The Role of The Plural System in Romance: Zurich Open Repository and Archive
The Role of The Plural System in Romance: Zurich Open Repository and Archive
Archive
University of Zurich
Main Library
Strickhofstrasse 39
CH-8057 Zurich
[Link]
Year: 2008
Stark, E
Edited by
ULRICH DETGES
Ludwig-Maximilians- Universitiit Miinchen
RICHARD WALTEREIT
Newcastle University
Introduction
ELISABETH STARK
Ulrich Detges and Richard Waltereit 1
Freie Universitiit Berlin
Grammaticalisation within the IP-domain 1. Introduction: Different systems of indefinite nominal determiners in
Susann Fischer 107 Romance nominals as results of language change
2
As I have repeatedly shown, there is considerable cross-linguistic variation
Imperfect systems and diachronic change in indefinite nominal determination in Romance, despite some well-known
Giampaolo Salvi 127 generalizations assuming homogeneous semantic and syntactic systems of
nominal determination for all Romance languages (e.g. Chierchia 1998,
From temporal to modal: Divergent fates of the Latin Longobardi 200la). See the data in (1 a-f):
synthetic pluperfect in Spanish and Portuguese
Martin Becker 147
1 This article was pres ented in two v ersions , the first at the Workshop on Grammatical
Language Change and its Explanations in Saarbrticken in September 2005 and the second at
Non-lexical core-arguments in Basque, Romance and German
the lntemational Workshop on the Typological Comparison of Italian and Ge rm an at the
Hans-lngo Radatz 181 Johann-Wolfgang-Goethe Universitat, Frankfurt am Main, in February 2006. S pec i a l thanks for
very h elpful comments go to Guido Mensching and Natascha Pomino from Freie UniversiHit
Towards a comprehensive view of language change: Berlin as well as to Ulrich Detges, Richard Waltereit, Michele Loporc aro , Ulrich Wandruszka,
Three recent evolutionary approaches Giinter Grewendorf, Alessandra Tomaselli, Cec i l ia Poletto, Carme Picallo and one anonymous
reviewer. All errors and short comings are, of course, mine.
Esme Winter-Froemel 215
2 Cf. some earlier work on the cross-linguistic divergence in Romance indefinite nominals and
its syntactic i mpl ications , cf. Stark (2006 and forthcoming).
Subject Index 251
ELISABETH STARK THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 59
a. Has vista *(un) tiguila? (Spanish) (2) . . . ubi se tamen monies illi, inter quos ibamus, ape rieb ant et faciebant vallem infin itam
As-tu vu *(un) aigle? (Fre nch) ingens, pl anis sima et valde pulc hram, et trans vallem appa rebat mons sanctus Dei Sy na .
Hai visto *(un) aquila? (Ital ian) " ... where in tbe meantime the mountains, between which we were going, opened out and
"Did you see an eagle?'' formed an endles s valley - hu ge , very flat and very beautiful - and across tbe valley there
b. Compro pan.
appeared Sinai, the holy mountain of God."
(Spanish)
(Vincent 1997:156, from tbe Peregrinatio Aegeriae, late 4'h ce ntury AD)
J'achete *(du) pain. (Frenc h )
Compro (del) pane. (Italian )
"I buy (some) bread" The first mention of the valley (et faciebant vallem . . 'and they formed a
.
(Fr. des, It. dei, degli) is to be considered as the plural of the indefinite article features triggering different overt· realizations of nomin al determination in
(see examples l b-d). different Romance languages.
If we compare this picture to Latin, the main differences or changes within
3 Prepositional p hrases are typi ca l syntactic contexts in which nominal determination does not
nominals become immediately obvious: for indefinite nominals as well as
need lo be marked overtly, even in languages w i th nominal determination, cf. modem
definite ones, obligatory determination has become a property of Romance Romanian. However, modern French, Italian or Spanish would require a definite determiner in
languages in contrast to Latin. S ee example (2): tbe case in q uest i on .
4 Cf. especially Ritter (1993, 1995), Picallo (1991, 2005), M unn & Schmitt (2005) and
Zamparelli (2004, 2005) for the discussion ofNumP.
60 ELISABETH STARK
THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 61
"a male friend"I"a female friend", "male/female friends" ambiguous plural marking.
If we try to explain the general language change from Latin towards
b. Sg. : -o I -a
I -e (Italian)
PI.:-il-a/-e Romance in relation to the re-structuring of nominal morphology and the
grammaticalization of nominal determination for indefinite argument nominals
Iibr-a- libr-i (m.) mano- mani (f.) bracci-o- bracci-a (m.-f.)
too, we could now easily take up Givon' s observations about the widespread
"book"-"books" "hand" - "hands" Hann"-"anns"
cas-a- cas-e (f.) poet-a-poet-i (m.) grammaticalization of the numeral "one" into an indefinite article (cf. Giv6n
"house''-"houses" "poet"-"poets" 1981) and thus an indicator of countability via implicature ('if something can
can-e- can-i (m.) be quantified as being one element out of a set in contrast to two, three and so
" dog"-udogs"
on, it is a member of a set of countable discrete entities'). This element could
c. Sg.: -o I -a I -e; (Spanish) thus have compensated for the loss of the complex Latin declension and
PI.: -s: assumed the function of 'classification' in a broad sense. Even if this
pas-a- pas-os (m.) man-o- man-os (f.) 'explanation' seems convincing at first sight, it leaves us with a lot of open
"step" -"steps" "hand"-"hands" questions and does not provide a satisfying structural descriptive analysis of the
pas-a- pas-as (f. ) map-a- map-as (m.) individual phenomena occurring in the morphosyntactic structure of the
"raisin"-"raisins" "map"-"maps" different Romance languages. In particular, the new syntactic property of
jef-e-jef-es (m.) nub-e -nub-es (f.)
obligatory coding of countability in Romance indefinite nominals in contrast to
"chief'-"chiefs" "cloud"-" clouds":
Latin remains unexplained, and the considerable differences between the single commanded domain for a suitable goal, i.e. an item with matching valued
Romance languages which we showed above in section 1 are completely features. B oth, the probe and its goal must be 'active' for agree to apply, i.e.
neglected - as are the specific properties of many other languages which have they must contain at least one uninterpretable!unvalued feature.15 After match,
grammaticalized "one" into an indefinite article and are nevertheless very the operation value takes place: the valued features of the goal are copied onto
different from Romance in many respects (English, German, Hebrew and so the probe, which can, but does not have to, instantiate an unvalued feature of its
on). In addition, we have to bear in mind that "[u]seful or needed things are not goal. After this agreement process the goal is mobile for syntactic movement.
sufficiently explained by their usefulness or the need for them" (Haspelmath In order to apply this model, originally conceived for agreement processes
1 999 : 188). at the sentence level (e.g. person and number agreement and nominative case
assignment between T and the subject DP), to the internal structure of nominals
3. A formal account of Romance indefinite nominals (gender and number agreement and its interaction with indefinite determiners)
3.1 'Manufacturing plurality' and in order to derive their correct quantificational interpretation, we will use a
Following the formal modelling of agreement in the latest versions of the modified version of Heycock & Zamparelli ' s (2003) proposal for English
13
minimalist program, lexical items and more generally heads "interact through indefinite nominals. Following Heycock & Zamparelli (2003), we assume first
agreement to influence the shape of syntactic structure and the process of that nouns do not have a specific interpretation with regard to 'count' or 'mass'
semantic interpretation" (Pesetsky & Torrego 2004: 1 ) . Lexical items can be or anything else but that their denotation is merely a set of singleton elements
described as having ce11ain bundles of grammatical features, so-called ((J irrespective of their morphological number (cf. Heycock & Zamparelli 2003:13
features, some valued, others unvalued (e.g. the number feature Nb on nouns is for a detailed argumentation). The interpretation of a nominal as being
normally valued and can have the value singular, S ING, or plural, PLUR, 'semantically pluralized', i . e. as denoting "a set composed in all the ways in
whereas it does not come already valued from the lexicon for determiners or which these [elements, E.S.] can be grouped together into pluralities" (as
adjectives, which accordingly have to agree with the noun in nominals, cf. "having a join semilattice structure", with the notation [+LATT]) is created by
Pesetsky & Torrego 2004: 1 f. ) . Features can thus be described as attribute-value merge of a noun with a functional head, 'PI*' which operates semantic
pairs. Moreover, features are considered to be either interpretable or pluralization (i.e. creates a 'semilattice interpretation ' , cf. Link 1983). The
uninterpretable: "This distinction is concerned with a different question: semantic feature [±LATT] is introduced by Heycock & Zamparelli (2003) in
whether or not a feature of a particular lexical item makes a semantic order to describe the contribution of the functional head PI* to the
contribution to the interpretation of that item" (Pesetsky & Torrego 2004:2). interpretation of the whole nominal. Pl* creates sets of sets of different sizes
The number feature is generally considered to be interpretable on nouns, out of the set of singleton elements denoted by the NP:
whereas gender in modern Indo-European languages does not seem to make a
semantic contribution to the respective lexical items (but see Radford For example, with 4 individual tall boys a, b, c, d in the domain, [NP tall boys] will
2004: 288, Picallo 2005 and the discussion below). There is a direct relation denote {{a), {b), {c), {d)), and PIP will be:
between the notion of (un)valued features and (un)interpretable features: if a 11 [p1p tall boys] !I= {{a, b, c, d), {a, b, c), {b, c, d){a. c, d), {a, b, d), {a, b), { a, c},
{a, d), {b, c), {b, d) , {c, d), {a}, {b }, {c), {d)}.
feature (e.g. number) is interpretable under a given category, it enters the At the next level up, NumP behaves as a filter. It regulates the cardinality of the PIP
derivation with a specified value (e.g. plural). In contrast, if the feature is denotation, eliminating from it all the pluralities with the wrong number of atoms [ . . . ].
uninterpretable, it i s not specified; it will be valued via agree. That is, (Heycock & Zamparelli 2003: 13)
uninterpretable features must be deleted before Spell-Out, and in order to be
deleted, they must be valued by agree, so that agreement can be understood as This denotation of plural noun phrases is parallel to the one of mass terms,
directly related to the interpretability of syntactic structures by the semantic which also denotes sets of sets of portions of the same substance (cf. Link
component. 14 Agreement processes are conceived of as 'probing' processes: 1983). Later we will mention some structural parallels between plural noun
Unvalued features on a given category item act as a probe and search in their c- phrases and non-countable nominals, independent of morphological number
and demonstrating the relevance of the [LATT]-feature in the nominal
" Cf. Chomsky (2000, 2001, 2005), Radford (2004, chapter 8), Heycock & Zamparelli (2003),
derivation. The functional head Pl(*) is also responsible for the morphological
Zamparelli (2004, 2005), Pesetsky & Torrego (2004), Mensching (2005), Mensching & number agreement inside the nominal . Heycock & Zamparelli (2003) work
Remberger (2006).
14 For details see Radford (2004:289f.).
15 Cf. Radford (2004:289ff.).
66 ELISABETH STARK
THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 67
within a framework which still assumes feature checking, as in earlier versions NumP. Numerals are lexical ly specified for their semantic [±LATT] feature
of minimalism, and they apply the checking mechanism both for and have to possess the same [±LATT] feature as Pl(*) in order to derive a
morphological/grammatical and semantic features (essentially number and grammatical structure; the numeral "one" has [-LATT] , numerals above "one",
[±LATT]) , whereas we will apply the probe-model and assume agree processes [+LATT] . Heycock & Zamparelli 2003 ( 17f.) assume here a traditional feature
only between grammatical attribute-value pairs. Thus, in our framework the checking mechanism between Num and Pl(*), which avoids, e.g., the
number feature of Pl(*) is unvalued ([Nb: ]) and acts as a probe. This feature ungrammatical structure *one oils. We will not go into any further detail here,
will be valued by agree with the lexical noun (cf. 6a) and gets deleted after given that the problem of explicit quantification by numerals is not central to
valuation (cf. 6b), i.e. it gets invisible to the semantic, but remains visible to the our discussion. Also, NumP controls number agreement outside the nominal ,
phonological component. The interpretation of the nominal depends ultimately e.g. in cases where the respective nominal is the sentential subject and has to
on the different propetties of the heads in the derivation and on the interaction agree in number with the finite verb .
of different agreement processes in the structure: There are several arguments in favour of assuming that two (rather than
only one 18) functional projections are involved in the plural marking of a
(6) a. probe and match b. value and delete
nominal. One important argument comes from languages like Hungarian,
PIP PIP which combines singular N with cardinals higher than "one":
� �
N N
I , .......,. [Nb:
PI* Pl*
(8) a. probe and match b. value and delete
probe ] [Nb: PLUR] [[Link]: PLUR][Nb: PLUR]
: TT]
[+LA .
i.�........
.
oils ... .. .. ..... . .
[+LATT] oils
;
!... .. ... ..... . ..l �
NumP
PIP Num
probe & match value & delete PIP
� n= [5] �
PI* N at PI* N
Note that, in this derivation, N does not have any uninterpretable features I probe I··> [Nb: ] [Nb: SING] ('five') [Nb: SING] [Nb : SING]
and is thus theoretically not 'active' in the sense described above. On the other [+LATT] haj6t [+LATT] haj6t
l!
. .. . . .. ... . . . . ..... .. .
('ship') � ('ship')
hand, the probe in PI(*) has to be instantiated for morphological number - and
L. . ... . . . . .. . J L,___,_ . . .. . .. ._.1
•
there is only one matching element in its c-commanded domain, N, with a probe & match value & delete
non-countable nominal. It is merge of N with PI* irrespective of the morpho 3.2 Romance languages: gender, number and 'classification'
logical number of N which creates a [+LATT] denotation. 19 How can we now relate this model to our initial problems, i.e. the striking
Now, what happens if N is not merged with PI* and is therefore not seman differences between French, Italian and S panish with regard to their systems of
tically pluralized? In the case of a singular N, a default element, the indefinite indefinite determiners, the possibility of having bare nominals in argument
article, has to enter the enumeration in order to derive the [-LATT] denotation: position and the respective language change from Latin to Romance? First of
all, Romance languages and Latin have overt gender as an additional cp feature
(9) a. probe and match b. value and delete besides number, a feature which is usually considered to be uninterpretable. As
NumP gender is expressed overtly at least on some cardinals, weak quantifiers and the
� indefinite article and as it has to be valued there in order to be deleted,22 there
PIP
has to be a probe for gender in Num, 23 and there will be two subseq uent agree
Num
PIP
n=[I] � operations to carry out, the first one for morphological number between PI* and
PI N
� [l'lll: S�lG] [Nb: SING] N (but see below) and the second one for morphological gender between Num
[,£�},,
PI N
[-LATT] oil and N (PI* in Spanish is not a matching goal for the probe for gender). Num
u·� [Nb: ] [Nb: SING]
* (an) boy controls gender agreement inside the nominal. A structure like the following
[-LATT] ail
.
boy
*(a) J one must accordingly be assumed for Spanish:
.. 1
. ... . . . .-.......J
L ... . ..
... !. .... .J
probe & match value & delete
,_ ············-···-··..···
(lO) c. resulting configuration situated in Num, and agree will therefore take place not between Num and/or
NumP
PI(*) with N as in English or Spanish. but between Num and PI(*) only. We
� should remember that, in Romance, NumP is the place for gender agreement
Num PIP inside and outside the nominal (cf. Heycock & Zamparelli 2003:19f.).
[[Link]] � Additionally, we assume that, for French at least, number is valued (and inter
t1> [ I] PI* N
(muchas)[�la: PLUR][Nb: PLUR] pretable) in NumP and has to be assigned to PI(*) after the agree operation
[+LATT] [Gd: FEM] (remember that fully valued probes can after value assign unvalued features to
aguas
their goals, like the person-number-gender probe in T assigns nominative case
to its 'goal DP', see above, the beginning of section 3.1). Evidence for this
In the case of agua, we would get un(a) for PI [-LATT] just like in English. comes from the morphological difference between plural and singular
Yet, in Spanish and in Romance in general the indefinite article is located in determiners in French - as on N in Spanish, the inflectional endings of the
Num, because it also realizes the gender feature of this category. In Spanish, French determiners indicate unambiguously whether a nominal is plural (obli
after full instantiation of the probes, N can additionally move from its position gatorily ending in [-e)) or not. PI(*) is visible/active to the probe in Num
at least up to Num and further to D (as only DPs are arguments in Romance, cf. because its number feature is again not valued, but it is not itself a probe. For
Chierchia 1998 and Longobardi 2001b) and can thus appear as a bare plural in this unvalued feature we will use the notation ([Nb: A]).24 After valuation of
argument position (cf. also Picallo 2005:110, though assuming a slightly dif the gender probe of Num, the number value can be assigned to PI(*) (and
ferent denomination and function for PI(*), see below). The gender feature of N deleted afterwards). The derivation of French nominals is as follows:
remains undeleted in this and the following derivations, because it is consi
dered to be interpretable, roughly following Picallo 2005, who assumes that (11) a. agree between Num and PI*
"gender declension is the morphological exponent of an abstract interpretable
NumP
feature in the functional layer of nominal structures" (Picallo 2005: 107ff.), an
'abstract classification feature' (cf. also Harley & Ritter 1999, 2002a,b for a ------
Nu m
!
PIP
feature·geometric approach to pronouns, where gender is the specification I probe + mJ>[Gd: l �
under a 'classification node'). Note that, theoretically, a probe for gender could [Nb: PLUR] PI* N
n [Gd: FEM] [ o]
also be situated in Pl(*) together with the number probe (as proposed in Picallo
I Nb: A] (eau/ xf)
2005 for Spanish and Catalan). However, the below discussion of Italian and [+LATT]
especially French will show that the assumption of two different probes in two
probe & match
different heads, one for gender in Num and one for number in Pl(*), makes
clearer predictions for the syntactic behaviour of indefinite nominals in the
respective languages. We will try to show in the following that the gender (1 1) b. resulting configuration
feature is ultimately indirectly related to the semantic [±LATT] feature
NumP
introduced by Heycock & Zamparelli 2003. The problem is that the location of
gender varies in the Romance languages, and the complete syntactic and Num �p
�
semantic structure of Romance nominals can only be obtained by assuming a --
PJU; ... L:ilVI]
complex interplay between the functional heads Num and PI(*) and their [Nb: PLUR] PI* N
respective number and gender features. n [Gd: FEM] [o]
As has been pointed out in section 2, French nouns do not have a morpho *(des) [Nb. PWR] (eau[x])
logical marker for gender and number. They could be analysed as having lost [+LATT]
elsewhere, for example in NumP, by obligatorily inserted lexical items which feature of N.
bear a valued number but an unvalued gender feature. A probe for gender is
THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 73
72 ELI SABETH STARK
for this reason, bare noun phrases cannot appear in argument position in
French. In contrast to Spanish, and because of the lack of number information
([Link]]
[Nb:SING]
n
�
[Gd : FEM]
N
eau
in N and PI(*), French indefinite singular noun phrases exhibit a morphological *(une) (�tb. 8Rl6] ([o])
[-LATT]
element for singular nominals with a [+LATT] interpretation, the 'partitive
article', indicating morphological number and [+LATT]:
Just as in English, the indefinite atticle un(e) has to appear obligatorily with
(12) a. agree between Num and PI* b. resulting configuration French singular countable noun phrases; however, it has to do so in order to
NumP
indicate the [-LATT] interpretation (it also appears higher in the structure than
� English a, cf. Heycock & Zamparelli 2003:17f.) and to indicate singular
Num PIP NurnP number.
I probe j..,.......i»[Gd: ] �
' ·' ·' ,., ·
[Nb: SING] PI* N Nu � PIP
Italian now has overt expression of number, but this is quite ambiguous,
whereas gender, at least for the overwhelming majority of nouns ending in -o
n �--;---I--.:::ll'l'lj
[Gd: FEM]
[Nb: A]
eau
( [ o]) [Nb: SING]
* n
p� N and -a, is marked on the noun and therefore assumed to be a valued feature on
[+LATT] [Gd: FEM] eau N here:
..
L.... ... _.,_
_.l
probe & match
(de I') [�lb. 8Rl6]
[+LATn
(14) a . agreement:
NumP
Please note that, in the derivations (11) and (12), the number feature
�
remains undeleted in Num, just like the gender feature in PI*. We will come Num PIP
back to this later. I probe 2 1:.......- ...-l>[Gd: ] �
. . ,,
· .· ·• · [Nb: SING] PI* N
) . .. . . .. . . . .. .-·J>[Gd:
French countable nominals are to be derived in the following way: -!J. ....
. . ..
] [Gd: FEM]
�
__
[N b: A] acqua
/1
(dell')
This makes two subsequent agree operations necessary: first, one between
the gender probe of Pl* and N, and second, one between the gender probe of
THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 75
74 ELISABETH STARK
( l 5) a. agreement:
�--�[Link]
NumP
........-----_
Num PIP un '
I probe 2 f . . .... ..... .. l>[Gd: � [ -LATT]
. .. .
. ]
[Nb: PLUR] Pl* N
·
match match
PI having only a probe for number. Indefinite nominals in Latin thus have the (1 8) a. b.
This number feature is unvalued and has to receive a value by agree, but cannot
fCd: FEM] �
n > [l] PI * N
be a probe, and for thi s reason, an additional agree operation has to take place (mucha) f�lb: S�iq [Nb : SING]
between Num and PI( * ) without directly or exclusively involving N (as in [+LATT] [Gd: FEM]
Latin) . There is now a valued number feature in Num, together with the agua
ori ginal gender probe, while a valued gender feature for French is situated in
PI( * ) . This structure, derived from the defective one in Late Latin, now with a
One, for example a functionalist, could n o w ask why the assumption o f a [±LATT]-feature in PI(*) like in English, is fundamentally different from the
functional proj ection, PI(*), with a [±LATT] feature, would be necessary in central Romance one : just as in Italian, two agree operations have to take place,
order to account for the morphosyntactic facts in modern Romance. The and the result is the possibility of moving N to a higher proj ection in order to
location of a valued number feature in Num seems to be enough, together with make it available for argument position even if it is bare. In contrast to Italian
the re-interpretation (rather than the re-analysis) of "one" as a countabil ity and French, however, there is no association of gender with the [±LATT]
marker. Now, besides the fact that the assumptioq of creating (morphological feature in PI( * ) , and there is therefore no ' classification' system and no explicit
and semantic) plurality in Num and filtering it at the same time has been marking for the [+LATT] value in the singular case - the 'partitive article' .
rejected on independent grounds by Heycock & Zamparelli (see section 3.1 Thi s could not be explained if we assumed that gender and number were both
above), i t also does not solve our agreement problems, and, more importantly situated in Num and functioned as a probe (Spanish) , as a partial probe (Italian)
still, it does not allow us to understand the interaction of noun morphology, or as valued features (French) .
nominal classification and nominal determination discussed in section 2 above.
It would not give evidence for the obligatory. insertion of the numeral "one" in 5. Conclusion
Num in indefinite singular countable nominals. Gender seems to play a key In this paper, I have tried to describe and explain the grammatical change in
role in this story, and, both historically and functi onally, it makes perfect sense the evolution of some devices of 'nominal classification' in a broad sense from
that it should do so in relation to a head with a [±LA'IT] feature: gender classes Latin inflectional nominal endings (overt gender and number marking) to
are assumed to have been directly related to extra-linguistic referent classes in Romance indefinite determiners . Comparing the noun morphology and the
Proto-Indo European (cf. S chOn 1 97 1 , Windisch 1 973). Also, in our model the need for indefinite determination in argument position in French, Italian and
gender feature is situated in PI( * ) , either as a probe (Italian) or as a valued Spanish allowed us to observe two main correlations : firstly, the possibility of
feature (French) - the functional proj ection now responsible for ' semanti c bare arguments (Italian and Spanish vs. French) correlates with the preservation
pluralization ' and, more than anythin g else, for the correct derivation of a of a quite clear-cut overt gender marking morphology on the noun (in contrast
'mas s ' or ' count' reading of the (singular) nominal . All of this is only indirectly to Delfitto & Schroten 1 99 1 , who see an interdependency with number
related to the filtering of the correct quantity that is done in Num (see section marking) ; secondly, unambiguous number marking correlates with the absence
3.1 above). Also, if we compare the structures of ( 12b) and ( 1 4b) above with of a classifier for ' mass readings' (the 'partitive article ' : Spanish vs. French and
the one for Spanish (and other Romance languages with unambiguous plural Italian) . If the loss of nominal declensional endings in Latin is analysed as the
marking) in (20), we can derive the possibility or the need for a 'partitive loss of the marking of the fundamental 'mass-count distinction ' via noun
article ' in Italian and French : morphology, the rise of the numeral "one" as an indefinite article indicating
' countability' , a functional and typologically consistent analysis, is easily moti
vated. However, only fine-grained formal analyses of the different agreement
proces ses inside indefinite nominals in different Romance l anguages based on
Chomsky ' s 'probe model ' have revealed the syntactic change in Romance
nominals which, just as it did for definite nominals with overt D-marking, led
to the assumption of new features in PI( * ) (and Num) , as a head responsible
80 ELISABETH STARK THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 81
maj ority of which show a tendency towards the explicit marking of former nominals will not be able to appear in argument position, which is true for
27 French but not for Italian and Spanish.
inherent (semantic or pragmatic) features .
The formal account presented only as a sketch in this paper and based on
PI(*) and its feature make-up seems to play a central role in determining the
morphological structure and syntactic behaviour of Romance indefinite independent assumptions has allowed us to derive and explain the syntactic
nominal s : if there is a gender feature, whether unvalued or valued (i.e. inter behaviour of Romance indefinite nominals in opposition to the morpho
pretable, see also section 3 . 2 above) in PI( *) (besides Num), explicit markers of syntactic regularities of Latin, and this in a much more detailed way than any
(diachronic) functionalist description of the facts would have been capable of.
[±LATT] for the singular exist (the indefinite and the 'partitive' article) and are
Functional considerations are important for uncovering the general cognitive
merged in Num, inducing an agree operation between Num and Pl ( * ) for
number, and, in Italian, one for gender between Pl(*) and N (thereby valuing motivations for innovations in l anguages and changing systems ; they are
the former uninterpretable gender feature; PI(*) is therefore always the related to the interaction of the interfaces with the syntax, but in principle they
are too general and extra-linguistically driven to be able to explain
syntactic location with an interpretable gender instance) . The question of the
morphosyntactic regularities in language change related to the 'narrow syntax ' .
interpretability of features would thus be in line with the conception proposed
in Pesetsky & Torrego 2004: "an uninterpretable feature must enter an Agree
relation with an interpretable counterpart" and the requirement that "every
feature must have at least one interpretable instance" (Pesetsky & Torrego
REFERENCES
2004 : 8 ) . This analysis is also quite parallel to the one presented in Picallo
Chierchia, Gennaro.1998 . "Reference to kinds across languages" . Natural
2005 , who assumes a functional projection c ( ' class ' ) directly above N in which
gender and number features are situated together; Picallo further assumes that
Language Semantics 6 :4. 339-405 .
Chomsky, Noam . 1995 . The minimalist program. Cambridge, Mas s . : The MIT
"gender declension is the morphological exponent of an abstract interpretable
Press.
feature in the functional layer of nominal structures" (Picallo 2005 : 1 07), this
feature being non-overt in Romance (cf. Picallo 2005 : 1 09) . Now , while ----------. 2000. ''Minimalist Inquiries : The framework". Step by Step. Essays
Heycock & Zamparelli 2003 concentrate on morphological number in relation on Minimalist Syntax in Honor of Howard Lasnik, ed. by Roger Martin,
to 'nominal classification ' , Picallo 2005 considers gender to be central here, David Michaels & Juan Uriagereka, 8 9- 1 5 1 . Cambridge, Mass : The MIT
assuming that number features always depend on the expression of gender Press .
(which i s true for Spanish and Catalan but much les s obvious for Italian or ----------. 200 1 . "Derivation b y phase". Ken Hale: A Life in Language, ed. by
French). By separating gender and number agreement processes in indefmite Michael Kenstowicz, 1 -52. Cambridge, Mas s : MIT Press.
order to cause the uninterpretable gender feature in Num to be valued and Reuland & Alice G . B . ter Meulen, 254-269. Cambridge, Mas s . : MIT Press.
deleted, there will be an overt element for thi s for either case (the indefinite Giv6n, Talmy. 1981. "On the development of one as an i ndefinite marker".
arti cle or the so-called 'partitive article' ) . This is done via the number probe or Folia Linguistica Historica IT. 35-5 3 .
the number feature valued in Num, thus triggering the agree proces s . If Pl (*) Harley, Heidi & Elizabeth Ritter. 1 999. Meaning in Morphology: Motivating a
only hosts a number feature, with gender and number features being present on feature-geometric analysis of person and number. M S , University of
the N as in Spanish, there will be no overt element for the semantic feature Calgary & University of Pennsylvania.
[+LATT] in PI * for the singular. ----------. 2002a. "Person and number in pronouns : a feature-geometric
analysis". Language 78. 482-526.
27 Cf. e.g. Longobardi 200 1 a for definiteness and D. ----------. 2002b. "Structuring the bundle: a universal morphosyntactic feature
geometry." Pronouns - Grammar and Representation, ed. by Horst J.
82 ELISABETH STARK THE ROLE OF THE PLURAL SYSTEM IN ROMANCE 83
S imon & Heike Wiese, 23-39. Amsterdam & Philadelphia: John ed. by Mark B altin & Chris Collins, 5 62-603 . Oxford & Cambridge, Mass. :
B enj amins. Blackwell.
Harris, James W. 1 992. "The form classes of Spanish substantives". Yearbook ----------. 200 l b : "How comparative is semantics? A unified theory of bare
of Morphology 1 991, ed. by Geert Booij & Jaap van Marle, 65- 8 8 . nouns and proper names" . Natural Language Semantics 9:4. 335-369.
Dordrecht: Kluwer. Meisterfeld, Reinhard. 1 998. Numerus und Nominalaspekt. Eine Studie zur
Haspelmath, Martin. 1 999. "Optimality and diachronic adaptation". Zeitschrift romanischen Apprehension. [Link]: Niemeyer.
filr Sprachwissensclzaft 1 8 : 2. 1 8 0-20 5 . Mensching, Guido. 2005 . "Sonden und Phasen in romanischen Sprachen" .
Heycock, Caroline & Roberto Zamparelli . 2 003 . Friends and colleagues: Deutsche Romanistik - generativ, ed. by Georg Kaiser, 1 23- 1 4 3 . Tiibingen:
Plurality, coordination, and the structure of DP. Ms, University of Narr.
Edinburgh & Universita di B ergamo. ---------- & Eva Remberger. 2006. "Probes: lack of agreement in romance".
Hofmann, Johann B aptist. 1 997 (2nd reprint of the first edition of 1 9651 1 972). Studies on Agreement, ed. by Joao Costa & Maria Cristina Figueiredo
Lateinisclze Syntax und Stilistik: mit dem allgemeinen Teil der lateinischen Silva, 1 73-20 1 . Amsterdam & Philadelphia: Benj amins.
Grammatik. Neubearbeitet von Anton Szantyr. [Link]: Beck. Morani, Moreno. 2000. 1ntroduzione alia linguistica latina. Miinchen: Lincom.
lturrioz Leza, Jose Luis. 1 986. "lndividuation and determination Ill : The Munn, Alan & Cristina Schmitt. 2005 . "Number and indefinites". Lingua 1 1 5 .
concept of verbal plurality and the pluralization of abstractives". Funci6n 8 2 1 -85 5 .
1 : 2 . 20 1 -308. Pesetsky, David & Esther Torrego. 2004. The Syntax of Valuation and the
Korzen, l!l)rn. 1 9 96 L 'articolo italiano fra concetto ed entitii. Uno studio
.
Interp retability of Features. Unpublished M S . Boston: MIT.
semantico-sintattico sugli articoli e sui sintagmi nominali italiani con e Picallo, Carme. 1 99 1 . "Nominals and nominalizations in Catalan". Probus 3 .
senza determinante - con un 'indagine particolare sulla distribuzione del 279-3 1 6.
cosidetto 'articolo partitivo '. 2 vols. Kopenhagen: Museum Tusculanum ----------. 2002 . . "Abstract agreement and clausal arguments" . Syntax 5 :2. 1 1 6-
Press. 1 47 .
3 ----------. 2005 . "Some notes on grammatical gender and [-pronouns".
[Link], Raphael & Carl Stegmann. 1 95 5 . Ausfiilzrliche Grammatik der
lateinisclzen Sprache. Satzlehre. Erster Teil. Leverkusen: Gottschalksche Specificity and the evolution/emergence of nominal determination systems
Verlagsbuchhandlung. in Romance. Selected papers from the international workshop NEREUS li,
Langacker, Ronald W. 1 977. "Syntactic Reanalysis". Mechanisms of Syntactic October 2004 in Berlin (= Konstanzer Arbeitspapiere zur Sprachwissen
Change (Austin), ed. by Charles N. Li. 57- 1 39 . S anta Barbara: University schaft, 1 1 9), ed. by Klaus von Heusinger, Georg Kaiser & Elisabeth S tark,
of California. 1 07- 1 2 1 . Konstanz: Universitlit Konstanz.
Lehmann, Christian. 1 99 1 . "The Latin nominal group in a typological Radford, Andrew. 2004. Minimalist Syntax. Exploring the structure of English.
1h Cambridge: CUP.
perspective". New studies in Latin linguistics. Selected papers from the 4
international colloquium on Latin linguistics, Cambridge, April 1 987, ed. Ritter, Elizabeth. 1 993. "Where ' s Gender?". Linguistic Inqui1y 82. 1 46- 1 50.
by Robert Coleman, 203-23 2. Amsterdam & Philadelphia: John Benj amins. ----------. 1 995. "On the syntactic category of pronouns and agreement".
Link, Godehard. 1983. "The logical analysis of plurals and mass terms" . Natural Language and Linguistic Theory 13 . 405-443.
Meaning, use and interpretation of language, ed. b y Rainer B liuerle, Roberts, Ian & Anna Roussou. 2003. Syntactic Change. A Minimalist
Christoph Schwarze & Arnim von Stechow, 302-323 . Berlin: de Gruyter. Approach to Grammaticalization. Cambridge: Cambridge University Press.
----- ----. 1 99 1 . "Plural". Semantik. Ein internationales Handbuch der
-
Schon, llse. 1 97 1 . Neutrum und Kollektivum. Das Morphem -a im Lateinischen
zeitgenossischen Forschung, ed. by Arnim von Stechow & Dieter und Romanischen. Innsbruck: Institut fiir Vergleichende Sprach
Wunderlich, 4 1 8 -440. Berlin & New York: Mouton de Gruyter. wissenschaft der Universitat Innsbruck.
Lobel, Elisabeth. 1 993. "On the parametrization of lexical properties". The Schroten, Jan. 200 1 . "L' absence de determinant en espagnol". Typologie des
parametrization of universal grammar, ed. by Gisbert Fanselow, 1 8 3- 1 99. groupes nominaux, ed. by Georges Kleiber, Brenda Laca & Liliane
Amsterdam & Philadelphia: John Benj amins. Tasmowski, 1 89-203 . Rennes : Presses Universitaires de Rennes.
Longobardi, Giuseppe . 200 l a. 'The structure of DPs: some principles, Seiler, Hansjakob. 1 986. Apprehension. Language, object, and order. Part Ill:
parameters and problems". The handbook of contemporary syntactic theory, The universal dimension of apprehension . Tiibingen: Narr.
84 ELISABETH STARK
Niemeyer.
----------. 2007 . "Gender, number, and indefinite articles - about the
'typological inconsistency' of Italian" . Evolution and .function of nominal
determination (= Studies in Language and Linguistic Typology), ed. by
Elisabeth Stark, Wemer Abraham & Elisabeth Leiss, 49-7 1 . Amsterdam &
Philadelphia: John Benjarnins.
�c---�-�--. Forthcoming. "Typological conelations in nQminal determination in
The paradox of grammatical change : perspectives from romance I edited by Ulrich Detges, Richard
Waltereit.
p. cm. -- (Amsterdam studies in the theory and history of linguistic science. Series rv, Current issues
in linguistic theory, ISSN 0304-0763 ; v. 293)
Includes bibliographical references and index.
1. Linguistic change. 2. Grammar, Comparative and general. 3. Romance languages-- Grammar, Histori
cal. I. Detges, Ulrich. II. Waltereit, Richard.
P142.P365 2008
440' .045--dc22 2007044470
ISBN 978 90 272 4808 4 (Hb; alk. paper)
John Benjamins Publishing Co. • [Link] 36224 • 1020 ME Amsterdam • The Netherlands
John Benjamins North America • [Link] 27519 • Philadelphia PA 19118-0519 • USA