Scribd
Upload
6 views1 page

Professional Practices in Financial Services

This course applies principles of professional practice to work in the financial services industry. It discusses environmental legislation and sustainability practices, outlines the main sectors and their interrelationships, and explains organizational policies, procedures, and ethical behaviors regarding customer service and administration. It also covers security practices, internal systems, relevant legislation, the economic and political climate, and triple bottom line principles.

Uploaded by

Jarra Abdurahman
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
6 views1 page

Professional Practices in Financial Services

This course applies principles of professional practice to work in the financial services industry. It discusses environmental legislation and sustainability practices, outlines the main sectors and their interrelationships, and explains organizational policies, procedures, and ethical behaviors regarding customer service and administration. It also covers security practices, internal systems, relevant legislation, the economic and political climate, and triple bottom line principles.

Uploaded by

Jarra Abdurahman
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd

Course Tittle

Apply Principles of Professional Practice to Work in the financial services industry

1. Discuss environmental or sustainability legislation, regulations and codes of practice


applicable to industry and organizations
2. Outline the main sectors in the financial services industry and the interrelationships
between the sectors
3. Explain industry and organizational policy and procedures and ethical behaviors in regard
to customer service and administration
4. Outline industry and organisational security practices and rationale
5. Identify internal administration systems such as accounting systems and databases
6. Explain key requirements of relevant legislation, statutory requirements and industry
codes of practice
7. Identify the economic and political climate relating to the financial services industry
8. Explain triple bottom line principles used in work planning.

You might also like