EPP Notes
EPP Notes
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1.2 Technology and society Role of Engineers
Engineers are those persons who use the technology practically, key roles of engineers
Technology for development are as follows-
• Systematic knowledge which facilitates to the use of machines and • Creating vision
tools Thinking of beneficial and useful product/object for people by utilizing the properties
of different matter and sources of power.
• Transfers knowledge into skills
• Practical application of knowledge that brings changes in society • Preparing mission
• Facilitates societies to easier/comfortable lives Make plan, prepare economically for use of large number of people for their safety
and protection.
• Changes life style with its application (internet, mobile phone,
computers) • Execution
Assigned the job or activities that requires engineering knowledge and skills for
implementation of vision and mission.
Social change
The change in social processes, interactions, mutual activities and relationship
• Monitoring and evaluation on society due to dynamic behaviour of people, over a particular period of
time. These are of basically of two types:
To make accurate, timely, maintain the quality and economy, do monitor,
supervise and evaluate 1. Exogenous change
• Caused by external agencies eg. Colonization, war or settlement
• Train • Highly unpredictable
Train new engineers to make professionals, practically, technically and • May cause social unequalibrium
professionally.
2. Endogenous change
• Upgrade Profession • Caused by internal agencies eg. Invention, mutual concern
Innovate, systematize and make facilities for the society/people by keeping up • Predictable
the dignity and ethical values of engineers.
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Factors causing social change Theories of social change
• Social movement [Link]-cultural evolution theory
• Society develops gradually from simple to complex
• Cultural factors
• Simple society- lager society – industrial society- modern world
• Technological factors 2. Functionalist theory
• Demographic factors • Emphasized on social orders
• Focus to maintain social equilibrium for stability
• Environmental factors
3. Conflict theory
• Education factors • Inequality between people on power, wealth and prestige
• Political change • One group can get ahead at the expense of another group
4. Cyclical theory
Assumes each civilization is like a biological organism, birth-mature-old-death-birth
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In religious societies- In Urban societies-
•Started analyzing religion doctrines and tradition, •Rapid increase in population,
•Relaxation occurred in the rigidity of caste system,
•Shortage of land,
•People became free from religion rituals,
•Traffic congestion,
•Religion became secondary thing.
•Crimes
In rural societies- •Mechanic life,
•Population started migrating towards urban areas, •Money, money, money
•Populations became increasingly consciousness of their societies, •Life became expensive
• People started changed farming techniques
• People have more comfortable lives than before,
• Their life-patterns changed.
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1.3 Engineering practice in Eastern societies Engineering practice in Eastern societies
[Link] 5000 BC, civilization developed near Yanshao, where people roamed 7. During 704 AD, the Buddhist Text “Dharani Sutra” was printed in Korea
seeking new soil for agriculture. People used earthen pottery and stone tools. during 704 – 751 AD, using block printing technique. It is the oldest existing
2. During 4000 BC, early Chinese communities planned cities according to Grid printed book,
pattern with intersecting streets at right angles to each other. 8. In 805 AD, the forerunners of Gun were invented, which is called “fire lance”,
3. During 3300 – 3200 BC, Egyptians first developed a system of Division of
Labor in closed societies in Sumar and Egypt, particularly among merchants 9. In 1040 AD, Chinese writer Tseng Kung – Liang published the first known
and metalworkers. Gun-powder formulae for use in three weapons- a. bomb held by a kind of
catapult, b. bomb with hooks and c. a poison – smoke ball.
4. During 3500 –3000 BC, in Sumeria, the appearance of towns and cities
coincide with the production and distribution of goods through trades. 10. In 1045 – 1048 AD, Pi – Sang invented movable type for printing. Printing
5. In 132 AD, Chinese philosopher Chang Heng invented a Seismoscope. with movable type was developed in Europe in mid 15th century.
6. In 510 AD, China‘s Grand Canal (Shan –Yang) in southern China was built 11. In 1250 AD, true guns with a gunpowder chamber and strengthening
connecting Yangtze (Chang-Jiang) and Huang –He (yellow river), which played a explosion chamber to prevent splitting appeared in china. In less than a
lifeline for north China providing a transportation route for grains and century, guns reached in Europe and changed the characters of medieval
commodities. warfare.
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Engineering practice in Western societies Engineering practice in Western societies
5. In 1487 AD, Aztee ruler Ahuitzotl dedicated the new Tempo Mayor 10. In 1807 AD, American inventor and engineer Robert Fulton inaugurated a new era
(great temple), an enormous double pyramid in Tenochtitlan to the of power driven navigation as a steamboat.
warrior God of the Sun. 11. In 1660 Ad, a fine opportunity for planned city was offered after the great fire of
London by John Evelyn, the diarist and civil servant and Chritopher Wren, an architect
6. In 1673 AD, English mathematician, John Hadlley and American to Charles-II for rebuilding the burnt city before the ashes cool down.
inventor Thomas Godfery independently invented the Sextant, an 12. In 1548 – 1620, Simon Stevin discovered the triangle of forces in Netherlands,
optical instrument to measure angular distance between any two which helped to calculate the actual load on the members of cranes, trusses and other
objects. structures.
7. In 1747 –1752 AD, American scientist Benjamin Franklin theorized 13. Stevin‘s younger contemporary Galileo Galilel in 1564 – 1642 AD, solved the
that lightning is a form of electricity. problem of accelerated movement and began the analysis of stresses in beams.
8. In 1780 AD, Scottish inventor James Watt and English manufacturer 14. Technical men organized the society of Lynxes, to which Galileo belonged. The first
research institute was founded in 1560 AD.
Matthew Boulton began manufacturing a steam engine for industrial
use. 15. Engineering school appeared in France in 1800 AD and at the same time
specialization within engineering profession took place. John Smeaton, who went to
9. In 1793 AD, American Eli Whitney invented the cotton gin, a device France in 1750s AD to round off his technical education, called himself ‘Civil engineer‘
that rapidly and efficiently removes seeds from cotton fiber. meaning non-military engineer.
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General job description of Engineers in public sector General job description of Engineers in private sector
1. To perform preliminary and detail survey, design and estimate, 1. To coordinate works between stakeholders- clients, consulting and
2. To execute and assign for execution of project works, contractors
3. To conduct various programs for increasing people’s capacity, 2. To layout works, to survey and to estimate,
4. To report writings of- 3. To supervise, monitor, and control works,
• progress report, 4. To control quality, to assess and report to concerning authorities,
• feasibility report,
5. To prepare bills as a quantity surveyor,
• final report
6. To plan project and report progress,
• monitoring and evaluation report etc,
5. To monitor and evaluate ongoing projects, 7. To prepare technical report and prepare claims if any,
6. To facilitate donor agencies is involved, 8. To conduct necessary training regarding site work and office
7. To execute and perform works and jobs assigned by immediate superiors, and
organizations system to new staffs,
8. To execute other jobs planned specifically for engineers as the nature and case. 9. To overall manage of construction project etc.
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Characteristics of Professional Professional institutions
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Section 4 of the Engineering Council Act 2055 describes a set of Section 5 of the Act states an examining committee of 3 members
professional morals and professional conducts for all registered formed under the coordination of a council member shall examine
engineers as under- any complaint registered against any engineer in the council.
• Honesty and discipline The committee, in its procedure , may suspend the engineer not
• Loyalty and morals to make further mistakes. The engineer that has been complained
• Impartiality of doing misconduct or immoral conduct shall be given an
• Perform professional related jobs only opportunity to clarify of his / her conduct before the committee.
• Never do anything that brings low moral in Engg. Profession The committee will produce its recommendation to the executive
• Personal responsibility board of the council for making decision whether the engineer
should be removed or reinstated in the registration book from
• Name, rank and registered number suspension.
• Do not publish statements to make unnecessary influence
System of Provision for private practice and for employee engineers System of Provision for private practice and for employee engineers
The Nepal Engineering Council Act 2055, Section 3 states that – 2. Checking of the application: The Registrar of the Council will check
‘No engineer should practice engineering profession without being all the papers submitted along with application and then submit to the
registered in the Council even if graduated from the institute recognized subject committee of the council.
by the council.’ 3. Checking on the application and recommendation:
[Link] for registration:
a. The subject committee will make necessary checking on the
• a. In the prescribed format of the council, a person wishing to apply application submitted by the Registrar,
for his name to be registered should apply,
• b. Those who have been practicing engineering profession before b. Any thing unclear realized by the committee will be made clear by
the coming of the Engineering council should apply in the prescribed asking to submit necessary papers and certificates,
format within six month from the implementation of the c. Any necessary paper demanded by the committee and to submit
Engineering Council Act, the same by the applicant is applicant’s responsibility,
• c. Those wishing to apply according to a or b above need to submit d. If the committee finds qualified for registration after checking
certificates, awards and other papers relating to academic
qualification along with specified registration fees, according to a, b and c above, the committee will recommend to the
council for registration.
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System of Provision for private practice and for employee engineers System of Provision for private practice and for employee engineers
4. Register the Name: 6. Inform if the decision is made not to register the name:
The council shall decide to register the name of the applicant in If the council decides not to register the name of the applicant
the format of Registration Book prepared by the council, if the showing any reason, the Registrar will inform the applicant in
council finds the recommended name right for registration in the writing.
council. 7. Removal of the name from the Register Book:
a. The name of the engineers from the register Book shall not be
removed except in the following cases-
5. Certify the Registration of the name:
• Mentally ill,
After the decision made for registration by the council, the • Bankrupt in case being unable to pay loans back,
Registrar will register the name in the registration Book and
provide a Certificate of Registration of the Name in a specified • Violated the specified professional conducts and reported to the
council to remove the name from the Register Book and if decided
format. by two third majority,
System of Provision for private practice and for employee engineers System of Provision for private practice and for employee engineers
• If the court proved the engineer guilty in public case on moral 8. Cancellation of the Certificate:
ground, If the council decides to remove the name of the registered
• By mistake or mischief if anybody without basic qualification engineer from the Register Book, the Registrar will inform the
has been registered, engineer by removing the name from the Register Book and
canceling the certificate of the engineer.
b. The council shall form a committee to make recommendation Re- registering the name:
on the case by examining the engineer that is reported blamed
and removal his name from the Register Book. a. If the name of an engineer is removed from the Register Book
as per decision made by the council, and if the engineer wishes
c. The procedure that the examining committee has to follow in to re-apply for registration and s/he can apply in a prescribed
checking the case will be as per specified. format at least after a year showing reasonable causes.
b. If the council decides to re-register the name, it can reregister
the name of the applicant again.
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Relation of an engineer with Client, Contractor and fellow engineer
Relation of an engineer with Client, Contractor and fellow engineer • A construction team is generally comprises of the following
parties of 3Cs
• Engineers work in developmental activities of any kinds,
• The major roles of an engineer is expert based leadership. It is
because the expertise come from engineers,
• Engineers work for the client but s/he will not work blindly on
behalf of the client, rather s/he will play a role of leader to
succeed the work for the client under his or her control.
• In simple, the engineer make the project success by working on
behalf of the client and getting the work complete through the
contractor.
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Contractors Ethics, Code of ethics and Engineering ethics
The contractor is bound to carry out construction work as per Ethics
directions and instruction of the consultant. The contractor has • It is a system of belief that supports the view of morality. Morality
the following roles- concerns with the principle of voluntary behaviors of what is good
• Constructs the facility as per design and drawings, and bad, right of wrong.
• Obeys the changes instructed by the consultant in written on • The ethics as normative science that contain norms to be followed
by professionals as a professional conduct, needs Codes of ethics
behalf of the owner,
and guidelines as norms to maintain high level standard of good
• Prepares bills of his work and submits to the consultant for the behavior.
recommendation to the owner for payments, Code of Ethics
• Improves and rectifies the defects, • A written set of guidelines issued by an organization to its
• Clears taxes and prepares bills for the finals etc. workers and management to help them conduct their actions
in accordance with its primary values and ethical standards.
Ethics, Code of ethics and Engineering ethics………………….. Factors affecting morale of Engineers
A code of ethics document may outline the mission and values of • Salary
the business or organization, how professionals are supposed to • Integrity
approach problems, the ethical principles based on the
organization's core values and the standards to which the • Social norms and values
professional is held. • Implementation of rule and regulations
• Obedience
Engineering Ethics • Lack of political commitment
Engineering ethics is the field of applied ethics and system of
moral principles that apply to the practice of engineering. The field
examines and sets the obligations by engineers to society, to their
clients, and to the profession.
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Fundamental canons for professional engineers
1. Engineers should hold paramount the safety, health and welfare of
Five fundamental ethical values for code of ethics the public in the performance of their professional duties,
• Protection of life and safeguarding people 2. Engineers shall perform services only in the areas of their
• Sustainable management and care for the environment competences,
• Community well being 3. Engineers shall issue public statements only in an objective and
• Professionalism, integrity and competence truthful manner,
• Sustaining engineering knowledge 4. Engineers shall act in professional matters for each employer or
client as faithful agents or trustees, and shall avoid conflicts of
Factors affecting ethical and unethical behaviour interests,
• Individual characteristics(values, strength) 5. Engineers shall build their professional reputations on the merit of
• Structure of organization their services and shall not compete unfairly with others,
• Organizational culture 6. Engineers shall act in such a manner as to uphold and enhance the
• Stage of moral development honor, integrity and dignity of the profession,
• Issue intensity 7. Engineers shall continue their professional development throughout
their careers and shall provide opportunities for the professional
development of those engineers under their supervision.
Moral dilemma and ethical decision making Moral dilemma and ethical decision making……………..
• A moral dilemma is a conflict in which you have to choose between • A moral dilemma is a conflict in which you have to choose between
two or more actions and have moral reasons for choosing each two or more actions and have moral reasons for choosing each
action. action.
• As engineers are the people who work for the benefits of mankind by • As engineers are the people who work for the benefits of mankind by
exploiting the properties of matter and sources of power, they can exploiting the properties of matter and sources of power, they can
come across moral dilemma in various stages of works while making come across moral dilemma in various stages of works while making
decisions. decisions.
• The interest and will of the people in the society may differ mainly • The interest and will of the people in the society may differ mainly
because of seeking more benefits or return on behalf of them alone. because of seeking more benefits or return on behalf of them alone.
They start then influencing the engineers and the conscience of They start then influencing the engineers and the conscience of
engineers’ come across moral dilemmas. engineers’ come across moral dilemmas.
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Moral dilemma and ethical decision making…………….. Duties of an Engineer and Architect
The engineers need to overcome moral dilemma considering various • Engineer/Architect are the persons at the construction site to
law of ethics as described under- interpret the design and drawing, condition of contract and
1. Eternal law of ethics: based on the nature and the scriptures change them into reality.
2. Utilitarian law of ethics: based upon the outcomes or results of the • Architect / Engineer is supposed to be fair to all stakeholders.
act
3. Universalism law of ethics: based upon the motive or intent of the
The responsibility of site engineer can also be described
doers
accordingly-
4. Distributive Justice law of ethics: based upon the primacy of justice
equal to all a. Quality concerns,
5. Personal Liberty law of ethics: based upon the primacy of personal b. Time and Progress concerns, and
liberty c. Cost concerns
• To accurately lay out the designs and drawings, • To ask to submit programs of order, delivery, test and samples of
• To control the quality of work, materials,
• To verity the quality of materials, • To verify the progress with the programs submitted and
approved,
• To identify the essential variation and its causes, cost,
alternatives and approval from the authority, • To control variations orders controlling time & progress,
• To examine the storage or stock of materials at site, • To calculate the speed of work within the time available for the
completion of the work based on the available resources at site
• To interpret the terms and conditions of contract to all involved with the contractor and notify accordingly,
parties when necessary,
• To give instruction to speed up the works to meet target,
• To approve source of materials,
• To timely certify the bills that was submitted for payment,
• To collect test certificates of the materials,
• To make quick & right decision not to delay work,
• To approve the method of construction that comply the
statement in the specification
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b. Time and progress concerns…………………… Cost concerns…………………….
• To check the works, materials, sample or equipment • To reduce disputes to enhance works and t maintaining
when and where asked to do so at site cost level,
• To hold meeting with the contractor and technicians for • To check bills and produce to the authority to make timely
quality and timely construction as per plans payment
• To find defects and to instruct the contractor to correct
c. Cost concerns: them as soon as possible
• To minimize variations orders as far as possible, • To keep records of all issued instructions, inquiries, or
letters received from authorities so that they can be
• To ensure that the compensatory events occur minimum produced when and where needed to resolve disputes
and to minimize changes,
• To control quantity so that their quantities do not exceed
given in BoQ,
• To make payment in time,
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Liability and Negligence…………….. Vicarious Liability
• Tort liability • Vicarious liability means that employers such as hospitals
Negligence that harm unrelated person or property and seek are responsible for the acts of their employees if the acts
compensation. A “tort” is an injury to another person or to are within the scope of employment.
property, which can be compensated under the law. To give • An employer is responsible for the acts of his /her
rise to a legal claim in tort, an act must satisfy four elements employee as long as the employee’s acts are within the
as follows- persons’ job description.
• There must be a legal duty of care to another person,
• There must be a breach of that duty,
• The claimant must have suffered damages, and
• The damages must have been proximately caused by the
breach of the duty.
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General job description of engineers working in public sector General job description of engineers working in public sector…….
The following job description is for the fresh or newly entering 5. To monitor and evaluate ongoing projects,
engineers on the Gazetted third class positions, abstracted from the
office of Rural Infrastructure development Project (RIDP), HMG/Nepal- 6. To facilitate donor agencies is involved,
1. To perform preliminary and detail survey, design and estimate, 7. To execute and perform works and jobs assigned by immediate
2. To execute and assign for execution of project works, superiors, and
3. To conduct various programs for increasing people’s capacity, 8. To execute other jobs planned specifically for engineers as the
4. To report writings of- nature and case be.
a. progress report,
b. feasibility report,
c. final report
d. monitoring and evaluation report etc.
General job description of engineers working in public sector………….. Private sector Practices
The general job description of gazetted second class engineers in Private sectors-
public sectors exercised by the Public service Commission as per • construction companies,
published in the Public service Commission – • consulting firms,
1. Planning, programming and execution of works, • private engineering colleges etc.
2. Research on technology, cases, various skills for upgrading ¾ In the open market system, there are thousands of private
3. Monitoring, and evaluation and supervision of projects, organizations in operations in various sectors.
4. Administrative activities, ¾ As engineers are the technical personnel who work for the
greater benefits of the public, entrepreneurs have used them in
5. Financial administrative activities producing larger quantities in economic investments.
¾ The private organizations working more efficiently than
government sectors under strict supervision and motivations.
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General Job description of engineers working in Private sectors Chapter 4: Contract Management
The following job description from the United Builders and company, an • Methods of work execution/contracting
A-class construction company in Nepal.
1. To coordinate works between stakeholders- clients, consulting and • Types of contracts
contractors • Tendering procedure
2. To layout works, to survey and to estimate,
• Contract agreement
3. To supervise, monitor, and control works,
4. To control quality, to assess and report to concerning authorities,
5. To prepare bills as a quantity surveyor,
6. To plan project and report progress,
7. To prepare technical report and prepare claims if any,
8. To conduct necessary training regarding site work and office
organizations system to new staffs,
9. To overall manage of construction project etc
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Contract……….. Contract………..
b. Unit Price contract- Rates are quoted for each item of works. As [Link] + percent of cost:
the bill of quantity (BOQ) is presented in the bid document, the Profitable to the contractor, Possibility of increasing construction cost,
final amount is worked out by adding the amounts of each item of
work for comparison. 2. Cost + Fixed Rate:
2. Negotiated contract: If the owner wishes to assign the Possibility of delay in competition of the work, quality may be affected.
construction work to a reliable party through a dialogue, it is then 3. Cost + Fixed fee + profit sharing clause:
termed as Negotiated contract. The owner is free to select any Encourage the contractor to control cost on the work, owner need to
party. They are of the following types-
be aware of the quality of work,
1. Cost + percent of cost,
4. Cost + Sliding fee:
2. Cost + fixed fee, Contractor’s fee = R(2T-A), where, R = base percentage rate allocated to
3. Cost + Fixed fee + Profit sharing clause, and the contractor, T = target / estimated cost, and A = Actual cost of the
4. Cost + sliding fee. work.
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Method of Procurement of Works…………………. Method of Procurement of Works………………….
a. National / Local competitive bidding (NCB/LCB): c. Limited international bidding (LIB):
• Contractors are invited from within the nation or local. • When the works requires specialized or expertise to perform to
• It is exercised for the budget between Rs. 1 to 60 million. perform the work, LIB is practiced.
• Foreign bidders can only take part if they are joint with national • For complex industrial plants, for highly specialized equipment,
firms. emergencies reasons like in major disaster, it can be used.
• The PWD gives guideline under Standard Bid Documen
3. Direct purchase:
b. International competitive bidding (ICB): It is like negotiation and dealt previously.
• When domestic firms do not possess sufficient capability and
resources for large work, ICB procurement is practiced. 4. Force account:
• Prospective bidders are invited from eligible countries with When government agencies produce required goods, the public office
sufficient time given. Foreign and domestic firms are encouraged to need not go for bidding. It can procure direct from the production
bid jointly by making enough capabilities. office at government rate and it is known as Force Account. This
• ICB is used for more than Rs. 60million of works. account should not exceed NRS. 100,000.00
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Quotation and Quotation notice………………. The notice should contain the following
The Invitation for Bids shall be issued as: • Name of the office inviting the quotation,
(a) an advertisement in at least one newspaper of national • Date of the first notice publication,
circulation in Nepal for two days; • Types of materials or work,
(b) an advertisement displayed on the Notice Board of the office • Types of bidders,
inviting the bids; and • Price of the quotation form and its deposit procedure,
(c) advertisement forwarded to the following offices for display on • Bid bond price,
their notice boards: - • Name and types of Financial institution for bid bond guarantee,
-District Administration Office • Date and time of the bid submission,
- District coordination Committee • Requirements of the work or materials,
-District Treasury Comptroller Office, • Any other information relevant to the invitees.
- Revenue office, • Quotation notices are available in National and local newspaper
-Offices of the contractors, if any, at the headquarters of a district
• Tender documents should be prepared before inviting tenders. • After the tender documents have been approved by the authority,
• The format of tender should be as per Public Works Documents to while tendering for the works more than NRs 5,000,000.00, the
have uniformity. tender notice should be given twice in the national level news
• The tender document bought on one’s name shall not be paper.
transferred to another person or institution. So, the document • The office shall obtain the evidences of notifying the same from the
number and the person or the institution name should be offices such as DAO office, revenue office, DCC office, District
registered. treasury control office (DTCO) and office of the contractor
• The sale of the tender document and the submitted tender association.
documents should be maintained in separate books.
• At the end of the sale or submission of tender document, the chief
of the office must close and sign the register books.
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Tender Notice
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Contract……….. Method of Procurement of Works
b. Unit Price contract- Rates are quoted for each item of works. As • The methods of providing construction work to any reliable party is
the bill of quantity (BOQ) is presented in the bid document, the known as procurement of construction work.
final amount is worked out by adding the amounts of each item of • Public Work Directives(PWD) gives guidelines for procuring
work for comparison. construction works under the following categories-
2. Negotiated contract: If the owner wishes to assign the 1. Sealed quotation,
construction work to a reliable party through a dialogue, it is then 2. Sealed bidding,
termed as Negotiated contract. The owner is free to select any 3. Direct purchase (negotiation),
party. They are of the following types-
4. Force account
1. Cost + percent of cost, 5. User’s or Consumer’s committee.
2. Cost + fixed fee,
3. Cost + Fixed fee + Profit sharing clause, and
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Method of Procurement of Works…………………. Method of Procurement of Works………………….
c. Limited international bidding (LIB):
• When the works requires specialized or expertise to perform to 5. Users’ or consumers’ committee: It is used on small and labor
perform the work, LIB is practiced. intensive works where the objectives are as follows-
• For complex industrial plants, for highly specialized equipment, a. To provide employment and incomes directly to the persons living
emergencies reasons like in major disaster, it can be used.
in that work areas,
3. Direct purchase: b. To increase the utilization of local know-how, appropriate
It is like negotiation upto 5,00,000 technologies and materials,
c. To handover the completed works for operation and maintenance
4. Force account: directly by the persons utilizing the project.
When government agencies produce required goods, the public office It can be used for labor intensive works up to NRs. 6 million. If the
need not go for bidding. It can procure direct from the production works requires equipment, the user’s committee can allocate the work
office at government rate and it is known as Force Account. This to ‘D’ class contractors.
account should not exceed NRS. 100,000
• When the contractors are asked to quote their rates of the The Invitation for Bids shall be issued as:
construction work or supply of materials through in a sealed (a) an advertisement in at least one newspaper of national
envelope, it is termed sealed quotation. circulation in Nepal for two days;
• Any public construction, repair, maintenance or improvement works (b) an advertisement displayed on the Notice Board of the office
costing more than NRs 100,000 but not exceeding NRs 2 million can inviting the bids; and
be carried out by inviting sealed quotation from eligible registered (c) advertisement forwarded to the following offices for display on
contractors. their notice boards: -
• Notice shall be published in a national or local news papers and -District Administration Office
displayed at public concerned offices. - District coordination Committee
• Evaluations of the sealed quotations shall be exactly the same as for -District Treasury Comptroller Office,
National competitive bidding (NCB). - Revenue office,
-Offices of the contractors, if any, at the headquarters of a district
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The notice should contain the following Tendering Procedure
• Name of the office inviting the quotation, • Tender documents should be prepared before inviting tenders.
• Date of the first notice publication, , • The format of tender should be as per Public Works Directives to
• Types of bidders, have uniformity.
• Price of the quotation form and its deposit procedure, • The tender document bought on one’s name shall not be
• Bid bond price, transferred to another person or institution. So, the document
• Name and types of Financial institution for bid bond guarantee, number and the person or the institution name should be
• Date and time of the bid submission, registered.
• Requirements of the work or materials, • The sale of the tender document and the submitted tender
• Any other information relevant to the invitees. documents should be maintained in separate books.
• Quotation notices are available in National and local newspaper • At the end of the sale or submission of tender document, the chief
of the office must close and sign the register books.
• After the tender documents have been approved by the authority, The tender notice contains the following-
while tendering for the works more than NRs 50,00,000, the tender • Methods of tender submission,
notice should be given twice in the national level news paper. • Tender submission office or authority,
• The office shall obtain the evidences of notifying the same from the • Amount of Bid bond,
offices such as DAO office, revenue office, DCC office, District • Last date and time for submission the tender,
treasury control office (DTCO) and office of the contractor • Date for making decision on the tenders,
association. • Estimated amount excluding contingencies and contractor’s profit,
• The place, date and time for the opening of the tenders,
• Period of bid bond, bid amount, and bank guarantee types,
• Description of the potential bidders, type, financial position,
technical experiences and capability,
• Any other related information to the tender
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Tender Guarantee/Bid bond Tender Guarantee/Bid bond…………..
• It is required to initiate genuine bidders in contract processing. • The bid bond should be separate for each tender.
Genuine bidders mean the potential bidders that have submitted • The winning bid must have to submit another 2.5% for making 5%
the required and asked information true and real. of the total contract amount as performance bond.
• Any contractor found deceiving, shall have to loose its bid bond. • Those who have failed to win the contract shall be returned their
Forgery information or false documents submitted to the office, bid bond after the award of the contract to the wining one is made.
shall have to be forfeited its bid bond or bid guarantee.
• The bidder should submit in cash guarantee or bank guarantee
along with the tender. The bid bond is 2.5% of the total bid amount.
But while submitting the bid guarantee.
• It should be mentioned in the tender notice.
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Post-qualification of contractors Evaluation of Tender and selection of Contractor
• Bids are invited at large from one or more classes of contractors, The evaluation of tender / bid is done in the following four steps-
• It is carried out after bids are received as part of the bid evaluation 1: Preliminary examination of bids,
process. 2: Determination of substantial Responsiveness of Bids,
• Post qualification has the advantage of reducing the total 3: Detailed Evaluation of Bids
procurement time cutting out the pre-qualification steps. 4: Bid Evaluation Report
• Bid security: provided in the conformity with the instruction to b. Inability to meet critical work schedule clearly specified in the
bidders. bidding document,
• Completeness: Bids should offer all the items required in the c. Failure to comply with minimum experience or financial capability
drawings, specifications and bill of quantity. specified in the bid document,
• Qualification information should be provided. d. Bids containing conditions, which limits the bidders’ responsibility to
accept an award,
2. Determination of substantial Responsiveness of Bids: The purpose
is to reject those, which are substantially responsive to the major Technical reasons for rejecting bids are as follows-
commercial and technical requirements. a. Failure to bid for the required scope of works,
b. Failure to bid for each item in the BoQ,
Commercial reasons for rejecting bids are as follows- c. Failure to satisfy major requirements in the specifications
[Link] security and bid validity period are not in accordance with bidding
documents,
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Evaluation of Tender………………………… Evaluation of Tender…………………………
3. Detailed Evaluation of Bids: The detailed evaluation is based upon f. Adjustment: for performance or service factors if prescribed in the
the criteria as specified in the bid document. The following are bidding documents,
principal factors for evaluation- g. Price deviation: minor deviation is considered substantially
a. Correction of errors: As described in the bidding documents, all the responsive, provided that the evaluation assigns a monetary cost /
fill-ups should be as per instructions to bidders. penalty to the bid for the purpose of bid comparison,
b. Correction for Provision sum: Provisions sums are the same for all h. Domestic preference: Domestic preference should be provided as
bidders and hence such provisional sums should be excluded from described in the bidding document,
the bid comparison, i. Cross discounts: It may depend on the outcome of awards of other
c. Evaluation currency: Conversion to a common currency for contracts. The Bid Evaluation Committee shall seek the optimum
comparison should be as described in the bidding document, combination of awards on the basis of the least overall cost consistent
with the pre-qualification. The evaluation shall take account of all
above factors to determine the evaluated cost of each bid.
Bid Evaluation Report: The bid evaluation committee shall prepare a S.N Bidders Name & address Bid security Total Bid Remarks Bidders/representatives
amount Amount signature
bid evaluation report, following the format contained in the Standard
Guide for Bid Evaluation in Part-III, and submit it to the project
manager or competent authority to further consideration and actions
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continued……………….. continued………………..
Contract agreement
• The office usually calls a meeting of concerned authorities to see and Chapter 6
discuss the recommendation,
• Globalization and cross cultural issues
• makes a decision to award the contract of work,
• writes a letter to the winner offering the contract work and asking for a • Public private partnership
letter of acceptance. • Safety, risk and benefit analysis
• asks the bidder to produce performance security bond also,
• Development and environment
• On a scheduled date, the bidder with a witness the chief of the office
with a witness sign the contract document, • Conflict and dispute management
• After the contract signs the bidder becomes the contractor and the
project manager employer.
• The PM issues a letter of instruction to start the work within stated days,
• The contractor inform the office the start date of the work with a
schedule of the work, which is mandatory after the approval of the PM
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Globalization Cross cultural issues
• Globalization is a process of interaction and integration among the • It deals with importance of cross-cultural issues is in relation to global
engineering ethics.
people, companies, and governments of different nations,
• Introduces the importance of cultural values within global engineering,
• A process driven by international trade and investment and aided by examining the nature of normative ethical relativism
information technology, • On this basis, the nature of values and their centrality to cross-cultural
contexts are explained, and the relation between values and ethics—the
• This process has effects on the environment, culture, political distinction between moral and non-moral values.
systems, economic development and prosperity, and human physical • Some issues-
well-being in societies around the world. 1. Time zone differences
2. Language and terminology differences
3. Religious and racial differences
4. Ethical issues
5. Political differences
6. Differences in business environment
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Different models of PPP…………….. Safety, Risk and benefit analysis
6. Build-Own-Operate-Transfer (BOOT): The private-sector partner is granted Safety: Design of Engineering Systems to Reduce Risk to Acceptable
authorization to finance, design, build and operate an infrastructure component (and Levels
to charge user fees) for a specific period of time, after which ownership is transferred
back to the public-sector partner. • Develop inherently low-risk designs
7. Buy-Build-Operate (BBO): This publicly-owned asset is legally transferred to a • Incorporate redundancy in design
private-sector partner for a designated period of time.
• Design for failure modes that give warning before catastrophic
8. Build-lease-operate-transfer (BLOT): The private-sector partner designs, finances
and builds a facility on leased public land. The private-sector partner operates the failure (ductile structures)
facility for the duration of the land lease. When the lease expires, assets are • Design for appropriate Factor of Safety
transferred to the public-sector partner.
9. Operation License: The private-sector partner is granted a license or other
• Structural design philosophies...
expression of legal permission to operate a public service, usually for a specified term. - Allowable Stress Design
(This model is often used in IT projects.)
- Load Factor Design
10. Finance Only: The private-sector partner, usually a financial services company,
funds the infrastructure component and charges the public-sector partner interest for - Probabilistic design methods
use of the funds.
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Continue………… Development and environment
Risk Acceptance 'Development and environment are two sides of the same coin‘
•Voluntary versus involuntary risks
•Adequate protection of public health and safety Need to focus on:
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Conflict resolution methods Dispute resolution methods
1. Avoidance: avoid conflict, ignore conflict, “time will heal” Adjudication:
2. Diffusion: distraction and defuse into multiple sectors The adjudication is “a quick and relatively inexpensive way of resolving a
3. Containment: conflict contained within certain people, and resolved dispute, whereby an impartial third party adjudicator decides the issues
through discussion and bargaining between the parties”.
4. Confrontation: conflict brought in front of all concerned, conflict resolution Characteristics of adjudication:
through open dialogue, face-to-face meeting, open bargaining, and resorting • It is a mechanism of dispute resolution.
to legal process, if needed.
5. Conciliation: Mutually agreed terms and conditions, “give and take”
• An independent third party, called adjudicator, awards the decision
approach, without direct involvement of outsiders (mediator), even though the • Quicker and inexpensive mechanism of dispute resolution, compared
mediator assists in bringing the parties together. to arbitration and litigation, normally taking less than 30 days
6. Mediation: similar to conciliation, but with direct involvement of outsiders • The Public Works Directive (PPD) and the Public Procurement Act (PPA
(mediator). 2063) have provisions for dispute resolution through adjudication.
7. Arbitration: Resolution through certified professional arbitrator.
8. Litigation: Resolution through court, as per prevailing laws and rules.
Arbitration
Arbitration is a formal mechanism of dispute resolution conducted outside a court.
Advantages of arbitration over litigation:
• It is a private alternative to formal court procedure.
• The arbitrators are normally technical experts
• Less time consuming THANK YOU !!!
• Less expensive
• No public hearing, so low publicity (which is normally preferred by the parties)
• Less formal, hence more convenient to the parties of dispute
• The PPA 2063 has recognized arbitration as a means of dispute resolution. The
Arbitration Act 2038 governs the arbitration process in Nepal. The Nepal Arbitration
Council 1991 has been providing arbitration services in Nepal. However, in Nepal, most
of the disputes go to court, or settled out of court through mutual consent, even after
arbitration, by ignoring the arbitrators’ decisions..
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