SWMM Model
SWMM Model
William H. Frost
517
518 Minor Loss Coefficients
23.1 Introduction
In the 1990s, as one of the updates to version 4.0 of SWMM, an EXTRAN
routine was included which allowed the modeler to include input parameters
on the C1 card for calculating minor losses in flow transitions. The
variables are KENTR, KEXIT, and KOTHER, which represent the
coefficients for entrance, exit, and other losses (e.g. expansion, contraction,
bends, or valves). The minor loss equation in EXTRAN takes the form of:
v2
hL = K (23.1)
2g
where:
hL = the head loss
K = a loss coefficient
v = the velocity in the conduit, and
g = the gravitational constant
The ability to model these types of losses explicitly, and to track them as
part of the input file, is an important addition to EXTRAN's capabilities.
Particularly in cases where there is no flow data for the storm drain network
being modeled, it is important to try to represent all the physical processes
that can have an effect on flows and water quality. Minor losses (head
losses from flows through junctions and bends) can be significant. UWRRC
(1992) said that
In long conduits where L/D >> 1000 these local losses are
usually very small in comparison to the friction losses
and…can be neglected. However, if the channel or
conduit is very short and/or there are a number of
manholes, changes in direction, junctions, or changes in
pipe size, then the sum of these losses can exceed the
friction loss.
23.1.1 Objective
The goal of this chapter is to develop loss coefficients for use in EXTRAN
to model minor losses for storm drain design and analysis based on original
experimental research. The method of finding loss coefficients should be
Minor Loss Coefficients 519
simple to use, and where simplifications are made from the research, they
should result in only minor variations from the more accurate calculations.
Design Criteria:
Highway Drainage Manual (MSHA 1981)
Virginia Drainage Manual (VDOT 1988)
Urban Storm Drainage Criteria Manual (UDFCD 1969)
Handbooks
Handbook of Hydraulics (King and Brater, 1963)
Standard Handbook for Civil Engineers (Merritt, 1983)
Design of Small Dams (USBR, 1977)
Modern Sewer Design (AISI, 1980)
Design and construction of urban stormwater management systems
(UWRRC 1992)
Handbook of Applied Hydraulics (Davis, 1954)
Software Manuals
HEC-RAS
HYDRAIN
HEC-22
Textbooks
Chow, 1959
Henderson, 1966
French, 1985
Daugherty, Franzini, and Finnemore, 1985
Streeter and Wylie, 1975
Linsley and Franzini, 1975
Several problems were found with the methods and data used in the
design criteria manuals, software manuals, and handbooks listed above:
522 Minor Loss Coefficients
2 2
Vu - Vd
(23.2)
2g
the upstream head alone
2
Vu
(23.3)
2g
or the downstream head alone
2
Vd
23.4)
2g
In at least one case (King and Brater, 1963), tables of loss coefficients are
keyed to the velocity head in the smaller pipe: upstream for expansions and
downstream for contractions.
Several researchers (such as Sangster, et al, 1958) have made a
distinction between calculation of head (energy) losses and calculation of
pressure (HGL) losses. A pressure coefficient applied to the velocity
through a junction outlet will provide direct calculations of the hydraulic
grade line (HGL) in the upstream pipes, taking into account differences in
velocity and water surface elevation changes caused by different pipe
diameters. These coefficients are not suitable for EXTRAN, which
calculates the HGL internally. What is desired is an energy loss coefficient,
which describes only the head loss through the junction, without reference to
different pipe sizes.
It is relatively straightforward to convert pressure change coefficients to
energy change coefficients. Marsalek (1985) derived an equation for
circular pipes from definitions of coefficients and junction geometry to make
this conversion:
4
D
K p = K e + 1 − u (23.5)
Dd
Conversion of the pressure change coefficient to an energy change
coefficient is done with a minor manipulation of this equation:
4
D
K e = K p + u − 1 (23.6)
Dd
524 Minor Loss Coefficients
4
K u Du
≈ (23.7)
K d Dd
Entrance losses deal with the situation where water enters a submerged pipe
from a reservoir. For this situation, the equation relating losses to
downstream velocity is used:
2
Vd
hL = K (23.8)
2g
Entrance loss coefficients are based on the shape of the entrance pipe, as
shown in Table 23.2 (Task Force, 1965). These, or similar coefficients, have
been widely reproduced (Merritt, 1983, Daugherty et al 1985, King and
Brater, 1963). The equation where a free flowing stream enters a pipe is
Minor Loss Coefficients 525
similar to that of a culvert entrance. The coefficients for this situation are
given in a later section.
Entrance Type K
Inward Projecting 0.80
Sharp-Cornered 0.50
Slightly Rounded 0.25
Bell-Mouthed 0.05
Exit losses occur when the pipe system discharges into a lake or other
receiving water which is large enough so it is essentially still with respect to
the discharge. In this case, the entire velocity head is dissipated, and the loss
coefficient is 1.0, applied to the velocity of the upstream pipe. The situation
where a pipe discharges to a free-flowing stream will be considered in the
section on free-surface flow.
23.4.3 Transitions
Expansion
The theoretical value for head loss through a sudden enlargement can be
derived from the energy and momentum equations:
(V1 − V2 )2
hL = (23.9)
2g
2
D
2
K = d − 1 (23.11)
Du
One of the most widely used procedures for calculating losses in pressure
flow sudden expansion transitions is described in King and Brater (1963),
whose tables have been reproduced in several texts and design manuals
including HEC-22, Linsley and Frazini (1975) and UWRRC (1992),
showing the loss based on velocity in the upstream pipe.
The tables were created by Horace King (King and Brater, 1963) using
an equation for these types of losses derived from experimental results by
Archer (1913).
(V1 − V2 )1.92
hL = 1.1 (23.12)
2g
The tables give head loss, hL, and K based on the ratio of upstream and
downstream pipe diameters. The data can’t be applied directly in EXTRAN
because the exponent of the velocity component is not 2.0.
As an alternative, the theoretical equation gives results reasonably close
to the tables derived from Archer’s equation. For the likely range of storm
drain transitions (Dd/Du < 2.0) the theoretical curve underestimates Archer’s
values for K by more than 10 percent at velocities under 4 fps and
overestimates the values for velocities by more than 10% at velocities over
15 fps. If the modeler anticipates high velocity flows, reducing the
theoretical value of K by a factor of 0.9 gives a reasonable approximation to
the tabular values.
Contraction
The theoretical value for head loss in sudden contractions has also been
determined in the early 1900s by analysis to be
2
1 V 2
hL = − 1 d (23.13)
Cc 2g
0.0418 (23.15)
C c = 0.582 +
D
1.1 − d
Du
King derived similar tables for head loss factors for contraction as those
for expansion by smoothing the graphed results of several researchers’ data,
with the loss coefficient varying based on both the ratio of pipe sizes and
flow velocity. These, like the tables for expansions, have been widely
reproduced, including in AISI (1980) and UWRRC (1992).
Fluid mechanics texts and handbooks are another source of these factors.
Daugherty (1985), Merritt (1983) and Linsley and Frazini (1955) provide
information which can be used to derive head loss factors or contraction
coefficients based on the ratio of upstream to downstream diameters or
cross-sectional area. These match reasonably closely withKing and Brater’s
table for V = 20 cfs, as shown in Table 23.4. For pressure flow in storm
drains, theKing and Brater values are recommended.
Du/Dd 1.1 1.2 1.25 1.4 1.6 1.8 2.0 2.2 2.5 3.0
Daugherty .06 .15 .22 .28 .33 .36
Linsley .10 .30 .40
Merritt .06 .10 .22 .27 .32 .34 .38
King .05 .09 .18 .25 .31 .33 .35 .37 .39
Bends
Similarly to closed conduit transitions, losses in bends have been studied
extensively. Most of the researchers have focused on small pipes with bends
of 90°, suitable for calculating water distribution or plumbing losses. Losses
528 Minor Loss Coefficients
were found to vary depending on the ratio of the bend radius to the pipe
diameter, R/d. Two sources of original research were identified: Crane
(1965) and Anderson and Straub (1948).
A few researchers have worked with these data to apply them to large
pressure conduits, among them King and Brater (1963), USBR (1977), and
Creager and Justin (1950). USBR (1977) and Creager and Justin (1950)
have both analyzed available research and have come up with substantially
the same results. The King and USBR data area both based on the
Anderson/Straub (1948) results.
Anderson/ King /
R/d Crane Straub Brater USBR
1 .50 .23 .23 .23
2 .30 .14 .13 .13
4 .25 .09 .08 .09
6 .15 .08 .08 .07
8 .15 .08 .08 .07
0.5
α
K = (23.16)
90
This equation matches the USBR curve closely for angles between 45o
and 90o but will overestimate losses for more shallow angles.
Minor Loss Coefficients 529
Table 23.6: Loss coefficient reduction factors for other bend angles.
Two equations for entrance and exit losses were widely reported:
These were cited in ASCE (1961), UDFCD (1969), and AISI (1980),
where they were attributed to Hinds (1928). They were also cited in French
(1985), attributed to Chow (1959).
For rectangular channel transitions, the recommended angle of the
transition section is 12.5 degrees, cited in ASCE (1961), Daugherty (1985),
and French (1985).
All of these references eventually can be traced back to the work of
Hinds (1928), which was a study of transitions in trapezoidal and rectangular
open channels. They are based on well-designed transitions in flumes,
which are smoother than typical storm drain transitions.
530 Minor Loss Coefficients
A 2 V 2
hL = K d 2 − 1 d (23.20)
Au 2g
Unlike the situation for calculating transition losses, there do not appear to
be any agreed upon equations and coefficients for bend losses in open
channel flow. Handbooks and design criteria use different methods, usually
without attributing any research or studies to back them up. Where there is
concurrence, it us usually because the coefficients for pressure flow have
been used.
There have been several studies of bend losses in open channels,
however. The most thorough analysis, and the best source of energy loss
coefficients is a study by Shukry (1950) whose paper investigated the
Minor Loss Coefficients 531
R/b
θ/180 0.50 1.00 2.00 3.00
1.00 .82 .25 .07 .01
.75 .75 .23 .06 .01
.50 .72 .20 .08 .01
.25 .07 .02 .01 .00
.125 .00 .00 .00 .00
532 Minor Loss Coefficients
R/b
θ/180 0.50 1.00 2.00 3.00
1.00 .95 .29 .08 .01
.75 .88 .27 .07 .01
.50 .90 .22 .04 .01
.25 .10 .03 .01 .00
.125 .00 .00 .00 .00
R/b
θ/180 0.50 1.00 2.00 3.00
1.00 1.11 .34 .09 .01
.75 1.05 .32 .09 .01
.50 .95 .29 .08 .01
.25 .13 .04 .01 .00
.125 .00 .00 .00 .00
R/b
θ/180 0.50 1.00 2.00 3.00
1.00 1.28 .39 .11 .01
.75 1.21 .37 .10 .01
.50 1.10 .32 .09 .01
.25 .16 .05 .01 .00
.125 .00 .00 .00 .00
R/b
y/b 1.00 2.00 3.00
1.2 .20 .08 .01
1.0 .22 .04 .01
0.8 .29 .08 .01
0.6 .32 .09 .01
Avg .26 .07 .01
Avg 0.6 and 0.8 .31 .09 .01
Eqn .30 .09 .03
The results of the equation are reasonably close to the average of the
losses at all depths, and quite close to the losses for the lower depth ratios
most likely to be found in drainage systems. They are too high for the r/b
ratio of 3.0, but drop off at higher ratios, just as Shukry’s data did.
The next step with Shukry’s data is to make an adjustment for the bend
angle. Again, this is done by making an approximation based on the
measured data. There are three data points in the range commonly found in
storm drains: 22.5, 45 and 90 degrees. There are three data points for
extreme bends where the flow doubles back: 90, 135, and 180 degrees.
When graphed, there is a distinct break point at 90 degrees, with a linear
relationship on either side. There is also a distinct breakpoint for angles less
than 45 degrees.
534 Minor Loss Coefficients
0.10
0.05
0.00
0 10 20 30 40 50 60 70 80 90 100
Angle
Virtually all of the handbooks and design criteria reviewed use these
coefficients for culvert losses. Table 23.13 shows values for various end
sections and pipe materials.
This publication makes the assumption that the exit loss coefficient is
1.0, meaning that all the velocity head is lost. This is appropriate for
discharges to ponds or lakes, but if the culvert discharges to a free flowing
stream or channel, the modeler should consider using the coefficients for
transition losses instead.
The minimum loss coefficient that should be used is 0.30, which is
Chow’s value for simplified straight-line transitions. It should be adjusted
for change in cross-sectional area as discussed earlier.
Table 23.14 Research results reported for junction losses (pressure flow)
Townsend
Johns ton
Marsalek
Sangs ter
Pedersen
Blaisdell
Serre
Hare
Straight through x x x x
90o turn x x x
Lateral on through main x x x x x x
Opposed laterals x x
Manhole benching x x x x
Inlet x
Minor Loss Coefficients 537
is greater, indicating that manholes with a large disparity in pipe sizes act
somewhat like sudden expansions and contractions. One can also note that
Sangster’s design data are very close to the fitted experimental curve.
expansions of greater than 1.25. The use of Archer's equation in this range
seems appropriate for transitions in junctions.
In the narrower range typical of most storm drain junctions, the Archer
equation gives loss coefficient values lower than the experimental results.
The results of the comparison show that the values developed by King
for expansion and contraction in closed pipes (column 3) is a good
approximation for the losses attributable only to the change in pipe
diameters in flow through a junction.
b/Dd
Dd/Du 1.0 2.0 3.0 α
0.8 0.24 0.29 0.34 0.05
0.9 0.15 0.22 0.29 0.07
1.0 0.07 0.14 0.21 0.07
1.11 0.08 0.15 0.21 0.07
1.25 0.34 0.39 0.44 0.05
1.43 1.08 1.10 1.12 0.02
Source α
Marsalek (1984) 0.12
Hare reported by Johnston and Volker (1990) 0.10
Johnston and Volker (1990) 0.10
Pedersen and Mark (1990) 0.12
540 Minor Loss Coefficients
The experimental results show that this factor should be added to the loss
coefficient for pipe size transitions as an additional parameter for the overall
junction loss coefficient.
b
K 2 = 0.10 (23.25)
Dd
The effects of benching were studied for Dd/Du = 1.0, where they showed
a clear reduction in the amount of head loss and the loss coefficient. Table
23.18 presents the results as a factor that can be applied to the loss
Minor Loss Coefficients 541
Marsalek (1985) conducted experiments for both pressure flow and free
surface flow and reported differing values depending on manhole
542 Minor Loss Coefficients
construction and pipe diameter. Losses were calculated using the equation
based on the downstream velocity head. Loss coefficients were given for
circular manholes in a graph, which showed W/d vs. K related as follows.
Table 23.19 Coefficients for straight flow through a junction (free flow).
It is assumed that these coefficients combine all entrance, bend, and exit
losses into one number.
References
American Iron and Steel Institute (1980). Modern sewer design. AISI, Washington DC.
American Society of Civil Engineers (1969). “Design and construction of sanitary and
storm sewers”. Manual of engineering practice No. 37 ASCE, New York, NY.
Camp, Thomas R. (1932) “Hydraulics of sewer transitions.” Journal of the Boston
Society of Civil Engineers, 19:325, Boston, MA.
City of Austin (1987). Austin drainage criteria manual, 2nd ed. Watershed Management
Division, Austin TX.
Chow, Ven Te (1959). Open channel hydraulics McGraw-Hill, New York, NY.
Creager, William P. and Joel D. Justin (1950). Hydroelectric handbook, 2nd ed. John
Wiley and Sons, New York, NY.
544 Minor Loss Coefficients
U.S. Bureau of Reclamation (1965). Friction factors for large conduits flowing full
USBR Engineering Monograph 7, Washington, DC.
U.S. Bureau of Reclamation (1977) Design of small dams. Washington, DC
Urban Drainage and Flood Control District (1969) Urban storm drainage criteria manual
Denver Regional Council of Governments, Denver CO.
Urban Water Resources Research Council (1992) “Design and construction of urban
stormwater management systems.” Manual of engineering practice No. 77 ASCE,
New York, NY.
Virginia Department of Transportation (1988). Drainage manual VDOT, Richmond VA.
Cited in King and Brater
Anderson, A.G., and L.G. Straub (1948). Hydraulics of Conduit Bends St Anthony
Falls Hydraulic Lab Bulletin 1, Minneapolis, MN
Beij, K.H. (1938). “Pressure losses for fluid flow in 90 o pipe bends” National
Bureau of Standards Research Paper RP 1110 Washington DC.
Fuller, W.E. (1913) Loss of head in bends J New England Water Works Assoc.
Cited in Linsley and Frazini
Crane Corporation (1965). Flow of Fluids, Technical Paper 40
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