DTCC’s Financial Industry Number Standard (FINS) Form
Print or type only
About the company
Company Name
First
Contact Name
Last
Address
City or Town
State/Prov/County
Postal (Zip) Code Telephone
Country Fax
Email Address
Return this completed form by email to: taservices@[Link]
For U.K. Use Only
When required by applicable law, the Applicant/Participant shall procure the consent of any of its representatives from time to time to:
(i) the processing of personal data by the Corporation (whether before, during or after the membership application); and
(ii) the transfer of personal data out of the European Economic Area (the “ EEA”)
in each case for purposes in connection with the Applicant’s/Participant’s application for, and membership in, the Corporation. We may use the information about
representatives in conducting our business with the Applicant/ Participant, including for billing purposes. With respect to the transfer of personal data outside of
the EEA, the data may be transferred to offices of the Corporation or its subsidiaries or to third parties (selected service providers who provide services in con-
nection with the Corporation's products or services and regulatory authorities) located in countries that do not have such protective data protection legislation
when compared to European law; by submitting personal data as set forth in this and similar forms related to the membership requirements of the Corporation,
the Applicant/Participant agrees to the transfer, storing or processing of personal data outside of the EEA. If the Data Protection Act 1998 (the “Act”) applies,
the Applicant/Participant hereby warrants that the transfer of personal data of any of its representatives to the Corporation for the purposes of processing per-
sonal data as is specified herein is in compliance with the Act. Please refer to the Corporation’s privacy policy at [Link] for additional information.
Please assist us to comply with the legal obligation to ensure that your information is kept accurate and up-to-date by ensuring that you inform us of any changes
to your information.
FINS20080708
