Origins of the Falkland War Analysis
Origins of the Falkland War Analysis
To cite this article: Richard Ned Lebow (1983) Miscalculation in the South Atlantic:
The origins of the Falkland War, Journal of Strategic Studies, 6:1, 5-35, DOI:
10.1080/01402398308437139
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Miscalculation in the South Atlantic:
The Origins of the Falkland War
Richard Ned Lebow
'I thought and we thought we were old enough to take our own decisions.'
— Leopoldo Galtieri, 7 June 1982
'It would have been absurd to despatch the fleet every time there was
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The recent war in the South Atlantic broke out because of two serious and
mutually reinforcing misjudgments: the belief in London that Argentina
would not invade the Falkland Islands and the expectation in Buenos Aires
that Britain would accommodate itself to a military takeover of the islands.*
The former illusion made British policymakers unresponsive to warnings of
invasion while the latter encouraged the Argentine Junta, dissatisfied with the
progress of negotiations, to seek to resolve the question of sovereignty once
and for all by force.
Any analysis of the Falkland War must start by accounting for these two
misjudgments; only then can we hope to explain the air of unreality that
characterized the behavior of the two protagonists throughout the pre-war
period and, in the case of Argentina, well into the actual war. No doubt, there
are important lessons here for other policymakers as well. For miscalculation
in this instance may have led to what some have described as an opera bouffe
conflict in a remote corner of the world but the causes of the conflict are not
likely to prove so arcane or idiosyncratic.
Any kind of definitive treatment of the crisis must obviously await the
emergence of the relevant documents. This would include intelligence
estimates, diplomatic correspondence and memoirs of the principal actors. In
the absence of these documents the investigator can only piece together the
outlines of the story from the evidence available at this time. This consists
principally of speeches, newspaper accounts, interviews and, above all, the
visible actions of the protagonists. As such evidence is not only fragmentary
but possibly misleading, the following analysis is of necessity speculative in
nature. The hypotheses it advances concerning miscalculation cannot be
documented conclusively. They can, however, be shown to be consistent with
the existing evidence. Only time and subsequent study will reveal the extent to
which they are valid. A preliminary examination is nevertheless a valuable
exercise to the extent that it identifies the attributes of the case that have
significant theoretical or policy relevance and by doing so, directs later
research to these questions. This study is offered with such a purpose in mind.
* I have used the term Falklands as opposed to Malvinas or Falkland-Malvinas as a matter of
convenience. It should not be construed as an indication of preference for either side in this
controversy.
6 THE JOURNAL OF STRATEGIC STUDIES
1. Self-Deception in London
On 3 March 1982 Argentina disavowed the negotiations that had just taken
place with Britain in New York over the future status of the Falkland Islands.
On 2 April Argentine marines stormed ashore near Port Stanley, over-
whelmed the small British garrison and raised the Argentine flag over the
Falklands. The month between these two events was marked by steadily
escalating tensions between Argentina and Britain as well as obvious
Argentine military preparations for an invasion. However, from the vantage
point of London the danger looked remote. It was not until 29 March, four
days before the invasion, that the Cabinet Office and the Government judged
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terms of intelligence Argentina was an open book for the British.4 No one in
the Thatcher Government has disputed his claim.
At the present time (June 1982), we do not know the precise nature of all of
the information available to the British government. The commission
established by the House of Commons has just begun its investigation into
what government critics allege is a serious intelligence failure. Their report,
when published, will no doubt shed more light on the question. There can be
little doubt, however, that the Government had enough information to
suggest the very real possibility of a military confrontation in the South
Atlantic. By their own admission in various statements to the press and in
parliament the government was aware of the following:
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critics in the House of Commons that: 'Several times in the past an invasion
had been threatened. The only way of being sure of preventing it would have
been to keep a large fleet close to the Falklands, 8,000 miles away from base.
'No government has ever been able to do that', she insisted, 'because the cost
would be enormous.' 6
One must feel some sympathy for policymakers caught in this bind.
However, the problem of repetitive threat neither excuses nor fully accounts
for the poor judgement of the British Government. Faced with the prospect of
recurring crises it was incumbent upon the British to develop indicators to
help distinguish bluff from the real thing. This they failed to do. Instead,
London waited for indisputable evidence of impending attack. Due to what
Robert Jervis has called the 'masking effect', the fact that moves associated
with bluff and preparations for attack are generally indistinguishable until the
very last moment, Argentine intentions only became clear after it was already
too late to do anything to influence them.7
A useful analogy can be drawn to the situation faced by Israel in October
1973. Israeli military intelligence had devised a series of tactical indicators to
predict the possibility of an Egyptian attack. Their principal indicator was the
deployment and reinforcement of troops along the cease-fire lines. Also
deemed significant were the mobilization of reserves, construction of ramps
and bridging equipment along the Suez Canal and the imposition of war-time
security measures at military bases throughout the country. On three
occasions prior to the October attack, in December 1971, December 1972, and
in April-May 1973, the Egyptians did all of these things without going to war.
The Israelis, who had braced themselves for war in each instance,
understandably lost confidence in their tactical indicators. They fell back
upon strategic indicators of attack. Their hypothesis was that Egypt would
not attack unless two conditions were met: the Egyptian airforce was capable
of striking at Israel in depth, in particular at Israeli airfields, and secondly,
that Egypt would be joined in the attack by Syria. Israeli military intelligence
accordingly considered an Egyptian attack highly unlikely before 1975, the
earliest possible date they believed the Egyptian airforce capable of absorbing
enough Soviet equipment to achieve the requisite strike capability.8
The Agranat Commission, established by the Israeli cabinet to investigate
the 1973 intelligence failure, attributed much of the fault to the fact that
Israel's strategic indicators were based on the flawed assumptions that Egypt
MISCALCULATION IN THE SOUTH ATLANTIC 9
would only go to war together with Syria, and then to seek Israel's destruction.
Israeli intelligence ignored the possibility of a limited war, fought for less
ambitious objectives, a conflict in which Egyptian equality in the air was not
an essential precondition of success. Egyptian forces relied instead upon a
missile screen in the vicinity of the Canal to keep the Israeli air force at bay.
The erroneous Israeli fixation on general war, for which the Arabs were
clearly not ready in October 1973, combined with Israeli disillusionment with
tactical indicators, encouraged Jerusalem to dismiss Sadat's escalating threats
of war in the summer and late fall of 1973 as bluff initiated in the hope of
winning diplomatic concessions. For the same reason, Israel's leaders did not
become particularly disturbed by the build-up of Egyptian forces along the
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Perhaps the most important difference between 1977 and 1982 was that in
the interim Argentine leaders had lost faith in negotiations with Britain and
had concluded that they would never achieve sovereignty over the Falklands
by diplomacy.
Since 1965, at Argentina's insistence, the two countries had been
conducting almost yearly negotiations with regard to the future of the
Falkland Islands.12 These talks were often preceded by saber rattling in
Buenos Aires but serious violence had always been forestalled by Argentine
expectations that negotiations would ultimately lead to a transfer of
sovereignty. Step by step, the British appeared to be moving in that direction.
The Wilson Government recognized the legitimacy of Argentina's de facto
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and replaced him with Richard Luce, a politician with a reputation for
caution. In November, the Island Council elections were held with Ridley and
the leaseback proposal the principal issue. The anti-leaseback forces won a
clear victory: two moderate representatives who had attended the talks in New
York were defeated by hardliners adamantly opposed to any further
concessions to Argentina.
The Junta, now headed by General Leopoldo Galtieri, who had assumed
power in December, made a final attempt in February 1982 to reach an
agreement with Britain. Enrique Ros, the negotiator sent by Argentina to New
York, demanded the concession of sovereignty before the year's end. The most
the British would agree to was the creation of a negotiating commission to
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work towards this goal. Moreover, Richard Luce, representing the British,
now insisted that any agreement would also have to meet the approval of the
Islanders. The Thatcher Government in effect gave the Islanders a veto power
over the negotiations, something that all but precluded any transfer of
sovereignty. The significance of this development was not lost to the Junta.
Upon his return home, Ros was disavowed by the generals and the talks were
broken off. The Argentine press began to speculate about an invasion.
As Argentine leaders became convinced of the impossibility of obtaining
sovereignty over the Falklands through diplomacy they also come under
increasing pressure at home to achieve that elusive but immensely popular
goal. The political vulnerability of the Junta, the result of its poor
performance on a range of important domestic issues, made this pressure all
the more difficult to ignore.
The excesses of Peronism had been such that five years earlier, in March
1976, the Junta's accession to power in a bloodless coup had been greeted with
a nearly universal sense of relief. By the Spring of 1982, however, the generals
had succeeded in alienating almost all of their earlier backers. Their repression
of the Left, expected to be a short-lived operation, turned into an extensive
and often indiscriminate reign of terror directed not only against Montoneros
but any element of the society too free-thinking for the military. Estimates,of
the victims run as high as 20,000 and include entire families tortured and
killed, sometimes without any apparent motive.15
Economically, the picture was also bleak. A country of 28 million people,
and with the highest standard of living and the highest rate of literacy in Latin
America, Argentina had been brought to the brink of economic disaster by 30
years of political instability and economic mismanagement. The Junta had
vowed to reverse this trend through free market policies but had only
succeeded in intensifying the pace of economic decline. After an initial
improvement, economic growth dropped from a high of 7.1 per cent in 1979 to
below [Link] in 1981. In 1980, Banco de Intercambio, a leading financial
institution, collapsed along with 27 other banks as did Sasetru, the country's
leading conglomerate. 1981 was even more disappointing. Continuing failures
of banks and businesses forced the Junta to abandon its economic program.
This in turn led to a run on the peso and a series of devaluations. The inflation
rate shot from 87 to 149 per cent. Real wages declined by 18 per cent and
unemployment may have climbed as high as two million.16
12 THE JOURNAL OF STRATEGIC STUDIES
largest parties, led by the Peronists and the Radicals, formed the
multipartidaria (common front) and demanded a new electoral law that
would permit open party activity and competition. The Junta did not feel
strong enough to reject these demands outright. In November, the generals
issued guidelines for a new electoral law that, while restrictive, was
nevertheless interpreted as an important step towards the ultimate restoration
of civilian rule.
The Junta also had to permit a substantially freer press. After 1976,
newspaper editors had become very restrained in their criticism of the
military. In 1981 they became more outspoken, taking the generals to task
both for their mismanagement of the economy and for their apparent failure
to secure Argentine sovereignty over the Falklands. The most vocal critics of
the Junta, La Prensa and the English language Buenos Aires Herald, began to
call for an end to military rule.18 These editorials were an indication of the
Junta's growing isolation. In the aftermath of the 30 March labor
demonstrations the generals faced a stark choice: step down or do something
dramatic to restore public confidence and their own legitimacy. The obvious
choice in the latter regard was recovery of sovereignty over the Falklands.
Well before the Spring of 1982, the Junta's vulnerability on the Falkland
question was obvious. During the Summer 1981 round of talks, Carlos
Cavandoli, the Argentine negotiator, had pleaded for some concessions that
would demonstrate progress on sovereignty. Time and again he is reported to
have told Nicholas Ridley: 'Just give me something to take back home'.19 When
Cavandoli's successor, Enrique Ros, failed to obtain such a concession he was
abandoned by the Junta, anxious for domestic political reasons to disassociate
themselves as much as possible from his mission. Spurned by London, facing
growing opposition at home, military action must have begun to look more
and more attractive to the distraught, anxious men of the Junta.
If London was insensitive to the Junta's fast waning freedom of action with
regard to the Falklands, the South Georgia incident should have made the
problem apparent to them. A barren wasteland 800 miles south of the
Falklands and over a 1,000 miles east of the southernmost tip of Argentine,
South Georgia is inhabited only by scientists at the British research base at
Grytviken. On 19 March, an Argentine naval transport ship on longterm
contract to a private company landed a team of workmen at Leith Harbor.
Their ostensible purpose was to cart away old equipment sold to them by the
MISCALCULATION IN THE SOUTH ATLANTIC 13
British company that had formerly operated whaling stations on the island.
The director of the Argentine scrap company had received permission for his
men to land on the island from the British Embassy in Buenos Aires with the
proviso that they obtain permits from the base commander in Grytviken. The
landing party ignored the stipulated procedure and instead raised Argentina's
blue and white flag and sang the national anthem. The action seems to have
been carried out without the connivance and perhaps even the prior
knowledge of the Junta.20
When apprised of the situation, the British Foreign Office protested to
Buenos Aires. London also quietly dispatched HMS Endurance to South
Georgia, an Antarctic survey ship then in the vicinity of the Falklands. Niconor
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Costa Mendes, Argentina's foreign minister, assured the British that his
government would send a ship to take the men off the island. In response, the
British kept Endurance with its complement of 21 marines from the garrison at
Port Stanley at sea awaiting the arrival of the promised vessel. Instead, three
Argentine warships appeared and Endurance had to beat a hasty retreat.
Meanwhile, the Argentine Government announced that their navy would give
'full protection' to men on South Georgia. Clearly, the Junta, once they realized
the extent to which this private initiative had caught the country's imagination,
no longer deemed it prudent to disassociate itself from the flamboyant gesture.
The South Georgia episode occurred in a climate of escalating tension
which had begun on 3 March following the repudiation of the New York
negotiations by Buenos Aires. The events of the next four weeks indicated a
shift to a harder line by the Junta, the further arousal of Argentine public
opinion in expectation of military action and finally, actual preparations for
the invasion of the Falklands. This pattern of events when seen against the
political background just described did not indicate with any certainty that an
invasion would actually occur. However, it certainly should have made it
appear a very real possibility. British passivity in light of these developments
was really quite extraordinary.
According to Janice Stein, the Israelis committed a second major error in
1973: they insisted upon near certain knowledge of an Arab attack before they
were prepared to initiate any military counter-measures themselves. Their
concern to avoid what they feared might be a premature mobilization derived
in the first place from the tremendous economic and social cost to Israel of
calling up its citizen army. Beyond this, it reflected Israel's experience in 1967.
Many senior Israeli military and intelligence officers had concluded that war
at that time had arisen only because of miscalculation. Israel, the argument
went, had misjudged Nasser's strategy, which was probably one of bluff, and
had initiated an unnecessary preemptive attack. Stein points out that the
Israeli commitment to avoid a possible repetition of this situation also
reflected relative satisfaction with the status quo. The policy implication of
this position was obvious: no mobilization or preemption unless the
leadership was absolutely convinced that the adversary was himself on the
verge of attacking. Such a. restrictive criterion of warning [Link] a
requirement for certainty,-'.significantly reduced the attractiveness of any
significant [Link]-'during the crisis.21 . ••..;.
14 THE JOURNAL OF STRATEGIC STUDIES
Once again, there seems to be an analogy between the Israeli and British
cases. British policymakers, for many of the same reasons as the Israelis,
appear to have insisted upon evidence of the near certainty of an Argentine
invasion before they were willing to authorize the kind of military
preparations that might have been successful in deterring it or at least in
limiting its chance of success.
Like the Israelis, British officials were fearful of the conseqences of
miscalculated escalation. This concern had dominated the British response to
the 1977 crisis. At that time, diplomatic relations had been severed, Argentina
had fired on a British ship, occupied the dependency of Southern Thule and cut
off fuel supplies to the Falklands. The Callaghan Government, despite
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risks provoking the outcome it was initiated to forestall. Often, it also carries
economic and political costs. Military passivity, on the other hand, is
decidedly unprovocative, but may weaken or even undermine deterrence by
conveying an inappropriate signal to an adversary. It too can have serious
military and political costs if war breaks out and finds the nation unprepared.
Decisions regarding escalation are among the most difficult leaders can
face. The problem is extraordinarily complex as it has political, military and
psychological components that must be considered with regard to both
foreign and domestic audiences. It is also anxiety provoking, as the wrong
decision entails significant, perhaps even catastrophic loss. Moreover, there
are no decision-making rules that can be followed. Rather, policymakers must
consider and weigh a number of situational attributes, among them the
interests at stake, their confidence in deterrence, the political vulnerability of
the adversary's leaders, and the possible military cost of inaction. Perhaps the
most important consideration in this regard is the judgement policymakers
must make about the other side's intentions. To the extent that a challenge of
an important interest or commitment is deemed likely, some kind of military
preparations are usually implemented as both a demonstration of resolve and
a means of putting the nation in a better position to wage war if the crisis is
unresolved. Conversely, when the challenge appears remote, policymakers are
more likely to prove responsive to the possible costs of miscalculated
escalation.
The importance of assessing the probability of a challenge brings us full
circle by highlighting the need for strategic indicators that offer some insight
into this question. In the absence of some kind of strategic conception from
which these indicators can be derived, policymakers must of necessity fall
back upon tactical indicators, the dangers of which we have already described,
or rely upon their personal assessment of the situation. Such judgements may
be haphazard, ill-informed or even quite arbitrary. They are also likely to
escape the kind of scrutiny given to institutionally developed strategic
conceptions, whose assumptions must normally be articulated and defended
before colleagues.
One danger of personal or informal assessments is that they can all too
easily, even unconsciously, be made consonant with the political-military
needs of the policymakers who form them. By doing this, policymakers may
finesse the need to make trade-offs between the sometimes incompatible
16 THE JOURNAL OF STRATEGIC STUDIES
Junta's bloody suppression of the Argentine Left revealed its utter disregard
for the most fundamental human rights. The Argentines were also dissatisfied
with the negotiations. They came increasingly to believe, and not without
reason, that they were behaving like the proverbial donkey, tricked into
pulling the cart by a carrot on a stick dangled before him.
Some time before Argentina's repudiation of the New York talks British
officials had begun to recognize that a negotiated settlement of the dispute was
very unlikely given the seemingly unbridgeable gap between the interests of
the Islanders and the demands of the Argentines. This realization prompted a
gradual but significant shift in the British strategy for dealing with the
Falkland question. The Thatcher Government began to move away from the
objective of actually finding a solution to the problem and instead sought
merely to forestall a crisis by keeping the negotiations alive. Ridley, who made
a serious and even courageous effort to confront the problem head on, had
elicited for the most part the scorn and even antagonism of his colleagues. His
report to the House of Commons on 2 December 1980 was greeted with'howls
of outrage1. The Economist reported that he appeared at the despatch box
shattered and uncertain and many observers were astonished that he should
have wrecked his political career on such a hopeless little venture.26
The impractical goal of trying to continue the talks from year to year was
probably motivated in part by the illusory hope that some future development
would facilitate a settlement. A less charitable explanation is that the Thatcher
Government had come to view the Falkland dispute as a 'hot potato',
something that could only burn their fingers if they picked it up. They sought
instead to pass it on to their successors for resolution. In either case, a strategy
that substituted procedure for substance was doomed to failure, as sooner or
later Britain would run out of new proposals or Argentina would tire of the
game. As we have observed, this critical juncture was reached with the failure of
the leaseback proposal and not long afterwards the negotiations stalled.
The Thatcher Government was to a certain extent responsible for the
dilemma in which it now found itself. Supporters of Ridley insist that between
a third and half of the Islanders did not oppose the leaseback proposal when it
was first broached to them. They argue that more Islanders would have come
around had London made it clear that it supported the idea and was prepared
to compensate residents who wished to leave rather than live symbolically
under the Argentine flag.
18 THE JOURNAL OF STRATEGIC STUDIES
openly charged the Foreign Office with ignoring the warnings he passed on
from Islanders because they were found inconvenient.28 Some middle level
intelligence officials have also confided to the press that 'their raw material
was far more alarmist than the much blander assessments of it reaching
ministers', assessments that are known to have played down the threat of
invasion.29 The failure of senior intelligence officials to insist upon the
development of a strategic conception could also have been, at least in part, an
expression of the same phenomenon.
We must return to the original justification given by both Margaret
Thatcher and Lord Carrington to explain their failure to predict the Argentine
invasion. This was that they were victims of the 'cry wolf phenomenon. As
such threats had been made before without resulting in invasion they had
become relatively immune to them. Given the obvious difference between
1977 and 1982, one is left wondering the extent to which this argument was
really a rationalization used by British leaders throughout the month of
March to convince themselves that the very outcome they feared the most but
were unprepared to confront would not actually come to pass.
success was a visible and intimidating display of force, say a carrier task force
with a contingent of Royal Marines to augment the meager Port Stanley
garrison. This might just have allowed the generals to justify passivity as the
only possible policy in light of the adversary's overwhelming military
superiority. Such an outcome might not have been at all disadvantageous to
the Junta as they could have rallied considerable political support at home
and elsewhere in Latin America by portraying themselves as the victims of
colonial oppression. Moreover, by compelling Britain to assemble and send a
naval armada all the way to the South Atlantic they would unquestionably
have succeeded in giving the Falkland question much greater salience in
London. This in itself might even have helped to break the diplomatic logjam
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By the end of March the Junta accordingly found itself in a position where it
had to make some kind of decision about military action. To back down, after
having raised public opinion to a feverish pitch, invited a political backlash
that was likely to sweep the generals from power. However, to carry through
their strategy to its logical conclusion, an invasion of the Falkland Islands,
risked war with Great Britain.
Like the British before them, the Junta found itself in the kind of decisional
dilemma that prompts defensive avoidance. Not surprisingly, they too
procrastinated and deferred a decision as long as they could. The evidence
indicates that Galtieri did not actually screw up his courage and authorize
Admiral Anaya to break away from maneuvers with Uruguay and steam to
the Falklands until 31 March, three days after the fleet had put to sea.33
In weighing their decision it seems likely that Galtieri and his colleagues in
the Junta were in the end swayed by the consideration that backing down
entailed near certain political disaster whereas invasion, if it did not lead to
war, held out the prospect of substantial gains for little cost. In this regard, the
labor demonstrations against the regime on 30 March, the very day before the
decision to invade was apparently made, could reasonably have been expected
to have brought home their vulnerability to the generals. They may even have
tipped the scales in favor of invasion. By contrast, there were a number of
reasons, some convincing and some much less so, why the Junta could bring
themselves to believe that the policy to which they were committed would
succeed. General Galtieri himself later confessed to Oriana Fallaci that he
downplayed the likelihood of a British military response. Til tell you', he
replied to her. query, 'that though an English reaction was considered a
22 THE JOURNAL OF STRATEGIC STUDIES
'They will control the seas but not the air'.38 The Washington Post reported a
similar expectation among high ranking naval officers. The consensus was
that the British task force would not be able to do much when it arrived in
Falkland waters because it lacked sufficient airpower and logistical support. A
retired American admiral told the Post: 'The British made the decision to
structure their navy to only certain NATO tasks and have lost their ability to
conduct independent operations in the process'.39 Drew Middleton, one of the
most respected American military analysts, offered an only slightly less
pessimistic assessment in the New York Times.40
Subsequent events proved predictions of failure to be quite unfounded,
although the British did pay a heavy price for their inability to provide
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adequate air cover for their fleet. The point, however, is if knowledgeable
authorities doubted Britain's ability to recapture the Falklands, the
Argentines might to some degree be pardoned for their failure to foresee first
the scope and then the success of military operations against them.
A third consideration, which some commentators suggest influenced the
Argentine decision to invade, was the change in American policy toward
Argentina initiated by Ronald Reagan. Stanley Hoffmann, for one, has taken
the line that American policy 'twice fueled' the Falklands crisis. The
Administration, he argues first, helped to start it by leading Argentina to
believe they could get away with seizing the Islands and then made matters
worse by trying to mediate a settlement instead of immediately condemning
the Argentine aggression.41
It is certainly true that even before Reagan took office he actively sought to
reverse the Carter approach to Latin America. Transition team members
journeyed to Buenos Aires and advised the Junta to clean up its act in order to
pave the way for closer relations with the United States. In Washington,
Administration intellectuals devised a farcical distinction between 'totali-
tarian' and 'authoritarian' regimes and used it to justify their circumvention of
Carter's human rights policy. In the United Nations, the United States
delegate to the Human Rights Commission supported Argentina's effort to
block disclosure of their abysmal human rights record in opposition of the
efforts of all the European democracies to make it public. In March 1981, then
President Designate of the Junta, General Roberto Viola, who had
commanded the army during the reign of terror, was entertained at the White
House by President Reagan who called him 'a majestic personality'. He was
similarly feted by bankers in New York.
The reasons for Reagan's courtship of Argentina were both ideological and
geopolitical. The administration, impressed by the Junta's strident anti-
communism, sought to enlist their cooperation against leftist regimes and
guerilla movements in Central America. Argentina was encouraged to speak
out against the Mexican-French initiative for a negotiated settlement in El
Salvador. Cooperation between the two countries was later broadened to
encompass a wide range of activities including the despatch of Argentine
'advisors' to the Salvadorian and Guatamalan armies and to Somocieta
Camps in Honduras. Argentina also withdrew its ambassadors from Havana
and Managua in support of Reagan's policy and proved receptive to the
24 THE JOURNAL OF STRATEGIC STUDIES
aggression. After all, the United States also had a long-standing and far more
intimate relationship with Britain, who was in addition a mainstay of her most
important military alliance. Washington was also opposed on principle to the
unilateral use of force to resolve territorial disputes. President Reagan
belatedly attempted to make this point clear in his fifty-minute telephone call
to General Galtieri on the morning of 1 April. He tried unsuccessfully to
persuade Galtieri to call off the invasion, telling him that Britain was certain to
respond with force and that an invasion 'would wreck relations between the
United States and Argentina'.43
From the perspective of Buenos Aires, the American record could at best
be seen as ambiguous. The Argentine military attache in Washington is
nevertheless reported to have informed the Junta that the Regan admin-
istration was so eager for Argentina's support in Central America that 'in a
crunch it would tilt toward Buenos Aires, not London'.44 Galtieri admitted to
Oriana Fallaci that he shared this view. 'I didn't expect his (Reagan's)
approval or support', he said, 'but 1 was sure that he would behave with
balance and neutrality'. It is significant that Galtieri was unwilling in this
interview to face up to his own miscalculation. Instead, and with obvious
emotion, he portrayed Haig's mediation and Reagan's subsequent support for
Britain as 'a tremendous deception' in light of his close personal relations with
the President and the importance of Argentina for American global strategy.
'Both the Argentines and I', he asserted, 'see this as a betrayal.'45 Such a
paranoid response, indicative of severe disappointment, is another sign of
the importance American neutrality seems to have had in the Junta's
calculations.46
One further and on the whole more convincing explanation for Argentina's
miscalculation should be considered. This is the very different cognitive
contexts in terms of which Buenos Aires and London conceived the Falkland
problem. The different contexts encouraged quite divergent estimates of
British resolve.
From the Argentine perspective the Falkland Islands were national
territory that had been occupied by a colonial power since 1833. Continued
British sovereignty over the Islands was an atavism in a world that had
witnessed numerous wars of national liberation to bring the age of colonialism
to an end. General Galtieri gave voice to this sentiment in his address to the
Argentine nation on 1 May. 'Our cause', he insisted, 'has ceased to be an
MISCALCULATION IN THE SOUTH ATLANTIC 25
Argentine problem. It has become a cause of America and of the world, which
does not acknowledge colonialism as a situation which can be tolerated this
century'.47
Galtieri's claim was more than mere rhetoric. Opinion throughout Latin
America was strongly supportive of Argentina's claim and on the whole
understanding of the Junta's exasperation with diplomacy.48 Within
Argentina, feeling was even stronger. Every newspaper in the country greeted
'the recovery' of the 'Malvinas'with banner headlines. All the political parties,
including those who had been the most strident in their criticism of the Junta,
issued statements celebrating the reconquest. Deolindo Bittel, leader of the
Peronists, whose views on just about everything were at odds with the
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cabinet later pursued the same line of reasoning. On 7 April, Francis Pym
began his maiden speech in parliament as Foreign Secretary with the
declaration that 'Britain did not appease dictators'.53 The Prime Minister
herself justified the cost in lives and money of retaking the Falklands with the
twin arguments that 'aggression must not be allowed to succeed', and 'freedom
must be protected against dictatorship'.54 Probably the most succinct
statement of the essence of the analogy appeared once again in The Times. The
first leader following the invasion declared:
We defended Poland because we had given our word and because the
spread of dictatorships across Europe had to be stopped for our own
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sensitive to this reality given their problem in this regard. What reason did the
Junta have for believing that Thatcher and her Government would be that
much more able than they had been to ignore the demands of what was certain
to be aroused if not enraged public opinion?
The extent of public outrage in Britain became apparent immediately
following the invasion. In a three hour emergency Parliamentary Debate, the
first on a Saturday since the Suez Crisis in 1956, Margaret Thatcher, Lord
Carrington and John Nott were subjected to a 'verbal battering', The Times
reported, 'of a savagery reserved by the House of Commons for occasions of
national humiliation'.58 The Prime Minister faced a possible revolt among
Tory backbenchers and the prospect of a near total loss of confidence in her by
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the electorate.59 A national public opinion poll published in the Daily Mail on
6 April revealed that 80 per cent of the British people blamed the Government
for the invasion and 36 per cent blamed Thatcher herself. Twenty-five per cent
believed she should resign.60 A week later The Times featured a Gallup Report
with the stunning finding that the public thought Thatcher the worst Prime
Minister in British history. She topped the list with 48 percent of the vote.
Neville Chamberlain, usually the winner in such contests, only received 12 per
cent.61 It was clear that only a forceful and successful response would have any
hope of restoring the Government's credibility. One member of the Cabinet
confessed to an American journalist: 'To be frank, I don't see how she
(Thatcher) can survive if she shrinks from a military showdown.'62
Domestic politics aside, Britain had important interests and commitments
throughout the world that would have been seriously compromised by passive
acceptance of the Falklands invasion. Many of these interests, as were the
Falklands themselves, were carryovers from the days when Britain had been a
great empire. Concern for Gibraltar probably headed the list as the invasion
had touched off an onrush of nationalism in Spain.63 'If we can't get the
Argentinians out of the Falklands', a senior British defense official observed,
'how long do you think it will be before the Spaniards take a crack at
Gibraltar.164 The Economist voiced the same concern and thought it sufficient
grounds for retaking the Falklands.65
Within Latin America, Guatemala and Venezuela stood out as particularly
vocal backers of Argentina's action. Both coveted former British territory.
Guatemala hoped to annex Belize which had been granted independence in
September 1981. The country was protected by a small British force which the
Thatcher Government had been seeking to withdraw because of its cost.
Venezuela in turn had laid claim to about two-thirds of Guyana for 83 years
but in 1970 had agreed to a twelve year moratorium which was due to expire
two months after the invasion. In March, the Guyanese had reported military
activity along their border and were worried that the Argentine invasion
would strengthen factions within the Venezuelan armed forces who favored a
harder line.66
Loss of the Falklands might also have been expected to have weakened
Britain's position in both Diego Garcia and Hong Kong. Diego Garcia, an
important Western naval base in the Indian Ocean, had attracted the
increasing attention of the left-wing electoral alliance in Mauritius which won
28 THE JOURNAL OF STRATEGIC STUDIES
the general election of 13 June 1982 and previously had vowed to launch an
international campaign to regain sovereignty over the atoll.67 Hong Kong,
which had been subjected to Chinese intimidation in the past, is soon to be the
subject of negotiations as the British lease on the New Territories expires in
1997. Finally, there were the questions of economic rights in South Atlantic
waters and territorial interests in Antarctica to be considered. Argentina and
Britain had extensive clashing claims with regard to both. In parliament and
in the press concern was expressed that British interests would be prejudiced,
if not irreparably harmed by continuing Argentine occupation of the
Falklands.68
Argentina should also have considered a less tangible but nevertheless
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Conclusions
In an earlier study of international crisis I defined 'brinkmanship' as a
confrontation in which one state knowingly challenges an important
commitment of another with the expectation that its adversary will back down
when challenged.70 In such a confrontation the initiator is not attempting to
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reflect the thinking of the officials who make them. In the Argentine case they
may have done so as Costa Mendez' statements were given substance by an
unrealistic policy that appeared to be based on those judgements. Once again,
psychology and politics were intertwined. The Junta was caught between the
military facts which dictated a settlement, and the domestic political facts at
home, which indicated that neither the honor of the military nor their tenure
as Argentina's leaders were likely to survive any settlement they had any
chance of reaching. The Junta's dilemma was, if anything, more acute after the
invasion than before by reason of the commitment this action entailed. One
Argentine editor commented: 'Galtieri and the generals are cornered. They
have nowhere to go but forward. If they go backwards, they will be swept
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away.'72 They thus stayed locked into their suicidal collision course with
Britain until the very bitter end.
The Falkland crisis was complicated by the fact that there was serious
miscalculation on both sides. The British, as we have seen, also took refuge in
illusions when it helped to reconcile their clashing political and strategic
needs. This perceptual sleight of hand was abetted by the failure of British
intelligence officials to develop a strategic rationale from which useful
indicators of warning could be derived. British political leaders also insisted
upon almost certain knowledge that Argentina actually intended to invade the
Falklands before they were willing to buttress deterrence. By the time they
received this information it was too late to influence Argentine behavior.
We can surmise that the contrasting cultural temperaments of the two
societies, one given to hyperbole and visible displays of emotion, the other to
understatement and the public suppression of feeling, complicated the
problem of prediction even further. Despite all the difficulties attendant upon
the task, the problem of facing recurrent crises compelled the British to
develop a conception of strategic and political conditions that might
encourage or even necessitate an Argentine attack. Such a conception, we
have argued, would have pointed to some very important differences between
1977 and 1982 and could have alerted British policymakers to the gravity of
the situation they faced.
Strategic conceptions, important as they are, are no panacea to the problem
of fathoming an adversary's intentions. They can be misleading, as was true
for Israel in 1973. They are nevertheless the only practical means of
attempting to decipher an opponent's intentions in a situation of recurrent
threat short of a reliable source with access to their opponent's most secret
deliberations.
The Israeli failure illustrates some of the difficulties inherent in constructing
a strategic rationale. By virtue perhaps of decades of extreme Arab hostility
and rhetoric superimposed on Israel's own 'holocaust mentality', Israeli
military intelligence could not imagine an Arab attack which did not have the
destruction of Israel as its objective. The conditions they posited for such an
attack, equality in the air and Syrian participation, were largely irrelevant to
the limited war envisaged by Sadat.
Israel's strategic indicators were also strictly military ones; they ignored the
political context of Arab-Israeli relations. In practise, relative military
MISCALCULATION IN THE SOUTH ATLANTIC 31
that not only specify the military preconditions of a challenge but also the
political conditions that encourage or necessitate them in the first place. This
requires close collaboration between military intelligence and its civilian
counterparts as the latter can be expected to be more sensitive to the political
dimension of the problem.
The other British error we have identified was the government's misplaced
concern for avoiding miscalculated escalation. As a result, the British
government insisted upon absolute certainty of Argentina's aggressive
intentions before they were willing to act. Their passivity contributed to a
deterrence failure as it appears to have been interpreted by Argentina as lack
of resolve.
The British failure in this regard had two dimensions to it. The first we have
already noted. In the absence of a strategic rationale the Government had little
guidance in making an appropriate trade-off between the need to guard
against miscalculated escalation and deterrence failure. The second concerned
the actual cost of making a trade-off between these two somewhat
contradictory objectives of crisis management.
Action designed to buttress deterrence, in this instance visible naval
preparations coupled with warning to Buenos Aires, would have entailed an
immediate cost. A significant naval presence in the South Atlantic was both
expensive and politically embarrassing as the Government had recently cut
the budget for precisely the kind of conventional naval forces they would now
have utilized. It seems likely that concern for these immediate costs
contributed to the reluctance of the Government to act and made them
insistent upon near certain knowledge that Argentina was going to invade
before they were willing to do so.
If this analysis is correct, it points to the importance of immediate as
opposed to deferred costs for policymakers in crisis situations. Both
miscalculated escalation and deterrence failure would have grave conse-
quences. Either could lead to war and in circumstances that would be
particularly embarrassing to the British Government. If war arose from
miscalculated escalation the Government could readily be portrayed by the
Opposition as having been responsible for it. If, on the other hand, war was
the result of a deterrence failure, as was in fact the case, the Government had
to account for its apparent intelligence failure to predict and prevent the
attack and then organize a risky expedition to recapture the Falkland Islands.
32 THE JOURNAL OF STRATEGIC STUDIES
These costs, great as they were, were difficult to assess in magnitude and
probability. No doubt the inability to determine with any certainty which of
the two problems posed the greater and more likely threat made it difficult to
choose between competing courses of action. The costs may even have tended
to cancel each other out in the minds of policymakers. Calculations of
immediate costs, although hardly comparable in consequence, would have
accordingly loomed larger in the deliberations of the Government. They may
even have had a decisive impact upon the decision to opt for passivity.
The general principle that emerges from this argument is that policymakers,
not only in crisis situations, but across a whole range of decisions, are probably
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NOTES
This study was written in July 1982 under the aegis of the Frankfurt Peace Research Institute.
The author is indebted to Ernst-Otto Czempiel, Gert Knell, Harald Mueller, Reinhard Rode and
Bernd Kubbig for their encouragement and support.
1. The Economist, 19 June 1982, p. 49.
2. Both the OSUS satellites and the Central Intelligence Agency's KH 11 photo-reconnaissance
satellites are quite capable of monitoring the Falklands at latitude 52° South. Their range
extends as far South as 70°. The US Navy also operates the Sound Surveillance System
(SOSUS) which consists of 22 systems of underwater microphones placed in strategic
waterways around the world. It is unlikely, despite some newspapers' claims to the contrary,
that this system was in place in the waters between Argentina and the Falklarids.
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3. The Chicago Tribune, 1 May 1982, p. 11; New Statesman, 30 April 1982, p. 5.
4. The Chicago Tribune, 1 May 1982, p . I I ; Los Angeles Times, 4 May 1982, p . 1; The
Economist, 10 April 1982, p. 27.
5. The Times, 5 April 1982, p. 6; 6 April 1982, p. 2.
6. The Times, 5 April 1982, p. 6.
7. Robert Jervis, Perception and Misperception in International Relations (Princeton
University Press, 1976), p. 194.
8. Janice Gross Stein,' "Intelligence" and "Stupidity" Reconsidered: Estimation and Decision
in Israel, 1973', The Journal of Strategic Studies 3 (September, 1980), 147; see also, Michael
Handel, 'Perception, Deception and Surprise: The Case of the Yom Kippur War', Jerusalem
Papers on Peace Problems, 19 (Jerusalem, 1976); and AvrahamShlaim,'Failures in National
Intelligence Estimates: The Case of the Yom Kippur War', World Politics (1976), 348-80.
9. Agranat Report, A Partial Report by the Commission in Inquiry to the Government of Israel.
(Jerusalem: Government Press Office, 2 April, 1974).
10. This was reported to The Times, 6 April 1982, p.3, by John Cheek, a member of the Falkland
Islands Council and of the British delegation to the New York talks. Lord Carrington alluded
to the same scenario on BBC's Panorama program on 5 April 1982.
11. Stein, op. cit., p. 152.
12. For the background to the conflict, see, Peter J. Beck, 'Cooperative Confrontation in the
Falkland Islands Dispute', Journal of Interamerican Studies and World Affairs 24 (1982), 3f-
5c; Maroldo Foulkes, Las Malvinas: Una Causa Nacional (Buenos Aires: Corregidor, 1978);
José Enrique Greno Velasco, 'El "Informe Shackleton" Sobre las Islas Malvinas', Revista de
Política International (Madrid) 153 (September-October, 1977, 31-57; Juan E. Gugliamelli,
'Las Negociaciones por las Malvinas en una Nueva Etapa?', Estrategia (Buenos Aires) 43-44
(1976-77), 6-81; John Hickey, 'Keep the Falklands British? The Principle of Self-
Determination of Dependent Territories', Inter-American Economic Affairs 31 (Summer,
1977), 77-88; Duardo van der Kooy, 'Malvinas. Después de la Visita de Nicholas Ridley se
Hace Más difícil la negociación por la devolución del Archipiélago', Estrategia, 59 (July-
August, 1979), 37-42; J. Metford, 'Falklands or Malvinas? The Background to the Dispute',
Internaional Affairs 44 (July, 1968), 463-81; Ezequiel Federico, Las Islas Malvinas —
Soverania Argentina. Antecedentes, Gestiones Diplomáticas (Buenos Aires: Ediciones
Culturales Argentinas, 1969); Lidia Rodrigues, 'Malvinas: Su Estructura Socioeconómica',
Revista Argentina de Relaciones Internacionales 2 (May-August 1976), 17-36; Camilo Hugo
Rodriguez Berrutti, Malvinas: Ultima Frontera del Colonialismo (Buenos Aires: Ediciones
Universitaria, 1975); J. Santa-Pinter, 'Islas Malvinas or Falkland Islands?', Horizontes
(Ponce) 21 (Spring, 1977), 37-52; Edward Arthur Shackleton, 'Prospects of the Falkland
Islands', The Geographical Journal 143 (March, 1977), 1-13; Hermann Weber, 'Falkland
Islands' oder 'Malvinas? Der Status der Falklandinseln im Streit zwischen Großbritannien
und Argentinien. Eine völkerrechtliche Fallstudie (Frankfurt a.M.: Metzner, 1977).
13. The Times, 3 December 1980, S. 6.
14. The Economist, 19 June 1982, p. 42.
15. On the domestic situation in Argentina, see, Charles Maechling, Jr., 'The Argentina Pariah',
34 THE JOURNAL OF STRATEGIC STUDIES
Foreign Policy, No. 45 (Winter, 1981-82), 69-83; Gary W. Wynia, 'The Argentine Revolution
Falters', Current History 81 (February, 1982), 74-7, 87-8; Jorge Louis Bernetti, José Ricardo
Eliaschev and Mempo Alfaro, 'Argentina, Seis Anos Después', Uno Mas Uno (Mexico City)
23, 24, 26 March, 1982.
16. Forthe 1982 economic figures, see, Clarín (Buenos Aires), 8 and 14March, 1982; El Cronista
Comercial (Buenos Aires), 16 March, 1982.
17. Clarin, 29-30 May, 1982; Latin America Weekly Report, 2 April 1982; The Times, 2 April
1982.
18. Manfred Shonfeld in La Prensa, 23-27 March 1981; Buenos Aires Herald, 25 March 1981.
19. The Economist, 19 June 1982, p. 43.
20. On this incident, see. The Economist, 3 April 1982, p. 98, 19 June 1982, p. 49; Clarin, 23
March 1982; The Times 20 March, 1 April 1982.
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45. The Times, 12 June 1982, p. 4; Haig and his party of mediators were apparently equally
disenchanted with Galtieri and the Junta. One of them described the generals to Leslie Gelb of
The New York Times, 2 May 1982, p. IE, as'a bunch of thugs who were almost impossibleto
deal with'.
46. Galtieri's response is reminiscent of that of William II's upon learning of Britain's entry into
the war in 1914. The Kaiser resorted to paranoid projection to justify his illusory but deeply
held expectations of British neutrality. Rather than to admit his miscalculation he sought to
escape from his own aggressiveness by portraying Germany and himself as unwitting victims
of British duplicity. See Lebow, pp. 139-45 for an analysis of William's behavior.
47. The full text of this speech is reprinted in English in The Times, 3 May 1982, p. 2.
48. With some exceptions, Latin American countries took one of two positions on the Falklands
question. The moderate position, taken for example by Brazil, Mexico, Columbia, Ecuador,
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Paraguay, Nicaragua, Uruguay and Chile, supported Argentina's claim to the islands but not
her invasion. The more radical position, adopted by Bolivia, Grenada, Guatemala, Cuba,
Panama, Peru and Venezuela, supported her military action as well.
49. La Prensa, 3 April 1982.
50. Some Labor MPs subscribed, to the colonial analogy as did some left-wing journalists. The
editors of the Labour Herald, described the Falkland Islanders as 'company slaves' and
insisted that there was no justification for Britain to cling to its 'colonial possession'. The
Times, 10 April 1982, p. 1.
51. The New Statesman of 11 April 1982, p. 5, and 28 May 1982, p. 7, provided a good analysis of
these differences as well as a description of left-wing opposition to a military reconquest of the
Falklands.
52. The Times, 1 April 1982, p. II.
53. Ibid., 8 April 1982, p. 6.
54. Margaret Thatcher in Parliament, 20 May 1982, The Times, 21 May 1982, p. 4.
55. Ibid., 5 April 1982, p. 9.
56. The Economist, of 1 May 1982, p. 14, reported that the latest Market and Opinion Research
International (MORI) poll revealed 76 per cent of the public behind Thatcher's response to
the invasion.
57. For the most balanced discussion of this problem, see David S. Mclellan, Dean Acheson: The
State Department Years (New York: Dodd, Mead, 1976), pp. 267-70.
58. The Times, 5 April 1982, p. 6.
59. Ibid., 3 April 1982, p. 1.
60. The Daily Mail, 6 April 1982, p. 1.
61. The Times, 14 April 1982, p. 2.
62. R. W. Apple, Jr., in The New York Times, 7 April 1982, p. 1.
63. The Times, 5 April 1982, p. 4; for the short-term effect of the Falklands invasion on the
Gibraltar negotiations, see The Times, 10 April 1982, p. 3; 24 May 1982, p. 11; 31 May 1982,
p. 6.
64. Reported by Drew Middleton in The New York Times, 7 April 1982, p. 3.
65. The Economist, 17 April 1982, p. 27.
66. The Times, I April 1982, p. 1; 20 May 1982, p. 6; The Economist, 1 May 1982, p. 29.
67. The Times, 14 June 1982, p. 5.
68. Lord Shackleton in the House of Lords, 3 April 1982, reported in The Times, 5 April 1982;
The Times editorial of 28 April 1982, p. 15.
69. The Times. 12 June 1982, p. 4.
70. Lebow, pp. 57 ff.
71. The New York Times. 9 April 1982, p. 1; 25 April 1982, p. 1.
72. Reported in The New York Times. 19 April 1982, p. I.