DSEAR: Guidance on Dangerous Substances
DSEAR: Guidance on Dangerous Substances
HSEBOOKS
© Crown copyright 2003
However, the Code has special legal status. If you are prosecuted for breach of
health and safety law, and it is proved that you did not follow the relevant
provisions of the Code, you will need to show that you have complied with the
law in some other way or a court will find you at fault.
ii
Contents Introduction 1
Regulation 2 Interpretation 8
Dangerous substances 10
Explosive atmospheres 12
Hazard 13
Risk 14
Workplace 14
Work processes 15
Regulation 3 Application 75
Maritime activities 16
Exclusions from regulations 5(4)(c),7 and 11 17
Regulation 15 Amendments 62
Schedule 6 Amendments 76
Part 1 76
Part 2 82
iv
Preface This publication contains the Dangerous Substances and Explosive
Atmospheres Regulations,1 together with an Approved Code of Practice and
supporting guidance.
For convenience, the text of the Regulations is set out in italic type, with the
ACOP in bold type and the accompanying guidance in normal type.
v
Notice of By virtue of section 16(1) of the Health and Safety at Work etc Act 1974 and
with the consent of the Secretary of State for Work and Pensions, the Health
Approval and Safety Commission has on 5 August 2003 approved the Code of Practice
entitled Dangerous substances and explosive atmospheres.
The Code of Practice gives practical guidance with respect to the Dangerous
Substances and Explosive Atmospheres Regulations 2002.
Signed
Mark Dempsey
Secretary to the Health and Safety Commission
3 October 2003
vi
Introduction 1 The Dangerous Substances and Explosive Atmospheres Regulations
20021 (DSEAR) are concerned with protection against risks from fire,
explosion and similar events arising from dangerous substances used or
present in the workplace. They set minimum requirements for the protection
of workers from fire and explosion risks related to dangerous substances and
potentially explosive atmospheres. The Regulations apply to employers and the
self-employed at most workplaces in Great Britain where a dangerous
substance is present or could be present.
(a) Design of plant, equipment and workplaces2 - This gives practical advice on
assessing the risk from, and the design and use of, plant, equipment and
workplaces which handle or process dangerous substances. It includes
measures for making redundant plant and equipment safe.
(c) Control and mitigation measures4 - This gives practical advice on the
requirements of regulation 5 and 6 to identify the hazards arising from
the dangerous substance and put in place adequate ventilation, ignition
control and separation measures to control risks.
(d) Safe maintenance, repair and cleaning procedures5 - This gives practical
advice on identifying hazards and implementing appropriate control
measures and systems of work during maintenance and other similar
non-routine activities. It includes advice on hot work and on permit-to-
work systems for those activities identified as high risk.
(e) Unloading petrol from road tankers6 - This gives practical advice and details
the measures necessary in respect of regulation 6 with regard to the safe
unloading of petrol tankers at petrol filling stations.
4 In addition, the free leaflet Fire and explosion: How safe is your workplace?7
provides a short guide to DSEAR and is aimed at small and medium-sized
businesses.
1
The legislative background
6 The Dangerous Substances and Explosive Atmospheres Regulations
20021 (DSEAR) were made under the Health and Safety at Work etc Act
19748 (HSW Act) and their main provisions came into force on 9 December
2002. The Regulations apply to workplaces (as defined in regulation 2) in
Great Britain. These workplaces, which cover most sectors of industry and
commerce, are also subject to the HSW Act. A limited number of
requirements concern explosive atmospheres and these came into force on 30
June 2003, their application is subject to transitional arrangements.
Regulation 6 sets out how the risk to safety from dangerous substances
should be eliminated or reduced.
(a) The health aspects of CAD are implemented separately through the Control of Substances Hazardous
to Health Regulations 2002, the Control of Lead at Work Regulations 2002 and the Control of Asbestos at
Work Regulations 2002.
2
Regulations 12-16 deal with the application of the Regulations outside
Great Britain, exemptions from the Regulations, and amendments to and
removal of other legislation.
10 The duties in DSEAR apply alongside the HSW Act and other
Regulations made under the Act, and also legislation on fire precautions. The
following paragraphs explain the interface between DSEAR and some key
pieces of legislation.
3
16 The definitions of 'dangerous substance' and 'substance hazardous to
health' contained in DSEAR and COSHH 14 respectively, cover a wide range
of substances. As a result, most substances that may be dangerous to safety
will also present a health risk.
20 There are many cases where dangerous substances within the scope of
DSEAR may be present in confined spaces. For example: fuel in large storage
tanks during cleaning or repair activities within the vessel; flammable waste
products in bunds; and chemically unstable substances in process vessels.
Dangerous substances (for example, in the form of gases) can accumulate in
confined spaces and form explosive concentrations that can ignite causing
severe injuries and even without ignition may act as asphyxiants.
27 The supply of health and safety equipment comes under the Personal
Protective Equipment Regulations 1992.21 Under these Regulations employers
must select, provide and maintain appropriate equipment for employees
whenever risks are not adequately protected against by other means.
Employers should also provide information, training and instruction for
employees on its use and maintenance. All equipment provided under these or
other Regulations must be provided without charge to employees.
(a) risks from major hazard activities, covered by the Control of Major
Accident Hazards Regulations 1999 (COMAH);26
(b) the prevention of fires and explosions offshore through the Offshore
Installations (Prevention of Fire and Explosion, and Emergency
Response) Regulations 1995 (PFEER)27 or the Offshore Installations
and Pipeline Works (Management and Administration) Regulations
1995;28 and
33 The above list is not exclusive and other legislation includes provisions
on preventing fires and explosions for example in quarries, mines or harbour
areas. In many cases, compliance with the specific requirements of such other
legislation will go a long way towards meeting the requirements of DSEAR.
Environmental issues
Enforcement arrangements
(a) as respects all regulations except for regulations 5(4) (c), 7, 11, 15(2),
16(2) and 17(1) to (3) on 9th December 2002;
(b) as respects regulations 15(2) and 16(2) on 5th May 2003; and
(c) as respects regulations 5(4) (c), 7,11 and 17(1) to (3) on 30th June
1 2003.
(d) marking the points of entry to places where explosive atmospheres may
be present (regulation 7(3));
(e) verifying the overall explosion safety of a workplace before it is used for
the first time (regulation 7(4));
(f) providing appropriate work clothing that does not give rise to
electrostatic discharges (regulation 7(5));
7
Regulation 2 Interpretation
Regulation In these Regulations-
"approved classification and labelling guide " means the "Approved Guide to the
Classification and Labelling of Dangerous Substances and Dangerous Preparations "
(5th edition)(a) approved by the Health and Safety Commission on 16th April 2002;
"the CHIP Regulations" means the Chemicals (Hazard Information and Packaging
for Supply) Regulations 2002(b);
(c) any dust, whether in the form of solid particles or fibrous materials or
otherwise, which can form an explosive mixture with air or an explosive
atmosphere, not being a substance or preparation falling within
subparagraphs (a) or (b) above;
"offshore installation " has the same meaning as it is given by regulation 3 of the
Offshore Installations and Pipeline Works (Management and Administration)
Regulations 1995(c) insofar as that regulation extends to mineral extracting industries
within the scope of Article 2(a) of Council Directive 92/9 I/EEC concerning the
minimum requirements for improving the safety and health protection of workers in
the mineral-extracting industries through drilling(d);
8
Regulation "public road" means (in England and Wales) a highway maintainable at public
expense within the meaning of section 329 of the Highways Act 1980(a) and (in
Scotland) a public road within the meaning assigned to that term by section 151 of
the Roads (Scotland) Act 1984(b);
"risk " means the likelihood of a person's safety being affected by harmful physical
effects being caused to him from fire, explosion or other events arising from the
hazardous properties of a dangerous substance in connection with work and also the
extent of that harm;
"safety data sheet" means a safety data sheet within the meaning of regulation 5 of
the CHIP Regulations;
"substance" means any natural or artificial substance whether in solid or liquid form
or in the form of a gas or vapour;
"workplace" means any premises or part of premises used for or in connection with
work, and includes -
(a) any place within the premises to which an employee has access while at
work; and
(i) used as a means of access to or egress from that place of work, or,
(ii) where facilities are provided for use in connection with that place of
work,
(e) equipment,
(f) materials,
(g) machinery,
(h) plant,
9
Guidance Dangerous substances
40 Although the chemical and petroleum industries will by their very nature
store, use and process the majority of dangerous substances, most other
sectors, such as manufacturing, food, retailing, etc will also have dangerous
substances present - but possibly in small quantities.
Step 3 - Check to see if the work activity involves the creation or handling of
potentially combustible or explosive dusts.
Step 1
Step 2
10
Guidance 48 Firstly, it may be that the properties of the substance or preparation are
such that it meets the technical criteria for classification, but is exempt from
CHIP. 34 For example, a flammable solvent produced in a chemical process
and then used again in another process on the same premises is exempt from
CHIP. No labelling or provision of safety data sheets needs to be carried out.
However, if that substance meets the technical criteria for 'flammability' in the
approved guide, DSEAR applies even though CHIP does not.
51 The key point is that it is not only the substance's fundamental physical
or chemical properties, but also the way the substance or preparation is
used/processed or present that determines whether DSEAR applies. If, in the
above example, diesel was present on the premises but was only in store, then
DSEAR would not apply to that storage activity because it is likely to be
stored below its flashpoint.
53 For Step 2, therefore, employers will need to carry out a risk assessment
using information about the physical and chemical properties of the substance
or preparation and the characteristics of the work processes to determine
whether there is a hazard and risk (see also definition of these terms).
Step 3
56 CHIP 34 will not tell employers whether they have an explosive dust
present at the workplace. Determining whether DSEAR applies requires
knowledge of the physical and chemical characteristics of the substance and an
assessment of the processes forming or handling the dust - particularly the size
of dust particles being produced or handled. Further information on how to
assess the risks of combustible and explosive dusts and the relevant safety
precautions are contained in HSE publication Safe handling of combustible
2
dusts37 and in the software program Dust expert.38
11
Guidance 57 If dusts that can form an explosive atmosphere are used or present they
are defined as a 'dangerous substance' under the Regulations.
Explosive atmospheres
Atmospheric conditions
Combustion
12
Guidance Hazard
74 For materials that could give rise to a dust explosion, factors such as the
2 particle size and moisture content will effect the explosion properties. The
13
Guidance maximum explosion pressure and maximum rate of pressure rise of a dust are
important in assessing the risk. These properties are measured in a standard
test apparatus. See BS 6713, 40 which is currently under revision (see prEN
1403441).
Risk
75 Risk is the chance, high or low, that someone will be harmed by the
hazard. For the purposes of these Regulations the definition of 'risk' builds on
the definition of hazard and ensures that the risks addressed are those created
by the physical and chemical properties of substances and preparations which
can lead to fires, explosions and similar energetic events; and, in turn, lead to
the harmful physical effects mentioned above, and the extent of the harm.
Other risks such as risks to health, crushing risks etc are not within the scope
of the Regulations.
Workplace
78 Public roads, which are used to get to or from the workplace, are not
included in the definition. However, in some circumstances, a public road may
itself become the workplace, and if dangerous substances are used or produced
during the work activity concerned, these Regulations may apply, for example
during road repairing or work on utilities.
14
Guidance work activity involving dangerous substances being carried out there either by
an employer or a self-employed person (see regulation 4).
Work processes
(a) gas monitoring and alarm systems for employees working in confined
spaces where flammable vapours may be present or released by the
activity;
Regulation 3 Application
Regulation (1) These Regulations, apart from regulations 15, 16 and 17(4) to (5), shall
not apply to the master or crew of a ship or to the employer of such persons in respect
of the normal ship-board activities of a ship's crew which are carried out solely by the
crew under the direction of the master and, for the purposes of this paragraph -
(a) "ship" includes every description of vessel used in navigation, other than
a ship forming part of Her Majesty's Navy or an offshore installation;
and
(b) the reference to the normal ship-board activities of a ship's crew includes -
(ii) the repair of a ship save repair when carried out in dry dock.
(a) areas used directly for and during the medical treatment of patients;
(b) the use of gas appliances burning gaseous fuel (that is to say, any fuel
which is in a gaseous state at a temperature of 15°C under a pressure of 1
3 bar) which -
15
Regulation (i) are used for cooking, heating, hot water production, refrigeration,
lighting or washing; and
including forced draught burners and heating bodies to be equipped with such
burners but not including an appliance specifically designed for use in an
industrial process carried out on industrial premises;
(c) gas fittings within the meaning of the Gas Safety (Installation and Use)
Regulations 1998(a) located in domestic premises, not being gas
appliances falling within subparagraph (b);
(e) any activity at a mine within the meaning of section 180 of the Mines
and Quarries Act 1954(b) carried out for the purposes of the mine;
(g) any activity at a borehole site within the meaning of regulation 2(1) of
the Borehole Sites and Operations Regulations 1995(d) carried out for the
purposes of the borehole site;
(h) any activity at an offshore installation carried out for the purposes of the
offshore installation; and
(i) the use of means of transport by land, water or air which is regulated by
international agreements and the European Community Directives giving
effect to them insofar as they fall within the disapplication in Article
1.2. (e) of Council Directive 99/92/EC on minimum requirements for
improving the safety and health protection of workers potentially at risk
from explosive atmospheres(e), except for any means of transport intended
for use in a potentially explosive atmosphere.
(3) Regulations 5(2) (f), (g), (h) and (i), 6(4) (d), 6(5) (b) and (e) and
8(1) (d) and (e) and the requirements of paragraphs 5 and 6 of Schedule 1 shall not
apply to any activity at an offshore installation carried out for the purposes of the
offshore installation.
(a) S.I. 1998/2451
(b) 1954 c. 70, extended by the Mines and Quarries (Tips) Act 1969 (c. 10) and the Mines
Managment Act 1971 (c. 20); relevant amending instruments are S.I. 1974/2013, 1976/2063 and
1993/1897
(c) S.I. 1999/2024
(d) S.I. 1995/2038
3 (e) No. L23, 28.1.00, p. 57
86 Except for Royal Navy ships, DSEAR does not apply to activities
involving dangerous substances on ships in Great Britain waters. For example,
use of flammable paints and adhesives for maintenance purposes. Similarly
when the ship is tied-up in a port or harbour, minor 'running repairs'
3 involving dangerous substances (eg repairs involving flammable adhesives)
16
Guidance carried out solely by the crew under the direction of the ship's master are not
covered by DSEAR (except when carried out in a dry dock). In both of these
circumstances safety is controlled by maritime legislation produced and
enforced by the Maritime and Coastguard Agency.
88 Regulation 3(1) also enables the provisions of regulations 15, 16, 17(4)
and 17(5) to be applied in full to water transport and shipping activities where
they may be subject to the legislation referred to in those Regulations.
Areas used directly for and during the medical treatment of patients
Gas fittings
17
Guidance The manufacture, handling, use, storage, and transport of explosives
or chemically unstable substances
95 There are a small number of cases where specific substances have both
the properties of a flammable gas that can form an explosive atmosphere with
air and can also explode in the absence of air. Examples include acetylene,
methyl acetylene and ethylene oxide. Regulations 5(4)(c), 7 and 11 apply to
these substances in relation to the possible formation of explosive
atmospheres. The regulations do not apply, however, in relation to their
explosive/chemically unstable properties.
18
Guidance the Classification and Labelling of Explosives Regulations 1983
(CLER);48
(c) The International Civil Aviation Organisation Instructions for the Safe
Transport of Dangerous Goods by Air (ICAO)57 technical instructions
are implemented by Air Navigation (Dangerous Goods) Regulations
2002. 58
99 If the means of transport covered by the agreements, etc listed above are
intended to be used in a potentially explosive atmosphere then they are outside
the scope of the disapplication and are subject to regulations 5(4)(c), 7 and
3 11.
19
Guidance 100 It is possible that loading/unloading operations may take place in an area
where there is a potentially explosive atmosphere and, if this is the case, the
requirements of regulations 5(4)(c), 7 and 11 will apply to the means of
transport. However, this does not include situations where an explosive
atmosphere is likely to occur solely as a result of a loading/unloading operation
itself. For example, the disapplication would apply to a road tanker
transporting petrol, where the loading/unloading site is not initially considered
to have a potentially explosive atmosphere because of its location with respect
to the storage facility.
(a) the duties of the employer under regulations 6(5) (f) and 7(5) (which
relate, respectively, to the provision of suitable personal protective
equipment and the provision of appropriate work clothing) shall not
extend to persons who are not his employees; and
(b) the duties of the employer under regulations 8 and 9 (which relate,
respectively, to dealing with accidents and to provision of information,
instruction and training) shall not extend to persons who are not his
employees, unless those persons are at the workplace where the work is
being carried on and subject to the following, namely, that, in relation to
the application of regulation 9 to such persons, regulation 9 shall apply to
the extent that is required by the nature and the degree of the risk.
Guidance 103 These Regulations place specific duties on employers to assess and
control the risks from dangerous substances. For the purposes of these
Regulations, employers include contractors, sub-contractors and self-employed
people. The duties under these Regulations apply to a self-employed person as
if he were both an employer and an employee.
20
Guidance 105 However, for the purposes of regulation 8 (arrangements to deal with
accidents, incidents and emergencies) and regulation 9 (information,
instruction and training), employers only have duties to people other than
their employees when those people are on their premises. In addition,
employers are not required to provide people other than their employees with
appropriate personal protective equipment or work clothing. In relation to
non-employees, information, instruction and training need only be provided to
the extent required by the level and type of risk.
107 Where, after 30 June 2003, two or more employers share the same
workplace where an explosive atmosphere may occur, regulation 11 places a
duty on the employer responsible to co-ordinate the implementation of any
4 explosion protection measures required by these Regulations.
(i) the work processes and substances used and their possible
interactions;
(in) where the work will involve more than one dangerous substance,
the risk presented by such substances in combination; and
(iv) the arrangements for the safe handling, storage and transport of
dangerous substances and of waste containing dangerous
substances;
(d) activities, such as maintenance, where there is the potential for a high
level of risk;
(e) the effect of measures which have been or will be taken pursuant to these
Regulations;
5 (f) the likelihood that an explosive atmosphere will occur and its persistence;
21
Regulation (g) the likelihood that ignition sources, including electrostatic discharges, will
be present and become active and effective;
(i) any places which are or can be connected via openings to places in which
explosive atmospheres may occur; and
(j) such additional safety information as the employer may need in order to
complete the risk assessment.
(a) there is reason to suspect that the risk assessment is no longer valid; or
(b) there has been a significant change in the matters to which the risk
assessment relates including when the workplace, work processes, or
organisation of the work undergoes significant changes, extensions or
conversions;
and where, as a result of the review, changes to the risk assessment are required, those
changes shall be made.
(4) Where the employer employs five or more employees, the employer shall
record the significant findings of the risk assessment as soon as is practicable after
that assessment is made, including in particular -
(a) the measures which have been or will be taken by him pursuant to these
Regulations;
(b) sufficient information to show that the workplace and work processes are
designed, operated and maintained with due regard for safety and that,
in accordance with the Provision and Use of Work Equipment
Regulations 1998(a), adequate arrangements have been made for the safe
use of work equipment; and
(c) where an explosive atmosphere may occur at the workplace and subject to
the transitional provisions in regulation 17(1) to (3), sufficient
information to show -
(i) those places which have been classified into zones pursuant to
regulation 7(1);
22
ACOP Risk assessment
109 The assessment is carried out to identify safety risks arising out of,
or in connection with, work or the conduct of an employer's
undertaking that relate to dangerous substances. It should identify how
those risks arise and how they impact on those affected. An assessment
must be undertaken before any new work activity involving dangerous
substances begins.
110 The risk assessment should take into account the effects of
measures, which have been or will be taken to eliminate or control
risks. This includes consideration of general fire precautions such as
means of detection and giving warning in case of fire.
Guidance 112 The risk assessment process should take into account the views of
employees and their representatives (such as safety and trade union
representatives) who will have practical knowledge to contribute. It should also
include management input.
113 If the dangerous substances present are also a risk to the health of
employees and others (ie they are toxic, carcinogenic, etc), employers will also
need to assess health risks as required by the COSHH Regulations 2002.14
115 The risk assessment required by DSEAR should not be carried out in
isolation from that required by the MHSW Regulations.11 Employers should
take into account all risks when carrying out an assessment. The assessment
requirement in DSEAR focuses on the risks and issues that should be
considered when assessing activities that involve the presence and/or use of
dangerous substances.
5 23
Guidance 118 The risk assessment could, where appropriate, be completed alongside
goal-orientated risk assessments, such as the BS IEC 61508 62 or BS IEC
615II 6 3 sector standards used by process industry, providing that risks from
fire, explosion and other events arising from dangerous substances are
addressed, including the requirements specified by DSEAR.
119 Employers will need to consider a number of factors when assessing risks
from dangerous substances. Regulation 5(2) sets out a number of factors
(relevant to dangerous substances) which should be taken into account when
undertaking a risk assessment. The following paragraphs provide further
guidance on these factors.
120 Employers will need to identify any dangerous substances that may be
present at the workplace and the hazards they present (eg their flammable or
explosive properties).
(a) brought into the workplace and handled, stored and used for processing;
(b) produced or given off (eg as fumes, vapour, dust etc) by a process or
activity, or as a result of an incident or accident;
(c) used for, or arise from maintenance, cleaning, and repair work; or
124 This includes careful consideration of: the work processes as defined in
regulation 2(1) and the substances used; the amounts of those substances
present; and arrangements for their handling, storage and transportation.
Thought should also be given to the risks presented by substances in
5 combination.
24
Guidance 125 Employers need to consider potential hazards arising from equipment,
etc used in processing or handling dangerous substances. This includes
equipment that may be brought into an area where dangerous substances are
present. Employers should also look at the process operations themselves to
ensure that they are carried out in a safe manner.
(c) the likelihood of unintentional ignition sources from equipment, etc; and
127 Employers should also consider whether the equipment is designed and
installed to appropriate standards and whether it is regularly inspected and
maintained.
129 Most processes and operations will use more than one dangerous
substance and it is important to consider how these could react or behave
together to give rise to a hazardous situation. For example:
(c) where substances with different properties are processed together the fire
properties of any resulting mixture will be different from the individual
components. It will be necessary to ascertain the properties of the
mixture to ensure, for example, any electrical equipment is suitable and
any explosion relief provided is appropriate;
(d) oxygen and other oxidising agents make most flammable substances
easier to ignite, burn faster and become more difficult to extinguish.
Many materials, which are not classified as dangerous substances, will
become dangerous in the presence of pure oxygen or an oxidising agent.
Where oxygen or other oxidising agents are used near to dangerous
substances or combustible materials, the assessment will need to take
into account the enhanced fire properties.
130 Employers should take account of the work activities involving dangerous
substances when assessing risk. This could include such activities as:
25
Guidance (b) dispensing and decanting activities;
132 Employers should take into account the effect of any measures already in
place, or measures specified by DSEAR, which will be put in place to prevent
or control risks. Further information on control and other preventive measures
can be found in regulations 6 to 11.
133 Gases, vapours, mists and dusts can give rise to explosive atmospheres.
Hazardous area classification, as required by regulation 7, is intended to
identify places where, because of the potential for an explosive atmosphere,
controls over sources of ignition are required. The results of the classification
are then used to control the equipment that may be used, or the work
activities that may be carried out, in these areas so as to prevent ignition.
136 The term 'not expected to occur in such quantities' means that
employers should consider the likelihood of releases of explosive atmospheres
as well as the potential quantity of such releases when considering area
classification. So if a release is extremely unlikely to occur and/or if the
quantities released are small, it may not be necessary to classify the area as
5 hazardous.
26
Guidance 137 For example, if a dangerous substance is being carried through a
seamless pipe, and that pipe has been properly installed and maintained, it is
extremely unlikely that the substance will be released. Thus an explosive
atmosphere would not be expected to occur from this source and the area
surrounding the pipe would be non-hazardous.
138 A spillage from a small bottle of solvent would release so little flammable
material that no special precautions for the selection of equipment are needed
and therefore the area would not be classified as hazardous.(a) However, after
such a spillage it would be necessary to control obvious ignition sources (eg
smoking) during clean up and disposal of the liquid. In determining when
hazardous area classification is not necessary in respect to a small quantity of
dangerous substance the actual circumstances of use and any specific industry
guidance should be taken into account.
(c) the work processes, and their interactions, including any cleaning, repair
or maintenance activities that will be carried out;
(d) the temperatures and pressures at which the dangerous substances will
be handled;
(e) the containment system and controls provided to prevent liquids, gases,
vapours or dusts escaping into the general atmosphere of the workplace;
(g) any measures provided to ensure that any explosive atmosphere does not
persist for an extended time, eg ventilation.
141 Taken together these factors are the starting point for hazardous area
classification, and should allow for the identification of any zoned areas. The
following paragraphs give further information on issues and factors that
employers will need to consider as a part of an assessment of risks from
explosive atmospheres.
(a) An assessment would still be required to identify the normal control measures necessary to
protect the health and safety of those using the solvent. For example: measures to prevent spillage;
measures to reduce exposure to fumes or vapours; controls over naked flames and similar large and
5 continuous ignition sources when the solvent is being used.
27
Guidance point of any flammable liquid, and whether any flammable gas or vapour that
may be evolved is lighter or heavier than air. For dusts, information on particle
size and density will be needed, once it has been shown that a particular dust
can form an explosive atmosphere. Often, relevant information is contained on
a safety data sheet provided with the product.
Size of release
143 Some potential sources of release may be so small that there is no need
to specify a zoned area. This will be the case if the consequence of an ignition
following a release is unlikely to cause danger to people in the vicinity.
However, in the wrong circumstances ignition of quite small quantities of
flammable gas/vapour mixed with air can cause danger to anyone in the
immediate vicinity. Where this is the case, as in a relatively confined location
from which rapid escape would be difficult, area classification may be needed
even where quite small quantities of a dangerous substance are present.
145 Additional information relating to the process rather than the substance
should also be taken into account, including the temperatures and pressures
used in the facility, as this will influence the nature and extent of any release of
dangerous substances, and hence the extent of any subsequent hazardous
areas. Some substances do not form explosive atmospheres unless they are
heated, and some liquids if released under pressure will form a fine mist that
can explode even if there is insufficient vapour.
Ventilation
Extent of zones
147 The assessment needs to identify areas within the workplace that are
connected to places where an explosive atmosphere may occur. This will
provide information on any areas away from the source of the hazard to which
an explosive atmosphere may spread, for example through ducts. Such areas
should be included in the classification system for places where explosive
atmospheres may occur. An approach to assessing this risk is described in
BS EN 60079/10.65 One technique for minimising this risk is described in
BS EN 5001666 on pressurisation of enclosures containing electrical equipment.
Other considerations
28
Guidance present at the workplace, including waste products, residues, materials used
for cleaning or maintenance, and any used only as a fuel. Also some
combinations of dangerous substances may react together, forming an ignition
source, or in combination may form an explosive atmosphere, where singly
this does not occur. Such possibilities should be considered in the risk
assessment.
149 Some repeated activities such as refuelling cars, or loading and unloading
tankers intended for use on the public roads, involve the introduction of
potential sources of ignition into an area where a spill is possible, and which
would meet the description of a hazardous area. In these circumstances, safety
can be achieved by isolating power sources (eg turning off engines, etc) while a
transfer is taking place, and making suitable checks before and after a transfer,
before moving a vehicle into or out of a hazardous area. The risk assessment
made under regulation 5 should consider the controls necessary.
150 Some activities, such as maintenance, may incur risks not covered by the
normal area classification of the area where the activity is taking place, for
instance the introduction of sources of ignition into a hazardous area.
Sometimes the dangerous substance can be removed before the maintenance
work activity starts. Sometimes, special control measures can be taken to
prevent the release of any dangerous substance during the work. In such cases
the additional risks associated with the activity should be assessed before work
starts.
151 In many cases where an explosive atmosphere can form, any ignition will
cause a fire rather than an explosion. Both fire and explosion cause dangers to
workers, and in many cases the precautions required to prevent an ignition are
the same. The overall package of precautions required will depend on the
possible consequences of a fire or explosion.
152 Many factors influence the risks from a fire involving dangerous
substances. In particular, employers should consider whether a fire could lead
to an explosion, how fast a fire might grow, what other materials might be
rapidly evolved, any dangers from smoke and toxic gases given off, and
whether those in the vicinity would be able to escape.
The presence of ignition sources and how likely it is for them to give
rise to a fire or explosion
154 All potential sources of ignition in these areas should be taken into
account. Many sources of ignition are easy to identify, such as naked flames,
but others may be less obvious: such as sparks caused by friction in
mechanical equipment; the operation of electrical equipment; hot surfaces;
and electrostatic discharges from an individual.
155 The assessment should address how likely it is that the particular ignition
5
source will ignite the dangerous substance present. This part of the assessment
29
Guidance will need to take into account the information obtained from the assessment of
the hazardous properties of the substance and information on safety provided
by the supplier. The reference to 'active' in this regulation means that
potential sources of ignition are present; for static electricity this means that a
static charge is present. The reference to 'effective' means that the energy of
the potential source of ignition is sufficient to cause an ignition of the
particular dangerous substance present. In the case of static electricity it means
that the level of charge is sufficiently high to ignite the substance present.
The scale of the anticipated physical effects and the extent of harm
arising from the fire, explosion or similar event
156 The scale of effects and the extent of harm will depend on the amount of
heat radiated and the size of any forces created either directly or indirectly
from an incident. These in turn will depend on the amounts of material
involved, how quickly they can be consumed, how the incident could escalate
and whether conditions exist or could develop to cause a fire, explosion, or
similar event.
157 Where an explosion is likely the scale of the effects will depend on the
material; the size of the potential explosive atmosphere; the strength and shape
of the containment; and whether the internal configuration or any obstructions
will accelerate the burning rates. Consideration of these factors will allow an
assessment of who will be affected by an accident, and to what extent, and
what mitigation measures will be required.
158 The assessment needs to identify areas within the workplace that are
connected to places where an explosive atmosphere may occur. This will
provide information on any areas away from the source of the hazard to which
an explosive atmosphere may spread, for example through ducts. Such areas
should be included in the classification system for places where explosive
atmospheres may occur set out in regulation 7 and Schedule 2.
159 Openings between rooms within a building also provide a route for the
spread of any release of flammable material that is released in an incident, and
also a route for the effects of flames, burning particles or pressure waves to
spread to other parts of a building or plant. These possibilities should be
considered in any risk assessment so that the appropriate preventive, control
and other measures required by the Regulations can be determined.
30
Guidance 161 Further information on the assessment of risk for a variety of activities
and circumstances can be found in the activity specific ACOPs for DSEAR on
Design of plant, equipment and workplaces,2 Storage of dangerous substances,3
Control and mitigation measures,4 and Safe maintenance, repair and cleaning
procedures.5
163 Employers' risk assessments (and the record of the assessment where one
is required) will also need to take account of any general fire precautions such
as means of escape. An explanation of how to comply with the law relating to
fire issues and how to carry out a fire risk assessment can be found in the
guide Fire safety. An employer's guide.67
165 In most workplaces, the local fire authority enforces the fire precautions
legislation and they will also enforce those parts of DSEAR which cover
general fire precautions required for the safety of people in case of fire. In so
far as they relate to general fire precautions, regulations 1-6, 8, 9 and 11 of
DSEAR are made part of the 'workplace fire precautions legislation'.
166 Other requirements for preventing and controlling fires under these
Regulations - such as measures to prevent leaks of dangerous substances and
avoid sources of ignition, will be enforced by HSE or the local authority,
5 depending on the activity in the premises.
31
ACOP 170 It is important to remember that substances with flammable or
explosive properties have the potential to harm people off-site as well as
those at the workplace itself.
Guidance 175 Adverse events such as accidents or dangerous incidents may take place
even if a suitable and sufficient risk assessment has been made and appropriate
preventive and protective measures taken. Such events should be a trigger for
5 reviewing the original assessment.
ACOP 176 When reviewing the risk assessment employers should take the
opportunity to reconsider their control and or mitigation measures
including:
32
ACOP Recording the significant findings of the risk assessment
178 All employers must carry out a risk assessment but a record of the
significant findings is only required where they employ five or more
employees. Although employers with fewer than five employees are
exempt from this recording requirement, they are strongly advised to
record the significant findings of their assessment as a matter of good
practice. This includes the preventive measures taken to control risk in
accordance with these Regulations. Additional information must be
recorded where the risk assessment shows that an explosive atmosphere
may occur.
When to record
What to record
(a) the identity of the dangerous substances present and the risks they
present;
(c) that adequate arrangements have been made for the safe use of
work equipment, in accordance with PUWER; 20
184 The record should demonstrate that the workplace and work processes
are safe for work with dangerous substances, taking into account the propertie
of the dangerous substances, the equipment provided and the way this will be
used. In particular the record may need to consider plant and machinery that
will be used, engineering controls and protective systems that are provided,
and whether the materials of construction are compatible with the dangerous
substances.
185 For the workplace this should show, for example, that its design allows
for a process to be carried out safely such as by the provision of a storage area
for dangerous substances, or to allow sufficient space to segregate
incompatible substances.
186 For work equipment, the record should show that equipment is suitable
for work with the dangerous substance(s) involved. For equipment intended
for use in an explosive atmosphere one way to do this is by reference to the
classification of hazardous places into zones under regulation 7(1), and
evidence of the selection of a suitable category of equipment in accordance
with the manufacturer's or supplier's instructions.
187 The record should show that the workplace and work equipment are
maintained in a safe state and, where necessary, that arrangements exist for
periodic maintenance, testing and other checks or inspections. This may be
shown through reference to a maintenance log.
188 In many cases much of the information required by regulation 5(4) will
be considered under the employer's duties set out in PUWER.20 Where a
record has been made to demonstrate compliance with PUWER this record
may also be suitable to demonstrate compliance with DSEAR provided that it
5 contains sufficient information.
34
Guidance Hazardous places and zones
190 The record should also identify any equipment which is required for, or
helps to ensure, the safe operation of equipment located in zoned areas.
Coordination measures
(b) adapt the model to the detail of their own actual work situations,
including any extension necessary to cover hazards and risks not
5 referred to in the model.
35
Regulation 6 Elimination or reduction of risks from dangerous
substances
Regulation (1) Every employer shall ensure that risk is either eliminated or reduced so far
as is reasonably practicable.
(2) In complying with his duty under paragraph (1), substitution shall by
preference be undertaken, whereby the employer shall avoid, so far as is reasonably
practicable, the presence or use of a dangerous substance at the workplace by
replacing it with a substance or process which either eliminates or reduces the risk.
(a) to control risks, including the measures specified in paragraph (4); and
(4) The following measures are, in order of priority, those specified for the
purposes of paragraph (3) (a) -
(e) ensuring that any release of a dangerous substance which may give rise to
risk is suitably collected, safely contained, removed to a safe place, or
otherwise rendered safe, as appropriate;
(5) The following measures are those specified for the purposes of paragraph
(3)(b) -
36
Regulation (e) the provision of plant which is constructed so as to withstand the pressure
likely to be produced by an explosion; and
(6) The employer shall arrange for the safe handling, storage and transport of
dangerous substances and waste containing dangerous substances.
(7) The employer shall ensure that any conditions necessary pursuant to these
Regulations for ensuring the elimination or reduction of risk are maintained.
(8) The employer shall, so far as is reasonably practicable, take the general
safety measures specified in Schedule 1, subject to those measures being consistent
6 with the risk assessment and appropriate to the nature of the activity or operation.
196 Regulation 6(1) requires employers to ensure that the risks to employees
(and others who may be at risk) are eliminated or reduced so far as is
reasonably practicable.
197 The term 'so far as is reasonably practicable' has been interpreted by the
courts as allowing economic considerations as well as, for example, time or
trouble, to be taken into account as factors to be set against the risk: if there is
gross disproportion between those factors and the risk, the risk being
insignificant in relation to the sacrifice (eg money, time or trouble), then a
duty holder can say that taking of measures in compliance with a duty would
not be reasonably practicable. So, in a particular case, it may be reasonably
practicable to take measures up to a certain point, but thereafter it becomes
grossly disproportionate to take further measures.
Substitution
198 Regulation 6(2) requires that preference be first given to substituting the
dangerous substance(s) with a different substance or substituting a new or
modified work process so as to eliminate or reduce the risk.
201 In many cases, for example, where the dangerous substances handled or
stored is for use as a fuel it will not be possible to replace that substance with a
substitute.
205 There are many factors to be taken into account when considering
substitution: whether the nature of the work activity allows for substitution (eg
it would not be possible to use an alternative to petrol at a retail filling
station). These include:
(c) whether the substitute substance poses a lesser hazard to safety but a
greater hazard to health, eg is it toxic?;
(d) the physical form of the substance: how easy it is to control and whether
a less hazardous and more easily controlled form of the same substance is
available;
(e) whether the substitute substance can do the job as effectively without
affecting the process or the quality of the finished product;
(0 any waste that may be produced and how easily this can be controlled
and disposed of;
207 HSE inspectors and local authority environmental health officers, who
visit workplaces where hazardous substances are used, will ask employers what
efforts they have made to find non-hazardous or less hazardous substitutes for
dangerous substances or what efforts they have made to change or modify the
work process to eliminate or reduce risks; and to provide some evidence of
their enquiries. Employers are advised to keep a record of the alternative
substances and work processes that they have considered and a brief
6 explanation of the reasons why, if appropriate, they have been rejected.
38
Guidance 208 Further guidance on substitution is provided by HSE's publication Seven
steps to successful substitution of hazardous substances68 and Designing and
operating safe chemical reaction processes.69
209 DSEAR deals only with the safety risks from dangerous substances,
however, employers should also consider environmental issues relating to
dangerous substances and take account of any relevant environmental
legislation.
ACOP 211 In existing work situations, the current control and mitigation
measures should be carefully reviewed, in the light of experience and
improved, extended, or replaced as necessary to ensure that they are
achieving, and sustaining the necessary level of risk reduction.
Guidance 213 Regulation 6(4) sets out a number of control measures in a priority order
aimed at ensuring safety 'at source' thereby preventing the dangerous situation
happening.
(a) reducing to a minimum the number of employees (and others who may
be at risk) exposed;
218 The measures, which are not an exhaustive list, should be selected so as
to be appropriate to the nature of the work activity, consistent with the risk
assessment and sufficiently effective so as to reduce the risk to the required
level. They are not in a priority order, and other equally effective mitigation
measures may be devised.
219 When devising the solutions for the purposes of control and mitigation
measures, it should be taken into account that regulation 6(8) requires that the
general safety measures listed in Schedule 1 to DSEAR (eg design of the work
process) should be applied, consistent with the risk assessment and
appropriate to the nature of the activity or operation.
220 The control measures necessary for the safe handling and use of
dangerous substances often require or are dependant on employees carrying
out the appropriate operating procedures correctly and complying with written
or verbal instructions. Employers, therefore, should provide employees with
sufficient supervision and training to ensure that the systems of work required
by regulation 6 and Schedule 1 are fully implemented and operating
procedures are correctly followed.
Specific issues
222 It should be noted that an explosion in a classified area may affect the
safety of workers in an unclassified area, eg an explosion in an item of
equipment may endanger someone standing nearby, even though there is
normally no flammable material outside the equipment.
40
Guidance documents produced to support DSEAR: Design of plant, equipment and
workplaces,2 Storage of dangerous substances,3 Control and mitigation measures4
6
and Safe maintenance, repair and cleaning procedures.5
(2) The employer shall ensure that the requirements specified in Schedule 3
are applied to equipment and protective systems in the places classified as hazardous
pursuant to paragraph (1).
(5) The employer shall ensure that appropriate work clothing which does not
give rise to electrostatic discharges is provided for use in places classified as hazardous
pursuant to paragraph (1).
227 The controls apply particularly to the selection of fixed equipment that
can create an ignition risk; but the same principles may be extended to control
the use of mobile equipment; other sources of ignition that may be introduced
into the workplace, eg matches and lighters; and the risks from electrostatic
7 discharges.
41
Guidance 228 In relation to equipment, in situations where an explosive atmosphere
has a high likelihood of occurring, reliance is placed on using equipment
designed for that area, ie with a low probability of creating a source of ignition.
Conversely, where the likelihood of an explosive atmosphere occurring is
reduced, equipment constructed to a less rigorous standard may be used.
231 Industry specific codes have also been published by various organisations
and, provided they are applied appropriately, they are valuable in encouraging
a consistent interpretation of the requirements.
232 The conclusions of an area classification study usually take the form of
drawings identifying the hazardous areas and types of zones. This is normally
supplemented by text giving information about the dangerous substances that
will be present, the work activities that have been considered, and other
assumptions made by the study. Whenever such drawings and documents have
been produced, they should be retained as part of the documentation in
support of regulation 5. These documents should be considered whenever new
equipment is to be introduced into a zoned area.
233 During a period when maintenance is being carried out the normal area
classification drawings may not be applicable. If dangerous substances have
been removed, it may be possible to treat areas normally classified as
hazardous as non-hazardous. Alternatively, if the maintenance creates a larger
than normal risk of a release of a dangerous substance, larger areas may need
to be treated as hazardous. It is not normally necessary to create new area
classification drawings for the duration of the maintenance work but it may be
necessary to implement new temporary controls and procedures as a result of
the risk assessment.
42
Guidance 235 Schedule 3 requires that equipment and protective systems must be
selected on the basis of the requirements set out in the EPS Regulations,18
unless the risk assessment finds otherwise.
238 For much electrical equipment, employers will notice comparatively little
change from the situation now except in the details of the marking. The EPS
Regulations,18 however, also apply to mechanical equipment that is a potential
ignition source. This is a new requirement, and until recently there has been
no mechanical equipment that has been 'Ex' marked. A harmonised standard
for category 3 mechanical equipment is available as BS EN 13463-1.77
240 The phrase 'unless the risk assessment finds otherwise' in Schedule 3 is
intended to introduce a degree of flexibility (by way of a derogation from the
requirement in paragraph 1 of Schedule 3) to allow equipment of a higher or
lower category than that normally required for the zone in question to be used
where:
(a) equipment is temporarily taken into a zoned area and alternative effective
precautions are provided to control the risk. An example might be
arrangements to isolate or shut down equipment to prevent the release of
a dangerous substance;
(b) workers can be excluded from the hazardous area, and will not be at risk
from any ignition of an explosive atmosphere;
(c) equipment of the required category is simply not available, but a lower
category can be used in combination with other protective measures to
7 achieve the purposes of these Regulations.
43
Guidance 241 Where employers intend to use the flexibility provided by the derogation,
their decision must be fully justified in their assessment of risk and recorded,
as the findings are evidently significant. It should also be considered in the
context of other requirements placed on employers by these Regulations.
(a) to allow equipment imported from outside the EU, built to other
standards, to be used without complying with the EPS 18 Regulations
before it is placed on the market or put into service in the European
Economic Area (EEA);
243 It is important for employers to note that the leeway provided by the
DSEAR derogation for employers does not affect the duties placed on
manufacturers, suppliers, importers and other 'responsible persons' under the
EPS Regulations.18 Users who manufacture equipment for their own use, or
who import directly from outside the EEA are considered to be a 'responsible
person' under EPS 18 and take on the full responsibility for complying with
those Regulations when putting that equipment into service for the first time
in the EEA.
246 Regulation 17 says that, where signs are necessary, they should be
applied as follows:
(a) at workplaces used for the first time after 30 June 2003, from the date of
first use;
(c) at workplaces already in use on 30 June 2003 which have been modified
thereafter, the signs should be applied from the date the modification is
made in respect of that modified workplace area.
(a) identify places where special workplace or site rules apply eg no smoking,
antistatic footwear to be worn, or access restricted to authorised people;
44
Guidance (c) identify, for the purposes of audit or later plant modifications, where
fixed equipment should be of an explosion-protected design.
248 To decide whether a sign is necessary, employers should refer to the risk
assessment made under regulation 5(1). If the assessment indicates that, after
appropriate measures have been taken to eliminate or control risks, there is
still a significant risk then the sign should be used so as to reduce the risk
further. Where there is already sufficient identification of the potential for
explosive atmospheres to occur, or if there is no significant risk, an additional
Ex sign may not be needed.
250 Where a sign or signs are considered necessary to further reduce risk, in
addition to other measures, it may be more appropriate in some cases just to
mark points of entry to the workplace as a whole, rather than the numerous
individual locations within the site as well, if all the special precautions apply
throughout the entire site.
251 The size of any signs provided should be sufficient to fulfil their warning
function, and they should be maintained so that they are clearly visible. The
arrangements made by employers under regulation 9 should ensure that
employees receive sufficient information, instruction and training on the
meaning of the sign and the measures to be taken in connection with it.
253 After 30 June 2003, if a workplace contains places that are or will be
classified as hazardous, under regulation 7(1) the employer must ensure that
work equipment in the hazardous area is safe, protective systems associated
with these areas are suitable, and that work activities have been designed so
they can be carried out safely, before the workplace is first used. These actions
collectively are termed verification. Some parts of these verification checks can
be carried out at an early stage, for example, critical design calculations could
be independently assessed. Other aspects of verification can only be completed
when a plant is built, eg physical checks of equipment installed against design
drawings.
45
Guidance should not be brought into use if the verification shows that explosion risks are
such that it is not safe to do so.
(a) the dangerous substances that will be present at the workplace, including
their hazardous properties and quantity;
(b) the suitability of the plant, equipment and protective systems for work in
explosive atmospheres;
256 Verification can be carried out through a variety of means, for example
by an examination of documents, visual inspection, or physical checks and
measurements. Much of the work may be a normal part of the commissioning
process. Examples of the work involved could include:
(a) checks that mechanical ventilation systems produce the air flows
intended;
(c) ensuring that a hazardous area classification drawing has been prepared,
and a visual inspection that electrical equipment is of the correct type or
category for the zone where it has been installed and has been installed
correctly;
257 Any documents produced during verification may be useful as part of the
risk assessment required under regulation 5(1), but equally, if some aspects of
the risk assessment are completed at an early stage, they may be useful in
identifying what should be checked at the verification stage. Where a
workplace is subject to legislation on major hazards, such as COMAH, 26 the
information obtained for the preparation of a safety report or other
documentation is considered similarly relevant for the purpose of explosion
safety verification.
46
Guidance 259 Regulation 5(3) requires any risk assessment to be kept under review, for
example when new processes are started, or new work equipment is brought
into use. Part of that review might involve verification of a significant new
plant or process, but it is not intended that verification be applied to every
change in a work activity or equipment.
260 The employer must ensure that someone who is competent to consider
the risks at that workplace and decide on the adequacy of the control and
other measures to ensure explosion safety carries out the verification. The
installer of new equipment, the final user, or an independent person may carry
out the verification. On larger installations more than one person may need to
be involved.
Antistatic clothing
262 Some clothing, including footwear, contains materials that can generate
electrostatic discharges during use. Such discharges can ignite certain types of
explosive atmospheres.
263 The risk from electrostatic discharges from clothing can be reduced if the
wearer is earthed by means of suitable footwear and flooring, such as concrete
or steel grids. This is likely to be sufficient for places classified into zone 0, 1
or 2 as specified in Schedule 2. In a small number of cases special footwear
may also be necessary for zones 20, 21 and 22.
47
Guidance 268 Where necessary, employers should also ensure that visitors to their
7 premises also have appropriate antistatic clothing.
is available;
(d) where necessary, before any explosion conditions are reached, visual, or
audible, warnings are given and employees withdrawn; and
(e) where the risk assessment indicates it is necessary, escape facilities are
provided and maintained to ensure that, in the event of danger,
employees can leave endangered places promptly and safely.
(2) Subject to paragraph (4), the employer shall ensure that information on
the matters referred to in paragraph (l)(a), (c) to (e) and the information required
by paragraph 1 (b) is -
(b) displayed at the workplace, unless the results of the risk assessment make
this unnecessary.
48
Regulation (b) only those persons who are essential for the carrying out of repairs and
other necessary work are permitted in the affected area and they are
provided with -
(a) the results of the risk assessment show that, because of the quantity of
each dangerous substance at the workplace, there is only a slight risk to
employees; and
(b) the measures taken by the employer to comply with his duty under
8 regulation 6(1) are sufficient to control that risk.
271 The precautions to deal with accidents, incidents and emergencies are
without prejudice to the precautions to be taken to eliminate and reduce risk
as required by regulation 6. The possibility of such events is minimised by
good plant design and layout, sound engineering and good operating practice,
and proper instruction and training of personnel. However, in spite of these
measures, accidents, incidents and emergencies can still occur and therefore
appropriate procedures are required to manage these.
272 It is not expected that employers will necessarily be able to achieve full
mitigation of all foreseeable accidents, incidents and emergencies solely by
their own means. Rather, it will typically be a combination of the workplace
emergency arrangements and those of the emergency services that will provide,
overall, the safety of employees and other people. The fire service will in any
case assume responsibility for tackling any fire upon their arrival, but they may
also be able to assist in dealing with other non-fire emergencies such as
released or spilled dangerous substances.
273 The primary requirement for protecting workers is to ensure that they
are able to evacuate or be evacuated to a place of safety. The requirement to
mitigate the effects of the accident, incident or emergency should have regard
to this objective and to the need not to expose people to any unnecessary risks.
In many cases evacuation of people to a safe place will be the correct course of
action. Particular attention should be given in choosing the safe place to
ensure that it will not be affected by the event should it escalate. Employers
will also need to take account of situations where toxic substances may be
8 released as a result of an incident.
49
Guidance 274 Employers are expected to take reasonable steps to ensure that they have
sufficient knowledge to properly carry out the assessment. For example, by
referring to appropriate sources of information, including relevant guidance,
trade information and advice from manufacturers/suppliers. It is important for
employers to consult with their employees and their representatives (including
safety and trade union representatives) during the assessment process and
when procedures are being drawn up.
275 Employers should also liaise as necessary with the relevant accident and
emergency services on the assistance they can provide.
Slight risk
277 Employers must be satisfied, however, that those control measures will
continue to be effective if an accident, incident or emergency occurs. For
example, where an accompanying event such as an explosion is possible that
might compromise an escape route, regard would need to be given to the
alternative measures needed to ensure safe evacuation. For example, this
might include a specially strengthened escape route and/or refuge.
278 In order to decide whether the risk is slight, employers should take into
account:
(c) information from the risk assessment carried out under regulation 5(1);
(f) the effect of the measures taken under regulation 6 to reduce the risk.
50
Guidance sophisticated response teams who have been specially trained and equipped to
deal with emergencies to those who will undertake minimal intervention at the
workplace, but instead rely on the external emergency services.
(a) the properties of the dangerous substances present, and their quantities
and the way they are used or stored;
(d) means of detecting events - for example the selection and effectiveness of
the means of detecting a leak, spill or release of a dangerous substance
and hence the speed and nature of the emergency response will depend
on such matters as location, size of release and potential escalating
events;
(e) the trigger events for alarms and warnings - for example where
mechanical exhaust ventilation is provided to ensure a safe atmosphere, it
might well be considered reasonable that critical diminution in its flow
should cause an alarm or suitable warning to be given, so that emergency
actions can be taken to isolate the release of the dangerous substance and
take other remedial action as necessary;
51
Guidance First aid
282 Depending on the findings of the risk assessment and measures already
taken, employers will need to consider what additional first aid facilities may
need to be provided (including appropriately trained first-aiders). The level
and nature of these facilities will need to take account of the likely effects of
any accident, incident or emergency. Employers are also required to provide
first aid facilities under the Health and Safety (First Aid) Regulations 1981. 82
Safety drills
283 Depending on the findings of the risk assessment and measures already
taken, employers will also need to consider what additional safety drills may
need to be developed (and tested). The frequency of practicing any such drills
will depend on a number of factors including;
(a) the quantity of dangerous substances on site and the level of risk they
present;
Guidance 285 When considering what warning and communication systems will be
appropriate, employers should take into account:
(c) quantities of substances involved and the level and type of risk those
substances present; and
(d) the emergency actions to be taken in the event of an incident and the
required response times for these.
286 The warning system should not require persons to remain in the affected
area to give the alarm during an emergency. Examples of warning systems
include:
287 Warning systems are not necessarily restricted to signalling the need for
8
withdrawal or evacuation of people who might be affected by the incident.
52
Guidance They can also be to alert employees of an incident or emergency, so that they
can take appropriate emergency action to contain or mitigate the incident.
Where there are multiple alarm systems in a work place, employers should
ensure that these are clearly discernible and that their employees have the
necessary training and equipment to be able to safely carry out the correct
actions required.
288 Employers should ensure that any warning or communication system can
be seen or heard in all parts of the workplace likely to be affected by the
incident. Employers should also have procedures in place to keep employees
informed of situations as they develop and any actions that may be needed as
8 a consequence.
Guidance 290 The presence of a dangerous substance can significantly enhance the
speed at which a fire develops and also the amount of smoke and fume
evolved. When considering escape facilities employers should consider the
potential for explosions, rapid fire development and ingress of dangerous
substances into escape routes to compromise escape. Employers should
consider how these events may be prevented and/or mitigated in such
circumstances, eg by appropriate design of the escape route and/or means of
suppressing or containing the fire.
Guidance 293 Steps to mitigate the effects of an incident may, where it is safe to do so,
include:
(a) evacuating people who may be affected, taking into account possible
escalation of the incident, to a place of safety;
295 Measures taken to deal with accidents, incidents and emergencies will
need to be adaptable to deal with the specific situation. This will similarly be
the case with the remedial action following the accident, incident or
emergency. It is therefore imperative for employers to ensure: that those of
their employees expected to respond in the event of an accident, incident or
emergency involving a dangerous substance have the necessary skills, expertise
and training to carry out the functions expected of them; and that suitable
plant and equipment necessary to carry out these functions is available and
properly maintained for immediate use.
298 Before carrying out any remedial work the employer should carry out a
8 risk assessment to determine the control measures that need to be put in place
54
Guidance to ensure the health and safety of employees. As part of this assessment the
employer should determine the appropriate systems of work, including
possible permit-to-work systems that need to be implemented before
employees or contractors enter any areas affected by the incident or
emergency. Further information on systems of work is contained in paragraph
24 of the ACOP on Safe maintenance, repair and cleaning procedures.5
302 Employers will need to consider which external emergency services need
to be aware of their emergency arrangements. External emergency services
include the fire service, ambulance service and the police. In some cases all
may need to be informed. In some circumstances other emergency services
may need to be included, for example the coastguard for offshore installations,
etc.
(b) the foreseeable types of accident, incident or emergency that could occur
and the hazards that may result;
(c) where on site such events could occur, what effects they could have,
other areas that may be affected should the event escalate and the
possible repercussion that may cause; and
8 (d) the emergency arrangements drawn up by the employer to deal with
8 accidents, incidents and emergencies, the procedures prepared by the
55
Guidance employer to deal with any such event, the warnings and other
communication systems, and escape facilities.
304 In addition to external emergency services, employers should also make
this information available to any on-site emergency services.
Review of arrangements
307 Other health and safety at work legislation also include requirements on
planning for and responding to emergencies. These include:
(b) PFEER,27 which set out emergency arrangements and responses in the
offshore sector; and
309 The emergency measures under DSEAR deal with safety risks.
Employers will also need to consider whether such arrangements are also
required to address health risks under COSHH. 14
310 To avoid duplication with existing fire safety legislation (enforced by the
fire authorities), the FPW Regulations13 have been amended via DSEAR to
make specific provisions of DSEAR part of the workplace fire precautions
8 legislation. This amendment to the FPW Regulations makes the fire authority
56
Guidance the enforcing authority for regulations 1-6, 8, 9 and 11 of DSEAR, in so far as
8 they relate to general fire safety matters (eg means of escape).
(i) the name of the substance and the risk which it presents;
(a) adapted to take account of significant changes in the type of work carried
out or methods of work used by the employer; and
9 (b) provided in a manner appropriate to the risk assessment.
ACOP 311 The information provided to employees and, to the extent that it is
required by the nature and degree of the risk, to other people who may
be present at a workplace, should include the following:
(a) the identity of any dangerous substances which could present risks
to safety, including where they are used;
(b) the type and extent of those risks, including factors that may
increase the risk, eg smoking or other ignition sources - much of
this information will also be included in any relevant safety data
sheets to which employees must be given access;
316 The employer should consider all the various ways of providing
information, instruction and training and select those most appropriate to their
own circumstances. Options include: class or group tuition, individual tuition,
written instructions including leaflets, courses etc. New employees will require
proper induction training which should always cover emergency and
evacuation procedures.
318 Employers also need to take account of the needs of people other than
employees who may be present on site, such as members of the public, etc.
While it may not always be practical to provide formal training in these
circumstances, employers should consider what other information or
instruction may be needed to reduce risks, such as signs and notices explaining
hazards (eg warning notices, no smoking signs, etc), and copies of emergency
and evacuation procedures.
58
Guidance 320 Where employees from one employer work on the premises of another,
the employer occupying the premises must provide the other employer with
sufficient information about any dangerous substances that may be present at
the premises as part of the day-to-day activity. This information should be
sufficiently detailed to allow the other employer to provide his own employees
with information and any appropriate instruction on complying with the
occupying employer's measures.
321 The employer occupying the premises will also need to know about any
dangerous substances that are likely to be used or produced by the work the
other employer will be doing. This information is important as it allows the
occupying employer to:
(a) be satisfied that the measures put in place by the employer doing the
work will not only protect that employer's employees from risks
presented by the substances concerned, but also the occupier's own
employees;
(b) provide his own employees with information and instruction about any
dangerous substances that the other employer will be using or the work
will produce; and
(c) reassure his employees that any risks to their safety are being properly
controlled.
322 Employers should also take steps to ensure that members of the
emergency services attending in the event of an incident (in particular, fire
fighters) are made aware of any substances on the premises which offer a
significant risk to their safety (see regulation 8 - Arrangements to deal with
accidents, incidents and emergencies).
Guidance 324 This regulation applies to containers and pipes that contain dangerous
substances that are not subject to or exempt from any marking requirements
in the legislation listed in Schedule 5.
325 Identification of pipes and containers, particularly those that are visible,
10 alerts employees and others to the presence of a dangerous substance so that
59
Guidance they can take the necessary precautions. Identification can also help to avoid
confusion over contents and thereby avoid incorrect mixing of contents.
327 The most appropriate means of identification will depend on the nature
of the work activity. For example, in situations where contents may change
regularly (eg test tubes in laboratories, chemical process vessels and pipes
which are not dedicated to one substance) it may not be practical to use
labelling. In these cases employers will need other arrangements to ensure that
employees are aware of the hazards associated with the substances involved -
employers could, for example, provide suitable process instruction sheets,
record sheets or training for employees.
328 For the purpose of this Regulation a container includes any fixed or
portable, open or enclosed, means to contain dangerous substances such as
tanks, silos, reaction vessels, and waste receptacles together with any
associated pipe runs or piping system.
Guidance 330 Where there are two or more employers sharing a workplace, regulation
11 requires the employer responsible for the workplace to co-ordinate the
implementation of measures taken under DSEAR to protect employees and
others at the workplace from risks from explosive atmospheres. This duty
comes into effect on 30 June 2003.
60
Guidance 333 The aim of co-ordination is to:
(a) alert other employers, employees and others at the workplace to the
presence of hazardous places or substances used by another employer;
(b) ensure that suitable control and mitigation measures are in place;
(c) ensure employees and others have sufficient training, etc (see regulation
9); and
334 The employer responsible for the workplace should record the 'aim of
co-ordination' in the risk assessment as well as the measures and procedures
11 for implementing it required by regulation 5(4).
(2) The Health and Safety Executive shall not grant any such exemption
unless, having regard to the circumstances of the case, and in particular to -
(a) the conditions, if any, which it proposes to attach to the exemption; and
(b) any requirements imposed by or under any enactments which apply to the
case,
it is satisfied that the health and safety of persons who are likely to be affected
by the exemption will not be prejudiced in consequence of it and that the
exemption will be compatible with the requirements of the Directives.
(3) For the purposes of paragraph (2), "the Directives" means Council
Directive 98/24/EC on the protection of the health and safety of workers from the
risks related to chemical agents at work(b) and Council Directive 99/92/EC on
minimum requirements for improving the safety and health protection of workers
potentially at risk from explosive atmospheres(c).
61
Regulation 14 Exemptions for Ministry of Defence etc
Regulation (1) In this regulation -
(a) "Her Majesty's Forces" means any of the naval, military or air forces of
the Crown, whether raised inside or outside the United Kingdom and
whether any such force is a regular, auxiliary or reserve force, and
includes any civilian employed by those forces;
(b) "visiting force" has the same meaning as it does for the purposes of any
provision of Part 1 of the Visiting Forces Act 1952(a); and
(2) The Secretary of State for Defence may, in the interests of national
security, by a certificate in writing, exempt -
from all or any of the requirements or prohibitions imposed by these Regulations and
any such exemption may be granted subject to conditions and to a limit of time and
may be revoked at any time by a certificate in writing, except that, where any such
exemption is granted, suitable arrangements shall be made for the assessment of the
risk to safety created by the work involving dangerous substances and for adequately
controlling the risk to persons to whom the exemption relates.
Regulation 15 Amendments
Regulation (1) The Acts and instruments referred to in Part 1 of Schedule 6 shall be
amended in accordance with that Part.
Guidance 15 335 This regulation brings Schedule 6 into force. This contains amendments
to legislation (mainly concerning petrol).
62
Regulation 16 Repeals and revocations
Regulation (1) The Act and instruments referred to in column 1 of Part 1 of Schedule 7
shall be repealed or revoked to the extent specified in the corresponding entry in
column 3 of that Part.
Guidance 16 336 This regulation brings Schedule 7 into force. This fully or partly repeals
or revokes some pieces of earlier legislation.
(2) Subject to paragraphs (1) and (3), a workplace which contains places
where explosive atmospheres may occur -
(a) which is or has been in use on or before 30th June 2003 shall comply
with the requirements of regulations 7 and 11 no later than 30th June
2006 and the employer's duties under those regulations in respect of such
a workplace shall apply accordingly;
(b) which is used for the first time after 30th June 2003 shall comply with
the requirements of regulations 7 and 11 from the date that it is first used
and the employer's duties under those regulations in respect of such a
workplace shall apply accordingly.
(3) If, after 30th June 2003, any modification, extension or restructuring is
undertaken in workplaces containing places where explosive atmospheres may occur,
the employer shall take the necessary steps to ensure that the modification, extension
or restructuring complies with the requirements of regulations 7 and 11 and the
employer's duties under those regulations and in respect of such a modification,
extension or restructuring shall apply accordingly.
(a) 1928 c.32. Section 2(1) is amended by the Local Government Act 1972 (c.70) section 251 and
Schedule 29, Part II paragraph 32, by the Local Government Act 1985 (c. 51) section 37 and Schedule
II, paragraph 4, by the Local Government (Wales) Act 1994 (c.19) Section 22(3) and Schedule 9
17 paragraph 2 and by S.I. 1995/2923
63
Regulation (5) Notwithstanding the repeal of section 9 of the Petroleum (Consolidation)
Act 1928 (byelaws as to loading, conveyance and landing of petroleum-spirit in and
upon canals) by regulation 16(1) and Part 1 of Schedule 7, byelaws made or having
effect under that section in force immediately before the date of the coming into force
17 of regulation 16(1) and Part 1 of Schedule 7 shall continue in force.
Guidance 337 Regulation 17 sets out the coming into force arrangements for
regulations 7 and 11 as they apply to work equipment and protective systems,
and workplaces. Tables 1 and 2 below summarise the arrangements for
workplaces in use on or before 30 June 2003 and for workplaces used for the
first time after this date.
340 Equipment intended for use in potentially explosive atmospheres that has
been shown to meet the essential health and safety requirements of EPS 18 will
carry the explosion protection symbol 'Ex' in a hexagon. Any intention to
install such equipment etc after 30 June 2003 will require the employer to
classify and zone the workplace.
(a) has previously been used or was being used in the workplace on or before
30 June 2003; or
(b) was available for use in the workplace on or before 30 June 2003 (eg on
the shelf as spares)
may continue to be used, or may be brought into use for the first time,
provided that it is safe to do so. Such equipment does not have to comply with
the EPS Regulations18 provided it does not need any substantial modification
for installation.
(a) Council Directive 76/117/EEC on the Approximation of the Laws of the Member States
Concerning Electrical Equipment for Use in Potentially Explosive Atmospheres; and Council
Directive 79/196/EEC on the Approximation of the Laws of the Member States Concerning
Electrical Equipment for Use in Potentially Explosive Atmosphere Concerning Certain Types of
Protection (as last amended by Council Directive 90/487/EEC, Commission Directive 94/26/EC
17 and Commission Directive 97/53/EC). These Directives were repealed on 1 July 2003.
64
ACOP 342 Equipment in use on or before 30 June 2003 or available for use
before or on that date that met the requirements of the Directives
referred to in paragraph 339, can be assumed to be suitable for use in
an explosive atmosphere as far as electrical hazards are concerned,
provided that the equipment has not been modified and has been
properly maintained. Equipment will also need to be suitable for use in
an explosive atmosphere as far as its non-electrical hazards are
17 concerned, for example where hot surfaces or friction could create a
source of ignition.
343 Many employers keep a stock of spare parts of key items of equipment.
Spare parts can be very simple items, that have no autonomous function, and
are not EPS 18 equipment, but do contribute to safety, eg seals and gaskets. In
other cases, spares may be complete items that are clearly equipment within
the terms of the EPS Regulations, eg an electric motor, or an item of
instrumentation. The EPS Regulations allow equipment at user premises or
within the distribution chain, made before 30 June 2003 and complying with
earlier legislation, to be brought into service after 1 July 2003.
(a) classify the workplace into hazardous and non-hazardous places, and
further classify hazardous places into zones (regulation 7(1)). This means
that the workplace may be classified into zones even though it may not at
that time contain any equipment that has been selected on the basis of
the categories set out in Schedule 4 of the EPS Regulations;18
(b) mark hazardous places with a sign, where necessary (regulation 7(3));
347 The employer must comply with all other requirements of these
Regulations, insofar as they apply to the workplace, from the date they come
17
into force.
65
Guidance 348 During the three-year transitional period, the employer should review the
assessment required by regulation 5(1) to ensure that it takes account of risks
from explosive atmospheres, and identify where further action is necessary to
comply with regulations 7 and 11. The timing of the review should be such
that it allows sufficient time to introduce any necessary changes by 30 June
2006. The assessment should be reviewed again when the changes have been
made to ensure that the requirements of regulations 7 and 11 have been fully
met. The record of the assessment should be updated to show the information
required by regulation 5(4).
349 The transitional arrangements are specific to the workplace and do not
affect requirements pursuant to regulations 7(2) and 17(1) concerning
equipment and protective systems.
350 Where an employer brings a workplace into use for the first time after 30
June 2003, and that workplace contains places where explosive atmospheres
may occur, regulations 7 and 11 apply in full, as appropriate and in addition to
other requirements in these Regulations, from the date the workplace is first
used.
66
Table 1 - Arrangements for workplaces in use on or before 30 June 2003
When Action
Equipment and protective After 30 June 2003 Select equipment/protective systems that are
systems available for first new or available for the first time after this date
time use after 30 June 2003 in accordance with regulation 7(2)/Schedule 3
of DSEAR and the essential health and safety
requirements in the EPS Regulations.18 The
place in which the equipment is to be located or
used must be classified and zoned in accordance
with regulation 7(1) of DSEAR if this has not
yet been done during the transitional period for
workplaces provided for in regulation 17 (2) (a)
of DSEAR.
Classification and zoning of By 30 June 2006 Classify places into hazardous and non-
hazardous areas hazardous places and zone hazardous places in
accordance with regulation 7(1) of DSEAR.
However, places may need to be classified
before this date if equipment available for the
first time after 30 June 2003 is to be used there.
Modifications etc to After 30 June 2003 Ensure that any modification etc made to areas
workplaces of the workplace that may contain an explosive
atmosphere meets the requirements of
regulations 7 and 11 of DSEAR from the date
of the modification.
Marking hazardous places By 30 June 2006 Provide any signs required by regulation
7(3)/Schedule 4 of DSEAR. If the part of the
workplace to be marked is modified, etc after 30
June 2003, but before 30 June 2006, regulation
17(3) of DSEAR requires that signs are
provided from the date of the modification.
Provision of work clothing By 30 June 2006 Provide antistatic work clothing as required by
regulation 7(5) of DSEAR. However, if the part
of the workplace in which it is to be worn is
modified, etc before this date it should be
provided from the date of the modification.
67
Table 2 - Arrangements for workplaces used for the first time after 30 June 2003
When Action
Classification and zoning of Immediately Classify places into hazardous and non-
hazardous areas hazardous places and zone hazardous places in
accordance with regulation 7(1) of DSEAR.
Modifications etc to When modification is made Ensure that any modifications etc made to areas
workplaces of the workplace that may contain an explosive
atmosphere meet the requirements of
regulations 7(1), 7(3), 7(5) and 11 of DSEAR
from the date of the modification.
Verification of explosion Before workplace is used for the Ensure that the overall explosion safety of the
safety first time workplace is verified by someone who is
competent to do so as required by regulation
7(4) of DSEAR.
354 Canal companies can no longer introduce byelaws to control the carriage
of petrol on their canals (see guidance on Schedule 7, paragraph 384) but any
17 byelaws already in force continue in force.
68
Schedule 1 General safety measures
Schedule 1 Regulation 6(8)
1 The following measures are those specified for the purposes of regulation
6(8).
(a) where power failure can give rise to the spread of additional risk,
equipment and protective systems must be able to be maintained in a safe
state of operation independently of the rest of the plant in the event of
power failure;
Organisational measures
(a) the issuing of written instructions for the carrying out of the work; and
(b) a system of permits to work with such permits being issued by a person
with responsibility for this function prior to the commencement of the
work concerned,
where the work is carried out in hazardous places or involves hazardous activities.
355 Schedule 1 sets out general safety measures that all employers should
take to reduce risks from dangerous substances. The Schedule applies in
addition to the specific requirements in regulation 7 that apply to equipment
and protective systems for use in potentially explosive atmospheres. For
employers who are not subject to regulation 7 (by virtue of regulation 3(2)),
the Schedule provides the main means to reduce risks from dangerous
substances and explosive atmospheres.
69
Guidance 356 Work processes are defined widely in DSEAR (see regulation 2) and
essentially relate to the 'hardware' used in workplaces where processing of
dangerous substances takes place or where dangerous substances or explosive
atmospheres are or are likely to be present. The requirements of Schedule 1
are to be applied so far as is reasonably practicable and subject to the
measures being consistent with the risk assessment and appropriate to the
nature of the activity or operation concerned.
358 For example, safety related control or protection systems for plant
handling dangerous substances should be designed, integrated, used and
maintained so that they have a sufficiently low likelihood of failure, or
maloperation, leading to the release of dangerous substances into the
workplace. That, in turn, will require the hardware and software in the
instrumentation systems to be designed so that it can provide the required
level of safe integrity.
360 Employers should use the results of the risk assessment required by
regulation 5 to determine the suitability of the work process for its intended
use. The following matters should be taken into account:
(a) the temperature and pressure under which it will operate, and the extent
and speed with which these may change during operation. The combined
effect of both temperature and pressure should also be considered;
(b) the ability of the work process to withstand the process or activity
without risk of failure, including its life expectancy and inspection and
maintenance requirements;
(e) in the case of a protective system, that it will be sufficient to deal with
the likely size and spread of a fire, explosion or similar energetic event,
taking into account the equipment to which it is attached.
70
Guidance 361 For the purpose of this requirement work processes are intended to
include 'equipment' defined in regulation 3(2) of EPS, 18 and 'work
equipment' within the meaning of regulation 2(1) of PUWER.20
362 'Protective systems' are systems that are intended to stop a fire,
explosion, or similar energetic event, or to limit its spread. They include such
things as flame arresters, pressure relief (venting) systems, and suppression
systems. Harmonised standards for many types of protective systems are being
developed.
366 The ACOP and guidance to the Workplace (Health, Safety and Welfare)
Regulations 199242 and the publication Fire safety. An employer's guide67 also
provide useful advice on the design of workplaces for safety.
367 The Regulations also require the chosen design features in the workplace
to be maintained so as to ensure safety.
368 The risk assessment required by regulation 5(1) should take into account
the circumstances of the work, including the operating conditions that are
necessary for an activity to maintain the safe operation of a process or work
activity.
370 The employer should ensure that arrangements are in place to ensure
that equipment and/or protective systems remain safe in the event of a power
failure and that the removal of the original source of power will not lead, for
example, to over-pressurisation, over-filling, or temperatures that are too low
or too high. This is particularly important for processes that involve chemically
unstable substances or exothermic reactions where the failure of the
equipment or protective system could lead to a runaway reaction.
71
Guidance 371 Where it is safe to do so, the employer should also be able to shut down
an automatic process through a manual override system before it reaches its
safe operating limit. On complex systems, it may be more appropriate to
provide a back-up power supply that will provide power for sufficient time to
shut the plant safely.
372 In the event of such a shut down any energy that has been created by the
process must be either dispersed quickly and safely, for example through a
suitable discharge system, or safely isolated. For example, a cooling system to
a reactor may need to operate for a period following loss of power, or
machinery brakes may need to be operated by hand.
373 The employer should ensure that employees authorised to take override
action receive the information, instruction and training in accordance with
regulation 9 necessary to enable them to determine when override action is
appropriate and be competent to perform their duties correctly and with due
regard for safety.
Organisational matters
374 Regulation 6(8) and the Schedule require that the employer applies
appropriate systems of work.
375 There are similar requirements in section 2 of the HSW Act and in the
MHSW Regulations.11 These requirements point to the need for properly
applied safety management systems to control and mitigate the risk of fire and
explosion. This involves at a general level:
(a) planning;
(b) organisation;
(c) control;
(d) monitoring;
(e) review.
72
Schedule 2 Classification of places where explosive
atmospheres may occur
Schedule 2 Regulation 7(1)
(which substantially reproduces the provisions of Annex I of Council
Directive 99/92/EC(a))
Zone 0
A place in which an explosive atmosphere consisting of a mixture with air of
dangerous substances in the form of gas, vapour or mist is present continuously or for
long periods or frequently.
Zone 1
A place in which an explosive atmosphere consisting of a mixture with air of
dangerous substances in the form of gas, vapour or mist is likely to occur in normal
operation occasionally.
Zone 2
A place in which an explosive atmosphere consisting of a mixture with air of
dangerous substances in the form of gas, vapour or mist is not likely to occur in
normal operation but, if it does occur, will persist for a short period only.
Zone 20
A place in which an explosive atmosphere in the form of a cloud of combustible dust
in air is present continuously, or for long periods or frequently.
Zone 21
A place in which an explosive atmosphere in the form of a cloud of combustible dust
in air is likely to occur in normal operation occasionally.
Zone 22
A place in which an explosive atmosphere in the form of a cloud of combustible dust
in air is not likely to occur in normal operation but, if it does occur, will persist for a
short period only.
Notes:
1 Layers, deposits and heaps of combustible dust must be considered as any other
source which can form an explosive atmosphere.
2 "Normal operation "means the situation when installations are used within
their design parameters.
73
Schedule 3 Criteria for the selection of equipment and
protective systems
Schedule 3 Regulation 7(2)
3 For the purposes of this Schedule and regulations 7(2) and 17(1) -
(b) "protective systems " means devices other than components of equipment
which are intended to halt incipient explosions immediately or limit the
effective range of an explosion or both, as the case may be, and which
systems are separately placed on the market for use as autonomous
systems;
(c) "devices" means safety devices, controlling devices and regulating devices
intended for use outside potentially explosive atmospheres but required for
or contributing to the safe functioning of equipment and protective systems
with respect to the risks of explosion;
74
Schedule 4 Warning sign for places where explosive
atmospheres may occur
Schedule 4 Regulation 7(3)
(which substantially reproduces the provisions of Annex HI of Council
Directive 99/92/EC)
Distinctive features:
(b) black letters on a yellow background with black edging (the yellow part to
take up at least 50% of the area of the sign).
The Chemicals (Hazard Information and Packaging for Supply) Regulations 2002
(S.I. 2002/1689).
The Health and Safety (Safety Signs and Signals) Regulations 1996
(S.I. 1996/341).
75
Schedule 6 Amendments
Regulation 15
Guidance Part 1
379 The amendments have been introduced to remove petroleum licensing
and associated legislation from all workplace premises not involved in petrol
dispensing. DSEAR has introduced modern goal-setting legislation to prevent
fire and explosion risks from flammable substances and the prescriptive
controls of petrol licensing are no longer appropriate to such places.
380 However, all pans of premises where dispensing of petrol takes place
remain subject to licensing. Non-workplace premises also continue to be
licensed. These are domestic premises plus other premises where there is no
employment, including self-employment, but which are not domestic premises
eg a boat club with a clubhouse where some petrol is kept but if there are no
employees would not be work premises.
"and
(iv) the provisions of this Act shall not apply to a workplace within the meaning of
the Fire Precautions (Workplace) Regulations 1997(b). ".
(a) 1922 c.35. Section 2 is amended by the Cinemas Act 1985 (c. 13), section 24(1) and Schedule 2,
paragraph 1 and S.I. 1992/1811
(b) S.I. 1997/1840, amended by S.I. 1999/1877 and 1999/3242
Guidance 382 The Celluloid and Cinematograph Film Act 192286 has been amended
so that it no longer has effect in relation to workplaces as defined by the Fire
Precautions (Workplace) Regulations 1997.13 The Act still applies to celluloid
and cinematograph film at non-workplaces (eg domestic premises) and the
self-employed.
(c) 1928 c. 32. Section 2(1) is amended by the Local Government Act 1972 (c. 70) section 251 and
Schedule 29, Part II paragraph 32, by the Local Government Act 1985 (c.51) section 37 and Schedule
II paragraph 4 and by the Local Government (Wales) Act 1994 (c.19) section 22(3) and Schedule 9
paragraph 2; section 18 is amended by S.I. 1974/1942, 1986/1951 and 1992/743; section 23 is amended
by the Statute Law (Repeals) Act 1993 (c.50) and by S.I. 1974/1942, 1992/1811, 1993/1746 and
1994/3247; section 25A is inserted by S.I. 1999/743
Guidance 383 The power of harbour authorities to issue petroleum licences has been
removed. It will now fall instead to the relevant local authority as the
petroleum licensing authority (PLA) to issue any petroleum licences required
in harbour areas.
76
Schedule 6 (3) Omit section 9 (byelaws as to loading, conveyance and landing of
petroleum-spirit in and upon canals) and section 17 (powers of officers as to testing
petroleum-spirit).
Guidance 384 The power of canal companies to make byelaws has been removed as
they have sufficient powers, other than making byelaws, available to them.
Schedule 6 (4) In section 18 (warrants to search for and seize petroleum-spirit), for
subsection (4) substitute -
(a) S.I. 1996/2095, amended by S.I. 1998/2885, 1999/257, 1999/303 and 2001/1426
Guidance 386 HSW Act provides adequate powers to PLAs in relation to workplaces so
the PCA 2 2 section 18 powers are now only needed at non-workplaces. The
amendment to section 25A (see paragraph 388 below) disapplies the whole of
PCA, including section 18, from all workplaces covered by DSEAR except for
premises where petrol is dispensed so the only other disapplications required
are for premises where petrol is dispensed and for carriage.
(6) Re-number section 25A(d) (places to which Act does not apply) as
subsection (1) and insert at the end
77
Schedule 6 "or
(c) any workplace within the meaning of the Dangerous Substances and
Explosive Atmospheres Regulations 2002, apart from a workplace used,
or intended for use, for dispensing petroleum-spirit.
(2) For the purposes of subsection (1) (c), any part of a workplace where
petroleum-spirit is kept other than for dispensing is not to be regarded as used, or
intended for use, for dispensing petroleum-spirit. ".
389 PCA, 2 2 and any other legislation that derives from PCA, continues to
apply to all petrol dispensing activities and to non-workplace premises.
"2 (1) Subject to paragraph (2), the petroleum-spirit shall not be kept otherwise
than in metal vessels so constructed and maintained in such a condition as -
(2) Where the vessel in which the petroleum-spirit is to be kept is a fuel tank
for an internal combustion engine, the requirement in paragraph (1) that the vessel
be made of metal shall not apply.".
(a) S.I. 1929/952, amended by S.I 1979/427, 1982/630, 1992/1811 and 1999/743; the last mentioned
instrument inserted regulation 15A(a) and (b)
78
Schedule 6 tank which remains connected to the fuel system of the internal combustion engine it
is serving in the way it would ordinarily be so connected when that engine is
running.".
Schedule 6 (4) In regulation I5A (disapplication), omit "and" at the end of paragraph
(a) and insert after paragraph (b) -
"or
(c) any workplace within the meaning of the Dangerous Substances and
Explosive Atmospheres Regulations 2002. ".
Guidance 392 This amendment disapplies the Petroleum-Spirit (Motor Vehicles etc)
Regulations 1929 87 from all workplace premises covered by DSEAR including
petrol filling stations. They now only apply to non-workplaces (mainly
domestic premises).
Guidance 393 This amendment to the Liquid Methane Order ensures that liquid
methane remains subject to PCA 22 at all workplaces, including retail petrol
filling stations, except COMAH 26 and Notification of Installations Handling
Hazardous Substances Regulations 1982 (NIHHS) 89 sites.
394 The Petroleum (Liquid Methane) Order 195790 requires liquid methane
to be treated administratively as if it was petrol and thus it requires a licence.
Although liquid methane is subject to DSEAR, which will provide adequate
control over its storage and use, it will remain subject to PCA 22 until guidance
has been prepared to ensure that adequate standards are maintained.
395 PCA, 22 and therefore the order, has not applied to workplaces subject to
COMAH 26 and NIHHS 8 9 since the insertion into PCA 22 of sections 25A(a)
and (b) by the COMAH 26 Regulations. DSEAR has further amended PCA
section 25A by adding section 25A(l)(c) and (2) which disapply PCA22 from
all workplace storage of petrol except where it is kept for dispensing (see
paragraph 388 above).
79
Schedule 6 "dispensing" means manual or electrical pumping of petroleum-spirit from a
storage tank into the fuel tank for an internal combustion engine, whether for
the purposes of sale or not, and "dispenser" shall be construed accordingly;
"Her Majesty's Forces" means any of the naval, military or air forces of the
Crown, whether raised inside or outside the United Kingdom and whether any
such force is a regular, auxiliary or reserve force, and includes any civilian
employed by those forces;
"non-retail petroleum filling station" means premises used, or intended for use,
for dispensing petroleum-spirit for use in motor vehicles, ships or aircraft, but it
does not include any retail petroleum filling station;
"retail petroleum filling station" means premises used, or intended for use, for
dispensing petroleum-spirit to the public for use in motor vehicles, ships or
aircraft by way of sale;
"vehicle fuel" means petroleum-spirit or any other substance which provides the
power in an internal-combustion engine in a motor vehicle, ship or aircraft".
Guidance 397 The Calcium Carbide Orders of 192991 and 1947 92 and the Compressed
Gases Order 9 5 have been revoked (see paragraph 409) so the references to
those orders have been removed.
80
Schedule 6 (d) after paragraph (3), insert -
(a) S.I. 1999/743, amended by the Greater London Authority Act 1999 (c.29), section 328(7), and
S.I. 1999/2597
(b) S.I. 1982/1357, amended by S.I. 1996/825
Guidance 398 PLAs have been allocated responsibility for enforcing DSEAR at sites,
which dispense petrol, but with certain limitations. At retail petrol filling
stations the PLA enforces DSEAR in connection with petrol and any other
vehicle fuels within the scope of DSEAR (liquefied petroleum gas (LPG),
which is becoming more common, compressed natural gas (CNG) and
liquefied natural gas (LNG) which are quite rare) but has no responsibility for
such substances where they are not present for vehicle fuelling purposes eg
LPG in cylinders. At non-retail petrol filling stations the PLA only enforces
DSEAR in connection with petrol but no other vehicle fuels. The PLA has no
DSEAR responsibility for sites where there is no petrol being dispensed eg
sites that dispense only LPG. The PLA continues to be the enforcing agency
as long as the site is used, or is intended to be used, for dispensing petrol.
Thus, a filling station site which has temporarily closed, but which is intended
to re-open or to be sold as a going concern, will continue to be enforced by
the PLA. If the site closes completely and is to be demolished, then
enforcement of the demolition activity passes to HSE.
"or
(c) any workplace within the meaning of the Dangerous Substances and
Explosive Atmospheres Regulations 2002. ".
81
Guidance 400 The Petroleum-Spirit (Plastic Containers) Regulations 198294 have been
disapplied from all workplace premises including retail petrol filling stations.
They now only apply to non-workplace premises (mainly domestic premises).
This means that there is no maximum size limit for plastic containers used for
storing petrol at workplace premises and brings petrol into line with other
highly flammable liquids (HFLs), which may be found in workplaces.
Workplaces are, however, subject to DSEAR and the controls they impose
including, where necessary, reducing the amounts of dangerous substances
present so as to reduce the risk of fires and explosions. Petrol in the workplace
is now treated like any other HFL.
401 The existing controls on plastic containers for petrol present in non-
workplaces continue to apply. Workplaces include vehicles used for or in
connection with work. These Regulations, including the limits on the size and
number of plastic containers, which may be carried, continue to apply to
vehicles not being used for or in connection with work.
(a) S.I. 1987/37, amended by S.I. 1993/1746, 1994/669, 1994/3247, 1996/2092, 1996/2095,
1997/2367, 1998/2885 and 1999/2029
Guidance 402 The Calcium Carbide Order 192991 has been revoked (see paragraph
409) and reference to it has been removed from the Dangerous Substances in
Harbour Areas Regulations 1987.95
Guidance 403 The FPW Regulations13 are amended to avoid duplication with existing
fire safety legislation (enforced by the fire authorities) and the requirements of
DSEAR in relation to accidents and emergencies. This makes specific
provisions of DSEAR (eg the risk assessment requirement) part of 'workplace
fire precautions legislation'; which would have the effect of making the fire
authorities the enforcing authority for those parts of DSEAR in relation to
general fire safety (eg means of escape etc).
Part 2
Schedule 6 9 (1) The Fire Certificates (Special Premises) Regulations 1976(c) are
amended as follows.
(a) when tested in accordance with Part A. 9. of the Annex to the Directive
82
Schedule 6 has a flash point (as defined in that Part) of less than 32°C except that,
if the flash point determined by using one of the non-equilibrium methods
referred to in that Part falls within the range 30°C to 34°C, that flash
point shall be confirmed by the use of like apparatus using the
appropriate equilibrium method referred to in that Part; and
20 (1) Neither the fuel tank for an internal combustion engine nor a
portable container shall be filled or replenished with petrol direct from a road tanker
conveying petrol in such circumstances that these Regulations apply to that
conveyance.
(2) Except in relation to Her Majesty's Forces, the enforcing authority for
these Regulations and for sections 2 to 4 and sections 7 and 8 of the Health and
Safety at Work etc Act 1974 in respect of such filling or replenishing with petrol as is
referred to in paragraph (1) at any premises for which a petroleum-spirit licence
authorising the keeping of petrol is required under the 1928 Act, shall be the
petroleum licensing authority, even if the relevant tanker is on a road at the time of
that filling or replenishing.
(a) "the 1928 Act" means the Petroleum (Consolidation) Act 1928(e);
(b) "the Directive " means Commission Directive 92/69 EEC adapting to
technical progress for the seventeenth time Council Directive 67/548/EEC
on the approximation of laws, regulations and administrative provisions
relating to the classification, packaging and labelling of dangerous
substances;
83
Schedule 6 (c) "Her Majesty's Forces" means any of the naval, military or air forces of
the Crown, whether raised inside or outside the United Kingdom and
whether any such force is a regular, auxiliary or reserve force, and
includes any civilian employed by those forces;
(d) "petrol" means petroleum-spirit intended for use as a fuel for an internal
combustion engine;
(e) "the petroleum licensing authority" means the local authority empowered
to grant petroleum-spirit licences under the 1928 Act for the premises
concerned;
405 Schedule 12 had the effect of prohibiting unloading petrol from a road
tanker into anything other than a storage tank. The prohibition in the revised
regulation 20 focuses on prohibiting unloading a road tanker into a vehicle fuel
tank and applies everywhere that C D G 2 9 applies, including COMAH 2 6 and
N I H H S 8 9 workplaces and sites storing more than 100 000 litres of petrol. The
prohibition applies only to petrol and prohibits unloading into the fuel tank for
any internal combustion engine, not just vehicles. However, because the
prohibition applies only where C D G applies it should be read in conjunction
with Schedule 2 of those Regulations (disapplications). In particular, most of
the C D G Regulations 29 do not apply to tankers carrying petrol to fuel aircraft
on aerodromes (which are defined in paragraph 10 of Schedule 2). In these
situations, refuelling aircraft direct from a road tanker will continue to be
permissible. The C D G Regulations do have provision for exemption
certificates to be issued and HSE would consider any application for an
exemption to this prohibition. Each case would be considered on its individual
merits.
Guidance 407 The repeals and revocations in Part 1 of Schedule 7 of the DSEAR
Regulations came into force on 9 December 2002, those in Part 2 came into
force on 5 May 2003.
84
Schedule 7 Part 1
Repeal and revocation
The Cinematograph Film Stripping S.R & O. 1939/571 The whole Regulations.
Regulations 1939
Calcium carbide
409 The only significant commercial use of calcium carbide is for the
manufacture of acetylene which is adequately controlled by various orders and
regulations under the Explosives Act 187545 and DSEAR. The Calcium
Carbide Orders 91/92 are, therefore, no longer required and have been revoked
together with references to them.
Compressed gases
410 The Petroleum (Compressed Gases) Order 193093 mainly addressed the
manner in which some gas cylinders were marked. These requirements are
now adequately dealt with by the CHIP Regulations34 and DSEAR, so the
order has been revoked.
85
Schedule 7 Part 2
Repeal and revocation
(a) Regulations 48 to 52 and 54 were revoked by S.I. 1997/1713, regulation 9(2) and the Schedule,
save insofar as they applied to the matters referred to in regulation 2(a) to (c) of S.I. 1997/1713
86
References 1 The Dangerous Substances and Explosive Atmospheres Regulations 2002
SI 2002/2776 The Stationery Office 2002 ISBN 0 11 042957 5
7 Fire and explosion: How safe is your workplace? A short guide to the
Dangerous Substances and Explosive Atmospheres Regulations Leaflet INDG370
HSE Books 2002 (single copy free or priced packs of 5 ISBN 0 7176 2589 3)
8 The Health and Safety at Work etc Act 1974 Ch37 The Stationery Office
1974 ISBN 0 10 543774 3
32 The Factories Act 1961 The Stationery Office 1961 ISBN 0 10 850027 6
88
36 Approved supply list. Information approved for the classification and labelling
of substances and preparations dangerous for supply. Chemicals (Hazard
Information and Packaging for Supply) Regulations 2002. Approved list
L129 (Seventh edition) HSE Books 2002 ISBN 0 7176 2368 8
89
53 The Transport of Dangerous Goods (Safety Advisers) Regulations 1999
SI 1999/257 The Stationery Office 1999 ISBN 0 11 080434 1
57 Technical Instructions for the safe transport of dangerous goods by air 2003/04
edition International Civil Aviation Organisation ISBN 92 9194 010 0
Available from Airplan Flight Equipment Ltd, 1A Ringway Trading Estate,
Shadowmoss Road, Manchester M22 5LH, Tel: 0161 499 0023,
Fax: 0161 499 0298, E-mail: enquiries@[Link]
63 Functional safety — Safety instrumented systems for the process industry sector
BS IEC 61511 British Standards Institute
64 Code of Practice Part 7: Storage of full and empty LPG cylinders and
cartridges LP Gas Association 1998 available from LP Gas Association,
Pavilion 16, Headlands Business Park, Salisbury Road, Ringwood, Hampshire
BH24 3PB or [Link]
90
70 Equipment for use in the presence of combustible dusts. Part 3 - Classification
of areas where combustible dusts are or may be present BS EN 50281-3:2002
British Standards Institute
71 Safe use and handling of flammable liquids HSG140 HSE Books 1996
ISBN 0 7176 0967 7
74 Model Code of Safe Practice Part 15: Area classification code for installations
handling flammable fluids Institute of Petroleum 2002 (now the Energy
Institute) ISBN 0 85293 223 5 Available from Portland Press Ltd, Commerce
Way, Colchester CO2 8HP, Tel: 01206 796351
79 The Health and Safety (Safety Signs and Signals) Regulations 1996
SI 1996/341 The Stationery Office 1996 ISBN 0 11 054093 X
91
86 The Celluloid and Cinematic Film Act 1922 The Stationery Office 1922
ISBN 0 10 850444 1
Further information
92
Printed and published by the Health and Safety Executive 12/03 C80