Selfcontrol Operational
Selfcontrol Operational
relationships (Vohs et al., 2011), and basically, a happier this model focuses on state self-control, precluding a broader
life (Cheung et al., 2014; Hofmann et al., 2014). Conversely, perspective on self-control as a disposition or trait.
being prone to low self-control is associated with problematic These traditional definitions of self-control have two key
behaviors and outcomes such as impulse buying (Baumeister, aspects in common: effort and inhibition. However, over the
2002) and financial debt (Gathergood, 2012), maladaptive eating past decade several researchers have suggested and shown that
patterns (Elfhag and Morey, 2008), and procrastination (Tice and in order to be able to successfully use self-control in daily life,
Baumeister, 1997). Because of these robust associations between one needs to do more than simply effortfully inhibit impulses
self-control and this myriad of behaviors and outcomes, self- and unwanted responses in specific instances. With regards to
control has been coined a ‘hallmark of adaptation’ (De Ridder inhibition, many long-term goals of course do require inhibition
et al., 2012). of responses that are in correspondence with short-term goals,
For such an essential psychological construct, the dispersion but not with long-term goals. For example, one may have a
of definitions is remarkable to say the least (see also Milyavskaya long-term goal to have a healthy body, and may therefore need
et al., 2018). For example, in terms of operationalizations, the to inhibit the urge to bury one’s face in chocolate cake. Or,
amount of self-control measures easily reaches a 100 (Duckworth one may want to achieve academic success, and may therefore
and Kern, 2011). Before integrating perspectives on self-control, need to inhibit the binge-watching impulse fed by the Netflix
let us first discuss the most prominent definitions that are algorithm. However, these long-term goals of a healthy body and
out there already. One of the narrower definitions of self- academic success are not achieved by solely inhibiting impulsive
control equates the concept with inhibitory control. In this behaviors that are incongruent with long-term goal pursuit. In
definition, self-control includes, and is limited to, the effortful fact, initiation of long-term congruent behaviors may be equally,
inhibition of impulses. This inhibition is the key self-control if not more important. For example, to have a healthy body in
component in many self-control theories and models, including the long run, one needs to initiate the consumption of healthy
those based on delay of gratification (Ainslie, 1975; Mischel foods like fruits and vegetables on a regular basis. Likewise, to
et al., 1989; Kirby and Herrnstein, 1995) and dual-systems be successful in terms of academic performance, one needs to
frameworks (e.g., Metcalfe and Mischel, 1999; Hofmann et al., initiate a lot of behaviors that may not be immediately satisfying
2009). Dual-systems theories are characterized by the notion of (and sometimes even no fun at all). Indeed, De Ridder et al.
two systems for processing information and guiding behavior. (2011) were able to define both an inhibitory and an initiatory
The ‘hot’ system is fast, associative, continuously ‘on,’ and component of self-control, with inhibitory self-control predicting
provides impulsive tendencies for behavior. The ‘cold’ system undesired behavior, and initiatory self-control predicting desired
on the other hand is a bit slower, can only function when behavior. Acknowledging initiation as a component of self-
enough resources (e.g., energy, attention) are available, and control holds implications for self-control’s definition, and may
is more likely to initiate rationalized behavior (Evans, 2008; mean that this definition needs to be updated to align with these
Kahneman, 2011). Self-control can, according to this perspective, current insights.
be defined as the mechanism that allows for inhibiting or Following the acknowledgment of initiation as an essential
overriding impulses coming from the hot system, allowing part of self-control, it was proposed that self-control can be
precedence of the cold system (Gillebaart and De Ridder, conceptualized as the resolution of the conflict between two
2017). motives (i.e., short-term and long-term), with emphasis on the
Self-control has also been defined as the ability to delay notion that effortful inhibition is but one of many possible
immediate gratification of a smaller reward for a larger reward ways of handling these types of dilemmas (e.g., Fujita, 2011;
later in time (Ainslie, 1975; Mischel et al., 1989; Kirby and De Ridder et al., 2012). Taking it even further, Gillebaart
Herrnstein, 1995). This definition includes the effortful inhibition and De Ridder (2015) suggest that self-control simply cannot
notion, but is extended in the sense that it emphasizes the self- rely on effortful inhibition only, because this would render
control dilemma or conflict between a short-term, immediately people extremely prone to self-control failure all the time, due
gratifying option (that needs to be inhibited) and a long-term to depletion, fatigue, or lack of attentional or motivational
option with a larger reward value. The ability to forego the resources. In reality however, many people succeed in using
immediate reward reflects self-control. their self-control in subsequent situations. Gillebaart and De
A related model of self-control is the strength model of Ridder suggest that people who have a high level of (trait)
self-control (Baumeister and Heatherton, 1996; Muraven and self-control generally do not actually use effortful inhibition to
Baumeister, 2000). The strength model is one of the most resolve self-control dilemmas, but instead use their self-control
prominent, heavily debated models of self-control, and refers to install ‘smart,’ relatively effortless strategies for long-term goal-
to self-control as ‘... an act of self-control by which the self congruent behaviors.
alters its own behavioral patterns so as to prevent or inhibit its One of these proposed self-control strategies is the
dominant response’ (Muraven and Baumeister, 2000, p. 247). automatization of adaptive behaviors. Recent studies have
The most significant proposition from this model entails the ‘ego supported this proposition by showing that people with higher
depletion’ phenomenon. Based on the models tenet that self- levels of trait self-control have habits that align with their
control is effortful, ego depletion describes the self-control failure long-term goals. People with high trait self-control have stronger
that can follow from earlier effortful self-control exertion due to habits for studying and healthy eating (Galla and Duckworth,
depletion of a limited self-control resource. Importantly however, 2015), as well as for exercising (Gillebaart and Adriaanse, 2017).
Interestingly, higher self-control does not necessarily mean and actions that guide people’s behavior toward desired end states
stronger habits across the board. A study by Adriaanse et al. (Carver and Scheier, 2012). These desired end states may be
(2014) demonstrated that people with higher levels of self-control long-term goals, but can also refer to other standards or norms.
in fact have a weaker habit for eating unhealthy snacks. The From this definition it is obvious that self-regulation and self-
important conclusion from these studies is therefore not that control are closely related concepts. In fact, they can be become
people with high self-control have stronger habits, but rather so intertwined, that the terms are being used interchangeably.
that their response to environmental cues is automatized in The distinction between self-regulation and self-control can
the direction that is in line with their long-term goals. This apparently be so complex, that in the same line of research, the
allows for an effortless way of resolving self-control dilemmas. distinction is sometimes explicitly made (e.g., Baumeister and
A meta-analysis on the association between self-control and Vohs, 2003), where other times the two terms are seemingly
a range of behaviors supports this notion by demonstrating treated as referring to the same thing (e.g., Baumeister et al.,
stronger effects of self-control on automatic behaviors than on 2007). However, lumping the two terms together as if they are
deliberate behaviors (De Ridder et al., 2012). Taking automatic the same thing does not do either of the concepts justice.
self-control behaviors into account, the notion of ‘effort’ that has I propose that the terminological and theoretical dispute
also been central when defining self-control needs to be revisited. between self-regulation and self-control that follows from recent
Further research into effortless self-control strategies has developments in research on self-control processes can be
indicated that people with high self-control use their self-control resolved by referring back to fundamental theoretical frameworks
to create environments for themselves that are in congruence of self-regulation that include feedback loops, such as the
with their long-term goals. An example of such a strategy is cybernetic TOTE model (Powers, 1973). Carver and Scheier
pro-active avoidance (Ent et al., 2015; Gillebaart and De Ridder, (1981, 1982) identified three main ingredients of self-regulation:
2015). People with higher levels of self-control initiated behavior standards, monitoring, and operating. In order to self-regulate
aimed at avoiding temptations, and when given the option more successfully, there needs to be some sort of desired end state
often chose to work in an environment void of distraction (Ent or standard that is identified by the individual. Without such a
et al., 2015). Avoiding a temptation at an early stage allows for standard, there is no direction for self-regulation, and also no
relatively effort-free self-control, as regulation of an impulsive motivation to steer or alter any behavior in a specific direction.
state becomes more difficult as this state unfolds over time (Gross, In order to apply self-regulatory effort, an individual needs to be
2014). Avoiding temptations, and thus self-control dilemmas, able to monitor any discrepancies between the current state and
thus leads to less need to use effortful self-control (i.e., effortful the standard (‘Test’), as well as any progress that is taking place.
inhibition of impulsive tendencies). This is reflected in daily life Finally, one needs to be able to actually control behavior into the
as well, as a diary study on self-control and daily experiences of desired direction (‘Operate’). The result serves as input for the
desire, temptation, and conflict demonstrated that higher self- second ‘Test’ phase. The feedback loop is exited if the current
control was associated with fewer experienced temptations, and state is in line with the desired state or standard. Importantly,
fewer instances of self-control conflict and resisting temptations both setting standards or goals, and monitoring any discrepancies
(Hofmann et al., 2012). Moreover, if people with high self-control are part of this self-regulation feedback loop. Self-regulation
do encounter self-control dilemmas, they are able to resolve those therefore involves much more than simply controlling behavior,
dilemmas in a more efficient way compared to their low self- but rather provides the entire scaffolding for successful goal
control counterparts (Gillebaart et al., 2016). Taken together, pursuit.
research shows that there are different strategies for self-control, The crucial self-control element within the self-regulation
differing in how much effort they cost, whether they focus on feedback loop is ‘Operate.’ The difference between self-regulation
inhibition or initiation, how automatized they are, and where and self-control therefore is that self-regulation ability allows
they are applied on the self-control dilemma timeline. people to formulate goals, standards, and desired end-states, as
These recent studies on self-control and automatic, habitual well as to monitor any discrepancies between one’s current state
and strategic self-control behaviors further emphasize the need and these desired end-states, whereas everything that one does
to have a good look at the definition of self-control as being to steer one’s behavior toward the desired end state constitutes
effortful, and focused on inhibition. In fact, considering these self-control. Phrased differently, everything that takes place in
new developments in the field of self-control, the self-control Carver and Scheier’s ‘Operate’ phase is what we would call self-
definition is in desperate need of an update. However, including control. Although this distinction or categorization has been
initiatory self-control and effortless self-control in the definition alluded to before (e.g., Baumeister and Vohs, 2003), and shares
of self-control does pose a theoretical question: to what extent some aspects with a recent analysis of self-control as being a
are we still talking about self-control, and to what extent are value-based choice (Berkman et al., 2017), its importance for the
we talking about the more broadly defined concept of self- current developments in the field has not been acknowledged up
regulation? One may argue that we can hold on to our classic until now.
definition(s) of self-control, by simply stating that the self-control This ‘operational’ definition of self-control in itself may not
strategies that include initiation, smart use of strategies, and do be new, but it does emerge anew from the current developments
not rely on effort, are actually not self-control strategies, but in the field that shift away from classic theories and definitions.
rather are part of what we call ‘self-regulation.’ Self-regulation can At the same time, it also departs from these definitions, leaving
be defined as the whole system of standards, thoughts, processes, room for a new perspective. Specifically, taking this perspective
on the concept of self-control allows for inclusion of classic as with high self-control seem to (successfully) use. Importantly,
well as contemporary work on self-control. It also goes beyond this definition does not exclude the more narrow or classic
the phenomenon of ego depletion, and allows for including state definitions of self-control that have focused on effort and
self-control as well as the more dispositional trait self-control, inhibition, but rather allows for a broader perspective that
which is in fact predictive of many positive and negative life integrates these different aspects. A sidenote that comes
outcomes (Tangney et al., 2004). Moreover, ‘operate’ may have with this analysis is that there may be situations in which
been identified as the self-control component of self-regulation, monitoring itself may become a self-control issue (e.g., when
yet what is meant by ‘operate’ is in need of clarification and one anticipates large discrepancies with the goal). In these cases,
specification. As stated earlier, in the current perspective I a second feedback loop for the subgoal of monitoring one’s
propose that everything that one does to adjust one’s behavior current state is created. In these instances, the operating phase
toward a desired end state is part of ‘operate,’ and therefore part (and therefore self-control) may also refer to the action of
of self-control. This means that effortful as well as effortless self- monitoring.
control, inhibition as well as initiation, and deliberate as well as The ‘operational’ definition of self-control also allows for
automatic actions can all be included into this definition of self- a new line of empirical questions, answering of which would
control, without convoluting the distinction between self-control deepen our knowledge of self-control. For example, self-control
and self-regulation. For example, suppressing one’s impulses to strategies, whether it is inhibition or initiation, smart or effortful
give into temptations that are not in line with our long-term in nature, automatic or deliberate, all guide behavior and
goals (i.e., desired end states) is ‘operating,’ and so is inhibiting are ‘stored’ in the operate phase. However, one may wonder
an unwanted response. Similarly, habitually avoiding the candy whether there are preferred strategies in general, or differing per
isle in the supermarket falls under ‘operating’ in order to reach individual, or per situation. A certain ‘ranking’ of self-control
a long-term goal of staying healthy. Likewise, being able to delay strategies is not implausible, as some require fewer resources than
gratification by an instant, smaller reward in order to receive a others (e.g., habits vs. effortful inhibition), and the timeline of
larger delayed reward is ‘operating’ in terms of the self-regulation a self-control dilemma affects what type of strategy is needed
feedback loop. to resolve it Duckworth et al. (2016). Redefining self-control
with a fresh perspective therefore allows research into self-
control success, and smart self-control strategies, to flourish and
CONCLUDING REMARKS ultimately advances the field.
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J. Pers. Soc. Psychol. 102, 1318–1335. doi: 10.1037/a0026545 conducted in the absence of any commercial or financial relationships that could
Hofmann, W., Friese, M., and Strack, F. (2009). Impulse and self-control from a be construed as a potential conflict of interest.
dual-systems perspective. Perspect. Psychol. Sci. 4, 162–176. doi: 10.1111/j.1745-
6924.2009.01116.x Copyright © 2018 Gillebaart. This is an open-access article distributed under the
Hofmann, W., Luhmann, M., Fisher, R. R., Vohs, K. D., and Baumeister, R. F. terms of the Creative Commons Attribution License (CC BY). The use, distribution
(2014). Yes, but are they happy? Effects of trait self-control on affective well- or reproduction in other forums is permitted, provided the original author(s) and
being and life satisfaction. J. Pers. 82, 265–277. doi: 10.1111/jopy.12050 the copyright owner(s) are credited and that the original publication in this journal
Kahneman, D. (2011). Thinking, Fast and Slow. New York, NY: Farrar, Straus, and is cited, in accordance with accepted academic practice. No use, distribution or
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