0% found this document useful (0 votes)
3 views94 pages

Module 2 Notes

The document is a lecture note on Functions of Several Variables from the MA1001E Mathematics-I course at NIT Calicut. It covers definitions, examples of functions, limits, and continuity, including various methods to find limits and determine the continuity of functions at specific points. The content is structured into modules with exercises and theoretical explanations relevant to multivariable calculus.

Uploaded by

adireddisriram
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
0% found this document useful (0 votes)
3 views94 pages

Module 2 Notes

The document is a lecture note on Functions of Several Variables from the MA1001E Mathematics-I course at NIT Calicut. It covers definitions, examples of functions, limits, and continuity, including various methods to find limits and determine the continuity of functions at specific points. The content is structured into modules with exercises and theoretical explanations relevant to multivariable calculus.

Uploaded by

adireddisriram
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

MA1001E MATHEMATICS -I

Dr. Athira T M

Module II

Department of Mathematics
NIT Calicut
November 14, 2023

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 1 / 94


Functions of several variables

Definition
Suppose D is a set of n-tuples of real numbers (x1 , x2 , . . . , xn ). A
real-valued function f on D is a rule that assigns a unique real number

w = f (x1 , x2 , . . . , xn )

to each element in D. The set D is the function’s domain. The set of


w -values taken on by f is the function’s range.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 2 / 94


Function
p Domain Range
z = y − x2 y ≥ x2 [0, ∞)
1
z = xy xy ̸= 0 (−∞, 0) ∪ (0, ∞)
z = sin xy Entire plane [−1, 1]

Function
p Domain Range
w = x2 + y2 + z2 Entire space [0, ∞)
w = x 2 +y12 +z 2 (x, y , z) ̸= (0, 0, 0) (0, ∞)
w = xy ln z Half-space z > 0 (−∞, ∞)

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 3 / 94


Find the specific function values
1 f (x, y ) = x 2 + xy 3
a. f (0, 0) b. f (−1, 1)
c. f (2, 3) d. f (−3, −2)
2 f (x, y ) = sin(xy ) 
a. f 2, π6  b. f −3, 12
π

c. f π, 14 d. f − π2 , −7


3 f (x, y , z) = yx−y
2 +z 2

a. f (3, −1, 2)b. f 1, 12 , − 41




c. f 0, − 13 , 0 d. f (2, 2, 100)
p
4 f (x, y , z) = 49 − x 2 − y 2 − z 2
a. f (0, 0, 0) b. f (2,−3, 6) 
c. f (−1, 2, 3) d. f √42 , √52 , √62

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 4 / 94


Find the domain of

1 f (x, y ) = y −x −2
f (x, y ) = ln x 2 + y 2 − 4

2

(x−1)(y +2)
3 f (x, y ) = (y −x)(y −x 3 )
sin(xy )
4 f (x, y ) = x 2 +y 2 −25
cos−1 y − x 2

5 f (x, y ) =
6 f (x, y ) = ln(xy + x − y − 1)
p
7 f (x, y ) = (x 2 − 4) (y 2 − 9)
1
8 f (x, y ) = ln(4−x 2 −y 2 )

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 5 / 94


Let D be a subset of the plane R2 and let (a, b) ∈ R2 be any point.
1 An ε-disk around (a, b) is the set of all points (x, y ) ∈ R2 whose
distance from (a, b) is less than ε. (a, b) is an interior point of D iff
some ε-disk around (a, b) is contained in D.
2 (a, b) ∈ D is an isolated point of D iff (a, b) is the only point of D
that is contained in some ε-disk around (a, b).
3 (a, b) is a boundary point of D iff every ε-disk around (a, b) contains
points from D and points not from D.
4 R is an open subset of R2 iff all points of D are its interior points.
5 D is a closed subset of R2 iff it contains all its boundary points. And
D̄ = D ∪ the set of boundary points of D; It is the closure of D.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 6 / 94


Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 7 / 94
Limit

Let f : D → R be a function, where D is a region in the plane. Let


(a, b) ∈ D. The limit of f (x, y ) as (x, y ) approaches (a, b) is L iff
p to each ε > 0, there exists δ > 0 such that for all (x, y ) ∈ D
corresponding
with 0 < (x − a)2 + (y − b)2 < δ , we have |f (x, y ) − L| < ε.
In this case, we write lim(x,y )→(a,b) f (x, y ) = L. We also say that L is the
limit of f at (a, b).
If for no real number L, the above happens, then limit of f at (a, b) does
not exist.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 8 / 94


The distance between f (x, y ) and L can be made arbitrarily small by
making the distance between (x, y ) and (a, b) sufficiently small but not
necessarily zero.
The limit of f (x, y ) as (x, y ) approaches (a, b) is L.
f (x, y ) → L as (x, y ) → (a, b).
lim(x,y )→(a,b) f (x, y ) = L.
limx→a f (x, y ) = L.
y →b

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 9 / 94


0−(0)(1)+3
1 lim(x,y )→(0,1) x 2 yx−xy +3
+5xy −y 3
= (0)2 (1)+5(0)(1)−(1) 3 = −3
p p √
2 lim(x,y )→(3,−4) x 2 + y 2 = (3)2 + (−4)2 = 25 = 5

Find the limits


2 2
−y +5
1 lim(x,y )→(0,0) 3x
x 2 +y 2 +2
p
2 lim(x,y )→(3,4) x 2 + y 2 − 1
3 lim(x,y )→(0,π/4) sec x tan y
 2
4 lim(x,y )→(2,−3) x1 + y1
2
x +y 3
5 lim(x,y )→(0,0) cos x+y +1

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 10 / 94


2 −xy
Find lim(x,y )→(0,0) √xx− √ .
y
√ √
The denominator x − y approaches 0 as (x, y ) → (0, 0). If we multiply
√ √
numerator and denominator by x + y , however, we produce an
equivalent fraction whose limit we can find:
 √ √
x 2 − xy x 2 − xy ( x + y )
lim √ √ = lim √ √ √ √
(x,y )→(0,0) x − y (x,y )→(0,0) ( x − y )( x + y )
√ √
x(x − y )( x + y )
= lim
(x,y )→(0,0) x −y
√ √
= lim x( x + y )
(x,y )→(0,0)
√ √
= 0( 0 + 0) = 0

We can cancel the factor (x − y ) because the path y = x (along which


x − y = 0 ) is not in the domain of the function

x 2 − xy
√ √ .
x− y

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 11 / 94


2
Determine if lim(x,y )→(0,0) x4xy
2 +y 2 exists.

Observe that the region D of f is R2 \{(0, 0)}. And f (0, y ) = 0 for


y ̸= 0; f (x, 0) = 0 for x ̸= 0. We guess that if the limit exists, it would be 0
. To see that it is the case, we start with any ε > 0. We want pto choose a
δ > 0 such that the following sentence becomes true: If 0 < x 2 + y 2 < δ ,
4xy 2
then x 2 +y 2
< ε. Since y 2 = y 2 ≤ x 2 + y 2 and x 2 = x 2 ≤ x 2 + y 2 , we
have
4xy 2 p
≤ 4|x| ≤ 4 x 2 + y 2.
x2 + y2
So, we choose δ =
pε/4. Let us verify whether our choice is all right.
Assume that 0 < x 2 + y 2 < δ . Then

4xy 2 p
− 0 ≤ 4 x 2 + y 2 < 4δ = ε.
x2 + y2

Hence
4xy 2
lim = 0.
(x,y )→(0,0) x 2 + y 2

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 12 / 94


Two-Path Test for Nonexistence of a Limit
Suppose that f (x, y ) → L1 as (x, y ) → (a, b) along a path C1 and
f (x, y ) → L2 as (x, y ) → (a, b) along a path C2 . If L1 ̸= L2 , then the limit
of f (x, y ) as (x, y ) → (a, b) does not exist.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 13 / 94


x 2 −y 2
Consider f (x, y ) = x 2 +y 2
for (x, y ) ̸= (0, 0). What is its limit at (0, 0) ?

2
When y = 0, limit of f (x, y ) as x → 0 is limx→0 xx 2 = limx→0 (1) = 1. That
is, f (x, y ) → 1 as (x, y ) → (0, 0) along the x-axis. When x = 0, limit of
2
f (x, y ) as y → 0 is limy →0 −yy2
= −1. That is, f (x, y ) → −1 as
(x, y ) → (0, 0) along the y -axis. Hence lim(x,y )→(0,0) f (x, y ) does not exist.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 14 / 94


xy
1 Consider f (x, y ) = x 2 +y 2
for (x, y ) ̸= (0, 0). What is its limit at (0, 0)?
xy 2
2 Consider f (x, y ) = x 2 +y 4
for (x, y ) ̸= (0, 0). What is its limit at (0, 0)?
(y −x)(1+x)
3 Let f (x, y ) = (y +x)(1+y ) for x + y ̸= 0, −1 < x, y < 1. What is its
limit at (0, 0)?

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 15 / 94


Let L, M, c ∈ R; lim(x,y )→(a,b) f (x, y ) = L; lim(x,y )→(a,b) g (x, y ) = M. Then
1 Constant Multiple: lim(x,y )→(a,b) cf (x, y ) = cL.
2 Sum: lim(x,y )→(a,b) (f (x, y ) + g (x, y )) = L + M.
3 Product: lim(x,y )→(a,b) (f (x, y )g (x, y )) = LM.
4 Quotient: If M ̸= 0 and g (x, y ) ̸= 0 in an open disk around the point
(a, b), then lim(x,y )→(a,b) (f (x, y )/g (x, y )) = L/M
5 Power: If r ∈ R, Lr ∈ R and lim(x,y )→(a,b) f (x, y ) = L, then
lim(x,y )→(a,b) (f (x, y ))r = Lr .

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 16 / 94


Continuity

A function f (x, y ) is continuous at the point (x0 , y0 ) if


1 f is defined at (x0 , y0 )
2 lim(x,y )→(x0 ,y0 ) f (x, y ) exists
3 lim(x,y )→(x0 ,y0 ) f (x, y ) = f (x0 , y0 ).
A function is continuous if it is continuous at every point of its domain.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 17 / 94


Show that (
2xy
x 2 +y 2
, (x, y ) ̸= (0, 0)
f (x, y ) =
0, (x, y ) = (0, 0)
is continuous at every point except the origin.

The function f is continuous at any point (x, y ) ̸= (0, 0) because its values
are then given by a rational function of x and y and the limiting value is
obtained by substituting the values of x and y into the functional
expression.
At (0, 0), the value of f is defined, but,
For every value of m, the function f has a constant value on y = mx, x ̸= 0,
2
because f (x, y )|y =mx = x 22xy
+y 2
= x 22x(mx)
+(mx)2
= x 22mx
+m2 x 2
Therefore, f
y −mx
has this number as its limit as (x, y ) happroaches (0,i 0) along the line
2m
lim (x,y )→(0,0) f (x, y ) = lim(x,y )→(0,0) f (x, y )|y =mx = 1+m 2 . There is
along y =mx
therefore no single number we may call the limit of f as (x, y ) approaches
the origin. The limit fails to exist, and the function is not continuous.
Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 18 / 94
Continuity of Composites
If f is continuous at (x0 , y0 ) and g is a single-variable function continuous
at f (x0 , y0 ), then the composite function h = g ◦ f defined by
h(x, y ) = g (f (x, y )) is continuous at (x0 , y0 ).

For example, the composite functions


xy
e x−y , ln 1 + x 2 y 2

cos ,
x2 + 1
are continuous at every point (x, y ).

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 19 / 94


At what points (x, y ) in the plane are the following functions continuous?
1 a. f (x, y ) = sin(x + y ) 
b. f (x, y ) = ln x 2 + y 2
2 a. f (x, y ) = x+y
x−y
b. f (x, y ) = x 2y+1
1
3 a. g (x, y ) = sin xy
x+y
b. g (x, y ) = 2+cos x
2 2
4 a. g (x, y ) = x 2x−3x+2
+y

b. g (x, y ) = x 21−y

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 20 / 94


Partial Derivatives

The partial derivative ∂∂ xf at


(x0 , y0 ) gives the rate of change of
with respect to x when y is held
fixed at the value y0 .
The partial derivative ∂∂ yf at
(x0 , y0 ) gives the rate of change of
with respect to y when x is held
fixed at the value x0 .
We use several notations for
partial derivative;
∂f ∂z
∂ x (x0 , y0 ) or fx (x0 , y0 ) , ∂ x(x0 ,y0 )
and fx , ∂∂ xf , zx , or ∂z
∂x

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 21 / 94


The partial derivative of f (x, y ) with respect to x at the point (x0 , y0 )
is
∂f f (x0 + h, y0 ) − f (x0 , y0 )
= lim ,
∂ x (x0 ,y0 ) h→0 h
provided the limit exists.

The partial derivative of f (x, y ) with respect to y at the point (x0 , y0 )


is
∂f d f (x0 , y0 + h) − f (x0 , y0 )
= f (x0 , y ) = lim ,
∂ y (x0 ,y0 ) dy y =y0 h→0 h
provided the limit exists.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 22 / 94


Find the values of ∂ f /∂ x and ∂ f /∂ y at the point (4, −5) if

f (x, y ) = x 2 + 3xy + y − 1.

To find ∂ f /∂ x, we treat y as a constant and differentiate with respect to x

∂f ∂
x 2 + 3xy + y − 1 = 2x + 3 · 1 · y + 0 − 0 = 2x + 3y .

=
∂x ∂x
The value of ∂ f /∂ x at (4, −5) is 2(4) + 3(−5) = −7.
To find ∂ f /∂ y , we treat x as a constant and differentiate with respect to y

∂f ∂
x 2 + 3xy + y − 1 = 0 + 3 · x · 1 + 1 − 0 = 3x + 1.

=
∂y ∂y

The value of ∂ f /∂ y at (4, −5) is 3(4) + 1 = 13.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 23 / 94


Let f : R2 → R be defined by
x 3 +2y 3
(
x 2 +y 2
, if (x, y ) ̸= (0, 0),
f (x, y ) =
0, if (x, y ) = (0, 0).

i) check continuity of f at (0, 0),


∂f ∂f
ii) check existence of partial derivatives ∂x and ∂y at (0, 0)

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 24 / 94


1 Find ∂ f /∂ y as a function if f (x, y ) = y sin xy .
2 Find fx and fy as functions if

2y
f (x, y ) = .
y + cos x
3 Find ∂ z/∂ x if the equation

yz − ln z = x + y

defines z as a function of the two independent variables x and y and


the partial derivative exists.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 25 / 94


Second-Order Partial Derivatives
When we differentiate a function f (x, y ) twice, we produce its second-order
derivatives. These derivatives are usually denoted by

∂ 2f ∂ 2f
or fxx , or fyy ,
∂ x2 ∂y2
∂ 2f ∂ 2f
or fyx , and or fxy .
∂ x∂ y ∂y∂x

The defining equations are

∂ 2f ∂ 2f
   
∂ ∂f ∂ ∂f
2
= , = ,
∂x ∂x ∂x ∂ x∂ y ∂x ∂y

and so on.
∂ 2f
Notice the order in which the mixed partial derivatives are taken: ∂ x∂ y
differentiate first with respect to y then with respect to x
fyx = (fy )x Means the same thing.
Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 26 / 94
If f (x, y ) = x cos y + ye x , find the second-order derivatives

∂ 2f ∂ 2f ∂ 2f ∂ 2f
, , , and .
∂ x2 ∂y∂x ∂y2 ∂ x∂ y

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 27 / 94


The Mixed Derivative Theorem
If f (x, y ) and its partial derivatives fx , fy , fxy , and fyx are defined
throughout an open region containing a point (a, b) and are all continuous
at (a, b), then
fxy (a, b) = fyx (a, b)

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 28 / 94


Chain Rule
Chain Rule for Functions of One Independent Variable and Two
Intermediate Variables
If w = f (x, y ) is differentiable and if x = x(t), y = y (t) are differentiable
functions of t, then the composite w = f (x(t), y (t)) is a differentiable
function of t and

dw ∂ f dx ∂ f dy
= +
dt ∂ x dt ∂ y dt

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 29 / 94


Chain Rule for Functions of One Independent Variable and Three
Intermediate Variables
If w = f (x, y , z) is differentiable and x, y , and z are differentiable functions
of t, then w is a differentiable function of t and
dw ∂ w dx ∂ w dy ∂ w dz
= + + .
dt ∂ x dt ∂ y dt ∂ z dt

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 30 / 94


Find dw /dt if

w = xy + z, x = cos t, y = sin t, z = t.

What is the derivative’s value at t = 0 ?


Using the Chain Rule for three intermediate variables, we have
dw ∂ w dy
dt = ∂∂wx dx ∂ w dz
dt + ∂ y dt + ∂ z dt
= (y )(− sin t) + (x)(cos t) + (1)(1)
= (sin t)(− sin t) + (cos t)(cos t) + 1 Substitute for the
= − sin2 t + cos2 t + 1 = 1 + cos 2t,

Substitute for the intermediate variables. so


 
dw
= 1 + cos(0) = 2
dt t=0

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 31 / 94


Chain Rule for Two Independent Variables and Three Intermediate
Variables
Suppose that w = f (x, y , z), x = g (r , s), y = h(r , s), and z = k(r , s). If all
four functions are differentiable, then w has partial derivatives with respect
to r and s, given by the formulas

∂w ∂w ∂x ∂w ∂y ∂w ∂z
= + +
∂r ∂x ∂r ∂y ∂r ∂z ∂r
∂w ∂w ∂x ∂w ∂y ∂w ∂z
= + + .
∂s ∂x ∂s ∂y ∂s ∂z ∂s

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 32 / 94


Express ∂ w /∂ r and ∂ w /∂ s in terms of r and s if
r
w = x + 2y + z 2 , x= , y = r 2 + ln s, z = 2r .
s
Using the formulas in Theorem 7, we find

∂w ∂w ∂x ∂w ∂y ∂w ∂z
= + +
∂r ∂x ∂r ∂y ∂r ∂z ∂r
 
1
= (1) + (2)(2r ) + (2z)(2)
s
1 1 Substitute for intermediate
= + 4r + (4r )(2) = + 12r
s s variable z.
∂w ∂w ∂x ∂w ∂y ∂w ∂z
= + +
∂s ∂x ∂s ∂y ∂s ∂z ∂s
 
 r  1 2 r
= (1) − 2 + (2) + (2z)(0) = − 2
s s s s

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 33 / 94


If w = f (x) and x = g (r , s), then

∂w dw ∂ x ∂w dw ∂ x
= and =
∂r dx ∂ r ∂s dx ∂ s

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 34 / 94


Formula for Implicit Differentiation
Suppose that F (x, y ) is differentiable and that the equation F (x, y ) = 0
defines y as a differentiable function of x. Then at any point where Fy ̸= 0,

dy Fx
=− .
dx Fy

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 35 / 94


Find dy /dx if y 2 − x 2 − sin xy = 0.
Take F (x, y ) = y 2 − x 2 − sin xy . Then

dy Fx −2x − y cos xy
=− =−
dx Fy 2y − x cos xy
2x + y cos xy
=
2y − x cos xy

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 36 / 94


Find the value of dy dx at the given point.
1. x 3 − 2y 2 + xy = 0, (1, 1)
2 xy + y 2 − 3x − 3 = 0, (−1, 1) 3. x 2 + xy + y 2 − 7 = 0, (1, 2)
4. xe y + sin xy + y − ln 2 = 0, (0, ln 2)
Find the values of ∂ z/∂ x and ∂ z/∂ y at the points.
1. z 3 − xy + yz + y 3 − 2 = 0, (1, 1, 1)
2. x1 + y1 + z1 − 1 = 0, (2, 3, 6)
3. sin(x + y ) + sin(y + z) + sin(x + z) = 0, (π, π, π)
4. xe y + ye z + 2 ln x − 2 − 3 ln 2 = 0, (1, ln 2, ln 3)
Finding Partial Derivatives at Specified Points
1. Find ∂ w /∂ r when r = 1, s = −1 if w = (x + y + z)2 ,
x = r − s, y = cos(r + s), z = sin(r + s).
2. Find ∂ w /∂ v when u = −1, v = 2 if w = xy + ln z,
x = v 2 /u, y = u + v , z = cos u.
3. Find ∂ w /∂ v when u = 0, v = 0 if w = x 2 + (y /x),
x = u − 2v + 1, y = 2u + v − 2.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 37 / 94


Directional Derivatives

Definition
The derivative of f at P0 (x0 , y0 ) in the direction of the unit vector
u = u1 i + u2 j is the number
 
df f (x0 + su1 , y0 + su2 ) − f (x0 , y0 )
= lim ,
ds u,P0 s→0 s

provided the limit exists.

The directional derivative is also denoted by

(Du f )P0 "The derivative of f at P0′′

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 38 / 94


The partial derivatives fx (x0 , y0 ) and fy (x0 , y0 ) are the directional
derivatives of f at P0 in the i and j directions.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 39 / 94


Using the definition of directional derivative, find the derivative of

f (x, y ) = x 2 + xy
√ √
at P0 (1, 2) in the direction of the unit vector u = (1/ 2)i + (1/ 2)j.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 40 / 94


The gradient vector (gradient)
The gradient vector (gradient) of f (x, y ) at a point P0 (x0 , y0 ) is the vector

∂f ∂f
∇f = i+ j
∂x ∂y

obtained by evaluating the partial derivatives of f at P0 . The notation ∇f


is read "grad f " as well as "gradient of f " and "del f ." The symbol ∇ by
itself is read "del." Another notation for the gradient is grad f .

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 41 / 94


Theorem
The Directional Derivative is a Dot Product: If all partial derivatives of
f (x, y ) exist and are continuous in an open region containing P0 (x0 , y0 ),
then  
df
= (∇f )P0 · u,
ds u,P0
the dot product of the gradient ∇f at P0 and u.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 42 / 94


Find the derivative of f (x, y ) = xe y + cos(xy ) at the point (2, 0) in the
direction of v = 3i − 4j.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 43 / 94


Find the derivative of the function at P0 in the direction of u.
1 f (x, y ) = 2xy − 3y 2 , P0 (5, 5), u = 4i + 3j
2 f (x, y ) = 2x 2 + y 2 , P0 (−1, 1), u = 3i − 4j
x−y
3 g (x, y ) = xy +2 , P0 (1, −1), u = 12i + 5j
−1

h(x, y ) = tan (y /x) + 3 sin−1 (xy /2), P0 (1, 1),
4
u = 3i − 2j
5 f (x, y , z) = xy + yz + zx, P0 (1, −1, 2), u = 3i + 6j − 2k
6 f (x, y , z) = x 2 + 2y 2 − 3z 2 , P0 (1, 1, 1), u = i+j+k
7 g (x, y , z) = 3e x cos yz, P0 (0, 0, 0), u = 2i + j − 2k
8 h(x, y , z) = cos xy + e yz + ln zx, P0 (1, 0, 1/2), u = i + 2j + 2k

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 44 / 94


Properties of the Directional Derivative Da f = ∇f · u = |∇f | cos θ :
The function f increases most rapidly when cos θ = 1 or when θ = 0
and u is the direction of ∇f . That is, at each point P in its domain, f
increases most rapidly in the direction of the gradient vector ∇f at P.
The derivative in this direction is

Du f = |∇f | cos(0) = |∇f |.

Similarly, f decreases most rapidly in the direction of −∇f . The


derivative in this direction is Du f = |∇f | cos(π) = −|∇f |.
Any direction a orthogonal to a gradient ∇f ̸= 0 is a direction of zero
change in f because θ then equals π/2 and

Du f = |∇f | cos(π/2) = |∇f | · 0 = 0.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 45 / 94


Extreme Values and Saddle Points

Definitions
Let f (x, y ) be defined on a region R containing the point (a, b). Then
1. f (a, b) is a local maximum value of f if f (a, b) ≥ f (x, y ) for all domain
points (x, y ) in an open disk centered at (a, b).
2. f (a, b) is a local minimum value of f if f (a, b) ≤ f (x, y ) for all domain
points (x, y ) in an open disk centered at (a, b).

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 46 / 94


First Derivative Test for Local Extreme Values
If f (x, y ) has a local maximum or minimum value at an interior point (a, b)
of its domain and if the first partial derivatives exist there, then fx (a, b) = 0
and fy (a, b) = 0.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 47 / 94


Definition
An interior point of the domain of a function f (x, y ) where both fx and fy
are zero or where one or both of fx and fy do not exist is a critical point
of f .
That is the only points where a function f (x, y ) can assume extreme values
are critical points and boundary points.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 48 / 94


Definition
A differentiable function f (x, y ) has a saddle point at a critical point
(a, b) if in every open disk centered at (a, b) there are domain points (x, y )
where f (x, y ) > f (a, b) and domain points (x, y ) where f (x, y ) < f (a, b).
The corresponding point (a, b, f (a, b)) on the surface z = f (x, y ) is called a
saddle point of the surface

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 49 / 94


Example: Find the local extreme values of f (x, y ) = x 2 + y 2 − 4y + 9.
Solution The domain of f is the entire plane so there are no boundary
points and the partial derivatives fx = 2x and fy = 2y − 4 exist everywhere.
Therefore, local extreme values can occur only where

fx = 2x = 0 and fy = 2y − 4 = 0.

The only possibility is the point (0, 2), where the value of f is 5 . Since
f (x, y ) = x 2 + (y − 2)2 + 5 is never less than 5 , we see that the critical
point (0, 2) gives a local minimum

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 50 / 94


1. Find the local extreme values (if any) of f (x, y ) = y 2 − x 2 .
Solution: Local extrema can occur only at the (0, 0) where fx = 0 and
fy = 0. Along the positive x-axis, f has the value f (x, 0) = −x 2 < 0; along
the positive y -axis, f has the value f (0, y ) = y 2 > 0. Therefore, every open
disk in the xy -plane centered at (0, 0) contains points where the function is
positive and points where it is negative. The function has a saddle point at
the origin and no local extreme values.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 51 / 94


Second Derivative Test for Local Extreme Values
Suppose that f (x, y ) and its first and second partial derivatives are
continuous throughout a disk centered at (a, b) and that
fx (a, b) = fy (a, b) = 0. Then
i) f has a local maximum at (a, b) if fxx < 0 and fxx fyy − fxy 2 > 0 at (a, b).
ii) f has a local minimum at (a, b) if fxx > 0 and fxx fyy − fxy 2 > 0 at (a, b).
iii) f has a saddle point at (a, b) if fxx fyy − fxy 2 < 0 at (a, b).
iv) the test is inconclusive at (a, b) if fxx fyy − fxy 2 = 0 at (a, b). In this
case, we must find some other way to determine the behavior of f at (a, b).

The expression fxx fyy − fxy 2 is called the discriminant or Hessian of f . It


is sometimes easier to remember it in determinant form,

fxx fxy
fxx fyy − fxy2 =
fxy fyy

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 52 / 94


1. Find the local extreme values of the function

f (x, y ) = xy − x 2 − y 2 − 2x − 2y + 4.

2. Find the local extreme values of f (x, y ) = 3y 2 − 2y 3 − 3x 2 + 6xy .


Solution

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 53 / 94


1. Find all the local maxima, local minima, and saddle points of the
functions
1. f (x, y ) = x 2 + xy + y 2 + 3x − 3y + 4
2. f (x, y ) = 2xy − 5x 2 − 2y 2 + 4x + 4y − 4
3. f (x, y ) = x 2 + xy + 3x + 2y + 5
4. f (x, y ) = 5xy − 7x 2 + 3x − 6y + 2
5. f (x, y ) = 2xy − x 2 − 2y 2 + 3x + 4

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 54 / 94


Taylor’s Formula for f (x, y ) at (a, b)

1  2 
f (x, y ) =f (a, b) + xfx (a, b) + yfy (a, b) + x fxx (a, b) + 2xyfxy (a, b) + y 2 fyy (a, b)
2!
1  3 
+ x fxxx (a, b) + 3x yfxyy (a, b) + 3xy 2 fxxy (a, b) + y 3 fyyy (a, b) + · · · +
2
3!
∂ nf ∂ n f (a, b) ∂ n f (a, b)
 
1
x n n (a, b) + nx n−1 y n−1 +···+yn +···
n! ∂x ∂x ∂y ∂yn

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 55 / 94


Taylor’s Formula for f (x, y ) at the Origin

1  2 
f (x, y ) =f (0, 0) + xfx (0, 0) + yfy (0, 0) + x fxx (0, 0) + 2xyfxy (0, 0) + y 2 fyy (0, 0)
2!
1  3 
+ x fxxx (0, 0) + 3x yfxyy (0, 0) + 3xy 2 fxxy (0, 0) + y 3 fyyy (0, 0) + · · · +
2
3!
1
 n ∂ n f (0, 0) n 
n ∂ f (0, 0) n−1 n ∂ f (0, 0)
x + nx y n−1 +···+y +···
n! ∂ xn ∂x ∂ y (0, 0) ∂yn

Taylor’s formula provides polynomial approximations of two-variable


functions.
The first three terms of Taylor’s formula give the function’s linearization.
To improve on the linearization, we add higher-power terms.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 56 / 94


Find a quadratic approximation to f (x, y ) = sin x sin y near the origin.

1 2
x (0) + 2xy (1) + y 2 (0) ,

sin x sin y ≈ 0 + 0 + 0 + or sin x sin y ≈ xy .
2

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 57 / 94


Find quadratic and cubic approximations of f near the origin.
1. f (x, y ) = xe y
2. f (x, y ) = e x cos y
3. f (x, y ) = y sin x
4. f (x, y ) = sin x cos y
5. f (x, y ) = e x ln(1 + y )
6. f (x, y ) = ln(2x + y +1)
7. f (x, y ) = sin x 2 + y 2 
8. f (x, y ) = cos x 2 + y 2

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 58 / 94


Constrained Maxima and Minima

Question: Find the point P(x, y , z) on the plane 2x + y − z − 5 = 0 that is


closest to the origin.
Solution: We have to find minimum value of function
−→ p
|OP| = x 2 + y 2 + z 2 subject to the constraint that 2x + y − z − 5 = 0.
−→
Since |OP| has a minimum value wherever the function
f (x, y , z) = x 2 + y 2 + z 2 has a minimum value
We have z = 2x + y − 5
So our problem reduces to one of finding the points (x, y ) at which the
function h(x, y ) = f (x, y , 2x + y − 5) = x 2 + y 2 + (2x + y − 5)2
From second derivative test, the point we seek is
 
5 5 5
Closest point: P , ,− .
3 6 6

The distance from P to the origin is 5/ 6 ≈ 2.04.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 59 / 94


The Method of Lagrange Multipliers

Our requirement is to minimize or maximize a certain function f (x, y , z)


subject to the constraint g (x, y , z) = 0.

The Method of Lagrange Multipliers


Suppose that f (x, y , z) and g (x, y , z) are differentiable and ∇g ̸= 0 when
g (x, y , z) = 0. To find the local maximum and minimum values of f
subject to the constraint g (x, y , z) = 0 (if these exist), find the values of
x, y , z, and λ that simultaneously satisfy the equations

∇f = λ ∇g and g (x, y , z) = 0.

For functions of two independent variables, the condition is similar, but


without the variable z.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 60 / 94


Example: Find the greatest and smallest values that the function
2 2
f (x, y ) = xy takes on the ellipse x8 + y2 = 1
Solution: First find the values of x, y , and λ for which
∇f = λ ∇g and g (x, y ) = 0.
y i + xj = λ4 xi + λ y j, from which we find

λ λ λ2
y= x, x = λy, and y= (λ y ) = y,
4 4 4
so that y = 0 or λ = ±2. We now consider these two cases.
Case 1: If y = 0, then x = y = 0. But (0, 0) is not on the ellipse. Hence,
y ̸= 0.
Case 2: If y ̸= 0, then λ = ±2 and x = ±2y . Substituting this in the
equation g (x, y ) = 0 gives
(±2y )2 2
8 + y2 = 1, 4y 2 + 4y 2 = 8 and y = ±1.
The function f (x, y ) therefore takes on its extreme values on the ellipse at
the four points (±2, 1), (±2, −1). The extreme values are xy = 2 and
xy = −2.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 61 / 94


1. Find the maximum and minimum values of the function f (x, y ) =
3x + 4y on the circle x 2 + y 2 = 1.
Ans: The maximum and minimum values on the circle x 2 + y 2 = 1 are
       
3 4 25 3 4 25
3 +4 = = 5 and 3 − +4 − = − = −5
5 5 5 5 5 5

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 62 / 94


Parameterized curves in space

A curve in space can also be represented in vector form. The vector


−→
r(t) = OP = f (t)i + g (t)j + h(t)k from the origin to the particle’s position
P(f (t), g (t), h(t)) at time t is the particle’s position vector.
The functions f , g , and h are the component functions (components) of
the position vector.
We think of the particle’s path as the curve traced by r during the time
interval I .

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 63 / 94


Example: Graph the vector function r(t) = (cos t)i + (sin t)j + tk.
Solution The vector function r(t) = (cos t)i + (sin t)j + tk is defined for all
real values of t. The curve traced by r winds around the circular cylinder
x 2 + y 2 = 1. The curve lies on the cylinder because the i - and
j-components of r, being the x - and y -coordinates of the tip of r, satisfy
the cylinder’s equation:

x 2 + y 2 = (cos t)2 + (sin t)2 = 1.

The curve rises as the k-component z = t increases. Each time t increases


by 2π, the curve completes one turn around the cylinder. The curve is
called a helix. The equations

x = cos t, y = sin t, z =t

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 64 / 94


Limits, Continuity and Derivatives

Limit
If L = L1 i + L2 j + L3 k, then limt→t0 r(t) = L precisely when
limt→t0 f (t) = L1 , limt→t0 g (t) = L2 , and limt→t0 h(t) = L3 .

Example: If r(t) = (cos t)i + (sin t)j + tk, then


     
lim r(t) = lim cos t i + lim sin t j + lim t k
t→π/4 t→π/4 t→π/4 t→π/4
√ √
2 2 π
= i+ j + k.
2 2 4

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 65 / 94


Continuity
A vector function r(t) is continuous at a point t = t0 in its domain if
limt→t0 r(t) = r (t0 ). The function is continuous if it is continuous at every
point in its domain.
i.e., r(t) is continuous at t = t0 if and only if each component function is
continuous there.
Example: The function

g(t) = (cos t)i + (sin t)j + ⌊t⌋k

is discontinuous at every integer, where the greatest integer function ⌊t⌋ is


discontinuous.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 66 / 94


Derivative
The vector function r(t) = f (t)i + g (t)j + h(t)k has a derivative (is
differentiable) at t if f , g , and h have derivatives at t. The derivative is the
vector function
dr r(t + ∆t) − r(t) df dg dh
r′ (t) = = lim = i+ j+ k
dt ∆t→0 ∆t dt dt dt

A vector function r is differentiable if it is differentiable at every point of its


domain.
The curve traced by r is smooth if dr/dt is continuous and never 0, that
is, if f , g , and h have continuous first derivatives that are not
simultaneously 0 .

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 67 / 94


The vector r′ (t), when different from 0 , is defined to be the vector
tangent to the curve at P.
The tangent line to the curve at a point (f (t0 ) , g (t0 ) , h (t0 )) is defined to
be the line through the point parallel to r′ (t0 ).

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 68 / 94


Definitions
If r is the position vector of a particle moving along a smooth curve in
space, then
dr
v(t) =
dt
is the particle’s velocity vector, tangent to the curve. At any time t, the
direction of v is the direction of motion, the magnitude of v is the particle’s
speed, and the derivative a = dv/dt, when it exists, is the particle’s
acceleration vector. i.e.,
dr
1 Velocity is the derivative of position: v= dt .
2 Speed is the magnitude of velocity: Speed = |v|.
dv d 2r
3 Acceleration is the derivative of velocity: a= dt = dt 2
.
4 The unit vector v/|v| is the direction of motion at time t.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 69 / 94


Find the velocity, speed, and acceleration of a particle whose motion in
space is given by the position vector r(t) = 2 cos ti + 2 sin tj + 5 cos2 tk.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 70 / 94


If r is a differentiable vector function of t of constant length,
dr
r· =0
dt

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 71 / 94


Arc Length Along a Space Curve

Definition
The length of a smooth curve r(t) = x(t)i + y (t)j + z(t)k, a ≤ t ≤ b,
that is traced exactly once as t increases from t = a to t = b, is
s
Z b  2  2  2
dx dy dz
L= + + dt
a dt dt dt

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 72 / 94


Arc Length Formula
Z b
L= |v|dt
a
where |v|is the length of a velocity vector dr/dt.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 73 / 94


Example: A glider is soaring upward along the helix
r(t) = (cos t)i + (sin t)j + tk. How long is the glider’s path from t = 0 to
t = 2π ?
Soluton: Solution The path segment during this time corresponds to one
full turn of the helix. The length of this portion of the curve is
Z b Z 2π q
L= |v|dt = (− sin t)2 + (cos t)2 + (1)2 dt
a 0
Z 2π √ √
= 2dt = 2π 2 units of length.
0

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 74 / 94


Arc Length Parameter with Base Point P (t0 )
Z tq Z t
s(t) = [x ′ (τ)]2 + [y ′ (τ)]2 + [z ′ (τ)]2 dτ = |v(τ)|dτ
t0 t0

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 75 / 94


If t0 = 0 find the arc length parametrization of a curve

r(t) = (cos t)i + (sin t)j + tk

.
Solution From t0 to t is
Z t
s(t) = |v(τ)|dτ
t0
Z t√
= 2dτ
√0
= 2t

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 76 / 94


Unit Tangent Vector
Since the velocity vector v = dr/dt is tangent to the curve r(t) and that
the vector
v
T=
|v|
is therefore a unit vector tangent to the (smooth) curve, called the unit
tangent vector .

The unit tangent vector T is a differentiable function of t whenever v is a


differentiable function of t.
we will see later T is one of three unit vectors in a traveling reference frame
that is used to describe the motion of objects traveling in three dimensions.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 77 / 94


Find the unit tangent vector of the curve

r(t) = (3 cos t)i + (3 sin t)j + t 2 k

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 78 / 94


What is the change in the position vector with respect to arc length s(t)?
i.e., what is the derivative dr /ds ?

Since ds/dt > 0 for the curves we are considering, s is one-to-one and has
an inverse that gives t as a differentiable function of s. The derivative of
the inverse is
dt 1 1
= = .
ds ds/dt |v|
This makes r a differentiable function of s whose derivative can be
calculated with the Chain Rule to be
dr dr dt 1 v
= =v = = T.
ds dt ds |v| |v|

This equation says that dr/ds is the unit tangent vector in the
direction of the velocity vector v .

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 79 / 94


Find the curve’s unit tangent vector. Also, find the length of the indicated
portion of the curve.

1 r(t) = (2 cos t)i + (2 sin t)j + 5tk, 0 ≤ t ≤ π
2 r(t) = (6 sin 2t)i + (6 cos 2t)j + 5tk, 0≤t ≤π
3 r(t) = ti + (2/3)t 3/2 k, 0≤t ≤8
4 r(t) = (2 + t)i − (t + 1)j + tk, 0 ≤ t ≤ 3
r(t) = cos3 t j + sin3 t k, 0 ≤ t ≤ π/2
 
5

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 80 / 94


Curvature of a Plane Curve

Curvature of a Plane Curve


If T is the unit vector of a smooth curve, the curvature function of the
curve is
dT
κ= .
ds
i.e., The rate at which T turns per unit of length along the curve is called
the curvature.
If |dT/ds| is large, T turns sharply as the particle passes through P, and
the curvature at P is large. If |dT/ds| is close to zero, T turns more slowly
and the curvature at P is smaller.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 81 / 94


Formula for Calculating Curvature
If r(t) is a smooth curve, then the curvature is

1 dT
κ= ,
|v| dt

where T = v/|v| is the unit tangent vector.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 82 / 94


Example: A straight line is parametrized by r(t) = C + ta for constant
vectors C and a. Thus, r′ (t) = a, and the unit tangent vector T = a/|a| is a
constant vector that always points in the same direction and has derivative
0. It follows that, for any value of the parameter t, the curvature of the
straight line is
1 dT 1
κ= = |0| = 0.
|v| dt |v|

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 83 / 94


Example: Here we find the curvature of a circle. We begin with the
parametrization
r(t) = (a cos t)i + (a sin t)j
of a circle of radius a. Then,
dr
v= = −(a sin t)i + (a cos t)j
dt
q √ Since a > 0
|v| = (−a sin t)2 + (a cos t)2 = a2 = |a| = a.
|a| = a.
v
T= = −(sin t)i + (cos t)j
|v|
dT
From this we find = −(cos t)i − (sin t)j
dt
dT p
= cos2 t + sin2 t = 1.
dt
Hence, for any value of the parameter t, the curvature of the circle is
1 dT 1 1 1
κ = |v| dt = a (1) = a = radius

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 84 / 94


Principal unit normal vector
At a point where κ ̸= 0, the principal unit normal vector for a smooth curve
in the plane is
1 dT
N=
κ ds
The vector dT/ds points in the direction in which T turns as the curve
bends. Therefore, if we face in the direction of increasing arc length, the
vector dT/ds points toward the right if T turns clockwise and toward the
left if T turns counterclockwise. In other words, the principal normal vector
N will point toward the concave side of the curve.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 85 / 94


Formula for Calculating N
If r(t) is a smooth curve, then the principal unit normal is

dT/dt
N= ,
|dT/dt|

where T = v/|v| is the unit tangent vector.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 86 / 94


Find T and N for the circular motion r(t) = (cos 2t)i + (sin 2t)j.
v = −(2 sin 2t)i + (2 cos 2t)j
p
2 2
Solution: We first find T : |v| = 4 sin 2t + 4 cos 2t = 2
v
T= = −(sin 2t)i + (cos 2t)j.
|v|
dT
= −(2 cos 2t)i − (2 sin 2t)j
dt
From this we find and
dT p
= 4 cos2 2t + 4 sin2 2t = 2
dt
dT/dt
N=
|dT/dt|
= −(cos 2t)i − (sin 2t)j.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 87 / 94


Circle of Curvature for Plane Curves

The circle of curvature or osculating circle at a point P on a plane


curve where κ ̸= 0 is the circle in the plane of the curve that
1 is tangent to the curve at P (has the same tangent line the curve has)
2 has the same curvature the curve has at P
3 lies toward the concave or inner side of the curve
The radius of curvature of the curve at P is the radius of the circle of
curvature, is
1
Radius of curvature = ρ = .
κ
To find ρ, we find κ and take the reciprocal. The center of curvature of
the curve at P is the center of the circle of curvature.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 88 / 94


Curvature and Normal Vectors for Space Curves
If a smooth curve in space is specified by the position vector r(t) as a
function of some parameter t, and if s is the arc length parameter of the
curve, then the unit tangent vector T is dr/ds = v/|v|. The curvature in
space is then defined to be

dT 1 dT
κ= =
ds |v| dt

just as for plane curves. The vector dT/ds is orthogonal to T, and we


define the principal unit normal to be

1 dT dT/dt
N= =
κ ds |dT/dt|

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 89 / 94


Example: Find the curvature for the helix
r(t) = (a cos t)i + (a sin t)j + btk, a, b ≥ 0, a2 + b 2 ̸= 0.
Solution: We calculate T from the velocity vector v :
v = −(a sin t)i + (a cos t)j + bk
p p
|v| = a2 sin2 t + a2 cos2 t + b 2 = a2 + b 2
v 1
T= =√ [−(a sin t)i + (a cos t)j + bk].
|v| a2 + b 2
1 dT
κ=
|v| dt
1 1
=√ √ [−(a cos t)i − (a sin t)j]
2
a +b 2 a + b2
2
a
= 2 | − (cos t)i − (sin t)j|
a + b2
a a
q
= 2 2
(cos t)2 + (sin t)2 = 2 .
a +b a + b2

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 90 / 94


Binormal vector
The binormal vector of a curve in space is B = T × N, a unit vector
orthogonal to both T and N

Together T, N, and B define a moving right-handed vector frame that plays


a significant role in calculating the paths of particles moving through space.
It is called the Frenet frame or the TNB frame.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 91 / 94


If the acceleration vector is written as

a = aT T + aN N,

then 2
d 2s

d ds
aT = = |v| and aN = κ = κ|v|2
dt 2 dt dt
are the tangential and normal scalar components of acceleration.

Formula for Calculating the Normal Component of Acceleration


q
aN = |a|2 − aT 2

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 92 / 94


Torsion
Let B = T × N. The torsion function of a smooth curve is
dB
τ =− ·N
ds
The torsion may be positive, negative, or zero
Torsion measures how the curve twists

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 93 / 94


Computational Formulas
The most widely used formula for torsion, derived in more advanced texts,
is
ẋ ẏ ż
ẍ y z̈
... ... ...
x y z
τ= ( if v × a ̸= 0).
|v × a|2
...
ẋ (" x dot") means dx/dt, ẍ (" x double dot") means d 2 x/dt 2 , and x ("
x triple dot′′ means d 3 x/dt 3 . Similarly, y = dy /dt, and so on.

Dr. Athira T M MA1001E MATHEMATICS -I November 14, 2023 94 / 94

You might also like