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Financial Risk Management

Hedging is a risk management technique aimed at reducing potential losses from price or exchange rate fluctuations, commonly used in various markets through methods like forward contracts, futures contracts, options, and money market hedging. The document also discusses the Dividend Discount Model (DDM) for valuing shares based on future dividends, and outlines various financial risks such as exchange risk, interest rate risk, liquidity risk, and operational risk, along with strategies to manage them. Additionally, it differentiates between market value and book value of assets.
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0% found this document useful (0 votes)
4 views12 pages

Financial Risk Management

Hedging is a risk management technique aimed at reducing potential losses from price or exchange rate fluctuations, commonly used in various markets through methods like forward contracts, futures contracts, options, and money market hedging. The document also discusses the Dividend Discount Model (DDM) for valuing shares based on future dividends, and outlines various financial risks such as exchange risk, interest rate risk, liquidity risk, and operational risk, along with strategies to manage them. Additionally, it differentiates between market value and book value of assets.
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Hedging

Hedging is a risk management technique used to protect against future

price or exchange rate changes.

It means taking an opposite position to reduce possible loss.

Hedging does not aim to earn profit; it aims to reduce risk.

It is commonly used in commodities, currency, and financial markets.

Types of Hedging

1. Forward Contract Hedging

Forward hedging is an agreement between two parties to buy or sell

an asset at a fixed price on a future date.

The price is decided today, but delivery happens later.

It protects businesses from price and exchange rate fluctuations.

Forward contracts are private and not traded on exchanges.

2. Futures Contract Hedging

Futures hedging uses standardized contracts traded on an organized

exchange.

These contracts fix the price of a commodity or financial asset for a

future date.

It reduces the risk of price movements in the market.

Futures contracts are liquid and regulated.

3. Options Hedging
Options hedging gives the right, but not the obligation, to buy or sell an

asset at a fixed price.

The buyer can choose whether to exercise the option or not.

It protects against unfavorable price changes while allowing profit

potential.

A premium is paid for this flexibility.

4. Money Market Hedging

Money market hedging uses borrowing and lending in domestic and

foreign markets.

It is mainly used to protect against foreign exchange risk.

Cash flows are adjusted today to avoid future uncertainty.

This method is common in international trade.

Merits of Hedging

Hedging reduces business risk.

Hedging gives price protection.

Hedging protects profit.

Hedging helps in planning.

Hedging avoids big losses.

Demerits of Hedging

Hedging involves extra cost.

Hedging limits high profit.


Hedging is difficult to use.

Hedging does not remove all risk.

Wrong hedging can cause loss

Dividend Discount Model (DDM)

The Dividend Discount Model is a method used to find the value of a

share.

It says that the value of a share is the present value of its future

dividends.

Investors buy shares to earn dividends, so dividends are the main

focus.

DDM assumes that dividends will grow at a constant rate in the future.

It is mostly used for companies that pay regular and stable dividends.

The Dividend Discount Model (DDM) is a way to calculate the intrinsic

value of a stock based on the present value of its expected future

dividends.

Formula

P° = D1 / r-g

Where:
� = Current share price

� = Dividend next year

� = Required rate of return

� = Dividend growth rate

assumptions of the Dividend Discount Model (DDM)

The stock’s value comes only from future dividends.

Dividends are expected to grow at a constant rate.

The investor’s required rate of return remains the same.

There are no taxes or trading costs.

The company is assumed to operate forever.

Explain Exchange risk and strategies to manage foreign currency

risk ??

Exchange risk is the risk of losing money when currency rates

change.

It happens when someone buys, sells, or owes money in another

currency.

If the currency value goes up or down, it can cause loss or extra cost.

It affects importers, exporters, investors, and companies with foreign

loans.
To avoid this risk, people use hedging like forward contracts, futures,

or options.

Example:

A company in Pakistan buys goods from the USA for $10,000.

Today 1 USD = 300 PKR → cost = 3,00,000 PKR

After 3 months 1 USD = 320 PKR → cost = 3,20,000 PKR

❌ Company loses 20,000 PKR because of currency change.


Strategies to manage foreign currency risk

Forward Contract

Forward hedging is an agreement between two parties to buy or sell

an asset at a fixed price on a future date.

The price is decided today, but delivery happens later.

It protects businesses from price and exchange rate fluctuations.

Forward contracts are private and not traded on exchanges.

2. Futures Contract

Futures hedging uses standardized contracts traded on an organized

exchange.

These contracts fix the price of a commodity or financial asset for a

future date.

It reduces the risk of price movements in the market.


Futures contracts are liquid and regulated.

3. Options Hedging

Options hedging gives the right, but not the obligation, to buy or sell an

asset at a fixed price.

The buyer can choose whether to exercise the option or not.

It protects against unfavorable price changes while allowing profit

potential.

A premium is paid for this flexibility.

4. Money Market hedging

Money market hedging uses borrowing and lending in domestic and

foreign markets.

It is mainly used to protect against foreign exchange risk.

Cash flows are adjusted today to avoid future uncertainty.

This method is common in international trade.

Explain maturity matching principal? And what risk are avoided

using this technique??

Maturity Matching Principle (Simple Concept):

It means a company should match the duration of its loans with the life

of the assets it buys.

Short-term needs → use short-term loans.

Long-term needs → use long-term loans or equity.


This helps the company avoid risk of not paying loans and manage

cash safely.

Short-Term Assets (Temporary Assets):

These are assets that can become cash within one year.

Examples: inventory (stock), accounts receivable (money to receive),

cash.

These are financed with short-term loans because they turn into cash

quickly.

Long-Term Assets (Permanent Assets):

These are assets that last more than one year and are used for a long

time.

Examples: buildings, machinery, land.

These are financed with long-term loans or equity because they last

for many years

Risks

Liquidity Risk: The chance that a company cannot pay its short-term

debts because it does not have enough cash.

Refinancing Risk: The chance that a company will have to take a new

loan in the future at higher interest or worse conditions.


Default Risk: The chance that a company fails to repay its loan or

debt on time.

Interest Rate Risk: The chance that borrowing costs increase

because interest rates rise.

Difference between future and forward contract ??

Forward Contract:

Definition: A private agreement between two people to buy or sell

something at a fixed price on a future date.

Example: Ali agrees to sell 100 kg wheat to Bilal at Rs. 500 per kg

after 3 months.

Futures Contract:

Definition: A standardized contract traded on an exchange to buy or

sell something at a fixed price on a future date.

Example: Zara buys a futures contract on the stock exchange to buy

100 shares of a company at Rs. 100 each after 1 month.

Differences:

*Forward contract is private between two people, futures contract is

traded on an exchange.

*Forward contract is flexible in price, quantity, and date, futures

contract has fixed rules and size.


*Forward contract settles only at the end, futures contract settles daily

(marked-to-market).

*Forward contract has higher risk of default, futures contract is safer

because the exchange guarantees it.

*Forward contract is customized, futures contract is standardized.

*Forward contract is not regulated, futures contract is regulated by the

exchange.

Question: Define interest rate risk vs commodity price risk.

Interest Rate Risk:

The risk of losing money because interest rates change.

It mainly affects borrowers and investors in bonds.

Example: If you hold a bond and interest rates rise, the bond’s value

falls.

Commodity Price Risk:

The risk of losing money because the price of a commodity changes.

It mainly affects producers, traders, and buyers of goods like oil,

wheat, or gold.

Example: If you buy oil at $100 and the price drops to $80, you lose

money.
Liquidity Risk vs credit risk

Liquidity Risk:

Definition: Liquidity risk is the risk that a company or person cannot

quickly convert assets into cash to meet short-term obligations.

Example: A company owns machinery worth $1 million but has a

$100,000 bill due tomorrow. If it cannot sell the machinery quickly, it

may fail to pay the bill.

Credit Risk:

Definition: Credit risk is the risk that a borrower will fail to repay a loan

or meet contractual obligations.

Example: A bank lends $50,000 to a person. If the person cannot pay

back, the bank faces a loss due to credit risk.

Define Operational Risk vs Systematic Risk with examples.

Operational Risk:

Operational risk is the chance that a company will lose money

because of problems inside the company.

These problems can be mistakes by employees, failure of computer

systems, fraud, or bad business processes.

Companies can often control or reduce this risk by improving systems,

training employees, or following rules carefully.


Example: A bank loses money because its software crashed during

online transactions.

Systematic Risk:

Systematic risk is the chance that the entire market or economy will

lose value, affecting almost all companies.

This risk cannot be avoided by just owning many different stocks

because it comes from outside the company.

Causes of systematic risk include recessions, changes in interest

rates, inflation, or political problems.

Example: Stock prices fall everywhere because of a country-wide

recession.

Define Market Value vs Book Value with examples.

Market Value:

Market value is the price at which a company’s stock or asset is

bought or sold in the market.

It changes every day according to demand, supply, and market

conditions.

Example: A company’s stock is trading at $50 per share on the stock

market – this is its market value.

Book Value:
Book value is the value of a company or asset according to its

accounting records.

It is calculated by subtracting liabilities from total assets.

Example: A company has assets worth $1,000,000 and liabilities of

$400,000. Its book value is $600,000.

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