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Sykes and Matza's Neutralization Techniques

This document summarizes the key points from the 1957 paper "Techniques of Neutralization: A Theory of Delinquency" by Sykes and Matza. The paper introduces five techniques of neutralization used by delinquents to justify deviant acts: (1) denial of responsibility, (2) denial of injury, (3) denial of victim, (4) condemnation of the condemners, and (5) appeal to higher loyalties. These techniques allow delinquents to engage in deviant acts without seeing themselves as criminals by neutralizing the negative sanctions of society. However, the techniques may not fully shield individuals from feelings of guilt or the reactions of conforming others.
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0% found this document useful (0 votes)
182 views3 pages

Sykes and Matza's Neutralization Techniques

This document summarizes the key points from the 1957 paper "Techniques of Neutralization: A Theory of Delinquency" by Sykes and Matza. The paper introduces five techniques of neutralization used by delinquents to justify deviant acts: (1) denial of responsibility, (2) denial of injury, (3) denial of victim, (4) condemnation of the condemners, and (5) appeal to higher loyalties. These techniques allow delinquents to engage in deviant acts without seeing themselves as criminals by neutralizing the negative sanctions of society. However, the techniques may not fully shield individuals from feelings of guilt or the reactions of conforming others.
Copyright
© All Rights Reserved
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SYKES, Gresham M. e MATZA, David. Techniques of Neutralization: A Theory of Delinquency.

American Sociological Review, Vol. 22, nº6, 1957. p. 664-670.

- comportamento criminoso é aprendido socialmente. Teoria da associação diferencial de


Sutherland. (p. 664)

- “In general, the potentiality for victimization would seem to be a function of the social distance
between the juvenile delinquent and others and thus we find implicit maxims in the world of the
delinquent such as "don't steal from friends" or "don't commit vandalism against a church of your
own faith. (…) The fact that supposedly valued behavior tends to be directed against disvalued
social groups hints that the "wrong-fulness" of such delinquent behavior is more widely recognized
by delinquents than the literature has indicated. When the pool of victims is limited by
considerations of kinship, friendship, ethnic group, social class, age, sex, etc., we have reason to
suspect that the virtue of delinquency is far from unquestioned.” (p. 665) É interessante resgatar
tal ponto, uma vez que o ESPÓLIO será negociado de maneira distinta entre diferentes
grupos – seguindo uma lógica de distanciamento estrutural para os próprios PMs numa
escala, talvez contravenção>milicianos>traficantes.

- NOÇÃO DE FLEXIBILIDADE MORAL SE APROXIMA AQUI DAS MORALIDADES


SITUACIONAIS DA LUCÍA: “The moral injunction against killing, for example, does not apply
to the enemy during combat in time of war, although a captured enemy comes once again under the
prohibition. Similarly, the taking and distributing of scarce goods in a time of acute social need is
felt by many to be right, although under other circumstances private property is held inviolable. The
normative system of a society, then, is marked by what Williams has termed flexibility; it does not
consist of a body of rules held to be binding under all conditions.” (p. 666).

- Argumento central dos autores. Eles realmente se aproximam da Lucía: “The individual can
avoid moral culpability for his criminal action and thus avoid the negative sanctions of society if he
can prove that criminal intent was lacking. It is our argument that much delinquency is based on
what is essentially an unrecognized extension of defenses to crimes, in the form of
justifications for deviance that are seen as valid by the delinquent but not by the legal system
or society at large.” (p. 666).

- Aqui, eles se articulam com o WERNECK sobre a moral não enquanto limitante da ação, ligada a
estruturas sociais, mas sim enquanto mecanismo para a agência dos sujeitos: “These justifications
are commonly described as rationalizations. They are viewed as following deviant behavior and as
protecting the individual from self-blame and the blame of others after the act. But there is also
reason to believe that they precede deviant behavior and make deviant behavior possible. (p.
666)

- We call these justifications of deviant behavior techniques of neutralization; and we believe these
techniques make up a crucial component of Sutherland's "definitions favorable to the violation of
law." (p. 667)

- Tais técnicas se dividem em cinco grandes grupos:

a) negação da responsabilidade
As a technique of neutralization, however, the denial of responsibility extends much further than the
claim that deviant acts are an "accident" or some similar negation of personal accountability. It may
also be asserted that delinquent acts are due to forces outside of the individual and beyond his
control such as unloving parents, bad companions, or a slum neighborhood. (p. 667)
b) negação do dano
For the delinquent, however, wrongfulness may turn on the question of whether or not anyone has
clearly been hurt by his deviance, and this matter is open to a variety of interpretations. Vandalismo
é justificado porque quem teve a propriedade pode pagar pelo reparo, ou ainda roubar um carro é
visto como um “empréstimo” e não um roubo. (p. 667)

c) negação da vítima
Even if the delinquent accepts the responsibility for his deviant actions and is willing to admit that
his deviant actions involve an injury or hurt, the moral indignation of self and others may be
neutralized by an insistence that the injury is not wrong in light of the circumstances. . The injury,
it may be claimed, is not really an injury; rather, it is a form of rightful retaliation or
punishment. (…) To deny the existence of the victim, then, by transforming him into a person
deserving injury is an extreme form of a phenomenon we have mentioned before, namely, the
delinquent's recognition of appropriate and inappropriate targets for his delinquent acts. (p. 668).
Um tiroteio, por exemplo, leva a morte de traficantes. Suas armas são roubadas, porque, se
não, eles irão para um depósito do “Estado” e, depois, serão destruídas. Se levadas até
milicianos, que são também PMs, elas podem ser usadas para “garantir a ordem”, “combater
o crime”, embora saibamos que isso é uma piada. Fala do Bruno: “se der tiro pra cima de
mim eu vou revidar e não tem desenrolo. Se eu pegar, vou matar.” Ou se a vítima é “bandido”,
ela não tem direitos porque se quer ela tem o estatuto de “humana”. (Fala do João).

d) condenação dos condenadores


The delinquent shifts the focus of attention from his own deviant acts to the motives and behavior
of those who disapprove of his violations. His condemners, he may claim, are hypocrites, deviants
in disguise, or impelled by personal spite. This orientation toward the conforming world may be of
particular importance when it hardens into a bitter cynicism directed against those assigned the task
of enforcing or expressing the norms of the dominant society. (p. 668). Justificativa que se volta
para a própria sociedade, que critica a corrupção policial. “Sociedade financia o tráfico”,
“sociedade é hipócrita, pois ela é também corrupta”, “sociedade não valoriza o policial”, ou a
própria corregedoria, vista como reforçada da visão de que “o PM tá sempre errado” e por aí
vai. A justificativa para o ESPÓLIO é condenar a própria sociedade e enxergar tais atos como
uma “recompensa” diante de um trabalho que, segundo os PMs, é desvalorizado.

e) Apelo a lealdades superiores (outras lealdades?)


“It is important to note that the delinquent does not necessarily repudiate the imperatives of the
dominant normative system, despite his failure to follow them. Rather, the delinquent may see
himself as caught up in a dilemma that must be resolved, unfortunately, at the cost of violating the
law. For our purposes, however, the most important point is that deviation from certain norms
may occur not because the norms are rejected but because other norms, held to be more
pressing or involving a higher loyalty, are accorded precedence. Indeed, it is the fact that both
sets of norms are believed in that gives meaning to our concepts of dilemma and role conflict” (p.
669). Argumentos de que a “sociedade” exige que combatamos implacavelmente o crime.
Logo, para isso, é preciso infringir algumas regras, como, por exemplo, executar criminosos.
Dilema que o Kant e Jorge da Silva colocam, entre uma sociedade que tolera a violência
policial e condena a corrupção policial.

- Ressalva dos limites sobre as técnicas de neutralização: “Techniques of neutralization may not be
powerful enough to fully shield the individual from the force of his own internalized values and the
reactions of conforming others, for as we have pointed out, juvenile delinquents often appear to
suffer from feelings of guilt and shame when called into account for their deviant behavior”. (p.
670).
- crítica de que tal teoria se aplica a pessoas comuns que cometem desvios. Todavia, para certos
criminosos, o crime não recai sobre um sentimento de “culpa”, mas sim de “prazer”. Há uma
atração, uma sedução no crime também. Alguns dos candidatos me disseram sentir “prazer em
matar”, como no caso do Felipe. Isso tem que virar uma nota de rodapé do paper!

Common questions

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The five primary 'Techniques of Neutralization' identified by Sykes and Matza are: 1) denial of responsibility, where offenders claim their actions were beyond their control; 2) denial of injury, suggesting that no real harm was done; 3) denial of the victim, portraying the victim as deserving the harm; 4) condemnation of the condemners, criticizing those who disapprove of their behavior as hypocritical; and 5) appeal to higher loyalties, prioritizing allegiance to certain groups over societal norms. These techniques serve to justify deviant acts by creating a narrative that renegotiates the moral standing of the acts in question .

The concept of 'appeal to higher loyalties' results in role conflict for delinquents as it prompts them to prioritize certain allegiances over societally endorsed norms. Delinquents may face internal dilemmas when these higher loyalties demand actions that contravene legal expectations, thereby creating a conflict between their roles as law-abiding citizens and their commitments to other groups or causes. For instance, a delinquent might feel compelled to commit an act like theft or violence because it aligns with the perceived expectations of a peer group or gang, thereby causing a tension between conflicting sets of norms and loyalties .

The technique of 'condemnation of the condemners' is applied by shifting focus from the deviant act to the hypocrisy or perceived failings of those who condemn such acts. In societal contexts that involve crime and policing, this can manifest as critiques of societal structures and those enforcing norms, labeling them corrupt or hypocritical. For example, delinquents might argue that societal actors, like the police or government institutions, are inherently corrupt or that the public funds crime indirectly, framing their own deviant actions as less significant by comparison. This hardship centers on the perceived failings of the normative enforcers rather than the offenders .

Criticisms of 'Techniques of Neutralization' concerning their applicability to ordinary people versus habitual offenders highlight that these techniques might not fully account for the latter's motivations. For ordinary individuals, these neutralizations can explain occasional deviant behavior as a rationalization to avoid guilt. However, habitual offenders may not experience these rationalizations in the same way, as their deviance may stem from a recognition and acceptance of criminality that provides them with pleasure or empowerment, rather than invoking a need for neutralization. Thus, the theory may not adequately address the motivations of those for whom deviance is habitual rather than situational or occasional .

Social distance plays a significant role in delinquent behavior as explained by Sykes and Matza. The potentiality for victimization is influenced by the social distance between a juvenile delinquent and others. Delinquents may adhere to unwritten rules, such as not harming those within their immediate social circle, like friends or members of the same ethnic or social group. This implies that the moral boundaries of delinquent behavior are implicitly recognized and that delinquency often targets disvalued social groups, indicating that delinquents have a nuanced recognition of 'wrongfulness' that is shaped by social proximity .

Sykes and Matza challenge the conventional understanding of criminal intent by proposing that delinquents often employ 'Techniques of Neutralization' to justify their actions, which muddles the clarity of intent. While traditional legal systems consider intent a key factor in determining culpability, these techniques suggest that individuals might not perceive their actions as criminal due to their rationalizations. These justifications, seen as valid by the delinquents, imply that deviant behavior can occur even when societal definitions of intent are not met. Thus, the internal moral calculus of delinquents undermines the straightforward application of intent as recognized by legal frameworks .

Techniques of Neutralization illustrate situational morality by showing that moral standards are flexible and context-dependent. For instance, delinquents justify crimes by denying responsibility, denying harm, or condemning the condemners. These rationalizations allow them to navigate moral landscapes where traditional rules do not apply rigidly, much like moral injunctions that become void during wartime or justified appropriation of goods in times of scarcity. In such contexts, actions like theft or retaliation are recast as morally permissible, reflecting the flexibility of societal norms, which are not absolute but adapt to particular circumstances and needs .

Situational ethics significantly alter the understanding of moral culpability among delinquents by indicating that perceived moral duties can be altered by context. According to Sykes and Matza, delinquents rely on situational factors to justify their actions and evade moral guilt, suggesting that their moral breaches are not absolute but contextual. In some situations, such as war or social necessity, acts like killing or theft may seem justified. Delinquents exploit these situational discrepancies to argue that their actions align with a higher moral order, thereby diminishing their culpability by suggesting a conflict between competing moral imperatives .

Sykes and Matza’s 'Techniques of Neutralization' is a critical component of Sutherland's theory of differential association, as it provides a mechanism by which individuals rationalize deviant behavior. Sutherland's theory emphasizes that criminal behavior is learned through association with others who promote definitions favorable to law violations. Sykes and Matza expand on this by introducing techniques of neutralization, which delinquents use to justify their actions and mitigate their internal guilt. These neutralizations act as learned rationalizations that make deviant actions acceptable within their social context .

Sykes and Matza argue that rationalizations for deviant behavior serve a dual pre- and post-justification role. Before committing a deviant act, individuals may employ what they term 'Techniques of Neutralization' to preemptively justify their actions, thus enabling the deviant act by framing it psychologically acceptable. After the act, these rationalizations protect individuals from self-blame and societal disapproval. This suggests that rationalizations not only defend individuals from external judgment but also internally facilitate deviance by allowing individuals to neutralize potential feelings of guilt or shame before they arise .

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