Participant Descriptions of Guilt and Shame 1: Frank W. Wicker, 2 Glen C. Payne, and Randall D. Morgan
Participant Descriptions of Guilt and Shame 1: Frank W. Wicker, 2 Glen C. Payne, and Randall D. Morgan
1, 1983
The purpose o f this research was to see if naive raters could distinguish
between guilt and shame in ways consistent with the descriptions o f emotion
theorists. In two studies, 152 participants recalled occasions on which they
had experienced guilt or shame and rated these experiences on a large
number o f scales that represented either basic dimensions o f emotion or
attributes previously postulated to differentiate between these two
emotions. Shame and guilt situations differed on a number o f attributes,
including felt powerfulness, self-control, self-consciousness and exposure,
activity, inferiority, surprise, alienation from others, facial sensation, self-
attribution of justice, and expectation o f punishment. Many commonalities
in the meaning o f the two concepts were also suggested, most importantly in
terms o f basic attributes such as pain, tension, and arousal. Results were
consistent with several previous accounts o f the essential differences
between guilt and shame, but not with all such descriptions.
1The authors would like to thank Maria Emanuele, Sang Min Lee, Joe Kahler, and Frank
Lambert for their assistance with this study.
2Address all correspondence to Frank W. Wicker, Department of Educational Psychology,
University of Texas, Austin, Texas 78712.
25
0146-7239/83/0300-0025503,00/0 © 1983PlenumPublishingCorporation
26 Wicker, Payne, and Morgan
greater concern with "others" who are observing and evaluating. In support
of point 2, Lewis (1979) emphasized the dependency of shame on caring for
the evaluating other and on "the vicarious experiences of other's negative
evaluations" (p. 381). To Ausubel (1955) shame may be a component of
guilt involving external sanctions and evaluations rather then independent
self-reactions. Sartre (1956) proposed that the way one appears in the eyes
of others is more basic to shame than the way one appears in one's own
eyes. There is some disagreement, however, about whether such other-
orientation is more characteristic of shame than of guilt. Lynd (1958)
stated that it is the exposure of oneself to oneself that is crucial in shame;
Rawls (1963) argued that closeness to others intensifies guilt too; and De
Rivera (1977) proposed that guilt and shame are both reactions to an
implicit other. Piers and Singer (1953) maintained that shame may be
internalized and guilt may have an implicit audience.
If closeness to others is a more important antecedent of shame, it is
possible that alienation from others is a more likely consequence of the pain
that comes from exposure to their negative evaluation. Thus, shame may be
more of an isolating experience (e.g., Lynd).
Corresponding to these differences are differences in the predicted
consequences of the two emotions. With guilt one expects punishment and
attempts to get forgiveness, to restore prior relationships, to confess, to
atone. With shame one expects abandonment and attempts to change the
self, to hide, or to run away (Morris, 1971).
Several authors have suggested that guilt is more long-lasting, because
it does not subside until reconcilation, because it may be followed by
laborious attempts to sort out the ethical issues involved, and because it
may be sustained by unconscious gratification from the implicit self-
statement "I am still a good person because I feel guilty about what I did"
(e.g., Lewis, 1979).
Kemper (1978) discussed emotions in terms of a model emphasizing
felt power and felt status. One of his suggestions is that guilt tends to occur
when one senses that one has too much power, and shame occurs when one
senses excess status.
Differences related to bodily expression and bodily awareness have
been proposed. It is said that one blushes in shame and feels a hot face, but
the guilty face is heavy. There is a greater bodily awareness in shame and
less distinctive facial expression in guilt (Izard, 1977).
PRESENT STUDY
EXPERIMENT1
Method
5This approach is similar to use of the DifferentialEmotions Scaleby Izard and his colleagues.
Ratings of Guilt and Shame 29
descriptions on a separate blank sheet that they could take away with them,
or write nothing at all. Next, they rated the recalled experience on each of 34
9-point rating scales. Scales had been chosen in the attempt to represent
feeling, evaluation, motivational-, and situational-appraisal aspects of
emotion, and to reflect dimensions emphasized by the theoretical
differentiations of guilt and shame discussed earlier. Ratings were given by
checking one of nine spaces on bipolar scales. The scales, anchored by
contrasting expressions such as I felt pain versus I felt pleasure, can be seen
in Table I. It was emphasized that a neutral value on this underlying
dimension was to be represented by the fifth space on the scale. If subjects
could not recall an appropriate experience, they were asked to imagine one,
and to rate all experiences on all of the scales. They were encouraged to
work rapidly but accurately. Instructions also included an explanation of
some of the more difficult scales.
For approximately half the subjects, scales were presented in the order
given in Table I. The left-right orientation of anchoring points and the
order of presentation of the scales were reversed for the other half.
Results
Table I gives means and standard deviations for Guilt and Shame on
each scale. For descriptive purposes, a t test was computed to compare each
mean to the constant neutral value of 5 (McNemar, 1955, pp. 107-108), and
the resulting significance levels are indicated with each mean. F ratios for
comparisons between Guilt means and Shame means are presented only
where p < .10. Table I suggests more similarities than differences between
the images evoked by these two nouns, but there are suggestive differences
too. Both guilt and shame situations were judged as painful, tense, arousing
but inhibiting, and novel but not imaginary, with a known cause. People
felt they should be punished because they had done the wrong thing, even
an unjust thing, and were not living up to their ideal. Although their lives
had previously been going very well, they now felt conflicted, self-
conscious, and lacking in self-confidence. With heavy faces they anticipated
the frowns of others. Note, however, that even though both situations
produced a self-conscious or "exposed" feeling, the shame situation
produced it to a higher degree, along with a greater tendency to feel low
power, low status, lack of control, and passivity (although raters expressed
activity in the guilt situation more clearly than they expressed passivity in
the shame situation). Two marginal differences, indicating greater sub-
missiveness and less self-confidence with shame, are consistent with this
general picture of greater helplessness in the shame situation. The two
emotions were not different in terms of concern with other-evaluation
Table I. Mean Scores for Guilt and Shame on Each Scale, Significance of Differences from Neutral Score, F and P for Difference
Between Guilt and Shame Means, and Means for Serenity and H o p e - - E x p e r i m e n t 1
Guilt Shame
Serenity Hope
Scale Mean SD Mean SD F p mean mean
I felt pleasure (vs. pain) 2.68 b 1.81 2.84 b 2.18 8.52 6.16
The situation was familiar (vs. novel) 3.29 b 2.55 3.19 b 2.46 5.23 4.84
The emotion began suddenly (vs. gradually) 6.48 b 2.29 5.65 3.04 4.10 4.61
I felt extremely self-confident and capable 3.77 ~ 2.63 2.65 b 1.96 3.67 < 10 7,65 5.74
(vs. not at all)
I felt tense (vs, relaxed) 8.06 b 1.29 7.94 ~ .81 1.52 5.74
My face was not at a / / h o t and flushed (vs. extremely) 4.45 2.35 4.61 2.38 7.29 6,29
I was dominant (vs. submissive) 5.23 2.79 4.10 ~ 2.29 3.69 < 10 4.71 4.84
The emotion lasted a short time (vs, a long time) 4.55 2.78 3,32" 2.10 5.74 < 05 3.00 3.13
I was more concerned with how others viewedme (vs. I
viewedmyselJ) 5.90 2.96 5.90 2.83 3.90 5.16
Prior to this event, things in my life had been going
well (vs. poorly) 7,58 b 1.91 7.32 b 2.06 6.90 7.48
I felt I did the wrong thing (vs. right thing) 7.00 b 2.34 7.00 b 2.11 2.00 2.74
The emotion was caused more by my imagination (vs.
things that actually happened) 3.16 b 2.57 3.554 3.04 3.94 3.32
I was experiencing conflict (vs. no conflict) 7.81 b 1.80 7.94 h 1.84 2.68 5.45
I felt my status in the situation was too tow (vs.
too high) 4.90 2.15 5,74 2.08 3.89 = 05 4.26 4.68
My action was inappropriate to the situation (vs.
appropriate) 5.00 2.89 5.52 2.91 1.84 1.97
The cause of the emotion was unknown to me (vs. known) 2.06 b 1.55 2.23 b 2.04 2.32 1,77
I thought I would be punished (vs, abandoned) 4.97 2.40 4.90 2,71 4.71 4.77
I thought I should bepunished (vs. abandoned) 6.55 b 1.79 6.00 a 2.05 4.87 5.13
I wanted to hide (vs. make restitution) 5.26 3,17 5.87 3.41 4.19 4.42
I thought others would f r o w n (vs. laugh) 7.06" 2.29 7.52 b 2,05 4.71 5.00
I was surprised (vs. not surprised) 4.84 2.63 5.55 2.72 4.19 4,87
I felt extremely self-conscious or exposed (vs. not at all) 6.29" 2.75 7.61 a 1.65 6.14 < 05 3.13 4.48
t felt my power in the situation was too little (vs. too
much) 4.97 2.52 6.19" 2.48 4.93 < 05 4.74 6.23 m"
I felt not inhibited (vs. inhibited) 3.45 b 2,05 3.13 ~ 2.22 7.55 5.71
I wanted to reward others (vs. punish others) 4.61 1.67 3.74 b 1,63 4.66 < 05 6.81 6,71
I felt, extremely, I had done an unjust thing (vs. not
at all) 7.42 b 1.98 6.45 b 2.67 1.71 2.74
I was concerned with the future (vs, the present) 5.19 3.07 4.39 2.89 4.19 6.32
I was active (vs. passive) 6.42 b 2,54 4.74 2.35 9.96 <01 4.45 6.19
My face felt not at all heavy (vs. extremely) 3.68 b 1.96 3.71 b 2.08 7.68 5.58
The situation was ambiguous (uncertain) (vs. clear) 4.10 2.94 5.07 2.95 2.70 < 10 2.13 4.55
I felt I was not al all living up to my ideal self (vs.
extremely) 7.77 b 2.04 7.74 b 1.95 2,58 3.45
I was not in control (vs. in control) 5.32 2.75 6.94 b 1.97 7.62 <01 2.39 4.42
I felt calm (vs. aroused) 2.94 b 2.25 2.84 b 1.85 7.35 4.39
Others were approaching me (vs. avoiding me) 6,16 b 2.24 5.45 2.55 5.74 6,52
~p < .05.
~p < .Ol.
~aa
32 Wicker, Payne, and Morgan
EXPERIMENT2
Method
be easy (vs. difficult)" was suggested by the view that shame is more
"wordless' and guilt a more articulated experience (Lewis, 1971).
Instructions for this study were given in writing as well as orally. One
subject was randomly discarded for analysis, leaving 60 with each order of
presentation.
Results'
6Significance levels for differences from the neutral point are not presented in Table II. It
can be seen that most of them would be significant with the large numbers of observations
in Experiment2.
Table II. Means and Standard Deviations for Guilt a n d S h a m e on Each Scale, F and P for Guilt-shame C o m p a r i s o n s , and F
for the Trials E f f e c t - E x p e r i m e n t 2
Guilt Shame
Trials
Scale Mean SD Mean SD F p F
I felt pleasure (vs. pain) 3.55 2.12 3.48 2.22
In comparison to others I felt inferior (vs. superior) 5.96 2.21 6.40 2.24 7.03 < .01 6.35
The emotion began suddenly (vs. gradually) 5.09 2.79 5.34 2.83
I felt extremely self-confident a n d capable (vs. not at all) 4.06 2.34 3.60 2.22 7.95 < .01
I felt tense (vs. relaxed) 6.70 2.33 6.96 2.21 14.29
My face was not at all hot and flushed (vs. extremely) 5.20 2.73 4.39 2.64 14.72 < .001
t was dominant (vs. submissive) 4.97 2.45 4.22 2.50 16.12 < .001
The emotion lasted a short time (vs. a long time) 4.31 2.52 4.22 2.57 4.19
I was more concerned with how others viewed me (vs. how
lviewedmyselJ) 5.52 2.83 5.59 2.91
I was u n h a p p y with myself in general (vs. only with my
behavior) 5.07 2.91 4.94 3.02 3.90
After this event I felt not at all depressed (vs. extremely) 3.77 2.28 3.64 2.16
T h e emotion was caused m o r e by m y imagination (vs. things
that actually happened) 3.42 2.62 3.41 2.52 3.54
A short written description o f why I felt u n c o m f o r t a b l e
would be easy (vs. difficult) 5.66 2.79 5.37 2.88
I felt my status in the situation was too low (vs. toohigh) 5.15 2.15 5.58 2.35 7.17 < .01 4.54
My action was inappropriate to the situation (vs.
appropriate) 5.28 2.67 5.21 2.75
In this situation m y attention was scattered and distracted
(vs. focused and concentrated) 4.72 2.75 5.07 2.82 2,84 < .10
I was feeling cooperative (vs. competitive) 4,81 2.33 4,48 2,27 3.55 '--.05
I thought I would bepunished (vs. abandoned) 5.84 2.16 5,41 2.20 6.58 < .05
I wanted to hide (vs. make restitution) 4.96 2.84 5.71 2.90 9.86 < .01
I thought others would laugh extremely (vs. not at all) 3.99 2.47 4.85 2.70 25.75 < .001
I was not surprised (vs. surprised) 4.74 2,54 4.21 2.54 7,07 < .01
I felt extremely self-conscious or "exposed" (vs. not at all) 5.78 2.47 6.61 2.41 19.25 < .001 3.18
I felt my power in the situation was too little (vs. too e~
DISCUSSION
revenge, to rectify the power imbalance and/or return the pain received. Or
perhaps this attitude is a defense to rationalize denial and protect self-
esteem from the "prying" and negative evaluating tendencies of the other
person. If so, it would appear that, even as they experienced shame, our
subjects were working at defending themselves against it (Lewis, 1971). As
Erikson says of the shamed person, "He would like to destroy the eyes of
the world ''7 (1963, pp. 252-253). With guilt, these extrapunitive mechanisms
may be either weaker or counterbalanced by the desire to make restitution
to others. 8
The view that guilt is more tied to ethical and moral issues than shame
was supported by differences on the "I had done an unjust thing" scale and
on expectation of punishment in Experiment 2. Evidence for this difference
was somewhat weak: It did not appear on "exceeding boundaries" or on any
of the relevant scales of Experiment 1. The problem may have been simply
that it was difficult to find wordings for scales that could not be interpreted
in terms of transgressions of propriety or appropriateness as well as ethical
transgressions. Thus, there is tentative evidence that raters felt a difference
in salience of ethical values or principles of justice.
With the two scales directed at perceived physiological correlates of
the emotions, one difference was found. The shamed face was remembered
as more hot and flushed, which is consistent with the literature (Izard, 1977)
and with the finding that more surprising, incapacitating, ego-threatening
situations elicit shame. Use of more bodily oriented scales in future studies
might reveal a fuller pattern of physiological differences.
Though our raters seemed to agree more than disagree with emotion
theorists, they did not always agree. Consider, for example, the claim that
guilt lasts longer than shame. Subjects reported the opposite difference in
Experiment 1 and no difference in Experiment 2. They also did not agree
with Kemper's (1978) association of guilt with excess power and shame with
excess status. Power ratings were not above the neutral point with guilt, and
shamed respondents reported a deficit of status. While the proposal that a
feeling of excess status would produce shame seemed palusible, shamed
subjects tended in fact to feel that they were getting less status than they
deserved or wanted. This result, however, may reflect the defensive esteem-
7Such defensiveness might have masked a greater concern for the evaluations of others in
shame situations, a point that should remind us o f the necessity for caution in interpreting
rating data.
sOther interpretations can be offered o f course, but the ones that have come to the authors'
attention appear less compelling than those presented in the text. For example, it is possible
that s h a m e is m o r e likely to follow the act o f punishing someone else (which is correlated
with desire to punish) than is guilt. But it seems probable that guilt would be the more com-
m o n consequence.
38 Wicker, Payne, and Morgan
supporting tendency proposed above. The rating procedure was also not
sensitive to proposed differences in orientation toward self versus thing
done, degree of articulation, or consequent depression (e.g., Lewis, 1971).
Finally, whereas differences between guilt and shame have been the
focus of this paper, Tables I and II suggest many commonalities too. In
only 6 of 68 comparisons in two studies were the two emotions significantly
different at p < .05 and on opposite sides of the neutral point. In the
majority of cases the difference was one of degree but not direction. In both
studies, for example, raters felt self-conscious and exposed when guilty but
even more so when ashamed. Also, while many differences were significant,
the absolute magnitude of the difference was usually not very large. In
Experiment 2 this may reflect a gradual weakening of recalled incidents over
trials, since absolute differences seem somewhat larger in Experiment 1. But
in addition, subjects in both studies probably often chose experiences in
response to one emotion word that theorists would consider more ap-
propriate to the other. And there may be source of confusion other
than limitations of raters. Each word could have several common
meanings-some independent, but others equivalent to a meaning of the
other word. Or both emotions may often be aroused by the same situation
and they may fuse (Lewis, 1979). Yet despite these potential sources of noise
(as well as rating biases, memory limitations, and effects of scale wordings),
differences emerged that suggest that undergraduate education majors
make many of the same distinctions between guilt and shame as do psycho-
logists, psychoanalysts, and philosophers who have studied these emotions.
The question of the extent to which ratings reflected observed features of
personal experience as opposed to previously learned, culturally trasmitted
conceptions of how shame and guilt differ is open to debate, but at least
these concepts had not been discussed in the introductory educational
psychology course subjects were taking. These ratings may be taken as
support for the generality and validity of several distinctions that have
emerged from prior clinical, introspective, and theoretical w o r k - f o r their
generality in our representations of experience, if not in our experience.
The standard deviations in Tables I and II show that there was con-
siderable variation among raters on each scale. This variability is not
surprising when we remember that the particular situation that represented
an emotion was different for each rater. It means, however, that we
probably need a large number of observations, as in Experiment 2, to detect
real average differences among emotions.
Nevertheless, it has been shown that a "critical-incident" technique of
structured naive introspection about remembered emotional experiences
can demonstrate differences in the usage of conceptually similar emotion
terms that are consistent with prior theory. Raters would probably have
great difficulty telling us how they use these terms if they were asked
Ratings of Guilt and Shame 39
directly. But apparently they can rate particular situations consistently and
meaningfully, and in so doing help determine which of the distinctions
made by psychological theorists have functional significance to nonpsycho-
logists in important life settings.
REFERENCES
Ausnbel, D. P. Relationships between shame and guilt in the socializing process. Psycho-
Iogical Review, 1955, 62, 378-390.
Darwin, C. R. The expression of emotions in man and animals. London: John Murray, 1872.
De Rivera, J. A structural theory of the emotions. New York: International Universities
Press, 1977.
Duval, S., & Wicklund, R. A. A theory of objective self awareness. New York: Academic
Press, 1972.
Erikson, E. H. Childhood andsociety (2nd ed.). New York: Norton, 1963.
Izard, C. E. Human emotions. New York: Plenum, 1977.
Kemper, T. D. A social interactional theory of emotions. New York: Wiley, 1978.
Lewis, H. B. Shame and guilt in neurosis. New York: International Universities Press, I971.
Lewis, H. B. Shame in depression and hysteria. In C. E. Izard (Ed.), Emotions in personality
and psychopathology. New York: Plenum, 1979.
Lynd, H. M. On shame and the search for identity. New York: Harcourt Brace Jovanovich,
1958.
McNemar, Q. Psychologicatstatistics (2nd ed.). New York: Wiley, 1955.
Morris, H. (Ed.). Guilt and shame. Belmont, California: Wadsworth, 1971.
Piers, G., & Singer, M. B. Shame and guilt: A psychoanalytic and cultural study. Spring-
field, Illinois: Charles C Thomas, 1953.
Rawls, J. The sense of justice. PhilosophicalReview, 1963, 72, 281-305.
Sartre, J. P. Being and nothingness: An essay on phenomenotogical ontology. New York:
Philosophical Library, 1956.
Tomkins, S. S. Affect, imagery, consciousness (Vol. 2) The negative affects. New York:
Springer, 1963.
Wickelgren, A. Cognitive psychology. Englewood Cliffs, New Jersey: Prentice-Hall, 1979.
Wicker, F. W., & Payne G. C. Fear and anxiety: Are they synonyms? Submitted for publica-
tion.