Cornell Leadership Performance Metrics
Cornell Leadership Performance Metrics
University
Characteristic Levels of Performance
Skills for Success and Leadership Skills for Success
7/31/2015
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
(or if new in role, with appropriate Expectations Expectations
level of assistance)
Does not fulfill position Performs fundamental Reliably performs position duties Performs beyond expectations Works consistently at a
requirements. position duties and in a majority of position duties superior level in most aspects
responsibilities. Requires
and responsibilities. Successfully
and responsibilities. Reliably of position; consistently
fulfills position requirements,
Skills Corrective performance continued development to established goals and meets and predominantly exceeds goals and
plan must be outlined fully achieve all aspects of expectations. Performance results exceeds position expectations – expectations. Makes an
for and monitored, or position duties. (A in valuable contributions to unit making a significant exceptional or unique
termination must be Performance Improvement goals. contribution to the overall contribution to the
Success initiated. (A Performance Plan is recommended) achievement of unit/department.
Improvement Plan is unit/department goals.
strongly recommended.)
Fails to demonstrate In some situations does not Demonstrates competence in Skillfully utilizes tools, Proactively seeks and
Job Skills competence to effectively appropriately keep up with tools, equipment, software and equipment, software and leverages tools, equipment,
perform the job. tools, equipment, software, technologies to effectively technologies to the fullest software and technologies to
Does not maintain and technologies thereby complete assignments and job extent to achieve higher produce innovative
professional education or impeding the ability to tasks. quality results. solutions and achieve higher
certifications in effectively complete Maintains professional Seeks additional professional quality results.
functional expertise or assignments and job tasks. certifications, licensing and certifications, licensing and Creates an environment that
apply knowledge. In some instances is not be education in functional education to enhance encourages continuous
Does not seek to up-to-date on required expertise and effectively functional expertise, learning, serving on boards,
understand, interpret and professional certifications, applies knowledge. awareness and knowledge. leading task forces and
apply regulations and licensing and education in Understands, interprets and Acts as a reliable subject committees while
Cornell policies to deliver functional expertise or does applies regulations, policies and matter expert and valued maintaining professional
results. not effectively apply contracts to deliver effective partner in interpreting and certifications, licensing and
Ineffectively uses data knowledge. results. complying with regulations, education in functional
and information to make Does not consistently Uses good judgment, policies and contracts to expertise.
appropriate observations, understand, interpret or information and observations to deliver effective results. Acts as a trusted subject
evaluations and apply regulations, policies evaluate and recommend Demonstrates excellent matter expert and valued
recommendations to and contracts to deliver actions to support decisions and judgment, seeks information partner in developing
support deliverables. effective results. deliverables. and utilizes observations to regulations, policies and
In some situations support decisions and contracts to ensure superior
demonstrates poor judgment deliverables. results.
and inconsistently uses Shares wisdom, information
information and and observations on matters
observations effectively. of importance to leverage
decisions and deliverables.
1
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Fails to demonstrate Occasionally demonstrates Demonstrates the ability to Seeks opportunities to Is an inspirational example
Inclusiveness equitable respect for a lack of respect for others; communicate across difference demonstrate and encourage for equity, respect and
members of Cornell may exhibit difficulty in to create a collaborative, others to be equitable and appreciation for all
Community. Is establishing effective collegial and caring respectful towards members of members of Cornell
uncooperative with working relationships with community. the Cornell Community. Community.
certain community certain members of Supports cooperation, honesty, Takes initiative to improve Leverages role to
members. community. openness and a welcoming cooperation and welcome consistently promote
Avoids opportunity to In some situations does not environment for all and speaks environment for all actively cooperation and a
build knowledge of routinely demonstrate up when others are being speaks up when others are welcoming environment for
diversity and initiative to increase excluded or treated being excluded or treated all and advocates when
inclusiveness. openness or a welcoming inappropriately. inappropriately. others are being excluded or
Does not support environment. Supports participation of key Encourages the participation treated inappropriately.
participation and/or Does not consistently and diverse employees in and/or development of others Is influential in the
development of others. support participation and/or career/professional Encourages work/life development of others and
Is not understanding of development of others. development opportunities and integration in the workplace. promoting
or accepting of other’s In some instances, is less in campus/community Promotes the recruitment, campus/community
work/life integration. understanding or accepting involvement. hiring and engagement of high involvement.
Resists the importance of others’ work/life Supports work/life integration performing diverse Promotes and models
and benefits of a diverse integration. in the workplace. employees. work/life integration in the
workforce. At times is resistant to the Recruits, hires and engages workplace.
benefits and importance of a high performing diverse Champions the recruitment,
diverse workforce. employees. hiring and engagement of
high performing diverse
employees.
Fails to change usual Situationally shows Adapts to changing priorities Understands and appreciates Anticipates and proactively
Adaptability patterns of behavior or difficulty adjusting to and additional demands. different and opposing responds to changing
performance to meet change. Is flexible, open and receptive perspectives and shares new situations to achieve work
specific expectations. In some instances, shows a to new information, ideas and ideas for the group to results- generating new
Is not receptive to new lack of appreciation and approaches which enhance consider. ideas, information and
information or understanding of different Cornell’s capacity to thrive in Actively supports changing explores new possibilities.
viewpoints. perspectives. the future. direction, goals, priorities and Embraces and champions
Is unwilling to try or In some situations Accepts and cooperates in the responsibilities. change and works
support a new approach. demonstrates apathy or implementation of change. Is willing to experiment and effectively within a variety
resistance in adjusting to Modifies one’s preferred way of take risks in trying a different of situations, individuals
changing situations, doing things when it benefits approach. and/or groups to respond to
priorities and the whole focusing on long- Switches roles and procedures change.
responsibilities. term vision rather than short- easily to facilitate change and Inspires, encourages and
term gains. can be relied upon to help provides guidance and
others in this process. support to others in
response to change.
Maintains and promotes
receptivity, flexibility and
focus when dealing with
uncertainty, change and
transition.
2
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Ineffectively At times does not Is self-aware; acts upon Proactively increases job Continually applies ever-
Self‐ demonstrates self- demonstrate self-awareness performance feedback. knowledge/skills to increasing job-
Development awareness and does not or act upon performance Acts on opportunities for accomplish objectives. knowledge/skills to address
strive to enhance feedback. development; takes measures to Often seeks, accepts and challenges and/or lead new
personal strengths and In certain situations does ensure personal well-being and achieves noteworthy success initiatives.
abilities or act on not adequately seek balance. on additional responsibilities. Regularly seeks additional
opportunities for opportunities to build skills Works to continuously learn and Actively seeks developmental responsibilities and
development. and job knowledge. improve. performance feedback and achieves significant
Avoids seeking and Is inconsistently open to Applies learning to evolving acts upon input to success.
acting upon performance opportunities for learning. assignments. continuously improve Demonstrates continuous
feedback. Does not sufficiently apply performance. improvement in self and
Fails to work to learning to evolving Occasionally volunteers to inspires others toward it.
continuously learn and assignments. take on position related Is depended upon to
improve. campus opportunities and volunteer to take on
Ineffectively applies commitments beyond their position related campus
learning to evolving normal duties. opportunities and
assignments. commitments beyond their
normal duties.
3
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Fails to show respect, Inconsistently exhibits Exhibits expected workplace Often exhibits positive Consistently leads
Teamwork compassion and workplace courtesy, respect, courtesy, respect, compassion behavior that promotes, colleagues to inspired
empathy for others, compassion and empathy; is and empathy for others, even in supports, and influences cooperation and teamwork
contributes to an deficient in building an difficult situations, building an cooperation from others while in support of
environment of mistrust. environment of trust. environment of trust. demonstrating consideration college/unit/university
Works ineffectively and In some situations or with Works effectively and for others. goals.
uncooperatively with some people has difficulty cooperatively with others, Frequently gives and seeks Actively seeks and gives
others and unwillingly working effectively and willingly admitting mistakes and respectful and constructive respectful and constructive
admits mistakes and cooperatively, or admitting offering apologies. feedback among coworkers feedback among colleagues,
offers apologies. mistakes. Acknowledges the support and and superiors to improve improves own actions in
Fails to acknowledge Occasionally does not contributions of others, involving morale and/or group response and encourages
the support and acknowledge the support them as appropriate when accomplishments, admitting others to do the same.
contributions of others and contributions or others, outcomes will impact their work. mistakes appropriately. Consistently develops
and does not involve or involve them when Has a positive attitude and Frequently enhances working opportunities for self and
them as appropriate outcomes will impact their understands how behaviors relationships to improve colleagues to improve
when outcomes impact work. impact others. departmental and cross- working relationships and
their work. Inconsistently demonstrates departmental work outcomes.
Does not demonstrate a a positive attitude and accomplishments. Is a role model for positive
positive attitude nor understanding of how their Initiates actions to resolve attitude among team and
seek to understand how behaviors impact others. shared team challenges. colleagues.
behavior impacts others.
4
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Inefficiently uses Inconsistently develops and Strives to develop and Skillfully demonstrates overall Inspires others to practice
Stewardship resources to accomplish implements best practices, implement best practices; understanding of sustainability and efficiency
work. and a culture of encourages others to adopt a decisions/work tasks as they while modeling those same
Fails to demonstrate sustainability and efficiency culture of sustainability and relate to sustainability and behaviors.
reliable attendance and when performing work efficiency. efficiency. Maintains exemplary
punctuality. tasks. Maintains reliable attendance Maintains excellent attendance attendance, dependability
Does not demonstrate At times demonstrates and punctuality. and is very dependable in and dedication to
high standards of inconsistent attendance Demonstrates high standards accomplishing organizational accomplishing
personal conduct nor and/or tardiness. of personal conduct and owns needs. organizational objectives.
show appropriate In some instances makes the consequences of one’s Demonstrates strong integrity Leads others to behave with
confidentiality. errors in handling resources own actions. and sound judgment in the use integrity and sound
Fails to exercise sound or confidential information. Exercises sound and ethical of resources and the handling judgment in the use of
and ethical judgment. Occasionally does not judgment no matter how and interpretation of highly resources and the handling
Does not show exercise sound and ethical difficult or contrary; considers sensitive information while and interpretation of highly
commitment to work or judgment. environmental, economic, pursuing organizational sensitive information;
own the consequences Inconsistently demonstrates compliance and social impacts objectives. models behaviors to achieve
of one’s own actions. commitment and in decision-making. Promotes strong commitment organizational objectives.
accountability in actions. Shows commitment to unit and and accountability among Gives recognition to those
university goals and delivers others by modeling who demonstrate strong
results. appropriate behaviors. commitment and
accountability while
modeling those same
behaviors.
Does not look for Does not show a Looks for advancements in Anticipates needs and figures Consistently demonstrates
advancements in commitment to advancing products, processes, services, out new ways to meet them. creative behavior and
Innovation products, processes, products, processes, technologies or ideas. Often contributes creative inspires it in others.
services, technologies or services, technologies or Identifies opportunities in ideas to improve the work. Champions the creative
ideas. ideas. challenges and shows Builds cooperative working contributions of others.
Resists opportunities Is passive at identifying initiative to make changes. relationships to encourage Proactively seeks
and challenges, and fails opportunities in challenges; Demonstrates innovative, others creativity and risk opportunities to expand
to show initiative to shows little initiative to creative and informed risk taking in others. knowledge of innovative
make changes make changes. taking. Encourages others to take solutions, ideas and best
Fails to demonstrate In some situations does not Shows foresight and positive action on problem- practices.
innovative, creative and demonstrate innovative, imagination to see solving and/or new
informed risk taking. creative and informed risk possibilities, opportunities and assignments.
Does not show foresight taking. trends.
and imagination to see Inconsistently demonstrates
possibilities, foresight and imagination to
opportunities and trends. see possibilities,
opportunities and trends.
5
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
(or if new in role, with appropriate Expectations Expectations
level of assistance)
Leadership
6
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Does not recognize the Is not consistently effective Puts others at ease, even in Ensures that their dialogues, Models the value of free
impact of own behavior at putting others at ease, difficult situations. including conflicts, are done flowing respectful dialogue;
Exemplifying on individual or group particularly in difficult Manages emotions and in a manner that demonstrates demonstrates grace under
performance. situations. responds calmly in stress understanding of, and respect pressure.
Interpersonal Does not effectively Inconsistently manages inducing situations. for, others’ viewpoints. Delivers honest and candid
manage emotions, in emotions, in either verbal or Conveys respect and Promotes respect, feedback that seeks to
Effectiveness either verbal or non- non-verbal ways. professionalism in interactions. professionalism and positive develop others and helps
verbal ways. At times lacks respect and Demonstrates consistent, behavior in others. those receiving the message
Displays openly or professionalism in positive behavior when Decisions align with policy to move forward.
passively aggressive interactions. interacting with others. and are supportable under Is a role model for high
behaviors. Has not established a Is honest and trustworthy; has scrutiny; does not use their standards of personal
Is not honest and reputation of having high high standards of personal role to advance their personal conduct.
trustworthy. standards of personal conduct. needs. Builds an environment of
Does not demonstrate conduct. Demonstrates empathy and Is exemplary for empathy and compassion.
empathy and At times does not compassion for others. empathic and Is known for their
compassion for others. demonstrate empathy and Actively listens to others; seeks compassionate interpersonal effectiveness.
Inappropriately focuses compassion for others. to understand and then to be interactions with others.
on advancing her/his Does not actively listen to understood. Leads through listening,
own position on an others, and at times honoring others’ ideas and
issue. inappropriately focuses on issues.
advancing her/his own
position on an issue.
7
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Problem Solving Is not able to synthesize
information to reach an
Inadequately synthesizes
complex information to
Is able to synthesize complex
information towards a positive
Skillfully synthesizes complex
information towards a positive
Teaches others to synthesize
complex information.
outcome. reach a positive outcome. outcome. outcome. Engages counsel of people
Does not use their own Only occasionally utilizes Utilizes their own and others’ Welcomes and explores whose thinking does not
or others’ knowledge available knowledge to depth of knowledge and nontraditional solutions in align with their own;
and experience to analyze problems or make experience in analyzing problem solving. effectively uses this to solve
analyze or make decisions. problems and making decisions Enlists others in looking for problems.
decisions. Inconsistently demonstrates on solutions. possibilities, opportunities and Seeks out “best in class”
Fails to use foresight foresight or imagination Demonstrates foresight and trends. comparisons inside and
and imagination. thereby missing imagination to see possibilities, Develops metrics that help outside of the University.
Does not ask insightful opportunities. opportunities and trends. others thoughtfully analyze Engages full skillset of team
or probing questions. Misses opportunities to Asks insightful and probing situations. to produce sustainable
Does not use data and explore possibilities and questions. Includes appropriate solutions to problems and
metrics to inform probe deeper. Uses data and metrics to professionals and stakeholders ensure positive results.
decisions. Ineffectively applies metrics provide accurate and thoughtful in problem definition, analysis Uses metrics to overcome
Refrains from seeking to provide accurate and analyses. and solution. resistance to change and to
input from those with thoughtful analysis. Consistently balances the need determine success of
whom they work thus Often moves a decision to seek input and information solutions.
stalling decisions. forward too quickly without with the need to move a Is respected for their ability
appropriate input; or too decision forward. to involve others while
slowly allowing momentum keeping decisions moving
to dissipate. forward.
Does not understand the Regularly needs to be Demonstrates an understanding Understands the internal and Educates others on the
Delivering scope of the university reminded of the University of the scope of the University, external dynamics affecting dynamics affecting the
Results as it relates to their scope to align their work. enabling them to accomplish the University. University to help them
work. Achieves some goals but work. Develops their team to accomplish their work.
Fails to deliver on unit not all key goals. Articulates and delivers increase capacity to deliver on Fully delivers on key goals
goals. Does not adequately align outcomes in support of the the University’s goals. and contributes to the
Fails to align their their staff’s efforts to ensure University’s goals. Develops their team so success of other teams or
staff’s efforts to ensure good stewardship. Takes action to ensure members considers how their projects.
good stewardship. Delivers compromised stewardship within his/her actions impact other areas of Creates an environment
Fails to deliver quality results (by time, budget, organization and the University. the University. where their team actively
results on time, within sustainability, or other Delivers results on time and Frequently exceeds contributes to the success of
budget and using expectations). within budget. expectations for delivering others.
sustainable practices. Delivers results today with a results on time, within budget Consistently exceeds
sustainable future in mind. and sustainably. expectations for delivering
results on time, within
budget and sustainably.
8
Fails to Achieve Needs Improvement Successful Frequently Exceeds Consistently Surpasses
Expectations Expectations
Does not communicate Sometimes fails to Communicates important Goes out of their way to share Demonstrates trust of others
Managing & important decisions in a communicate information information and decisions in a information in a timely by appropriately taking
Developing timely manner. and decisions in a timely timely manner. manner with all who need to them into their confidence.
Fails to identify and manner. Identifies and focuses on the know. Ensures team understands
People focus on the most Ineffectively identifies and most significant few priorities. Sustains a strong focus on key and focuses on key goals;
significant few focuses on the most Provides others with helpful priorities. redirects when needed.
priorities. significant few priorities. and timely feedback. Encourages team to provide Is a role model for providing
Does not provide others Gives performance Sets achievable goals, helpful and timely feedback. helpful and timely feedback.
with helpful and timely feedback that is too harsh to milestones, and deadlines. Seeks input of team when Empowers individuals and
feedback. be embraced or too vague to Makes work challenging, setting goals; ensures teams to set goals with
Does not set achievable be understood. meaningful, and engaging for understanding. mutual accountability.
goals, milestones, and Sets goals that are not their team. Understands each staff Is a role model for making
deadlines. achievable, or have unclear Recognizes and develops talent. member’s interests and work engaging.
Does not provide milestones and deadlines. Delegates and provides good development goals; considers Taps opportunities beyond
challenging, Struggles to make work exposure for their team them when planning work or their unit to develop talented
meaningful, and challenging, meaningful, members. professional development. individuals for the benefit of
engaging work for their and engaging for their team. Communicates in a way that Recognizes, supports, and the University.
team. Misses opportunities to people have a clear ensures individual Proactively seeks
Does not identify and recognize and develop understanding of the desired development plans are opportunities for talented
cultivate top talent, or talent. result. progressing. staff to work with upper
actively seek Is slow to delegate, or fails Is comfortable giving leadership.
opportunities to increase to resource, train and upper leadership direct Trusts staff will follow
their exposure and inform those delegated to or access to those who are through on communicated
skills. micromanages. closest to the work. assignments; offers them
Does not delegate. Partners with staff to outline support.
Does not clearly results and empowers them to
communicate the follow through.
desired results.