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Process Capability Analysis
‘Sasadhar Bera, !IM RanchiIntroduction
Process Capability Analysts is used in industry for
Investigating how capable a process is for procucing
products or services that conform within specication
Timit for essential quality characteris,
Process capability Index can also be usod as the
Lbenchmarhing for qualty improvement activities.
Companies use Process Capabity Index to demonstrate
the quay oftheir products. Vendors use them to decide
‘their business relationship withthe manufacturer
Specification Limits and Tolerance Limits
Tolerance limits: Tolerance limits measures the variability
‘fa process and are calculated using sample observations.
The sample observations are cliected from 2 process at 3
rpecified tie interval. Tolerance limits are aso known 35
onto ts
onsider a process for which the quality characteristic has @
Jorma distribution with mean w and Standard beation 3
The upper and lower “tolerance ime” of the prac fll t
“41 39 and u-30, respectively thats,
tks W430
eye
Specification Limits and Tolerance Limits
Specifiation limits: Specitcation limits are determined by
the needs of customer What the customer wants in
Product or sence is analyzeé through market research ans
Incorporated through product or service design. These
limits are placed on a product characteristic by deslaners
land engneers to ensure adequate functioning of the
roduc. Itrapresents the acceptable bound of a product.
Example: The élameter ofa part has to tan assembiy. The
specication limits foe the diameter + 0.015 em.
Upper specification mit (USL) «5 + 0.015 = 5.015 om
‘Lower speciation limit (St) = 5 0.015 = 4.585 cm
‘Specifiction interval = 270015 = 0.0300
Specification Limits and Tolerance Limits
For 2 normal distribution, the tolerance limits Include
99.73% ofthe data points, or put another way, only 0.27%
‘ofthe process output wil fall outside the tolerance limits.
“wo points shouldbe rememberee:
1.027% outside the tolerances sounds small, but this
‘corresponds to 2700 nonconforming pats per milan.
| the dlstrouvion of process output © non-normal, then
the percentage of output fling euside y= 30 may afer
considerably trom 027%
Tolerance limits reflect the variblity ofa process and have
no relationship fo specifiation limits. Tolerance its are
9 known ae natural tolerance ents. .Specification Limits and Tolerance Limits.
Example: The dlameter of a pat has to fit an assembly. The
specification limits for the dlameter 5 + 015 cm. The
‘samples taten from the in-control process has sample mean
fof 499 cm and standard deviation 1004 cm. Find the
tolerance lets ofthe process
What is Process Capability Index?
‘Process capability index (PCI) tas been developed to
measure capability of 2 process based on various criteria,
‘which includep product consistency, process centering,
process departure from a target and process loss. In
‘genera largo the value of PO, the more capable isthe
process. These indies are effective tools for process
‘capability analysis and quality assurance.
Iwo bose features of process copoblity study are that
location f process mean in elation to taxgot value, and
‘overall process variation. The closeness to the target and
smaller process vaiation are pays special attention from
‘astomer point of vew.
Process Spread with Specification interval
Specification interval = USL~ (St
Process spread = UTL—UTL=60
+ speiteaton trea $e
Br a a one
Process Capability Analysis Assumptions
‘he assumptions for process capability anaiyss are
Process is under statistical control. in. satsally
contcled process, variation occurs due to common
cause only
> Process data folows norma dstribution,Different Types of Process Capability Indices
Different types of process capability indices are:
1) Process potential index)
2) Process capability index (C3)
4) Process capatitty inden against target (Cp. )
Process Potential index: C, —.
“The valve of C, <1 indicates speciation interval is smaller
than process” spread and the process is sad to be
Incapable. n other words, the company is procucing junk.
Tet
Process dsr
ry te
to ’ vol
Process Potential index: C,
A common measure for describing the potential of 2
process 10 meet product speciation is C, Index. This
Indo i dined a the ratio ofthe specification Interval 12
the process spread
ust
rc
were USL and LSL are the upper and lower specication
limits. 9 represents the process standard deviation. The
main weakness of C, index is that it measures capability
based on the actual process sorea (60), does not consider
the process center This index does not reflect the impact
ofthe shit of me process mean
Gg
Process Potential Index :C,
‘he vale of 6 = 1 indicates specification terval equa to
the process spread. In sich stuabon, process sd t0 be
tarely capable; Ht hae potent! to produce non-delectnve
produce if the process mean is cemered to the spectied
Toreet Tere s midpoint of speciation tts
Teg
Froess dsvtn
st tas
oy,Process Potential Index :,
‘The vale of G, > 1 indicates proces is potential capable,
the process mean is centered to the specified target.
‘The goo! Isto produced within specifiations with a C, of
1.38, ts much easle to achieve, and stil easier with C, of
200.
‘aed on the emerience ofa numberof practioner, they
have suggested 2 “safe” lower limit of, 2 1.33 because
‘of additonal sources of vavation are experienced in
production process.
Process Capability index: Cx
‘The Gy index considers both the magnitude of process
sariance and location ofthe process mean
ot
where USL and LSL are the upper and tower specification
limits. wand o represent the process mean and process
standaré devation, respectively C,, and, ae the upper
sided and lower sided capabilty index, respectively.
Ge -sinn 8,
=Minioun {c,..c,]
Process Potential index: C, —
(> 1 and centered process mean,
pis. Peirearee omen)
ae process mean
et an tn
ye
o =
Process Capability Index : Cy, —
‘Gq estimates how far the process mean is from the neorer
specication fit in terms of 30 stances.
‘Gy measures how well the process mean is centered within
the specification lim, and what percentage of product
wl be thin specifications.How Cj, Consider Process Centering?
Process Capability Index against Target: C,,,
\sang ard Taguchi (1885) introduced the Indes Cg - The
2 measures process performance by taking into
‘Eount deseness to the target valve (and variably (o")
fa process.
c_- USL=LSL_ _ USL=LSL
rs cS
sere 1= JF FTN. Taeuen process oss
fence Ca Is the average process loss relative to the
sanutactring tolerance
Effect of Reducing Variability in Process
Process Capability Index against Target: Cus
Pea et al (2902) process capability index Gon - Wis
constructed by combining both G, index and C,indox
= Minimum | USL . =
When the process mean (k) departs from the target value
(1, the reduction of the value of Cy is more sensitive than
the others two indices C, , Gy and aso being sensitive tothe
changes process variation. The target value is taken to be
the midpoint of the specication lint: T= m, alas stated
otherwise.Process Capability, Z Distribution and PPM
When the process isi statistical control and normally
stributed, calculated Z values can be used to estimate the
‘Proportion of output beyond any speciation limit.
Lat doting 2 Minimums)
‘expression of Gy In terms of 2
at b> PrdlahD dE ante 2 [Link](t)
pres 2 Laman saneles)
Process Performance indices
the recess performance indo are ng term eapabity of
2 proceso meet the prod specication.
‘he equation and relatonstip of process performance
Indicos (P,P) are same as process capability indices.
‘he only itforence is hat process standard deviation (0)
‘estimated by using all ofthe individual reading ts 2 long
‘erm estimate
elses
ferme sng MS Excel PPM» 2°(-NORIMS DIST, TRUE)
‘is totenotd that n PPM caleutin ty proces sft by 1.50
[St coer yarn Lage? 13" Zaneee 22S
sf ve hams 2 erlbinale ansa = sonm-a a2 57 (0,70)
Difference between Process Capability Indices
and Process Performance Indices
Process capability analysis and process performance
‘anoyss are diflerentiated by standard deviation estimate,
Process capability considers short-term variably & long
term variality Is considered for process. performance
analysis which address directly how well the process
performing relative tothe needs ofthe customer.
Process capability indices C, and Cu typically assess the
potential “short-term” capabiity by using a “short-term”
Standard deviation estimate, whe P, and P, estimate
“longterm” standard deviation by using all ofthe individual
reading.Estimating Process Standard Deviation
There are two types of process standard deviation (0)
estimates:
‘Short term o estimate:
1) Using R-bar chart,
2) Using bar chart
4) Using Pooted-standard deviation
Long term © estimate:
1) Using individu data point
Short term estimate of o —
Jing Sar chart: Callao the standard deviation value (5)
‘or each sample, Next calculate 5 forall samples.
‘hort term astimate of proces standard deviation (0)
Short term estimate of
Using far chart: Calculate the Range value (R) for each
‘ample, ext ealculate for al samples.
‘Short term estimate of process standard deviation (0)Long term estimate of
Long term 0: Using individual data point
Sample sterdard devation: $= Y= ———
Total ebeenatoni) = Mumba of ample sample se
>rocess Capability Index for Non-Normal Data
Incase of non normal data, C and G, values caeulsted using
‘conventional methods often leading, to erroneous resut
because they are defined under” the astymptions of
romaty,
‘One approach to desing with non-normal data is to
transform the data to make i normally dsinbuted. Typical
‘ansformations include tating the teciprocal, reciprocal
seqare root, natural fog, oF square reat ofthe raw data. The
corresponting speciation lint must be silly
transformed. An akerative approach so identify probability
istration by using goodness of test. Determine the
parameters) of the distbutlon. Determine the process
‘anabilty and arepertion of noncanlerming
Process Capability Index for Non-Normal Data
‘There are several characteristics that do not ‘ellow the
rrormal ditrbution such as roundness, mold dimensions,
surface finish, eccentricity, angularty, straightness,
Squareness, wold strength, casting hardness, insertion
depth, shrinkage, inductance, dynamic imbalance etc.
wer Ps tale’
Process Capability Analysis for Attribute Data
‘An output item may be nonconforming. unit (called
defective, or may have number of noncorformities oF
defecs, n case of attribute data, the process performance
|S measured by parts per milion (PPM) defect rate oF
Aefacts per millon eppertuitios(2PM0}
When 2 fraction of nonconforming is the measure of
performance, it i typical to use the parts per milion
{Pt defect rate as a measure of process capably.
PPM measures how many pats ae defectives out of every
‘millon of items preduced. PPM makes easer for anyone
te visualae and understand the quality level of 3
roduction process.>rocess Capability Analysis for Attribute Data —.
‘hen deating with nonconformities or defects, defects per
anit (QPL) i fst calculated, To Incude compleaty of the
tem produced, the number of potential chances fora defect
12 occur is Incorporated in the caeulation. These potential
chonees are known as opportunities.
spy __ Totalnumiber of defects
‘Toualnuenber of untsproduced
Defects per milion opportunities (DPMO) =
bru
“Tal numberof opportunities *'””
rocess Capability Indices for Multivariate Data
\¥ we assume that the process quality characteristics flows
rmolvaiate normal stibtion, then liptical contour
[two dimensions) or lipsoid gher dmonsions) define
the process region, and the tolerance region is rectangle
[two dimensions) or hypercube la higher dimension, The
shape and size of elipsoid Is influenced by correlation
structure (vaiance-covariance mati) of the qualty
tharactersties. Therefore, we cannot easily extend the
existing definition of univariate process capability indices
Into muitvarite setup.
Process Capability Indices for Multivariate Data
Capability indices Cy Gas Go + and Guy hive been
proposed to evaluate process capably burt restricted to
‘eases wath single quolty characters
‘The process capability of » product with multiple quay
characteristics called multivariate capability index
Inthe univariate ease, the location and dispersion of the
rormal distibution curve | used to measure process
Interval length. Specification limits prove the defined
Imerval length ofthe product tolerance. Therefore, we can
compare the interval length in unhariate domain
Process Capability Indices for Multivariate Data
‘There are three types of Multwariate Capability indices
|. Multivariate capability index (MC,): Used in Multivariate
‘poral distribution data,
i, Multivariate capability inde (MC): Used in Maktivarite
‘normal dstibutlon data
1, Muttnarate process capabiity index using. princpal
component analysis (MG nc I Generally used in
‘multvarite non-normal dtibution date