding clearance are blocked upstream: this can lead to a restriction of the inlet hole with an ensuing flow reduction; however, this occurs rarely if filters work properly. The main threat is posed by those particles having a size close to the critical tolerance: two slightly smaller particles can easily merge while two slightly larger particles can be pushed into the pressurised fluid; in both cases abrasion causes many problems as well as the development of new contaminants. (Figure 13.2)442 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Every device deteriorates if contaminants in the fluid undermine its surfaces. The most delicate part of vane pumps is the gap between the mobile vane and the stator. By abrading the stator and smoothing the tip of the vane, contaminants seriously compromise the sealing between the suction and delivery chambers (Figure 13.3). An appropriate filtration also avoids damage to the less exposed parts of the vane and the rotor. Abrasion 2 between two sliding surfaces Figure 13.2 Abrasion in a vane pump vane-stator ———_—_____— critical areas vane-rotor seat — Figure 13.3 Effects of contaminants on directional spool valves —~ abrasion f= ¢ i= i erosion Figure 13.4FLUID CONTAMINATION 443 In directional valves contaminants cause abrasion on the surfaces of the spool and obviously of the body; high-speed particles pushed by the fluid damage the surfaces and smooth the angles of active parts of the spool and the holes of the valve body. (Figure 13.4) Effects of contaminants in poppet valves Transitory failure Progressive degradation Figure 13.5 Particles can enter the gap between the seat and the spool of any directional valve or control valve, thus entailing leakages; in many cases, particles are pushed back during the reverse movement but the damaged surfaces undergo deformation over time, undermining their performances (Figure 13.5). ANALYTICAL METHODOLOGIES The choice of the filtration system for a certain circuit is strictly related to the analysis of the circulating fluid. Analysis methods used to identify the contamination degree are established by some standards and they are fundamentally based on the calculation of the number of contaminating particles found in a specific amount of fluid. According to the method chosen, this implies taking samples of the liquid in one or more specific areas of the circuit. The sample is then examined in a laboratory. The scrupulosity and the repetitiveness of the analysis is strictly related to some factors inherent to the systems, like it complexity, its technological quality, its operating time, its pressures and flow rates, its working temperatures and the environmental conditions. International fluid analysis standards Over the last 30 years the analytical complexity and different methods chosen have led to the creation of a set of standards that set the appropriate system to identify the444 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS fluid contamination degree. Some of them are now outdated because they would lead to unreliable systems; consequently, these outdated standards are thus replaced by other standards bases on modern methodologies. ISO standards about hydraulic fluid contamination are part of other general or specific standards such as those establishing testing powders features or components testing in fluid power. The following list provides a good documentation that can be considered as the main point of reference. e ISO 3938 Hydraulic Fluid Power — Contamination Analysis - Method for reporting analysis data e ISO 4021 Hydraulic Fluid Power — Particles contamination analysis — Extraction of fluid samples from lines of an operating system ¢ ISO 4406 Hydraulic Fluid Power — Fluids — Solid contaminant code ¢ ISO 4407 Hydraulic fluid power — Fluids — Determination of solid particle contamination — Counting method using a microscope under transmitted ¢ ISO 12103/1 Road vehicles — Test dust for filter evaluation — Part 1: Arizona test dust. e ISO 11218 Aerospace — Cleanliness Classification for Hydraulic Fluids. e ISO 11171 Hydraulic Fluid Power — Calibration of automatic particle counters for liquids. e ISO/TR 16386 Impact of changes in ISO fluid power particle counting- contamination control and filter test standards ¢ NAS (National Aircraft Standard) 1638 Cleanliness Requirements of Parts Used in Hydraulic Systems. e SAE AS 4059 Aerospace Fluid Power — Cleanliness Classification for Hydraulic Fluids. © SAE ARP 598 — Aerospace Microscopic Sizing and Counting of Particulate Contamination for Fluid Power Systems. e« NIST (National Institute of Standards and Technology) — Standard Reference Material 2806 — Medium Test Dust (MTD) in Hydraulic Fluid (1997). Beside these, there are other standards on filters features and their working life, which are covered in the next paragraph. Testing powders Comparisons among contaminating and non-contaminating fluids, the calibration of tools for contaminant measurement, the definition of filters performances and tests must be carried out with a specific testing powder containing a specific amount of particles having a specific size.FLUID CONTAMINATION 445 Testing powders under ISO 12103 ISO standard Type General information ISO 12103- Al ISO UFT (ultrafine test dust) PTI) 0-10 mm test dust ISO 12103 — A2 ISO FTD (fine test dust) PTI fine test dust SAE fine test dust ISO 12103 — A3 ISO MTD (medium test dust) PTI 5-80 mm test dust SAE 5-80 mm test dust ISO 12103 — A4 ISO CTD (coarse test dust) PTI coarse test dust SAE coarse test dust “ PTI (Powder Technology Inc.) stands for the company that produces the powder. The first testing powder is from Arizona (USA) and it is made of ground silica granules ranging from 0 to 100 um. It was marketed in the 1960s and it is known as ACFTD (Air Cleaner Fine Dust Trust). ACFTD was the standard for components trials and calibrations for 20 years under ISO 4402, 9632, 4572. As in the early 1990s the US company which had the patent stopped producing it, the SAE and the ISO started procedures for a substitute product. The resulting ISO 12103 led to the standardization of a product divided into four different powders (see the table above). __ Comparison between ISO MTD and ACFTD 1000004 ISO MTD 10000 1000 Ss Number of particles per microgram i 8 Ss y 8 y 4 5 Particle size (micron) Figure 13.6446 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Powders normally used in Fluid Power are the ISO MTD (A3) and the ISO FTD (A2). The difference, albeit limited, between the new powders and ACTED forced the ISO to update ISO 4402 procedure, which was thus replaced with the ISO 11171; ISO/TR 16386 explores the consequences of these changes. ISO 4402 established the definition of particles according to their maximum chord (that is the circumference of its longest projection). Nowadays all the particles whose surface is equivalent to their bidimensional projection are considered as irregular particles by counting devices; consequently, tools do not consider their chord but their diameter. Compared to the previous one, this system shows a discrepancy: | um of ACFTD under ISO 4402 corresponds to 4.2 um of MTD under ISO 11171. Therefore, the new definition in micrometres is followed by the letter ‘c’ in brackets, for example 6 m(c) and 14 um(c). Contamination level codification ISO 4406, which was issued in 1987 and modified several times until 1999, sets the procedure for hydraulic fluids contamination level codification. Particle counting enables to determine the exact quantity of contaminants per millilitre of fluid. Since the quantity is usually very high and their minimum deviation is irrelevant, a single numerical code refers to a number of particles having similar size ranging from a minimum to a maximum level (example: Code [SO 21 = from 10000 to 20000 particles contained in | millilitre of the fluid). Given the importance of particle size, the final codification includes 3 codes (there were 2 codes instead before). The first numerical code refers to the number of particles per millilitre of fluid that are larger than 4 um(c). The second numerical code stands for the number of particles larger than 6 um. The third numerical code considers the number of particles larger than 14 um, For instance, 21/17/13 identifies a contamination of: ¥ From 10000 to 20000 particles larger than 4 um(c) ¥ From 640 to 1300 particles larger than 6 um(c) ¥ From 40 to 80 particles larger than 14 um(c) The following chart shows numerical codes in respect to the amount of contaminants.FLUID CONTAMINATION 447 Particles per millilitre of fluid ISO code NAS 1636 is often used as an alternative to ISO 4406. NAS 1636 was created for the aerospace industry but now it is used in oil hydraulics as well. NAS standards identify a series of classes from 00 to 12 that indicate the maximum particle quantity per 100 millilitres calculated on a differential base, in a certain size range. The following chart shows data referring to NAS 1638, but this was replaced by the 4059 standard in order to conform with ISO 11171.448 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS NAS 1638 — maximum levels of contamination — Sample of 100 ml Size Classes ololi]2][3]4]ls]el7]e]°]o[ufe 5-15um__| 125 | 250 | $00 | 1000 | 2000 | 4000 | 8000| 16K | 32K | 64K | 128K | 256K | 512K | 1.024M 15-25um_ 22 | 44 | 89 | 178 | 356 | 712 | 1425 | 2.85K | 5.7K | 114K | 22.8K | 45.K | 91.2K | 182.4K 25-5oum | 4 | 8 | 16 | 32 | 63 | 126 | 253 | 506 | 1012] 2025 | 4050 | 81K | 162K] 324K 30-100xm_ | 1 | 2] 3 {| 6 | 11 | 22 | 45 [ 90 | 180] 350 | 720 | 144k | 288K] 576K <100um_ | 0 0 1 1 2 4 8 16 64 128 256 512 1024 =10" Particle counting What has been said so far highlights the fact that contaminant definition cannot be the result of empirical methods; it is instead the result of reliable, uniform and accurate techniques. Another important factor is the proportion between the quantity of the fluid and its contaminants: in other words, the result refers to the quantity of contaminants found in a certain volume of liquid. The oldest method is based on the counting of numerical particle by means of an optical microscope. The fluid is taken from the tank or from the port M (M: take-off port, see Chapter 8, Directional Valves) of a valve; it is then filtered through a porous membrane; the examination of this membrane at the microscope and its comparison with the sample membrane determines its contamination class. Particle counting can also be performed through gravimetrical analysis. The sampled fluid flows between two membranes whose weight has been previously defined; after the filtration, the difference between the gross weight and the tare indicates the quantity of particles. This is the simplest method of gravimetrical analysis. Spectrographic analysis consists in a comparison between a sample fluid and a sample taken from the machine: the spectrum of the latter, calculated with an infrared rays device (spectrometer), is compared with the former in order to identify solid and chemical contaminants. Unlike optical microscopes, scanning electron microscopes (SEM) are capable of identifying also chemical contaminants. The ferrography technique is suitable when contaminants have a ferrous origin (they are mainly due to erosion): particles are separated with a magnet, then their size is calculated with a microscope. This method can be used when all components are of steel mix origin only; particles from elastomers, anti-extrusion seals et are not identified. Nowadays, the simplest, quicker and cheapest (except for the initial costs) method is based on optoelectronic sensors, which calculate the number and size of particlesFLUID CONTAMINATION 449 flowing in a testing pipe via some electronic mechanisms. We are now going to analyse the special procedures employed in this important method. Laser diode optical sensors Optoelectronic sensors are used not only in oil hydraulics but also in semiconductor manufacturing, pharmacology and drinking water analysis. These devices (Figure 13.7), also known as automatic particle counters, are made up of two essential parts: Optical sensor — it identifies contaminant particle size and quantity. Counter — the signals identified by the optical sensor are processed and printed or showed on a display. Automatic particle counter Figure 13.7 A bottle sampler can be connected to the counter. Bottle samplers compare the sampled fluid with the ideal contamination-free fluid, thus identifying the class of contamination (Figure 13.8)450 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Bottle sampler-counter combination Figure 13.8 Automatic counters can be used in a laboratory or directly connected to the machine through a small pipe. Results are shown on a display or printed (every model is equipped with a display and a mini-printer). They can respond to the versions established by ISO 4406 or NAS 1638. With specific software they can be transformed into diagrams displayed on a Pc (Figure 13.9). A rapid comparison between particle quantity upstream and downstream of the filter can be performed with a specific optoelectronic device called Twin laser system, Automatic particle counter Display ISO or NAS print AL wom a 1 a 18 Ce 1 Yad 7 ima a 2: si a! PC diagram software al iM Figure 13.9 The device for particle counting consists of an emitter, more precisely a laser optical sensor, and a photodetector that sends signals to the counting unit. The technique for the identification of particles that are larger than a micrometre is based on the principle of light extinction between the emitter and the photodetectorFLUID CONTAMINATION 451 (Figure 13.10); the pipe in which fluid flows is placed between them. A light scattering emitter/photodetector is needed in case of measurements below | micron. Whenever a particle enters the gap between the laser diode and the photodetector, the light extinction produces an electric signal proportional to the particle size in the photodetector. Signals are sent to the counting device and processed according to the calibration previously performed with the sample fluid, whose particle distribution is known. Twin Laser System operating principle ' oe sent to the ‘contaminant testing — counter particles pipe * ve light extinction due to the passage 4 ¥ of particle Sa “we photodetector Figure 13.10 FILTRATION TECHNIQUE Filtration devices too have to meet all the requirements of the following standards: e ISO 2941 Hydraulic fluid power — Filter elements — Verification of collapse/burst resistance e ISO 2942 Hydraulic fluid power — Filter elements — Verification of fabrication integrity and determination of the first bubble point. « ISO 3723 Hydraulic fluid power — Filter elements — Methods for end load test « ISO 3724 Hydraulic fluid power — Filter elements — Verification of flow fatigue characteristics e ISO 3968 Hydraulic fluid power — Filters — Evaluation of differential pressures versus flow characteristics ¢ ISO 16889 Hydraulic fluid power — Filters — Multi-pass method for evaluating filtration performance of a filter element. ¢ ISO 11170 Hydraulic fluid power — Filter elements — Sequence of tests for verifying performance characteristics.452 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Filtration devices consist of the following parts: v Filter — generic filtration component made up of internal, external and auxiliary components and placed on the machine or near it; it is often wrongly called ‘filter element’. v Filter body — it contains all the components (filter element, by-pass valve, magnet) and it is equipped with inlet/outlet ports for its connection to the pipe. v Filter element ~ it is found inside the body and its task it to stop contaminants. Multi-pass test The efficiency of a filtration element is defined by ISO 16889 (that replaces ISO 4572). It is known as ‘multi-pass test’ or “Beta Ratio’. This method identifies the retaining capacity of a filter by calculating the quantity of contaminants upstream and downstream of the testing filter. This test has to be effectuated on an appropriate bench equipped with a motor pump and a testing filter; the motor pump and the filter must be connected in a closed circuit (Figure 13.11). A laser system type automatic particle counting device is arranged upstream and downstream of the filter and they display all the information about the exact size and quantity of particles on the terminal; testing powders with specific size are added to the fluid. Multi - pass test ingress of contaminated fluid into the circuit testing system testing filter Figure 13.11 The resulting Beta Ratio (Bxy) about particles having a specific size (xp) is calculated according to particles quantity before and after the filter Number of particles larger than X micron before the filter Buu = Number of particles larger than X micron after the filterFLUID CONTAMINATION 453 For example, if the multi-pass test of a specific filter identifies the presence of 4000 contaminating units equalling 9.8 um(c) upstream of the filter and 20 elements of the same size after the filter, its retaining capacity of particles of 9.8 micrometres has Bo.s(e) 2 200. The Beta Ratio can be calculated in percentage with the following formula: Buy =! xi Exu= +100 For example, Bo,si) = 200 can be converted into a percentage as follows: 200-1 Eu 5 = 99.5% The following table shows the relations between Beta Ratio and its respective percentages, 1 0% LS 33% Z, 50% 5 80% 10 90% 20 95% 50 98% 5 98.7% 100 99% 200 99.5% 1000 99.9% 5000 99.98% 10000 99.99% Key features of filters Filters of oil hydraulic systems have to meet requirements that are fundamental for the correct operation of the machine. These requirements are: ¥ Quick reduction in fluid initial contamination and the impurities that can be found in the system. ¥ Steady curbing in progressive contamination over a long time according to the system features. vA by-pass valve that operates upon filter clogging is often needed.454 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS 4 Optical or electromechanical indicator in case of clogging (placed on the filter body). Filter elements must sustain nominal pressures, overpressures or mechanical stress; they must also be long-lived and retain the particles blocked. Filter size must be compatible with the circuit maximum flow. Low pressure drop (differential pressure between inlet and outlet) . Uniform filtration despite reasonable temperature/viscosity changes. Compatibility with the fluid. Compact size and limited weight. The design must promote easy maintenance (replacement or cleanup of the filter element). Filtration capacity must be suitable for the circuit components. Low initial and maintenance cost. GRAKAA &, hy hy Filter selection criteria The type of filters and their arrangement in a system entail some reflections related not only to what was stated above but also to the whole functionality, costs, operating and security conditions. Designers must choose inlet filters or outlet/tank filters according to the components, installation/maintenance costs and minimal efficiency. As a matter of fact, filtration devices differ considerably as far as inlet/outlet pressure is concerned. The contamination sensibility of components determines the size of meshes inside filter elements. Technical catalogues usually recommend the ISO codes in terms of the maximum acceptable fluid cleanliness for each component. Clearly, if a single filter decontaminates several devices, the filtration degree must correspond to the features of the most delicate unit. The solidity of the filter body and the filter element depend on the working pressure and the kind of cycle (soft, medium, heavy type); the choice is thus affected by the following pressure range: Environmental conditions are very important in the choice of the filter element since they play an important role in fluid contamination. Protected places such as laboratories are considered as places enjoying good environmental conditions; industrial sites and lifts have fairly good conditions, whereas the maritime and mobile industries experience difficult conditions and foundries are subjected to very bad environmental conditions. Filter quality is strictly related to working hours. Manufacturers divide productions into different groups according to them: up to 1000 working hours, 5000 working hours, 10000 working hours, more than 10000 working hours.FLUID CONTAMINATION 455 “Maximum tolerable contamination of ofl hydraulic components (general data). P max =70 bar P max =130 bar P max = 200 bar Gear pumps 20/18/15 19/17/15 = Vane pump- fixed 20/18/15 19/17/14 18/16/13 displacement | Vane pumps- variable 18/16/14 17/5/13 — displacement Piston pumps- fixed 19/17/15 18/16/14 17/15/13 displacement | Piston pumps- variable 18/16/14 17/15/13 16/14/12 displacement Directional solenoid valves : 20/18/15 19/17/14 Pressure control valves = 19/17/14 19/74 Flow control valves = 19/17/14 19/17/14 Non- return valves 20/18/15 20/18/15 | Proportional directional _- 17/1S/2 15/13/11 | solenoid valves Pressure control proportional 16/14/12 15/13/11 aad valves Servo-valves -—- 16/14/11 15/13/10 Cartridge valves = 18/16/13 17/ASA2 Hydraulic remote control 18/16/13 Se — valves —_ 20/18/15 20/18/15 20/18/15 [Vane motors 20/18/15 19/17/14, 18/16/13 Axial piston motors 19/7/14 18/16/13 1W/AS/A2 [Radial piston motors 20/18/14 19/17/13 18/16/13, Orbital motors 21/19/17 20/18/15 19/17/14 Closed circuit (hydrostatic a IW/S/13 16/14/12 drive’ The scrupulous consideration of these parameters has clearly a major impact also from the economic point of view, especially if the system has many filters. The use of filters whose performances are higher than those actually required is absolutely useless: apart from considerable costs, the initial differential pressures are likely to be higher than expected and they also occupy more space and weigh more. Security is another fundamental aspect: filters plays a key role in every system whose failure can pose a456 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS serious threat (for instance, if the cylinder of the breaking system of a vehicle is clogged and there are no by-pass valves, the vehicles takes more time to break). Filter element Particle retaining can be performed through surface or in-depth filtration. In surface filtration, impurities with a larger size than mashes pile up on the side penetrated by the fluid while in-depth filtration particles are blocked in the filter element (Figure 13.12). Surface filter elements (Figure 13.13) are made up of a rolled metal square mesh ending with two shaped discs. It is possible to perform filtrations up to 25 jim. Piling-up of particles in filter elements multilayer structure Figure 13.12 Metal mesh of a surface filter element Figure 13.13FLUID CONTAMINATION 457 Other surface filter elements consist of a specific triangular or notched thread wound around a riddled cylinder (Figure 13.14). Manufacturers state this technique ensures a minimum filtration of 25 um. The thread can be made of bronze, brass, stainless steel or other rustproof and corrosion-resistant metal materials. It is important to underline that many manufacturers prefer to avoid this in oil hydraulics. Triangular thread for surface filter elements Figure 13.14 Particles are kept in the filter element in in-depth filters, whose blind holes are made of fibrous and porous materials. Only very tiny particles remain in the fluid. Figure 13.15 shows the general operating principle of these components In-depth filters are made of random-oriented fibres. The fluid releases its contaminants while it flows through tangled ways. As felt is now obsolete, it is replaced by paper with cellulose fibres, nylon and other synthetics fibres. The whole downstream face of the elements or both faces are supported by metal grills. In order to exploit the filter surface as much as possible and to guarantee the maximum axial solidity, the paper — or any other fibrous material — is folded and rolled in a cylindrical shape (Figure 13.16). Once the filter is clogged, it must be replaced since its depuration is not possible. In-depth filter element operating principle Figure 13.15458 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Fibrous or surface filter cartridges (Figure 13.17) for inlets or outlets (see later on) are solidly arranged inside the bucket of the filter body. Zoom in on an in-depth filter element made of a fibrous material metal mesh fibrous material wrapping cylinder Figure 13.16 Figure 13.17FLUID CONTAMINATION 459 In filter elements made of sintered metal, which is an agglomerate of bronze microspheres (they can also be made of stainless steel, titanium or nickel), the fluid flowing in the tiny gaps between the microspheres releases its solid impurities. Even though they can sustain very high pressures and temperatures, they are not suitable for systems subjected to considerable vibrations because they are rather rigid. In versions with microspheres reduced to the minimum, solid decontamination up to 2 4m is possible. Sintered elements are rarely used as generic filters; instead, they are widely used as microfilters in order to protect different components (manual pumps, load sensing and proportional valves, compensator, etc.); in these cases, these elements act as a hollow cylinder inside the component. By-pass valve Pressure losses between the inlet and outlet of the filter cause a differential pressure that rises as clogging increases. In order to avoid useless pressure losses, a non-return valve (its poppet faces the inlet port) placed inside the head of the filter is operated when the maximum differential pressure is exceeded (Figure 13.18). Filter with by-pass valve 1, Pressure gauge connection 2. Head 3. By-pass valve 4. Filter element 5. Bucket 6. Outlet eap Figure 13.18460 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Clogging gauge Filters are not always equipped with a by-pass valve; even if there is one, it is difficult to make sure whether it is clogged. The need for filter element replacement — or depuration in some cases - is indicated by a clogging gauge placed on the head of the filter (Figure 13.19). Clogging gauge ‘Clogged filter: element Figure 13.19 Optical and electric clogging gauges optoelectric electric optical Figure 13.20FLUID CONTAMINATION 461 The clogging gauge, often called service indicator or efficiency indicator, displays the accumulation level. It has two indicators of different colours (usually red and green): the predominance of the red one means that the maximum differential pressure has been exceeded while green predominance indicates the accumulation level The electrical version allows the remote signalling of clogging; the opposing spring of the optical indicator or simply the pressure switch closes a contact connected to a light indicator, a siren or any other signalling device and connects the contact to a solenoid valve with shut-off function: the whole system thus is isolated or supply is blocked in series with the solenoid starter of the prime mover. Figure 13.20 shows an electric connector with an optical gauge. Magnetic separation In order to avoid an early filter clogging it is possible to place a magnetic column that attracts and keeps ferromagnetic particles and reduces the filter cartridge clogging (Figure 13.21). This device is useless with high-speed flows and very tiny particles; furthermore, it is necessary to make sure that even slow flows are not subjected to abrupt speed surges in order to avoid that particles enters the fluid again. Magnetic bars, columns or parallelepipeds can also be permanently installed in the tank. Filter provided with magnetic column Figure 13.21462 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Duplex Duplex filters connected to the tank delivery Figure 13.22 More Duplex filters Figure 13.23 The inclusion of a second parallel filter with the same features as the first filter allows the replacement of the clogged filter without stopping the machine. The two filters have to be introduced alternatively through a ball hand switch 3/2 (Figures 13.22 and 13.23). Spin-on Spin-on have the same structure as the diesel motor filters used in civil and industrial vehicles. They are widely used in mobile applications and sometimes also in stationary applications.FLUID CONTAMINATION 463 Spin-on have the same features as other oil hydraulic filters but they sustain maximum flows of 350 I/min and maximum pressures of 12 bar. The head is assembled ‘in line’ (the hydraulic connection to the pipes affects also the assembly of the element), it can have a by-pass valve and optoelectric indicators. The filter element (surface or fibrous in- depth type) cannot be cleaned since it cannot be separated from the bucket (Figure 13.24). Spin-on Figure 13.24 As they can be replaced easily, their costs are cut and their maintenance is easy, especially in mobile machine, because the bucket and the filter are only spinned on the head (hence, the word ‘spin-on’); an elastomer placed on the flat part of the mobile unit ensures sealing. Self-cleaning filters These filters, provided with surface filter element and body, are equipped with a manual or automatic cleaning device. This device consists of a wiping mechanism that can be operated from the outside without stopping the machine (Figure13.25).464 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS The substances wiped settle to the bottom of the bucket and are periodically removed by workers. Figure 13.25 Water removal No doubt water can damage components seriously and cause the chemical degradation of hydraulic oil. Filters for water cannot be added in most systems because they entail pressure drops reducing the actual power, even though their decontaminating action is clearly crucial. However, water is a serious source of contamination. Water removal methods depend on the willingness to spend money, the kind of system and the quantity of water; the latter is influenced by the environmental conditions of the system. Unless the system experiences technical accidents in which water ingress is temporary but devastating (pipe bursts or poor sealing in oil-water heat exchangers, open tank filling port, hydro-pressure cleaning of the machine), water steadily enters the system in the form of humidity. Air humidity enters the tank through its air bleeds, which stop solid particles but cannot block the micro-drops in the air. Because of environmental or system temperature changes, humidity condensates and mixes with the fluid. Furthermore, humidity that settles on the cylinder rod during extraction can penetrate through worn seals. The most common water removal methods are based on gravity or centrifugal separation, absorption (particles are trapped in the interstices), adsorption (some materials, such as silica, accumulate water on their surface), or coalescence (micro- drops are gathered together by the filter element and thus fall to the bottom of the bucket).FLUID CONTAMINATION 465 The method based on cooling devices is very efficient. Their coil contains a cooling fluid at a temperature of about 0 °C; cooling devices promote the achievement of the dew point of the vapour contained in the air and the resulting drops fall to the bottom of the box so that the condensation separator in series to it removes them. Apart from absorption (coalescence filters are instead used in pneumatic transmissions as they guarantee brilliant results), the other methods require additional components, which add to the high costs of a per se complicated system, Consequently, this problem cannot be underestimated; most stationary applications (at least those placed indoor and not subjected to the direct action of water) have a low- risk factor but it is a major problem for self-propelled or naval machines. FILTER PLACEMENT Filter placement depends on the component features. We have already discussed the possibility of introducing an inlet, outlet or tank filter; the circuit can have just one filter, for example a suction filter, or many filters. Filter arrangement affects pressure drops, as shown in the following table. The following conditions usually affect their arrangement on machines: Y In order to protect a specific component, the filter must be placed directly upstream of it (delivery); under these conditions, the system is equipped with one or more additional filters. Y Contamination control requires two filters in medium/simple applications: a suction filter connected to the pump inlet port and a return filter connected to the tank directly or indirectly. Simple systems are ofien equipped with only one suction or return filter for economic reasons, but this technique is not recommended more often than not. ¥ Contamination control can also be performed with an external recycling system with an auxiliary pump (off- line filtration); it is advisable to equip the main pump with a suction filter. Y Contamination control requires also filter ports placed in the tank for fluid replenishment or filling. The ports for air bleed must be protected by filters that prevent the ingress of the contaminants found in the air. We are now going to describe the three positions in which filters can be mounted. It is important to underline that most systems require many filters that have to be placed according to specific needs.466 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Suction filters In oil hydraulic systems, the suction filter plays a vital role even if it has large meshes because it prevents the ingress of large particles from the tank into the circuit. OKO) Figure 13.26 Figure 13.27 Generic scheme of a suction filter control elements, trol and actuators Body and cut-away view of a suction filterFLUID CONTAMINATION 467 Examples of a suction filters Figure 13.28 Suction filters (Figure 13.27) are equipped with elements having a low degree of filtration that ranges from 60 to 250 um (remember that it reaches 10 um in the suction process in hydrostatic transmissions). As a matter of fact, a large mesh is needed so as to avoid cavitation problems in the pump: the maximum acceptable pressure drops must not produce a differential pressure that is higher than 0.1 bar. For this reason, in machines subjected to low temperature starts, the high viscosity of the fluid must not cause further pressure drops. Otherwise, the filter cartridge must be replaced with another cartridge with lower decontaminant power. This operation has to be carried out after checking the pump and filter installation features in their catalogues. A slight change in suction pressure undermines the functioning of some pumps. Under these circumstances, it is advisable to avoid this kind of filtration. It was common practice in the past to connect the filter to the inlet tube end at the bottom of the tank. As EN 982 has banned it, the filter is now placed between the pump and the inlet tube with flanges. It is advisable to mount the filter so that it can be replaced without emptying the tank: however, if this is the case, some of the filter impurities are likely to fall to the bottom of the tank during this operation. If it is supported on a wall flange, the filter can be bulky but the easy extraction of the cartridge reduces maintenance operations considerably.468 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Low — Medium - High pressure filters A pressure filter can be placed in order to protect the whole system, a part of the system or just a component that needs a high level of decontamination (Figure 13.29). Generic diagrams for low-medium-high pressure filters other valves and actuators with’ Co enonane)} Figure 13.29 In pressure filters, filter elements have small mashes since higher pressure drops over the filter are tolerated (see previous table); their body must sustain high nominal pressures and this leads to an increase in costs. Components for low-medium-high pressures are available on the market and they are standardized as follows: p max 15, 35, 60, 110, 250, 320, more than 400 bar, maximum flows over 1000 I/min and maximum filtration degree equal to 3 micron Pressure filters are placed immediately downstream of the pump in some systems in order to protect components from damage caused by the pump itself; in any case, the pump is the main element responsible for contaminating particle production. Cut-away view and body of a low-medium-high pressure filter 0, o : : fe Ougy Ong Figure 13.30FLUID CONTAMINATION 469 Since filters cannot be arranged in the suction position because of the suction features of many pumps, another use of pressure filters consists in placing them before the element that generates the hydraulic power. It is advisable to use suction filters with large meshes plus another filter for the removal of the particles produced by the actuator or by control components. In machines equipped with electroproportional systems, servo-valves, Load sensing or control lines, the filter is generally placed downstream of the control component that needs protection. Under these circumstances, it is clearly advisable to choose an element whose filtration degree equals the filtration degree of the component that needs protection, and whose maximum flow is equivalent to the maximum flows found upstream of the component. Examples of a low-medium-high pressure filters ee! Figure 13.31 Return filters The filtration of the return line is the most common technique in small/medium-sized oil hydraulic systems without high-level controls. However, the return filter is related to the need for a single return pipe connected to the tank and a suction filter (it is even possible to equip each pipe with its own filter if there are many return lines) (Figure 13.32).470 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Generic diagram of a return filter control elements, control and actuators return suction Figure 13.32 Body and cut-away view of a return filter 6 handle for filter removal assembly on the tank by-pass valve O-ring O-ring ¥ Figure 13.33 The filtration degree usually ranges between 25 and 125 um, although return elements ranging from 3 to 250 micron with flows ranging from 10 to 1500 I/min are available as. well. The maximum tolerable pressure of the component must be in line with the maximum tolerable pressure of the system; return filters that can sustain pressures ranging from 3 to 25 bar are available on the market (Figure 13.33). These filters are not suitable for the closed circuits of oil hydraulic motors (hydrostatic transmission, hoists) since the return branch turns into a pressure branch in the reverse direction; the auxiliary pump of such systems can be protected through a return filter instead.FLUID CONTAMINATION, 471 In order to define the size of the filter that has to be placed on the return line, it is important to consider that the actual return flow is often much higher than the flow delivered by the pump because of the presence of accumulators, fast discharge valves and many differential cylinders in the circuit. Cut-away views and bodies of return filters ee assembly a on the tank’ a in line assembly je or 3 assembly on the tank Figure 13.34 Most return filters are assembled with the body placed on the external side and the bucket fastened on the internal side of the tank cover with a pipe that ends under the level of the fluid (Figure 13.34). Some slip-in types are provided with an additional plug for the fluid replenishment or filling. Filter plugs Apart from preventing the accidental ingress of contaminants, filter plugs avoid the initial contamination (see first paragraph) caused by solid particles. The fastening plug (Figure 13.35) of the port is equipped with a large mesh basket grill that block contaminant ingress.472 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Filling fitter plug Figure 13.35 Breathers When the machine is operating, the space over the fluid level is subjected to volume changes caused by the expulsion of fluid by the accumulators or movements of differential cylinders. The holes of air compensation, which are indispensable in order to avoid vacuums or higher pressures than atmospheric pressure, are on the upper wall of the tank and must be protected by filters capable to block all the impurities found in the air. Filter elements consist of simple steel wool, other porous materials that can be held in a specific body or directly included in the plug or bended paper that has to be replaced upon clogging, like air filters for compressors or combustion engines, which are available in spin-on or cartridge versions (Figure 13.36). The choice of filter elements depends on the decontamination degree of the system. A system requiring a scrupulous depuration needs high-quality air filtration too. Filter plugs and breathers ofs Figure 13.36FLUID CONTAMINATION 473 Off-line filtration Off-line filtration or recycling filtration consists in the use of one or more separated filters that are completely independent from the operating system; the fluid is conveyed to the filter through a direct connection to the main pump or, in most systems, through an independent motor pump (Figure 13.37). Generic diagrams of off-line filters control elements, control and actuators control elements, [ control and actuators a o l Figure 13.37 Flow accounts for 10-20% of the overall volume of the tank in recycling filtration and it can be divided into the following groups: 1) Additional filtration in the system already equipped with filters: the system itself cannot ensure the protection of the elements, which must not be subjected to pressure filters and return filters. Off-line filtration guarantees constant cleaning since it works even when the system is off (if equipped with an independent motor pump). Filter elements can be replaced even when the machine is working; since the machine is independent from the circuit, it is not affected by fluid hammers, stress and pressure drops that occur while the machine is working.474 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS 2) Fluid replenishment: this is the most efficient method to prevent initial contamination. 3) Cyclic or occasional decontamination of the fluid: the fluid is entirely decontaminated, if possible when the machine is not working. Special units deliver good results in terms of elimination of water and dissolved gases (Figure 13.39), Off-line filtration small mobile unit Figure 13.38FLUID CONTAMINATION 475 Large off-line mobile unit for solid, liquid and gaseous decontamination Figure 13.39ACCUMULATORS 477 Chapter 14 ACCUMULATORS Accumulators are an important element of a system in most obsolete and modern technologies from the energy point of view. As a matter of fact, by ‘accumulator’ we mean a device that absorbs energy from a specific source and releases it when it is needed. While the philosophic debate on whether the Voltaic battery is an accumulator or not is still ongoing (electric energy results from a chemical reaction but it is released right away), no doubt the battery of a vehicle, a mobile phone, an emergency light, a laptop and other devices is an accumulator that transforms the electric energy they receive from other sources into chemical potential, which is turned back into electricity when needed. Many other technologies are based on this same principle, like the tank of a pneumatic compressor, steam boilers and springs (they release their mechanical energy immediately or progressively, as shown in many oil hydraulic applications and in old clocks, whose gears were set into motion by a manually-loaded spring). Examples of oil hydraulic accumulators Figure 14.1478 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS As far as oil hydraulic is concerned, the definition of an accumulator above needs broadening: the general task of an oil hydraulic accumulator is to store a certain amount of energy, that is a certain volume of fluid according to the container capacity at a specific pressure, so as to release it during a specific phase of the operating cycle. In order to highlight the role and the importance of accumulators better, it is worth considering the origins of the hydraulic accumulation process, which is still widely applied, albeit with some technological changes, in applications concerning industrial and drinkable water distribution. Pumps, above all piston versions, are subjected to pulsating flow (see Chapter 4) depending on the number of pistons: phases of positive flows (delivery) alternate with 0-flow phases (suction) if there is only one piston. In the 19" century, the water from wells already equipped with single-acting piston pumps gushed on alternately (the same phenomenon occurs in present hydraulic manual pumps, like screw jacks). In order to solve this problem, ‘wind’ pumps first appeared (as shown in Western films) and motor pumps later on (old motor pumps are displayed in any wine museum or among old fire-fighting devices) were equipped with an expansion box, the progenitor of the accumulator. As the ‘suction-discharge pump’ (this is how it was called) is operated, during the delivery phase the fluid partially occupies chamber P and compresses the air held inside. At the dead point of the piston, i.e. throughout the suction process, the air in chamber P can expand back, ensuring water thrust in the delivery pipe (Figure 14.2) Pump with expansion box ‘ (” \air compression _and decompression Suction phase Delivery phase Figure 14.2 All modern oil hydraulic accumulators are based on this operating principle, even if they are more complex and equipped with additional devices. The oil hydraulic fluid that needs releasing at some specific point of the process is conveyed through a pipe from the delivery line into metal containers designed so as to sustain the nominal and peak pressures of the system.ACCUMULATORS 479 Accumulators differ in fluid release. First of all, it is important to make a distinction between constant pressure accumulators (the fluid flows out of the accumulator at a uniform pressure throughout the phase) and variable pressure accumulators (pressure decreases as the fluid flows out). Accumulators differ also in their external source, which can be a spring, a weight or a compressed gas. Compressed gas accumulators can be further divided into two groups: accumulators with and without a separator between the hydraulic fluid and the gas. What follows is a list of the ISO standards about accumulators: © ISO 5596 Hydraulic Fluid Power — Gas-loaded accumulators with separator — Ranges of pressures and volumes and characteristic quantities. e ISO 10945 Hydraulic Fluid Power ~ Gas-loaded accumulators — Dimensions of gas ports. * ISO 10946 Hydraulic Fluid Power ~ Gas-loaded accumulators with separator — Selection of preferred hydraulic ports. Like all pressurised containers, accumulators that exceed a specific nominal volume must have a test certificate in accordance with the standards of the country where they are installed. Furthermore, they must be checked periodically. The nominal volume, the maximum pressure and the pre-load pressure must be stated in a plate on the accumulator. Accumulators must comply with the Pressure Equipment Directive (Chapter 17). ACCUMULATORS FOR CASUAL USE Besides gas loaded accumulator with separator (see later on), different types of constant pressure and variable pressure accumulators are used in mobile and stationary hydraulic systems. Although they are rather unpopular (unlike the versions provided with separator), they are employed in long-life systems that are constantly Operating, they are essential in some modern systems, like those demanding a constant pressure. Weight loaded accumulators Weight loaded accumulators are the only accumulators that are loaded and unloaded at a constant pressure (Figure 14.3). The piston equipped with seals that slide within the piston simply stores the fluid while the unloading thrust results from the mass of weights plus the piston, minus the friction due to seals. Like in any cylinder, the outlet pressure depends on the ratio of force to the surface F/S and it is affected by seal resistance. The loading force must be at least equal to the unloading force because if the nominal pressure of the circuit (relief valve pressure setting) is less than the pressure needed to lift the weights, the piston of the accumulator rests on the inlet port of the fluid.480 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS The loading time determines the volume accumulated. For example, assuming a pump delivers 30 I/min and an accumulator has an effective volume of 15 |, it takes 30 seconds to fill it completely (friction is not taken into account); if the accumulator shut-off valve is open for 15 seconds only, 7.5 | of fluid are stored at the nominal pressure. Weight loaded accumulators are used in oil hydraulics only if unloading demands a constant pressure. Otherwise their use is not recommended because of their large size, heavy weight, slow responses of the weight (this causes abrupt fluid hammers during loading), the need to arrange them in a vertical position and to prevent recoils. Types of accumulators weight loaded spring loaded nitrogen-fluid accumulator accumulator accumulator Figure 14.3 Spring loaded accumulators Spring loaded accumulators are similar to weight loaded versions, but the weight is replaced by a spiral spring (Figure 14.3). Contrary to what is generally believed, they are variable pressure accumulators since the spring cannot deliver a constant energy as its stroke is subjected to elastic rules. Spring loaded accumulators are used toACCUMULATORS 481 compensate for volume changes with an almost constant pressure (that is the reason why people consider them constant pressure accumulators) and they are small-sized because high pressures and flow rates would demand that the spring be held in expensive and bulky containers. Nitrogen — fluid accumulators Their operating principle is the same as the expansion box principle described at the beginning of this chapter: the fluid pushed inside the tank by the pump compresses the gas, but in this case it is already preset at a precise pressure (Figure 14.3), There are versions with one unit or more banks made up of an accumulation element that already holds some fluid and that is connected to other cylinders storing the pressurised inert gas (generally nitrogen). Banks allow the storage of large volumes, up to 4000 litres, but the lack of the separating diaphragm increases the risk of fluid and inert gas mixing. These accumulators are not much used in oil hydraulics although they ensure constant pressure unloading. They are used in some large oil hydraulic applications when the transmission fluid is water. GAS-LOADED ACCUMULATORS WITH SEPARATOR Gas loaded accumulators with separator are certainly less bulky and lighter than the previous ones. They are also more efficient and they avoid the risk of fluid and inert gas mixing. Furthermore, they sustain vibrations and can be arranged in any position. There are three types of such accumulators (piston accumulators, bladder accumulators and diaphragm accumulators), which differ in the component that separates the oil hydraulic fluid and the gas. The rest of this chapter focuses only on these types of accumulators. Why nitrogen? The gas used in gas loaded accumulators is generally nitrogen (N2). Actually, the compression of the atmospheric air would avoid the rental of a cylinder and ease the task of maintenance men and installers, who could easily load the accumulator with a compressor delivering high pressures, replenish the gas leaked over time and set new parameters. Nevertheless, nitrogen is employed for its inert properties: as a matter of fact, it is a non-flammable gas that does not cause corrosion; in addition, it is not expensive and it is available in super-pressurised cylinders provided by competent companies that must comply with high security standards. The high-pressure and high-temperature air-oil combination can trigger the spontaneous combustion that is the typical principle applied to diesel engines; under these circumstances, the explosion, which would occur close to the gas precharge valve (this is the most delicate area of the cylinder) would throw the valve itself and other fragments into the surrounding environment. Furthermore nitrogen reduces the ageing of elastic elements (seals and bladders). Compressed air can be used instead of nitrogen in water systems or at a pressure482 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS below 15 bar. It is important to underline that the use of oxygen or other non-inert gases is absolutely forbidden, even at low pressures or in emergency situations. Piston accumulators The structure of piston accumulators is similar to the structure of an actuator cylinder: they have a body, a piston, end caps, static and dynamic seals. However, they are not provided with rods and the gas side of the piston is hollow in order to store a large quantity of nitrogen (Figure 14.4). Piston accumulator 1. Gas valve 2. Static seal 5. Dynamic seals 6. Hollow piston on gas side 7. Fluid inlet/outlet fluid storage fluid release Figure 14.4ACCUMULATORS 483 Piston | Working volume) A B Oil-gas @mm | pressure (bar) | inlitres | mm | mm |connection) kg Piston 100 250 1 365] 120] G1" 16 100 250 2 | 493/ 120] Gi- 19 accumulator 100 250 3 | 620| 120) G1" 22 size 100 250 4 | 747| 120| G17 26 100 250 5s | 87a] 120] G17 29 100 250 6 | 1000] 120] G17 33 100 250 to | 1511] 120] Gi" 47 100 375 1 | g97{ 1390] Gi" 23 100 375 2 | 525} 130| Git 29 100 375 3 | 652] 130] G1" 34 400 375 4 | 7a0| 130) Gi" 40 100 375 5 | 906] 130] Gi" 45 400 375 6 | 1032] 130} Gi- 50 100 375 10 | 1543) 130| Gir | 72 180 250 10 | 705| 216| Gi1% 90 180 250 15 | 900] 216| Gi¥% | 109 8" UNF 180 250 20 | 1100] 216] Giv | 126 180 250 25 | 1275] 216| Give | 142 - + 180 250 30 | 1490] 216| Giz | 160 Zot 180 250 40 | 1885] 216 | Gi" 195 5 WI A 180 250 50 | 2277} 216] Gi¥% | 230 ad 180 250 60 | 2670/ 216) Gi% | 264 180 250 80 | 3455] 216| Give | 333 180 375 10 | 753| 216 Gi% | 100 180 375 15 | 950] 216| Give | 118 180 375 20 | 1146] 216] Giv | 135 Fj 180 375 25 | 1323) 216] Giv | 151 180 375 30 | 1540) 216} Gi% | 170 * 180 375 40 | 1932] 216| Gi% | 204 180 375 50 | 2325| 216] G1¥% | 239 180 375 60 | 2718) 216) Giv | 273 180 375 80 | 3500] 216| Give | 342 N 250 250 30 | 1042| 204|/ Gi% | 230 250 250 40 | 1245| 294| Giv. | 260 250 250 50 | 1450/ 294/ G1v/- | 290 250 250 60 | 1653} 294) Giv. | 320 N- 250 250 80 | 2060| 294| Gv | 380 WZ a 250 250 100 | 2468] 294) Gi, | 440 es 250 250 120 | 2875] 294| G1v/- | 500 \, a 250 250 150 | 3485| 294| Gi¥- | 590 250 350 30 | 1092] 294) Give | 247 a ae 250 350 40 | 1295] 294/ Give | 277 250 350 50 | 1500] 294| Give | 307 250 350 60 | 1700] 294| Giv. | 337 250 350 g0 | 2110] 204] Gi | 397 250 350 100 | 2518] 294| Gi | 457 250 350 120 | 2925] 204] Give | 517 250 350 150_| 3535] 294| Gi% | 607 350 250 100 | 1660] 400 605 350 250 150 | 2180] 400 725 350 250 200 | 2700] 400} on B45 350 250 250 | 3220) 400 | demand | _965 350 250 300 | 3740) 400 1085 350 250 400 | 4780) 400 1325 Soe eee = 350 350 100 | 1750] 413 785 350 350 150 | 2270) 413 940 350 350 200 | 2790| 413, om _ | 1095 350 350 250 | 3310] 413| demand | 1250 350 350 300 | 3830] 413 1405 350 350 400 | 4870] 413 [1710 Figure 14.5484 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Compared to bladder accumulators and diaphragm accumulators, piston accumulators offer some advantages: the piston allows the exploitation of the whole inner volume; in the other kinds of accumulators, the bladder of the diaphragm can be damaged and the hydraulic fluid can easily mix with nitrogen; this risk is very limited in piston accumulators (the piston usually has three dynamic seals in order to ensure good sealing). Furthermore, piston accumulators can be used with any hydraulic fluid (compatibility involves seals only) and their maintenance is simple. Nonetheless, piston accumulators have many drawbacks as well: their response time is limited by seal friction and piston mass inertia, like in weight loaded accumulators. The gas precharge valve and the fluid inlet/outlet ports are respectively on the front and rear end caps. The introduction of nitrogen through the precharge valve pressurises the upper chamber at a specific pressure (see the following paragraph) and pushes the piston against the end cap of the port opposite to the precharge valve; when the hydraulic circuit is activated (the pressure must exceed the nitrogen pressure), the pressurised fluid pushes the piston again against the precharge end cap, thus compressing the nitrogen. When the nitrogen pressure is equal to the fluid pressure, the piston stops: as the hydraulic pressure decreases, if the pressure in the circuit is less than precharge pressure, the accumulator releases the whole volume of the fluid or a part of it until the pressure of the gas and the pressure of the circuit are perfectly balanced. Piston accumulators with additional nitrogen cylinders accumulators Figure 14.6 In most versions, the end caps and the body are made of carbon steel; the internal part of the body is lapped, while the piston is made of a light alloy. Seals have to be chosenACCUMULATORS 485 according to the fluid (the seals supplied are usually compatible with mineral oil). Piston accumulators are generally used in systems having a pressure of 200-250 bar and can be assembled in every position; their capacities range from 1 to 400 dm’. Figure 14.5 shows different types of piston accumulators (with different pressures and accumulation capacities) available on the market. Systems experiencing considerable flows and little changes between the minimal and maximal cumulative pressure (see following paragraphs) need the connection of the piston accumulator to a set of additional pressurised nitrogen cylinders in order to allow the return of the fluid to the circuit (Figure 14.6). Bladder accumulators Bladder accumulators are the most popular accumulators in oil hydraulics along with diaphragm accumulators. Bladder accumulators are light-weight and small-sized and they have no response inertia. They are fundamentally made up of a body, a bladder for gas-fluid separation, a precharge valve and an anti-extrusion valve (Figure 14.7). Cut-away view of a bladder accumulator Figure 14.7 ‘The standard size of bladder accumulators depends on the maximum quantity of nitrogen they can store, which ranges between 0.2 and 50 dm’. Their cylindrical body is made of carbon steel; it is a single block obtained through hot forging (Figure 14.8) and it can sustain very high pressures without being damaged.486 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS Hot forging of an Its expansions, caused by high pressures accumulator body and abrupt temperature changes. do not undermine its performance. However, this does not apply to some versions designed for low-pressure systems: a cap is soldered to their cylindrical body and sometimes they are lined with nickel, zinc or even totally made of stainless steel. The elastic bladder, which is responsible for pressurised nitrogen storage and fluid- nitrogen separation, is generally made of nitrile rubber, whereas versions made of Figure 14.8 butyl rubber, neoprene rubbers and other materials are available for some special applications. The best structures consist of a single body as it is more robust and prevents leakages between the hydraulic fluid and the gas. Nitrogen is conveyed into the bladder through the precharge gas valve, also known as ‘inflating valve’; this is a free flow non-return valve that transfers the gas from the cylinder to the bladder and vice versa. Gas valves can be vulcanised to the bladder (in case of gas valve anomaly, the bladder too has to be replaced) or simply fixed with a nut; in this case, the valve can be replaced without replacing the bladder. The cap, usually knurled, protects the valve from external contamination. Each ‘transfer’ and ‘fluid separator’ application needs the inclusion of a valve with a special design. Bladder accumulator operating principle [Link] valve [Link] 3, Bladder 4. Anti-extrusion valve 5, Hydraulic fluid connection 6. Nitrogen Figure 14.9ACCUMULATORS 487 Figure 14.9 shows the process of hydraulic fluid storage and release in a bladder accumulator, The device is generally equipped (a) with a bladder pre-charged with nitrogen at a minimum pressure of about 3-10 bar (in order to avoid the presence of air during nitrogen loading). The precharge (b) of nitrogen causes the inevitable expansion of the bladder (Vo), which now rests on the anti-extrusion valve. In this case, the pressure of the gas is indicated with po, and in this phase, it is higher than the pressure of the hydraulic fluid. When the pressure in the plant exceeds the pre-charge pressure po, the fluid overcomes the contrast power of the bladder and by flowing inside the accumulator it compresses the nitrogen with a consequent reduction of the volume in the bladder. The hydraulic pressure that is now equal to the nitrogen pressure is referred to as p; and the volume of the bladder as V;. As hydraulic pressure increases (d), the gas reduces its volume proportionally; the maximum working pressure p> reduces the bladder at the lowest volume V3. Anti-extrusion valve Anti-extrusion valves are employed in accumulators whose pressures are higher than 15 bar. Their particular shape avoids the tearing of the pressurised bladder during hydraulic inactivity periods; the fluid, whose pressure is equivalent to or less than p;, presses on the valve, overcomes its opposing force and flows into the accumulator. Cut-away view of a high-pressure bladder accumutator (up to 300 bar) 1. Body 2. Bladder 3. Gas valve 4. Washer 5, Nut for gas valve fastening 6. Protection cap 7. Inflating valve 8. Plate 9. Banking ring 10. Seal ir bleed serew 15. Seal for the bleed screw 16. Valve body 17. Poppet 18. Spring 19. Braking bush 20. Nut 21. Adaptor seal 22. Adaptor Figure 14.10488 HYDRAULICS IN INDUSTRIAL AND MOBILE APPLICATIONS. Anti-extrusion valve A high pressure pressure Figure 14.11 In low-pressure accumulators, the anti-extrusion valve is replaced by a simple perforated plate (Figures 14.11 and 14.12). Cut-away view of a low-pressure bladder accumulator (70 bar max) 1. Body 2. Bladder 3. Gas valve body 4. Washer 5. Gas valve fastening nut 6, Protection cap 7. Inflating valve 8, Plate 9, Bleed screw 10, Bleed screw seal 11. Anti-extrusion plate with stop ring 12, Adaptor seal 13. Adaptor Figure 14.12 Banks of accumulators ‘As most commercial types do not exceed maximum volumes of 30 litres per accumulator, systems requiring higher volumes can be equipped with a bank ofACCUMULATORS 489 accumulators that bring together different elements; a delivery manifold connects the hydraulic fluid ports and each element has its own independent gas valve. 1. Outlet manifold 2. Delivery manifold 3. Safety block 4. Basin Figure 14.13 Figure 14.14 Bank of bladder accumulators Delivery manifolds are equipped with an outlet port, which is essential when they must be emptied for maintenance or disassembly reasons. A set of accumulators (made up of at least 2 accumulators and up to 12) can be arranged in single or double line according to the number of elements and the space available (Figure 14.13), Like in piston accumulators, if there are considerable flows and minimal differences between p; and Po, a set of additional nitrogen cylinders can be connected to the accumulator.