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The Rasch Model

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0% found this document useful (0 votes)
21 views32 pages

The Rasch Model

Uploaded by

Majid Madhi
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© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

5

The Rasch Model


Introduction ........................................................................................................................................................ 80
How can the information be summarised? ................................................................................... 80
The Rasch Model for dichotomous items ....................................................................................... 81
• Introduction to the Rasch Model ................................................................................................. 81
• Item calibration........................................................................................................................................ 85
• Computation of a student’s score ................................................................................................ 87
• Computation of a student’s score for incomplete designs........................................... 91
• Optimal conditions for linking items ........................................................................................ 92
• Extension of the Rasch Model........................................................................................................ 93
Other item response theory models ................................................................................................... 94
Conclusion .......................................................................................................................................................... 94

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INTRODUCTION
International surveys in education such as PISA are designed to estimate the performance in specific subject
domains of various subgroups of students, at specific ages or grade levels.

For the surveys to be considered valid, many items need to be developed and included in the final tests.
The OECD publications related to the assessment frameworks indicate the breadth and depth of the PISA
domains, showing that many items are needed to assess a domain as broadly defined as, for example,
mathematical literacy.1

At the same time, it is unreasonable and perhaps undesirable to assess each sampled student with the whole
item battery because:
• After extended testing time, students’ results start to be affected by fatigue and this can bias the outcomes
of the surveys.
• School principals would refuse to free their students for the very long testing period that would be
required. This would reduce the school participation rate, which in turn might substantially bias the
outcomes of the results.

To overcome the conflicting demands of limited student-level testing time and broad coverage of the
assessment domain, students are assigned a subset of the item pool. The result of this is that only certain
subsamples of students respond to each item.

If the purpose of the survey is to estimate performance by reporting the percentage of correct answers for
each item, it would not be necessary to report the performance of individual students. However, typically
there is a need to summarise detailed item-level information for communicating the outcomes of the survey
to the research community, to the public and also to policy makers. In addition, educational surveys aim to
explain the difference in results between countries, between schools and between students. For instance, a
researcher might be interested in the difference in performance between males and females.

HOW CAN THE INFORMATION BE SUMMARISED?


At the country level, the most straightforward procedure for summarising the item-level information would
be to compute the average percentage of correct answers. This has been largely used in previous national
and international surveys and is still used in some current international surveys, even when more complex
models are implemented. These surveys may report the overall percentage of correct answers in reading,
in mathematics and in science, as well as by content areas (for example, biology, physics, chemistry, earth
sciences and so on). For instance, in mathematics, the overall percentage of correct answers for one country
might be 54%, and for another, 65%.

The great advantage of this type of reporting is that it can be understood by everyone. Everybody can
imagine a mathematics test and can envision what is represented by 54% and 65% of correct answers.
These two numbers also give a sense of the difference between two countries.

Nevertheless, there are some weaknesses in this approach, because the percentage of correct answers
depends on the difficulty of the test. The actual size of the difference in results between two countries
depends on the difficulty of the test, which may lead to misinterpretation.

International surveys do not aim to just report an overall level of performance. Over the past few decades,
policy makers have also largely been interested in equity indicators. They may also be interested in the amount
of dispersion of results in their country. In some countries the results may be clustered around the mean and in
other countries there may be large numbers of students scoring very high results and very low results.

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It would be impossible to compute dispersion indices with only the difficulty indices, based on percentage
of correct answers of all items. To do so, the information collected through the test need also be summarised
at the student level.

To compare the results of two students assessed by two different tests, the tests must have exactly the same
average difficulty. For PISA, as all items included in the main study are usually field trialled, test developers
have some idea of the item difficulties and can therefore allocate the items to the different tests in such a
way that the items in each test have more or less the same average difficulty. However, the two tests will
never have exactly the same difficulty.

The distribution of the item difficulties will affect the distribution of the students’ performance expressed as
a raw score. For instance, a test with only items of medium difficulty will generate a different student score
distribution than a test that consists of a large range of item difficulties.

This is complicated to a further degree in PISA as it assesses three or even four domains per cycle. This
multiple assessment reduces the number of items available for each domain per test and it is easier to
guarantee the comparability of two tests of 60 items than it is with, for example, 15 items.

If the different tests are randomly assigned to students, then the equality of the subpopulations in terms of
mean score and variance of the student’s performance can be assumed. In other words,
• The mean of the raw score should be identical for the different tests.
• The variance of the student raw scores should be identical for the different tests.

If this is not the case, then it would mean that the different tests do not have exactly the same psychometric
properties. To overcome this problem of comparability of student performance between tests, the student’s
raw scores can be standardised per test. As the equality of the subpopulations can be assumed, differences
in the results are due to differences in the test characteristics. The standardisation would then neutralise the
effect of test differences on student’s performance.

However, usually, only a sample of students from the different subpopulations is tested. As explained in
Chapters 3 and 4, this sampling process generates an uncertainty around any population estimates. Therefore,
even if different tests present exactly the same psychometric properties and are randomly assigned, the
mean and standard deviation of the students’ performance between the different tests can differ slightly.
As the effect of the test characteristics and the sampling variability cannot be disentangled, the assumption
cannot be made that the student raw scores obtained with different tests are fully comparable.

Other psychometric arguments can also be invoked against the use of raw scores based on the percentage of
correct answers to assess student performance. Raw scores are on a ratio scale insofar as the interpretation
of the results is limited to the number of correct answers. A student who gets a 0 on this scale did not
provide any correct answers, but could not be considered as having no competencies, while a student who
gets 10 has twice the number of correct answers as a student who gets 5, but does not necessarily have
twice the competencies. Similarly, a student with a perfect score could not be considered as having all
competencies (Wright and Stone, 1979).

THE RASCH MODEL FOR DICHOTOMOUS ITEMS


Introduction to the Rasch Model
PISA applies the Rasch Model for scaling, in order to overcome challenges identified in the previous section.
The following section provides a general introduction to the Rasch Model.

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Let us suppose that someone wants to estimate the competence of a high jumper. It might be measured or
expressed as his or her:
• individual record,
• individual record during an official and international event,
• mean performance during a particular period of time,
• most frequent performance during a particular period of time.

Figure 5.1 presents the probability of success for two high jumpers per height for the competitions in the
previous year.

Figure 5.1
Probability of success for two high jumpers by height (dichotomous)

High jumper A High jumper B


1.0
Probability

0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
165 170 175 180 185 190 195 200 205 210 215 220
Height (cm)

The two high jumpers always succeeded at 165 centimetres. Then the probability of success progressively
decreases to reach 0 for both jumpers at 225 centimetres. While it starts to decrease at 170 centimetres for
High jumper A, it starts to decrease at 185 for High jumper B.

These data can be depicted by a logistic regression model. This statistical analysis consists of explaining a
dichotomous variable by a continuous variable. In this example, the continuous variable will explain the
success or failure of a particular jumper by the height of the jump. The outcome of this analysis will allow
the estimation of the probability of success, given any height. Figure 5.2 presents the probability of success
for two high jumpers.

These two functions model the probability of success for the two high jumpers. The blue function represents the
probability of success for High jumper A and the black function, the probability of success for High jumper B.

By convention,2 the performance level would be defined as the height where the probability of success is
equal to 0.50. This makes sense as below that level, the probability of success is lower than the probability
of failure and beyond that level, it is the inverse.

In this particular example, the performance of the two high jumpers is respectively 190 and 202.5. Note that
from Figure 5.1, the performance of High jumper A is directly observable whereas for High jumper B, it needs
to be estimated from the model. A key property of this kind of approach is that the level (i.e. the height) of the
crossbar and the performance of the high jumpers are expressed on the same metric or scale.

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Figure 5.2
Probability of success for two high jumpers by height (continuous)

High jumper A High jumper B


1.0
Probability of success

0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
165 170 175 180 185 190 195 200 205 210 215 220
Height (cm)

Scaling cognitive data according to the Rasch Model follows the same principle. The difficulty of the items is
analogous to the difficulty of the jump based on the height of the crossbar. Further, just as a particular jump
has two possible outcomes, i.e. success or failure, a student’s answer to a particular question is either correct or
incorrect. Finally, just as each jumper’s performance was defined at the point where the probability of success
was 0.5, the student’s performance/ability is measured where the probability of success on an item equals 0.5.

One of the important features of the Rasch Model is that it will create a continuum on which both student
performance and item difficulty will be located and a probabilistic function links these two components.
Low ability students and easy items will be located on the left side of the continuum or scale, while high
ability students and difficult items will be located on the right side of the continuum. Figure 5.3 represents the
probability of success and the probability of failure for an item of difficulty zero.

Figure 5.3
Probability of success to an item of difficulty zero as a function of student ability

Probability of failure Probability of success


1.0
Probability

0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
-4 -3 -2 -1 0 1 2 3 4
Student ability on Rasch scale

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As shown in Figure 5.3, a student with an ability of zero has a probability of 0.5 of success on an item of
difficulty zero and a probability of 0.5 of failure. A student with an ability of –2 has a probability of a bit
more than 0.10 of success and a probability of a bit less than 0.90 of failure on the same item of difficulty
zero. But this student will have a probability of 0.5 of succeeding on an item of difficulty –2.

From a mathematical point of view, the probability that a student i, with an ability denoted Bi , provides a
correct answer to item j of difficulty Dj is equal to:
exp( i − j )
P (X ij = 1 |  i , j ) =
1 + exp(i − j )

Similarly, the probability of failure is equal to:


1
P (Xij = 0 | i , j ) =
1 + exp( i − j )

It can be easily shown that:


P (Xij = 1 | i , j ) + P (X ij = 0 |  i , j ) = 1

In other words, the probability of success and the probability of failure always sum to one. Tables 5.1 to 5.5
present the probability of success for different student abilities and different item difficulties.

Table 5.1
Probability of success when student ability equals item difficulty
Student ability Item difficulty Probability of success
-2 -2 0.50
-1 -1 0.50
0 0 0.50
1 1 0.50
2 2 0.50

Table 5.2
Probability of success when student ability is less than the item difficulty by 1 unit
Student ability Item difficulty Probability of success
-2 -1 0.27
-1 0 0.27
0 1 0.27
1 2 0.27
2 3 0.27

Table 5.3
Probability of success when student ability is greater than the item difficulty by 1 unit
Student ability Item difficulty Probability of success
-2 -3 0.73
-1 -2 0.73
0 -1 0.73
1 0 0.73
2 3 0.73

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Table 5.4
Probability of success when student ability is less than the item difficulty by 2 units
Student ability Item difficulty Probability of success
-2 0 0.12
-1 1 0.12
0 2 0.12
1 3 0.12
2 4 0.12

Table 5.5
Probability of success when student ability is greater than the item difficulty by 2 units
Student ability Item difficulty Probability of success
-2 -4 0.88
-1 -3 0.88
0 -2 0.88
1 -1 0.88
2 0 0.88

It can be observed that:


• When the student ability is equal to the item difficulty, the probability of success will always be equal to
0.50, regardless of the student ability and item difficulty locations on the continuum (Table 5.1).
• If the item difficulty exceeds the student ability by one Rasch unit, denoted as a logit, then the probability
of success will always be equal to 0.27, regardless of the location of the student ability on the continuum
(Table 5.2).
• If the student ability exceeds the item difficulty by one logit, the probability of success will always be
equal to 0.73, regardless of the location of the student ability on the continuum (Table 5.3).
• If two units separate the student ability and the item difficulty, the probabilities of success will be 0.12
when the student ability is lower than the item difficulty and 0.88 when the student ability is higher than
the item difficulty (Tables 5.4 and 5.5).

From these observations, it is evident that the only factor that influences the probability of success is the
distance on the Rasch continuum between the student ability and the item difficulty.

These examples also illustrate the symmetry of the scale. If student ability is lower than item difficulty by one
logit, then the probability of success will be 0.27, which is 0.23 lower than the probability of success when
ability and difficulty are equal. If student ability is higher than item difficulty by one logit, the probability
of success will be 0.73, which is 0.23 higher than the probability of success when ability and difficulty are
equal. Similarly, a difference of two logits generates a change of 0.38 from the probability of success when
ability and difficulty are equal.

Item calibration
Of course, in real settings a student’s answer will either be correct or incorrect, so what then is the meaning
of a probability of 0.5 of success in terms of correct or incorrect answers? In simple terms the following
interpretations can be made:
• If 100 students each having an ability of 0 have to answer a item of difficulty 0, then the model will
predict 50 students with correct answers and 50 students with incorrect answers.
• If a student with an ability of 0 has to answer 100 items, all of difficulty 0, then the model will predict
50 correct answers and 50 incorrect answers.

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As described, the Rasch Model, through a probabilistic function, builds a relative continuum on which the
item’s difficulty and the student’s ability are located. With the example of high jumpers, the continuum
already exists, i.e. this is the physical continuum of the meter height. With cognitive data, the continuum
has to be built. By analogy, this consists of building a continuum on which the unknown height of the
crossbars, i.e. the difficulty of the items, will be located. The following three major principles underlie the
construction of the Rasch continuum.
• The relative difficulty of an item results from the comparison of that item with all other items. Let us
suppose that a test consists of only two items. Intuitively, the response pattern (0, 0) and (1, 1) (1 denotes
a success and 0 denotes a failure), where the ordered pairs refer to the responses to items 1 and 2,
respectively, is uninformative for comparing the two items. The responses in these patterns are identical.
On the other hand, responses (1, 0) and (0, 1) are different and are informative on just that comparison.
If 50 students have the (0, 1) response pattern and only 10 students have the (1, 0) response pattern, then
the second item is substantially easier than the first item. Indeed, 50 students succeeded on the second
item while failing the first one and only 10 students succeeded on the first item while failing the second.
This means that if one person succeeds on one of these two items, the probability of succeeding on the
second item is five times higher than the probability of succeeding on first item. It is, therefore, easier to
succeed on the second than it is to succeed on the first. Note that the relative difficulty of the two items
is independent of the student abilities.
• As difficulties are determined through comparison of items, this creates a relative scale, and therefore
there are an infinite number of scale points. Broadly speaking, the process of overcoming this issue is
comparable to the need to create anchor points on the temperature scale. For example, Celsius fixed two
reference points: the temperature at which the water freezes and the temperature at which water boils. He
labelled the first reference point as 0 and the second reference point at 100 and consequently defined the
measurement unit as one-hundredth of the distance between the two reference points. In the case of the
Rasch Model, the measurement unit is defined by the probabilistic function involving the item difficulty
and student ability parameters. Therefore, only one reference point has to be defined. The most common
reference point consists of centring the item difficulties on zero. However, other arbitrary reference points
can be used, like centring the student’s abilities on zero.
• This continuum allows the computation of the relative difficulty of items partly submitted to different
subpopulations. Let us suppose that the first item was administered to all students and the second item
was only administered to the low ability students. The comparison of items will only be performed on
the subpopulation who was administered both items, i.e. the low ability student population. The relative
difficulty of the two items will be based on this common subset of students.

Figure 5.4
Student score and item difficulty distributions on a Rasch continuum

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Once the item difficulties have been placed on the Rasch continuum, the student scores can be computed.
The line in Figure 5.4 represents a Rasch continuum. The item difficulties are located above that line and
the item numbers are located below the line. For instance, item 7 represents a difficult item and item 17, an
easy item. This test includes a few easy items, a large number of medium difficulty items and a few difficult
items. The x symbols above the line represent the distribution of the student scores.

Computation of a student’s score


Once the item difficulties have been located on the Rasch scale, student scores can be computed. As
mentioned previously, the probability that a student i, with an ability denoted Bi , provides a correct answer
to item j of difficulty Dj is equal to:
exp( i −j )
P (Xij = 1 | i , j ) =
1 + exp(i − j )

Similarly, the probability of failure is equal to:


1
P (Xij = 0 | i ,j ) =
1 + exp( i −  j )

The Rasch Model assumes the independence of the items, i.e. the probability of a correct answer does not
depend on the responses given to the other items. Consequently, the probability of succeeding on two items
is equal to the product of the two individual probabilities of success.

Let us consider a test of four items with the following items difficulties: –1, –0.5, 0.5 and 1. There are
16 possible responses patterns. These 16 patterns are presented in Table 5.6.

Table 5.6
Possible response pattern for a test of four items
Raw score Response patterns
0 (0, 0, 0, 0)

1 (1, 0, 0, 0), (0, 1, 0, 0), (0, 0, 1, 0), (0, 0, 0, 1)

2 (1, 1, 0, 0), (1, 0, 1, 0), (1, 0, 0, 1), (0, 1, 1, 0), (0, 1, 0, 1), (0, 0, 1, 1)

3 (1, 1, 1, 0), (1, 1, 0, 1), (1, 0, 1, 1), (0, 1, 1, 1)

4 (1, 1, 1, 1)

For any student ability denoted Bi , it is possible to compute the probability of any response pattern. Let us
compute the probability of the response pattern (1, 1, 0, 0) for three students with an ability of -1, 0, and 1.

Table 5.7
Probability for the response pattern (1, 1, 0, 0) for three student abilities
Bi = –1 Bi = 0 Bi = 1
Item 1 D1 = –1 Response = 1 0.50 0.73 0.88

Item 2 D2 = –0.5 Response = 1 0.38 0.62 0.82

Item 3 D3 = 0.5 Response = 0 0.82 0.62 0.38

Item 4 D4 = 1 Response = 0 0.88 0.73 0.50

Probability of obtaining response pattern 0.14 0.21 0.14

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The probability of success for the first student on the first item is equal to:
exp(−1 − ( −1))
P ( Xij = 1 | i ,  j ) = P ( X 1, 1 = 1 | −1, −1) = 0.5
1 + exp(−1 − ( −1))

The probability of success for the first student on the second item is equal to:
exp(−1 − ( 0.5))
P (Xij = 1| i , j ) = P ( X 1, 2 = 1 | −1, − 0.5) = 0.38
1 + exp(−1 − (− 0.5))

The probability of failure for the first student on the third item is equal to:
1
P ( X ij = 0 | i , j ) = P (X 1, 3 = 0 | −1, 0.5) = 0.82
1 + exp(−1 − 0.5)

The probability of failure for the first student on the fourth item is equal to:
1
P (Xij = 0 |  i , j ) = P (X 1, 4 = 0 | −1, 1) = 0.88
1 + exp(−1 − 1)

As these four items are considered as independent, the probability of the response pattern (1, 1, 0, 0) for a
student with an ability Bi = –1 is equal to:

0.50*0.38*0.82*0.88 = 0.14

Given the item difficulties, a student with an ability Bi = –1 has 14 chances out of 100 to provide a correct
answer to items 1 and 2 and to provide an incorrect answer to items 3 and 4. Similarly, a student with an
ability of Bi = 0 has a probability of 0.21 to provide the same response pattern and a student with an ability
of Bi = 1 has a probability of 0.14.

This process can be applied for a large range of student abilities and for all possible response patterns.
Figure 5.5 presents the probability of observing the response pattern (1, 1, 0, 0) for all students’ abilities
between –6 and +6. As shown, the most likely value corresponds to a student ability of 0. Therefore, the
Rasch Model will estimate the ability of any students with a response pattern (1, 1, 0, 0) to 0.

Figure 5.5
Response pattern probabilities for the response pattern (1, 1, 0, 0)

0.25
Probability

0.20

0.15

0.10

0.05

0.00
-6 -4 -2 0 2 4 6
Student’s ability

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Figure 5.6 presents the distribution of the probabilities for all response patterns with only one correct
item. As shown in Table 5.6, there are four responses patterns with only one correct item, i.e. (1, 0, 0, 0),
(0, 1, 0, 0), (0, 0, 1, 0), (0, 0, 0, 1).

Figure 5.6 clearly shows that:

• The most likely response pattern for any students who succeed on only one item is (1, 0, 0, 0) and the
most unlikely response pattern is (0, 0, 0, 1). When a student only provides one correct answer, it is
expected that the correct answer was provided for the easiest item, i.e. item 1. It is also unexpected that
this correct answer was provided for the most difficult item, i.e. item 4.

• Whatever the response pattern, the most likely value always corresponds to the same value for student
ability. For instance, the most likely student ability for the response pattern (1, 0, 0, 0) is around –1.25.
This is also the most likely student ability for the other response patterns.

The Rasch Model will therefore return the value –1.25 for any students who get only one correct answer,
whichever item was answered correctly.

Figure 5.6
Response pattern probabilities for a raw score of 1

(1, 0, 0, 0) (0, 1, 0, 0) (0, 0, 1, 0) (0, 0, 0, 1)

0.25
Probability

0.20

0.15

0.10

0.05

0.00
-6 -4 -2 0 2 4 6
Student’s ability

Similarly, as shown by Figure 5.7 and by Figure 5.8:

• The most likely response pattern with two correct items is (1, 1, 0, 0).

• The most likely student ability is always the same for any response pattern that includes two correct
answers (student ability is 0 in this case).

• The most likely response pattern with three correct items is (1, 1, 1, 0).

• The most likely student ability is always the same for any response pattern that includes three correct
answers (student ability is +1.25 in this case).

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Figure 5.7
Response pattern probabilities for a raw score of 2a

(1, 1, 0, 0) (1, 0, 1, 0) (1, 0, 0, 1)

(0, 1, 1, 0) (0, 1, 0, 1) (0, 0, 1, 1)


0.25
Probability

0.20

0.15

0.10

0.05

0.00
-6 -4 -2 0 2 4 6
Student’s ability

a. In this example, since the likelihood function for the response pattern (1, 0, 0, 1) is perfectly similar to that for the response
pattern (0, 1, 1, 0), these two lines overlap in the figure.

Figure 5.8
Response pattern probabilities for a raw score of 3

(1, 1, 1, 0) (1, 0, 1, 1) (1, 1, 0, 1) (0, 1, 1, 1)


0.25
Probability

0.20

0.15

0.10

0.05

0.00
-6 -4 -2 0 2 4 6
Student’s ability

This type of Rasch ability estimate is usually denoted the maximum likelihood estimate (or MLE). As shown
by these figures, per raw score, i.e. zero correct answers, one correct answer, two correct answers, and so
on, the Rasch Model will return only one maximum likelihood estimate.

Warm has shown that this maximum likelihood estimate is biased and proposed to weight the contribution
of each item by the information this item can provide (Warm, 1989). Warm estimates and MLEs are similar
types of student individual ability estimates.

As the Warm estimate corrects the small bias in the MLE, it is usually preferred as the estimate of an
individual’s ability. Therefore, in PISA, weighted likelihood estimates (WLEs) are calculated by applying
weights to MLE in order to account for the bias inherent in MLE as Warm proposed.

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Computation of a student’s score for incomplete designs


PISA uses a rotated booklet design for overcoming the conflicting demands of limited student-level testing
time and the broad coverage of the assessment domain. A testing design where students are assigned a
subset of items is denoted as an incomplete design. The principles for computing the student’s individual
ability estimate described in the previous section are also applicable for incomplete designs.

Let us suppose that two students with abilities of –1 and 1 have to answer two out of the four items presented
in Table 5.8. The student with B1 = –1 has to answer the first two items, i.e. the two easiest items and the
student with B2 = 1 has to answer the last two items, i.e. the two most difficult items. Both students succeed
on their first item and fail on their second item.

Both patterns have a probability of 0.31 respectively for an ability of –1 and 1. As stated previously, these
probabilities can be computed for a large range of student abilities. Figure 5.9 presents the (1, 0) response
pattern probabilities for the easy test (solid line) and for the difficult test (dotted line).

Table 5.8
Probability for the response pattern (1, 0) for two students
of different ability in an incomplete test design

Bi = –1 Bi = 0
Item 1 D1 = –1 Response = 1 0.50
Item 2 D2 = –0.5 Response = 0 0.62
Item 3 D3 = 0.5 Response = 1 0.62
Item 4 D4 = 1 Response = 0 0.50
Response pattern 0.31 0.31

Figure 5.9 shows that for any student that succeeded on one item of the easy test, the model will estimate
the student ability at –0.75, and that for any student that succeeded on one item of the difficult test, the
model will estimate the student ability at 0.75. If raw scores were used as estimates of student ability, in both
cases, we would get 1 out of 2, or 0.5.

Figure 5.9
Response pattern likelihood for an easy test and a difficult test

Test with items 1 and 2 Test with items 3 and 4


0.35
Probability

0.30

0.25

0.20

0.15

0.10

0.05

0.00
-6 -4 -2 0 2 4 6
Student’s ability

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In summary, the raw score does not take into account the difficulty of the item for the estimation of the raw
score and therefore, the interpretation of the raw score depends on the item difficulties. On the other hand, the
Rasch Model uses the number of correct answers and the difficulties of the items administered to a particular
student for his or her ability estimate. Therefore, a Rasch score can be interpreted independently of the item
difficulties. As far as all items can be located on the same continuum, the Rasch model can return fully
comparable student ability estimates, even if students were assessed with a different subset of items. Note,
however, that valid ascertainment of the student’s Rasch score depends on knowing the item difficulties.

Optimal conditions for linking items


Some conditions have to be satisfied when different tests are used. First of all, the data collected through
these tests must be linked. Without any links, the data collected through two different tests cannot be
reported on a single scale. Usually, tests are linked by having different students do common items or having
the same students assessed with the different tests.

Let’s suppose that a researcher wants to estimate the growth in reading performance between a population
of grade 2 students and a population of grade 4 students. Two tests will be developed and both will be
targeted at the expected proficiency level of both populations. To ensure that both tests can be scaled on
the same continuum, a few difficult items from the grade 2 test will be included in the grade 4 test (let’s say
items 7, 34, 19, 23 and 12).

Figure 5.10
Rasch item anchoring
Grade 4
students

Grade 2
students

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Figure 5.10 represents this item-anchoring process. The left part of Figure 5.10 presents the outputs of the
scaling of the grade 2 test with items centred on zero. For the scaling of grade 4 data, the reference point
will be the grade 2 difficulty of the anchoring items. Then the difficulty of the other grade 4 items will be
fixed according to this reference point, as shown on the right side of Figure 5.10.

With this anchoring process, grade 2 and grade 4 item difficulties will be located on a single continuum.
Therefore, the grade 2 and grade 4 students’ ability estimates will also be located on the same continuum.

To accurately estimate the increase between grades 2 and 4, the researcher needs to ensure that the location
of the anchor items is similar in both tests.

From a theoretical point of view, only one item is needed to link two different tests. However, this situation
is far from being optimal. A balanced incomplete design presents the best guarantee for reporting the data
of different tests on a single scale. This was adopted by PISA 2003 where the item pool was divided into
13 clusters of items. The item allocation to clusters takes into account the expected difficulty of the items
and the expected time needed to answer the items. Table 5.9 presents the PISA 2003 test design. Thirteen
clusters of items were denoted as C1 to C13 respectively. Thirteen booklets were developed and each of
them has four parts, denoted as Block 1 to Block 4. Each booklet consists of four clusters. For instance,
Booklet 1 consists of Cluster 1, Cluster 2, Cluster 4 and Cluster 10.

Table 5.9
PISA 2003 test design
Block 1 Block 2 Block 3 Block 4
Booklet 1 C1 C2 C4 C10
Booklet 2 C2 C3 C5 C11
Booklet 3 C3 C4 C6 C12
Booklet 4 C4 C5 C7 C13
Booklet 5 C5 C6 C8 C1
Booklet 6 C6 C7 C9 C2
Booklet 7 C7 C8 C10 C3
Booklet 8 C8 C9 C11 C4
Booklet 9 C9 C10 C12 C5
Booklet 10 C10 C11 C13 C6
Booklet 11 C11 C12 C1 C7
Booklet 12 C12 C13 C2 C8
Booklet 13 C13 C1 C3 C9

With such design, each cluster appears four times, once in each position. Further, each pair of clusters
appears once and only once.

This design should ensure that the link process will not be influenced by the respective location of the link
items in the different booklets.

Extension of the Rasch Model


Wright and Masters have generalised the original Rasch Model to polytomous items, usually denoted as the
partial credit model (Wright and Masters, 1982). With this model, items can be scored as incorrect, partially
correct and correct. The PISA cognitive items were calibrated according to this model.

This polytomous items model can also be applied on Likert scale data. There is of course no correct or
incorrect answer for such scales, but the basic principles are the same: the possible answers can be ordered.
PISA questionnaire data are scaled with the one-parameter logistic model for polytomous items.

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OTHER ITEM RESPONSE THEORY MODELS


A classical distinction between item response theory models concerns the number of parameters used to
describe items. The Rasch Model is designated as a one-parameter model because item characteristic curves
only depend on the item difficulty. In the three-parameter logistic model, the item characteristic curves
depend on: (i) the item difficulty parameter; (ii) the item discrimination parameter; and (iii) what can be
termed the “guessing” parameter. This last parameter accounts for the fact that, on a multiple choice test, all
students have some chance of answering the item correctly, no matter how difficult the item is.

CONCLUSION
The Rasch Model was designed to build a symmetric continuum on which both item difficulty and student
ability are located. The item difficulty and the student ability are linked by a logistic function. With this
function, it is possible to compute the probability that a student succeeds on an item.

Further, due to this probabilistic link, it is not a requirement to administer the whole item battery to every
student. If some link items are guaranteed, the Rasch Model will be able to create a scale on which every
item and every student will be located. This last feature of the Rasch Model constitutes one of the major
reasons why this model has become fundamental in educational surveys.

Notes

1. See Measuring Student Knowledge and Skills – A New Framework for Assessment (OECD, 1999a), The PISA 2003 Assessment
Framework – Mathematics, Reading, Science and Problem Solving Knowledge and Skills (OECD, 2003b), and Assessing Scientific,
Reading and Mathematical Literacy – A Framework for PISA 2006 (OECD, 2006).

2. The probability of 0.5 was first used by psychophysics theories (Guilford, 1954).

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References

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Bloom, B.S. (1979), Caractéristiques individuelles et apprentissage scolaire, Éditions Labor, Brussels.

Bressoux, P. (2008), Modélisation statistique appliquée aux sciences sociales, De Boek, Brussels.

Bryk, A.S. and S.W. Raudenbush (1992), Hierarchical Linear Models for Social and Behavioural Research: Applications and Data Analysis
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Kish, L. (1995), Survey Sampling, J. Wiley and Sons, Inc., New York.

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Gonzalez, E. and A. Kennedy (2003), PIRLS 2001 User Guide for the International Database, Boston College, Chestnut Hill, MA.

Ganzeboom, H.B.G., P.M. De Graaf and D.J. Treiman (1992), “A Standard International Socio-economic Index of Occupation Status”,
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Goldstein, H. (1995), Multilevel Statistical Models, 2nd Edition, Edward Arnold, London.

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Table of contents

FOREWORD .................................................................................................................................................................................................................... 3

USER’S GUIDE ............................................................................................................................................................................................................ 17

CHAPTER 1 THE USEFULNESS OF PISA DATA FOR POLICY MAKERS, RESEARCHERS AND EXPERTS
ON METHODOLOGY ........................................................................................................................................................................................... 19
PISA – an overview .................................................................................................................................................................................................. 20
• The PISA surveys ............................................................................................................................................................................................. 20
How can PISA contribute to educational policy, practice and research? ......................................................................... 22
• Key results from PISA 2000, PISA 2003 and PISA 2006 ...................................................................................................... 23
Further analyses of PISA datasets .................................................................................................................................................................. 25
• Contextual framework of PISA 2006 ................................................................................................................................................. 28
• Influence of the methodology on outcomes ................................................................................................................................ 31

CHAPTER 2 EXPLORATORY ANALYSIS PROCEDURES................................................................................................................. 35


Introduction .................................................................................................................................................................................................................. 36
Weights............................................................................................................................................................................................................................. 36
Replicates for computing the standard error ........................................................................................................................................ 39
Plausible values........................................................................................................................................................................................................... 43
Conclusion ..................................................................................................................................................................................................................... 46

CHAPTER 3 SAMPLE WEIGHTS ...................................................................................................................................................................... 49


Introduction .................................................................................................................................................................................................................. 50
Weights for simple random samples ............................................................................................................................................................ 51
Sampling designs for education surveys.................................................................................................................................................... 53
Why do the PISA weights vary? ..................................................................................................................................................................... 57
Conclusion ..................................................................................................................................................................................................................... 58

CHAPTER 4 REPLICATE WEIGHTS ............................................................................................................................................................... 59


Introduction .................................................................................................................................................................................................................. 60
Sampling variance for simple random sampling ................................................................................................................................. 60
Sampling variance for two-stage sampling.............................................................................................................................................. 65
Replication methods for simple random samples .............................................................................................................................. 70
Replication methods for two-stage samples........................................................................................................................................... 72
• The Jackknife for unstratified two-stage sample designs ...................................................................................................... 72
• The Jackknife for stratified two-stage sample designs ............................................................................................................ 73
• The Balanced Repeated Replication method ............................................................................................................................... 74
Other procedures for accounting for clustered samples .............................................................................................................. 76
Conclusion ..................................................................................................................................................................................................................... 76

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CHAPTER 5 THE RASCH MODEL .................................................................................................................................................................. 79


Introduction .................................................................................................................................................................................................................. 80
How can the information be summarised? ............................................................................................................................................. 80
The Rasch Model for dichotomous items ................................................................................................................................................. 81
• Introduction to the Rasch Model ......................................................................................................................................................... 81
• Item calibration................................................................................................................................................................................................ 85
• Computation of a student’s score ........................................................................................................................................................ 87
• Computation of a student’s score for incomplete designs .................................................................................................. 91
• Optimal conditions for linking items ................................................................................................................................................ 92
• Extension of the Rasch Model................................................................................................................................................................ 93
Other item response theory models ............................................................................................................................................................ 94
Conclusion ..................................................................................................................................................................................................................... 94

CHAPTER 6 PLAUSIBLE VALUES .................................................................................................................................................................... 95


Individual estimates versus population estimates .............................................................................................................................. 96
The meaning of plausible values (PVs) ....................................................................................................................................................... 96
Comparison of the efficiency of WLEs, EAP estimates and PVs for the estimation
of some population statistics ............................................................................................................................................................................ 99
How to perform analyses with plausible values ............................................................................................................................... 102
Conclusion .................................................................................................................................................................................................................. 103

CHAPTER 7 COMPUTATION OF STANDARD ERRORS ............................................................................................................ 105


Introduction ............................................................................................................................................................................................................... 106
The standard error on univariate statistics for numerical variables ................................................................................... 106
The SAS® macro for computing the standard error on a mean ............................................................................................. 109
The standard error on percentages ............................................................................................................................................................ 112
The standard error on regression coefficients ................................................................................................................................... 115
The standard error on correlation coefficients ................................................................................................................................. 117
Conclusion .................................................................................................................................................................................................................. 117

CHAPTER 8 ANALYSES WITH PLAUSIBLE VALUES ....................................................................................................................... 119


Introduction ............................................................................................................................................................................................................... 120
Univariate statistics on plausible values ................................................................................................................................................ 120
The standard error on percentages with PVs...................................................................................................................................... 123
The standard error on regression coefficients with PVs ............................................................................................................. 123
The standard error on correlation coefficients with PVs ........................................................................................................... 126
Correlation between two sets of plausible values ........................................................................................................................... 126
A fatal error shortcut........................................................................................................................................................................................... 130
An unbiased shortcut .......................................................................................................................................................................................... 131
Conclusion .................................................................................................................................................................................................................. 133

CHAPTER 9 USE OF PROFICIENCY LEVELS....................................................................................................................................... 135


Introduction ............................................................................................................................................................................................................... 136
Generation of the proficiency levels ........................................................................................................................................................ 136
Other analyses with proficiency levels ................................................................................................................................................... 141
Conclusion .................................................................................................................................................................................................................. 143

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CHAPTER 10 ANALYSES WITH SCHOOL-LEVEL VARIABLES ................................................................................................ 145


Introduction ............................................................................................................................................................................................................... 146
Limits of the PISA school samples .............................................................................................................................................................. 147
Merging the school and student data files ........................................................................................................................................... 148
Analyses of the school variables .................................................................................................................................................................. 148
Conclusion .................................................................................................................................................................................................................. 150

CHAPTER 11 STANDARD ERROR ON A DIFFERENCE ................................................................................................................ 151


Introduction ............................................................................................................................................................................................................... 152
Statistical issues and computing standard errors on differences .......................................................................................... 152
The standard error on a difference without plausible values.................................................................................................. 154
The standard error on a difference with plausible values ......................................................................................................... 159
Multiple comparisons.......................................................................................................................................................................................... 163
Conclusion .................................................................................................................................................................................................................. 164

CHAPTER 12 OECD TOTAL AND OECD AVERAGE ....................................................................................................................... 167


Introduction ............................................................................................................................................................................................................... 168
Recoding of the database to estimate the pooled OECD total and the pooled OECD average ..................... 170
Duplication of the data to avoid running the procedure three times ............................................................................... 172
Comparisons between the pooled OECD total or pooled OECD average estimates
and a country estimate......................................................................................................................................................................................... 173
Comparisons between the arithmetic OECD total or arithmetic OECD average estimates
and a country estimate ....................................................................................................................................................................................... 175
Conclusion .................................................................................................................................................................................................................. 175

CHAPTER 13 TRENDS .......................................................................................................................................................................................... 177


Introduction ............................................................................................................................................................................................................... 178
The computation of the standard error for trend indicators on variables other than performance ........... 179
The computation of the standard error for trend indicators on performance variables ..................................... 181
Conclusion .................................................................................................................................................................................................................. 185

CHAPTER 14 STUDYING THE RELATIONSHIP BETWEEN STUDENT PERFORMANCE AND INDICES


DERIVED FROM CONTEXTUAL QUESTIONNAIRES .................................................................................................................. 187
Introduction ............................................................................................................................................................................................................... 188
Analyses by quarters ............................................................................................................................................................................................ 188
The concept of relative risk............................................................................................................................................................................. 190
• Instability of the relative risk ................................................................................................................................................................ 191
• Computation of the relative risk ........................................................................................................................................................ 192
Effect size ..................................................................................................................................................................................................................... 195
Linear regression and residual analysis................................................................................................................................................... 197
• Independence of errors ........................................................................................................................................................................... 197
Statistical procedure ............................................................................................................................................................................................ 200
Conclusion .................................................................................................................................................................................................................. 201

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CHAPTER 15 MULTILEVEL ANALYSES ..................................................................................................................................................... 203


Introduction ............................................................................................................................................................................................................... 204
Two-level modelling with SAS® .................................................................................................................................................................... 206
• Decomposition of the variance in the empty model ........................................................................................................... 206
• Models with only random intercepts ............................................................................................................................................. 209
• Shrinkage factor............................................................................................................................................................................................ 213
• Models with random intercepts and fixed slopes .................................................................................................................. 213
• Models with random intercepts and random slopes ........................................................................................................... 215
• Models with Level 2 independent variables ............................................................................................................................. 220
• Computation of final estimates and their respective standard errors............................................................................... 223
Three-level modelling.......................................................................................................................................................................................... 225
Limitations of the multilevel model in the PISA context............................................................................................................ 227
Conclusion .................................................................................................................................................................................................................. 228

CHAPTER 16 PISA AND POLICY RELEVANCE – THREE EXAMPLES OF ANALYSES................................................ 231


Introduction ............................................................................................................................................................................................................... 232
Example 1: Gender differences in performance............................................................................................................................... 232
Example 2: Promoting socio-economic diversity within school? ......................................................................................... 236
Example 3: The influence of an educational system on the expected occupational status
of students at age 30 ............................................................................................................................................................................................ 242
Conclusion .................................................................................................................................................................................................................. 246

CHAPTER 17 SAS® MACRO............................................................................................................................................................................. 247


Introduction ............................................................................................................................................................................................................... 248
Structure of the SAS® Macro.......................................................................................................................................................................... 248

REFERENCES .............................................................................................................................................................................................................. 313

APPENDICES ............................................................................................................................................................................................................. 315


Appendix 1 Three-level regression analysis .................................................................................................................................... 316
Appendix 2 PISA 2006 International database ............................................................................................................................. 324
Appendix 3 PISA 2006 Student questionnaire .............................................................................................................................. 333
Appendix 4 PISA 2006 Information communication technology (ICT) Questionnaire ..................................... 342
Appendix 5 PISA 2006 School questionnaire ................................................................................................................................ 344
Appendix 6 PISA 2006 Parent questionnaire.................................................................................................................................. 351
Appendix 7 Codebook for PISA 2006 student questionnaire data file.......................................................................... 355
Appendix 8 Codebook for PISA 2006 non-scored cognitive and embedded attitude items .......................... 399
Appendix 9 Codebook for PISA 2006 scored cognitive and embedded attitude items..................................... 419
Appendix 10 Codebook for PISA 2006 school questionnaire data file ........................................................................... 431
Appendix 11 Codebook for PISA 2006 parents questionnaire data file.......................................................................... 442
Appendix 12 PISA 2006 questionnaire indices ............................................................................................................................... 448

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LIST OF BOXES

Box 2.1 WEIGHT statement in the proc means procedure ..............................................................................................37

Box 7.1 SAS® syntax for computing 81 means (e.g. PISA 2003).................................................................................................. 106
Box 7.2 SAS® syntax for computing the mean of HISEI and its standard error (e.g. PISA 2003).................................... 109
Box 7.3 SAS® syntax for computing the standard deviation of HISEI and its standard error by gender
(e.g. PISA 2003)................................................................................................................................................................................ 112
Box 7.4 SAS® syntax for computing the percentages and their standard errors for gender (e.g. PISA 2003) ........... 112
Box 7.5 SAS® syntax for computing the percentages and its standard errors for grades by gender
(e.g. PISA 2003)................................................................................................................................................................................ 114
Box 7.6 SAS® syntax for computing regression coefficients, R2 and its respective standard errors: Model 1
(e.g. PISA 2003)................................................................................................................................................................................ 115
Box 7.7 SAS® syntax for computing regression coefficients, R2 and its respective standard errors: Model 2
(e.g. PISA 2003)................................................................................................................................................................................ 116
Box 7.8 SAS® syntax for computing correlation coefficients and its standard errors (e.g. PISA 2003)........................ 117

Box 8.1 SAS® syntax for computing the mean on the science scale by using the PROC_MEANS_NO_PV macro
(e.g. PISA 2006)................................................................................................................................................................................ 121
Box 8.2 SAS® syntax for computing the mean and its standard error on PVs (e.g. PISA 2006)...................................... 122
Box 8.3 SAS® syntax for computing the standard deviation and its standard error on PVs by gender
(e.g. PISA 2006)................................................................................................................................................................................ 123
Box 8.4 SAS® syntax for computing regression coefficients and their standard errors on PVs
by using the PROC_REG_NO_PV macro (e.g. PISA 2006) ........................................................................................... 124
Box 8.5 SAS® syntax for running the simple linear regression macro with PVs (e.g. PISA 2006) ................................. 125
Box 8.6 SAS® syntax for running the correlation macro with PVs (e.g. PISA 2006) ............................................................ 126
Box 8.7 SAS® syntax for the computation of the correlation between mathematics/quantity and mathematics/
space and shape by using the PROC_CORR_NO_PV macro (e.g. PISA 2003) ................................................... 129

Box 9.1 SAS® syntax for generating the proficiency levels in science (e.g. PISA 2006) .................................................... 137
Box 9.2 SAS® syntax for computing the percentages of students by proficiency level in science and
its standard errors by using the PROC_FREQ_NO_PV macro (e.g. PISA 2006) .................................................. 138
Box 9.3 SAS® syntax for computing the percentage of students by proficiency level in science and
its standard errors by using the PROC_FREQ_PV macro (e.g. PISA 2006)............................................................. 140
Box 9.4 SAS® syntax for computing the percentage of students by proficiency level and
its standard errors by gender (e.g. PISA 2006) ................................................................................................................... 140
Box 9.5 SAS® syntax for generating the proficiency levels in mathematics (e.g. PISA 2003).......................................... 141
Box 9.6 SAS® syntax for computing the mean of self-efficacy in mathematics and its standard errors
by proficiency level (e.g. PISA 2003) ...................................................................................................................................... 142

Box 10.1 SAS® syntax for merging the student and school data files (e.g. PISA 2006)......................................................... 148
Box 10.2 Question on school location in PISA 2006 .......................................................................................................................... 149
Box 10.3 SAS® syntax for computing the percentage of students and the average performance in science,
by school location (e.g. PISA 2006) ........................................................................................................................................ 149

Box 11.1 SAS® syntax for computing the mean of job expectations by gender (e.g. PISA 2003) .................................... 154
Box 11.2 SAS® macro for computing standard errors on differences (e.g. PISA 2003)......................................................... 157

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Box 11.3 Alternative SAS® macro for computing the standard error on a difference for a dichotomous variable
(e.g. PISA 2003)................................................................................................................................................................................ 158
Box 11.4 SAS® syntax for computing standard errors on differences which involve PVs
(e.g. PISA 2003)................................................................................................................................................................................ 160
Box 11.5 SAS® syntax for computing standard errors on differences that involve PVs
(e.g. PISA 2006)................................................................................................................................................................................ 162

Box 12.1 SAS® syntax for computing the pooled OECD total for the mathematics performance by gender
(e.g. PISA 2003)................................................................................................................................................................................ 170
Box 12.2 SAS® syntax for the pooled OECD average for the mathematics performance by gender
(e.g. PISA 2003)................................................................................................................................................................................ 171
Box 12.3 SAS® syntax for the creation of a larger dataset that will allow the computation of the pooled
OECD total and the pooled OECD average in one run (e.g. PISA 2003)................................................................ 172

Box 14.1 SAS® syntax for the quarter analysis (e.g. PISA 2006) ..................................................................................................... 189
Box 14.2 SAS® syntax for computing the relative risk with five antecedent variables and five outcome variables
(e.g. PISA 2006)................................................................................................................................................................................ 193
Box 14.3 SAS® syntax for computing the relative risk with one antecedent variable and one outcome variable
(e.g. PISA 2006)................................................................................................................................................................................ 194
Box 14.4 SAS® syntax for computing the relative risk with one antecedent variable and five outcome variables
(e.g. PISA 2006)................................................................................................................................................................................ 194
Box 14.5 SAS® syntax for computing effect size (e.g. PISA 2006) ................................................................................................. 196
Box 14.6 SAS® syntax for residual analyses (e.g. PISA 2003) .......................................................................................................... 200

Box 15.1 Normalisation of the final student weights (e.g. PISA 2006) ........................................................................................ 207
Box 15.2 SAS® syntax for the decomposition of the variance in student performance in science
(e.g. PISA 2006)................................................................................................................................................................................ 208
Box 15.3 SAS® syntax for normalising PISA 2006 final student weights with deletion of cases with missing
values and syntax for variance decomposition (e.g. PISA 2006) ................................................................................ 211
Box 15.4 SAS® syntax for a multilevel regression model with random intercepts and fixed slopes
(e.g. PISA 2006)................................................................................................................................................................................ 214
Box 15.5 SAS® output for the multilevel model in Box 15.4 ........................................................................................................... 214
Box 15.6 SAS® syntax for a multilevel regression model (e.g. PISA 2006) ................................................................................ 216
Box 15.7 SAS® output for the multilevel model in Box 15.6 ........................................................................................................... 217
Box 15.8 SAS® output for the multilevel model with covariance between random parameters ...................................... 218
Box 15.9 Interpretation of the within-school regression coefficient ............................................................................................. 220
Box 15.10 SAS® syntax for a multilevel regression model with a school-level variable (e.g. PISA 2006) ...................... 221
Box 15.11 SAS® syntax for a multilevel regression model with interaction (e.g. PISA 2006)............................................... 222
Box 15.12 SAS® output for the multilevel model in Box 15.11......................................................................................................... 222
Box 15.13 SAS® syntax for using the multilevel regression macro (e.g. PISA 2006) ................................................................ 224
Box 15.14 SAS® syntax for normalising the weights for a three-level model (e.g. PISA 2006) ............................................ 226

Box 16.1 SAS® syntax for testing the gender difference in standard deviations of reading performance
(e.g. PISA 2000)................................................................................................................................................................................ 233
Box 16.2 SAS® syntax for testing the gender difference in the 5th percentile of the reading performance
(e.g. PISA 2006)................................................................................................................................................................................ 235
Box 16.3 SAS® syntax for preparing a data file for the multilevel analysis ................................................................................ 238

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Box 16.4 SAS® syntax for running a preliminary multilevel analysis with one PV ............................................................... 239

Box 16.5 SAS® output for fixed parameters in the multilevel model ............................................................................................ 239
Box 16.6 SAS® syntax for running multilevel models with the PROC_MIXED_PV macro ................................................. 242

Box 17.1 SAS® macro of PROC_MEANS_NO_PV.sas......................................................................................................................... 250


Box 17.2 SAS® macro of PROC_MEANS_PV.sas ................................................................................................................................... 253
Box 17.3 SAS® macro of PROC_FREQ_NO_PV.sas ............................................................................................................................. 256
Box 17.4 SAS® macro of PROC_FREQ_PV.sas ....................................................................................................................................... 259
Box 17.5 SAS® macro of PROC_REG_NO_PV.sas................................................................................................................................ 263
Box 17.6 SAS® macro of PROC_REG_PV.sas .......................................................................................................................................... 266
Box 17.7 SAS® macro of PROC_CORR_NO_PV.sas............................................................................................................................ 270
Box 17.8 SAS® macro of PROC_CORR_PV.sas ...................................................................................................................................... 273
Box 17.9 SAS® macro of PROC_DIF_NO_PV.sas ................................................................................................................................. 276
Box 17.10 SAS® macro of PROC_DIF_PV.sas ........................................................................................................................................... 279
Box 17.11 SAS® macro of QUARTILE_PV.sas ........................................................................................................................................... 282
Box 17.12 SAS® macro of RELATIVE_RISK_NO_PV.sas ........................................................................................................................ 288
Box 17.13 SAS® macro of RELATIVE_RISK_PV.sas .................................................................................................................................. 291
Box 17.14 SAS® macro of EFFECT_SIZE_NO_PV.sas ............................................................................................................................. 296
Box 17.15 SAS® macro of EFFECT_SIZE_PV.sas ....................................................................................................................................... 298
Box 17.16 SAS® macro of PROC_MIXED_NO_PV.sas .......................................................................................................................... 301
Box 17.17 SAS® macro of PROC_MIXED_PV.sas .................................................................................................................................... 306

Box A1.1 Descriptive statistics of background and explanatory variables.................................................................................. 318


Box A1.2 Background model for student performance ....................................................................................................................... 319
Box A1.3 Final net combined model for student performance ........................................................................................................ 320
Box A1.4 Background model for the impact of socio-economic background .......................................................................... 321
Box A1.5 Model of the impact of socio-economic background: “school resources” module ........................................... 322
Box A1.6 Model of the impact of socio-economic background: “accountability practices” module ............................ 323
Box A1.7 Final combined model for the impact of socio-economic background................................................................... 323

LIST OF FIGURES

Figure 1.1 Relationship between social and academic segregations .................................................................................................27


Figure 1.2 Relationship between social segregation and the correlation between science performance
and student HISEI ...............................................................................................................................................................................27
Figure 1.3 Conceptual grid of variable types................................................................................................................................................29
Figure 1.4 Two-dimensional matrix with examples of variables collected or available from other sources ....................30

Figure 2.1 Science mean performance in OECD countries (PISA 2006)..........................................................................................38


Figure 2.2 Gender differences in reading in OECD countries (PISA 2000).....................................................................................38
Figure 2.3 Regression coefficient of ESCS on mathematic performance in OECD countries (PISA 2003) ........................39
Figure 2.4 Design effect on the country mean estimates for science performance and for ESCS
in OECD countries (PISA 2006) ...................................................................................................................................................42
Figure 2.5 Simple random sample and unbiased standard errors of ESCS on science performance in OECD countries
(PISA 2006) ...........................................................................................................................................................................................43

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Figure 4.1 Distribution of the results of 36 students..................................................................................................................................60


Figure 4.2 Sampling variance distribution of the mean ...........................................................................................................................62

Figure 5.1 Probability of success for two high jumpers by height (dichotomous)........................................................................82
Figure 5.2 Probability of success for two high jumpers by height (continuous)............................................................................83
Figure 5.3 Probability of success to an item of difficulty zero as a function of student ability ..............................................83
Figure 5.4 Student score and item difficulty distributions on a Rasch continuum .......................................................................86
Figure 5.5 Response pattern probabilities for the response pattern (1, 1, 0, 0) .............................................................................88
Figure 5.6 Response pattern probabilities for a raw score of 1 ............................................................................................................89
Figure 5.7 Response pattern probabilities for a raw score of 2 ............................................................................................................90
Figure 5.8 Response pattern probabilities for a raw score of 3 ............................................................................................................90
Figure 5.9 Response pattern likelihood for an easy test and a difficult test ....................................................................................91
Figure 5.10 Rasch item anchoring .......................................................................................................................................................................92

Figure 6.1 Living room length expressed in integers.................................................................................................................................96


Figure 6.2 Real length per reported length....................................................................................................................................................97
Figure 6.3 A posterior distribution on a test of six items .........................................................................................................................98
Figure 6.4 EAP estimators .....................................................................................................................................................................................99

Figure 8.1 A two-dimensional distribution ................................................................................................................................................. 127


Figure 8.2 Axes for two-dimensional normal distributions ................................................................................................................. 127

Figure 13.1 Trend indicators in PISA 2000, PISA 2003 and PISA 2006 ........................................................................................... 179

Figure 14.1 Percentage of schools by three school groups (PISA 2003)........................................................................................... 198

Figure 15.1 Simple linear regression analysis versus multilevel regression analysis .................................................................. 205
Figure 15.2 Graphical representation of the between-school variance reduction....................................................................... 215
Figure 15.3 A random multilevel model ........................................................................................................................................................ 216
Figure 15.4 Change in the between-school residual variance for a fixed and a random model ........................................... 218

Figure 16.1 Relationship between the segregation index of students’ expected occupational status
and the segregation index of student performance in reading (PISA 2000) ........................................................... 244
Figure 16.2 Relationship between the segregation index of students’ expected occupational status
and the correlation between HISEI and students’ expected occulational status .................................................. 245

LIST OF TABLES

Table 1.1 Participating countries/economies in PISA 2000, PISA 2003, PISA 2006 and PISA 2009 .................................21
Table 1.2 Assessment domains covered by PISA 2000, PISA 2003 and PISA 2006 ..................................................................22
Table 1.3 Correlation between social inequities and segregations at schools for OECD countries....................................28
Table 1.4 Distribution of students per grade and per ISCED level in OECD countries (PISA 2006)...................................31

Table 2.1 Design effect and type I errors ......................................................................................................................................................41


Table 2.2 Mean estimates and standard errors...........................................................................................................................................45

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Table 2.3 Standard deviation estimates and standard errors ................................................................................................................45


Table 2.4 Correlation estimates and standard errors ...............................................................................................................................45
Table 2.5 ESCS regression coefficient estimates and standard errors ...............................................................................................46

Table 3.1 Height and weight of ten persons ...............................................................................................................................................52


Table 3.2 Weighted and unweighted standard deviation estimate ...................................................................................................52
Table 3.3 School, within-school, and final probability of selection and corresponding weights for a two-stage,
simple random sample with the first-stage units being schools of equal size ..........................................................54
Table 3.4 School, within-school, and final probability of selection and corresponding weights for a two-stage,
simple random sample with the first-stage units being schools of unequal size ....................................................54
Table 3.5 School, within-school, and final probability of selection and corresponding weights for a simple
and random sample of schools of unequal size (smaller schools) ...............................................................................55
Table 3.6 School, within-school, and final probability of selection and corresponding weights for a simple
and random sample of schools of unequal size (larger schools) ...................................................................................55
Table 3.7 School, within-school, and final probability of selection and corresponding weights for PPS sample
of schools of unequal size ..............................................................................................................................................................56
Table 3.8 Selection of schools according to a PPS and systematic procedure.............................................................................57

Table 4.1 Description of the 630 possible samples of 2 students selected from 36 students, according to their mean...... 61
Table 4.2 Distribution of all possible samples with a mean between 8.32 and 11.68.............................................................63
Table 4.3 Distribution of the mean of all possible samples of 4 students out of a population of 36 students ...............64
Table 4.4 Between-school and within-school variances on the mathematics scale in PISA 2003......................................67
Table 4.5 Current status of sampling errors .................................................................................................................................................67
Table 4.6 Between-school and within-school variances, number of participating schools and students
in Denmark and Germany in PISA 2003 .................................................................................................................................68
Table 4.7 The Jackknifes replicates and sample means..........................................................................................................................70
Table 4.8 Values on variables X and Y for a sample of ten students .................................................................................................71
Table 4.9 Regression coefficients for each replicate sample................................................................................................................71
Table 4.10 The Jackknife replicates for unstratified two-stage sample designs...............................................................................72
Table 4.11 The Jackknife replicates for stratified two-stage sample designs ....................................................................................73
Table 4.12 Replicates with the Balanced Repeated Replication method..........................................................................................74
Table 4.13 The Fay replicates ...............................................................................................................................................................................75

Table 5.1 Probability of success when student ability equals item difficulty................................................................................84
Table 5.2 Probability of success when student ability is less than the item difficulty by 1 unit ...........................................84
Table 5.3 Probability of success when student ability is greater than the item difficulty by 1 unit ....................................84
Table 5.4 Probability of success when student ability is less than the item difficulty by 2 units .........................................85
Table 5.5 Probability of success when student ability is greater than the item difficulty by 2 units...................................85
Table 5.6 Possible response pattern for a test of four items ..................................................................................................................87
Table 5.7 Probability for the response pattern (1, 1, 0, 0) for three student abilities.................................................................87
Table 5.8 Probability for the response pattern (1, 0) for two students of different ability in
an incomplete test design ...............................................................................................................................................................91
Table 5.9 PISA 2003 test design .......................................................................................................................................................................93

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Table 6.1 Structure of the simulated data .................................................................................................................................................. 100


Table 6.2 Means and variances for the latent variables and the different student ability estimators............................... 100
Table 6.3 Percentiles for the latent variables and the different student ability estimators .................................................... 101
Table 6.4 Correlation between HISEI, gender and the latent variable, the different student ability estimators .......... 101
Table 6.5 Between- and within-school variances .................................................................................................................................. 102

Table 7.1 HISEI mean estimates .................................................................................................................................................................... 107


Table 7.2 Squared differences between replicate estimates and the final estimate ................................................................ 108
Table 7.3 Output data file exercise1 from Box 7.2 ............................................................................................................................... 111
Table 7.4 Available statistics with the PROC_MEANS_NO_PV macro ........................................................................................ 111
Table 7.5 Output data file exercise2 from Box 7.3 ............................................................................................................................... 112
Table 7.6 Output data file exercise3 from Box 7.4 ............................................................................................................................... 112
Table 7.7 Percentage of girls for the final and replicate weights and squared differences .................................................. 113
Table 7.8 Output data file exercise4 from Box 7.5 ............................................................................................................................... 114
Table 7.9 Output data file exercise5 from Box 7.6 ............................................................................................................................... 115
Table 7.10 Output data file exercise6 from Box 7.7 ............................................................................................................................... 116
Table 7.11 Output data file exercise6_criteria from Box 7.7 .............................................................................................................. 117
Table 7.12 Output data file exercise7 from Box 7.8 ............................................................................................................................... 117

Table 8.1 The 405 mean estimates ............................................................................................................................................................... 120


Table 8.2 Mean estimates and their respective sampling variances on the science scale for Belgium (PISA 2006) .......... 121
Table 8.3 Output data file exercise6 from Box 8.2 ............................................................................................................................... 123
Table 8.4 Output data file exercise7 from Box 8.3 ............................................................................................................................... 123
Table 8.5 The 450 regression coefficient estimates............................................................................................................................... 125
Table 8.6 HISEI regression coefficient estimates and their respective sampling variance on the science scale
in Belgium after accounting for gender (PISA 2006)........................................................................................................ 125
Table 8.7 Output data file exercise8 from Box 8.5 ............................................................................................................................... 125
Table 8.8 Output data file exercise9 from Box 8.6 ............................................................................................................................... 126
Table 8.9 Correlation between the five plausible values for each domain, mathematics/quantity
and mathematics/space and shape .......................................................................................................................................... 128
Table 8.10 The five correlation estimates between mathematics/quantity and mathematics/space and shape
and their respective sampling variance.................................................................................................................................. 129
Table 8.11 Standard deviations for mathematics scale using the correct method (plausible values)
and by averaging the plausible values at the student level (pseudo-EAP) (PISA 2003) ..................................... 131
Table 8.12 Unbiased shortcut for a population estimate and its standard error ......................................................................... 132
Table 8.13 Standard errors from the full and shortcut computation (PISA 2006) ....................................................................... 132

Table 9.1 The 405 percentage estimates for a particular proficiency level ................................................................................ 138
Table 9.2 Estimates and sampling variances per proficiency level in science for Germany (PISA 2006) ..................... 139
Table 9.3 Final estimates of the percentage of students, per proficiency level, in science and its standard errors
for Germany (PISA 2006) ............................................................................................................................................................. 139
Table 9.4 Output data file exercise6 from Box 9.3 ............................................................................................................................... 140
Table 9.5 Output data file exercise7 from Box 9.4 ............................................................................................................................... 140
Table 9.6 Mean estimates and standard errors for self-efficacy in mathematics per proficiency level (PISA 2003)........... 143
Table 9.7 Output data file exercise8 from Box 9.6 ............................................................................................................................... 143

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Table 10.1 Percentage of students per grade and ISCED level, by country (PISA 2006) ......................................................... 146
Table 10.2 Output data file exercise1 from Box 10.3 ............................................................................................................................ 150
Table 10.3 Output data file exercise2 from Box 10.3 ............................................................................................................................ 150

Table 11.1 Output data file exercise1 from Box 11.1 ............................................................................................................................ 155
Table 11.2 Mean estimates for the final and 80 replicate weights by gender (PISA 2003) .................................................... 155
Table 11.3 Difference in estimates for the final weight and 80 replicate weights between females and males
(PISA 2003) ........................................................................................................................................................................................ 157
Table 11.4 Output data file exercise2 from Box 11.2 ............................................................................................................................ 158
Table 11.5 Output data file exercise3 from Box 11.3 ............................................................................................................................ 159
Table 11.6 Gender difference estimates and their respective sampling variances on the mathematics scale
(PISA 2003) ........................................................................................................................................................................................ 159
Table 11.7 Output data file exercise4 from Box 11.4 ............................................................................................................................ 160
Table 11.8 Gender differences on the mathematics scale, unbiased standard errors and biased standard errors
(PISA 2003) ........................................................................................................................................................................................ 161
Table 11.9 Gender differences in mean science performance and in standard deviation for science performance
(PISA 2006) ........................................................................................................................................................................................ 161
Table 11.10 Regression coefficient of HISEI on the science performance for different models (PISA 2006) .................... 163
Table 11.11 Cross tabulation of the different probabilities ..................................................................................................................... 163

Table 12.1 Regression coefficients of the index of instrumental motivation in mathematics


on mathematic performance in OECD countries (PISA 2003) ................................................................................... 169
Table 12.2 Output data file exercise1 from Box 12.1 ............................................................................................................................ 170
Table 12.3 Output data file exercise2 from Box 12.2 ............................................................................................................................ 171
Table 12.4 Difference between the country mean scores in mathematics and the OECD total and average
(PISA 2003) ........................................................................................................................................................................................ 174

Table 13.1 Trend indicators between PISA 2000 and PISA 2003 for HISEI, by country ......................................................... 180
Table 13.2 Linking error estimates .................................................................................................................................................................. 182
Table 13.3 Mean performance in reading by gender in Germany .................................................................................................... 184

Table 14.1 Distribution of the questionnaire index of cultural possession at home in Luxembourg (PISA 2006) ....... 188
Table 14.2 Output data file exercise1 from Box 14.1 ............................................................................................................................ 190
Table 14.3 Labels used in a two-way table ................................................................................................................................................. 190
Table 14.4 Distribution of 100 students by parents’ marital status and grade repetition ........................................................ 191
Table 14.5 Probabilities by parents’ marital status and grade repetition ........................................................................................ 191
Table 14.6 Relative risk for different cutpoints .......................................................................................................................................... 191
Table 14.7 Output data file exercise2 from Box 14.2 ............................................................................................................................ 193
Table 14.8 Mean and standard deviation for the student performance in reading by gender, gender difference
and effect size (PISA 2006) ......................................................................................................................................................... 195
Table 14.9 Output data file exercise4 from Box 14.5 ............................................................................................................................ 197
Table 14.10 Output data file exercise5 from Box 14.5 ............................................................................................................................ 197
Table 14.11 Mean of the residuals in mathematics performance for the bottom and top quarters of the PISA index
of economic, social and cultural status, by school group (PISA 2003) .................................................................... 199

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Table 15.1 Between- and within-school variance estimates and intraclass correlation (PISA 2006) ................................. 209
Table 15.2 Output data file “ranparm1” from Box 15.3 ........................................................................................................................ 212
Table 15.3 Output data file “fixparm3” from Box 15.6 ......................................................................................................................... 217
Table 15.4 Output data file “ranparm3” from Box 15.6 ........................................................................................................................ 217
Table 15.5 Variance/covariance estimates before and after centering ............................................................................................ 219
Table 15.6 Output data file of the fixed parameters file ....................................................................................................................... 221
Table 15.7 Average performance and percentage of students by student immigrant status and by type of school.......... 223
Table 15.8 Variables for the four groups of students ............................................................................................................................... 223
Table 15.9 Comparison of the regression coefficient estimates and their standard errors in Belgium (PISA 2006) ......... 224
Table 15.10 Comparison of the variance estimates and their respective standard errors in Belgium (PISA 2006) ........ 225
Table 15.11 Three-level regression analyses ................................................................................................................................................. 226

Table 16.1 Differences between males and females in the standard deviation of student performance (PISA 2000) ......... 234
Table 16.2 Distribution of the gender differences (males – females) in the standard deviation
of the student performance ......................................................................................................................................................... 234
Table 16.3 Gender difference on the PISA combined reading scale for the 5th, 10th, 90th and 95th percentiles
(PISA 2000) ........................................................................................................................................................................................ 235
Table 16.4 Gender difference in the standard deviation for the two different item format scales in reading
(PISA 2000) ........................................................................................................................................................................................ 236
Table 16.5 Random and fixed parameters in the multilevel model with student and school socio-economic
background ........................................................................................................................................................................................ 237
Table 16.6 Random and fixed parameters in the multilevel model with socio-economic background and grade
retention at the student and school levels ............................................................................................................................ 241
Table 16.7 Segregation indices and correlation coefficients by country (PISA 2000) .............................................................. 243
Table 16.8 Segregation indices and correlation coefficients by country (PISA 2006) .............................................................. 244
Table 16.9 Country correlations (PISA 2000) ............................................................................................................................................. 245
Table 16.10 Country correlations (PISA 2006) ............................................................................................................................................. 246

Table 17.1 Synthesis of the 17 SAS® macros .............................................................................................................................................. 249

Table A2.1 Cluster rotation design used to form test booklets for PISA 2006 .............................................................................. 324

Table A12.1 Mapping of ISCED to accumulated years of education .................................................................................................. 449


Table A12.2 ISCO major group white-collar/blue-collar classification ............................................................................................. 451
Table A12.3 ISCO occupation categories classified as science-related occupations .................................................................. 451
Table A12.4 Household possessions and home background indices ................................................................................................. 455
Table A12.5 Factor loadings and internal consistency of ESCS 2006 in OECD countries ......................................................... 465
Table A12.6 Factor loadings and internal consistency of ESCS 2006 in partner countries/economies ................................ 466

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User’s Guide

Preparation of data files


All data files (in text format) and the SAS ® control files are available on the PISA website
([Link]).

SAS® users
By running the SAS® control files, the PISA data files are created in the SAS® format. Before starting
analysis, assigning the folder in which the data files are saved as a SAS® library.

For example, if the PISA 2000 data files are saved in the folder of “c:\pisa2000\data\”, the PISA 2003
data files are in “c:\pisa2003\data\”, and the PISA 2006 data files are in “c:\pisa2006\data\”, the
following commands need to be run to create SAS® libraries:
libname PISA2000 “c:\pisa2000\data\”;
libname PISA2003 “c:\pisa2003\data\”;
libname PISA2006 “c:\pisa2006\data\”;
run;

SAS® syntax and macros


All syntaxes and macros in this manual can be copied from the PISA website ([Link]).
The 17 SAS® macros presented in Chapter 17 need to be saved under “c:\pisa\macro\”, before
staring analysis. Each chapter of the manual contains a complete set of syntaxes, which must be
done sequentially, for all of them to run correctly, within the chapter.

Rounding of figures
In the tables and formulas, figures were rounded to a convenient number of decimal places, although
calculations were always made with the full number of decimal places.

Country abbreviations used in this manual


AUS Australia FRA France MEX Mexico
AUT Austria GBR United Kingdom NLD Netherlands
BEL Belgium GRC Greece NOR Norway
CAN Canada HUN Hungary NZL New Zealand
CHE Switzerland IRL Ireland POL Poland
CZE Czech Republic ISL Iceland PRT Portugal
DEU Germany ITA Italy SVK Slovak Republic
DNK Denmark JPN Japan SWE Sweden
ESP Spain KOR Korea TUR Turkey
FIN Finland LUX Luxembourg USA United States

17
PISA DATA ANALYSIS MANUAL: SAS® SECOND EDITION – ISBN 978-92-64-05624-4 – © OECD 2009
From:
PISA Data Analysis Manual: SAS, Second Edition

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Please cite this chapter as:

OECD (2009), “The Rasch Model”, in PISA Data Analysis Manual: SAS, Second Edition, OECD Publishing,
Paris.

DOI: [Link]

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