Chapter 5
Ancient Astronomy
LEARNING OBJECTIVES
By the end of this section, you will be able to:
Describe early examples of astronomy around the world
Explain how Greek astronomers were able to deduce that Earth is spherical
Explain how Greek astronomers were able to calculate Earth’s size
Describe the motion of Earth called precession
Describe Ptolemy’s geocentric system of planetary motion
Let us now look briefly back into history. Much of modern Western civilization is
derived in one way or another from the ideas of the ancient Greeks and Romans,
and this is true in astronomy as well. However, many other ancient cultures also
developed sophisticated systems for observing and interpreting the sky.
Astronomy around the World
Ancient Babylonian, Assyrian, and Egyptian astronomers knew the approximate
length of the year. The Egyptians of 3000 years ago, for example, adopted a
calendar based on a 365-day year. They kept careful track of the rising time of the
bright star Sirius in the predawn sky, which has a yearly cycle that corresponded
with the flooding of the Nile River. The Chinese also had a working calendar; they
determined the length of the year at about the same time as the Egyptians. The
Chinese also recorded comets, bright meteors, and dark spots on the Sun. (Many
types of astronomical objects were introduced in Science and the Universe: A
Brief Tour. If you are not familiar with terms like comets and meteors, you may
want to review that chapter.) Later, Chinese astronomers kept careful records of
“guest stars”—those that are normally too faint to see but suddenly flare up to
become visible to the unaided eye for a few weeks or months. We still use some of
these records in studying stars that exploded a long time ago.
The Mayan culture in Mexico and Central America developed a sophisticated
calendar based on the planet Venus, and they made astronomical observations from
sites dedicated to this purpose a thousand years ago. The Polynesians learned to
navigate by the stars over hundreds of kilometers of open ocean—a skill that
enabled them to colonize new islands far away from where they began.
In Britain, before the widespread use of writing, ancient people used stones to keep
track of the motions of the Sun and Moon. We still find some of the great stone
circles they built for this purpose, dating from as far back as 2800 BCE. The best
known of these is Stonehenge, which is discussed in Earth, Moon, and Sky.
Early Greek and Roman Cosmology
Our concept of the cosmos—its basic structure and origin—is called cosmology, a
word with Greek roots. Before the invention of telescopes, humans had to depend
on the simple evidence of their senses for a picture of the universe. The ancients
developed cosmologies that combined their direct view of the heavens with a rich
variety of philosophical and religious symbolism.
At least 2000 years before Columbus, educated people in the eastern
Mediterranean region knew Earth was round. Belief in a spherical Earth may have
stemmed from the time of Pythagoras, a philosopher and mathematician who
lived 2500 years ago. He believed circles and spheres to be “perfect forms” and
suggested that Earth should therefore be a sphere. As evidence that the gods liked
spheres, the Greeks cited the fact that the Moon is a sphere, using evidence we
describe later.
The writings of Aristotle (384–322 BCE), the tutor of Alexander the Great,
summarize many of the ideas of his day. They describe how the progression of the
Moon’s phases—its apparent changing shape—results from our seeing different
portions of the Moon’s sunlit hemisphere as the month goes by (see Earth, Moon,
and Sky). Aristotle also knew that the Sun has to be farther away from Earth than
is the Moon because occasionally the Moon passed exactly between Earth and the
Sun and hid the Sun temporarily from view. We call this a solar eclipse.
Aristotle cited convincing arguments that Earth must be round. First is the fact that
as the Moon enters or emerges from Earth’s shadow during an eclipse of the Moon,
the shape of the shadow seen on the Moon is always round (Figure 1). Only a
spherical object always produces a round shadow. If Earth were a disk, for
example, there would be some occasions when the sunlight would strike it edge-on
and its shadow on the Moon would be a line.
Figure 1: Earth’s Round Shadow. A lunar eclipse occurs when the Moon moves into and out of Earth’s shadow.
Note the curved shape of the shadow—evidence for a spherical Earth that has been recognized since antiquity.
(credit: modification of work by Brian Paczkowski)
As a second argument, Aristotle explained that travelers who go south a significant
distance are able to observe stars that are not visible farther north. And the height
of the North Star—the star nearest the north celestial pole—decreases as a traveler
moves south. On a flat Earth, everyone would see the same stars overhead. The
only possible explanation is that the traveler must have moved over a curved
surface on Earth, showing stars from a different angle. (See “How Do We Know
Earth Is Round?” below for more ideas on proving Earth is round.)
One Greek thinker, Aristarchus of Samos (310–230 BCE), even suggested that
Earth was moving around the Sun, but Aristotle and most of the ancient Greek
scholars rejected this idea. One of the reasons for their conclusion was the thought
that if Earth moved about the Sun, they would be observing the stars from different
places along Earth’s orbit. As Earth moved along, nearby stars should shift their
positions in the sky relative to more distant stars. In a similar way, we see
foreground objects appear to move against a more distant background whenever
we are in motion. When we ride on a train, the trees in the foreground appear to
shift their position relative to distant hills as the train rolls by. Unconsciously, we
use this phenomenon all of the time to estimate distances around us.
The apparent shift in the direction of an object as a result of the motion of the
observer is called parallax. We call the shift in the apparent direction of a star due
to Earth’s orbital motion stellar parallax. The Greeks made dedicated efforts to
observe stellar parallax, even enlisting the aid of Greek soldiers with the clearest
vision, but to no avail. The brighter (and presumably nearer) stars just did not seem
to shift as the Greeks observed them in the spring and then again in the fall (when
Earth is on the opposite side of the Sun).
This meant either that Earth was not moving or that the stars had to be so
tremendously far away that the parallax shift was immeasurably small. A cosmos
of such enormous extent required a leap of imagination that most ancient
philosophers were not prepared to make, so they retreated to the safety of the
Earth-centered view, which would dominate Western thinking for nearly two
millennia.
HOW DO WE KNOW EARTH IS ROUND?
In addition to the two ways (from Aristotle’s writings) discussed in this chapter, you might also
reason as follows:
1. Let’s watch a ship leave its port and sail into the distance on a clear day. On
a flat Earth, we would just see the ship get smaller and smaller as it sails
away. But this isn’t what we actually observe. Instead, ships sink below the
horizon, with the hull disappearing first and the mast remaining visible for a
while longer. Eventually, only the top of the mast can be seen as the ship sails
around the curvature of Earth. Finally, the ship disappears under the horizon.
2. The International Space Station circles Earth once every 90 minutes or so.
Photographs taken from the shuttle and other satellites show that Earth is
round from every perspective.
3. Suppose you made a friend in each time zone of Earth. You call all of them
at the same hour and ask, “Where is the Sun?” On a flat Earth, each caller
would give you roughly the same answer. But on a round Earth you would
find that, for some friends, the Sun would be high in the sky whereas for
others it would be rising, setting, or completely out of sight (and this last
group of friends would be upset with you for waking them up).
Measurement of Earth by Eratosthenes
The Greeks not only knew Earth was round, but also they were able to measure its
size. The first fairly accurate determination of Earth’s diameter was made in about
200 BCE by Eratosthenes (276–194 BCE), a Greek living in Alexandria, Egypt.
His method was a geometric one, based on observations of the Sun.
The Sun is so distant from us that all the light rays that strike our planet approach
us along essentially parallel lines. To see why, look at Figure 2. Take a source of
light near Earth—say, at position A. Its rays strike different parts of Earth along
diverging paths. From a light source at B, or at C (which is still farther away), the
angle between rays that strike opposite parts of Earth is smaller. The more distant
the source, the smaller the angle between the rays. For a source infinitely distant,
the rays travel along parallel lines.
Figure 2: Light Rays from Space. The more distant an object, the more nearly parallel the rays of light coming
from it.
Of course, the Sun is not infinitely far away, but given its distance of 150 million
kilometers, light rays striking Earth from a point on the Sun diverge from one
another by an angle far too small to be observed with the unaided eye. As a
consequence, if people all over Earth who could see the Sun were to point at it,
their fingers would, essentially, all be parallel to one another. (The same is also
true for the planets and stars—an idea we will use in our discussion of how
telescopes work.)
Eratosthenes was told that on the first day of summer at Syene, Egypt (near
modern Aswan), sunlight struck the bottom of a vertical well at noon. This
indicated that the Sun was directly over the well—meaning that Syene was on a
direct line from the center of Earth to the Sun. At the corresponding time and date
in Alexandria, Eratosthenes observed the shadow a column made and saw that the
Sun was not directly overhead, but was slightly south of the zenith, so that its rays
made an angle with the vertical equal to about 1/50 of a circle (7°). Because the
Sun’s rays striking the two cities are parallel to one another, why would the two
rays not make the same angle with Earth’s surface? Eratosthenes reasoned that the
curvature of the round Earth meant that “straight up” was not the same in the two
cities. And the measurement of the angle in Alexandria, he realized, allowed him
to Figure out the size of Earth. Alexandria, he saw, must be 1/50 of Earth’s
circumference north of Syene (Figure 3). Alexandria had been measured to be
5000 stadia north of Syene. (The stadium was a Greek unit of length, derived from
the length of the racetrack in a stadium.) Eratosthenes thus found that Earth’s
circumference must be 50 × 5000, or 250,000 stadia.
Figure 3. How Eratosthenes Measured the Size of Earth. Eratosthenes measured the size of Earth by observing
the angle at which the Sun’s rays hit our planet’s surface. The Sun’s rays come in parallel, but because Earth’s
surface curves, a ray at Syene comes straight down whereas a ray at Alexandria makes an angle of 7° with the
vertical. That means, in effect, that at Alexandria, Earth’s surface has curved away from Syene by 7° of 360°, or
1/50 of a full circle. Thus, the distance between the two cities must be 1/50 the circumference of Earth. (credit:
modification of work by NOAA Ocean Service Education)
It is not possible to evaluate precisely the accuracy of Eratosthenes solution
because there is doubt about which of the various kinds of Greek stadia he used as
his unit of distance. If it was the common Olympic stadium, his result is about 20%
too large. According to another interpretation, he used a stadium equal to about 1/6
kilometer, in which case his Figure was within 1% of the correct value of 40,000
kilometers. Even if his measurement was not exact, his success at measuring the
size of our planet by using only shadows, sunlight, and the power of human
thought was one of the greatest intellectual achievements in history.
Hipparchus and Precession
Perhaps the greatest astronomer of antiquity was Hipparchus, born in Nicaea in
what is present-day Turkey. He erected an observatory on the island of Rhodes
around 150 BCE, when the Roman Republic was expanding its influence
throughout the Mediterranean region. There he measured, as accurately as possible,
the positions of objects in the sky, compiling a pioneering star catalog with about
850 entries. He designated celestial coordinates for each star, specifying its
position in the sky, just as we specify the position of a point on Earth by giving its
latitude and longitude.
He also divided the stars into apparent magnitudes according to their apparent
brightness. He called the brightest ones “stars of the first magnitude”; the next
brightest group, “stars of the second magnitude”; and so forth. This rather arbitrary
system, in modified form, still remains in use today (although it is less and less
useful for professional astronomers).
By observing the stars and comparing his data with older observations, Hipparchus
made one of his most remarkable discoveries: the position in the sky of the north
celestial pole had altered over the previous century and a half. Hipparchus deduced
correctly that this had happened not only during the period covered by his
observations, but was in fact happening all the time: the direction around which the
sky appears to rotate changes slowly but continuously. Recall from the section on
celestial poles and the celestial equator that the north celestial pole is just the
projection of Earth’s North Pole into the sky. If the north celestial pole is wobbling
around, then Earth itself must be doing the wobbling. Today, we understand that
the direction in which Earth’s axis points does indeed change slowly but regularly
—a motion we call precession. If you have ever watched a spinning top wobble,
you observed a similar kind of motion. The top’s axis describes a path in the shape
of a cone, as Earth’s gravity tries to topple it (Figure 4).
Figure 4: Precession. Just as the axis of a rapidly spinning top wobbles slowly in a circle, so the axis of Earth
wobbles in a 26,000-year cycle. Today the north celestial pole is near the star Polaris, but about 5000 years ago it
was close to a star called Thuban, and in 14,000 years it will be closest to the star Vega.
Because our planet is not an exact sphere, but bulges a bit at the equator, the pulls
of the Sun and Moon cause it to wobble like a top. It takes about 26,000 years for
Earth’s axis to complete one circle of precession. As a result of this motion, the
point where our axis points in the sky changes as time goes on. While Polaris is
the star closest to the north celestial pole today (it will reach its closest point
around the year 2100), the star Vega in the constellation of Lyra will be the North
Star in 14,000 years.
Ptolemy’s Model of the Solar System
The last great astronomer of the Roman era was Claudius Ptolemy (or
Ptolemaeus), who flourished in Alexandria in about the year 140. He wrote a
mammoth compilation of astronomical knowledge, which today is called by its
Arabic name, Almagest (meaning “The Greatest”). Almagest does not deal
exclusively with Ptolemy’s own work; it includes a discussion of the astronomical
achievements of the past, principally those of Hipparchus. Today, it is our main
source of information about the work of Hipparchus and other Greek astronomers.
Ptolemy’s most important contribution was a geometric representation of the solar
system that predicted the positions of the planets for any desired date and time.
Hipparchus, not having enough data on hand to solve the problem himself, had
instead amassed observational material for posterity to use. Ptolemy supplemented
this material with new observations of his own and produced a cosmological model
that endured more than a thousand years, until the time of Copernicus.
The complicating factor in explaining the motions of the planets is that their
apparent wandering in the sky results from the combination of their own motions
with Earth’s orbital revolution. As we watch the planets from our vantage point on
the moving Earth, it is a little like watching a car race while you are competing in
it. Sometimes opponents’ cars pass you, but at other times you pass them, making
them appear to move backward for a while with respect to you.
Figure 5 shows the motion of Earth and a planet farther from the Sun—in this
case, Mars. Earth travels around the Sun in the same direction as the other planet
and in nearly the same plane, but its orbital speed is faster. As a result, it overtakes
the planet periodically, like a faster race car on the inside track. The Figure shows
where we see the planet in the sky at different times. The path of the planet among
the stars is illustrated in the star field on the right side of the figure.
Figure 5: Retrograde Motion of a Planet beyond Earth’s Orbit. The letters on the diagram show where Earth
and Mars are at different times. By following the lines from each Earth position through each corresponding Mars
position, you can see how the retrograde path of Mars looks against the background stars.
This retrograde simulation of Mars illustrates the motion of Mars as seen from Earth as well as
Earth’s retrograde motion as seen from Mars. There is also an animation of the movement of the
two planets relative to each other that creates the appearance of this motion.
Normally, planets move eastward in the sky over the weeks and months as they
orbit the Sun, but from positions B to D in Figure 5, as Earth passes the planets in
our example, it appears to drift backward, moving west in the sky. Even though it
is actually moving to the east, the faster-moving Earth has overtaken it and seems,
from our perspective, to be leaving it behind. As Earth rounds its orbit toward
position E, the planet again takes up its apparent eastward motion in the sky. The
temporary apparent westward motion of a planet as Earth swings between it and
the Sun is called retrograde motion. Such backward motion is much easier for us
to understand today, now that we know Earth is one of the moving planets and not
the unmoving center of all creation. But Ptolemy was faced with the far more
complex problem of explaining such motion while assuming a stationary Earth.
Furthermore, because the Greeks believed that celestial motions had to be circles,
Ptolemy had to construct his model using circles alone. To do it, he needed dozens
of circles, some moving around other circles, in a complex structure that makes a
modern viewer dizzy. But we must not let our modern judgment cloud our
admiration for Ptolemy’s achievement. In his day, a complex universe centered on
Earth was perfectly reasonable and, in its own way, quite beautiful. However, as
Alfonso X, the King of Castile, was reported to have said after having the
Ptolemaic system of planet motions explained to him, “If the Lord Almighty had
consulted me before embarking upon Creation, I should have recommended
something simpler.”
Figure 6: Ptolemy’s Complicated Cosmological System. Each planet orbits around a small circle called
an epicycle. Each epicycle orbits on a larger circle called the deferent. This system is not centered exactly on Earth
but on an offset point called the equant. The Greeks needed all this complexity to explain the actual motions in the
sky because they believed that Earth was stationary and that all sky motions had to be circular.
Ptolemy solved the problem of explaining the observed motions of planets by
having each planet revolve in a small orbit called an epicycle. The center of the
epicycle then revolved about Earth on a circle called a deferent (Figure 6). When
the planet is at position x in Figure 6 on the epicycle orbit, it is moving in the same
direction as the center of the epicycle; from Earth, the planet appears to be moving
eastward. When the planet is at y, however, its motion is in the direction opposite
to the motion of the epicycle’s center around Earth. By choosing the right
combination of speeds and distances, Ptolemy succeeded in having the planet
moving westward at the correct speed and for the correct interval of time, thus
replicating retrograde motion with his model.
However, we shall see in Orbits and Gravity that the planets, like Earth, travel
about the Sun in orbits that are ellipses, not circles. Their actual behavior cannot be
represented accurately by a scheme of uniform circular motions. In order to match
the observed motions of the planets, Ptolemy had to center the deferent circles, not
on Earth, but at points some distance from Earth. In addition, he introduced
uniform circular motion around yet another axis, called the equant point. All of
these considerably complicated his scheme.
It is a tribute to the genius of Ptolemy as a mathematician that he was able to
develop such a complex system to account successfully for the observations of
planets. It may be that Ptolemy did not intend for his cosmological model to
describe reality, but merely to serve as a mathematical representation that allowed
him to predict the positions of the planets at any time. Whatever his thinking, his
model, with some modifications, was eventually accepted as authoritative in the
Muslim world and (later) in Christian Europe.
Ancient Greeks such as Aristotle recognized that Earth and the Moon are spheres,
and understood the phases of the Moon, but because of their inability to detect
stellar parallax, they rejected the idea that Earth moves. Eratosthenes measured the
size of Earth with surprising precision. Hipparchus carried out many astronomical
observations, making a star catalog, defining the system of stellar magnitudes, and
discovering precession from the apparent shift in the position of the north celestial
pole. Ptolemy of Alexandria summarized classic astronomy in his Almagest; he
explained planetary motions, including retrograde motion, with remarkably good
accuracy using a model centered on Earth. This geocentric model, based on
combinations of uniform circular motion using epicycles, was accepted as
authority for more than a thousand years.
Glossary
apparent magnitude: a measure of how bright a star looks in the sky; the larger
the number, the dimmer the star appears to us
cosmology: the study of the organization and evolution of the universe
epicycle: the circular orbit of a body in the Ptolemaic system, the center of which
revolves about another circle (the deferent)
parallax: the apparent displacement of a nearby star that results from the motion
of Earth around the Sun
precession (of Earth): the slow, conical motion of Earth’s axis of rotation caused
principally by the gravitational pull of the Moon and Sun on Earth’s equatorial
bulge
retrograde motion: the apparent westward motion of a planet on the celestial
sphere or with respect to the stars