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Pledge Request Form Normal Pledge

The document is a Pledge Request Form (PRF) for IIFL Capital Services Limited, detailing the process for creating or confirming a pledge of securities. It includes sections for the pledgor and pledgee's details, information about the securities being pledged, and an undertaking to comply with relevant regulations. The form must be filled out in block letters and signed by the involved parties.

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anil kumbhar
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7 views1 page

Pledge Request Form Normal Pledge

The document is a Pledge Request Form (PRF) for IIFL Capital Services Limited, detailing the process for creating or confirming a pledge of securities. It includes sections for the pledgor and pledgee's details, information about the securities being pledged, and an undertaking to comply with relevant regulations. The form must be filled out in block letters and signed by the involved parties.

Uploaded by

anil kumbhar
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

IIFL Capital Services Limited

(Formerly known as IIFL Securities Limited)


701, Ackruti Centre Point, Central Road, Marol MIDC, Andheri East, Mumbai – 400093, Maharashtra.
PLEDGE REQUEST FORM (PRF)
r Setup of Pledge r Confirmation of Pledge
PRF No. __________________
(Please fill all the details in BLOCK LETTERS in English) Date: / / 20
I/We request you to create the pledge/ confirm the creation of pledge for the following securities. I/ We have read and understood the
Depositories Act, SEBI Regulations and the Bye Laws in relation to pledge of securities and I/ We agree to abide by and be bound by the Act,
Regulations and the Bye Laws as are in force from time to time for such pledges.
Pledgor’s Details
DP ID 1 2 0 4 4 7 0 0 Client ID
1 3 0 1 4 4 0 0
Pledgor’s Name 1.

2.

3.
Pledgee’s Details
DP ID Client ID
Pledgee’s Name 1.
2.
3.

Details of Securities: r Free Securities r Locked – in Securities


Details of Securities offered for Pledge:
Sr. ISIN Company Name Quantity Date of PSN (System Accepted/ Pledge Value
No Release Generated) Rejected by (`)
(Lock-in) Pledgee

Attach an annexure duly signed by the account holder(s), if the space above is insufficient.
Pledge Execution Date
Pledge Expiry Date
Agreement No.
Date of Pledging
Pledge Reason (tick mark Collateral -Debt I Collateral for loan Collateral for loan by Margin Pledge/ MTF Personal use by
whichever is applicable) issuance by by Company/ the Third Party for Exchange Trade promoters and PACs
Company/Group Co. Group Co.
PAN of the Ultimate Lender
Note : As a pledgor and pledgee, We are aware that the pledge recorded in the system only prohibits the Pledgor from dealing with
securities until redemption/maturity/expiry date of the securities pledged and that the records of pledged securities may be removed from
the system as a result of redemption/maturity/expiry of the securities.
Undertaking
• The pledgee undertakes to provide reasonable notice to the pledger and comply with the requirements of Sections 176 and 177 of the Indian Contract Act,
1872.
• The pledger and pledgee undertake to abide with the provisions of the Indian Contract Act, 1872, the Depositories Act, SEBI Regulations, circulars, and bye-
laws in force from time to time, as may be applicable.
To be filled and signed in case of Set-up of Pledge by Pledgor BO
Signature of the Pledgor
First/ Sole Applicant Second Applicant Third Applicant

To be filled in case of acceptance of Pledge by Pledgee BO


Signature of the Pledgee(s)*
First/ Sole Applicant Second Applicant Third Applicant

*If the Pledgee is a bank DP, the signature of the Pledgee need not be taken on the Pledge request form.
IIFL Capital Services Limited

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