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Confucianism and Legalism in Ancient China

The document summarizes the emergence of political and philosophical traditions in China during the Zhou Dynasty and Warring States period. It discusses the rise of Confucianism under Confucius and Mencius, as well as Daoism under Laozi and Zhuangzi. It then describes the Qin unification of China under the Legalist philosophy using harsh policies. The short-lived Qin was replaced by the Han Dynasty, which established a bureaucracy and Confucian education while balancing centralization and local control.

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0% found this document useful (0 votes)
17 views9 pages

Confucianism and Legalism in Ancient China

The document summarizes the emergence of political and philosophical traditions in China during the Zhou Dynasty and Warring States period. It discusses the rise of Confucianism under Confucius and Mencius, as well as Daoism under Laozi and Zhuangzi. It then describes the Qin unification of China under the Legalist philosophy using harsh policies. The short-lived Qin was replaced by the Han Dynasty, which established a bureaucracy and Confucian education while balancing centralization and local control.

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Chapter 8 18/09/2007 18:51:00

In search of political and social order


In late Zhou brought confusion to China and led to Chaos of Warring States
(403 – 221BCE). Politcal turmoil helped cultural creativity rise and to reflect
on human society.
• Confucius (551-479 B.C.E.) and his school
o Confucius – first to address problem of political and social
order, “Master of Philosopher Kong”, (551 – 479BCE), Came
from aristocratic in state of Lu in [Link].
 Strong willed man and refused to compromise believes,
and insisted on observing principles that frequently
clashed with state, traveled around China and returned
to Lu when he died 5 years later.
 Educator and political advisor – never realized dream to
be minister
 Sayings were compiled in the Analects by his
disciples
 Confucian ideas
 Fundamentally moral and ethical in character
 Thoroughly practical: how to restore political and
social order, but didn’t deal with religion
 Concentrated on formation of junzi--"superior
individuals" to fill government positions, those
who did not let public influence judgments
 Edited and compiled the Zhou classics for his
disciples to study due to lack of established school
system
 Literary works became core text in China
 Key Confucian values
 Ren--a sense of humanity, kindness, benevolence
 Li--a sense of propriety, courtesy, respect,
deference to elders
 Xiao--filial piety, familial obligation
 Cultivate personal morality and junzi for bringing
order to China
 Very flexible text that’s why it survived so long
 Mencius (372-289 B.C.E.), spokesman for the Confucian
school – most
 Believed in the goodness of human nature (ren)
 Travelled around China to consult rulers
 Advocated government by benevolence and
humanity
 Critics said that it is too naïve of optimistic view
 Little practical effect in lifetime but deeply
influenced Confucian over long term, 10th CE,
considered most authoritative of Confucius’s
 Xunzi (298-238 B.C.E.) had a less positive view of
human nature – like Mencius, was government admin
 Believed that humans selfishly pursue own
interests no matter what effect to others
 Emphasised li to establish clear standards of
conduct that set limits
 Compared to warp wood, can change bad men
 Preferred harsh social discipline to bring order to
society
 Advocated moral education and good public
behavior
o Daoism featured prominent critics of Confucian activism
 Preferred philosophical reflection and introspection, a
life in harmony with nature
 Laozi, founder of Daoism in 6th century BCE, allegedly
wrote the Daodejing (Classic of the Way and of Virtue)
 Zhuangzi named after Zhuangzi (369 – 286BCE)
(compendium of Daoist philosophy)
 The Dao--the way of nature, the way of the cosmos
 Elusive concept: an eternal principle governing all
the workings of the world
 In Daodejing, dao figures as the original force of
cosmos, eternal and unchanging
 Dao is passive and yielding, does nothing yet
accomplishes everything
 Humans should tailor their behavior to the passive
and yielding nature of the Dao
 Ambition and activism had only brought the world
to chaos so as simple as possible
 Doctrine of wuwei: disengagement from worldly
affairs, simple life
 Advocated small, self-sufficient communities
 Political implications: served as counterbalance to
Confucian activism
 Confucious by day and Daoist by night
o Legalism
 The doctrine of practical and efficient statecraft
 No concern with ethics and morality
 No concern with the principles governing nature
 Only concern is with state, expand at all cost
 Shang Yang (ca. 390-338 B.C.E.), chief minister of Qin
and Legalist writer, served as Duke of Qin state in W.
China. Policies survived in a book called The Book of
Lord Shang. Feared and despised because of power and
ruthlessness
 Han Feizi (ca. 280-233 B.C.E.) synthesized Legalist
ideas in essays but killed by poison in Qin
 Legalist doctrine
 The state's strength was in agriculture and
military force
 Discouraged commerce, education, and the arts
 Harnessing self-interest of the people for the
needs of the state by means of clear and strict
laws
 Called for harsh penalties even for minor
infractions
 Advocated collective responsibility before the law
 Not popular among Chinese, but practical; put
end to Period of Warring States
The Unification of China – In Warring States, rulers adopted Legalist
program and most enthusiastic was Qin
• The Qin dynasty
o Qin, Located in west China, adopted Legalist policies
 Encouraged agriculture, resulted in strong economy and
agriculture surplus
 Organized a powerful army equipped with iron weapons
 Conquered other states and unified China in 221 B.C.E.
o The first emperor was Qin Shihuangdi (221 B.C.E.) – short
dynasty
 Established centralized imperial rule that became
tradition
 Governed from Xianyang near XiAn, divided admin
provinces and districts
 Disarmed local armies and destroyed fortress
 Project of connecting and extending the Great Wall
 Daoist and Confucian both criticized them
 Buried 460 scholars alive because of their criticism
against the Qin and put rest into dangerous post in
army
 Burned all books except some with utilitarian value
o Policies of centralization
 Standardization of laws, currencies, weights, measures
 Standardization of scripts, so can communicate much
better
 Qin Shihuangdi pointed China toward political and
cultural unity
o Tomb of the First Emperor, who died 210 B.C.E.
 Tomb was underground palace with army of life-size
terra-cotta figures
 Excavation of the tomb since 1974
o The collapse of the Qin dynasty
 Massive public works generated tremendous ill will
among the people
 Waves of rebels overwhelmed the Qin court in 207
B.C.E.
 Short-lived dynasty, but left deep marks in Chinese
history
• The early Han dynasty
o Liu Bang; persistent and methodical; by 206 B.C.E. restored
order and had lots of loyalty
o Called dynasty Han in honor of native land
 Turned out to be longest and most influential in all
Chinese history
 Lasted for 400 years form 206BCE to 220CE except for
in 9-23CE where and usurper displaced Han rule
 So divided into early and later Han
o Early Han policies
 Sought a middle way between Zhou decentralization
and Qin overcentralization, as both have weakness
 Trusted family too much as an army from Xiongnu
besieged him and family supported little
 Thus more centralization and bureaucracy
 Han Wudi, the Martial Emperor (reigned 141-87 B.C.E.),
emphasized centralization and expansion
o Han centralization; adopted Legalist policies
 Built an enormous bureaucracy to rule the empire
 Continued to build roads and canals
 Levied taxes on agriculture, trade, and craft industries
 Imperial monopolies on production of iron and salt
 Placed lucrative liquor industry under state supervision
 Established Confucian educational system for training
bureaucrats in 124BCE
 Showed no intrest to learn himself
• Liu Bang peed into hat
 Ensured survival of Confucianism, students risen
from 3K to 30K
o Han imperial expansion
 Invaded and colonized northern Vietnam and Korea
 Han organized vast armies to invade Xiongnu (Spoke
Turkish) territory (nomads from steppes)
 Very mobile and could raid
 During Maodun (210-174BCE) large federation of
nomadic people, brought strict military discipline
 Han tried to marry or tribute to Xiongnu
 Han enjoyed uncontested hegemony in east and central
Asia
From economic prosperity to social disorder: In Xia, Shang, and Zhou
a agricultural economy supported development of complex society. In Han,
experienced major social and economic problems as land became
concentrated causing social tensions thus presiding over a weakened realm
• Productivity and prosperity during the Former Han
o Patriarchal social structure that average 5 person
 Women's subordination; Ban Zhao's Admonitions for
Women
 Children obey and honor parents from Classic of Filial
Piety
o Vast majority of population were cultivators
o Iron metallurgy: farming tools, utensils, and weapons
o Silk textiles; sericulture spread all over China during the Han
o Paper production; replaced silk and bamboo as writing
material
o Population growth: twenty million to sixty million from 220
B.C.E. to 9 C.E.
• Economic and social difficulties
o Expeditions consumed the empire's surplus
 Raised taxes and confiscated land of some wealthy
individuals
 Taxes and land confiscations discouraged investment in
manufacture and trade
o Social tensions, caused by stratification between the poor and
rich caused peasants to organize
o Problems of land distribution as small landowners had to sell
their property under unfavorable conditions
o The reign of Wang Mang (9-23 C.E.)
 Land reforms by the "socialist emperor"
 Overthrown by revolts, 23 C.E.
• The later Han dynasty (25-220 C.E.)
o Yellow Turban Uprising: revolt due to problems of land
distribution
o Collapse of the Han
 Factions at court paralyzed the central government
 Han empire dissolved; China was divided into regional
kingdoms
18/09/2007 18:51:00
18/09/2007 18:51:00

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