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Polygraph Testing in Forensic Science

The document discusses the polygraph test, which uses physiological measurements to assess credibility. It provides a brief history of the polygraph, describing its development in the 19th/20th centuries. It then explains the basic principles and process of how polygraph tests work, including the types of questions asked and how examiners analyze the results. Key details covered include how the test measures blood pressure, pulse, respiration and skin conductivity in response to questions.

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Rakesh Pandey
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100% found this document useful (1 vote)
313 views12 pages

Polygraph Testing in Forensic Science

The document discusses the polygraph test, which uses physiological measurements to assess credibility. It provides a brief history of the polygraph, describing its development in the 19th/20th centuries. It then explains the basic principles and process of how polygraph tests work, including the types of questions asked and how examiners analyze the results. Key details covered include how the test measures blood pressure, pulse, respiration and skin conductivity in response to questions.

Uploaded by

Rakesh Pandey
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
  • Cover Page
  • Acknowledgement
  • Introduction
  • History
  • Objectives of Polygraph Examination
  • Principle on Which Polygraph Instrument Functions
  • Types of Polygraph Instruments
  • Diagram of Polygraph Setup
  • Administration of the Test
  • Categories of Questioning Technique
  • Analysis of the Polygraph Chart
  • Working Process of the Polygraph Examiner
  • Judicial Approach Towards Polygraph Test in India
  • Conclusion

MAULANA ABUL KALAM AZAD

UNIVERSITY OF TECHNOLOGY,
WEST BENGAL

FACULTY OF FORENSIC SCIENCE

MSC FORENSIC SCIENCE–2020-21

INTERNAL ASSIGNMENT ON
INTRODUCTION TO FORENSIC SCIENCE AND
CRIMINAL JUSTICE SYSTEM

TOPIC: POLYGRAPH TEST UNDER


PSYCHOLOGY AND INVESTIGATIVE
TECHNIQUES

Submitted By: Submitted To:


Rakesh Pandey Ms. Ashmita Paul,
1st Semester Faculty of Forensic Science
2020-21

Page 1 of 12
ACKNOWLEDGEMENT

Any activity big or small is a result of collective


efforts of several individuals and this assignment is
also a sequel of several individuals who have given
their valuable contribution in fulfillment of this
assignment.

At first I would like to express my profound


gratitude towards my faculty of Forensic Science
who has provided me an opportunity to submit this
assignment and was available with the valuable
information during the classes.
I would also like to acknowledge a deep sense of
gratitude to my Dean, Faculty member and friends
for their immense support and guidance.
Last but not the last, my overriding debt continues
to all the people who were directly or indirectly
associated with this assignment.

Page 2 of 12
INTRODUCTION

Polygraph is a general term that refers to the use of autonomic physiological


measures to make assessments about a person’s credibility. Polygraph
techniques find wide application in the criminal justice.
There are two major families of polygraph techniques. Knowledge approaches
look for responses that indicate knowledge possessed by a person attempting
deception. Deception (dishonesty) approaches assess credibility by examining a
person’s response to accusatory (harsh) questions that directly address the
issues under investigation.

A polygraph Test is known as a lie detector test which is used to prove


truthfulness of a subject, measures and records several physiological indices such
as:

 Blood pressure
 Pulse
 Respiration
 Skin conductivity.

while a person is asked and answers a series of questions.


Lie detection is also known as deception detection.

Page 3 of 12
HISTORY

The study of physiological methods for deception tests measuring emotional


disturbances began in the early 19th century.

The first polygraph was created in 1921, when a California-based policeman and
physiologist John A. Larson devised an apparatus to simultaneously measure
continuous changes in blood pressure, heart rate and respiration rate in order to
aid in the detection of deception. However, the invention of the polygraph
cannot be attributed to a single individual.

 Benussi was the first to work on practical deception tests based on


physiological changes.

 The first attempt to develop a scientific instrument to detect truth was made
by Lombroso in 1895.

 Later, Larsen and Keelar independently designed instruments with new


features to make it more versatile (resourceful).

 John Reid, in 1947 further improved the instrument as well as the technique
of administering the test.

Page 4 of 12
OBJECTIVES OF POLYGRAPH
EXAMINATION

 To verify the veracity of the statement of suspect, witness and


complainant in all types of crime.

 To replace the third degree method of interrogation in a scientific manner.

 To examine white collar criminals, economic offenders, cyber criminals


and other offenders.

 To corroborate the findings of the investigation.

PRINCIPLE ON WHICH POLYGRAPH


INSTRUMENT FUNCTIONS

The polygraph is based on the principle of psychosomatic interaction of an


individual.

This means, a change takes place in person who consciously (willfully) holds
feelings, which manifest (evident) into physiological changes in his blood
pressure, pulse rate, respiration and electrodermal response.

Hence it is the fear of detection and not the guilt which produces
measurable physiological responses.

HOW DOES IT FUNCTIONS

Polygraph machines records multiple signals using 04 to 06 sensors attached to


the person’s body.
The sensor’s usually records following things of a person:

 Breathing rate
 Pulse
 Blood Pressure
 Perspiration
Page 5 of 12
TYPES OF POLYGRAPH INSTRUMENTS

A polygraph instrument is basically a combination of medical devices that are


used to monitor changes occurring in the body which includes:

 One pneumograph tube is fastened around chest and another around


abdomen to measure the variation in respiratory pattern.

 A blood pressure cuff or a sphygmomanometer, similar to the one used by


physicians, is attached to the subjects upper arm.
It collects heart rate data and blood pressure.

 Electrodes or galvanograph are attached to the hand or index and ring


fingers, through which a weak electric current is passed to measure the
galvanic skin response (GSR).
It measures electro-dermal activity or sweat

 Plethysmograph is a transducer. It is attached to the thumb. It measures


blood volume reflecting the pulse rate.

Page 6 of 12
Page 7 of 12
ADMINISTTRATION OF THE TEST

 Familiarizing the subject with the test


 Pre-test Interview
 Formulating questions
 Analysis of the result
Page 8 of 12
CATEGORIES OF QUESTIONING
TECHINQUE

In questioning the subject, generally the basic approaches are followed:

 Relevant Questions

A relevant question is one that deals with the real issue of concern to the
investigation. These questions include asking whether the examinee
perpetrated (committed) the target act or knows who did it and
perhaps questions about particular pieces of evidence that would incriminate
(implicate) the guilty person.

Assumption
A liar or guilty person will be more aroused by relevant questions
than irrelevant ones, while an innocent person will show no difference

 Irrelevant Questions

An irrelevant question is one designed to provoke no emotion i.e. not


associated with the real issue.

Assumption
A liar or guilty person will be more provoked by relevant questions
than Irrelevant ones, while an innocent person will show no difference

 Control Questions
These are inter spread among the relevant and irrelevant questions. They do
not directly relate to the crime under investigation, but to a similar situation
in which the answers may have a feeling of concern with respect to either its
truthfulness or its accuracy.

Assumption
 Guilty person will show more provoke lying to relevant questions
 Innocent person will show more provoke lying to comparison questions

Page 9 of 12
 Peak of tension questions

It is framed when some of the important details of the offence in question are
not made known to the subject. The test questions in this case are framed in
such a way that only one question will have bearing upon the matter under
investigation and all others coming close to the guilty knowledge. The series of
questions framed are first read to the subject and later they are administered
with the instrument attached.

Assumption
 A guilty person will react strongest when the correct alternative is chosen
 An innocent person may simply become more aroused as the test goes on,
but will not show a significant sudden increase in arousal to one alternative

ANALYSIS OF THE POLYGRAPGH CHART


The Polygraph examiner considers the following aspects while analysing the
results of the test:

 Simultaneous occurrence in respiration and increase in blood pressure


immediately after the subject’s reply.
 Heavier breathing immediately after reply to a relevant question.
 Decrease in blood pressure several seconds after the subject reply.
 Slowing up pulse rate after the questioning session and after the subject is
informed that there will be no more questions.
 Variation in the blood pressure curve during the test e.g. downward trend
indicates release of tension i.e. the subject feels at ease, horizontal trend
indicates no change in the emotional state, upward trend indicates increase
in tension, suggesting deception or guilty.

Page 10 of 12
WORKING PROCESS OF THE
POLYGRAPGH EXAMINER
The working process briefly involves following aspects:

 The subject is asked about the crime he has committed. He knows that if he
or she answers the question truthfully, he or she would be punished for the
same.

 He or she wants to tell lies to avoid punishment.

 His or her mental faculties set in to find lies to substitute truth. This shielding
process is called defense mechanism.
 The Defense Mechanism interacts with the body and creates physiological
changes in the form of increased blood pressure, increased respiration
rate, increased heart beat and lower GSR (Galvanic Skin Response).

 Evaluations of these responses are done by the psychologists personally or


he uses the computer to evaluate the results.

JUDICIAL APPROACH TOWARDS


POLYGRAPH TEST IN INDIA

 The main provision regarding crime investigation and trial in the Indian
constitution is Article 20(3).

 It deals the privilege against self-incrimination. The privilege against self-


incrimination is a fundamental canon of common law of criminal
jurisprudence.

 Article 20(3) which embody this privilege states that:


“No person accused of any offence shall be compelled to be a witness
against himself”.
The result of polygraph examination is not accepted in Indian courts.

 There is no provision in the Criminal Procedure Code, Evidence Act and


Constitution to accept the results of polygraph test.
Page 11 of 12
CONCLUSION

The principle behind polygraph tests is questionable because the measured


changes in stimulation state are not necessarily triggered by lying or deception.
Instead, these could be triggered by nervousness, anxiety, fear, confusion,
hypoglycemia, psychosis, depression, substance induced (nicotine, stimulants),
substance withdrawal state (alcohol withdrawal) or other emotions.

This state has also been attributed to the way the questions are asked by the
investigating officers.

At the same time, it is not difficult to beat polygraph tests by a trained person,
who is able to control or suppress his/her arousal symptoms through relaxation
exercises, Yoga, meditation, etc. Hence, the reliability of the polygraph test has
been repeatedly questioned in empirical studies.
However, police in India have been using it as an aid to interrogation.

Page 12 of 12

Common questions

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Polygraph examiners begin by questioning the subject about the crime, understanding that truthful responses could lead to punishment. To avoid this, individuals may lie, triggering defense mechanisms that interact with their body, leading to physiological changes such as increased blood pressure and altered respiration. These responses are measured by the polygraph and analyzed by the examiner, either manually or with computer assistance, to evaluate truthfulness. The testing process involves familiarizing the subject, conducting a pre-test interview, formulating questions, and analyzing results .

During a polygraph examination, relevant, irrelevant, control, and peak of tension questions are used. Relevant questions deal with the core issue of the investigation, assuming a guilty person will show more physiological arousal. Irrelevant questions are emotionally neutral and not related to the crime, serving as a baseline. Control questions pertain to similar but unrelated past situations, hypothesizing that guilty individuals will show more arousal to relevant questions while the innocent may react more to control questions. Peak of tension questions involve specifics unknown to the subject, expecting a guilty person to react strongly to the correct detail .

Polygraph examiners analyze test results by evaluating physiological responses like changes in respiration, blood pressure, and pulse rate. Key indicators include simultaneous increases in respiration and blood pressure after responses to questions, heavier breathing after relevant questions, a decrease in blood pressure post-reply, and changes in pulse rate post-questioning. Trends in the blood pressure curve, such as downward for relaxation, horizontal for unchanged emotional state, and upward for tension or possible deception, are also assessed. These evaluations help determine the likelihood of deception .

The polygraph test aims to scientifically verify the statements of suspects, replacing the third-degree method of interrogation, which often involves coercion or physical pressure. It serves as a non-invasive means to assess truthfulness through physiological measures, like blood pressure and skin conductivity, offering an alternative to more aggressive traditional methods. However, its role in the interrogation process is limited due to questions about reliability and legal admissibility in courts. It is particularly used for corroborating findings in cases involving white-collar and cyber crimes .

Article 20(3) of the Indian Constitution provides the privilege against self-incrimination, stating that no person accused of an offense shall be compelled to testify against themselves. This legal principle impacts the use of polygraph tests in courts as the results of such tests are not accepted as evidence. There is a lack of provision in the Criminal Procedure Code, Evidence Act, and Constitution for the admissibility of polygraph test results, as these could potentially violate the protection granted under Article 20(3).

The two major families of polygraph techniques are the 'knowledge approaches' and 'deception (dishonesty) approaches.' The 'knowledge approaches' focus on detecting physiological responses indicative of the examinee's awareness of incriminating information they are attempting to conceal. In contrast, 'deception (dishonesty) approaches' assess credibility by examining responses to accusatory questions related to the issues being investigated. This approach evaluates truthfulness based on the subject's physiological reactions when confronted with direct inquiries about the crime .

Reliability concerns in polygraph testing stem primarily from the assumption that physiological arousal is directly linked to deception. However, changes in physiological states can be triggered by factors such as nervousness, fear, anxiety, medical conditions, or substance effects. The questioning manner also influences responses. Due to these variables, a polygraph is not entirely reliable as it can yield false positives or negatives. Trained individuals can even manipulate physiological responses through techniques like relaxation or meditation. As a result, the polygraph’s dependability is questioned in empirical studies .

The polygraph instrument works on the principle of psychosomatic interaction, which suggests that physiological changes in an individual occur due to emotional responses when they consciously hold deceptive feelings. These changes manifest as alterations in blood pressure, heart rate, respiration, and electrodermal response. It is the fear of detection rather than guilt itself that triggers measurable physiological responses, forming the basis for the polygraph's operation .

The objectives of conducting a polygraph examination include verifying the truthfulness of statements from suspects, witnesses, and complainants across all crime types. Additionally, the polygraph aims to replace inhumane interrogation methods with a scientific approach, examining white-collar criminals, economic offenders, and cyber criminals. It serves to corroborate investigative findings, providing a basis for further inquiry into the involved individuals' credibility and knowledge about the crime .

The development of the modern polygraph instrument began with Cesare Lombroso's initial attempt in 1895 to create a scientific method for truth detection. Vittorio Benussi conducted practical physiological deception tests. In 1921, John A. Larson, a California policeman and physiologist, devised an apparatus to measure blood pressure, heart rate, and respiration simultaneously. Larson and Leonard Keelar later introduced new features, enhancing the instrument's versatility. John Reid further refined the device and its application in 1947, contributing significantly to its evolution into the modern polygraph instrument .

Page 1 of 12 
 
MAULANA ABUL KALAM AZAD 
UNIVERSITY OF TECHNOLOGY, 
WEST BENGAL 
 
 
FACULTY OF FORENSIC SCIENCE 
 
 MSC FORE
Page 2 of 12 
 
ACKNOWLEDGEMENT 
Any activity big or small is a result of collective 
efforts of several individuals and this
Page 3 of 12 
 
INTRODUCTION 
 
Polygraph is a general term that refers to the use of autonomic physiological 
measures to ma
Page 4 of 12 
 
HISTORY 
 
The study of physiological methods for deception tests measuring emotional 
disturbances began in
Page 5 of 12 
 
OBJECTIVES OF POLYGRAPH 
EXAMINATION 
 
 To verify the veracity of the statement of suspect, witness and 
co
Page 6 of 12 
 
TYPES OF POLYGRAPH INSTRUMENTS 
 
A polygraph instrument is basically a combination of medical devices that a
Page 7 of 12
Page 8 of 12 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ADMINISTTRATION OF THE TEST 
 
 Familiarizing
Page 9 of 12 
 
CATEGORIES OF QUESTIONING 
TECHINQUE 
 
In questioning the subject, generally the basic approaches are follow
Page 10 of 12 
 
 
 Peak of tension questions 
 
It is framed when some of the important details of the offence in question

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