0% found this document useful (0 votes)
2 views334 pages

Engine RG

The RG engine manual provides essential information for trained personnel on operating, maintaining, and repairing the engine components. It includes safety instructions, technical data, and procedures for installation and disassembly. The manual emphasizes the importance of using original parts and tools to ensure safe and effective operations.
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
0% found this document useful (0 votes)
2 views334 pages

Engine RG

The RG engine manual provides essential information for trained personnel on operating, maintaining, and repairing the engine components. It includes safety instructions, technical data, and procedures for installation and disassembly. The manual emphasizes the importance of using original parts and tools to ensure safe and effective operations.
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Component manual

RG engine

English
Printed in The Netherlands DW032648
.  '$) 7UXFNV 19 (LQGKRYHQ WKH
1HWKHUODQGV
,Q WKH LQWHUHVW RI FRQWLQXLQJ SURGXFW
GHYHORSPHQW '$) UHVHUYHV WKH ULJKW WR FKDQJH
VSHFLILFDWLRQ RU HTXLSPHQW DW DQ\ WLPH ZLWKRXW
QRWLFH
1R SDUW RI WKLV SXEOLFDWLRQ PD\ EH UHSURGXFHG
DQGRU SXEOLVKHG E\ SULQWLQJ SKRWRFRS\LQJ
PLFURILOPLQJ RU E\ DQ\ RWKHU PHDQV ZLWKRXW WKH
PDQXIDFWXUHU·V SULRU SHUPLVVLRQ LQ ZULWLQJ

 ':
LVGSRL
,1752'8&7,21
5* HQJLQH ,QWURGXFWLRQ

,1752'8&7,21
7KLV PDQXDO LV LQWHQGHG WR DVVLVW ZHOOWUDLQHG
DQG H[SHULHQFHG ZRUNVKRS VWDII LQ RYHUKDXOLQJ
FRPSRQHQWV DQG FDUU\LQJ RXW VHWWLQJ RSHUDWLRQV
DQG UHSDLUV
7KH IROORZLQJ VXEMHFWV DUH LQFOXGHG VSHFLDO
WRROV WHFKQLFDO GDWD IDXOWILQGLQJ WKH UHPRYDO
DQG LQVWDOODWLRQ RI FRPSRQHQWV WKH GLVDVVHPEO\
DQG DVVHPEO\ RI FRPSRQHQWV DQG VHWWLQJ
SURFHGXUHV
7KH ERRN DOVR LQFOXGHV VDIHW\ LQVWUXFWLRQV DQG
ZDUQLQJV ZKLFK PXVW EH VWULFWO\ FRPSOLHG ZLWK
7KLV SXEOLFDWLRQ LV EDVHG RQ QHZ SDUWV LQ
H[ZRUNV FRQGLWLRQ
$V WKHUH DUH VHYHUDO W\SHV DQG YHUVLRQV RI WKH
HQJLQHV GHVFULEHG LQ WKLV PDQXDO VRPH RI WKH
GHVFULSWLRQV DQG GUDZLQJV PD\ QRW IXOO\ PDWFK
WKH VLWXDWLRQ LQ WKH HQJLQH \RX DUH ZRUNLQJ RQ
7KH OLVWV RI WHFKQLFDO GDWD DQG VHWWLQJ GDWD LQ WKLV
PDQXDO KDYH EHHQ SUHSDUHG ZLWK WKH JUHDWHVW
SRVVLEOH FDUH DQG UHODWH VROHO\ WR WKH HQJLQHV
GHVFULEHG LQ WKLV PDQXDO
7KH LQIRUPDWLRQ JLYHQ LQ WKLV PDQXDO ZDV
XSWRGDWH DW WKH GDWH RI LVVXH 7KH GDWH RI LVVXH
LV VKRZQ DW WKH ERWWRP RI HDFK SDJH
,I FRQVLGHUHG QHFHVVDU\ '$) UHVHUYHV WKH ULJKW
WR PDNH FKDQJHV WR WKH SURFHGXUHV DQG VHWWLQJ
GDWD VSHFLILHG ZLWKRXW SULRU QRWLFH
,PSRUWDQW DOWHUDWLRQV UHODWLQJ WR WKHVH ZRUNVKRS
LQVWUXFWLRQV ZLOO EH DQQRXQFHG YLD WKH 7,
7HFKQLFDO ,QIRUPDWLRQ EXOOHWLQV 7KHVH EXOOHWLQV
DUH DYDLODEOH YLD \RXU FRQWDFW SHUVRQ 7KHVH
EXOOHWLQV DUH DYDLODEOH YLD \RXU FRQWDFW SHUVRQ

 
,1752'8&7,21
,QWURGXFWLRQ 5* HQJLQH

7R HQVXUH WKDW WKH RSHUDWLRQV DUH FDUULHG RXW


VHQVLEO\ DQG VDIHO\ WKH PHFKDQLF PXVW KDYH WKH
QHFHVVDU\ H[SHULHQFH DQG KDYH FRPSOHWHG WKH
QHFHVVDU\ WUDLQLQJ FRXUVHV
 $OZD\V XVH WKH VSHFLDO WRROV VSHFLILHG LQ
WKLV PDQXDO
7KH XVH RI WKHVH WRROV ZLOO PDNH WKH ZRUN
QRW RQO\ HDVLHU DQG IDVWHU EXW DOVR VDIHU
ZKLOVW LUUHSDUDEOH GDPDJH WR WKH SDUW RU
FRPSRQHQW ZLOO EH DYRLGHG
 7KHUHIRUH RQO\ XVH RULJLQDO '$) SDUWV DQG
FRPSRQHQWV
7KHVH SDUWV DQG FRPSRQHQWV DUH FDUHIXOO\
PDWFKHG ZKLFK LV RQH RI WKH IDFWRUV
GHWHUPLQLQJ WKH RULJLQDO '$) TXDOLW\ ,W LV
RQO\ ORJLFDO WKHUHIRUH WKDW WKH RULJLQDO '$)
TXDOLW\ FDQ EH EHVW PDLQWDLQHG LI RULJLQDO
'$) SDUWV DQG FRPSRQHQWV DUH XVHG ZKHQ
UHSODFLQJ SDUWV RU FRPSRQHQWV
 &DWFK DQ\ RLOV RU IOXLGV ZKLFK HVFDSH DQG
HQVXUH WKDW WKH\ DUH FRUUHFWO\ GLVSRVHG RI RU
SURFHVVHG

 
&217(176
5* HQJLQH

&217(176
3DJH
 *(1(5$/                                                                         
 6DIHW\ SUHFDXWLRQV                                                            
 (QJLQH GDWD DQG GHVFULSWLRQ RI WKH /3* HQJLQH                                   
 :HOGLQJ DQG JULQGLQJ                                                          
 %DWWHULHV                                                                    
 -XPSVWDUWLQJ                                                                
 :LULQJ KDUQHVVHV                                                             
 $YRLGLQJ WKH ULVN RI ILUH                                                        
 7LJKWHQLQJ WRUTXHV                                                            
 7KUHDGHG FRQQHFWLRQV                                                         
 8VH RI ORFNLQJ FRPSRXQGV                                                     
 /RFNLQJ DQG VHDOLQJ PHWKRGV                                                   
 3DSHU DQG NOLQJHULW JDVNHWV                                                    
 /LTXLG VHDODQW                                                                
 2LO VHDOV                                                                     
 %HDULQJV                                                                     
 ',$*1267,&6                                                                     
 )XHO V\VWHP                                                                  
 0HDVXULQJ FRPSUHVVLRQ                                                       
 (QJLQH RLO FRPEXVWLRQ WHVW                                                     
 63(&,$/ 722/6                                                                   
 7(&+1,&$/ '$7$                                                                  
 *HQHUDO                                                                     
 7LJKWHQLQJ WRUTXHV                                                            
 )XHO DQG LJQLWLRQ V\VWHP                                                       
 ([KDXVW LQOHW OXEULFDWLQJ RLO DQG FRROLQJ V\VWHP                                  
 %DVLF HQJLQH                                                                 
 2YHUKDXO GDWD                                                                
 2YHUYLHZ RI ZHDU                                                             
 (1*,1( $66(0%/<                                                                
 5HPRYDO DQG LQVWDOODWLRQ HQJLQH                                                
 %8,/721 &20321(176                                                           
 5HPRYDO DQG LQVWDOODWLRQ LQOHW PDQLIROG                                          
 5HPRYDO DQG LQVWDOODWLRQ WXUERFKDUJHU                                          
 5HPRYDO DQG LQVWDOODWLRQ H[KDXVW PDQLIROG                                       
 5HPRYDO DQG LQVWDOODWLRQ DLU FRPSUHVVRU                                        
 5HPRYDO DQG LQVWDOODWLRQ RI WKH VWHHULQJ SXPS                                    
 5HPRYDO DQG LQVWDOODWLRQ K\GURSXPS                                            
 5HPRYDO DQG LQVWDOODWLRQ VWDUWHU PRWRU                                          
 5HPRYDO DQG LQVWDOODWLRQ DOWHUQDWRU                                             
 5HPRYDO DQG LQVWDOODWLRQ 9EHOWV                                                
 ,QVSHFWLRQ DQG DGMXVWPHQW 9EHOW WHQVLRQ                                        

 
&217(176
5* HQJLQH

3DJH
 &</,1'(5 +($'                                                                   
 &RPSRQHQW GLDJUDP                                                          
 5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV                                         
 3UHVVXUHWHVWLQJ WKH F\OLQGHU KHDG                                              
 5HPRYDO DQG LQVWDOODWLRQ YDOYH JHDU                                            
 5HPRYDO DQG LQVWDOODWLRQ YDOYHV                                                
 ,QVSHFWLRQ DQG VHWWLQJ YDOYH FOHDUDQFH                                          
 0DFKLQLQJ WKH F\OLQGHU KHDG                                                    
 )/<:+((/ $1' )/<:+((/ +286,1*                                              
 &RPSRQHQW GUDZLQJ                                                           
 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO                                              
 ,QVSHFWLRQ IO\ZKHHO IRU D[LDO UXQRXW                                             
 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO ULQJ JHDU                                      
 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ                                       
 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ VHDO                                   
 7,0,1*                                                                            
 &RPSRQHQW GUDZLQJ                                                           
 5HPRYDO DQG LQVWDOODWLRQ YLEUDWLRQ GDPSHU DQG SXOOH\                             
 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU VHDO                                       
 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU                                           
 5HPRYDO DQG LQVWDOODWLRQ VHQVRU ULQJ KRXVLQJ                                    
 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ JHDUV DQG VHWWLQJ WKH WLPLQJ                       
 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FDVH                                            
 'LVDVVHPEO\ DQG DVVHPEO\ VHQVRU ULQJ KRXVLQJ                                  
 &</,1'(5 %/2&. $1' '5,9( 81,7                                                
 &RPSRQHQW GUDZLQJ                                                           
 5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV                             
 5HPRYDO DQG LQVWDOODWLRQ FUDQNVKDIW                                            
 *ULQGLQJ WKH FUDQNVKDIW                                                        
 5HPRYDO DQG LQVWDOODWLRQ FDPVKDIW                                              
 0HDVXUHPHQW DQG UHMHFWLRQ VWDQGDUGV RI F\OLQGHU OLQHUV                            
 5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU OLQHU                                           
 0HDVXULQJ DQG FRUUHFWLQJ F\OLQGHU OLQHU KHLJKW                                    
 3UHVVXUH WHVWLQJ F\OLQGHU EORFN                                                 
 0DFKLQLQJ WKH F\OLQGHU EORFN                                                   
 &22/,1* 6<67(0                                                                 
 6\VWHP GHVFULSWLRQ                                                            
 'UDLQLQJ DQG ILOOLQJ FRROLQJ V\VWHP                                              
 7HVWLQJ WKH FRROLQJ V\VWHP                                                     
 5HPRYDO DQG LQVWDOODWLRQ FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ DQG WKHUPRVWDW          
 5HPRYDO DQG LQVWDOODWLRQ FRRODQW SXPS                                          

 
&217(176
5* HQJLQH

3DJH
 )8(/ $1' ,*1,7,21 6<67(0                                                       
 :DUQLQJV                                                                    
 *HQHUDO                                                                     
 &RPSRQHQWV                                                                 
 &KHFNLQJ WKH IXHO V\VWHP                                                      
 5HPRYDO DQG LQVWDOODWLRQ                                                       
 (OHFWULFDO LQVWDOODWLRQ                                                          
 /8%5,&$7,21 6<67(0                                                             
 6\VWHP GHVFULSWLRQ                                                            
 ([WHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP                                 
 5HPRYDO DQG LQVWDOODWLRQ RLO VXPS                                              
 ,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP                                  
 'LVDVVHPEO\ DQG DVVHPEO\ OXEULFDWLQJ RLO SXPS                                  

 
&217(176
5* HQJLQH

 
*(1(5$/
5* HQJLQH 6DIHW\ SUHFDXWLRQV

 *(1(5$/
 6$)(7< 35(&$87,216

:DUQLQJ V\PERO
:KHQ WH[W LV DFFRPSDQLHG E\ WKH ZDUQLQJ
V\PERO VKRZQ KHUH WKLV LQGLFDWHV WKDW WKH
LQIRUPDWLRQ SURYLGHG LV HVVHQWLDO IRU WKH KHDOWK

DQG SHUVRQDO VDIHW\ RI WKH PHFKDQLF
,Q DGGLWLRQ WKLV ZDUQLQJ V\PERO LV DOVR VKRZQ LI
WKHUH DUH FRQGLWLRQV LQ ZKLFK GDPDJH FDQ EH
FDXVHG WR WKH HQJLQH
7R HQVXUH WKDW WKH PHFKDQLF·V KHDOWK LV QRW
HQGDQJHUHG WKH IROORZLQJ VDIHW\
LQVWUXFWLRQV PXVW EH VWULFWO\ REVHUYHG
 &RPSO\ ZLWK DOO WKH ZDUQLQJV DQG VDIHW\
M0015

LQVWUXFWLRQV JLYHQ LQ WKLV FRPSRQHQW


PDQXDO )LUVW UHDG WKH LQVWUXFWLRQV DQG
ZDUQLQJV RQ WKH ODEHOV DQG VWLFNHUV ZKLFK
DUH DIIL[HG WR WKH YDULRXV FRPSRQHQWV DQG
FRPSO\ ZLWK WKHP 7KH\ KDYH EHHQ SXW
WKHUH IRU \RXU KHDOWK DQG VDIHW\ VR GR QRW
LJQRUH WKHP
 /3* LV DQ H[WUHPHO\ IODPPDEOH JDV ZKLFK
LV KLJKO\ H[SORVLYH LQ WKH FRUUHFW JDV WR DLU
PL[
6PRNLQJ RSHQ IODPHV DQG HTXLSPHQW
ZKLFK JHQHUDWHV VSDUNV DUH VWULFWO\
IRUELGGHQ ZKHQ ZRUNLQJ RQ WKH JDV
LQVWDOODWLRQ
 'R QRW XVH DQ\ WRROV ZKLFK FRXOG FDXVH
VSDUNV VXFK DV ZKHQ XVLQJ HOHFWULFDO WRROV
VWHHO KDPPHUV FKLVHOV HWF
$OVR ZKHQ XVLQJ WRROV GULYHQ E\
FRPSUHVVHG DLU D VSDUN FRXOG EH FUHDWHG
IRU H[DPSOH E\ D FDS VOLGLQJ RQ D EROW KHDG

 
*(1(5$/
6DIHW\ SUHFDXWLRQV 5* HQJLQH

 :RUN PXVW EH FDUULHG RXW LQ D


ZHOOYHQWLODWHG DUHD 7KH H[WUDFWLRQ V\VWHP
PXVW EH RI DQ H[SORVLRQSURRI YHUVLRQ
7KH H[WUDFWLRQ HTXLSPHQW PXVW EH ORFDWHG
MXVW DERYH WKH IORRU DV /3* LV KHDYLHU WKDQ
DLU

  (VFDSLQJ OLTXLG JDV LPPHGLDWHO\


HYDSRUDWHV EHFDXVH WKH OLTXLG JDV KDV D
ORZ ERLOLQJ SRLQW 'XULQJ HYDSRUDWLRQ WKH
OLTXLG JDV ZLWKGUDZV FRQVLGHUDEOH KHDW IURP
WKH DPELHQW DLU
,I OLTXLG JDV FRPHV LQWR FRQWDFW ZLWK WKH
VNLQ WKH VNLQ ZLOO EH IUR]HQ ZKLFK FDQ
FDXVH VHULRXV LQMXULHV
$OZD\V ZHDU SURWHFWLYH JORYHV DQG VDIHW\
JRJJOHV ZKHQ UHPRYLQJ SUHVVXULVHG SLSHV
 5HPHPEHU HYHQ ZKHQ WKH HQJLQH LV
VWDWLRQDU\ WKHUH LV VWLOO OLTXLG JDV LQ WKH IXHO
SLSHV
 $GGLWLRQDO VDIHW\ SUHFDXWLRQV IRU ZRUNLQJ RQ
WKH JDV WDQN
 +DYH D VSHFLDOLVW FRPSDQ\ FRPSOHWHO\
HPSW\ WKH WDQN RI JDV
 3ODFH WKH QR]]OH RI WKH H[WUDFWLRQ
V\VWHP DERYH WKH SDUW WR EH UHPRYHG
 )LUVW UHPRYH WKH WDQN FRQWHQW JDXJH
EHIRUH UHPRYLQJ RWKHU SDUWV RI WKH WDQN
,I WKH WDQN LV QRW FRPSOHWHO\ JDVIUHH
WKLV SUHYHQWV D EXLOGXS RI SUHVVXUH LQ
WKH WDQN
 &KHFN WKH ILWWHG SDUW IRU DQ\ OHDNV
 1HYHU UHPRYH DQ LJQLWLRQ FRLO IURP D
UXQQLQJ HQJLQH DV WKH UHVXOWLQJ LJQLWLRQ
YROWDJH FDQ FDXVH ERGLO\ LQMXU\
 $OZD\V GLVFRQQHFW WKH HDUWK OHDG RI WKH
EDWWHU\ ILUVW EHIRUH ZRUNLQJ RQ WKH YHKLFOH

 
*(1(5$/
5* HQJLQH 6DIHW\ SUHFDXWLRQV

 $YRLG RSHUDWLQJ WKH HQJLQH LQ D FORVHG RU


QRQYHQWLODWHG DUHD DQG PDNH VXUH WKDW
H[KDXVW JDVHV DUH SURSHUO\ H[WUDFWHG
 .HHS FOHDU RI URWDWLQJ DQGRU PRYLQJ
FRPSRQHQWV
 'R QRW UHPRYH WKH ILOOHU FDS RI WKH FRROLQJ
V\VWHP ZKHQ WKH HQJLQH LV DW RSHUDWLQJ

WHPSHUDWXUH
 %H FDUHIXO ZKHQ FKDQJLQJ WKH HQJLQH RLO
KRW RLO PD\ FDXVH VHULRXV SHUVRQDO LQMXULHV
 7R SUHYHQW VNLQ LQMXU\ DYRLG XQQHFHVVDU\
FRQWDFW ZLWK WKH GUDLQHG RLO
 9DULRXV VRUWV RI RLO DQG RWKHU OXEULFDQWV
XVHG RQ WKH YHKLFOH PD\ FRQVWLWXWH D KHDOWK
KD]DUG 7KLV DOVR DSSOLHV WR FRRODQWV 6R
DYRLG ERWK LQKDOLQJ DQG GLUHFW FRQWDFW
 :HDU FOHDQ ILWWHG FORWKHV DQG DSSO\
SURWHFWLYH FUHDP WR XQSURWHFWHG SDUWV RI
\RXU ERG\ LI QHFHVVDU\
 7R DYRLG D ILUH KD]DUG WKH HQJLQH WKH
H[KDXVW V\VWHP DQG WKHLU VXUURXQGLQJV
PXVW EH NHSW IUHH RI IODPPDEOH PDWHULDOV
 'R QRW UXQ WKH HQJLQH ZLWK WKH KHDW VKLHOG
UHPRYHG
 ,I WKH YHKLFOH LV SXW LQ D GU\LQJ ERRWK IRU
VSUD\LQJ WKH IXHO WDQNV PXVW EH UHPRYHG
IURP WKH YHKLFOH 'XULQJ KHDWLQJ WKH
SUHVVXUH LQ WKH WDQNV HYHQ LQ HPSW\ WDQNV
FRXOG ULVH VR KLJK WKDW WKH VDIHW\ YDOYHV
ILWWHG WR WKH WDQNV FRXOG EORZ RII FDXVLQJ
/3* WR HVFDSH

 
*(1(5$/
6DIHW\ SUHFDXWLRQV 5* HQJLQH

 %H DZDUH ZKHQ ZRUNLQJ ZLWK VSULQJV XQGHU


WHQVLRQ :KHQ UHOHDVHG VSULQJV FDQ FDXVH
VHULRXV LQMXULHV 6PDOO VSULQJV DQG VPDOO
FLUFOLSV PD\ DOVR FDXVH LQMXULHV ZKHQ
LQDGYHUWHQWO\ UHOHDVHG ZHDU JRJJOHV 

  $OZD\V XVH WKH DSSURSULDWH OLIWLQJ JHDU


JHDUER[ MDFN RU DSSURYHG OLIWLQJ JHDU RU
KRLVWV IRU WKH UHPRYDO DQG LQVWDOODWLRQ RI
KHDY\ FRPSRQHQWV $WWDFK WKH FRPSRQHQW
VHFXUHO\ WR WKH OLIWLQJ RU KRLVWLQJ JHDU
 $OZD\V FKDUJH EDWWHULHV LQ D SURSHUO\
YHQWLODWHG DUHD DQG DYRLG VSDUNLQJ DQG
QDNHG IODPHV $OZD\V VZLWFK WKH EDWWHU\
FKDUJHU RII EHIRUH UHPRYLQJ WKH OHDGV
)DVWFKDUJLQJ VKRXOG RQO\ EH UHVRUWHG WR LQ
DQ HPHUJHQF\ 'LVFRQQHFW WKH EDWWHU\ OHDGV
ZKHQ IDVWFKDUJLQJ LV EHLQJ XVHG
 $IWHU D ILUH LW LV SRVVLEOH WKDW KD]DUGRXV
UHVLGXHV PD\ UHPDLQ IURP WKH SODVWLFV XVHG
LQ VRPH RLO VHDOV DQG VHDOLQJ ULQJV :HDU
SURWHFWLYH DFLGUHVLVWDQW FORWKLQJ DQG 39&
JORYHV ZKHQ UHPRYLQJ VXFK ILUH UHVLGXHV
6XEPHUJH VXFK ILUH UHVLGXHV LQ RU VSULQNOH
WKHP DPSO\ ZLWK D FDOFLXP K\GUR[LGH
VROXWLRQ VODNHG OLPH DQG ZDWHU 
7KRURXJKO\ FOHDQ WKH SURWHFWLYH FORWKLQJ
DIWHU XVH 7UHDW WKH JORYHV DV FKHPLFDO
ZDVWH

 
*(1(5$/
5* HQJLQH (QJLQH GDWD DQG GHVFULSWLRQ RI WKH /3* HQJLQH

 (1*,1( '$7$ $1' '(6&5,37,21 2) 7+( /3* (1*,1(

(QJLQH GDWD
7\SH 5*/3* 
'HVFULSWLRQ 9HUWLFDO ZDWHU FRROHG IRXUVWURNH /3*


HQJLQH ZLWK LQGLUHFW LQMHFWLRQ VSDUN SOXJ
LJQLWLRQ WXUERFKDUJHU ZLWK ´ZDVWH JDWHµ DLU
FRROLQJ DQG D l FRQWUROOHG ZD\ FDWDO\WLF
FRQYHUWHU
1XPEHU RI F\OLQGHUV 
%RUH  VWURNH    PP
&\OLQGHU FDSDFLW\  OLWUHV
&RPSUHVVLRQ UDWLR   
0D[LPXP RXWSXW  N: USP
0D[LPXP WRUTXH  1P USP
0D[LPXP HQJLQH VSHHG QR ORDG  USP
,GOLQJ VSHHG  USP
$LU FRPSUHVVRU  F\OLQGHU ZDWHU FRROHG KHDG VZHSW YROXPH
 FF RU  FF
(OHFWULFDO V\VWHP
9ROWDJH
  9 IURP WKH (&8 6HQVRUV IRU FRRODQW WHPSHUDWXUH DLU
WHPSHUDWXUH IXHO SUHVVXUH DQG LQOHW DLU
SUHVVXUH
  9 YLD FRQYHUWHU (&8 KHDWLQJ /DPEGD SUREH LGOLQJ VSHHG
FRQWURO YDOYH ,6& YDOYH  FKDUJH SUHVVXUH
FRQWURO YDOYH UHOD\ FRQWURO IRU HQJLQH
UXQQLQJ SURWHFWLRQ (&8 FRQWURO IRU DLU
FRQGLWLRQLQJ ´RQRIIµ DQG FXWLQ RU VKXWGRZQ
RI DXWRPDWLF WUDQVPLVVLRQ
  9 2WKHU SDUWV
&RQYHUWHU  9 DQG 9 LQ “9 LQ
,JQLWLRQ FRLO 2QH IRU HDFK F\OLQGHU
6WDUWHU PRWRU %RVFK W\SH ,)  N:
$OWHUQDWRU %RVFK DOWHUQDWLQJ FXUUHQW  9 $
(QJLQH PDQDJHPHQW V\VWHP (06 DQG LQMHFWRU SRZHUXQLW GULYHU
PRGXOH
7KURWWOH FRQWURO (*$6  V\VWHP
(QJLQH ZHLJKW DSSUR[  NJ

 
*(1(5$/
(QJLQH GDWD DQG GHVFULSWLRQ RI WKH /3* HQJLQH 5* HQJLQH

'HVFULSWLRQ RI /3* HQJLQH


'LIIHUHQFHV LQ FRPSDULVRQ ZLWK WKH GLHVHO
HQJLQH
3LVWRQV
%RWK WKH VKDSH DQG GLPHQVLRQLQJ RI WKH

 FRPEXVWLRQ FKDPEHU KDV EHHQ DGDSWHG 7R


DFKLHYH D FRPSUHVVLRQ UDWLR RI    WKH
FRPEXVWLRQ FKDPEHU KDV EHHQ HQODUJHG
7KH SLVWRQ ULQJV DUH GLIIHUHQW
7KH SRVLWLRQLQJ RI WKH SLVWRQ ULQJV RQ WKH SLVWRQ
DOVR GLIIHUV
9DOYHV
7KH YDOYH DQJOH RQ ERWK YDOYHV LV UHGXFHG
7KH PDWHULDO RI WKH LQOHW YDOYH GLIIHUV
7KH PDWHULDO IURP ZKLFK ERWK YDOYH VHDWV DUH
PDGH LV GLIIHUHQW
7KH YDOYH JXLGHV RQ ERWK YDOYHV KDYH YDOYH
VHDOV
&DPVKDIW
7KH FDP VKDSH KDV EHHQ DGDSWHG UHGXFLQJ WKH
VL]H RI WKH YDOYH RYHUODS WKH OLIWLQJ KHLJKW RI WKH
YDOYH LV OHVV DQG WKH FDP IODQNV DUH IODWWHU
&\OLQGHU KHDG
7KH F\OLQGHU KHDGV KDYH EHHQ DGMXVWHG WR
DFFRPRGDWH VSDUN SOXJV 7KH VSDUN SOXJV KDYH
D FHQWUDO SRVLWLRQ LQ WKH F\OLQGHU KHDG
,QOHW PDQLIROG
7KH LQOHW PDQLIROG LV ILWWHG ZLWK WZR LQMHFWRU
KROGHUV 7KUHH LQMHFWRUV DUH PRXQWHG LQ HDFK
LQMHFWRU KROGHU
([KDXVW PDQLIROG
7KH H[KDXVW PDQLIROG LV SURGXFHG LQ DQ
LQVXODWHG YHUVLRQ
7XUERFKDUJHU
7KH WXUERFKDUJHU LV HTXLSSHG ZLWK D
´ZDVWH JDWHµ LV ZDWHUFRROHG DQG KDV DQ
LQVXODWHG WXUELQH KRXVLQJ

 
*(1(5$/
5* HQJLQH (QJLQH GDWD DQG GHVFULSWLRQ RI WKH /3* HQJLQH

7KURWWOH FRQWURO
7KH WKURWWOH FRQWURO LV DFKLHYHG E\ PHDQV RI DQ
DFWXDWRU WKDW GULYHV D WKURWWOH YDOYH )RU
FRQWUROOLQJ LGOLQJ VSHHG D VHSDUDWH FRQWURO YDOYH
KDV EHHQ PRXQWHG
)XHO DQG LJQLWLRQ V\VWHP
,QVWHDG RI WKH GLHVHO LQMHFWLRQ V\VWHP DQ /3*
IXHO V\VWHP ZLWK LJQLWLRQ V\VWHP KDV EHHQ

PRXQWHG
%RWK V\VWHPV DUH FRQWUROOHG E\ D VLQJOH PRWRU
PDQDJHPHQW V\VWHP
7R REWDLQ WKH QHFHVVDU\ GDWD DGGLWLRQDO VHQVRUV
KDYH EHHQ ILWWHG
&DWDO\WLF FRQYHUWHU
7R FOHDQ H[KDXVW JDVHV D ZD\ FDWDO\WLF
FRQYHUWHU KDV EHHQ LQVWDOOHG LQ WKH H[KDXVW SLSH
EHWZHHQ WKH WXUERFKDUJHU DQG VLOHQFHU

 
*(1(5$/
:HOGLQJ DQG JULQGLQJ 5* HQJLQH

 :(/',1* $1' *5,1',1*

1RQFRPSOLDQFH ZLWK WKH ZDUQLQJV


FRQWDLQHG LQ WKLV SDUDJUDSK PD\
UHVXOW LQ VHULRXV GDPDJH WR WKH
YHKLFOH DQG PD\ HYHQ OHDG WR
 GDQJHURXV VLWXDWLRQV

:HOGLQJ DQG JULQGLQJ RQ WKH JDV


WDQN LV QRW SHUPLWWHG

2QO\ SHUIRUP ZHOGLQJ DQGRU


JULQGLQJ RSHUDWLRQV LQ D ZHOO
YHQWLODWHG DUHD 7KH H[WUDFWLRQ
V\VWHP PXVW EH RI DQ
H[SORVLRQSURRI YHUVLRQ 7KH
H[WUDFWLRQ HTXLSPHQW PXVW EH
ORFDWHG MXVW DERYH WKH IORRU

&DUU\ RXW WKH RSHUDWLRQV OLVWHG EHORZ EHIRUH


EHJLQQLQJ ZHOGLQJ DQGRU JULQGLQJ RSHUDWLRQV
 &KHFN WKH JDV V\VWHP IRU OHDNDJH
 5HPRYH WKH JDV SLSHV IURP WKH LPPHGLDWH
VXUURXQGLQJV RI WKH SODFH \RX DUH ZRUNLQJ
RQ
 &RYHU DOO RI WKH JDV SLSHV JDV WDQNV OHDI
VSULQJV DQG RWKHU SLSHV WKDW DUH IRXQG LQ WKH
DUHD \RX DUH ZRUNLQJ RQ VR WKDW WKHVH DUH
QRW GDPDJHG E\ ZHOGLQJ VSDWWHU RU VSDUNV
IURP JULQGLQJ
,Q DGGLWLRQ WR WKH DERYH WKH RSHUDWLRQV OLVWHG
EHORZ PXVW DOVR EH FDUULHG RXW EHIRUH ZHOGLQJ
 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 5HPRYH WKH FRQQHFWLRQV RI WKH
DOWHUQDWRU V 
 5HPRYH WKH FRQQHFWRUV RI WKH HOHFWURQLF
XQLWV
 5HPRYH WKH IXVHV IRU WKH LQMHFWRUV

 
*(1(5$/
5* HQJLQH :HOGLQJ DQG JULQGLQJ

.HHS WKH JDV WDQNV FRRO GXULQJ ZHOGLQJ DQGRU


JULQGLQJ RSHUDWLRQV
6WRS WKH RSHUDWLRQV LPPHGLDWHO\ LI \RX FDQ VPHOO
JDV
)LW WKH HDUWK FODPS RI WKH ZHOGLQJ WRUFK DV FORVH
DV SRVVLEOH WR WKH DUHD WR EH ZHOGHG (QVXUH
WKDW WKH HDUWK FODPS PDNHV D JRRG FRQWDFW ZLWK
WKH DUHD WR EH ZHOGHG 
'R QRW DWWDFK WKH HDUWK FODPS WR WKH JDV WDQNV
VSULQJV RU D[OHV
7DNH LQWR DFFRXQW WKH RWKHU VDIHW\ SUHFDXWLRQV
DSSOLFDEOH WR ZHOGLQJ DQG JULQGLQJ RSHUDWLRQV
$IWHU WKH RSHUDWLRQV FKHFN WKH JDV V\VWHP IRU
DQ\ GDPDJH

 
*(1(5$/
%DWWHULHV 5* HQJLQH

 %$77(5,(6

1RQFRPSOLDQFH ZLWK WKH ZDUQLQJV


FRQWDLQHG LQ WKLV SDUDJUDSK PD\
UHVXOW LQ VHULRXV GDPDJH WR WKH
YHKLFOH DQG PD\ HYHQ OHDG WR
 GDQJHURXV VLWXDWLRQV

7R SUHYHQW GDPDJH WR HOHFWURQLF


FRPSRQHQWV QHYHU GLVFRQQHFW WKH
EDWWHU\ WHUPLQDOV ZKHQ WKH HQJLQH LV
UXQQLQJ

$OZD\V GLVFRQQHFW WKH HDUWK OHDG RI


WKH EDWWHU\ ILUVW EHIRUH ZRUNLQJ RQ
WKH YHKLFOH

1HYHU SODFH WRROV RQ D EDWWHU\ ,I


\RX GR WKLV FRXOG VKRUWFLUFXLW WKH
EDWWHU\ RU HYHQ FDXVH WKH EDWWHU\ WR
H[SORGH

&KDUJLQJ
$OZD\V FKDUJH EDWWHULHV LQ D
SURSHUO\ YHQWLODWHG DUHD DQG DYRLG
VSDUNLQJ DQG QDNHG IODPHV :KHQ
FKDUJLQJ EDWWHULHV DQ H[SORVLYH JDV
PL[WXUH PD\ EH UHOHDVHG

 )DVWFKDUJLQJ VKRXOG RQO\ EH UHVRUWHG WR LQ


DQ HPHUJHQF\
 7KDZ RXW IUR]HQ EDWWHULHV EHIRUH FKDUJLQJ
WKHP
 5HPRYH DOO WKH ILOOHU FDSV EHIRUH FKDUJLQJ
VR WKDW DQ\ JDVHV UHOHDVHG FDQ HVFDSH WR
WKH DWPRVSKHUH
 :KHQ IDVWFKDUJLQJ WKH EDWWHU\ SRVLWLYH DQG
QHJDWLYH OHDGV  DQG  PXVW EH
GLVFRQQHFWHG WR SUHYHQW GDPDJH WR
HOHFWURQLF FRPSRQHQWV
'XULQJ ´QRUPDOµ FKDUJLQJ WKH EDWWHU\ OHDGV
PD\ UHPDLQ FRQQHFWHG

 
*(1(5$/
5* HQJLQH %DWWHULHV

 )LUVW FRQQHFW WKH SRVLWLYH OHDG  RI WKH


EDWWHU\ FKDUJHU WR WKH SRVLWLYH WHUPLQDO 
RI WKH EDWWHU\ DQG WKHQ WKH QHJDWLYH OHDG 
WR WKH QHJDWLYH WHUPLQDO  
 %HIRUH GLVFRQQHFWLQJ WKH EDWWHU\ FKDUJHU
OHDGV ILUVW VZLWFK RII WKH EDWWHU\ FKDUJHU WR
DYRLG VSDUNLQJ DQG WR HOLPLQDWH WKH ULVN RI
H[SORVLRQ

 7R GLVFRQQHFW ILUVW UHOHDVH WKH QHJDWLYH
WHUPLQDO DQG WKHQ WKH SRVLWLYH WHUPLQDO

W 0 01 001

 
*(1(5$/
-XPSVWDUWLQJ 5* HQJLQH

 -80367$57,1*

1RQFRPSOLDQFH ZLWK WKH ZDUQLQJV


FRQWDLQHG LQ WKLV SDUDJUDSK PD\
UHVXOW LQ VHULRXV GDPDJH WR WKH
YHKLFOH DQG PD\ HYHQ OHDG WR
 GDQJHURXV VLWXDWLRQV

1HYHU VWDUW WKH HQJLQH ZLWK WKH DLG RI D


IDVWFKDUJHU
7KH HQJLQH PD\ EH VWDUWHG ZLWK WKH DLG RI MXPS
OHDGV XVLQJ WKH SRZHU IURP VHSDUDWH DX[LOLDU\
EDWWHULHV DSSUR[ 9 RU IURP DQRWKHU YHKLFOH
ZLWK WKH HQJLQH UXQQLQJ DSSUR[ 9 
 &RQQHFW WKH MXPS OHDGV ILUVW WR WKH SRVLWLYH
WHUPLQDO   DQG WKHQ WR WKH QHJDWLYH
WHUPLQDO  
-
 6WDUW WKH HQJLQH
 $IWHU VWDUWLQJ VZLWFK RQ DV PDQ\ SRZHU +
FRQVXPHUV DV SRVVLEOH RQ WKH DVVLVWHG
YHKLFOH LQ RUGHU WR DYRLG ´ORDG GXPSµ +
-
 7KHQ GLVFRQQHFW WKH MXPS OHDGV IURP WKH
QHJDWLYH WHUPLQDO  ILUVW IROORZHG E\ WKH
SRVLWLYH WHUPLQDO  
 6ZLWFK WKH SRZHU FRQVXPHUV RII DJDLQ W 0 01 004

 
*(1(5$/
5* HQJLQH :LULQJ KDUQHVVHV

 :,5,1* +$51(66(6

1RQFRPSOLDQFH ZLWK WKH ZDUQLQJV


FRQWDLQHG LQ WKLV SDUDJUDSK PD\
UHVXOW LQ VHULRXV GDPDJH WR WKH
YHKLFOH DQG PD\ HYHQ OHDG WR
GDQJHURXV VLWXDWLRQV 
$IWHU WKH ILUVW ZLULQJ KDUQHVV KDV EHHQ
GLVFRQQHFWHG LW PXVW EH UHFRQQHFWHG LQ WKH
RULJLQDO PDQQHU DQG IDVWHQHG
3URWHFW WKH ZLULQJ KDUQHVV DJDLQVW FRQWDFW ZLWK
VKDUS HGJHV $OZD\V XVH D JURPPHW ZKHQ
SDVVLQJ WKH ZLULQJ KDUQHVV WKURXJK DQ DSHUWXUH
3URWHFW WKH ZLULQJ KDUQHVV E\ HQFORVLQJ LW LQ D
SURWHFWLYH VOHHYH
0DNH VXUH WKDW WKH MRLQWV DUH ZDWHUWLJKW 1HYHU
UHPRYH VHDOLQJ ULQJV IURP FRQQHFWRUV )LW WKH
FRQQHFWRUV LQ WKH FRUUHFW PDQQHU
*RRG HDUWK FRQQHFWLRQV DUH HVVHQWLDO 7KHUH
PXVW EH QR SDLQW RU R[LGDWLRQ EHWZHHQ WKH
FRQWDFW VXUIDFHV %HIRUH DVVHPEO\ DSSO\ D
FRQGXFWLYH JUHDVH VXFK DV ´&RUDQRGHµ RU D
VLPLODU SURGXFW 7LJKWHQ WKH DWWDFKPHQW EROW
VHFXUHO\
0DNH VXUH WKDW ZLULQJ LV QRW ORFDWHG WRR FORVH WR
SDUWV ZKLFK EHFRPH KRW GXULQJ RSHUDWLRQ
)UHHO\ VXVSHQGHG FDEOHV VXFK DV WKRVH
EHWZHHQ WKH FKDVVLV DQG WKH FDE PXVW QRW EH
NLQNHG RU SLQFKHG EHWZHHQ RWKHU SDUWV
3UHYHQW ZLULQJ KDUQHVVHV IURP VFUDSLQJ DJDLQVW
SODVWLF SLSHV
3LQV DQG VLPLODU REMHFWV PXVW DOZD\V EH
LQVWDOOHG DQG UHPRYHG ZLWK VSHFLDO WRROV WR
SUHYHQW SRRU FRQQHFWLRQV

 
*(1(5$/
$YRLGLQJ WKH ULVN RI ILUH 5* HQJLQH

 $92,',1* 7+( 5,6. 2) ),5(

1RQFRPSOLDQFH ZLWK WKH GLUHFWLRQV


FRQWDLQHG LQ WKLV SDUDJUDSK PD\
UHVXOW LQ VHULRXV GDPDJH WR WKH
YHKLFOH DQG PD\ HYHQ OHDG WR
 GDQJHURXV VLWXDWLRQV

 &KHFN IXHO SLSHV IRU DQ\ OHDNDJH DQG


LPPHGLDWHO\ UHSDLU DQ\ OHDNDJH
 ,Q WKH HYHQW RI RLO OHDNDJH RU VSLOODJH WKH
HQJLQH HQFDSVXODWLRQ PXVW EH WKRURXJKO\
FOHDQHG )LUVW DSSO\ D GHJUHDVLQJ DJHQW WR
WKH HQFDSVXODWLRQ PDWHULDO 7KHQ ZDVK
GRZQ WKH HQFDSVXODWLRQ ZLWK D VWHDP
FOHDQHU RU ZLWK D KLJKSUHVVXUH FOHDQHU
0DLQWDLQ D PLQLPXP GLVWDQFH RI
 FP EHWZHHQ WKH HQJLQH
HQFDSVXODWLRQ DQG WKH VSUD\HU
QR]]OH WR SUHYHQW GDPDJH WR WKH
HQFDSVXODWLRQ

 &OHDQ WKH HQJLQH FRPSDUWPHQW LQ SDUWLFXODU


WKH HQFDSVXODWHG SDUW DW UHJXODU LQWHUYDOV
E\ UHPRYLQJ IODPPDEOH PDWHULDO VXFK DV
GHDG OHDYHV DQG VDZGXVW
 'R QRW OHDYH FOHDQLQJ UDJV RU RWKHU VXFK
WKLQJV LQ WKH HQJLQH FRPSDUWPHQW
 5HSDLU OHDNV LQ WKH H[KDXVW V\VWHP ZLWKRXW
GHOD\ %DGO\ FRUURGHG H[KDXVW FRPSRQHQWV
VKRXOG EH UHSODFHG EHIRUH WKH\ IDLO
 'R QRW UXQ WKH HQJLQH ZLWK WKH KHDW VKLHOG
UHPRYHG
 1HYHU UHSODFH D GHIHFWLYH IXVH ZLWK D IXVH
RI D KLJKHU UDWLQJ
 &KHFN ZLULQJ ZKLFK LV QRW IXVHSURWHFWHG
EDWWHU\ OHDGV HWF  WR PDNH VXUH WKDW LW LV
XQGDPDJHG DQG SURSHUO\ DWWDFKHG DQG
ORFDWHG

 
*(1(5$/
5* HQJLQH 7LJKWHQLQJ WRUTXHV

 7,*+7(1,1* 72548(6

7DEOH RI VWDQGDUG WLJKWHQLQJ WRUTXHV


'$) VWDQGDUG 
7KH WLJKWHQLQJ WRUTXHV LQ WKH WDEOH EHORZ DUH
VWDQGDUG WRUTXHV DQG RQO\ DSSO\ WR GLSSHG
WKUHDGHG FRQQHFWLRQV 
7KH SURSHUW\ FODVV FRGH RI WKH QXW RU EROW LV
VWDPSHG RQ WKH QXW RU EROW H[FHSW RQ WKH
FODPSLQJ IODQJH EROW 7KH FODPSLQJ IODQJH EROW LV
UHFRJQLVHG E\ D FRQVWULFWLRQ EHWZHHQ WKH
KH[DJRQDO EROW KHDG DQG WKH IODQJH 7KLV
FRQVWULFWLRQ LV DEVHQW LQ VWDQGDUG IODQJH EROWV

M2 00 001

&ODPSLQJ IODQJH EROW 6WDQGDUG IODQJH EROW

 
*(1(5$/
7LJKWHQLQJ WRUTXHV 5* HQJLQH

7LJKWHQLQJ WRUTXHV IRU GLSSHG WKUHDGHG


IDVWHQHUV 1P
2YHUYLHZ RI WLJKWHQLQJ WRUTXHV  DSSOLHV WR
 SURSHUW\ FODVV EROW QXW 
 SURSHUW\ FODVV EROW QXW 
 &ODPSLQJ IODQJH EROW SURSHUW\ FODVV

 QXW 

3URSHUW\ FODVV  EROWQXW  3URSHUW\ FODVV  EROWQXW 


0   á 
0   á 
0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á  0   á 
0   á 

&ODPSLQJ IODQJH EROW


SURSHUW\ FODVV EROW QXW 
0   á 
0   á 
0   á 
0   á 

7LJKWHQLQJ WRUTXHV IRU EDQMR EROWV


0   á  1P
0   á  1P
0   á  1P
0   á  1P
0   á  1P
0   á  1P
0   á  1P

 
*(1(5$/
5* HQJLQH 7LJKWHQLQJ WRUTXHV

2YHUYLHZ RI WLJKWHQLQJ WRUTXHV  DSSOLHV WR


 SURSHUW\ FODVV EROW QXW 

3URSHUW\ FODVV 


7KUHDG SLWFK 7LJKWHQLQJ WRUTXH 1P ([WUD DQJXODU GLVSODFHPHQW á 

/ $ 
)RU EROW VWHP OHQJWK PP 
        

0  á  QR DQJOH WLJKWHQLQJ SHUPLWWHG
0  á  QR DQJOH WLJKWHQLQJ SHUPLWWHG
0    á  E E E E
0    á  E E E E
0    á  E E E E
0    á  E E E E
0   IRU EUDNH EDFN SODWHV  á   E
0    á  E E E E
0    á  E E E E
0    á  E E E E
0    á  E E E E
0   IRU VWHHULQJ DQG WUDFN URGV  á   E

 7KH EROW VWHP OHQJWK / LV WKH OHQJWK RI WKH


EROW EHWZHHQ WKH EROW KHDG DQG WKH QXW
 ,I D FRPSRQHQW LV DWWDFKHG ZLWK VHYHUDO
EROWV DOO EROWV PXVW ILUVW EH WLJKWHQHG WR WKH
VSHFLILHG WRUTXH DQG VXEVHTXHQWO\ E\ WKH
DQJXODU GLVSODFHPHQW

 
*(1(5$/
7LJKWHQLQJ WRUTXHV 5* HQJLQH

7RUTXH ZUHQFK
 +DYH WRUTXH ZUHQFKHV UHJXODUO\ LQVSHFWHG
DQG FDOLEUDWHG
5HXVLQJ EROWVQXWV
%ROWV WLJKWHQHG XVLQJ DQJXODU GLVSODFHPHQW PD\

 QRW EH UHXVHG XQOHVV D VXLWDEOH QHZ QXW FDQ EH


VFUHZHG GRZQ WKH HQWLUH OHQJWK RI WKH EROW
WKUHDG E\ KDQG
 &OHDQ WKH WKUHDG WDNH SDUWLFXODU FDUH WR
UHPRYH ORFNLQJ FRPSRXQG UHVLGXHV DQG
WKH EHDULQJ IDFHV
 $SSO\ RQH GURS RI HQJLQH RLO WR WKH ILUVW WXUQ
RI WKH EROWORZHU VFUHZ WKUHDG RI WKH QXW DQG
RQH GURS WR WKH EHDULQJ IDFHV RWKHU
OXEULFDQWV DUH QRW DOORZHG 
 ,I D ORFNLQJ FRPSRXQG ZDV VSHFLILHG QR RLO
VKRXOG EH DSSOLHG WR WKH WKUHDG
1HZ EROWVQXWV
1HZ '$) EROWV DQG '$) QXWV H[FHSW EROWV 0
WR 0 ZLWK LQQHU7RU[ DUH DOO WUHDWHG ZLWK
JUHDVH
,I EROWV KDYH QRW \HW EHHQ WUHDWHG ZLWK D
OXEULFDQW D OXEULFDQW VKRXOG EH DSSOLHG
 $SSO\ RQH GURS RI HQJLQH RLO WR WKH ILUVW WXUQ
RI WKH EROWORZHU VFUHZ WKUHDG RI WKH QXW DQG
RQH GURS WR WKH EHDULQJ IDFHV RWKHU
OXEULFDQWV DUH QRW DOORZHG 
 ,I D ORFNLQJ FRPSRXQG ZDV VSHFLILHG QR RLO
VKRXOG EH DSSOLHG WR WKH WKUHDG

 
*(1(5$/
5* HQJLQH 7KUHDGHG FRQQHFWLRQV

 7+5($'(' &211(&7,216

'$) HQJLQHV DUH ILWWHG ZLWK WKUHDGHG


FRQQHFWLRQV ZKLFK KDYH EHHQ WUHDWHG ZLWK D
ORFNLQJ FRPSRXQG GLSSHG WKUHDGHG
FRQQHFWLRQ 
)DFWRU\JDOYDQLVHG EROWV DQG QXWV DUH 
ZD[GLSSHG H[FHSW IRU WKH LQVLGH 7RU[ EROWV
0  0
%ODFN DQQHDOHG DQG SKRVSKDWLVHG EROWV DQG QXWV
DUH RLOGLSSHG
7KH DGYDQWDJH RI XVLQJ GLSSHG QXWV DQG EROWV LV
WKDW IULFWLRQ GXULQJ WLJKWHQLQJ LV UHGXFHG VR WKDW
WKH VSHFLILHG SUHWHQVLRQ FDQ EH DFFXUDWHO\
REWDLQHG 7KLV PHDQV WKDW IRU D VSHFLILHG
SUHWHQVLRQ WKH WLJKWHQLQJ WRUTXH FDQ EH
UHGXFHG
$V WKLV UHVXOWV LQ D VPDOOHU WROHUDQFH UDQJH RI
WKH WLJKWHQLQJ WRUTXHV WKH VSHFLILHG WLJKWHQLQJ
WRUTXHV PXVW EH DGKHUHG WR PRUH VWULFWO\ 6R
DOZD\V XVH D UHOLDEOH DQG DFFXUDWH WRUTXH
ZUHQFK
1RWH
+DYH WRUTXH ZUHQFK HV FDOLEUDWHG UHJXODUO\
7R REWDLQ WKH FRUUHFW SUHWHQVLRQ IRU QXWV DQG
EROWV ZKLFK DUH EHLQJ UHXVHG WKH VFUHZ WKUHDG
VKRXOG EH WKRURXJKO\ FOHDQHG $IWHU WKH
FOHDQLQJ DSSO\ RQH GURS RI OXEULFDQW WR WKH ILUVW
WXUQ RI WKH VFUHZ WKUHDG DQG RQH GURS WR WKH
EHDULQJ IDFH RI WKH QXW RU EROW 7KH RQO\ OXEULFDQW
SHUPLWWHG IRU UHXVHG QXWV DQG EROWV LV HQJLQH
RLO /XEULFDQWV RWKHU WKDQ HQJLQH RLO DQG
IDFWRU\DSSOLHG JUHDVH PXVW QRW EH XVHG XQGHU
DQ\ FLUFXPVWDQFHV

 
*(1(5$/
7KUHDGHG FRQQHFWLRQV 5* HQJLQH

7KH UHDVRQ IRU WKLV LV WKDW WKH IULFWLRQ FRHIILFLHQWV


RI RWKHU OXEULFDQWV YDU\ WRR PXFK DQG DUH QRW WKH
VDPH DV WKRVH RI WKH DERYHPHQWLRQHG
OXEULFDQWV
7KH XVH RI ORFNLQJ FRPSRXQGV LQ FRPELQDWLRQ
ZLWK GLSSHG EROWV DQG QXWV FUHDWHV QR SUREOHPV

 7KH IROORZLQJ DSSOLHV WR DOO WKUHDGHG


FRQQHFWLRQV IRU ERWK QHZ DQG XVHG
YHKLFOHV 
 ,Q WKH FDVH RI VWDQGDUG FRQQHFWLRQV DSSO\
WKH OXEULFDQW EHIRUH ILWWLQJ DQG
WLJKWHQUHWRUTXH LQ DFFRUGDQFH ZLWK WKH
VWDQGDUG IRU GLSSHG EROWV 6HH
´7HFKQLFDO GDWDµ
 ,Q WKH FDVH RI VSHFLDO FRQQHFWLRQV DSSO\
WKH OXEULFDQW EHIRUH ILWWLQJ DQG
WLJKWHQUHWRUTXH WR WKH WRUTXHV VSHFLILHG LQ
WKH ZRUNVKRS PDQXDO IRU WKH JURXS
FRQFHUQHG 
7KH LQVWUXFWLRQV IRU XVLQJ D OXEULFDQW DOVR DSSO\
WR QHZ EROWV VXSSOLHG IURP WKH ZDUHKRXVH LI
WKHVH KDYH QRW \HW EHHQ WUHDWHG ZLWK D OXEULFDQW
'U\ WKUHDGHG FRQQHFWLRQV DUH QR ORQJHU
SHUPLWWHG EHFDXVH RI WKHLU KLJKO\ YDULDEOH IULFWLRQ
FRHIILFLHQWV

 
*(1(5$/
5* HQJLQH 8VH RI ORFNLQJ FRPSRXQGV

 86( 2) /2&.,1* &203281'6

6RPH FOHDQLQJ DJHQWV KDYH D


QHJDWLYH HIIHFW RQ WKH DFWLRQ RI WKH
ORFNLQJ FRPSRXQG 7KH JHQHUDO UXOH
LV WKHUHIRUH WKDW IDVWHQHUV DQG
FRPSRQHQWV ZKLFK KDYH EHHQ
FOHDQHG ZLWK D FOHDQLQJ DJHQW PXVW

EH WUHDWHG ZLWK D FOHDQLQJ OLTXLG WR
HQVXUH WKDW WKH ORFNLQJ FRPSRXQG
IXQFWLRQV SURSHUO\

7KH ZRUNVKRS PDQXDO VSHFLILHV ZKHQ D ORFNLQJ


FRPSRXQG LV UHTXLUHG DQG LW DOVR JLYHV
LQIRUPDWLRQ DERXW WKH W\SH RI ORFNLQJ FRPSRXQG
WR EH XVHG
7KH ORFNLQJ FRPSRXQGV VSHFLILHG DUH PDLQO\ WKH
IROORZLQJ WZR
 $ PHGLXPVWUHQJWK ORFNLQJ FRPSRXQG IRU
WKUHDGHG FRQQHFWLRQV 7KHVH WKUHDGHG
FRQQHFWLRQV FDQ EH GLVFRQQHFWHG ZLWK
UHJXODU WRROV 6HH ´/RFNLQJ FRPSRXQGV DQG
VHDODQWVµ
 $ KLJKVWUHQJWK ORFNLQJ FRPSRXQG IRU
WKUHDGHG FRQQHFWLRQV 7KH ODWWHU LV SULPDULO\
XVHG WR ORFN VWXG EROWV DQG VLPLODU SDUWV
7KH FRQQHFWLRQ LV GLIILFXOW WR RSHQ
6HH ´/RFNLQJ FRPSRXQGV DQG VHDODQWVµ

 
*(1(5$/
8VH RI ORFNLQJ FRPSRXQGV 5* HQJLQH

$SSOLFDWLRQ ORFNLQJ FRPSRXQG


 &OHDQ ERWK WKH LQWHUQDO DQG H[WHUQDO WKUHDG
 'HJUHDVH WKH WKUHDG ZLWK D VXLWDEOH
GHJUHDVLQJ DJHQW ZKLFK OHDYHV QR UHVLGXH
WKDW FRXOG DIIHFW SURSHU IXQFWLRQLQJ

  $SSO\ RQH RU PRUH GURSV RI ORFNLQJ


FRPSRXQG WR WKH WKUHDG GHSHQGLQJ RQ WKH
GLDPHWHU 1HYHU GLS WKH EROW RU VWXG LQWR WKH
ORFNLQJ FRPSRXQG
 $SSO\ RQH GURS RI RLO WR WKH XQGHUVLGH RI WKH
EROW KHDG $V WKH ORFNLQJ FRPSRXQG DOVR
UHGXFHV IULFWLRQDO UHVLVWDQFH QR RLO QHHG EH
DSSOLHG WR WKH VFUHZ WKUHDG
 7LJKWHQ WKH IDVWHQHU WR WKH VSHFLILHG WRUTXH

 
*(1(5$/
5* HQJLQH /RFNLQJ DQG VHDOLQJ PHWKRGV

 /2&.,1* $1' 6($/,1* 0(7+2'6

6RPH FOHDQLQJ DJHQWV KDYH D QHJDWLYH HIIHFW RQ


WKH DFWLRQ RI WKH ORFNLQJ FRPSRXQG 7KH JHQHUDO
UXOH LV WKHUHIRUH WKDW IDVWHQHUV DQG FRPSRQHQWV
ZKLFK KDYH EHHQ FOHDQHG ZLWK D FOHDQLQJ DJHQW
PXVW EH WUHDWHG ZLWK D FOHDQLQJ OLTXLG WR HQVXUH
WKDW WKH ORFNLQJ FRPSRXQG IXQFWLRQV SURSHUO\

29(59,(: 2) /2&.,1* &203281'6
3URGXFW 3URSHUWLHV $SSOLFDWLRQV '$)
QDPH QXPEHU
/RFWLWH  &OHDQV DQG GHJUHDVHV )RU FOHDQLQJGHJUHDVLQJ RI 
DFWLYDWRU  1RQLQIODPPDEOH DQG QRW PDWHULDOV WR ZKLFK D ORFNLQJ
 FRUURVLYH FRPSRXQG PXVW EH DSSOLHG
/RFWLWH   /RFNLQJ ZLWK DQ DYHUDJH )RU ORFNLQJ WKUHDGHG VFUHZ 
GHWDFKLQJ VWUHQJWK FRQQHFWLRQV
 'HWDFKDEOH ZLWK QRUPDO WRROV
/RFWLWH   /RFNLQJ ZLWK D KLJK /RFNLQJ RI WKUHDGHG 
GHWDFKLQJ VWUHQJWK FRQQHFWLRQV JHDU OHYHU EHDULQJ
 5HSDLUV WKH ILW LQ EHDULQJ IUHH]H SOXJV
KRXVLQJV
 6HDOV DJDLQVW OHDNV
 'LIILFXOW WR GHWDFK
/RFWLWH   /RFNLQJ ZLWK D KLJK /RFNLQJ RI F\OLQGULFDO 
GHWDFKLQJ VWUHQJWK XQGHU FRQQHFWLRQV
G\QDPLF ORDG
 'LIILFXOW WR GHWDFK
/RFWLWH   /RFNLQJ ZLWK D KLJK /RFNLQJ RI WKUHDGHG 
GHWDFKLQJ VWUHQJWK FRQQHFWLRQV VXFK DV WKH SLQLRQ
 'LIILFXOW WR GHWDFK QXW

 
*(1(5$/
/RFNLQJ DQG VHDOLQJ PHWKRGV 5* HQJLQH

$SSOLFDWLRQ ORFNLQJ FRPSRXQG


 &OHDQ ERWK WKH LQWHUQDO DQG H[WHUQDO WKUHDG
 'HJUHDVH WKH WKUHDG ZLWK D VXLWDEOH
GHJUHDVLQJ DJHQW ZKLFK OHDYHV QR UHVLGXH
WKDW FRXOG DIIHFW SURSHU IXQFWLRQLQJ

  'HSHQGLQJ RQ WKH VFUHZ WKUHDG GLDPHWHU


DSSO\ RQH RU VHYHUDO GURSV RI ORFNLQJ
FRPSRXQG WR WKH VFUHZ WKUHDG 1HYHU GLS
WKH EROW RU VWXG LQWR WKH ORFNLQJ FRPSRXQG
 $SSO\ RQH GURS RI RLO WR WKH XQGHUVLGH RI WKH
EROW KHDG $V WKH ORFNLQJ FRPSRXQG DOVR
UHGXFHV IULFWLRQDO UHVLVWDQFH QR RLO QHHG EH
DSSOLHG WR WKH VFUHZ WKUHDG
 7LJKWHQ WKH IDVWHQHU WR WKH VSHFLILHG WRUTXH

 
*(1(5$/
5* HQJLQH /RFNLQJ DQG VHDOLQJ PHWKRGV

29(59,(: 2) 6($/,1* &203281'6


3URGXFW 3URSHUWLHV $SSOLFDWLRQV '$)
QDPH QXPEHU
'LUNR '  7HPSHUDWXUHUHVLVWDQW WR )RU VHDOLQJ VXUIDFH FRQQHFWLRQV 


E&
5HVLVWDQW WR RLO FRRODQW 
/RFWLWH   7HPSHUDWXUHUHVLVWDQW WR )RU VHDOLQJ VXUIDFH IODQJH 
E& FRQQHFWLRQV WKDW DUH VXEMHFWHG
 5HVLVWDQW WR RLO EUDNH IOXLG WR KLJK RSHUDWLQJ WHPSHUDWXUHV
FRRODQW VXFK DV WKH IO\ZKHHO KRXVLQJ
/RFWLWH   5HVLVWDQW WR KLJK SUHVVXUHV )RU VHDOLQJ VXUIDFH FRQQHFWLRQV 
XS WR  EDU DJDLQVW KLJK SUHVVXUHV
 5HVLVWDQW WR RLO EUDNH IOXLG
FRRODQW
/RFWLWH %OXH  7HPSHUDWXUHUHVLVWDQW IURP )RU VHDOLQJ IOH[LEOH FRQVWUXFWLRQV 
 WR E& VXFK DV YDOYH FRYHUV
 5HVLVWDQW WR RLO
/RFWLWH XOWUD  6LOLFRQH VHDODQW JRRG )RU VHDOLQJ VXUIDFH 
JUH\ UHVLVWDQFH WR FRRODQW FRQQHFWLRQV LQ WKH FRROLQJ
 7HPSHUDWXUHUHVLVWDQW WR V\VWHP
E&
6LOLFRQ )RU SURWHFWLQJ DJDLQVW PRLVWXUH 
UXEEHU SHQHWUDWLRQ LQ IORRU FRQQHFWRUV
/RFWLWH XOWUD  6LOLFRQH VHDODQW JRRG )RU VHDOLQJ VXUIDFH FRQQHFWLRQV 
FRSSHU UHVLVWDQFH WR RLO VXFK DV KXE FRYHUV
 7HPSHUDWXUHUHVLVWDQW WR
E&
'RZ  6LOLFRQH VHDODQW JRRG 6HDOLQJ RI VXUIDFH FRQQHFWLRQV 
&RUQLQJ  UHVLVWDQFH WR RLO VXFK DV WKH IURQW DQG UHDU JHDU
 (ODVWLF WR E& DQG ER[ FRYHUV
E&
 9XOFDQLVHV WR D WRXJK UXEEHU
DW URRP WHPSHUDWXUH
/RFWLWH   6HDOV DJDLQVW ORZ SUHVVXUH 7KUHDGHG FRQQHFWLRQV 
LPPHGLDWHO\ DIWHU ILWWLQJ

 
*(1(5$/
/RFNLQJ DQG VHDOLQJ PHWKRGV 5* HQJLQH

27+(5 352'8&76
3URGXFW 3URSHUWLHV $SSOLFDWLRQV '$)
QDPH QXPEHU
&RSDVOLS  &RSSHU SDVWH ZLWK DQ )RU FRQQHFWLRQV WKDW DUH 

 H[FHOOHQW ERQG LV
DQWLFRUURVLYH DQG
KHDWUHVLVWDQW IURP E& WR
YXOQHUDEOH WR R[LGDWLRQ RU
FRUURVLRQ VXFK DV EDWWHU\
WHUPLQDOV H[KDXVW FRXSOLQJV HWF
E&
 5HVLVWDQW WR ZDWHU VDOWV DQG
DFLGV
 3UHYHQWV ZHDU R[LGDWLRQ
UXVW FRUURGLQJ DQG ORFNLQJ RI
PHWDO VXUIDFHV

 
*(1(5$/
5* HQJLQH 3DSHU DQG NOLQJHULW JDVNHWV

 3$3(5 $1' ./,1*(5,7 *$6.(76

7KH ZRUNVKRS PDQXDO VSHFLILHV ZKHQ D JDVNHW


LV UHTXLUHG DQG LW DOVR JLYHV LQIRUPDWLRQ DERXW
WKH W\SH RI JDVNHW WR EH XVHG
 5HPRYH WKH ROG JDVNHW EHIRUH ILWWLQJ D QHZ
RQH 
 &OHDQ WKH FRQWDFW VXUIDFHV DQG FKHFN WKHP
IRU GDPDJH
 3DSHU JDVNHWV VKRXOG EH VSDULQJO\ JUHDVHG
EHIRUH WKH\ DUH ILWWHG 7KHVH JDVNHWV DUH
XVHG WR VHDO IODW SDUWV DQG DUH UHVLVWDQW WR
RLO DQG PRGHUDWH KHDW
 'R QRW JUHDVH .OLQJHULW JDVNHWV EHIRUH
ILWWLQJ 7KHVH JDVNHWV DUH XVXDOO\
JUDSKLWLVHG 7KH\ DUH XVHG WR VHDO IODW
VXUIDFHV DQG DUH UHVLVWDQW WR RLO ZDWHU DQG
KHDW
 7KHUH DUH VSHFLDO LQVWUXFWLRQV IRU F\OLQGHU
KHDG JDVNHWV 6HH WKH UHOHYDQW VHFWLRQ
 $OZD\V WLJKWHQ WKH DWWDFKPHQW EROWV HYHQO\

 
*(1(5$/
/LTXLG VHDODQW 5* HQJLQH

 /,48,' 6($/$17

7KH ZRUNVKRS PDQXDO VSHFLILHV ZKHQ D JDVNHW


LV UHTXLUHG DQG LW DOVR JLYHV LQIRUPDWLRQ DERXW
WKH W\SH RI JDVNHW WR EH XVHG
7KHVH IOXLGV UHSODFH WKH FRQYHQWLRQDO JDVNHWV
 DQG KDYH EHHQ GHYHORSHG IRU WKH VHDOLQJ RI IODW
FRQQHFWLRQV 7KH\ DUH UHVLVWDQW WR RLO ZDWHU DQG
WHPSHUDWXUHV XS WR DSSUR[ E&
$SSOLFDWLRQ OLTXLG VHDODQW
 5HPRYH DOO WUDFHV RI WKH ROG JDVNHW DQG
FOHDQ WKH VXUIDFHV WR EH VHDOHG
 6SDULQJO\ DSSO\ WKH VSHFLILHG VHDODQW WR RQH
RI WKH VXUIDFHV WR EH VHDOHG $OVR DSSO\
VHDODQW DURXQG VWXGV ERUHV DQG WKH OLNH WR
HQVXUH WKH\ DUH SURSHUO\ VHDOHG
 $Q\ VHDODQW SUHVHQW LQ RLO ERUHV PXVW EH
FDUHIXOO\ UHPRYHG
 3ODFH WKH VXUIDFHV WR EH VHDOHG DJDLQVW RQH
DQRWKHU DQG HYHQO\ WLJKWHQ WKH DWWDFKPHQW
EROWV

 
*(1(5$/
5* HQJLQH 2LO VHDOV

 2,/ 6($/6

7KHUH DUH WZR GLIIHUHQW W\SHV RI RLO VHDO WKH


FRQYHQWLRQDO RLO VHDO DQG WKH XQLWLVHG RLO VHDO
 7KH FRQYHQWLRQDO RLO VHDO LV ILWWHG LQ D
FKDPEHU DQG KDV LWV UDFH RQ WKH LQVLGH RQ


WKH VKDIW
7KH XQLWLVHG RLO VHDO FDQ EH ILWWHG ERWK LQ WKH

FKDPEHU DQG RQ WKH VKDIW 7KH VHDO LV
LQWHUQDO
,QVWDOODWLRQ RLO VHDO
 3D\ DWWHQWLRQ WR DQ\ PDUNV RQ WKH RXWVLGH RI
WKH RLO VHDO ZKLFK VKRZ WKH GLUHFWLRQ RI VKDIW
URWDWLRQ
 $OZD\V ILW WKH RLO VHDO ZLWK D VXLWDEOH VWDPS
DQG SUHVV WKH VHDO HYHQO\ LQWR WKH FKDPEHU
WR WKH FRUUHFW GHSWK
 $ XQLWLVHG RLO VHDO ZKLFK KDV EHHQ UHPRYHG
IURP WKH FKDPEHU PXVW QRW EH UHXVHG
 ,Q PRVW FDVHV D OLTXLG JDVNHW LV XVHG WR ILW D
FRQYHQWLRQDO RLO VHDO ZLWK D VWHHO VKHDWKLQJ
ZKHUHDV RLO RU OLTXLG VRDS LV XVHG WR ILW D
VHDOLQJ ULQJ ZLWK D UXEEHU VKHDWLQJ
 $OZD\V ILW D XQLWLVHG RLO VHDO GU\ XQOHVV
VWDWHG RWKHUZLVH VWDWHG
 $SSO\ RLO RU JUHDVH VSDULQJO\ WR WKH VHDOLQJ
OLS V DQG UDFH RI FRQYHQWLRQDO RLO VHDOV

 
*(1(5$/
%HDULQJV 5* HQJLQH

 %($5,1*6

*HQHUDO
 %HDULQJV PXVW EH UHSODFHG LI WKH\ DUH ZRUQ
LQ WKH FDVH RI SLWWLQJ VPDOO GHQWV LQ WKH
UXQQLQJ VXUIDFH DQGRU LI WKH EHDULQJV KDYH
 EHHQ H[SRVHG WR H[FHVV KHDW EOXH VSRWV 
 &OHDQ WKH EHDULQJ EHIRUH ILWWLQJ LW
 3UHYHQW GLUW IURP JHWWLQJ LQWR WKH EHDULQJ
ZKLOH LW LV EHLQJ ILWWHG
 ,I WKH LQVWUXFWLRQV VSHFLI\ WKDW WKH EHDULQJ
VKRXOG EH KHDWHG EHIRUH LW LV ILWWHG DYRLG
H[FHHGLQJ WKH WHPSHUDWXUH VSHFLILHG $OVR
DYRLG ORFDO RYHUKHDWLQJ
 5DLVH WKH WHPSHUDWXUH RI WKH EHDULQJ HYHQO\
E\ KHDWLQJ LW LQ WKH VSHFLDO RLO EDWK $QRWKHU
RSWLRQ LV WR SODFH WKH EHDULQJ RQ DQ HOHFWULF
FRRNHU :DWFK WKH WHPSHUDWXUH FORVHO\ LQ
WKLV FDVH
,QVWDOODWLRQ EHDULQJV LQWR D EHDULQJ KRXVLQJ
 $OZD\V XVH WKH FRUUHFW VL]H RI GULYLQJ WRRO
 &HQWUH WKH GULYLQJ WRRO DFFXUDWHO\ RQ WKH
RXWHU EHDULQJ UDFH
 3UHIHUDEO\ SUHVV WKH EHDULQJ HYHQO\ LQWR WKH
KRXVLQJ XVLQJ D SUHVVLQJ WRRO
,QVWDOODWLRQ EHDULQJV RQ D VKDIW
 $OZD\V XVH WKH FRUUHFW VL]H RI GULYLQJ WRRO
 &HQWUH WKH GULYLQJ WRRO FDUHIXOO\ RQ WKH LQQHU
EHDULQJ UDFH
 3UHIHUDEO\ SUHVV WKH EHDULQJ HYHQO\ RQWR
WKH VKDIW XVLQJ D SUHVVLQJ WRRO

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

 ',$*1267,&6
 )8(/ 6<67(0

6RPH PHDVXUHPHQWV PXVW EH


FDUULHG RXW ZLWK WKH HQJLQH UXQQLQJ
'XULQJ WKHVH PHDVXUHPHQWV NHHS
DW D VDIH GLVWDQFH IURP URWDWLQJ DQG
PRYLQJ SDUWV
6WRS WKH HQJLQH IRU PHDVXUHPHQWV
ZKLFK FDQ DOVR EH FDUULHG RXW ZLWK
WKH HQJLQH VWDWLRQDU\

)ROORZ DOO JHQHUDO VDIHW\
LQVWUXFWLRQV

'LDJQRVWLFV SURJUDP '$) /3* HQJLQHV


$ GLDJQRVWLFV SURJUDP KDV EHHQ GHYHORSHG IRU
'$) /3* HQJLQHV
7KLV GLDJQRVWLFV SURJUDP LV D WRRO IRU GLDJQRVLV
RQ '$) /3* HQJLQHV HTXLSSHG ZLWK WKH /3,
V\VWHP
7KH SURJUDP RIIHUV WKH IROORZLQJ RSWLRQV
 5HDGRXW RI HUURU FRGHV VWRUHG LQ WKH (06
XQLW
 ,VVXLQJ DQ RYHUYLHZ RI FXUUHQW HQJLQH GDWD
7KH GLDJQRVWLFV SURJUDP LV GHVFULEHG LQ WKH
´'LDJQRVWLFV SURJUDP '$) 5*5* /3*
HQJLQHVµ V\VWHPV PDQXDO
7KH YHUVLRQ RI WKH GLDJQRVWLFV SURJUDP PXVW EH
WKH VDPH DV WKH YHUVLRQ LQ WKH (06 XQLW

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

(QJLQH UXQQLQJ VDIHW\ GHYLFH


 :KHQ WKH YHKLFOH FRQWDFW LV VZLWFKHG RQ IRU
D SHULRG RI WKUHH VHFRQGV WKH (06 XQLW
DFWLYDWHV WKH UHOD\ WR ZKLFK WKH IROORZLQJ
FRPSRQHQWV DUH FRQQHFWHG 7KH
HOHFWURPDJQHWLF /3* YDOYHV RQ WKH IXHO
WDQNV WKH HOHFWURPDJQHWLF YDOYHV RI WKH
FRXSOLQJ EORFNV DQG WKH IXHO SXPSV
 ,I WKH (06 XQLW GRHV QRW UHFHLYH D VLJQDO
IURP WKH FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU
 ZLWKLQ WKH WKUHH VHFRQGV LW WXUQV RII WKH
HOHFWURPDJQHWLF YDOYHV DQG WKH IXHO SXPS
UHOD\V
 'XULQJ HQJLQH VWDUWLQJ WKH (06 XQLW
UHFHLYHV WKH VLJQDO IURP WKH HQJLQH VSHHG
VHQVRU ZKHUHXSRQ WKH (06 XQLW RQFH
DJDLQ DFWLYDWHV WKH UHOD\ DQG IXHO LV VHQW WR
WKH LQMHFWRUV
 2QFH WKH HQJLQH LV VWRSSHG WKH (06 XQLW
UHFHLYHV QR IXUWKHU VLJQDOV IURP WKH VSHHG
VHQVRU DQG LW VZLWFKHV WKH UHOD\ EDFN RII
*HQHUDO IDXOWILQGLQJ JXLGHOLQHV
,Q WKH HYHQW RI D IDXOW DOZD\V ZRUN DV IROORZV
 &KHFN WKH VXSSO\ YROWDJHV
 &KHFN WKH HQJLQH VSHHG VLJQDO
 &KHFN WKH LJQLWLRQ
 &KHFN WKH IXHO V\VWHP
 &KHFN WKH LQMHFWLRQ V\VWHP
)RU IDXOW ILQGLQJ XVH WKH GLDJQRVWLFV SURJUDP

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7),1',1* 7$%/(6 *(1(5$/


)$8/7 (1*,1( '2(6 127 67$57 '85,1* 67$5783
3RVVLEOH FDXVH 6ROXWLRQ
%DWWHU\ YROWDJH WRR ORZ  9  &KHFN EDWWHU\ YROWDJH
6WDUWLQJ HQJLQH VSHHG WRR ORZ  USP  &KHFN WKH VWDUWLQJ HQJLQH VSHHG

,QWHUUXSWLRQ LQ HOHFWULFDO SRZHU VXSSO\ FLUFXLW IRU &KHFN IXVHV UHOD\V DQG ZLULQJ
YDULRXV V\VWHPV
1R RU LQFRUUHFW VSHHG VLJQDO &KHFN WKH HQJLQH VSHHG VLJQDO

)DXOW LQ IXHO V\VWHP &KHFN WKH RSHUDWLRQ RI WKH IXHO V\VWHPV

)$8/7 (1*,1( 67$576 %$'/< $1' 5816 3225/<


3RVVLEOH FDXVH 6ROXWLRQ
)DXOW LQ D IXHO V\VWHP &KHFN WKH RSHUDWLRQ RI WKH IXHO V\VWHPV
)DXOW LQ LJQLWLRQ &KHFN WKH LJQLWLRQ DQG WKH HOHFWURGH VHSDUDWLRQ
RI WKH VSDUN SOXJV
(QJLQH GUDZLQJ LQ ´IDOVH DLUµ 3UHVVXUHWHVW WKH LQOHW DLU V\VWHP
,GOLQJ VSHHG FRQWURO YDOYH QRW RSHUDWLQJ &KHFN WKH IXQFWLRQ RI WKH LGOLQJ VSHHG FRQWURO
FRUUHFWO\ YDOYH
&RQWURO IRU WKURWWOH YDOYH E\ (*$6 LQFRUUHFW &KHFN WKH IXQFWLRQ RI WKH (*$6
3RRU FRPSUHVVLRQ 0HDVXUH WKH FRPSUHVVLRQ

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 (1*,1( ,'/(6 ,55(*8/$5/<


3RVVLEOH FDXVH 6ROXWLRQ
7KH ´5HODWLYH WKURWWOHµ YDOXH LV QRW DW  9 5HVHW WKH ´5HODWLYH WKURWWOHµ YDOXH
ZKHQ WKH WKURWWOH YDOYH LV FORVHG 6HH WKH
´3DUDPHWHU GLVSOD\µ RI WKH GLDJQRVWLFV SURJUDP

)$8/7 (1*,1( 67$576 3225/< $1' 0,6),5(6 $7 ,'/,1* 63(('

 3RVVLEOH FDXVH 6ROXWLRQ


(OHFWURGH VHSDUDWLRQ RI VSDUN SOXJ V LQFRUUHFW &KHFN WKH HOHFWURGH JDSV
6SDUN SOXJ KROH QRW SURSHUO\ VHDOHG DOORZLQJ &KHFN WKH VSDUN SOXJ KROHV LQ WKH F\OLQGHU KHDG
ZDWHU WR HQWHU WKH VSDUN SOXJ KROH DQG FRUUHFWO\ ILW WKH VHDOLQJ UXEEHU
3RRU LQVXODWLRQ RI LJQLWLRQ FRLOVSDUN SOXJ FRYHU &KHFN DOO LJQLWLRQ FRLOVVSDUN SOXJ FRYHUV
6SDUN SOXJ FRYHU QH[W WR VSDUN SOXJ &KHFN WKH DWWDFKPHQW RI WKH VSDUN SOXJ FRYHUV
RQ WKH VSDUN SOXJV
,QWHUUXSWLRQ LQ LJQLWLRQ FRLO ZLULQJ &KHFN WKH ZLULQJ
)DXOW\ LJQLWLRQ FRLO 0HDVXUH WKH LJQLWLRQ FRLOV

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 (1*,1( *(1(5$7(6 3225 38//,1* 32:(5 $1' ,168)),&,(17 32:(5


3RVVLEOH FDXVH 6ROXWLRQ
)DXOW\ FKDUJH SUHVVXUH FRQWURO &KHFN WKH RSHUDWLRQ RI WKH FKDUJH SUHVVXUH
FRQWURO
3RRUO\ IXQFWLRQLQJ IXHO SXPS &KHFN WKH RSHUDWLRQ RI WKH IXHO SXPSV
)RXOHG DLU ILOWHU &KHFN WKH DLU ILOWHU HOHPHQW DQG FOHDQ RU UHSODFH
WKH HOHPHQW
/HDNDJH LQ LQOHW DLU V\VWHP 3UHVVXUHWHVW WKH LQOHW DLU V\VWHP 
,QFRUUHFW (*$6 RSHUDWLRQ &KHFN WKH (*$6 RSHUDWLRQ
,QFRUUHFW VHWWLQJ RI ´ZDVWH JDWHµ YDOYH &KHFN WKH VHWWLQJ RI WKH ´ZDVWH JDWHµ YDOYH DQG LI
QHFHVVDU\ UHVHW
)DXOW\ WXUERFKDUJHU &KHFN WKH WXUERFKDUJHU IRU GDPDJH
)RXOHG IXHO ILOWHU 5HSODFH WKH IXHO ILOWHUV
.LQNHG IXHO SLSH &KHFN WKH IXHO SLSH
)DXOW\ LQMHFWRU &KHFN WKH LQMHFWRU RSHUDWLRQ
)DXOW\ VHQVRU IRU IXHO DQG LQMHFWLRQ V\VWHP &KHFN WKH RSHUDWLRQ RI WKH YDULRXV VHQVRUV
%ORFNHG FDWDO\WLF FRQYHUWHU &KHFN WKH FDWDO\WLF FRQYHUWHU IRU EORFNDJHV

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 :+(1 $&&(/(5$7,1* 7+( (1*,1( 63((' ,6 /,0,7(' 72  530 7+(
7+5277/( 9$/9( ,6 $/62 /,0,7(' 72  2) 7+( 0$;,080 7+5277/( 9$/9( $1*/(
3RVVLEOH FDXVH 6ROXWLRQ
)XHOWULP UXQQLQJ RXWVLGH WKH
SUHSURJUDPPHG OLPLWV 7KHVH OLPLWV DUH
0LQLPXP OLPLW  IRU WKH ILUVW  VHFRQGV &KHFN WKH FORVHG ORRSFRQWURO XQLW
0D[LPXP OLPLW  IRU  VHFRQGV

 )XHO V\VWHP VDIHW\ UHOD\


(DUWK FRQQHFWLRQ * UHOD\ &KHFN WKH RSHUDWLRQ RI WKH VDIHW\ UHOD\
(DUWK FRQQHFWLRQ LQ UHG ZDUQLQJ ODPS ZLULQJ &KHFN WKH ZLULQJ

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7),1',1* 7$%/( )$8/7 &2'(6


)$8/7 7+( (1*,1( 63((' ,6 /,0,7(' 72  530 :+(1 $&&(/(5$7,1* 7+(
7+5277/( 9$/9( $1*/( ,6 $/62 /,0,7(' 72  2) 7+( 0$;,080 7+5277/( 9$/9(
$1*/( 7+,6 5($&7,21 2&&856 $6 $ 5(68/7 2) )$8/7 &2'( 3 6<67(0 722 5,&+
3RVVLEOH FDXVH 6ROXWLRQ
)XHOWULP UHVWULFWHG WR WKH WLPH WKDW WKH LQMHFWRU LV
RQ XQWLO WKH SUHSURJUDPPHG OLPLW  IRU
 VHFRQGV DV D UHVXOW RI
 7RR PXFK IXHO 
 /HDNLQJ /3* LQMHFWRU &KHFN WKH LQMHFWRUV
 (DUWK FRQQHFWLRQ LQ /3* LQMHFWRU FRQWURO &KHFN WKH ZLULQJ IURP WKH SRZHU PRGXOH WR WKH
ZLUHV /3* LQMHFWRUV
 /3* SUHVVXUH VHQVRU GHIHFWLYH &KHFN WKH /3* SUHVVXUH VHQVRU
 &RQQHFWLRQ WR SRVLWLYH RU HDUWK LQ ZLULQJ RI &KHFN WKH /3* SUHVVXUH VHQVRU ZLULQJ
/3* SUHVVXUH VHQVRU
 /3* SUHVVXUH VHQVRU GHIHFWLYH &KHFN WKH /3* JRYHUQRU
 0HDVXUHG 0$3 UHDGLQJ ORZHU WKDQ DFWXDO &KHFN WKH 0$3 VHQVRU DQG DLU SLSH
UHDGLQJ
 9DOYH FOHDUDQFH LQFRUUHFW
 &OHDUDQFH WRR ODUJH RU VPDOO &KHFN YDOYH FOHDUDQFH
 &ORVHG ORRS FRQWURO XQLW QRW ZRUNLQJ
 /DPEGD VHQVRU GHIHFWLYH &KHFN WKH VLJQDO RI WKH ODPEGD VHQVRU
 /DPEGD VHQVRU ZLULQJ QRW FRUUHFW &KHFN WKH ODPEGD VHQVRU ZLULQJ
 (DUWK FRQQHFWLRQ RI (06 XQLW QRW FRUUHFW :LWK WKH HQJLQH UXQQLQJ FKHFN WKH SRWHQWLDO
GLIIHUHQFH ZLWK D 9ROW PHWHU
 &\OLQGHU EORFN HDUWK QRW FRUUHFW &KHFN WKH SRWHQWLDO GLIIHUHQFH EHWZHHQ F\OLQGHU
EORFN DQG HDUWK RI WKH (06 XQLW

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 7+( (1*,1( 63((' ,6 /,0,7(' 72  530 :+(1 $&&(/(5$7,1*


7+( 7+5277/( 9$/9( $1*/( ,6 $/62 /,0,7(' 72  2) 7+( 0$;,080
7+5277/( 9$/9( $1*/( 7+,6 5(63216( 2&&856 21 7+( 2&&$6,21 2)
)$8/7 &2'( 3 6<67(0 722 /($1
3RVVLEOH FDXVH 6ROXWLRQ
)XHOWULP LQFUHDVHV WKH WLPH WKDW WKH LQMHFWRU LV RQ
XQWLO WKH SUHSURJUDPPHG OLPLW  GXULQJ
 VHFRQGV DV D UHVXOW RI

  7RR OLWWOH IXHO


 7RR ORZ /3* SUHVVXUH VWHDP LQ SLSHV 
 7RR OLWWOH /3* LQ WKH WDQN &KHFN DPRXQW RI /3* LQ WDQN
 'HIHFWLYH IXHO SXPS &KHFN WKH IXHO SXPS XVLQJ DQ DPPHWHU
 /3* ILOWHUV EORFNHG
&KHFN /3* ILOWHUV
 &RQVWULFWLRQ LQ /3* SLSH
&KHFN WKH /3* SLSHV DQG FRQQHFWLRQV
 ,QMHFWLRQ V\VWHP QRW ZRUNLQJ
 'HIHFWLYH /3* LQMHFWRU V 
&KHFN /3* LQMHFWRUV
 /3* LQMHFWRU ZLULQJ QRW FRUUHFW
&KHFN ZLULQJ EHWZHHQ /3* LQMHFWRU DQG SRZHU
PRGXOH
 /3* LQMHFWRU DFWLYDWLRQ LQFRUUHFW
&KHFN /3* LQMHFWRU ZLULQJ
 'HIHFWLYH SRZHU PRGXOH
&KHFN SRZHU PRGXOH
 ,QMHFWRU DFWLYDWLRQ IURP (06 XQLW QRW
ZRUNLQJ &KHFN LQMHFWRU VLJQDO VHQW E\ (06 XQLW
 &RQQHFWLRQ XQLW QRW ZRUNLQJ
 /3* SUHVVXUH VHQVRU GHIHFWLYH
&KHFN /3* SUHVVXUH VHQVRU
 /3* SUHVVXUH VHQVRU QRW ZLUHG SURSHUO\
&KHFN ZLULQJ RI /3* SUHVVXUH VHQVRU
 /3* JRYHUQRU GHIHFWLYH
&KHFN /3* JRYHUQRU
 &RQQHFWLRQ XQLW FRQQHFWHG LQFRUUHFWO\
&KHFN FRQQHFWLRQV WR FRXSOLQJ XQLW
 7RR PXFK DLU
 /HDNDJH RI DLU &KHFN LQOHW V\VWHP IRU OHDNV
 0$3 VHQVRU GHIHFWLYH &KHFN 0$3 VHQVRU IXQFWLRQ
 0$3 VHQVRU ZLULQJ LQFRUUHFW &KHFN 0$3 VHQVRU ZLULQJ

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 7+( (1*,1( 63((' ,6 /,0,7(' 72  530 :+(1 $&&(/(5$7,1*


7+( 7+5277/( 9$/9( $1*/( ,6 $/62 /,0,7(' 72  2) 7+( 0$;,080
7+5277/( 9$/9( $1*/( 7+,6 5(63216( 2&&856 21 7+( 2&&$6,21 2)
)$8/7 &2'( 3 6<67(0 722 /($1
3RVVLEOH FDXVH 6ROXWLRQ
 &ORVHG ORRS FRQWURO QRW ZRUNLQJ
 /DPEGD VHQVRU GHIHFWLYH &KHFN WKH ODPEGD VHQVRU VLJQDO


/DPEGD VHQVRU ZLULQJ QRW FRUUHFW
/DPEGD VHQVRU SUHKHDWLQJ QRW FRUUHFW
&KHFN WKH ODPEGD VHQVRU ZLULQJ
&KHFN WKH IXQFWLRQ RI WKH ODPEGD VHQVRU

SUHKHDWLQJ ZLWK DQ DPPHWHU
 3RRU FRPEXVWLRQ
 )DXOW LQ LJQLWLRQ &KHFN WKH LJQLWLRQ
 3RRU FRPSUHVVLRQ &KHFN WKH FRPSUHVVLRQ SUHVVXUH
 ([KDXVW EDFN SUHVVXUH WRR KLJK &KHFN WKH H[KDXVW EDFN SUHVVXUH
 9DOYH FOHDUDQFH LQFRUUHFW
 9DOYH FOHDUDQFH WR VPDOO RU ODUJH &KHFN YDOYH FOHDUDQFH
 ([KDXVW V\VWHP OHDNDJH
 /HDN LQ H[KDXVW V\VWHP EHWZHHQ H[KDXVW &KHFN WKH H[KDXVW V\VWHP
PDQLIROG DQG FDWDO\WLF FRQYHUWHU
 'HIHFWLYH FRRODQW WHPSHUDWXUH VHQVRU
 &RRODQW WHPSHUDWXUH VHQVRU GHIHFWLYH LI &KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU
HQJLQH LV FROG

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7 2) )$8/7 &2'(6


3 72 3 7+( (1*,1( 0$1$*(0(17 6<67(0 6:,7&+(6 29(5 72 $1
(0(5*(1&< 5811,1* )81&7,21 :+,&+ 86(6 7+( 7+5277/( 6,*1$/ ,1 3/$&(
2) 7+( 0$3 6(1625 6,*1$/
3RVVLEOH FDXVH 6ROXWLRQ
0$3 VHQVRU LQFRUUHFWO\ ZLUHG &KHFN WKH 0$3 VHQVRU ZLULQJ IRU
 &RQQHFWLRQ WR SRVLWLYH
 &RQQHFWLRQ WR HDUWK

 7KH 0$3 VHQVRU YDFXXP SLSH LV IDXOW\


 6KRUW FLUFXLWV
&KHFN WKH 0$3 VHQVRU YDFXXP SLSH IRU
 6HDO
 3LQFKLQJ
 %ORFNDJH
 3UHVHQFH RI WKH FDOLEUH
7KH VXFWLRQ VHFWLRQ RI WKH PRWRU LV GHIHFWLYH &KHFN WKH LQOHW VHFWLRQ IRU
 OHDNDJH RI DLU
 %ORFNDJH

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7


2) )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 6:,7&+(6 29(5 72
$ 5(3/$&(0(17 9$/8( )25 7+( ,1/(7 $,5 7(03(5$785( 2) E&

,I WKH LQOHW DLU WHPSHUDWXUH LQFUHDVHV WKH LJQLWLRQ WLPLQJ LV EURXJKW IRUZDUG ZKLFK FDQ UHVXOW LQ
SLQNLQJ
,I WKH LQOHW WHPSHUDWXUH GURSV WKH LJQLWLRQ WLPLQJ LV GHOD\HG ZKLFK FDQ UHVXOW LQ D KLJKHU H[KDXVW JDV
WHPSHUDWXUH

1RWH
'XH WR WKH DERYHPHQWLRQHG UHVXOWV LW LV LPSRUWDQW WR UHPHG\ WKLV IDXOW DV TXLFNO\ DV

SRVVLEOH
3RVVLEOH FDXVH 6ROXWLRQ
7KH LQOHW WHPSHUDWXUH VHQVRU LV LQFRUUHFW &KHFN WKH LQOHW WHPSHUDWXUH VHQVRU ZLULQJ IRU
 &RQQHFWLRQ WR SRVLWLYH
 &RQQHFWLRQ WR HDUWK
 6KRUW FLUFXLWV
7KH LQOHW VHFWLRQ LV QRW ZRUNLQJ &KHFN WKH LQOHW VHFWLRQ RI WKH HQJLQH IRU
 6HDO
 %ORFNDJH
 /HDNV
7KH LQOHW WHPSHUDWXUH VHQVRU LV QRW ZRUNLQJ &KHFN WKH DLU LQOHW WHPSHUDWXUH VHQVRU

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /,*+7 ,//80,1$7(6 $6 $ 5(68/7


2) 7+( )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 6:,7&+(6 29(5 72
$ 5(3/$&(0(17 9$/8( )25 7+( &22/$17 7(03(5$785( 2) E&

,I WKH DLU LQWDNH WHPSHUDWXUH LQFUHDVHV WKH LJQLWLRQ WLPLQJ LV EURXJKW IRUZDUG ZKLFK FDQ UHVXOW LQ
SLQNLQJ
,I WKH FRRODQW WHPSHUDWXUH GURSV WKH LJQLWLRQ WLPLQJ LV GHOD\HG ZKLFK FDQ UHVXOW LQ QRW RQO\ D KLJKHU
H[KDXVW JDV WHPSHUDWXUH EXW FDQ DOVR OHDG WR D VKRUWHU RSHQLQJ WLPH ZKLFK PD\ OHDG WR DQ H[FHVV RI
IXHO
 1RWH
'XH WR WKH DERYHPHQWLRQHG UHVXOWV LW LV LPSRUWDQW WR UHPHG\ WKLV IDXOW DV TXLFNO\ DV
SRVVLEOH
3RVVLEOH FDXVH 6ROXWLRQ
&RRODQW WHPSHUDWXUH VHQVRU LQFRUUHFWO\ ZLUHG &KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU ZLULQJ
IRU
 &RQQHFWLRQ WR SRVLWLYH
 &RQQHFWLRQ WR HDUWK
 6KRUW FLUFXLWV
,Q DOO WKH DERYH LQVWDQFHV WKH HQJLQH
PDQDJHPHQW V\VWHP DVVXPHV D
UHSODFHPHQW YDOXH RI E& ZLWK UHVSHFW WR
WKH WHPSHUDWXUH
7KH FRRODQW WHPSHUDWXUH VHQVRU LWVHOI LV QRW &KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU
ZRUNLQJ

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 <(//2: :$51,1* /,*+7 ,//80,1$7(6 $6 $ 5(68/7


2) 7+( )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 7$.(6 7+( &(175( 326,7,21
2) 7+( 7+5277/( 9$/9( $6 $ 5(3/$&(0(17 9$/8(

,I WKH FHQWUH SRVLWLRQ RI WKH WKURWWOH YDOYH LV PDLQWDLQHG WKLV PHDQV WKDW WKH HQJLQH PDQDJHPHQW
V\VWHP DVVXPHV D UHSODFHPHQW YDOXH RI  9 IRU WKH 3:0 VLJQDO 7KH LGOLQJ VSHHG ZLOO QR ORQJHU
UHPDLQ VWDEOH DV WKH HQJLQH PDQDJHPHQW V\VWHP QR ORQJHU UHFRJQLVHV LGOLQJ VSHHG 7KH ')&2
FRQWURO 'HFHOHUDWLRQ )XHO &XW 2II LV QR ORQJHU DFWLYH DV LGOLQJ VSHHG LV QR ORQJHU UHFRJQLVHG
3RVVLEOH FDXVH
7KH WKURWWOH SRVLWLRQ VHQVRU ZLULQJ LV QRW FRUUHFW
6ROXWLRQ
&KHFN WKH WKURWWOH YDOYH SRVLWLRQ VHQVRU ZLULQJ

FDXVLQJ WKH IROORZLQJ IDXOW FRGHV WR RFFXU
 3 2QH RI WKH VLJQDO ZLUHV RI WKH WKURWWOH SRVLWLRQ
VHQVRU KDV EHHQ LQWHUUXSWHG
 3 2QH RI WKH VLJQDO ZLUHV RI WKH WKURWWOH YDOYH
SRVLWLRQ VHQVRU PDNHV D FRQQHFWLRQ WR HDUWK
 3 2QH RI WKH VLJQDO ZLUHV RI WKH WKURWWOH SRVLWLRQ
VHQVRU PDNHV D FRQQHFWLRQ WR SRVLWLYH
7KH WKURWWOH SRVLWLRQ VHQVRU LWVHOI LV QRW ZRUNLQJ &KHFN WKH WKURWWOH SRVLWLRQ VHQVRU

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /,*+7 ,//80,1$7(6 $6 $ 5(68/7


2) 7+( )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1*(0(17 6<67(0 6:,7&+(6 29(5 72 7+( 23(1 /223 6,78$7,21

,I WKH HQJLQH PDQDJHPHQW V\VWHP VZLWFKHV WR WKH RSHQ UXQQLQJ VLWXDWLRQ LW ZLOO QRW EH OLQNHG EDFN WR
WKH ODPEGD VHQVRU 7KH UHVXOW LV LQFUHDVHG H[KDXVW IXPHV DQG QR FRPEXVWLRQ FRQWURO 7KHUHIRUH WKLV
IDXOW PXVW EH UHPHGLHG DV VRRQ DV SRVVLEOH
3RVVLEOH FDXVH 6ROXWLRQ

 7KH ODPEGD VHQVRU ZLULQJ LV QRW FRUUHFW FDXVLQJ


WKH IROORZLQJ IDXOW FRGHV WR RFFXU
&KHFN WKH ODPEGD VHQVRU ZLULQJ

 3 7KH HDUWK DQGRU ODPEGD VHQVRU VLJQDO ZLUH KDV


EHHQ LQWHUUXSWHG
 3 7KH ODPEGD VHQVRU VLJQDO ZLUH PDNHV D
FRQQHFWLRQ WR HDUWK
 3 7KH HDUWK DQGRU VLJQDO ZLUH RI WKH /DPEGD
VHQVRU PDNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 3 7KH ODPEGD VHQVRU SUHKHDWLQJ SRZHU VXSSO\
ZLUHV KDYH EHHQ LQWHUUXSWHG PDNH D FRQQHFWLRQ
WR SRVLWLYH RU HDUWK
7KH ODPEGD VHQVRU LWVHOI LV QRW ZRUNLQJ &KHFN WKH ODPEGD VHQVRU

1RWH
,Q DOO WKH DERYH FDVHV WKH IROORZLQJ DSSO\
 ,I WKH YROWDJH UHPDLQV KLJKHU WKDQ 9 WKH
(06 XQLW FDQ DOVR VDYH IDXOW FRGH 3
V\VWHP WRR ULFK 
 ,I WKH YROWDJH UHPDLQV KLJKHU WKDQ 9 WKH
(06 XQLW FDQ DOVR VDYH IDXOW FRGH 3
V\VWHP WRR OHDQ 

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 <(//2: :$51,1* /,*+7 ,//80,1$7(6 $6 $ 5(68/7


2) 7+( )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 $6680(6 $ 5(3/$&(0(17 9$/8( 2)
 %$5 )25 7+( )8(/ 35(6685(

,I WKH HQJLQH PDQDJHPHQW V\VWHP VZLWFKHV WR D UHSODFHPHQW YDOXH RI  EDU LW LV SRVVLEOH WKDW LI WKH
IXHO SUHVVXUH LQFUHDVHV VKDUSO\ IDXOW FRGH 3 V\VWHP WRR ULFK ZLOO DOVR EH VWRUHG
3RVVLEOH FDXVH 6ROXWLRQ
7KH IXHO SUHVVXUH VHQVRU ZLULQJ LV QRW FRUUHFW
FDXVLQJ WKH IROORZLQJ IDXOW FRGHV WR RFFXU
&KHFN WKH IXHO SUHVVXUH VHQVRU ZLULQJ

 3  7KH HDUWK ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV KDV EHHQ LQWHUUXSWHG
 7KH VLJQDO ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV KDV EHHQ LQWHUUXSWHG
 7KH VXSSO\ ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV KDV EHHQ LQWHUUXSWHG
 3 7KH HDUWK ZLUH  RU  RI RQH RI WKH WZR
VHQVRUV PDNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 7KH VLJQDO ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV PDNHV D FRQQHFWLRQ ZLWK
SRVLWLYH
 7KH VXSSO\ ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV PDNHV D FRQQHFWLRQ ZLWK
SRVLWLYH
 3  7KH VLJQDO ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV PDNHV D FRQQHFWLRQ ZLWK HDUWK
 7KH VXSSO\ ZLUH  RU  RI RQH RI WKH
WZR VHQVRUV PDNHV D FRQQHFWLRQ ZLWK HDUWK
 7KH SUHVVXUH VHQVRU LWVHOI LV QRW ZRUNLQJ  &KHFN WKH SUHVVXUH VHQVRU

1RWH
'HSHQGLQJ RQ WKH VRIWZDUH YHUVLRQ LW LV SRVVLEOH
WKDW RQO\ RQH RI WKH WZR SUHVVXUH VHQVRUV ZLOO EH
XVHG 7KH VHQVRU WKDW LV QRW XVHG IXHO SUHVVXUH
VHQVRU IXHO UDLO  VKRZV DQ LQFRUUHFW YDOXH LQ
WKH GLDJQRVWLF VFUHHQ &RQQHFWLQJ SLQ  RI WKH
(06 XQLW WR HDUWK ZLOO VKRZ D YDOXH RI  EDU VR
WKDW QR PLVXQGHUVWDQGLQJV FDQ DULVH

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7


2) )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 :,// $&7,9$7( 7+( 29(5%2267 )8(/ &872)) $6
7+( 5(68/7 2) 7+( %2267 35(6685( 5,6,1* 722 +,*+

%HIRUH WKH HQJLQH PDQDJHPHQW V\VWHP JRHV RYHU WR WKH RYHUERRVW IXHO FXWRII VLWXDWLRQ WKH LQOHW
PDQLIROG SUHVVXUH PXVW EH D FHUWDLQ OHYHO DERYH WKH UHTXHVW ERRVW OLQH IRU  VHFRQG $V QR ERRVW
SUHVVXUH FRQWURO LV SRVVLEOH GXULQJ WKLV VLWXDWLRQ WKLV IDXOW PXVW EH UHPHGLHG DV VRRQ DV SRVVLEOH
3RVVLEOH FDXVH 6ROXWLRQ
 $V D UHVXOW RI D PHFKDQLFDOO\ MDPPHG ZDVWH
JDWH QR ERRVW SUHVVXUH FRQWURO LV SRVVLEOH DQG
&KHFN WKH ZDVWH JDWH LQ WHUPV RI WKH VSHFLILHG
DGMXVWPHQW SURFHGXUH
WKH RYHUERRVW IXHO FXWRII VLWXDWLRQ ZLOO EH
DFWLYDWHG
$V D UHVXOW RI OHDNDJH RI DLU IURP WKH LQOHW VLGH RI &KHFN WKH DLU VXSSO\ LQFOXGLQJ WKH WZR UHGXFLQJ
WKH ERRVW SUHVVXUH YDOYH WKH RYHUERRVW IXHO YDOYHV
FXWRII VLWXDWLRQ LV HQJDJHG
7KH ERRVW SUHVVXUH FRQWURO YDOYH ZLULQJ LV QRW
FRUUHFW FDXVLQJ WKH IDXOW FRGHV EHORZ WR RFFXU
 3  7KH ERRVW SUHVVXUH FRQWURO DFWLYDWLRQ VLJQDO
ZLUH  KDV EHHQ LQWHUUXSWHG ZKHUHE\
WKH RYHUERRVW IXHO FXWRII VLWXDWLRQ LV HQJDJHG
DQG 3 LV DOVR VWRUHG
 3  7KH ERRVW SUHVVXUH FRQWURO DFWLYDWLRQ VLJQDO
ZLUH  PDNHV DQ HDUWK FRQQHFWLRQ
ZKHUHE\ WKH RYHUERRVW IXHO FXWRII VLWXDWLRQ LV
HQJDJHG DQG 3 LV DOVR VWRUHG
 3  7KH VLJQDO ZLUH  RI WKH ERRVW SUHVVXUH
YDOYH FRQWURO PDNHV D FRQQHFWLRQ WR SRVLWLYH
VR WKDW QR ERRVW SUHVVXUH FRQWURO LV SRVVLEOH
DV WKH ZDVWH JDWH LV FRQWLQXDOO\ RSHQ

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7


2) )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1$*(0(17 6<67(0 :,// 127 ,1-(&7 $1' ,*1,7( )8(/ $6 $ 5(68/7
2) 7+( (1*,1( 63((' 6,*1$/ 127 %(,1* 5(&,(9(' 3523(5/<

$V D UHVXOW RI QRQLJQLWLRQ QRW RQO\ ZLOO SUREOHPV ZLWK GULYLQJ RFFXU EXW LI WKH IDXOW RFFXUV UHJXODUO\ LW
FRXOG OHDG WR GDPDJH WR WKH HQJLQH DQG HYHQ WKH (06 XQLW LWVHOI
3RVVLEOH FDXVH 6ROXWLRQ
$V D UHVXOW RI WKH HQJLQH VSHHG VLJQDO QRW EHLQJ
SURSHUO\ UHFHLYHG WKH HQJLQH GRHV QRW VWDUW
&KHFN
 8VLQJ WKH GLDJQRVWLFV SURJUDP RU DQ
RVFLOORVFRSH FKHFN ZKHWKHU D FRUUHFW HQJLQH

VSHHG VLJQDO LV EHLQJ UHFHLYHG
7KH HQJLQH VSHHG VHQVRU ZLULQJ LV QRW FRUUHFW
FDXVLQJ WKH IROORZLQJ IDXOW FRGHV WR RFFXU
 3  7KH HQJLQH VSHHG VHQVRU VLJQDO ZLUH 
DQGRU WKH HDUWK ZLUH  KDV EHHQ
LQWHUUXSWHG

 3  7KH HDUWK ZLUH  PDNHV D FRQQHFWLRQ


ZLWK SRVLWLYH

 3  7KH HQJLQH VSHHG VHQVRU VLJQDO ZLUH 


PDNHV D FRQQHFWLRQ WR HDUWK

 3  7KH HQJLQH VSHHG VHQVRU VLJQDO ZLUH 


PDNHV D FRQQHFWLRQ ZLWK SRVLWLYH

1RWH
,I WKH HQJLQH VSHHG VLJQDO LV LQWHUUXSWHG IRU D
VKRUW WLPH GXH WR DQ H[WHUQDO IDXOW HJ GXH WR
WKH HQJLQH VSHHG VHQVRU ZLULQJ EHLQJ WRR FORVH
WR D VRXUFH RI SRZHU  IDXOW FRGH 3 PD\
RFFXU ,W LV WKHUHIRUH LPSRUWDQW WR XVH RULJLQDO
ZLULQJ DQG QRW FKDQJH WKH SRVLWLRQ RI WKH ZLULQJ
KDUQHVV

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7


2) )$8/7 &2'(6 3 72 3
7+( (1*,1( 0$1*(0(17 6<67(0 6:,7&+(6 29(5 72 7+( 23(1 /223 6,78$7,21

(DFK IDXOW FRGH GHWDLOHG DERYH UHIHUV WR RQH RI WKH VL[ LJQLWLRQ FRLOV ,JQLWLRQ FHDVHV LQ WKH UHVSHFWLYH
F\OLQGHU DQG LQ DGGLWLRQ WKH LQMHFWRU IRU WKLV F\OLQGHU LV VZLWFKHG RII WR SUHYHQW VXEVHTXHQW FRPEXVWLRQ
LQ WKH FDWDO\WLF FRQYHUWHU
3RVVLEOH FDXVH 6ROXWLRQ

 $ IDXOW LQ WKH SULPDU\ FLUFXLW RI WKH LJQLWLRQ


ZKHUHE\ WKH IROORZLQJ IDXOW FRGHV RFFXU
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG
 3 7KH FRQWURO ZLUH RI FRLO F\OLQGHU  IURP WKH (06
XQLW 
 0DNHV D FRQQHFWLRQ ZLWK HDUWK
 0DNHV D FRQQHFWLRQ ZLWK SRVLWLYH
 ,V LQWHUUXSWHG

1RWH
7KH IDXOW FRGHV GHWDLOHG DERYH UHIHU WR WKH
DFWLYDWLRQ RI VHSDUDWH LJQLWLRQ FRLOV +RZHYHU
WKH SULPDU\ FLUFXLW DOVR FRQVLVWV RI D SDUW RI WKH
(06 XQLW DQG D SDUW RI WKH FRLO $W WKH SRLQW WKDW
D SUREOHP LV DVFHUWDLQHG KHUH IDXOW FRGH 3
LV VWRUHG LQ WKH (06 XQLW PHPRU\

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7


2) )$8/7 &2'(6 3 72 3
7+( (1*,1( 63((' :,// %( +,*+(5 25 /2:(5 7+$1  530 $6 $ 5(68/7
2) 7+( ,'/,1* 63((' &21752/ 127 :25.,1* 3523(5/< '(3(1',1*
21 7+( :,5,1* 7+$7 ,6 '()(&7,9(

1RW RQO\ WKH LGOLQJ VSHHG DFWXDWRU ZLULQJ EXW DOVR WKH LGOLQJ VSHHG PXVW EH FKHFNHG
3RVVLEOH FDXVH 6ROXWLRQ
$V D UHVXOW RI D PHFKDQLFDOO\ MDPPHG LGOLQJ
VSHHG DFWXDWRU WKH IROORZLQJ IDXOW FRGHV PD\
DULVH

 3 &KHFN WKH IXQFWLRQ DQG IUHH PRYHPHQW RI WKH
LGOLQJ DFWXDWRU GXH WR WKH FRQWLQXDOO\ WRR ORZ
LGOLQJ VSHHG
 3 &KHFN WKH IXQFWLRQ DQG IUHH PRYHPHQW RI WKH
LGOLQJ DFWXDWRU GXH WR WKH FRQWLQXDOO\ WRR KLJK
LGOLQJ VSHHG
$ IDXOW LQ WKH LGOLQJ VSHHG DFWXDWRU KDV RFFXUUHG  2QH RI WKH WZR FRQWURO ZLUHV  RU 
VR WKDW QR LGOLQJ VSHHG FRQWURO LV SRVVLEOH DQG KDV EHHQ LQWHUUXSWHG VR WKDW GHSHQGLQJ RQ
IDXOW FRGH 3 RFFXUV ZKLFK ZLUH KDV EHHQ LQWHUUXSWHG WKH LGOLQJ
VSHHG FDQ EH DGMXVWHG WR KLJKHU RU ORZHU
WKDQ  USP
 2QH RI WKH WZR FRQWURO ZLUHV  RU 
PDNHV D FRQQHFWLRQ WR SRVLWLYH VR WKDW
GHSHQGLQJ RQ ZKLFK ZLUH PDNHV D
FRQQHFWLRQ WKH LGOLQJ VSHHG FDQ EH DGMXVWHG
WR KLJKHU RU ORZHU WKDQ  USP
 2QH RI WKH WZR FRQWURO ZLUHV  RU 
PDNHV D FRQQHFWLRQ WR HDUWK VR WKDW
GHSHQGLQJ RQ ZKLFK ZLUH PDNHV D
FRQQHFWLRQ WKH LGOLQJ VSHHG FDQ EH DGMXVWHG
WR KLJKHU RU ORZHU WKDQ  USP
(QJLQH GUDZLQJ LQ ´IDOVH DLUµ  &KHFN WKH VHDOV

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 <(//2: :$51,1* /$03 ,//80,1$7(6 $6 $ 5(68/7 2)


)$8/7 &2'(6 3 72 3
7+( (1*,1( :,// 127 &$7&+ 21 25 21/< &$7&+ 21 :,7+ ',)),&8/7< ,) 7+(5( ,6 $
&211(&7,21 :,7+ 326,7,9( $6 $ 5(68/7 2) 3225 32:(5 6833/< 72 7+( (1*,1(
0$1$*(0(17 6<67(0 3803 027256 '2 127 $'9$1&(
3RVVLEOH FDXVH 6ROXWLRQ
$V D UHVXOW RI D SRZHU SUREOHP LQ WKH (06 XQLW
WKH IROORZLQJ IDXOW FRGHV ZLOO EH VWRUHG

  3 &KHFN WKH SRZHU VXSSO\ FLUFXLW IRU LQWHUUXSWLRQ


)ROORZ WKH RUGHU EHORZ
 &KHFN WKH YROWDJH RQ SLQ  LQ UHODWLRQ WR WKH
YHKLFOH HDUWK
 &KHFN WKH HDUWK RQ SLQ  LQ FRPSDULVRQ ZLWK
WKH YHKLFOH HDUWK FRQWDFW UHVLVWDQFH
 &KHFN WKH LQSXW YROWDJH ZLUH 1R  RI
WKH YROWDJH GLYLGHU '
 &KHFN WKH HDUWK RI WKH YROWDJH GLYLGHU '
 &KHFN IXVH (
 &KHFN UHOD\ *
 &KHFN IXVH (
 &KHFN FRQWDFW VZLWFK
 &KHFN PDLQ VZLWFK
 &KHFN EDWWHU\ YROWDJH
 3 7KH (06 XQLW SRZHU VXSSO\ YDULHV WRR PXFK
ZKLFK FDQ UHVXOW LQ
 YROWDJH VSOLWWHU ' QRW IXQFWLRQLQJ SURSHUO\
 SRRU FRQWDFW LQ ZLULQJ
 XQVWDEOH RI RQERDUG YROWDJH DOWHUQDWRU
YROWDJH UHJXODWRU 
 3 7KH (06 XQLW SRZHU VXSSO\ LV WRR ORZ &DUU\ RXW
WKH FKHFN DV GHVFULEHG XQGHU 3
 3 7KH (06 XQLW SRZHU VXSSO\ LV WRR KLJK &DUU\
RXW WKH FKHFN DV GHVFULEHG XQGHU 3

1RWH
,I WKH FRUUHFW VLJQDOV DUH UHFHLYHG RQ WKH YDULRXV
FRPSRQHQWV VXFK DV YROWDJH GLYLGHU DQG UHOD\
EXW QRW VHQW RXW WKH FRPSRQHQW LWVHOI LV
GHIHFWLYH

 
',$*1267,&6
5* HQJLQH )XHO V\VWHP

63$5. 3/8* )$8/7),1',1* 7$%/(6


)$8/7 7+( (/(&752'(6 +$9( %((1 &2552'('
:+(5(%< 7+( (/(&752'( *$3 +$6 ,1&5($6('
3RVVLEOH FDXVH 6ROXWLRQ
:RUQ VSDUN SOXJ 5HSODFH WKH VSDUN SOXJ

)$8/7 7+( (/(&752'(6 +$9( %(&20( :(7 )520 7+( 2,/ 


3RVVLEOH FDXVH 6ROXWLRQ
3RRU RLO VXPS YHQWLQJ &KHFN WKH RLO VXPS YHQWLQJ
7KH HQJLQH·V RLO FRQVXPSWLRQ LV WRR KLJK DV D &KHFN WKH UHVSHFWLYH SDUWV
UHVXOW RI ZHDU RU GDPDJH WR F\OLQGHUV RU SLVWRQ
ULQJV

)$8/7 7+(5( $5( '(326,76 2) $6+ 21 7+( (/(&752'(6 7+( '(326,7 +$6
$ /,*+7 &2/285 $1' $ *5$,1< 6758&785(
3RVVLEOH FDXVH 6ROXWLRQ
7KH GHSRVLW LV FDXVHG E\ VXSSOHPHQWV WR WKH 7KH GHSRVLW LV QRW WKH FDXVH LI WKH HOHFWURGH KDV
OXEULFDQW WKDW EXUQV DQG VHWWOHV RQ WKH VSDUN QRW EHFRPH WRR GLUW\ FDXVLQJ WKH VSDUN WUDQVIHU
SOXJ WR EH UHVWULFWHG

)$8/7 7+(5( ,6 $ *5$,1 %(7:((1 7+( (/(&752'(6


3RVVLEOH FDXVH 6ROXWLRQ
&\OLQGHU VWRS KDV EHFRPH GHWDFKHG 7KLV RFFXUV &OHDQ WKH VSDUN SOXJV
ZKHQ OHQJWK\ LGOLQJ LV IROORZHG E\ DFFHOHUDWLRQ $YRLG OHQJWK\ LGOLQJ
DQG GHFHOHUDWLRQ

 
',$*1267,&6
)XHO V\VWHP 5* HQJLQH

)$8/7 7+( (/(&752'(6 +$9( 0(/7('


3RVVLEOH FDXVH 6ROXWLRQ
7KH PL[WXUH LJQLWHV WRR HDUO\ DV ´KRW VSRWVµ DUH &KHFN WKH F\OLQGHU IRU ´KRW VSRWVµ
SUHVHQW LQ WKH FRPEXVWLRQ FKDPEHU VXFK DV
FDUERQ GHSRVLWV VKDUS YDOYH HGJHV RU D
SURWUXGLQJ JDVNHW
6SDUN SOXJV RI DQ LQFRUUHFW KHDW UDWLQJ KDYH )LW WKH VSHFLILHG VSDUN SOXJV
EHHQ ILWWHG

)$8/7 (/(&752'(6 $1'25 ,168/$7256 +$9( %((1 &5$&.(' 25 '$0$*('
3RVVLEOH FDXVH 6ROXWLRQ
7KH FRPEXVWLRQ KDV VKRZQ GHWRQDWLRQ DV ,QVSHFW WKH FRROLQJ V\VWHP
 7KH HQJLQH KDV EHFRPH WRR KRW &KHFN WKH IXHO DQG LJQLWLRQ V\VWHP
 7KH IXHODLU PL[WXUH LV LQFRUUHFW
 7KH LQMHFWLRQ LV LQFRUUHFW

)$8/7 7+( (/(&752'(6 $5( &29(5(' :,7+ $ 7+,1 ),/0 2) &$5%21


3RVVLEOH FDXVH 6ROXWLRQ
)XHO PL[WXUH WRR ULFK &KHFN WKH IXHO V\VWHP
,QMHFWLRQ V\VWHP LQFRUUHFW &KHFN WKH LQMHFWLRQ V\VWHP
&RPSUHVVLRQ WRR ORZ &KHFN WKH FRPSUHVVLRQ

)$8/7 6&5(: 7+5($' +$6 %((1 3$57,$//< 0(/7('


3RVVLEOH FDXVH 6ROXWLRQ
 7KH VSDUN SOXJ KDV EHHQ ILWWHG LQFRUUHFWO\ 5HSODFH WKH VSDUN SOXJ
WKHUH KDV EHHQ LQVXIILFLHQW KHDW GLVFKDUJH RU &KHFN WKH VFUHZ WKUHDG LQ WKH F\OLQGHU KHDG
WKHUH LV D JDV OHDN DORQJ WKH VFUHZ WKUHDG )LW VSDUN SOXJ DV VSHFLILHG

 
',$*1267,&6
5* HQJLQH 0HDVXULQJ FRPSUHVVLRQ

 0($685,1* &2035(66,21

$ FRPSUHVVLRQ PHDVXUHPHQW LV D TXLFN FKHFN RI


WKH VHDOLQJ RI WKH YDOYHV DQG WKH KHDG JDVNHW
DQG RI WKH VHDOLQJ EHWZHHQ WKH F\OLQGHU OLQHU DQG
WKH SLVWRQ ULQJV
7KH UHVXOWV RI WKH PHDVXUHPHQW PD\ RQO\ EH
XVHG IRU FRPSDULQJ WKH F\OLQGHUV ZLWK HDFK
RWKHU
1RWHV
 )RU FRPSUHVVLRQ PHDVXULQJ WKH HQJLQH 
PXVW EH DW RSHUDWLQJ WHPSHUDWXUH
 7KH WKURWWOH YDOYH LQ WKH WKURWWOH YDOYH
KRXVLQJ PXVW EH IXOO\ RSHQ GXULQJ
PHDVXUHPHQWV IXOO WKURWWOH SRVLWLRQ 
 5HPRYH WKH IXVH IURP WKH LQMHFWRUV
 5HPRYH WKH IXVHV IURP WKH LJQLWLRQ
 5HPRYH WKH VSDUN SOXJV
 'XULQJ PHDVXUHPHQWV DQG HQJLQH FUDQNLQJ
IXOO\ GHSUHVV WKH DFFHOHUDWRU SHGDO VR WKDW
WKH WKURWWOH YDOYH LV RSHQ
 &UDQN WKH HQJLQH WKURXJK VHYHUDO WXUQV
XVLQJ WKH VWDUWHU PRWRU VR WKDW DQ\ ORRVH
FDUERQ RU GLUW SDUWLFOHV LQ WKH F\OLQGHU DUH
UHPRYHG
 3ODFH WKH FRUUHFW DGDSWHU RQ WKH
FRPSUHVVLRQ JDXJH 6HH ´6SHFLDO WRROVµ
 ,QVHUW WKH FRPSUHVVLRQ JDXJH LQ WKH VSDUN
SOXJ KROH
 &DUU\ RXW WKH PHDVXUHPHQW E\ UXQQLQJ WKH
HQJLQH XVLQJ WKH VWDUWHU PRWRU
/HW WKH HQJLQH UXQ XQWLO WKH FRPSUHVVLRQ
PHWHU FHDVHV WR LQFUHDVH
 5HLQVWDOO WKH VSDUN SOXJV DV VSHFLILHG
 5HLQVWDOO WKH IXVHV IRU WKH LQMHFWRUV DQG
LJQLWLRQ V\VWHP
7KH GLIIHUHQFH EHWZHHQ WKH KLJKHVW DQG
ORZHVW UHDGLQJV PXVW QRW H[FHHG 

 
',$*1267,&6
(QJLQH RLO FRPEXVWLRQ WHVW 5* HQJLQH

 (1*,1( 2,/ &20%867,21 7(67

1RWH
$Q RLO FRQVXPSWLRQ WHVW GRHV QRW PDNH VHQVH LI
WKH HQJLQH KDV QRW \HW EHHQ UXQ LQ
7KH UXQQLQJLQ SHULRG IRU D JDV HQJLQH LV
FRQVLGHUDEO\ ORQJHU WKDQ IRU D GLHVHO HQJLQH
'HSHQGLQJ RQ RSHUDWLQJ FRQGLWLRQV D JDV
HQJLQH LV RQO\ IXOO\ UXQ LQ DIWHU
DSSUR[  NP
 0HDVXULQJ HQJLQH RLO FRQVXPSWLRQ
 )LUVW FDUHIXOO\ LQVSHFW WKH HQJLQH IRU RLO
OHDNV
,QVSHFW WKH DLU GULHU RI WKH EUDNH V\VWHP IRU
WUDFHV RI RLO RLO FRQVXPSWLRQ RI WKH DLU
FRPSUHVVRU 
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
 3ODFH WKH YHKLFOH RQ D OHYHO VXUIDFH
 5HPRYH WKH RLO GUDLQ SOXJ DQG FROOHFW WKH
HQJLQH RLO LQ D FOHDQ FRQWDLQHU
 $OORZ WKH RLO WR GUDLQ IRU  PLQXWHV
 3RXU DOO WKH RLO LQWR D PHDVXULQJ MXJ DQG ILOO
WKH VXPS 7KH JUDGXDWLRQV RQ WKH RLO FDQ
PXVW EH DFFXUDWHO\ OHJLEOH WR  OLWUHV 3RXU
WKH RLO EDFN LQWR WKH RLO VXPS
 1RWH WKH SUHFLVH DPRXQW RI HQJLQH RLO $ 
ZLWK ZKLFK WKH VXPS KDV EHHQ ILOOHG
1RWH WKH NLORPHWUH UHDGLQJ RI WKH YHKLFOH
 'ULYH EHWZHHQ  DQG  NP XQGHU
VLPLODU FRQGLWLRQV DV WKRVH LQ ZKLFK WKH
YHKLFOH LV QRUPDOO\ XVHG
,I QHFHVVDU\ RLO FDQ EH WRSSHGXS GXULQJ
WKH MRXUQH\ SURYLGHG WKDW WKLV LV GRQH ZLWK D
MHUU\FDQ ZLWK D OHJLEOH VFDOH ZKLFK KDV EHHQ
ILOOHG LQ WKH ZRUNVKRS ZLWK D PHDVXUHG DQG
QRWHG TXDQWLW\ RI RLO

 
',$*1267,&6
5* HQJLQH (QJLQH RLO FRPEXVWLRQ WHVW

 $IWHU WKH MRXUQH\ GUDLQ WKH RLO DJDLQ WDNLQJ


FDUH WKDW WKH HQJLQH LV DW RSHUDWLQJ
WHPSHUDWXUH $OORZ WKH RLO WR GUDLQ RXW RI WKH
VXPS IRU  PLQXWHV
 3RXU WKH RLO EDFN LQWR WKH VXPS ZLWK D
PHDVXULQJ MXJ DQG QRWH WR DQ DFFXUDF\ RI
OHVV WKDQ  OLWUHV WKH DPRXQW RI HQJLQH RLO
OHIW %  DV ZHOO DV WKH NLORPHWUH UHDGLQJ
 ,I DSSOLFDEOH GHWHUPLQH KRZ PXFK RLO KDV
EHHQ DGGHG HQ URXWH IURP WKH MHUU\FDQ
WDNHQ DORQJ WR DQ DFFXUDF\ RI OHVV WKDQ

 OLWUHV & 
 &DOFXODWH WKH RLO FRQVXPSWLRQ XVLQJ WKH
IROORZLQJ IRUPXOD
2LO FRQVXPSWLRQ
NP UHDG $  NP UHDG %
NPO
OWU $  OWU %  OWU &

 ,I RLO FRQVXPSWLRQ LV KLJKHU WKDQ  NPO


FRQWDFW \RXU '$) UHSUHVHQWDWLYH
1RWH
5HPHPEHU EHIRUH IXUWKHU LQYHVWLJDWLQJ WKH
FDXVH RI KLJK RLO FRQVXPSWLRQ WKDW RLO
FRQVXPSWLRQ GHSHQGV KHDYLO\ RQ RSHUDWLQJ
FRQGLWLRQV
,Q SDUWLFXODU UHJXODU HQJLQH EUDNLQJ RYHU ORQJ
SHULRGV DQG UXQQLQJ WKH HQJLQH DW LGOLQJ VSHHG
IRU ORQJ SHULRGV ZLOO QHJDWLYHO\ LQIOXHQFH RLO
FRQVXPSWLRQ

 
',$*1267,&6
(QJLQH RLO FRPEXVWLRQ WHVW 5* HQJLQH

 
63(&,$/ 722/6
5* HQJLQH 6SHFLDO WRROV

 63(&,$/ 722/6

0109747 0484899

0535551

0535625

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 (QJLQH FRPSUHVVLRQ WHVWHU 0HDVXULQJ FRPSUHVVLRQ 
 3XOOHU FUDQNVKDIW RLO VHDO 5HPRYDO RI FUDQNVKDIW RLO VHDOV LQ 
FRPELQDWLRQ ZLWK 
 2LO SUHVVXUH JDXJH 0HDVXULQJ WKH OXEULFDWLQJ RLO 
SUHVVXUH
 &\OLQGHU OLQHU LQVWDOOHU FRPSOHWH 5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV

 
63(&,$/ 722/6
6SHFLDO WRROV 5* HQJLQH

0535626 0535631

0535632 0535633

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 6WXG SDUW RI  5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV
 3ODWH SDUW RI  5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV
 7KUHDGHG VSLQGOH QXW SDUW RI 5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
 OLQHUV
 7KUHDGHG VSLQGOH QXW SDUW RI 5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
 OLQHUV

 
63(&,$/ 722/6
5* HQJLQH 6SHFLDO WRROV

0535699 0535755

0535756 0535937

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 &DPVKDIW EHDULQJ EXVK GULYLQJ WRRO ,QVWDOODWLRQ RI FDPVKDIW EHDULQJ 
EXVK
 3ODWH SDUW RI  5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV
 3LQ SDUW RI  5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV
 %HDULQJ VHW SDUW RI  5HPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU 
OLQHUV

 
63(&,$/ 722/6
6SHFLDO WRROV 5* HQJLQH

0694795 0694912

0694921 0694928

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 +HLJKW PHDVXULQJ EORFN 0HDVXULQJ F\OLQGHU OLQHU KHLJKW 
 *XLGH SLQ *XLGH SLQ IRU LQVWDOOLQJ F\OLQGHU 
KHDG
 7KHUPRVWDW VHDO GULYHU ,QVWDOODWLRQ WKHUPRVWDW KRXVLQJ VHDO 
 6OLGH KDPPHU 5HPRYLQJ FUDQNVKDIW VHDOV LQ 
FRPELQDWLRQ ZLWK 

 
63(&,$/ 722/6
5* HQJLQH 6SHFLDO WRROV

,,,


,

0695000 1240432

FLUKE

200

mV
MN
-vI- 50 00

V mA
100
V nA
150
OFF

1240437
1240442

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 &UDQNVKDIW VHDO GULYHU IO\ZKHHO HQG ,QVWDOOLQJ FUDQNVKDIW VHDO IO\ZKHHO 
HQG
 VLGHG FDS 5HPRYDO DQG LQVWDOODWLRQ RI 
FRQQHFWLQJ URG FDS EROWV
 )OXNH  PXOWLPHWHU 'LDJQRVLV RI HOHFWULFDO FRPSRQHQWV 
 ´.ULNLW ,µ  1 9EHOW WHQVLRQ $GMXVWLQJ 9EHOW WHQVLRQ VLQJOH EHOW 
JDXJH

 
63(&,$/ 722/6
6SHFLDO WRROV 5* HQJLQH

500

100
160
0
200

300

1240443 1240448

 ,

,,
1240455
,

, 1240476

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 ´.ULNLW ,µ  1 9EHOW WHQVLRQ $GMXVWLQJ 9EHOW WHQVLRQ ´7ZLQ EHOWµ 
JDXJH
 9LEUDWLRQ GDPSHU SXOOHU 5HPRYDO YLEUDWLRQ GDPSHU 
 &UDQNVKDIW VHDO LQVWDOOHU WLPLQJ ,QVWDOODWLRQ RI FUDQNVKDIW VHDO 
JHDU HQG WLPLQJ JHDU HQG
 2LO KHDW H[FKDQJHU SUHVVXUH WHVW 3UHVVXUHWHVWLQJ RLO KHDW H[FKDQJHU 
SODWH LQ FRPELQDWLRQ ZLWK 

 
63(&,$/ 722/6
5* HQJLQH 6SHFLDO WRROV

1240477 1329370

1434129

,WHP 'HVFULSWLRQ $SSOLFDWLRQ '$) 1R


 2LO KHDW H[FKDQJHU SUHVVXUH WHVW 3UHVVXUHWHVWLQJ RLO KHDW H[FKDQJHU 
SODWH LQ FRPELQDWLRQ ZLWK 
 'ULYHU YDOYH VHDO ,QVWDOODWLRQ YDOYH VHDO RQ YDOYH 
JXLGH
 9DOYH EORFN 'LVDVVHPEO\ IXHO ILOWHU 
 3XOOHU WLPLQJ VHDO 5HPRYDO WLPLQJ VHDO 
 $GDSWHU IRU FRPSUHVVLRQ JDXJH 0HDVXULQJ FRPSUHVVLRQ
 *DV GHWHFWLRQ JDXJH 7UDFLQJ JDV OHDNV
 6WURERVFRSH &KHFNLQJ DQG VHWWLQJ LQMHFWLRQ
WLPLQJ

&RPPHUFLDOO\ DYDLODEOH WRROV

 
63(&,$/ 722/6
6SHFLDO WRROV 5* HQJLQH

 
7(&+1,&$/ '$7$
5* HQJLQH *HQHUDO

 7(&+1,&$/ '$7$
 *(1(5$/

7KH GDWD UHIHUV WR QHZ SDUWV LQ H[ZRUNV


FRQGLWLRQ
7KH GHILQLWLRQV RI ´FROG HQJLQHµ DQG ´ZDUP
HQJLQHµ DUH DV IROORZV
 $ ´FROG HQJLQHµ LV DQ HQJLQH ZKLFK DIWHU
KDYLQJ EHHQ DW RSHUDWLQJ WHPSHUDWXUH KDV
EHHQ DOORZHG WR FRRO GRZQ IRU DW OHDVW
VL[ KRXUV
 $ ´ZDUP HQJLQHµ LV DQ HQJLQH ZKLFK DIWHU
KDYLQJ EHHQ DW RSHUDWLQJ WHPSHUDWXUH KDV
QRW EHHQ RSHUDWHG IRU DW PRVW
WKLUW\ PLQXWHV
7KH GLUHFWLRQ RI URWDWLRQ LV FORFNZLVH DV VHHQ
IURP WKH WLPLQJ JHDU HQG

7KH ILUVW F\OLQGHU RI WKH HQJLQH LV WKH F\OLQGHU DW
WKH WLPLQJ HQG
)RU WKH WLJKWHQLQJ WRUTXHV VHH WKH VWDQGDUG
WLJKWHQLQJ WRUTXHV IRU GLSSHG QXWV DQG EROWV
VHFWLRQ  ´*HQHUDOµ
2QO\ WKH WLJKWHQLQJ WRUTXHV ZKLFK GLIIHU IURP
WKHVH VWDQGDUG WLJKWHQLQJ WRUTXHV DUH OLVWHG LQ
WKH WHFKQLFDO GDWD
:KHQ ORFNLQJ DQG VHDOLQJ FRPSRXQGV DUH XVHG
WKH WKUHDGHG SDUWV RI QXWV EROWV VWXGV DQG
WDSSHG KROHV VKRXOG EH FDUHIXOO\ FOHDQHG DQG
GHJUHDVHG 7KLV LV GRQH WR HQVXUH RSWLPDO
HIIHFWLYHQHVV RI WKH ORFNLQJ RU VHDOLQJ
FRPSRXQG
2YHUYLHZ RI ORFNLQJ FRPSRXQGV VHDODQWV
HWF
$Q\ ORFNLQJ FRPSRXQG VHDODQW OXEULFDQW RU
RWKHU SURGXFW PHQWLRQHG PD\ EH UHSODFHG E\ DQ
HTXLYDOHQW
/RFNLQJ FRPSRXQGV
/RFWLWH 
/RFWLWH 
6HDOLQJ FRPSRXQGV
/RFWLWH 
/RFWLWH 
7UDQVSDUHQW VLOLFRQ FHPHQW QRQFRUURVLYH
RLOUHVLVWDQW DQG WHPSHUDWXUHUHVLVWDQW EHWZHHQ
E DQG E&
/XEULFDQWV
0RO\NRWH 3
´1HYHU 6HH]µ

 
7(&+1,&$/ '$7$
7LJKWHQLQJ WRUTXHV 5* HQJLQH

 7,*+7(1,1* 72548(6

6WDUWHU PRWRU
$WWDFKPHQW QXWV   1P

$OWHUQDWRU
3XOOH\ DWWDFKPHQW QXW
  $ DOWHUQDWRU 0   1P
  $ DOWHUQDWRU 0   1P

$LU FRPSUHVVRU
&RPSUHVVRU JHDU DWWDFKPHQW QXW   1P
&RPSUHVVRU DWWDFKPHQW EROWV   1P

/DPEGD VHQVRU
$WWDFKPHQW   1P
 6HQVRUV DQG WUDQVPLWWHUV
7HPSHUDWXUH WUDQVPLWWHU IRU VHQVRU LQ FDE   1P PD[LPXP
3XOVH WUDQVPLWWHU IRU UHY FRXQWHU LQ FDE    1P PD[LPXP

,QOHW PDQLIROG
+ROORZ VFUHZ DWWDFKPHQW RU ,6& YDOYH SLSH
,GOLQJ VSHHG FRQWURO YDOYH   1P

([KDXVW PDQLIROG
$WWDFKPHQW QXWV  DFFRUGLQJ WR VWDQGDUG

7XUERFKDUJHU
&RPSUHVVRU KRXVLQJ FODPSLQJ SODWH EROWV   1P
$WWDFKPHQW QXWV  DFFRUGLQJ WR VWDQGDUG
,QVXODWLRQ FRYHU EROWV  DFFRUGLQJ WR VWDQGDUG
&RRODQW SLSH DGDSWHU QLSSOH   1P
&RRODQW SLSH KROORZ VFUHZ   1P

7LPLQJ ZKHHO GULYH


$WWDFKPHQW EROWV   1P
*HDU DWWDFKPHQW EROW   1P

8VH /RFWLWH 


8VH 0RO\FRWH 3
8VH ´1HYHU 6HH]µ

 
7(&+1,&$/ '$7$
5* HQJLQH 7LJKWHQLQJ WRUTXHV

6WHHULQJ SXPS
*HDU DWWDFKPHQW QXW   1P
6XFWLRQ SLSH FRQQHFWLRQ VXSSO\ SLSH   1P PD[LPXP
6XSSO\ SLSH FRQQHFWLRQ   1P PD[LPXP

+\GUR SXPS
*HDU DWWDFKPHQW QXW   1P
$WWDFKPHQW QXWVEROWV  DFFRUGLQJ WR VWDQGDUG

6SDUN SOXJ
$WWDFKPHQW   á  1P

)XHO SLSHV
0 KROORZ VFUHZV   á  1P

)LOWHU
)LOWHU KRXVLQJ FRYHU     1P

,QMHFWRU KROGHU
$WWDFKPHQW EROWV IRU LQMHFWRU KROGHU   1P
,QMHFWRU DWWDFKPHQW SODWH EROWV     1P
'LVFKDUJH SLSH VFUHZV     1P

&RQQHFWLRQ XQLW
3UHVVXUH VHQVRU     1P
,JQLWLRQ FRLO DWWDFKPHQW EROW     1P

)XHO WDQN
7DQN FDSDFLW\ JDXJH $OOHQ VFUHZV     1P
6DIHW\ YDOYH   1P
0HOWLQJ SOXJ   á  1P
 ILOO OLPLWHU   1P
6TXDUH FRXSOLQJ RI  ILOO OLPLWHU     1P
'LVFKDUJH YDOYH   1P
$WWDFKPHQW EROW RI LJQLWLRQ FRLO RQ GLVFKDUJH
YDOYH     1P
+ROORZ VFUHZ RI GLVFKDUJH YDOYH     1P
$WWDFKPHQW EROWV RI WDQN FRYHU     1P
$WWDFKPHQW EROW SXPS EUDFNHW WR FRYHU     1P
5HWXUQ YDOYH LQ WDQN     1P
5HWXUQ YDOYH LQ DWWDFKPHQW SODWH     1P
5HWXUQ YDOYH DWWDFKPHQW SODWH $OOHQ VFUHZV     1P
6HDOLQJ SOXJ LI QG UHWXUQ YDOYH QRW ILWWHG     1P
:LULQJ IHHGWKURXJK     1P

8VH /RFWLWH 


8VH D OLWWOH 0RO\FRWH 3
$SSO\  OD\HUV RI 7HIORQ  PDVNLQJ WDSH DQG
/RFWLWH  &RQWLQXH WLJKWHQLQJ XQWLO WKH
FRUUHFW SRVLWLRQ LV UHDFKHG
$SSO\  OD\HUV RI 7HIORQ PDVNLQJ WDSH DQG
/RFWLWH 

 
7(&+1,&$/ '$7$
7LJKWHQLQJ WRUTXHV 5* HQJLQH

9DOYH FRYHUV
&DS QXWV IRU YDOYH FRYHU   1P

&\OLQGHU KHDG WLJKWHQLQJ WRUTXHV


5RFNHU VKDIW EUDFNHW VKRXOGHU VWXG   1P
&\OLQGHU KHDG EROWV
VW VWDJH 0 EROWV   1P
QG VWDJH 0 EROWV   1P
UG VWDJH 0 EROWV   1P
WK VWDJH 0 EROWV DQJXODU GLVSODFHPHQW  E
WK VWDJH 0 EROWV DQJXODU GLVSODFHPHQW  E
)RU WKH UHXVH RI F\OLQGHU KHDG EROWV FRQVXOW
WKH ´&\OLQGHU KHDGµ VHFWLRQ

&\OLQGHU EORFN WLJKWHQLQJ WRUTXHV &\OLQGHU


EORFN WLJKWHQLQJ WRUTXHV

 0DLQ EHDULQJ FDS DWWDFKPHQW EROWV


VW VWDJH   á  1P
QG VWDJH DQJOH WLJKWHQLQJ  E
&RQQHFWLQJ URG EHDULQJ FDS DWWDFKPHQW EROWV
SURSHUW\ FODVV 
VW VWDJH   1P
QG VWDJH DQJOH WLJKWHQLQJ  E
6LGH FRYHU DWWDFKPHQW EROWV  DFFRUGLQJ WR VWDQGDUG

7LPLQJ
$WWDFKPHQW EROWV IRU YLEUDWLRQ GDPSHU WR EH
WLJKWHQHG LQ WKUHH VWDJHV
VW VWDJH   1P
QG VWDJH   1P
UG VWDJH   1P
3XOOH\ DWWDFKPHQW EROWV  DFFRUGLQJ WR VWDQGDUG
7LPLQJ FDVH DWWDFKPHQW EROWV  DFFRUGLQJ WR VWDQGDUG
7LPLQJ FDVH FRYHU DWWDFKPHQW EROWV  DFFRUGLQJ WR VWDQGDUG
&DPVKDIW ORFN SODWH DWWDFKPHQW EROWV   1P
&DPVKDIW JHDU DWWDFKPHQW EROW   1P
,GOHU JHDU DWWDFKPHQW EROW   1P

)O\ZKHHO
$WWDFKPHQW EROWV   1P

)O\ZKHHO KRXVLQJ
$WWDFKPHQW EROWV   1P
6HDOLQJ FRPSRXQG  /RFWLWH 

8VH /RFWLWH 


$SSO\ D GURS RI HQJLQH UXQQLQJ RLO WR WKH
WKUHDG DQG EHDULQJ VXUIDFH
2QO\ ILW QHZ EROWV GR QRW XVH SURSHUW\ FODVV
 EROWV DQ\ PRUH $SSO\ D GURS RI HQJLQH
UXQQLQJ LQ RLO WR WKH WKUHDG DQG EHDULQJ
VXUIDFH

 
7(&+1,&$/ '$7$
5* HQJLQH 7LJKWHQLQJ WRUTXHV

/XEULFDWLRQ V\VWHP
2LO GUDLQ SOXJ   1P
2LO VXPS DWWDFKPHQW EROWV   1P
%\SDVV YDOYH SOXJ   1P
$WWDFKPHQW EROWV RLO SXPS WR
DWWDFKPHQW SODWH   1P
$WWDFKPHQW EROWV DWWDFKPHQW SODWH WR RLO
SXPS
WR EHDULQJ FDS
 SURSHUW\ FODVV    1P
 SURSHUW\ FODVV    1P
,GOHU JHDURLO SXPS DWWDFKPHQW EROWV
 SURSHUW\ FODVV    1P
 SURSHUW\ FODVV    1P
2WKHU DWWDFKPHQW QXWV DQG EROWV IRU LQWHUQDO
RLO SLSHV DQG EUDFNHWV  DFFRUGLQJ WR VWDQGDUG

(QJLQH PRXQWLQJV 
7LPLQJ JHDU VLGH
 0 HQJLQH EUDFNHW DWWDFKPHQW EROWV   1P
 0 SURSHUW\ FODVV  DWWDFKPHQW EROWV
RI '$) YLEUDWLRQ GDPSHU DWWDFKPHQW EROWV   1P

)O\ZKHHO HQG
 0 SURSHUW\ FODVV  DWWDFKPHQW EROWV
WR IO\ZKHHO KRXVLQJ   1P
 $WWDFKPHQW EROWV WR '$) YLEUDWLRQ GDPSHU
EUDFNHW   1P  E DQJXODU GLVSODFHPHQW

8VH /RFWLWH 

 
7(&+1,&$/ '$7$
)XHO DQG LJQLWLRQ V\VWHP 5* HQJLQH

 )8(/ $1' ,*1,7,21 6<67(0

)XHO V\VWHP JHQHUDO


)LULQJ RUGHU  

(QJLQH VSHHGV
 VWDUWLQJ VSHHG    USP
 LGOLQJ VSHHG   á  USP
 PD[LPXP XQORDGHG VSHHG   á  USP
 IXHO FXWRII E\ (&8  DSSUR[  USP

6HQVRUV
&UDQNVKDIW VSHHGSRVLWLRQ VHQVRU
LQWHUQDO UHVLVWDQFH DW E&   á  RKPV

&RRODQW WHPSHUDWXUH VHQVRU


 UHVLVWDQFH
LQWHUQDO UHVLVWDQFH DW E&


 9ROW
 á  RKPV

,QOHW PDQLIROG DLU WHPSHUDWXUH VHQVRU


UHVLVWDQFH   9ROW
LQWHUQDO UHVLVWDQFH DW E&   á  RKPV

LQOHW PDQLIROG DLU SUHVVXUH VHQVRU


UHVLVWDQFH   9ROW
RXWSXW IUHTXHQF\
 VWDWLRQDU\ HQJLQH ZLWK FRQWDFW RQ  DSSUR[  +]
 LGOLQJ HQJLQH  DSSUR[    +]

/DPEGD VHQVRU
YROWDJH UHDGLQJ HQJLQH DW RSHUDWLQJ
WHPSHUDWXUH     9ROW

 
7(&+1,&$/ '$7$
5* HQJLQH )XHO DQG LJQLWLRQ V\VWHP

&RPSRQHQWV RI IXHO V\VWHP


)XHO SXPS
SXPS PRWRU FXUUHQW FRQVXPSWLRQ  DSSUR[  $
1RWH VWDUWXS FXUUHQW RI WKH SXPS PRWRU LV
EULHIO\ DSSUR[  $ GXULQJ VWDUWXS

(OHFWURPDJQHWLF GLVFKDUJH YDOYH IXHO WDQN


YROWDJH   9ROW

(OHFWURPDJQHWLF YDOYH RI FRQQHFWLRQ EORFN


YROWDJH   9ROW

,QMHFWRU
UHVLVWDQFH   9ROW
LQWHUQDO UHVLVWDQFH LQMHFWRU FRLO   á  RKPV

,QMHFWRU KROGHU
SUHVVXUH WHVW   EDU 
)XHO ILOWHU
SUHVVXUH WHVW   EDU

,JQLWLRQ FRLO
)LULQJ RUGHU  

,JQLWLRQ WLPLQJ
 LGOLQJ VSHHG HQJLQH DW RSHUDWLQJ
WHPSHUDWXUH  E á E EHIRUH 7'&

,JQLWLRQ FRLO
UHVLVWDQFH   9ROW
UHVLVWDQFH SULPDU\ FRLO   á  RKPV
UHVLVWDQFH VHFRQGDU\ FRLO   á  N2KP

6SDUN SOXJ
HOHFWURGH JDS     PP

 
7(&+1,&$/ '$7$
([KDXVW LQOHW OXEULFDWLQJ RLO DQG FRROLQJ V\VWHP 5* HQJLQH

 (;+$867 ,1/(7 /8%5,&$7,1* 2,/ $1' &22/,1* 6<67(0

([KDXVW EDFN SUHVVXUH


$W PD[LPXP VSHHG XQGHU ORDG   N3D PD[LPXP

,QOHW XQGHUSUHVVXUH DIWHU DLU FOHDQHU


$W PD[LPXP VSHHG XQGHU ORDG
 QHZ DLU FOHDQHU   N3D PD[LPXP
 XVHG DLU FOHDQHU   N3D PD[LPXP

3UHVVXUH OLPLWLQJ YDOYH


2SHQLQJ SUHVVXUH   N3D SUHVVXUH GLIIHUHQFH

,QOHW XQGHUSUHVVXUH
 DW LGOLQJ VSHHG  DSSUR[  á  N3D
 PD[   N3D
 &KDUJLQJ SUHVVXUH FRQWURO YDOYH
 UHDGLQJ DW LGOLQJ VSHHG  

,GOLQJ VSHHG FRQWURO YDOYH


 UHDGLQJ DW LGOLQJ VSHHG  DSSUR[   

/XEULFDQW FDSDFLW\
2LO FRQWHQW RI RLO VXPS LQF KHDW H[FKDQJHU
DQG ILOWHU  DSSUR[  OLWUHV
 PD[LPXP OHYHO  DSSUR[  OLWUHV
 PLQLPXP OHYHO  DSSUR[  OLWUHV

2LO SUHVVXUH
 PD[LPXP HQJLQH VSHHG     EDU
 LGOLQJ VSHHG HQJLQH DW RSHUDWLQJ
WHPSHUDWXUH   EDU PLQLPXP

2LO ILOWHU
7\SH  GLVSRVDEOH
1XPEHU  
2SHQLQJ SUHVVXUH RI E\SDVV YDOYH   á  EDU SUHVVXUH GLIIHUHQFH

2LO KHDW H[FKDQJHU


2SHQLQJ SUHVVXUH RI E\SDVV YDOYH   EDU SUHVVXUH GLIIHUHQFH
7HVW SUHVVXUH RI FRRODQW VHFWLRQ DLU SUHVVXUH   EDU

&RROLQJ V\VWHP
7KHUPRVWDW RSHQV DW  E&
7KHUPRVWDW PLQ  PP RSHQ DW  E&
&RROLQJ V\VWHP WHVW SUHVVXUH     EDU

 
7(&+1,&$/ '$7$
5* HQJLQH %DVLF HQJLQH

 %$6,& (1*,1(

9DOYH RYHUYLHZ

B A B A B A B A B A B A
M200305

$ ([KDXVW YDOYH 
% ,QOHW YDOYH
& 7LPLQJ JHDU VLGH

9DOYH FOHDUDQFH
,QOHW YDOYH FROG     PP
([KDXVW YDOYH FROG   PP

9DOYH WLPLQJ GLDJUDP ZLWK YDOYH FOHDUDQFH


RI  PP
,QOHW YDOYH RSHQV  E EHIRUH 7'&
,QOHW YDOYH FORVHV  E DIWHU %'&
([KDXVW YDOYH RSHQV  E EHIRUH %'&
([KDXVW YDOYH FORVHV  E DIWHU 7'&

9DOYH VSULQJV
6SULQJ OHQJWK RXWHU VSULQJ
 ORDGHG WR  1  DSSUR[  PP
 ORDGHG WR  1  DSSUR[  PP
 ORDGHG WR  1  DSSUR[  PP
6SULQJ OHQJWK LQQHU VSULQJ
 ORDGHG WR  1  DSSUR[  PP
 ORDGHG WR  1  DSSUR[  PP
 ORDGHG WR  1  DSSUR[  PP

 
7(&+1,&$/ '$7$
%DVLF HQJLQH 5* HQJLQH

&\OLQGHU KHDG
7HVW SUHVVXUH DLU SUHVVXUH   EDU

1XPEHU RI WHHWK WLPLQJ JHDUV


 FUDQNVKDIW JHDU  
 LGOHU JHDU  
 FDPVKDIW JHDU  
 IXHO SXPS JHDU  
 DLU FRPSUHVVRU JHDU  
 RLO SXPS LGOHU JHDU  
 VWHHULQJ SXPS JHDU  
 K\GUR SXPS JHDU  

)O\ZKHHOIO\ZKHHO ULQJ JHDU


$[LDO GLIIHUHQFH PHDVXUHG WR  PP
IURP WKH FHQWUH  PD[  PP


 
7(&+1,&$/ '$7$
5* HQJLQH 2YHUKDXO GDWD

 29(5+$8/ '$7$

M2 00 009
&\OLQGHU KHDG
0LQLPXP KHLJKW DIWHU RYHUKDXO
RQ UHYLVLRQ GLPHQVLRQ $   PP
5RXJKQHVV     mP

A B
M2 01 028
,QOHW YDOYH VHDWV
6HDW DQJOH  E á 
,QWHUQDO GLD     PP
([WHUQDO GLD     PP
7KLFNQHVV RI KLJK VHDW   PP
7KLFNQHVV RI ORZ VHDW   PP
&\OLQGHU KHDG UHFHVV
 GHSWK     PP
 GLDPHWHU     PP
'LVWDQFH EHWZHHQ YDOYH VHDW DQG
F\OLQGHU KHDG VXUIDFH GLPHQVLRQ $ RI KLJK
VHDW     PP
'LVWDQFH EHWZHHQ YDOYH VHDU DQG F\OLQGHU
KHDG VXUIDFH GLPHQVLRQ $ RI ORZ VHDW     PP

 
7(&+1,&$/ '$7$
2YHUKDXO GDWD 5* HQJLQH

A B
M2 01 028
([KDXVW YDOYH VHDWV
6HDW DQJOH  E á 
,QWHUQDO GLD     PP
([WHUQDO GLD     PP
7KLFNQHVV RI KLJK VHDW   PP
7KLFNQHVV RI ORZ VHDW   PP
 &\OLQGHU KHDG UHFHVV
 GHSWK     PP
 GLDPHWHU     PP
'LVWDQFH EHWZHHQ YDOYH VHDW DQG
F\OLQGHU KHDG VXUIDFH GLPHQVLRQ $ RI KLJK
VHDW     PP
'LVWDQFH EHWZHHQ YDOYH VHDW DQG
F\OLQGHU KHDG VXUIDFH GLPHQVLRQ $ RI ORZ
VHDW     PP

,QOHW YDOYHV
9DOYH KHDG GLD     PP
6HDW DQJOH  E·
'LVWDQFH EHWZHHQ YDOYH KHDG DQG
F\OLQGHU KHDG VXUIDFH GLPHQVLRQ % RI KLJK
VHDW     PP
'LVWDQFH EHWZHHQ YDOYH KHDG DQG
F\OLQGHU KHDG VXUIDFH GLPHQVLRQ % RI ORZ
VHDW     PP
9DOYH URG GLD     PP

([KDXVW YDOYHV
9DOYH KHDG GLD     PP
6HDW DQJOH  E·
9DOYH KHDG WR F\OLQGHU KHDG FOHDUDQFH
GLPHQVLRQ % RI KLJK VHDW     PP
9DOYH KHDG WR F\OLQGHU KHDG FOHDUDQFH
GLPHQVLRQ % RI ORZ VHDW     PP
9DOYH URG GLD     PP

 
7(&+1,&$/ '$7$
5* HQJLQH 2YHUKDXO GDWD

M2 00 012
9DOYH JXLGHV
2YHUDOO OHQJWK   PP
,QWHUQDO GLD     PP
([WHUQDO GLD     PP
3URMHFWLRQ RI YDOYH JXLGH DERYH F\OLQGHU KHDG
GLPHQVLRQ $     PP

7DSSHWV
6WDQGDUG H[WHUQDO GLD     PP
([FHVV H[WHUQDO GLD     PP 
5RFNHU VKDIW DQG URFNHU
5RFNHU VKDIW GLD     PP
,QWHUQDO GLD RSHQHG EHDULQJ EXVK     PP
2LO GXFW ERUH GLD   PP

 
7(&+1,&$/ '$7$
2YHUKDXO GDWD 5* HQJLQH

M2 00 015
&\OLQGHU EORFN
0LQ GLPHQVLRQ DIWHU UHIDFLQJ GLPHQVLRQ $   PP
 5RXJKQHVV
'HSWK RI FKDPEHU F\OLQGHU OLQHU
    mP

FROODU     PP


&\OLQGHU OLQHU ERUH
 VWDQGDUG     PP
 H[FHVV     PP
%RUH PDLQ EHDULQJ VKHOOV     PP
%RUH FDPVKDIW EHDULQJV     PP
%RUH VWDQGDUG WDSSHWV     PP
%RUH RYHUVL]H WDSSHWV     PP
3UHVVXUHWHVWLQJ SUHVVXUH   EDU

&\OLQGHU OLQHUV
([WHUQDO GLD RI F\OLQGHU OLQHUV
 VWDQGDUG     PP
 H[FHVV     PP
,QWHUQDO GLD LQVSHFWLRQ GLPHQVLRQ
F\OLQGHU OLQHU DIWHU ILWWLQJ     PP
+HLJKW RI F\OLQGHU OLQHU DW WRS
F\OLQGHU EORFN     PP

 
7(&+1,&$/ '$7$
5* HQJLQH 2YHUKDXO GDWD

&UDQNVKDIW
7
6
5
4
3
2
1 C

A M2 00 142

0D[ UXQRXW EHWZHHQ  DGMDFHQW 


PDLQ EHDULQJ MRXUQDOV   PP
0D[ UXQRXW RI FHQWUH PDLQ EHDULQJ ZLWK IURQW
DQG UHDU PDLQ EHDULQJ MRXUQDOV VXSSRUWHG   PP
)ODQJH GLD RI UHDU HQG RLO VHDO &     PP

0DLQ EHDULQJV FUDQNVKDIW


'LDPHWHU PDLQ EHDULQJ MRXUQDOV $
&RGH QXPEHU  VWDQGDUG GLD     PP
&RGH QXPEHU  VW XQGHUVL]H     PP
&RGH QXPEHU  QG XQGHUVL]H     PP
&RGH QXPEHU  UG XQGHUVL]H     PP
:LGWK VW EHDULQJ MRXUQDO     PP
:LGWK QGUGWK DQG WK EHDULQJ MRXUQDO     PP
:LGWK RI WK EHDULQJ MRXUQDO
 VWDQGDUG     PP
 VW RYHUVL]H     PP
 QG RYHUVL]H     PP
:LGWK WK EHDULQJ MRXUQDO     PP
)LOOHW UDGLXV     PP

&UDQNSLQV
'LDPHWHU RI FUDQNSLQV %
&RGH QXPEHU  VWDQGDUG GLD     PP
&RGH QXPEHU  VW XQGHUVL]H     PP
&RGH QXPEHU  QG XQGHUVL]H     PP
&RGH QXPEHU  UG XQGHUVL]H     PP
:LGWK     PP
)LOOHW UDGLXV     PP

&UDQNVKDIW HQG SOD\


(QG SOD\     PP
7KUXVW ZDVKHU WKLFNQHVV
 VWDQGDUG   PP
 H[FHVV   PP

 
7(&+1,&$/ '$7$
2YHUKDXO GDWD 5* HQJLQH

0DLQ EHDULQJ VKHOOV FUDQNVKDIW


:LGWK RI VW DQG WK PDLQ EHDULQJ VKHOO    
:LGWK RI QG UG WK DQG WK PDLQ EHDULQJ
VKHOO    
:LGWK RI WK PDLQ EHDULQJ VKHOO    
,QWHUQDO GLD ILWWHG   PP
8QGHUVL]HV     PP

&RQQHFWLQJ URGV
%LJHQG LQLWLDO ERUH GLD     PP
&HQWUHWRFHQWUH GLVWDQFH ELJHQGVPDOOHQG    
6PDOOHQG EXVK GLD WR EH UHDPHG WR     PP

%LJHQG EHDULQJ VKHOOV


,QWHUQDO GLD ILWWHG     PP
%HDULQJ FOHDUDQFH     PP
 8QGHUVL]HV     PP

3LVWRQV
%RUH IRU WKH JXGJHRQ SLQ     PP

3LVWRQ URG
*XGJHRQ SLQ GLD     PP
&OHDUDQFH LQ VPDOOHQG EXVK  PD[  PP

 
7(&+1,&$/ '$7$
5* HQJLQH 2YHUKDXO GDWD

M2 00 016
&DPVKDIW
MRXUQDO GLD     PP
'LPHQVLRQ IURP QRVH WR EDFN RI FDP
GLPHQVLRQ $
 FDP LQOHW YDOYH     PP
 FDP H[KDXVW YDOYH     PP
(QG SOD\     PP

%DFNODVK WLPLQJ JHDUV



,GOHU JHDU WR FDPVKDIW JHDU     PP
,GOHU JHDU WR FUDQNVKDIW JHDU     PP
,GOHU JHDU WR WLPLQJ JHDU     PP
6WHHULQJ SXPS JHDU WR WLPLQJ
JHDU     PP
&DPVKDIW WR DLU FRPSUHVVRU
JHDU     PP
&UDQNVKDIW JHDU WR RLO SXPS LGOHU JHDU     PP
2LO SXPS LGOHU JHDU WR RLO SXPS
JHDU     PP
&DPVKDIW WR ZDWHU SXPS JHDU     PP

%DFNODVK LGOHU JHDU


,GOHU JHDU HQG SOD\     PP

/XEULFDQW SXPS
%HDULQJ EXVK GLD WR EH UHDPHG WR  )

 
7(&+1,&$/ '$7$
2YHUYLHZ RI ZHDU 5* HQJLQH

 29(59,(: 2) :($5

1 2 3 4 5 6

1 2 3 4 5 6
Ø A1
Ø A2 B

Ø A3
Ø A4 Ø A1 A
Ø A5
 Ø A6 20 mm
1
Ø B1 2
Ø B2 3
Ø B3 4
Ø B4 5
Ø B5 6
30 mm
Ø B6
G
D
Z z
D

S1
S2 1
2
S3 3
4
S4
S

M2 00 017

 
(1*,1( $66(0%/<
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ HQJLQH

 (1*,1( $66(0%/<
 5(029$/ $1' ,167$//$7,21 (1*,1(

7KLV SDUDJUDSK SURYLGHV D QXPEHU RI JHQHUDO


JXLGHOLQHV IRU WKH UHPRYDO DQG LQVWDOODWLRQ RI WKH
HQJLQH
:KHQ UHPRYLQJ DQG LQVWDOOLQJ WKH
HQJLQH XVH VRXQG HTXLSPHQW DQG
UHPHPEHU VDIHW\

(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ


WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ IXHO


SLSHV IROORZLQJ WKH VDIHW\
UHJXODWLRQV 6HH ´:DUQLQJVµ LQ WKH
FKDSWHU ´)XHO DQG LJQLWLRQ V\VWHPµ 
5HPRYDO
 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 'UDLQ WKH FRRODQW DQG FDSWXUH LW LQ D FOHDQ
FRQWDLQHU
,I WKH FRRODQW LV QRW FRQWDPLQDWHG LW PD\ EH
UHXVHG
 'UDLQ WKH HQJLQH RLO 7KLV PD\ QRW EH
UHXVHG
 3OXJ DOO SLSH RSHQLQJV WR SUHYHQW DQ\ GLUW RU
VPDOO FRPSRQHQWV IDOOLQJ LQWR WKH HQJLQH
UDGLDWRU RU RWKHU FRPSRQHQWV
 0DUN WKH ZLULQJ LI WKHUH LV D ULVN RI LQFRUUHFW
FRQQHFWLRQ

 
(1*,1( $66(0%/<
5HPRYDO DQG LQVWDOODWLRQ HQJLQH 5* HQJLQH

 0DUN WKH IXHO SLSHV


5HPRYH WKH IXHO SLSHV
6HH ´)XHO DQG LQMHFWLRQ V\VWHPµ
3OXJ DOO SLSH RSHQLQJV VR WKDW QR GLUW FDQ
HQWHU WKH V\VWHP
 ,I SRVVLEOH UHPRYH WKH VWHHULQJ DQG
K\GURSXPSV ZLWK WKH SLSHV VWLOO FRQQHFWHG
VR WKHVH V\VWHPV GR QRW QHHG WR EH
GUDLQHG
 6DIHO\ UHPRYH WKH HQJLQH IURP WKH YHKLFOH
,QVWDOODWLRQ HQJLQH
 5HSODFH DOO JDVNHWV DQG VHDOLQJ ULQJV
 &KHFN DQG LI LQ GRXEW UHSODFH WKH UXEEHU
HQJLQH PRXQWLQJV
 6DIHO\ UHSODFH WKH HQJLQH LQ WKH YHKLFOH
 &KHFN DQG LI LQ GRXEW UHSODFH WKH DLU DQG
FRRODQW SLSHV &OHDQ WKH LQVLGH RI WKH


FRRODQW SLSHV ZKHUH WKH\ FRQQHFW ZLWK D
SLSH RU IODQJH $OVR FOHDQ WKH VHDOLQJ IDFH
VXUIDFH RI WKH SLSH RU IODQJH
 &KHFN DQG LI LQ GRXEW UHSODFH WKH IOH[LEOH
SLSH FODPSV
 $SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS
 7LJKWHQ WKH WKUHDGHG FRQQHFWLRQV WR WKH
VSHFLILHG WRUTXHV
 (QVXUH WKDW WKH HDUWK OHDGV KDYH PDGH
VRXQG FRQWDFW
 &RQQHFW WKH IXHO SLSHV DV GHVFULEHG DQG
FKHFN IRU OHDNV 6HH ´)XHO DQG LJQLWLRQ
V\VWHPµ
 &RQQHFW WKH ZLULQJ DV LW ZDV RULJLQDOO\
FRQQHFWHG

 
(1*,1( $66(0%/<
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ HQJLQH

 3RVLWLRQ WKH SODVWLF SLSHV DV RULJLQDOO\ WR


SUHYHQW DQ\ ULVN RI FKDILQJ
 )LOO WKH FRROLQJ V\VWHP ZLWK WKH VSHFLILHG
FRRODQW 6HH ´&RROLQJ V\VWHPµ
 7RS XS WKH HQJLQH ZLWK WKH VSHFLILHG HQJLQH
RLO
 ,I DSSOLFDEOH ILOO WKH VWHHULQJ DQG K\GUDXOLF
V\VWHP ZLWK WKH VSHFLILHG RLO
 $WWDFK WKH EDWWHU\ OHDGV
 3UHYHQW WKH HQJLQH IURP RSHUDWLQJ DQG
XVLQJ WKH VWDUWHU PRWRU FUDQN WKH HQJLQH
XQWLO WKH RLO SUHVVXUH ZDUQLQJ ODPS LV
H[WLQJXLVKHG
 6WDUW WKH HQJLQH VZLWFK WKH FDE KHDWLQJ WR
´PD[LPXPµ DQG UXQ WKH HQJLQH WR RSHUDWLQJ
WHPSHUDWXUH &KHFN IRU OHDNV DQG XQXVXDO
QRLVHV
 &KHFN WKH FRRODQW DQG HQJLQH RLO OHYHOV 
 ,I DSSOLFDEOH EOHHG WKH VWHHULQJ DQG
K\GUDXOLF V\VWHPV
 7LJKWHQ WKH KRVH FOLSV DJDLQ
 0DNH D WHVW UXQ $IWHU WKH WHVW GULYH FKHFN
WKH FRRODQW DQG HQJLQH RLO OHYHOV DJDLQ

 
(1*,1( $66(0%/<
5HPRYDO DQG LQVWDOODWLRQ HQJLQH 5* HQJLQH

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ LQOHW PDQLIROG

 %8,/721 &20321(176
 5(029$/ $1' ,167$//$7,21 ,1/(7 0$1,)2/'

5HPRYDO LQOHW PDQLIROG 3


 5HPRYH WKH DOWHUQDWRU  
4
 5HPRYH WKH IOH[LEOH DLU SLSHV IURP WKH
WKURWWOH YDOYH KRXVLQJ  DQG WKH LGOLQJ
1
VSHHG FRQWURO YDOYH   3OXJ WKH RSHQLQJV 2
 5HPRYH WKH FRQQHFWRUV IURP WKH WKURWWOH
YDOYH KRXVLQJ   WKH ,6& YDOYH  DQG WKH
DLU WHPSHUDWXUH VHQVRU
 5HPRYH WKH IOH[LEOH SLSHV IRU WKH LQOHW DLU 5
SUHVVXUH VHQVRU DQG WKH SUHVVXUH OLPLWLQJ
YDOYH
 'HSHQGLQJ RQ WKH UHDVRQ IRU UHPRYDO RI WKH
LQOHW PDQLIROG   UHPRYH ERWK LQMHFWRU
KROGHUV  RU OHDYH WKH LQMHFWRU KROGHUV 
RQ WKH PDQLIROG   7 6
)RU WKH UHPRYDO RI WKH LQMHFWRU KROGHUV 
DQG IXHO SLSHV   DQG WKH UHOHYDQW VDIHW\ M2 00 675
LQVWUXFWLRQV VHH ´)XHO DQG LJQLWLRQ V\VWHPµ
 5HPRYH WKH DWWDFKPHQW EROWV DQG WDNH RII
WKH LQOHW PDQLIROG  ZLWK WKH DOWHUQDWRU

EUDFNHW  
 5HPRYH DQ\ UHPDLQLQJ JDVNHW SLHFHV
,QVWDOODWLRQ LQOHW PDQLIROG
 )LW WKH LQOHW PDQLIROG  ZLWK QHZ JDVNHWV
1RWH WKHUH DUH WZR GLIIHUHQW W\SHV
 ,QVWDOO WKH LQOHW PDQLIROG  ZLWK WKH
DOWHUQDWRU EUDFNHW   7LJKWHQ WKH
DWWDFKPHQW EROWV HYHQO\
 ,QVWDOO ERWK LQMHFWRU KROGHUV  DQG FRQQHFW
WKH IXHO SLSHV   6HH ´)XHO DQG LJQLWLRQ
V\VWHPµ
 ,QVWDOO WKH IOH[LEOH SLSHV IRU WKH LQOHW DLU
SUHVVXUH VHQVRU DQG WKH SUHVVXUH OLPLWLQJ
YDOYH

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ LQOHW PDQLIROG 5* HQJLQH

 ,QVWDOO WKH FRQQHFWRUV IRU WKH WKURWWOH YDOYH


KRXVLQJ   WKH ,6& YDOYH  DQG WKH DLU
WHPSHUDWXUH VHQVRU
 &KHFN WKH FRQGLWLRQ RI WKH IOH[LEOH SLSHV DQG
IOH[LEOH SLSH FODPSV DQG FRQQHFW WKH
IOH[LEOH DLU SLSH IRU WKH WKURWWOH YDOYH KRXVLQJ
 DQG WKH LGOH VSHHG FRQWURO YDOYH  
/LJKWO\ JUHDVH WKH PRYLQJ VHFWLRQ RI WKH
IOH[LEOH SLSHV FODPSV DQG WLJKWHQ WKH
IOH[LEOH SLSH FODPSV
 &KHFN WKH FRQQHFWLRQV RQ WKH LQOHW PDQLIROG
IRU OHDNV

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WXUERFKDUJHU

 5(029$/ $1' ,167$//$7,21 785%2&+$5*(5

5HPRYDO WXUERFKDUJHU 4 5 6
 3DUWLDOO\ GUDLQ WKH FRRODQW
1 2 3
 5HPRYH WKH ORFN ZDVKHU  DQG UHPRYH
WKH URG  IURP WKH VKDIW  
 5HPRYH WKH IOH[LEOH DLU SLSH IURP WKH DLU
F\OLQGHU   3OXJ WKH RSHQLQJV
 5HPRYH WKH DLU F\OLQGHU  
 5HPRYH WKH IOH[LEOH DLU SLSHV DQG WKH HOERZ
SLHFH   3OXJ WKH RSHQLQJV 7
 5HPRYH WKH H[KDXVW SLSH IURP WKH
WXUERFKDUJHU
 5HPRYH WKH WZR FRRODQW SLSH  DQG   8
3OXJ WKH RSHQLQJV
13 12 11 10 9
 5HPRYH ERWK OXEULFDWLQJ RLO SLSHV  DQG  
&DSWXUH DQ\ HVFDSLQJ RLO 3OXJ WKH M2 00 676
RSHQLQJV
 5HPRYH WKH LQVXODWLRQ FRYHUV
 5HPRYH WKH DWWDFKPHQW QXWV IURP WKH
WXUERFKDUJHU  RQ WKH H[KDXVW PDQLIROG

 DQG UHPRYH WKH WXUERFKDUJHU  IURP
WKH PDQLIROG  
5HPHPEHU OXEULFDWLQJ RLO DQG FRRODQW PD\
HVFDSH IURP WKH SLSH FRQQHFWLRQV
 5HPRYH WKH JDVNHWV

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ WXUERFKDUJHU 5* HQJLQH

,QVWDOODWLRQ WXUERFKDUJHU
 3ULRU WR LQVWDOODWLRQ HQVXUH WKDW WKH
WXUERFKDUJHU
 UXQV VPRRWKO\
 GRHV QRW GUDJ
 KDV D OLWWOH UDGLDO SOD\
,Q DGGLWLRQ FKHFN
 WKH VHDOLQJ IDFH RI WKH ´ZDVWH JDWHµ
YDOYH DQG WKH VHDW RI WKH ´ZDVWH JDWHµ
YDOYH
 HQVXUH WKDW WKH ´ZDVWH JDWHµ YDOYH UXQV
VPRRWKO\
 &OHDQ DQG FKHFN DOO VHDOLQJ IDFHV
 5HSODFH DOO JDVNHWV DQG VHDOLQJ ULQJV
 &OHDQ WKH WKUHDG RI DOO WKUHDGHG VWXGV EROWV 4 5 6
DQG WDSSHG KROHV UHODWLQJ WR WKH DWWDFKPHQW
RI WKH WXUERFKDUJHU   WKH H[KDXVW SLSH 1 2 3
DQG WKH LQVXODWLRQ FRYHUV   $SSO\
0RO\NRWH 3 WR WKH WKUHDG RI WKH VWXGV DQG
EROWV
2QO\ LQVWDOO WKH SDUWV OLVWHG DERYH XVLQJ
RULJLQDO QXWV DQG EROWV

  ,Q WKH FDVH RI D QHZ WXUERFKDUJHU DSSO\


/RFWLWH  WR WKH DGDSWHU QLSSOHV RI WKH
FRRODQW SLSHV DQG PRXQW RQ WKH 7
WXUERFKDUJHU 7LJKWHQ WKH DGDSWHU QLSSOHV WR
WKH VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 &RQQHFW WKH WXUERFKDUJHU  WR WKH H[KDXVW
PDQLIROG   DQG HYHQO\ WLJKWHQ WKH 8
WXUERFKDUJHU DWWDFKPHQW EROWV  
13 12 11 10 9
 0RXQW WKH H[KDXVW SLSH RQ WKH WXUERFKDUJHU
 XVLQJ WKH RULJLQDO QXWV DQG VSDFHUV M2 00 676

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WXUERFKDUJHU

 &KHFN WKDW WKH FRPSUHVVRU KRXVLQJ  LV LQ


WKH FRUUHFW SRVLWLRQ ,I QHFHVVDU\ WKH
FRPSUHVVRU KRXVLQJ  FDQ EH WXUQHG
7LJKWHQ WKH EROWV WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 $WWDFK WKH LQVXODWLRQ FRYHUV 3ULRU WR
LQVWDOODWLRQ DSSO\ 0RO\NRWH 3 WR WKH
DWWDFKPHQW EROWV
 ,QVWDOO WKH FRRODQW SLSHV  DQG  IUHH IURP
WHQVLRQ 7LJKWHQ WKH KROORZ VFUHZV WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH RLO GLVFKDUJH SLSH  IUHH IURP
WHQVLRQ
 6SUD\ D OLWWOH FOHDQ HQJLQH RLO LQWR WKH
FRQQHFWLRQ IRU WKH RLO VXSSO\ SLSH  DQG
DWWDFK WKH RLO VXSSO\ SLSH  IUHH IURP
WHQVLRQ
 )XOO\ RSHQ WKH ´ZDVWH JDWHµ YDOYH E\
WXUQLQJ WKH VKDIW  DQWLFORFNZLVH DV IDU
DV SRVVLEOH ,Q WKLV VHWWLQJ PDUN WKH
SRVLWLRQ RI WKH VKDIW  


 ,QVWDOO WKH DLU F\OLQGHU   DQG FRQQHFW WKH
URG  WR WKH VKDIW  
 &KHFN WKH VHWWLQJ RI WKH URG  
 7KH URG  PXVW EH XQGHU VOLJKW
SUHORDG VR WKDW WKH ´ZDVWH JDWHµ YDOYH
LV IRUFHG RQWR LWV VHDW
 7KH ´ZDVWH JDWHµ YDOYH PXVW EH IXOO\
RSHQDEOH &KHFN DFFRUGLQJ WR WKH
PDUN DSSOLHG

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ WXUERFKDUJHU 5* HQJLQH

 ,I QHFHVVDU\ DGMXVW WKH URG DV IROORZV +ROG


XS WKH URG  RI WKH DLU F\OLQGHU  ZKLOH
XQWLJKWHQLQJ DQG WLJKWHQLQJ WKH URG  
6KRXOG WKH URG  RI WKH DLU F\OLQGHU 
URWDWH WKH GLDSKUDJP RI WKH DLU F\OLQGHU 
ZLOO EH GDPDJHG
 6FUHZ WKH URG  LQ RU RXW XQWLO WKH URG 1 2 3 4 5
 FDQ EH PRXQWHG RQ WKH VKDIW 
IUHH IURP WHQVLRQ M2 00 910
 7KHQ VFUHZ WKH URG  WZR IXUWKHU WXUQV
LQZDUGV VKRUWHQ WKH URG 
 &KHFN WKH VHWWLQJ
 0RXQW WKH URG  RQ WKH VKDIW  
 ,QVWDOO WKH FLUFOLS  
 &RQQHFW WKH IOH[LEOH DLU SLSH WR WKH DLU
F\OLQGHU  
 )LW WKH HOERZ SLHFH RQ WKH FRPSUHVVRU
KRXVLQJ XVLQJ D QHZ 2ULQJ
 &KHFN WKH IOH[LEOH SLSH FODPSV DQG IOH[LEOH
DLU SLSHV ,I LQ GRXEW UHSODFH
$SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS
)LW WKH IOH[LEOH DLU SLSHV WKRURXJKO\
 WLJKWHQLQJ WKH IOH[LEOH SLSH FODPSV
 7RS XS WKH FRROLQJ V\VWHP
 3UHYHQW WKH HQJLQH IURP VWDUWLQJ &UDQN WKH
HQJLQH XVLQJ WKH VWDUWHU PRWRU XQWLO WKH RLO
SUHVVXUH ZDUQLQJ ODPS LV H[WLQJXLVKHG 7KH
HQJLQH FDQ QRZ EH VWDUWHG
 &KHFN DOO FRQQHFWLRQV IRU OHDNV
 &KHFN WKH OXEULFDWLQJ RLO OHYHO DQG WKH
FRRODQW OHYHO

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ H[KDXVW PDQLIROG

 5(029$/ $1' ,167$//$7,21 (;+$867 0$1,)2/'

7
8

6
3

4 5
1

2
M200670

5HPRYDO H[KDXVW PDQLIROG


 %HIRUH UHPRYLQJ WKH H[KDXVW PDQLIROG
FKHFN ZKHWKHU WKHUH KDV EHHQ DQ\ OHDNDJH
EHWZHHQ WKH FRQQHFWLQJ IODQJHV $ OHDN ZLOO
EH LQGLFDWHG E\ ´WUDLOVµ FORVH WR WKH IODQJH LQ
TXHVWLRQ ,I D OHDN KDV RFFXUUHG ERWK WKH
FRQWDFW VXUIDFH DQG WKH F\OLQGHU KHDG RI WKH
PDQLIROG PXVW EH FDUHIXOO\ FKHFNHG IRU
GDPDJH
 3DUWLDOO\ GUDLQ WKH FRRODQW
 'HSHQGLQJ RQ WKH UHDVRQ IRU ZKLFK WKH
H[KDXVW PDQLIROG  LV WR EH UHPRYHG WKH
WXUERFKDUJHU  PD\ HLWKHU EH OHIW RQ WKH
H[KDXVW PDQLIROG   RU PD\ KDYH WR EH
UHPRYHG
 5HPRYH DOO SLSHV IRU WKH WXUERFKDUJHU  

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ H[KDXVW PDQLIROG 5* HQJLQH

 5HPRYH WKH EROWV  IURP WKH EUDFNHW 


DWWDFKLQJ WKH H[KDXVW PDQLIROG  WR WKH
F\OLQGHU KHDG
7KH H[KDXVW PDQLIROG LV SURGXFHG
DV D GRXEOHZDOOHG XQLW PDNLQJ LW
IDU KHDYLHU WKDQ D VLQJOHZDOOHG
H[KDXVW PDQLIROG :KHQ UHPRYLQJ
DQG LQVWDOOLQJ WKH H[KDXVW PDQLIROG
ZRUN LQ SDLUV DQG LI QHFHVVDU\
VXSSRUW WKH PDQLIROG VDIHO\

 6XSSRUW WKH H[KDXVW PDQLIROG   UHPRYH


WKH DWWDFKPHQW EROWV  IURP WKH H[KDXVW
PDQLIROG DQG WDNH RII WKH H[KDXVW
PDQLIROG  
 5HPRYH DOO JDVNHWV XVHG  DQG  DQG
FOHDQ DOO VHDOLQJ IDFHV
,QVWDOODWLRQ
 &OHDQ WKH DWWDFKPHQW EROWV  DQG  DQG
WDSSHG KROHV $SSO\ 0RO\NRWH 3 WR WKH
DWWDFKPHQW EROWV  DQG  
 ,QVWDOO WKH H[KDXVW PDQLIROG  XVLQJ QHZ
JDVNHWV  DQG  
  (YHQO\ WLJKWHQ WKH DWWDFKPHQW EROWV  
 ,I UHPRYHG LQVWDOO WKH WXUERFKDUJHU  RQ
WKH H[KDXVW PDQLIROG  
 ,QVWDOO WKH EROWV  RQ WKH EUDFNHW 
DWWDFKLQJ WKH H[KDXVW PDQLIROG  WR WKH
F\OLQGHU KHDG
 &RQQHFW WKH WXUERFKDUJHU  SLSHV
 7RS XS WKH FRROLQJ V\VWHP
 3UHYHQW WKH HQJLQH IURP VWDUWLQJ &UDQN WKH
HQJLQH XVLQJ WKH VWDUWHU PRWRU XQWLO WKH RLO
SUHVVXUH ZDUQLQJ ODPS LV H[WLQJXLVKHG 7KH
HQJLQH FDQ QRZ EH VWDUWHG
 &KHFN DOO FRQQHFWLRQV IRU OHDNV
 &KHFN WKH OXEULFDWLQJ RLO OHYHO DQG WKH
FRRODQW OHYHO

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ DLU FRPSUHVVRU

 5(029$/ $1' ,167$//$7,21 $,5 &2035(6625

5HPRYDO
 3DUWLDOO\ GUDLQ WKH FRRODQW E
 5HPRYH WKH FRRODQW DQG DLU EOHHG RII SLSHV
&DSWXUH DQ\ HVFDSLQJ FRRODQW 3OXJ WKH
RSHQLQJV
 5HPRYH WKH DLU VXFWLRQ SLSH ( DQG VXSSO\
SLSH ) IURP WKH DLU FRPSUHVVRU 3OXJ WKH
RSHQLQJV
 5HPRYH WKH FRPSOHWH OXEULFDWLQJ RLO VXSSO\
SLSH &  3OXJ WKH RSHQLQJV F
 5HPRYH WKH EUDFNHW DW WKH UHDU RI WKH
A
FRPSUHVVRU
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH DLU
FRPSUHVVRU RQ WKH IURQW RI WK WLPLQJ FDVH C
 5HPRYH WKH DLU FRPSUHVVRU IURP WKH WLPLQJ
FDVH
,QVWDOODWLRQ
 ,I DSSOLFDEOH FRQQHFW WKH GULYH JHDU WR WKH
DLU FRPSUHVVRU WR EH ILWWHG
,Q WKH FDVH RI D QHZ JHDU UHPRYH WKH 
SUHVHUYLQJ JUHDVH FDUHIXOO\ SDUWLFXODUO\ RQ
WKH WDSHUHG VHFWLRQ
7LJKWHQ WKH JHDU DWWDFKPHQW QXW WR WKH W262004
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 5HSODFH WKH 2ULQJ DQG WKH RWKHU VHDOLQJ
ULQJV
 %HIRUH ILWWLQJ WKH DLU FRPSUHVVRU FKHFN WKH
LQVLGH RI WKH VXSSO\ SLSH IRU FDUERQ
GHSRVLWV ,I QHFHVVDU\ UHSODFH
 *UHDVH WKH 2ULQJ SODFH WKH DLU FRPSUHVVRU
LQ WKH WLPLQJ FDVH DQG WLJKWHQ WKH
DWWDFKPHQW EROWV LQ D FURVVZLVH VHTXHQFH
XQWLO WKH FRPSUHVVRU LV LQ IXOO FRQWDFW ZLWK
WKH WLPLQJ FDVH 7LJKWHQ WKH DWWDFKPHQW
EROWV WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ DLU FRPSUHVVRU 5* HQJLQH

 ,QVWDOO WKH EUDFNHW DW WKH UHDU RI WKH


FRPSUHVVRU
 5HFRQQHFW WKH UHPRYHG SLSHV
 7RS XS WKH FRROLQJ V\VWHP
 6WDUW WKH HQJLQH DQG FKHFN DOO FRQQHFWLRQV
IRU OHDNV

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ RI WKH VWHHULQJ SXPS

 5(029$/ $1' ,167$//$7,21 2) 7+( 67((5,1* 3803

5HPRYDO VWHHULQJ SXPS 3


1RWH 6
'HSHQGLQJ RQ WKH UHDVRQ IRU ZKLFK WKH VWHHULQJ 2 5
SXPS PXVW EH UHPRYHG WKH VWHHULQJ RLO SLSHV
PXVW HLWKHU EH UHPRYHG IURP WKH VWHHULQJ SXPS 4
RU PD\ UHPDLQ DWWDFKHG ,Q WKH ODWWHU FDVH WKH
SXPS ZLWK SLSHV VKRXOG EH KXQJ WR RQH VLGH 1
 &OHDQ WKH VWHHULQJ SXPS  DQG WKH
VXUURXQGLQJ DUHD
 ,I WKH VWHHULQJ RLO SLSHV PXVW EH UHPRYHG
IURP WKH VWHHULQJ SXPS FROOHFW DQ\
HVFDSLQJ VWHHULQJ RLO
 3OXJ WKH VWHHULQJ SXPS RSHQLQJ DQG WKH
SLSHV LPPHGLDWHO\ $YRLG GLUW JHWWLQJ LQWR WKH
VWHHULQJ JHDU 7KH VWHHULQJ RLO ILOWHU LV SODFHG M200295

LQ WKH UHWXUQ SLSH ZKLFK PHDQV WKDW GLUW


FDQQRW HQWHU WKH VWHHULQJ V\VWHP
 5HPRYH WKH DWWDFKPHQW EROWV  IURP WKH
VWHHULQJ SXPS RQ WKH IURQW RI WKH WLPLQJ
FDVH 5HPRYH WKH VWHHULQJ SXPS  IURP
WKH WLPLQJ JHDU 
,QVWDOODWLRQ VWHHULQJ SXPS
 ,I DSSOLFDEOH FRQQHFW WKH GULYH JHDU  WR
WKH VWHHULQJ SXPS  WR EH ILWWHG
,Q WKH FDVH RI D QHZ JHDU UHPRYH DQ\
SUHVHUYLQJ JUHDVH SDUWLFXODUO\ RQ WKH
WDSHUHG VHFWLRQ
$SSO\ /RFWLWH  WR WKH WKUHDG
7LJKWHQ WKH DWWDFKPHQW QXW  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 ,I QHFHVVDU\ FRQQHFW WKH SLSH FRXSOLQJV WR
WKH SXPS WR EH ILWWHG 7LJKWHQ WKH FRXSOLQJV
WR WKH VSHFLILHG WRUTXH 6HH ´7HFKQLFDO
GDWDµ

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ RI WKH VWHHULQJ SXPS 5* HQJLQH

 )LW D QHZ 2ULQJ  RQ WKH VWHHULQJ SXPS


 DQG JUHDVH LW OLJKWO\
 ,QVWDOO WKH SXPS   (YHQO\ WLJKWHQ WKH
DWWDFKPHQW EROWV  
 ,I UHPRYHG UHFRQQHFW WKH SLSHV
 )LOO DQG EOHHG WKH K\GUDXOLF V\VWHP RI WKH
VWHHULQJ XQLW DQG FKHFN WKH FRQQHFWLRQV IRU
OHDNV

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ K\GURSXPS

 5(029$/ $1' ,167$//$7,21 +<'523803

$ K\GURSXPS PD\ EH ILWWHG LQ RUGHU WR GULYH WKH


K\GUDXOLF IDQ
5HPRYDO K\GURSXPS
 'HSHQGLQJ RQ WKH UHDVRQ IRU ZKLFK WKH 4 5
K\GURSXPS PXVW EH UHPRYHG WKH SLSHV 2 10
PXVW HLWKHU EH UHPRYHG IURP WKH
K\GURSXPS RU PD\ UHPDLQ DWWDFKHG ,Q WKH
ODWWHU FDVH WKH SXPS ZLWK SLSHV VKRXOG EH 1
KXQJ WR RQH VLGH
10
 ,I WKH K\GURSXPS SLSHV PXVW EH UHPRYHG
FROOHFW DQ\ HVFDSLQJ RLO
 ,PPHGLDWHO\ SOXJ WKH RSHQLQJV LQ SXPS DQG 13
11
IOH[LEOH SLSHV WR SUHYHQW DQ\ GLUW IURP 9 3
HQWHULQJ WKH V\VWHP 8 12
7 13
6
 5HPRYH WKH DWWDFKPHQW QXWV   DQG WDNH 14 15
WKH SXPS  IURP WKH WLPLQJ FDVH
M200296
,QVWDOODWLRQ K\GURSXPS
 ,I DSSOLFDEOH FRQQHFW WKH JHDU  WR WKH
K\GURSXPS  WR EH ILWWHG
,Q WKH FDVH RI D QHZ JHDU   UHPRYH DQ\
SUHVHUYLQJ JUHDVH FDUHIXOO\ SDUWLFXODUO\ LQ
WKH WDSHUHG VHFWLRQ

7LJKWHQ WKH DWWDFKPHQW QXW  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 ,I DSSOLFDEOH DWWDFK WKH FRQQHFWRUV  DQG
 WR WKH SXPS WR EH ILWWHG XVLQJ QHZ
2ULQJV  DQG  
 $SSO\ D QHZ 2ULQJ  WR WKH SXPS DQG
JUHDVH LW OLJKWO\
 $SSO\ /RFWLWH  WR WKH VWXGV
 3ODFH WKH SXPS LQ WKH WLPLQJ FDVH (YHQO\
WLJKWHQ WKH DWWDFKPHQW QXWV WR WKH VSHFLILHG
WRUTXH
 ,I UHPRYHG UHFRQQHFW WKH SLSHV
 7RS XS WKH K\GUDXOLF V\VWHP
 6WDUW WKH HQJLQH DQG FKHFN WKH FRQQHFWLRQV
IRU OHDNV

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ VWDUWHU PRWRU 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 67$57(5 02725

5HPRYDO VWDUWHU PRWRU


 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 0DUN WKH FRQQHFWLRQ SRLQWV DQG UHPRYH WKH
ZLULQJ RQ WKH VWDUWHU PRWRU
 5HPRYH WKH WKUHH DWWDFKPHQW QXWV DQG
WDNH WKH VWDUWHU PRWRU IURP WKH IO\ZKHHO
KRXVLQJ
,QVWDOODWLRQ VWDUWHU PRWRU
 &KHFN WKH VWDUWHU PRWRU SLQLRQ DQG IO\ZKHHO
ULQJ JHDU IRU GDPDJH
 &OHDQ WKH FRQWDFW VXUIDFHV RI WKH VWDUWHU
PRWRU DQG WKH IO\ZKHHO KRXVLQJ
 &OHDQ DQG DSSO\ /RFWLWH  WR WKH VFUHZ
WKUHDG
 ,QVWDOO WKH VWDUWHU PRWRU LQ VXFK D ZD\ WKDW
WKH HOHFWULFDO FRQQHFWLRQV DUH RQ WRS RI WKH
VWDUWHU PRWRU  
 (YHQO\ WLJKWHQ WKH DWWDFKPHQW QXWV WR WKH

 
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
&RQQHFW WKH ZLULQJ &KHFN WKDW WKH HDUWK
FDEOH RI WKH VWDUWHU PRWRU PDNHV D JRRG
FRQWDFW
 &RQQHFW WKH EDWWHU\ HDUWK FDEOHV

 
%8,/721 &20321(176
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ DOWHUQDWRU

 5(029$/ $1' ,167$//$7,21 $/7(51$725

5HPRYDO DOWHUQDWRU
 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 5HPRYH WKH IOH[LEOH DLU SLSH DQG WKH FDS DW
WKH UHDU RI WKH DOWHUQDWRU
 0DUN WKH ZLULQJ DQG UHPRYH WKH
FRQQHFWLRQV
 6ODFNHQ WKH DWWDFKPHQW EROW  DQG WKH
EROWV  DQG  RI WKH WHQVLRQHU WKURXJK D 1
VLQJOH WXUQ
 6ODFNHQ WKH ORFNQXWV  DQG  RI WKH
WHQVLRQHU DQG XVLQJ WKH WKUHDGHG EXVK 
UHOHDVH WKH WHQVLRQHU 5HPRYH WKH 9EHOW V
IURP WKH SXOOH\
 5HPRYH WKH EROW  IURP WKH WHQVLRQHU
 5HPRYH WKH DWWDFKPHQW EROWV  DQG WDNH
WKH DOWHUQDWRU IURP WKH EUDFNHW
,QVWDOODWLRQ DOWHUQDWRU
 ,I DSSOLFDEOH DWWDFK WKH SXOOH\ WR WKH 3 4 5 6
2
DOWHUQDWRU WR EH LQVWDOOHG 7LJKWHQ WKH
DWWDFKPHQW QXW RI WKH SXOOH\ WR WKH VSHFLILHG M2 00 822 
WRUTXH 6HH ´7HFKQLFDO GDWDµ
 )LW WKH DOWHUQDWRU RQ WKH EUDFNHW 'R QRW \HW
WLJKWHQ WKH DWWDFKPHQW EROWV  
 ,QVWDOO WKH 9EHOW V 
 $WWDFK WKH EROW  RI WKH WHQVLRQHU EXW GR
QRW \HW WLJKWHQ LW
 &RQQHFW WKH ZLULQJ
 ,QVWDOO WKH FDS DQG WKH IOH[LEOH DLU SLSH
 &RQQHFW WKH EDWWHU\ HDUWK FDEOHV
 $GMXVW WKH 9EHOW WHQVLRQ
 7LJKWHQ WKH ORFNQXWV  DQG  
 7LJKWHQ WKH DWWDFKPHQW EROWV  DQG WKH
EROWV  DQG  RI WKH WHQVLRQHU

 
%8,/721 &20321(176
5HPRYDO DQG LQVWDOODWLRQ 9EHOWV 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 9%(/76

5HPRYDO 9EHOWV
 6ODFNHQ WKH DWWDFKPHQW EROW  DQG WKH
EROWV  DQG  RI WKH WHQVLRQHU WKURXJK D 1
VLQJOH WXUQ
 8QVFUHZ WKH ORFNQXWV  DQG  RI WKH
WHQVLRQHU
 5HVHW WKH WHQVLRQHU ZLWK WKH WKUHDGHG EXVK
  VR WKDW WKH DOWHUQDWRU LV WLOWHG WRZDUGV
WKH F\OLQGHU EORFN
 5HPRYH WKH 9EHOW V 
,QVWDOODWLRQ 9EHOWV
 ,QVSHFW WKH SXOOH\V IRU GDPDJH UXVW DQG
JUHDV\ GHSRVLWV
2 3 4 5 6
1RWH
$OZD\V UHSODFH D 9EHOW ZLWK D 9EHOW RI WKH M2 00 822
VDPH YHUVLRQ $OZD\V VLPXOWDQHRXVO\ UHSODFH
ERWK EHOWV
 )LW WKH QHZ 9EHOW V 

 

$GMXVW WKH 9EHOW WHQVLRQ
7LJKWHQ WKH ORFNQXWV  DQG  
 7LJKWHQ WKH EROWV   DQG  

 
%8,/721 &20321(176
5* HQJLQH ,QVSHFWLRQ DQG DGMXVWPHQW 9EHOW WHQVLRQ

 ,163(&7,21 $1' $'-8670(17 9%(/7 7(16,21

,QVSHFWLRQ 9EHOW WHQVLRQ O


APBTLIB
EEUL
TI

 &KHFN WKH 9EHOW WHQVLRQ ZLWK VSHFLDO WRRO


N.2
00

'$) QR  IRU WKH VLQJOH 9EHOW LBS


.50
600

PRGHO DQG ZLWK VSHFLDO WRRO 100

'$) QR  IRU WKH PXOWLSOH 9EHOW


150

PRGHO
O
APBT
LIBEE
ULTII
N.5
00

LBS
.100 150
0
200

300

M2079

 6HW WKH JDXJH WR ]HUR E\ GHSUHVVLQJ


PHDVXULQJ DUP  1


M2061

 3ODFH WKH JDXJH RQ WKH 9EHOW KDOIZD\


EHWZHHQ WKH DOWHUQDWRU DQG WKH FUDQNVKDIW
SXOOH\
 6ORZO\ GHSUHVV WKH 9EHOW E\ PHDQV RI WKH
EHOWWHQVLRQ JDXJH XQWLO D FOLFN LV KHDUG
&DUHIXOO\ UHPRYH WKH JDXJH 0DNH VXUH WKDW
WKH PHDVXULQJ DUP LV QRW PRYHG

M2092

 
%8,/721 &20321(176
,QVSHFWLRQ DQG DGMXVWPHQW 9EHOW WHQVLRQ 5* HQJLQH

 7DNH WKH UHDGLQJ DV LQGLFDWHG E\ WKH


SRVLWLRQ RI WKH PHDVXULQJ DUP LQ UHODWLRQ WR
WKH VFDOH &RPSDUH WKH UHDGLQJ ZLWK WKH
UHFRPPHQGHG SUHWHQVLRQ

M2062

9%(/7 7(16,21
%HOW WHQVLRQ ´$9;µ UDZ HGJH 9EHOWV LQ 1HZWRQV 1
0XOWLSOH EHOW 6LQJOH EHOW
1HZ 9EHOW
6HWWLQJ WHQVLRQ  
7HVW WHQVLRQ  
5XQLQ 9EHOW
0LQLPXP WHQVLRQ  
 $GMXVWLQJ WHQVLRQ  

 5DZHGJH EHOWV FDQ EH UHFRJQLVHG E\ WKH


DEVHQFH RI WH[WLOH IDEULF RQ WKH LQVLGH DQG
RQ WKH ORZHU SDUWV RI WKH VLGHV SROLVKHG
VLGHV  9HUVLRQ HLWKHU D WRRWKHG RU D
QRQWRRWKHG EHOW
 $IWHU ILWWLQJ WKH QHZ 9EHOW VHW WKH
SUHWHQVLRQ WR WKH ´VHWWLQJ WHQVLRQµ DQG DIWHU
D WULDO UXQ FKHFN ZKHWKHU WKH SUHWHQVLRQ
FRPSOLHV ZLWK WKH ´WHVW WHQVLRQµ ,I WKH
WHQVLRQ UHDGLQJ LV ORZHU WKDQ WKH ´WHVW
WHQVLRQµ VSHFLILHG LQ WKH WDEOH VHW WKH 9EHOW
WR WKH PLQLPXP ´WHVW WHQVLRQµ M2121

 ,I WKH 9EHOW WHQVLRQ LV ORZHU WKDQ WKH


´PLQLPXP WHQVLRQµ VHW WKH EHOW WR WKH
´DGMXVWLQJ WHQVLRQµ

 
%8,/721 &20321(176
5* HQJLQH ,QVSHFWLRQ DQG DGMXVWPHQW 9EHOW WHQVLRQ

6HWWLQJ 9EHOW WHQVLRQ


 /RRVHQ WKH FODPSLQJ EORFN EROW  
 8QVFUHZ WKH WKUHDGHG VSLQGOH ORFN QXW  
1

 8QVFUHZ WKH DWWDFKPHQW EROW  


 8QVFUHZ WKH ORFNQXWV  DQG  
 7XUQ WKH WKUHDGHG EXVK  XQWLO WKH FRUUHFW
9EHOW WHQVLRQ LV UHDFKHG
 7LJKWHQ WKH ORFNQXWV  DQG  
 7LJKWHQ WKH EROWV   DQG  

2 3 4 5 6
M2 00 822

 
%8,/721 &20321(176
,QVSHFWLRQ DQG DGMXVWPHQW 9EHOW WHQVLRQ 5* HQJLQH

 
&</,1'(5 +($'
5* HQJLQH &RPSRQHQW GLDJUDP

 &</,1'(5 +($'
 &20321(17 ',$*5$0

 
&</,1'(5 +($'
&RPSRQHQW GLDJUDP 5* HQJLQH

&RPSRQHQW GLDJUDP

1
2 5
3
4

6 17
18
16
7 15
14
20
12 19
11
10
8 9 26
13
27
24 25
28 33


21
29
22 23 30
31

32
34

39

36
35

38

37

M200669

 
&</,1'(5 +($'
5* HQJLQH &RPSRQHQW GLDJUDP

 &DSSHG QXW
 :DVKHU
 2ULQJ
 &LUFOLS
 9DOYH FRYHU
 6HDO
 6KRXOGHU EROW
 &LUFOLS
 :DVKHU
 6SULQJ
 :DVKHU
 :DVKHU
 5RFNHU VKDIW VHDW
 5RFNHU VKDIW
 3OXJ
 6SULQJ
 /RFNQXW
 $GMXVWLQJ VFUHZ
 5RFNHU
 %HDULQJ EXVK
 9DOYH VHDO
 9DOYH JXLGH
 &\OLQGHU KHDG
 &\OLQGHU EROW 0
 &\OLQGHU EROW 0
 9DOYH FRQH
 6SULQJ UHWDLQHU
 9DOYH VSULQJ
 9DOYH VSULQJ
 6SULQJ UHWDLQHU


9DOYH
9DOYH 
 3XVKURG
 7DSSHW EXVK
 ([SDQVLRQ SOXJ
 &\OLQGHU KHDG JDVNHW
 9DOYH VHDW
 9DOYH VHDW
 ([SDQVLRQ SOXJ

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 &</,1'(5 +($'6

(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ


WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ IXHO


SLSHV IROORZLQJ WKH VDIHW\
UHJXODWLRQV 6HH ´:DUQLQJVµ XQGHU
´)XHO DQG LJQLWLRQ V\VWHPµ

1RWHV
 7KLV PDQXDO JLYHV JHQHUDO LQVWUXFWLRQV IRU
WKH UHPRYDO DQG LQVWDOODWLRQ RI F\OLQGHU
KHDGV 'XH WR WKH GLIIHUHQW HQJLQH W\SHV
DQG LQVWDOODWLRQ RSWLRQV WKHVH LQVWUXFWLRQV
PD\ QRW IXOO\ PDWFK WKH VLWXDWLRQ LQ WKH
HQJLQH \RX DUH ZRUNLQJ RQ
 ,I WKHUH LV VXIILFLHQW VSDFH LW LV SRVVLEOH WR
UHPRYH ERWK F\OLQGHU KHDGV VLPXOWDQHRXVO\
7KH PDQLIROGV DQG FRRODQW FROOHFWRU SLSH
QHHG WKHQ QRW EH UHPRYHG
$WWDFK WKH F\OLQGHU KHDGV WR D VRXQG KRLVW
ZKLFK ZLOO VXSSRUW ERWK KHDGV
 $IWHU UHPRYLQJ D SLSH RU FRPSRQHQW SOXJ

 WKH RSHQLQJV
5HPRYDO
 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 'UDLQ WKH FRRODQW
 5HPRYH WKH FRRODQW SLSHV DQG IOH[LEOH SLSHV
IURP WKH FRRODQW FROOHFWRU SLSH
 5HPRYH WKH ZLULQJ IURP WKH FRRODQW
WHPSHUDWXUH VHQVRUV
 5HPRYH WKH DOWHUQDWRU 6HH ´%XLOWRQ SDUWVµ

 
&</,1'(5 +($'
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV

 5HPRYH WKH FRXSOLQJ EORFNV :KHQ


UHPRYLQJ WKH IXHO SLSHV IROORZ WKH VDIHW\
UHJXODWLRQV 6HH ´)XHO DQG LJQLWLRQ V\VWHPµ
 5HPRYH WKH LQOHW PDQLIROG ZLWK WKH LQMHFWRU
KROGHUV 6HH ´%XLOWRQ SDUWVµ
 5HPRYH WKH LJQLWLRQ FRLOV
1RWH
5HPRYDOLQVWDOODWLRQ RI WKH LJQLWLRQ FRLO KROGHU
ZLWK WKH WKUHH LJQLWLRQ FRLOV DV D FRPSOHWH XQLW LV
QRW SHUPLWWHG 'XULQJ ILWWLQJ WKHUH LV D FKDQFH
WKDW WKH VSDUN SOXJ FDSV FDQ EH ILWWHG QH[W WR WKH
VSDUN SOXJV
 5HPRYH WKH FRRODQW FROOHFWRU SLSH
6HH ´&RROLQJ V\VWHPµ
 5HPRYH WKH H[KDXVW PDQLIROG ZLWK WKH
WXUERFKDUJHU 6HH ´%XLOWRQ SDUWVµ
 5HPRYH WKH YDOYH FRYHUV
 5HPRYH WKH URFNHU VKDIW V 
6HH ´&\OLQGHU KHDGµ
 5HPRYH WKH SXVKURGV
0DNH VXUH WKDW WKH WDSSHW VOHHYHV GR QRW
VWLFN WR WKH SXVKURGV %\ PRYLQJ WKH
SXVKURGV EDFN DQG IRUWK ZKLOH UHPRYLQJ
WKHP WKLV FDQ EH SUHYHQWHG
0DUN WKH SRVLWLRQ RI WKH SXVKURG LQ WKH
HQJLQH VR WKDW LW LV UHWXUQHG WR LWV RULJLQDO

SRVLWLRQ
 5HPRYH WKH F\OLQGHU KHDG EROWV
 )LW DQ H[WUD OLIWLQJ H\H
 5HPRYH WKH F\OLQGHU KHDG IURP WKH F\OLQGHU
EORFN
 5HPRYH WKH F\OLQGHU KHDG IURP WKH F\OLQGHU
EORFN
 &DUHIXOO\ UHPRYH DQ\ UHPDLQLQJ JDVNHW
SLHFHV IURP WKH F\OLQGHU KHDG DQG F\OLQGHU
EORFN 0DNH VXUH WKDW QR JDVNHW UHPQDQWV
IDOO LQWR WKH HQJLQH

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV 5* HQJLQH

,QVWDOODWLRQ
 %HIRUH LQVWDOODWLRQ FKHFN WKH F\OLQGHU KHDG
IRU GDPDJH LQ WKH VHDOLQJ IDFHV DQG IRU
SRVVLEOH FUDFNV
 &KHFN WKH VHDOLQJ IDFHV RI WKH F\OLQGHU
EORFN
 &KHFN ZKHWKHU WKH SURMHFWLRQ RI WKH F\OLQGHU
OLQHUV DERYH WKH F\OLQGHU EORFN LV ZLWKLQ WKH
WROHUDQFH OLPLWV 6HH ´7HFKQLFDO GDWDµ
 8VLQJ D WDS FOHDQ WKH WDS KROHV LQ WKH
F\OLQGHU EORFN
 )LW WKH WZR FHQWULQJ EXVKHV LQ WKH F\OLQGHU
EORFN
 6FUHZ WKH WZR JXLGH SLQV LQWR WKH F\OLQGHU M2 00 100
EORFN 6HH ´6SHFLDO WRROVµ
 &KHFN WKH QHZ F\OLQGHU KHDG JDVNHW IRU
GDPDJH 3ODFH WKH QHZ GU\ F\OLQGHU KHDG
JDVNHW V LQ SRVLWLRQ PDNLQJ VXUH WKDW WKH
ZRUGV ´12 5(72548( 723µ DQG WKH SDUW
QXPEHU DUH DW WKH WRS
 )LW WKH QHZ F\OLQGHU KHDG V 
1RWH
 7KH 0 F\OLQGHU KHDG EROWV PD\ EH XVHG D
PD[LPXP RI WKUHH WLPHV $IWHU WLJKWHQLQJ

NO RETORQUE TOP

WKH EROWV PDUN WKHP ZLWK D FHQWUH SXQFK WR


LQGLFDWH KRZ RIWHQ WKH\ KDYH EHHQ XVHG
 1HZ EROWV VKRXOG QRW EH PDUNHG RQ WKH ILUVW
ILWWLQJ NO RETORQUE TOP
 %ROWV WKDW DOUHDG\ FDUU\ WZR FHQWUH SXQFK
W263001
PDUNV VKRXOG QRW EH UHXVHG DQG PXVW EH
UHSODFHG ZLWK QHZ EROWV
 7KH 0 EROWV QHHG QRW EH UHSODFHG DIWHU
WKUHH XVHV
 ,Q WKH FDVH RI DOUHDG\ XVHG 0 EROWV FOHDQ
WKH VFUHZ WKUHDG XVLQJ D GLH $SSO\ D GURS
RI RLO WR WKH EHDULQJ VXUIDFH RI WKH EROW KHDG
DQG DSSO\ /RFWLWH  WR WKH VFUHZ WKUHDG
1HZ EROWV DOUHDG\ KDYH D ORFNLQJ
FRPSRXQG

 
&</,1'(5 +($'
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV

 &OHDQ WKH VFUHZ WKUHDG RI WKH 0 EROWV


XVLQJ D GLH DQG DSSO\ /RFWLWH  WR WKH
VFUHZ WKUHDG 1HZ EROWV DOUHDG\ KDYH D
ORFNLQJ FRPSRXQG
 ,QVHUW WKH F\OLQGHU KHDG EROWV
 5HPRYH WKH JXLGH SLQV DQG UHSODFH WKHP
ZLWK F\OLQGHU KHDG EROWV
 7LJKWHQ WKH F\OLQGHU KHDG EROWV DV IROORZV
 VW 7LJKWHQ WKH 0 EROWV
SKDVH EROWV  WR  LQ WKH
VHTXHQFH VKRZQ WR D 9 4 8
WRUTXH RI  1P
  QG 7LJKWHQ WKH 0 EROWV
10
5 3
13

SKDVH EROWV  WR  LQ WKH


VHTXHQFH VKRZQ WR D
WRUTXH RI  1P 11 12
 UG 7LJKWHQ WKH 0 EROWV
6 1 2 7

SKDVH EROWV  WR  LQ RQH JR 16


14 15
17
DQG LQ WKH VHTXHQFH
VKRZQ WR D WRUTXH RI
 1P M200184

 WK 3XW D FOHDU VWUDLJKW OLQH


SKDVH RQ WKH EROW KHDG RI DOO WKH 50Nm
0 EROWV EROWV  WR   150Nm
(QVXUH WKDW DOO OLQHV UXQ
SDUDOOHO 7XUQ WKH 0
EROWV E LQ WKH LOOXVWUDWHG 95Nm
VHTXHQFH &KHFN WKDW DOO

M16

OLQHV RQ WKH EROW KHDGV


M16

DUH SDUDOOHO
 WK 7XUQ WKH 0 EROWV I
M12

SKDVH DQRWKHU E DV VKRZQ II


M16

&KHFN WKDW DOO OLQHV RQ


WKH EROW KHDGV DUH
M16
III
SDUDOOHO
IV
 ,I WKH 0 F\OLQGHU KHDG EROWV KDYH DOUHDG\ V
EHHQ XVHG PDUN HDFK EROW KHDG XVLQJ D
FHQWUH SXQFK
M200226

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU KHDGV 5* HQJLQH

 7KH LQVWDOODWLRQ RI WKH RWKHU SDUWV UHPRYHG


LV D UHYHUVDO RI WKH UHPRYDO $OZD\V XVH
QHZ JDVNHWV DQG ULQJV 
&RQVXOW WKH UHOHYDQW SDUDJUDSKV ZKHQ
UHPRYLQJ WKH F\OLQGHU KHDG DQG WLJKWHQ WKH
FRQQHFWLRQV WR WKH VSHFLILHG WRUTXHV
6HH ´7HFKQLFDO GDWDµ
1RWH
0DNH VXUH WKDW WKH YDOYH URFNHU DGMXVWPHQW
EROWVDUH QRW WLJKWHQHG WRR IDU DV WKLV ZRXOG
FDXVH WKH YDOYH WR RSHQ WRR PXFK :KHQ
WLJKWHQLQJ WKH URFNHU VKDIW WKH YDOYH FRXOG WKHQ
FRPH LQWR FRQWDFW ZLWK WKH SLVWRQ
 6HW WKH YDOYH FOHDUDQFH
 &RQQHFW WKH EDWWHU\ HDUWK FDEOHV
 )LOO WKH FRROLQJ V\VWHP
 6WDUW WKH HQJLQH DQG EULQJ LW WR RSHUDWLQJ
WHPSHUDWXUH
 &KHFN WKH SLSH FRQQHFWLRQV IRU WKH IXHO
SLSHV DQG RWKHU UHPRYHG FRQQHFWLRQV IRU
OHDNV
 6WRS WKH HQJLQH DQG FKHFN DQG LI QHFHVVDU\
WRS XS WKH FRRODQW OHYHO
1RWH
 $V WKH F\OLQGHU KHDG JDVNHW QHHGV QR
UHWLJKWHQLQJ WKH F\OLQGHU KHDG EROWV QHHG QRW
EH UHWLJKWHQHG

 
&</,1'(5 +($'
5* HQJLQH 3UHVVXUHWHVWLQJ WKH F\OLQGHU KHDG

 35(6685(7(67,1* 7+( &</,1'(5 +($'

1RWH
7KH F\OLQGHU KHDG VKRXOG EH UHPRYHG IURP WKH
HQJLQH DQG WKH YDOYHV WDNHQ RXW RI WKH F\OLQGHU
KHDG
3UHVVXUHWHVWLQJ WKH F\OLQGHU KHDG
 3OXJ WKH FRRODQW SDVVDJHV ZLWK EODQNLQJ
SODWHV ILWWHG ZLWK JDVNHWV
7KHVH EODQNLQJ SODWHV FDQ EH PDGH LQ WKH
ZRUNVKRS
2QH RI WKH EODQNLQJ SODWHV PXVW KDYH D
FRQQHFWLRQ IRU D IOH[LEOH DLU SLSH
 &RQQHFW DQ DLU KRVH WR WKH FRXSOLQJ RI WKH
VHDOLQJ SODWH
 ,PPHUVH WKH F\OLQGHU KHDG LQ ZDUP ZDWHU
DQG VXSSO\ DQ DLU SUHVVXUH RI  EDU /HDYH
WKH F\OLQGHU KHDG LPPHUVHG LQ WKH FRQWDLQHU
IRU DERXW KDOI DQ KRXU
 5HPRYH WKH EODQNLQJ SODWHV DQG EORZGU\
WKH F\OLQGHU KHDG ZLWK FRPSUHVVHG DLU
,I QHFHVVDU\ WDNH PHDVXUHV WR SUHYHQW WKH
F\OLQGHU KHDG IURP FRUURGLQJ

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ YDOYH JHDU 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 9$/9( *($5

5HPRYDO YDOYH JHDU


 &OHDQ WKH YDOYH FRYHU DQG WKH VXUURXQGLQJ
DUHD
 5HPRYH WKH YDOYH FRYHU
 6FUHZ GRZQ WKH DGMXVWLQJ VFUHZV RI WKH
URFNHUV DV IDU DV SRVVLEOH

1
2
3
4
5
6
5
4
7
4
5
6
5
4
7
4
 6
5

5
4
3
2
1 M2 00 251

 5HPRYH WKH VKRXOGHUHG VWXGV IURP WKH


URFNHU VKDIW EUDFNHWV DQG WDNH RII WKH
URFNHU VKDIW
 5HPRYH WKH FLUFOLS  IURP WKH URFNHU VKDIW
DQG UHPRYH WKH ULQJV  DQG   VSULQJV
 DQG  DQG URFNHUV  IURP WKH URFNHU
VKDIW
 :LWKGUDZ WKH SXVKURGV IURP WKH F\OLQGHU
EORFN
%H VXUH ZKHQ WDNLQJ RXW WKH SXVK URGV WKDW
WKH WDSSHW VOHHYHV GR QRW UHPDLQ DWWDFKHG
WR WKH SXVK URGV 7KLV FDQ EH SUHYHQWHG E\
PRYLQJ WKH SXVKURG EDFN DQG IRUWK GXULQJ
UHPRYDO
 5HPRYH WKH VLGH FRYHUV RQ WKH F\OLQGHU
EORFN
 7DNH WKH WDSSHW EXVKHV RXW 0DUN WKH
SRVLWLRQ RI WKH WDSSHW EXVK LQ WKH F\OLQGHU
EORFN

 
&</,1'(5 +($'
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ YDOYH JHDU

,QVSHFWLRQ YDOYH JHDU


 &KHFN WKH WDSSHW EXVKHV IRU SLWWLQJ DQG
ZHDU RQ WKH FRQWDFW VXUIDFH ZLWK WKH FDP
DQG IRU VFRULQJ RQ WKH VLGH
 &KHFN WKH SXVKURGV IRU SLWWLQJ LQGHQWHG
FRQWDFW VXUIDFHV DQG VWUDLJKWQHVV
 &KHFN WKH URFNHU VKDIW IRU VLJQV RI JUDWLQJ
DQG LQVSHFW ZKHWKHU WKH RLO FKDQQHOV DUH
RSHQ DQG ZKHWKHU WKH SOXJV LQ WKH HQGV RI
WKH URFNHU VKDIW DUH QRW ORRVH
 &KHFN WKH URFNHU DUP EXVKHV DQG WKH
URFNHU KHDG IRU GDPDJH DQG ZHDU 7KHUH
VKRXOG EH QR LQGHQWDWLRQ LQ WKH FRQWDFW
VXUIDFH RI WKH URFNHU KHDG
,QVWDOODWLRQ YDOYH JHDU
 $SSO\ RLO WR WKH WDSSHW EXVKHV DQG UHWXUQ
WKHP WR WKHLU RULJLQDO SRVLWLRQV
 &KHFN WKDW WKH WDSSHW EXVKHV PRYH HDVLO\
ZLWKRXW H[FHVVLYH FOHDUDQFH
 )LW WKH SXVKURGV
 $SSO\ QHZ JDVNHWV WR WKH FRYHUV DQG DWWDFK
WKH FRYHUV
 ,I QHFHVVDU\ ILW D QHZ EHDULQJ EXVK LQWR WKH
URFNHU :KHQ LQVHUWLQJ WKH EHDULQJ EXVK A
PDNH VXUH WKDW WKH EHDULQJ EXVK MRLQW $ LQ
WKH GLDJUDP LV QRW LQ OLQH ZLWK WKH RLO

SDVVDJH LQ WKH URFNHU
%RUH WKURXJK WKH RLO SDVVDJH VHH GLDJUDP 
5HDP WKH EHDULQJ EXVK WR WKH VSHFLILHG
VL]H 6HH ´7HFKQLFDO GDWDµ
M200223

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ YDOYH JHDU 5* HQJLQH

1
2
3
4
5
6
5
4
7
4
5
6
5
4
7
4
5
6
5
4
3
2
1 M2 00 251

 )LW WKH SDUWV WR WKH URFNHU VKDIW LQ WKH


FRUUHFW RUGHU VHH GLDJUDP  $W WKH HQGV RI
WKH URFNHU VKDIW ILW QHZ FLUFOLSV DQG DSSO\
 
RLO WR WKH FRPSOHWH XQLW
5RWDWH WKH URFNHU VKDIW   HQVXULQJ WKDW 1
WKH QRWFKHV RQ WKH VKDIW  DUH ORFDWHG RQ 2
WKH VDPH VLGH DV WKH VKRXOGHUHG VWXGV  
&KHFN WKDW WKH RLO ERUHV IRU WKH URFNHU VKDIW
3 4
 DUH LQ OLQH ZLWK WKH RLO ERUHV RI WKH URFNHU
VKDIW EUDFNHWV  DQG URFNHUV
 ,QVWDOO WKH URFNHU VKDIW  ZLWK WKH 5
VKRXOGHUHG VWXGV  RQ WKH F\OLQGHU KHDG
  7LJKWHQ WKH VKRXOGHUHG VWXGV  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ

M2 00 613

 
&</,1'(5 +($'
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ YDOYH JHDU

1RWH
0DNH VXUH WKDW WKH DGMXVWLQJ EROWV RI WKH YDOYH
URFNHUV DUH QRW VFUHZHG LQ WRR IDU
,I WKLV LV WKH FDVH WKH YDOYH PD\ RSHQ WRR IDU
DQG WKH YDOYH PD\ FRPH LQWR FRQWDFW ZLWK WKH
SLVWRQ GXULQJ WKH WLJKWHQLQJ RI WKH URFNHU VKDIW
 $GMXVW WKH YDOYH FOHDUDQFH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH YDOYH FRYHU XVLQJ D QHZ VHDO
7LJKWHQ WKH FDSSHG QXWV RI WKH YDOYH FRYHU
WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ YDOYHV 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 9$/9(6

:KHQ UHPRYLQJ DQG LQVWDOOLQJ WKH


YDOYH VSULQJV FRPSUHVV WKHP
UHVSRQVLEO\ HQVXULQJ WKDW WKH\
FDQQRW IO\ RII $ VXGGHQO\ UHOHDVHG
VSULQJ PD\ FDXVH VHYHUH LQMXU\

5HPRYDO YDOYHV
 5HPRYH WKH F\OLQGHU KHDG IURP WKH F\OLQGHU
EORFN
 6XSSRUW WKH YDOYH DQG SUHVV WKH YDOYH
VSULQJV VDIHO\ WRJHWKHU VR WKDW WKH WZR
YDOYH FRQHV FDQ EH UHPRYHG
 5HOHDVH WKH YDOYH VSULQJV FDUHIXOO\ DQG
UHPRYH WKH YDOYH VSULQJ UHWDLQHUV DQG YDOYH
VSULQJV IURP WKH YDOYH VWHP
0DUN WKH SRVLWLRQ RI WKH YDOYH VSULQJV DQG
YDOYH VSULQJ UHWDLQHUV LQ WKH F\OLQGHU KHDG
VR WKDW ZKHQ UHLQVWDOOHG WKHVH SDUWV DUH
UHWXUQHG WR WKH VDPH SRVLWLRQ
 5HPRYH WKH YDOYH IURP WKH F\OLQGHU KHDG
0DUN WKH SRVLWLRQ RI WKH YDOYH LQ WKH F\OLQGHU
KHDG VR WKDW ZKHQ UHLQVWDOOHG LW LV UHWXUQHG
WR WKH VDPH SRVLWLRQ
 8VLQJ SOLHUV UHPRYH WKH YDOYH VHDO IURP WKH

 YDOYH JXLGH
$ UHPRYHG YDOYH VHDO PD\ QRW EH UHXVHG
,QVSHFWLRQ YDOYHV
 0HDVXUH GLPHQVLRQV $ DQG % VHH GLDJUDP
DQG FKHFN ZKHWKHU WKH\ H[FHHG WKH
PD[LPXP YDOXH
 ,QVSHFW WKH YDOYH KHDG DQG FKHFN WKH
GLPHQVLRQV 7KH YDOYHV PD\ EH JURXQG
GRZQ LI WKH GLPHQVLRQ DOORZ WKLV
 &KHFN WKH YDOYH VWHP IRU VWUDLJKWQHVV DQG A B
WUDFHV RI JUDWLQJ
M2 01 028

 
&</,1'(5 +($'
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ YDOYHV

 &KHFN WKH YDOYH JXLGH ,I QHFHVVDU\ UHSODFH


WKH YDOYH JXLGH
 &KHFN WKH YDOYH VSULQJV IRU VSULQJ IRUFH
ZHDU DQG GLPHQVLRQV ,I LQ GRXEW UHSODFH
 &KHFN WKH YDOYH VHW ,I WKH YDOYH VHDW PXVW
EH UHSODFHG WKH YDOYH LQ TXHVWLRQ VKRXOG
DOVR EH UHSODFHG
,QVWDOODWLRQ YDOYHV
 ,I QHFHVVDU\ JULQG WKH YDOYH WR D FRUUHFW ILW
ZLWK WKH VHDW
)ROORZLQJ JULQGLQJ FDUHIXOO\ FOHDQ WKH YDOYH
DQG F\OLQGHU KHDG
,I ERWK YDOYH DQG YDOYH VHDW DUH UHSODFHG
WKH\ QHHG QRW EH JURXQG WR PDWFK RQH
DQRWKHU
,I RQO\ WKH YDOYH KDV EHHQ UHSODFHG LW PXVW
EH JURXQG WR PDWFK WKH VHDW
 2LO WKH YDOYH VWHP DQG LQVHUW WKH YDOYH LQ
WKH YDOYH JXLGH &KHFN WKH ILW
 8VLQJ WKH VSHFLDO WRRO  VHH 1
´6SHFLDO WRROVµ LQVHUW D QHZ YDOYH VHDO 
RQ WKH YDOYH JXLGH  
 $SSO\ D OLWWOH RLO WR WKH VHDOLQJ OLS RI WKH
YDOYH VHDO  
 6OLGH WKH YDOYH VHDO  RYHU WKH YDOYH
VWHP  DV IDU DV WKH YDOYH JXLGH  
 6OLGH WKH GULYHU  RYHU WKH YDOYH VWHP
 DV IDU DV WKH YDOYH VHDO   
 %\ KDQG IRUFH WKH YDOYH VHDO  DV IDU
DV SRVVLEOH RQWR WKH YDOYH JXLGH  
7KH WRS RI WKH YDOYH VWHP VKRXOG EH 2
DSSUR[ LQ OLQH ZLWK WKH WRS RI WKH GULYHU
 &KHFN WKDW WKH YDOYH VHDO  LV 3
VTXDUHO\ PRXQWHG RQ WKH YDOYH JXLGH
 DQG WKDW WKH YDOYH PRYHV IUHHO\
4
5

M2 00 620

 
&</,1'(5 +($'
5HPRYDO DQG LQVWDOODWLRQ YDOYHV 5* HQJLQH

 ,QVHUW WKH ORZHU YDOYH VSULQJ UHWDLQHU


 ,QVWDOO WKH LQQHU DQG RXWHU YDOYH VSULQJV
ZLWK WKH XSSHU VSULQJ UHWDLQHU
 6XSSRUW WKH YDOYH DQG SUHVV WKH YDOYH
VSULQJV VDIHO\ WRJHWKHU VR WKDW WKH WZR
YDOYH FRQHV FDQ EH LQVWDOOHG
 5HOHDVH WKH YDOYH VSULQJV FDUHIXOO\ DQG
FKHFN WKDW WKH YDOYH FRQHV DUH FRUUHFWO\
ILWWHG
 3ODFH WKH F\OLQGHU KHDG RQ WKH F\OLQGHU
EORFN
 6HW WKH YDOYH FOHDUDQFH
 0DNH D WHVW UXQ RU VXEPLW WKH HQJLQH WR D
UXQQLQJ WHVW XQGHU ORDG
 $IWHU WKH WHVW UXQ RU UXQQLQJ WHVW RQFH
DJDLQ FKHFN DQG LI QHFHVVDU\ UHDGMXVW WKH
YDOYH FOHDUDQFH

 
&</,1'(5 +($'
5* HQJLQH ,QVSHFWLRQ DQG VHWWLQJ YDOYH FOHDUDQFH

 ,163(&7,21 $1' 6(77,1* 9$/9( &/($5$1&(

,QVSHFWLRQ DQG DGMXVWPHQW RI WKH YDOYH


FOHDUDQFH PD\ RQO\ EH FDUULHG RXW ZKHQ WKH
HQJLQH LV FROG DQG QRW UXQQLQJ
,QVSHFWLRQ DQG VHWWLQJ YDOYH FOHDUDQFH
 &OHDQ WKH YDOYH FRYHUV DQG WKH VXUURXQGLQJ
DUHD
 5HPRYH WKH FDSSHG QXWV  DQG UHPRYH
WKH YDOYH FRYHUV  
2 1 2
2
 &UDQN WKH FUDQNVKDIW FORFNZLVH DV VHHQ
IURP WKH WLPLQJ JHDU HQG WKLV LV WKH
HQJLQH·V QRUPDO GLUHFWLRQ RI URWDWLRQ  XQWLO
WKH YDOYHV RI F\OLQGHU  DUH LQ RYHUODS
SRVLWLRQ 7KH SLVWRQ RI F\OLQGHU  LV QRZ DW
7'& RI WKH FRPSUHVVLRQ VWURNH
´2YHUODSµ LV WKH PRPHQW DW ZKLFK WKH LQOHW
YDOYH VWDUWV RSHQLQJ DQG WKH H[KDXVW YDOYH
LV FRPSOHWLQJ WKH FORVLQJ

M200647

 &KHFNFRUUHFW WKH YDOYH FOHDUDQFH RI WKH


VW F\OLQGHU 6HW WKH YDOYH WR WKH FRUUHFW
FOHDUDQFH E\ VODFNHQLQJ ORFNQXW  DQG
WXUQLQJ DGMXVWLQJ VFUHZ  LQ WKH FRUUHFW
GLUHFWLRQ
 $IWHU WLJKWHQLQJ WKH ORFNQXW   PHDVXUH WKH 
YDOYH FOHDUDQFH RQFH DJDLQ 3
 %\ FUDQNLQJ WKH FUDQNVKDIW RQH WKLUG RI D
WXUQ WKH YDOYHV RI WKH VL[ F\OLQGHUV FDQ EH
VHW LQ DFFRUGDQFH ZLWK WKH ILULQJ RUGHU
 
4
&\OLQGHU ZLWK $GMXVW YDOYHV RI
YDOYHV LQ RYHUODS F\OLQGHU M200650

SRVLWLRQ
 
 
 
 
 
 

 
&</,1'(5 +($'
,QVSHFWLRQ DQG VHWWLQJ YDOYH FOHDUDQFH 5* HQJLQH

 5HPRYH DQ\ VHDOV DQG FOHDQ WKH YDOYH


FRYHUV
 ,I QHFHVVDU\ UHSODFH WKH 2ULQJV EHQHDWK
WKH FDSSHG QXWV
 ,QVWDOO WKH YDOYH FRYHUV XVLQJ QHZ VHDOV
 7LJKWHQ WKH YDOYH FRYHUV  ZLWK WKH
FDSSHG QXWV  
7KHQ WLJKWHQ WKH FDSSHG QXWV  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO 'DWDµ

 
&</,1'(5 +($'
5* HQJLQH 0DFKLQLQJ WKH F\OLQGHU KHDG

 0$&+,1,1* 7+( &</,1'(5 +($'

5HIDFLQJ WKH F\OLQGHU KHDG


 5HPRYH WKH FRPSRQHQWV IURP WKH F\OLQGHU
KHDG
 :KHQ PDFKLQLQJ WKH F\OLQGHU KHDG HQVXUH
WKDW WKH KHLJKW $ LQ WKH GLDJUDP RI WKH
F\OLQGHU KHDG GRHV QRW EHFRPH OHVV WKDQ
WKH GLPHQVLRQ VSHFLILHG

 $IWHU WKH PDFKLQHG VXUIDFH KDV EHHQ


FOHDQHG WKH GLVWDQFH EHWZHHQ WKH YDOYH
KHDG GLPHQVLRQ % DQG WKH F\OLQGHU KHDG
VXUIDFH VKRXOG EH FKHFNHG DQG LI
QHFHVVDU\ FRUUHFWHG 7KLV FDQ EH FRUUHFWHG
E\ PDFKLQLQJ WKH YDOYH VHDW RU WKH YDOYH
VHDW UHFHVV
9DOYH VHDWV
 %RWK LQOHW DQG H[KDXVW YDOYHV KDYH A B
SUHVVHGLQ YDOYH VHDWV ,QVHUWV DUH DYDLODEOH M2 01 028
IRU RYHUKDXO SXUSRVHV
 $ YDOYH VHDW PXVW EH PDFKLQHG LI WKH
SHUPLWWHG YDOXHV RI GLPHQVLRQV $ DQGRU %
DUH H[FHHGHG 6HH ´7HFKQLFDO GDWDµ ,I WKLV


LV LPSRVVLEOH WKH YDOYH VHDW DQGRU YDOYH
PXVW EH UHSODFHG
5HPRYDO YDOYH VHDW
 :LWK D JULQGLQJ VWRQH JULQG D JURRYH LQWR
WKH LQVLGH RI WKH YDOYH VHDW EHKLQG ZKLFK
DQ LQWHUQDO SXOOHU FDQ EH ILWWHG
 8VH DQ LQWHUQDO SXOOHU WR UHPRYH WKH YDOYH
VHDW IURP WKH F\OLQGHU KHDG
,QVWDOODWLRQ YDOYH VHDW
 &OHDQ WKH YDOYH VHDW UHFHVV
 $SSO\ D WKLQ FRDW RI RLO WR WKH RXWVLGH RI WKH
QHZ YDOYH VHDW DQG IRUFH WKH QHZ YDOYH
VHDW LQWR WKH F\OLQGHU KHDG UHFHVV
 &KHFN WKH ILW
 $OVR UHSODFH WKH YDOYH ZLWK HDFK QHZ VHDW

 
&</,1'(5 +($'
0DFKLQLQJ WKH F\OLQGHU KHDG 5* HQJLQH

5HPRYDO YDOYH JXLGH


 5HPRYH WKH YDOYH DQG WKH YDOYH VHDO
 5HPRYH WKH YDOYH JXLGH IURP WKH F\OLQGHU
KHDG
,QVWDOODWLRQ YDOYH JXLGH
 $SSO\ D WKLQ FRDW RI RLO WR WKH QHZ YDOYH
JXLGH
 3UHVV WKH YDOYH JXLGH LQWR WKH F\OLQGHU
KHDG HQVXULQJ WKDW WKH VLGH ZLWK WKH ODUJHU
FKDPIHU SURMHFWV DERYH WKH F\OLQGHU KHDG
WKH FRQWDFW VXUIDFH RI WKH YDOYH VSULQJV 
 7KHQ FKHFN ZKHWKHU SURMHFWLRQ $ VHH
RSSRVLWH GLDJUDP LV ZLWKLQ WKH VSHFLILHG A
WROHUDQFH OLPLWV
 ,QVWDOO WKH YDOYH DQG D QHZ YDOYH VHDO
5HPRYDO H[SDQVLRQ SOXJ
 &DUHIXOO\ WDS WKH HGJH RI WKH H[SDQVLRQ M2 00 012
SOXJ WKXV WLOWLQJ WKH SOXJ 0DNH VXUH WKDW QR
GDPDJH RFFXUV
 5HPRYH WKH H[SDQVLRQ SOXJ ZLWK D SDLU RI
SOLHUV
,QVWDOODWLRQ H[SDQVLRQ SOXJ
 $SSO\ /RFWLWH  WR WKH QHZ H[SDQVLRQ
SOXJ DQG WDS LW LQWR WKH F\OLQGHU KHDG XVLQJ
 D VXLWDEOH GULYLQJ WRRO
 /HDYH WKH /RFWLWH WR KDUGHQ IRU DW OHDVW
 KRXU
 3UHVVXUHWHVW WKH F\OLQGHU KHDG

 
)/<:+((/ $1' )/<:+((/ +286,1*
5* HQJLQH &RPSRQHQW GUDZLQJ

 )/<:+((/ $1' )/<:+((/ +286,1*


 &20321(17 '5$:,1*

 
)/<:+((/ $1' )/<:+((/ +286,1*
&RPSRQHQW GUDZLQJ 5* HQJLQH

&RPSRQHQW GUDZLQJ

2
1

6
5
4

15
14 8 10
13 9
16

12
 11

15
18
16

17

11

M2 00 269

 
)/<:+((/ $1' )/<:+((/ +286,1*
5* HQJLQH &RPSRQHQW GUDZLQJ

 %ROW
 :DVKHU
 6HOIORFNLQJ EROW
 2LO VHDO
 6SDFHU
 'RZHO SLQ
 )O\ZKHHO KRXVLQJ
 7KUHDGHG EXVK
 $GMXVWPHQW SODWH
 %ROW
 %ROW
 3ODWH
 )OH[LEOH SODWHV
 )O\ZKHHO IOH[LEOH SODWH YHUVLRQ
 )O\ZKHHO ULQJ JHDU
 'RZHO SLQ
 7RS EHDULQJ
 )O\ZKHHO FRXSOLQJ SODWH YHUVLRQ

 
)/<:+((/ $1' )/<:+((/ +286,1*
5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 )/<:+((/

5HPRYDO IO\ZKHHO
 ,Q WKH FDVH RI DQ DXWRPDWLF WUDQVPLVVLRQ
UHPRYH WKH WUDQVPLVVLRQ IURP WKH IOH[LEOH
SODWHV
:LWK D PDQXDO JHDUER[ UHPRYH WKH
JHDUER[ IURP WKH FOXWFK FRYHU DVVHPEO\
DQG FRXSOLQJ SODWH
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH
IO\ZKHHO
 )RUFH WKH IO\ZKHHO RII WKH FUDQNVKDIW E\
HYHQO\ VFUHZLQJ LQ WZR 0 GLYLGLQJ EROWV
,QVWDOODWLRQ IO\ZKHHO
 ,Q WKH FDVH RI D PDQXDO WUDQVPLVVLRQ FKHFN 5 mm
WKH FRQWDFW VXUIDFH RI WKH IO\ZKHHO DQG WKH
FRXSOLQJ SODWH IRU FUDFNV ,I WKHVH FUDFNV DUH
QRW ORFDWHG ZLWKLQ  PP IURP WKH HGJHV RI
WKH FRQWDFW VXUIDFH D PD[LPXP RI  PP 2 mm
PD\ EH JURXQG RII WKH IO\ZKHHO
 &OHDQ WKH FUDQNVKDIW IODQJH GRZHO SLQV WKH
DWWDFKPHQW EROWV DQG WKH WDSSHG KROHV LQ
WKH FUDQNVKDIW IODQJH 5 mm
 'HJUHDVH WKH IO\ZKHHOWRIOH[LEOH SODWH RU
WKH IO\ZKHHOWRFRXSOLQJ SODWH FRQWDFW DUHD
 )LW WKH IO\ZKHHO ,Q WKH HYHQW RI DQ DXWRPDWLF
WUDQVPLVVLRQ ZLWK WKH IOH[LEOH SODWHV DQG WKH
DWWDFKPHQW SODWH

  $SSO\ /RFWLWH  WR WKH DWWDFKPHQW EROWV


7LJKWHQ WKHP LQ D FURVVZLVH VHTXHQFH WR
M2 00 033

WKH VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ


 &KHFN WKH IO\ZKHHO IRU D[LDO UXQRXW
 )LW WKH JHDUER[

 
)/<:+((/ $1' )/<:+((/ +286,1*
5* HQJLQH ,QVSHFWLRQ IO\ZKHHO IRU D[LDO UXQRXW

 ,163(&7,21 )/<:+((/ )25 $;,$/ 581287

,QVSHFWLRQ D[LDO UXQRXW RI IO\ZKHHO


 &OHDQ WKH IO\ZKHHO
 $WWDFK D PHWDO VWULS WR WKH HGJH RI WKH
IO\ZKHHO KRXVLQJ IRU SRVLWLRQLQJ WKH GLDO
JDXJH
 3ODFH WKH GLDO JDXJH RQ WKH PHWDO VWULS
 3ODFH WKH VW\OXV RI WKH GLDO JDXJH  PP
IURP WKH FHQWUH RI WKH IO\ZKHHO
 6HW WKH GLDO JDXJH WR 
 &UDQN WKH HQJLQH WKURXJK E DQG
PHDVXUH WKH PD[LPXP GLDO JDXJH UHDGLQJ M200230
)RU WKH PD[LPXP SHUPLWWHG UHDGLQJ VHH
´7HFKQLFDO GDWDµ

 
)/<:+((/ $1' )/<:+((/ +286,1*
5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO ULQJ JHDU 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 )/<:+((/ 5,1* *($5

5HPRYDO ULQJ JHDU


 5HPRYH WKH IO\ZKHHO
 5HPRYH WKH ULQJ JHDU E\ WDSSLQJ LW IURP WKH
IO\ZKHHO ,I WKLV LV QRW SRVVLEOH FXW LW
EHWZHHQ WZR WHHWK XVLQJ D VKDUS FKLVHO
,QVWDOODWLRQ ULQJ JHDU
 &OHDQ WKH ULQJ JHDUWRIO\ZKHHO FRQWDFW
DUHD DQG WKH IO\ZKHHO ULQJ JHDU LWVHOI
(QVXUH WKDW WKH DEXWWLQJ VXUIDFHV DUH
GHJUHDVHG
 +HDW WKH QHZ IO\ZKHHO ULQJ JHDU HYHQO\ WR
DSSUR[ E& HJ LQ DQ RYHQ  &KHFN WKH
WHPSHUDWXUH ZLWK WKHUPDO SLQV
 )LW WKH VWDUWHU ULQJ RQWR WKH IO\ZKHHO VR WKDW
WKH EHYHOOHG VLGHV RI WKH WHHWK SRLQW WRZDUGV
WKH VWDUWHU PRWRU 7KH '$) SDUW QXPEHU RQ
WKH VLGH RI WKH ULQJ JHDU PXVW EH YLVLEOH
 7DS WKH ULQJ JHDU DJDLQVW WKH IODQJH RI WKH
IO\ZKHHO (QVXUH DOO URXQG JRRG FRQWDFW
EHWZHHQ VWDUWHU ULQJ DQG IO\ZKHHO
 )LW WKH IO\ZKHHO

 M2 00 035

 
)/<:+((/ $1' )/<:+((/ +286,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ

 5(029$/ $1' ,167$//$7,21 )/<:+((/ +286,1*

5HPRYDO IO\ZKHHO KRXVLQJ


 5HPRYH WKH EDWWHU\ HDUWK FDEOHV
 5HPRYH WKH IO\ZKHHO
 5HPRYH WKH VWDUWHU PRWRU
 'LVFRQQHFW WKH HDUWK OHDGV IURP WKH
IO\ZKHHO KRXVLQJ
 6XVSHQG WKH UHDU RI WKH HQJLQH IURP WKH
KRLVW DQG UHPRYH WKH HQJLQH EUDFNHW IURP
WKH IO\ZKHHO KRXVLQJ RU UHPRYH WKH HQJLQH
EUDFNHWV IURP WKH YLEUDWLRQ GDPSHUV
 5HPRYH WKH DWWDFKPHQW EROWV DQG WDNH WKH
IO\ZKHHO KRXVLQJ IURP WKH F\OLQGHU EORFN
 5HPRYH WKH RLO VHDO IURP WKH IO\ZKHHO
KRXVLQJ E\ OLJKWO\ WDSSLQJ LW RU IRUFLQJ LW
IURP WKH KRXVLQJ
,QVWDOODWLRQ IO\ZKHHO
 5HPRYH DQ\ WUDFHV RI ROG JDVNHWV IURP WKH
FRQWDFW DUHDV 5HPRYH DQ\ WUDFHV RI ROG
ORFNLQJ FRPSRXQG IURP WKH DWWDFKPHQW
EROWV
 &KHFN WKH VHDOLQJ IDFHV IRU GDPDJH
 &KHFN WKH IO\ZKHHO KRXVLQJ IRU FUDFNV
 ,I QHFHVVDU\ UHSODFH WKH DWWDFKPHQW EROWV
RQ WKH VWDUWHU PRWRU 2QH RI WKH WKUHH EROWV
FDQ RQO\ EH UHDFKHG LI WKH IO\ZKHHO LV
UHPRYHG

 ,I QHFHVVDU\ LQVHUW QHZ WKUHDGHG EXVKHV LQ
WKH IO\ZKHHO KRXVLQJ
 $SSO\ /RFWLWH  ORFNLQJ FRPSRXQG WR WKH
VHDOLQJ IDFH RI WKH F\OLQGHU EORFN $SSO\ WKH
ORFNLQJ FRPSRXQG ZLWK D UROOHU DFURVV WKH
HQWLUH VHDOLQJ IDFH

 
)/<:+((/ $1' )/<:+((/ +286,1*
5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ 5* HQJLQH

 )LW WKH IO\ZKHHO KRXVLQJ


 $SSO\ ORFNLQJ FRPSRXQG /RFWLWH  WR
WKH DWWDFKPHQW EROWV DQG WLJKWHQ WKHP
FURVVZD\V 7LJKWHQ WKH DWWDFKPHQW EROWV
WR WKH VSHFLILHG WRUTXH
 )LW WKH HQJLQH EUDFNHWV WLJKWHQLQJ WKH
DWWDFKPHQW EROWV WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH RLO VHDO
 )LW WKH IO\ZKHHO
 ,QVWDOO WKH VWDUWHU PRWRU
6HH ´%XLOWRQ FRPSRQHQWVµ
 &OHDQ WKH HDUWK OHDG FRQWDFW VXUIDFH DQG
FRQQHFW WKH HDUWK OHDG
 &RQQHFW WKH EDWWHU\ HDUWK FDEOHV

 
)/<:+((/ $1' )/<:+((/ +286,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ VHDO

 5(029$/ $1' ,167$//$7,21 )/<:+((/ +286,1* 6($/

1RWH
$ QHZ SODVWLF DVVHPEO\ ULQJ LV VXSSOLHG ZLWK
HYHU\ QHZ RLO VHDO 7KLV ULQJ PD\ EH XVHG
RQFH RQO\ :KHQ ILWWLQJ WKH RLO VHDO WKH VSHFLDO
WRRO PXVW EH XVHG 6HH ´6SHFLDO 7RROVµ
5HPRYDO IO\ZKHHO KRXVLQJ VHDO
 5HPRYH WKH IO\ZKHHO
 5HPRYH WKH RLO VHDO IURP WKH IO\ZKHHO
KRXVLQJ XVLQJ WKH VSHFLDO WRRO DQG D VOLGH
KDPPHU 6HH ´6SHFLDO 7RROVµ
,W LV DOVR SRVVLEOH WR DWWDFK DQ H[WHQVLRQ WR
WKH VOLGH KDPPHU WR WKH RLO VHDO XVLQJ WZR
VFUHZV DQG WKHQ WR UHPRYH WKH RLO VHDO ZLWK
WKH VOLGH KDPPHU
 ,I WKH IO\ZKHHO KRXVLQJ KDV EHHQ UHPRYHG
IURP WKH HQJLQH WKH ROG RLO VHDO FDQ EH
FDUHIXOO\ WDSSHG RU SXVKHG RXW RI WKH
IO\ZKHHO KRXVLQJ

 
)/<:+((/ $1' )/<:+((/ +286,1*
5HPRYDO DQG LQVWDOODWLRQ IO\ZKHHO KRXVLQJ VHDO 5* HQJLQH

,QVWDOODWLRQ IO\ZKHHO KRXVLQJ VHDO


 &OHDQ WKH RLO VHDO UHFHVV FDUHIXOO\ DQG
FKHFN IRU GDPDJH VLQFH HYHQ WKH VPDOOHVW
GDPDJH FDQ FDXVH D OHDN
1RWH
,I WKH RLO VHDO KDV VFRUHG WKH FUDQNVKDIW IODQJH 1
UXQQLQJ VXUIDFH D VSDFHU ULQJ VKRXOG EH ILWWHG LQ 2
WKH RLO VHDO UHFHVV EHIRUH D QHZ RLO VHDO LV
LQVWDOOHG
 $SSO\ D OLWWOH JUHDVH WR WKH VHDOLQJ OLS RI RLO
VHDO  
 )LW JXLGH SODWH $ RI '$) VSHFLDO WRRO WR WKH A
FUDQNVKDIW IODQJH DQG SRVLWLRQ WKH EROW
KHDGV HQVXULQJ WKDW WKH DVVHPEO\ ULQJ FDQ
EH VOLG RYHU WKHP
 3RVLWLRQ WKH PRXQWLQJ ULQJ  DQG VOLGH WKH
B C
QHZ RLO VHDO  RYHU WKH PRXQWLQJ ULQJ M2 00 036

1RWH
7KH RXWHU HGJH RI WKH RLO VHDO PXVW QRW EH
FRDWHG ZLWK VHDOLQJ FRPSRXQG
 )LW WKH WKUXVW ZDVKHU % WR WKH JXLGH SODWH
$  3UHVV WKH RLO VHDO  LQWR WKH IO\ZKHHO
KRXVLQJ E\ HYHQO\ WLJKWHQLQJ WKH QXW & 
 )LW WKH IO\ZKHHO

 
7,0,1*
5* HQJLQH &RPSRQHQW GUDZLQJ

 7,0,1*
 &20321(17 '5$:,1*

1 3
2 4

6
7

12
11 14
10
13
9
8 15
16

17

19

18 M200275

 7LPLQJ FDVH


*DVNHWV
.H\

 .H\
 &DPVKDIW JHDU
 :DVKHU
 %ROW
 %ROW
 :DVKHU
 %HDULQJ EXVK
 +XE
 ,GOHU JHDU
 &UDQNVKDIW JHDU
 'RZHO SLQ
 7LPLQJ FRYHU
 *DVNHWV
 3ODWH
 'RZHO SLQ
 2LO VHDO

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ YLEUDWLRQ GDPSHU DQG SXOOH\ 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 9,%5$7,21 '$03(5 $1' 38//(<

5HPRYDO
 5HPRYH WKH 9EHOWV
 ,I ILWWHG UHPRYH WKH IDQ FRXSOLQJ RU WKH
H[WUD SXOOH\
 5HPRYH WKH WKUHH DWWDFKPHQW EROWV DQG
UHPRYH WKH SUHVVXUH SLHFH IURP WKH
YLEUDWLRQ GDPSHU
 )LW WKH VSHFLDO WRRO VHH ´6SHFLDO 7RROVµ
RQWR WKH YLEUDWLRQ GDPSHU XVLQJ WZHOYH
0 [ PP IODQJH EROWV RU VL[ 0 IODQJH
QXWV DQG VL[ 0 [ PP IODQJH EROWV
GHSHQGLQJ RQ WKH VLWXDWLRQ
 7LJKWHQ WKH IODQJH EROWV DQG QXWV RQH WXUQ DW
D WLPH LQ D FURVVZLVH VHTXHQFH XQWLO WKH
YLEUDWLRQ GDPSHU FRPHV DZD\ IURP WKH
FUDQNVKDIW
1RWH
7KH LQWHUQDO SDUWV RI WKH YLEUDWLRQ GDPSHU KDYH
RQO\ PLQLPDO FOHDUDQFH 5RXJK KDQGOLQJ FRXOG M200229

FDXVH D IDXOW WR DULVH LQ WKH YLEUDWLRQ GDPSHU


7KHUHIRUH DYRLG KLWWLQJ WKH YLEUDWLRQ GDPSHU ZLWK
D PDOOHW VLQFH WKLV FRXOG GDPDJH WKH YLEUDWLRQ
GDPSHU
&KHFNLQJ YLEUDWLRQ GDPSHU DWWDFKPHQW
 &KHFN WKH YLEUDWLRQ GDPSHU H[WHUQDOO\ IRU
GDPDJH FKHFN WKH RLO VHDO UXQQLQJ VXUIDFH
IRU GDPDJH DQG FKHFN WKH YLEUDWLRQ GDPSHU
IRU OHDNV ,I RQH RI WKHVH SRLQWV LV QRWHG WKH
YLEUDWLRQ GDPSHU PXVW EH UHSODFHG
 &KHFN WKH FUDQNVKDIW MRXUQDO IRU GDPDJH

  &KHFN WKH DWWDFKPHQW EROWV

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ YLEUDWLRQ GDPSHU DQG SXOOH\

,QVWDOODWLRQ YLEUDWLRQ GDPSHU DQG SXOOH\


 &OHDQ DOO UHPRYHG SDUWV WKH EROW WKUHDGV
DQG WKH FUDQNVKDIW IURQW HQG
(QVXUH WKDW WKH WDSHUHG FODPSLQJ IDFHV RI
ERWK WKH YLEUDWLRQ GDPSHU DQG WKH
FUDQNVKDIW MRXUQDO DUH SHUIHFWO\ FOHDQ DQG
IUHH IURP JUHDVH
 )LW D QHZ RLO VHDO LQ WKH WLPLQJ FRYHU
 )LW WKH YLEUDWLRQ GDPSHU RQ WKH FUDQNVKDIW
IURQW HQG
 )LW WKH SUHVVXUH SLHFH ZLWK WKH WKUHH
DWWDFKPHQW EROWV
 7LJKWHQ WKH WKUHH DWWDFKPHQW EROWV LQ WKUHH
VWDJHV WR WKH VSHFLILHG WRUTXHV
6HH ´7HFKQLFDO GDWDµ
 ,I DSSOLFDEOH FKHFN WKDW WKH FRQWDFW IDFHV
RI WKH SXOOH\ RU IDQ FRXSOLQJ DQG WKH
YLEUDWLRQ GDPSHU DUH FOHDQ
 ,I DSSOLFDEOH DSSO\ /RFWLWH  WR WKH
DWWDFKPHQW EROWV RI WKH SXOOH\ DQG ILW WKH
SXOOH\
,I DSSOLFDEOH XVH /RFWLWH  WR WKH
WKUHDGHG VWXGV RI WKH IDQ FRXSOLQJ DQG
LQVWDOO WKH IDQ FRXSOLQJ
7LJKWHQ WKH DWWDFKPHQW EROWV LQ D
FURVVZLVH VHTXHQFH WKH VSHFLILHG WRUTXH
 )LW WKH 9EHOWV DQG DGMXVW WKH WHQVLRQ

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU VHDO 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 7,0,1* &29(5 6($/

5HPRYDO WLPLQJ FRYHU ZLWKRXW EHDULQJ UDFH


 5HPRYH WKH YLEUDWLRQ GDPSHU
 5HPRYH WKH RLO VHDO E\ GULOOLQJ WZR KROHV LQ
WKH RLO VHDO DQG XVLQJ VSHFLDO WRROV
'$) QR  DQG '$) QR 
WR SXOO WKH RLO VHDO IURP WKH WLPLQJ FRYHU

A
B

m200830

:LWKRXW EHDULQJ UDFH :LWK EHDULQJ UDFH

5HPRYDO WLPLQJ FRYHU VHDO ZLWK EHDULQJ UDFH


 5HPRYH WKH VHDO $ IURP WKH WLPLQJ FRYHU
XVLQJ WKH VSHFLDO WRRO '$) QR  
 &KHFN WKH EHDULQJ UDFH % IRU ZHDU
UHSODFLQJ LW LI QHFHVVDU\

M200971

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU VHDO

,QVWDOODWLRQ

1RWH
,I WKH WLPLQJ FDVH LV ILWWHG ZLWK DQ ROG W\SH RI VHDO
YHUVLRQ ZLWKRXW EHDULQJ UDFH RQ WKH YLEUDWLRQ
GDPSHU  WKH VHDO PXVW EH UHSODFHG ZLWK D QHZ
W\SH RI VHDO ZLWK EHDULQJ UDFH RQ WKH YLEUDWLRQ
GDPSHU
 &OHDQ DQG FKHFN WKH RLO VHDO UHFHVV LQ WKH
WLPLQJ FRYHU (YHQ PLQLPDO GDPDJH FDQ
OHDG WR D OHDN
 3XOO WKH RLO VHDO LQWR WKH EHDULQJ FRYHU XVLQJ
WKH VSHFLDO WRRO '$) QR  
 6OLGH WKH VHDO GU\ RQWR WKH VWDPS $ LQ
VXFK D ZD\ WKDW LWV RSHQ VLGH IDFHV WKH
WLPLQJ FRYHU ZKHQ LW LV EHLQJ ILWWHG $YRLG A
JHWWLQJ JUHDVH RQ WKH IHOW ULQJ
 6OLGH WKH GULIW $ RYHU WKH FUDQNVKDIW XQWLO B
WKH VHDO DEXWV WKH WLPLQJ FRYHU FKDPEHU C
 )LW WKH YLEUDWLRQ GDPSHU % WKUXVW SLHFH
ZLWK WKH DWWDFKPHQW EROWV & RQ WKH GULIW %\
WLJKWHQLQJ WKH EROWV HYHQO\ ZLWK WKH GULIW $ 
SUHVV WKH VHDO LQWR WKH WLPLQJ FRYHU
FKDPEHU
 5HPRYH WKH VSHFLDO WRRO
 )LW WKH EHDULQJ UDFH WR WKH YLEUDWLRQ GDPSHU
 ,QVWDOO WKH YLEUDWLRQ GDPSHU
M2 00 299
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
DQG FKHFN IRU OHDNV

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 7,0,1* &29(5

5HPRYDO WLPLQJ FRYHU


 5HPRYH WKH YLEUDWLRQ GDPSHU
 5HPRYH WKH K\GURSXPS LI ILWWHG 
ZLWKGUDZLQJ LW FRPSOHWH ZLWK WKH SLSHV IURP
WKH WLPLQJ JHDU LI ILWWHG 
 5HPRYH WKH RLO ILOOHU SLSH LI ILWWHG 
 5HPRYH WKH DWWDFKPHQW EROWV IRU WKH DLU
FRPSUHVVRU
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH
VHQVRU ULQJ KRXVLQJ RQ WKH IURQW RI WKH
WLPLQJ FDVH
 6XSSRUW WKH F\OLQGHU EORFN LQ D VRXQG
PDQQHU DV FORVH DV SRVVLEOH WR WKH WLPLQJ
FDVH
 5HPRYH WKH IURQW HQJLQH EUDFNHW DW WKH
WLPLQJ FDVH
 5HPRYH WKH DWWDFKPHQW EROWV IRU WKH
VWHHULQJ SXPS
 5HPRYH WKH RWKHU DWWDFKPHQW EROWV DQG
QXWV DQG UHPRYH WKH WLPLQJ FRYHU 0DUN WKH
SRVLWLRQ RI WKH YDULRXV DWWDFKPHQW EROWV DQG
WKH EUDFNHWV
,QVWDOODWLRQ WLPLQJ FRYHU
 5HPRYH DQ\ UHPDLQLQJ JDVNHW SLHFHV
FOHDQ DQG FKHFN WKH FRQWDFW VXUIDFHV
 )LW D QHZ RLO VHDO LQ WKH WLPLQJ FRYHU
 ,QVWDOO WKH WLPLQJ FRYHU XVLQJ D QHZ JDVNHW
 0DNH VXUH WKDW WKH GRZHOV ILW SURSHUO\ LQ WKH
ORFDWLQJ KROHV RI WKH FRYHU

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FRYHU

 )LW WKH DWWDFKPHQW EROWV DQG QXWV LQ WKH


FRUUHFW SRVLWLRQV 1RWLFH WKH GLIIHUHQFH LQ
OHQJWK RI WKH EROWV
 7LJKWHQ WKH DWWDFKPHQW EROWV LQ D FURVVZLVH
VHTXHQFH WR WKH VSHFLILHG WRUTXH
 ,QVWDOODWLRQ RI WKH RWKHU UHPRYHG SDUWV LV D
UHYHUVDO RI UHPRYDO 5HSODFH WKH 2ULQJV
DQG JDVNHWV )LW WKH UHPRYHG SDUWV DV
VSHFLILHG 6HH WKH UHOHYDQW SDUDJUDSKV
7LJKWHQ WKH FRQQHFWLRQV WR WKH VSHFLILHG
WRUTXHV
 &KHFN WKH RLO OHYHO DQG LI QHFHVVDU\ WRS XS
ZLWK WKH VSHFLILHG HQJLQH RLO
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
DQG FKHFN IRU OHDNV

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ VHQVRU ULQJ KRXVLQJ 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 6(1625 5,1* +286,1*

5HPRYDO VHQVRU ULQJ KRXVLQJ


 5HPRYH WKH YDOYH FRYHUV
 &UDQN WKH HQJLQH WR WKH %'& RI WKH ILUVW
F\OLQGHU E LQGLFDWLRQ RQ WKH IO\ZKHHO  ZLWK
WKH YDOYHV RI WKH VL[WK F\OLQGHU LQ RYHUODS
SRVLWLRQ 6
4
 5HPRYH WKH WLPLQJ FRYHU 2
0
 5HPRYH WKH UHY FRXQWHU VHQVRU IURP WKH TDC
WLPLQJ FDVH
 5HPRYH WKH FRQQHFWRU IURP WKH HQJLQH
VSHHGFUDQNVKDIW SRVLWLRQ VHQVRU

M2 00 144

 5HPRYH WKH DWWDFKPHQW EROW  IURP WKH


JHDU   5

 8VLQJ D SXOOHU UHPRYH WKH JHDU  IURP WKH


VKDIW 6XSSRUW WKH SXOOHU RQ WKH VKDIW
 5HPRYH WKH DWWDFKPHQW EROWV DQG UHPRYH
WKH KRXVLQJ  IURP WKH WLPLQJ FDVH
6
4
2
1 3 M200635

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ VHQVRU ULQJ KRXVLQJ

,QVWDOODWLRQ VHQVRU ULQJ KRXVLQJ


 &OHDQ DOO SDUWV DQG FKHFN IRU GDPDJH
&OHDQ WKH WKUHDG RI WKH DWWDFKPHQW EROW IRU
WKH JHDU
 ,QVWDOO DQG JUHDVH D QHZ 2ULQJ  LQ WKH
KRXVLQJ
 ,QVHUW WKH KRXVLQJ LQ WKH WLPLQJ FDVH 1
7LJKWHQ WKH DWWDFKPHQW EROWV WR WKH
VSHFLILHG WRUTXH LQ D FURVVZLVH VHTXHQFH
6HH ´7HFKQLFDO GDWDµ
 5HPRYH WKH LGOHU JHDU  DQG UHSODFH LW VR
WKDW WKH PDUNV RQ WKH FUDQNVKDIW JHDU 2
 LGOHU JHDU  DQG FDPVKDIW JHDU 150¡
 FUDQNVKDIW JHDU  PDWFK 3
 5RWDWH WKH VKDIW RI WKH VHQVRU ULQJ KRXVLQJ
VR WKDW WKH PDUN RQ WKH VHQVRU ULQJ JHDU 
DSSHDUV EHWZHHQ WKH PDUNV RI WKH LGOHU JHDU
  DQG PRXQW WKH VHQVRU ULQJ JHDU  RQ 4
WKH VKDIW
 $SSO\ /RFWLWH  WR WKH DWWDFKPHQW EROW RI
WKH VHQVRU ULQJ JHDU   DQG WLJKWHQ WKH EROW
WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH WLPLQJ FRYHU
 )LW WKH HQJLQH VSHHGFUDQNVKDIW SRVLWLRQ
VHQVRU
 ,QVWDOO WKH UHY FRXQWHU

5
6
M2 00 896


 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ WLPLQJ JHDUV DQG VHWWLQJ WKH WLPLQJ 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 7,0,1* *($56 $1' 6(77,1* 7+( 7,0,1*

*HQHUDO
 5HPRYH WKH YDOYH FRYHUV
 &UDQN WKH HQJLQH WR WKH %'& RI WKH ILUVW
F\OLQGHU E LQGLFDWLRQ RQ WKH IO\ZKHHO  ZLWK
WKH YDOYHV RI WKH VL[WK F\OLQGHU LQ RYHUODS
SRVLWLRQ 6
4
 5HPRYH WKH WLPLQJ FRYHU 2
0
 &KHFN WKH JHDU EDFNODVK TDC
 &KHFN WKH JHDUV IRU ZHDU DQGRU GDPDJH
 0DNH VXUH WKH JHDUV DUH QRW H[FKDQJHG
ZLWK WKRVH RI RWKHU HQJLQHV
1RWH
,W LV QRW SRVVLEOH WR FKHFN WKH WLPLQJ VHWWLQJ M2 00 144
DFFRUGLQJ WR WKH PDUNV RQ WKH JHDUV
'XH WR WKH UDWLR EHWZHHQ WKH QXPEHU RI WHHWK RQ
WKH FDPVKDIW JHDULGOHU JHDU DQG WKH UDWLR
EHWZHHQ WKH QXPEHU RI WHHWK RQ WKH FUDQNVKDIW
JHDULGOHU JHDU WKHVH JHDUV RQO\ UHWXUQ WR WKH
VHWWLQJ SRVLWLRQ RQFH LQ D QXPEHU RI URWDWLRQV
,W ZRXOG EH SXUHO\ FRLQFLGHQWDO LI GXULQJ WKH
FKHFNLQJ RI WKH WLPLQJ WKHVH JHDUV ZHUH LQ WKH
VDPH VHWWLQJ SRVLWLRQ
7KH DERYH DSSOLHV HTXDOO\ WR WKH VHWWLQJ RI WKH
VHQVRU ULQJ JHDU
5HPRYDO FDPVKDIW JHDU
 5HPRYH WKH DWWDFKPHQW EROW IURP WKH
FDPVKDIW JHDU
 5HPRYH WKH FDPVKDIW JHDU XVLQJ D SXOOHU
$WWDFK WKH OHJV RI WKH SXOOHU LQ WKH WZR 0

 WDSSHG KROHV DQG VXSSRUW WKH SXOOHU RQ WKH


FDPVKDIW
1RWH
1HYHU UHPRYH WKH FDPVKDIW JHDU E\ IRUFLQJ LW RII
WKH FDPVKDIW XVLQJ WZR 0 EROWV 7KLV FDQ
GDPDJH WKH FDPVKDIW UHWDLQHU

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ JHDUV DQG VHWWLQJ WKH WLPLQJ

,QVWDOODWLRQ FDPVKDIW JHDU


 &OHDQ WKH WKUHDG RI WKH DWWDFKPHQW EROW
'HJUHDVH WKH FRQWDFW DUHD RI FDPVKDIW DQG
JHDU
 &KHFN WKH NH\ DQG NH\ZD\
 &KHFN WKH FDPVKDIW HQG SOD\
6HH ´7HFKQLFDO GDWDµ
 7XUQ WKH FDPVKDIW WR WKH FRUUHFW SRVLWLRQ VR 1
WKDW DV WKH FDPVKDIW JHDU  LV ILWWHG WKH
PDUNV RQ WKH WLPLQJ JHDUV PDWFK
)LW WKH FDPVKDIW JHDU  WR WKH FDPVKDIW
 &KHFN WKH EDFNODVK
2
 %ORFN WKH FUDQNVKDIW WKH LGOHU JHDU  PXVW 150¡
EH ILWWHG 
3
 $SSO\ /RFWLWH  WR WKH DWWDFKPHQW EROW
DQG ILW WKH EROW 7LJKWHQ WKH EROW WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
5HPRYDO LGOHU JHDU 4
 5HPRYH WKH DWWDFKPHQW EROW
 7KHQ UHPRYH WKH WKUXVW ZDVKHU DQG WKH
JHDU ZLWK WKH EHDULQJ EXVK IURP WKH KXE
 5HPRYH WKH KXE RI WKH LGOHU JHDU IURP WKH
F\OLQGHU EORFN E\ DOWHUQDWHO\ WDSSLQJ WKH KXE
DW WRS DQG ERWWRP ZLWK D PDOOHW
,QVWDOODWLRQ LGOHU JHDU
 &KHFN WKDW WKH RLO SDVVDJH LQ WKH F\OLQGHU
EORFN LV RSHQ
 &KHFN WKH EHDULQJ EXVK DQG WKUXVW ZDVKHUV
IRU ZHDU DQG GDPDJH 5
6
 &KHFN WKH KXE IRU ZHDU DQG GDPDJH
M2 00 896

 7DS WKH KXE LQWR WKH F\OLQGHU EORFN ZLWK D
PDOOHW
 $SSO\ RLO WR WKH EHDULQJ EXVK

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ WLPLQJ JHDUV DQG VHWWLQJ WKH WLPLQJ 5* HQJLQH

 $FFRUGLQJ WR WKH PDUNV FKHFN WKDW WKH


FUDQNVKDIW JHDU  DQG WKH FDPVKDIW JHDU
1
 DQG WKH JHDU  RI WKH VHQVRU ULQJ 
DUH LQ WKH FRUUHFW SRVLWLRQ
)LW WKH LGOHU JHDU  ZLWK WKH EHDULQJ EXVK
RQ WKH KXE )LW WKH LGOHU JHDU  LQ VXFK D
ZD\ WKDW WKH FDVW SDUW QXPEHU UHPDLQV 2
YLVLEOH 150¡
(QVXUH WKDW WKH FDPVKDIW JHDU RU FUDQNVKDIW
JHDU GR QRW PRYH ZKLOVW WKH LGOHU JHDU  LV
3
EHLQJ ILWWHG
 )LW WKH DWWDFKPHQW EROW ZLWK WKH WUXVW ZDVKHU
7LJKWHQ WKH DWWDFKPHQW EROW WR WKH VSHFLILHG 4
WRUTXH 6HH ´7HFKQLFDO GDWDµ
1RWH
1R ORFNLQJ FRPSRXQG VKRXOG EH DSSOLHG WR WKH
DWWDFKPHQW EROW RI WKH LGOHU JHDU $SSO\LQJ D
ORFNLQJ FRPSRXQG FRXOG EORFN WKH RLO SDVVDJH
 &KHFN WKDW WKH EDFNODVK LV ZLWKLQ WKH
VSHFLILHG SDUDPHWHUV 6HH ´7HFKQLFDO GDWDµ
5HPRYDO FUDQNVKDIW JHDU
 5HPRYH WKH FUDQNVKDIW JHDU
 5HPRYH WKH RLO SXPS
6HH ´/XEULFDWLRQ V\VWHPµ 5
 5HPRYH WKH FUDQNVKDIW JHDU IURP WKH 6
FUDQNVKDIW ZLWK D VXLWDEOH SXOOHU
'HSHQGLQJ RQ WKH SXOOHU W\SH LW PD\ EH M2 00 896
QHFHVVDU\ WR ILUVW UHPRYH WKH WLPLQJ FDVH
,QVWDOODWLRQ FUDQNVKDIW JHDU
 &OHDQ DQG FKHFN WKH FODPSLQJ IDFHV RI JHDU
DQG FUDQNVKDIW
 &KHFN WKH NH\ DQG NH\ZD\
  'HJUHDVH WKH FODPSLQJ IDFHV RI JHDU DQG
FUDQNVKDIW
 +HDW WKH FUDQNVKDIW JHDU ZKHHO LQ DQ RYHQ
RU RQ D KRW SODWH WR   E& &KHFN WKH
WHPSHUDWXUH XVLQJ WKHUPDO SLQV

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ JHDUV DQG VHWWLQJ WKH WLPLQJ

 )LW WKH JHDU RQWR WKH FUDQNVKDIW PDNLQJ


VXUH WKDW WKH ZLGHU VKRXOGHU VHH DUURZ LQ
WKH RSSRVLWH GUDZLQJ IDFHV WKH YLEUDWLRQ
GDPSHU
7KH JHDU PXVW PDNH IXOO FRQWDFW ZLWK WKH
VKRXOGHU RI WKH FUDQNVKDIW
 )LW WKH WLPLQJ FDVH
 6HW WKH WLPLQJ
 )LW WKH RLO SXPS 6HH ´/XEULFDWLRQ V\VWHPµ
M2 00 249
6HWWLQJ WKH WLPLQJ

1RWH
6HWWLQJ WKH WLPLQJ DV GHVFULEHG EHORZ LV RQO\
SRVVLEOH LI WKH YDOYH JHDU URFNHU VKDIWV KDV
EHHQ UHPRYHG IURP WKH HQJLQH
,I WKH URFNHU VKDIW KDV QRW EHHQ UHPRYHG WKH
SLVWRQV PD\ KLW WKH YDOYHV GXULQJ FUDQNLQJ
 &KHFN WKDW WKH HQJLQH LV DW WKH 7'& RI WKH 1
ILUVW F\OLQGHU E LQGLFDWLRQ RQ WKH IO\ZKHHO 
ZLWK WKH YDOYHV RI WKH VL[WK F\OLQGHU LQ
RYHUODS SRVLWLRQ
 5HPRYH WKH LGOHU JHDU   2
 7XUQ WKH FDPVKDIW JHDU  VR WKDW ZKHQ WKH 150¡
LGOHU JHDU  LV ILWWHG WKH PDUN RQ WKH LGOHU 3
JHDU RQH FHQWUH SRLQW LV EHWZHHQ WKH
PDUNV WZR FHQWUH SRLQWV RQ WKH FDPVKDIW
JHDU   7KH RWKHU PDUN RQ WKH LGOHU 
JHDU PXVW EH SRVLWLRQHG EHWZHHQ WKH PDUNV
WZR FHQWUH SRLQWV RQ WKH FUDQNVKDIW 4
JHDU  
 7XUQ WKH VHQVRU ULQJ JHDU  VR WKDW ZKHQ
WKH LGOHU JHDU  LV ILWWHG WKH PDUN RQ WKH
LGOHU JHDU WZR FHQWUH SRLQWV LV EHWZHHQ WKH
PDUN RQH FHQWUH SRLQW RQ WKH VHQVRU ULQJ

JHDU  
,Q WKLV VHQVRU ULQJ JHDU  VHWWLQJ WKH
PLVVLQJ WRRWK RI WKH VHQVRU ULQJ  LV E
LQ IURQW RI WKH FUDQNVKDIW VSHHGSRVLWLRQ
VHQVRU  
 ,QVWDOO WKH LGOHU JHDU  
(QVXUH WKDW WKH FDPVKDIW JHDU RU FUDQNVKDIW 5
JHDU GR QRW PRYH ZKLOVW WKH LGOHU JHDU  LV
EHLQJ ILWWHG 6
M2 00 896

 
7,0,1*
5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FDVH 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 7,0,1* &$6(

5HPRYDO WLPLQJ FDVH


 5HPRYH WKH DOWHUQDWRU LI WKH DOWHUQDWRU
EUDFNHW LV PRXQWHG RQ WKH WLPLQJ FDVH
 5HPRYH WKH K\GURSXPS LI ILWWHG 
 5HPRYH WKH VWHHULQJ SXPS
 5HPRYH WKH YLEUDWLRQ GDPSHU
 5HPRYH WKH DLU FRPSUHVVRU
 5HPRYH WKH WLPLQJ FRYHU
 5HPRYH WKH RLO VXPS
 5HPRYH WKH LGOHU JHDU DQG WKH FDPVKDIW
JHDU
 5HPRYH WKH FRQQHFWRU WR WKH UHY FRXQWHU
 0DUN WKH SRVLWLRQ RI WKH FRQQHFWRU IRU WKH
FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU LQ UHODWLRQ
WR WKH VHQVRU 5HPRYH WKH HQJLQH VSHHG
FUDQNVKDIW SRVLWLRQ VHQVRU
 ,I WKH WLPLQJ FDVH LV QRW WR EH UHSODFHG WKH
VHQVRU ULQJ KRXVLQJ QHHG QRW EH UHPRYHG
IURP WKH WLPLQJ JHDU KRXVLQJ
 5HPRYH DQG PDUN WKH SRVLWLRQV RI WKH
DWWDFKPHQW EROWV
5HPRYH WKH WLPLQJ FDVH
,QVWDOODWLRQ WLPLQJ FDVH
 5HPRYH DQ\ UHPDLQLQJ JDVNHW SLHFHV
&OHDQ DQG FKHFN WKH VHDOLQJ IDFHV IRU
GDPDJH

  &KHFN DQG LI QHFHVVDU\ UHSODFH WKH GRZHO


SLQV
 )LW WKH WLPLQJ FDVH XVLQJ D QHZ JDVNHW
7R SRVLWLRQ WKH JDVNHW VFUHZ WKUHH VWXGV
LQWR WKH F\OLQGHU EORFN

 
7,0,1*
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ WLPLQJ FDVH

 $SSO\ /RFWLWH  WR WKH IRXU DWWDFKPHQW


EROWV DQG WLJKWHQ WKHP WR WKH VSHFLILHG
WRUTXH 6HH ´7HFKQLFDO GDWDµ 5HPHPEHU
WKH SRVLWLRQ RI WKH YDULRXV EROWV
 &XW WKH JDVNHW RQ WKH XQGHUVLGH RI WKH
WLPLQJ FDVH  SUHFLVHO\ WR VL]H 1
 $SSO\ RLOUHVLVWDQW WUDQVSDUHQW VLOLFRQ
FHPHQW WR WKH VHDOLQJ IDFHV RI WKH F\OLQGHU
EORFN  WLPLQJ FDVH  ZKHUH WKH WLPLQJ
FRYHU JDVNHW LV FXW WR VL]H RQ WKH RLO VXPS
VLGH
 $OVR DSSO\ WUDQVSDUHQW RLOUHVLVWDQW VLOLFRQ
FHPHQW WR WKH VHDOLQJ IDFHV RI WKH F\OLQGHU
EORFN  IO\ZKHHO KRXVLQJ   RQ WKH RLO
VXPS VLGH 2
 )LW WKH RLO VXPS XVLQJ D QHZ JDVNHW
6HH ´/XEULFDWLRQ V\VWHPµ
 7DNLQJ DFFRXQW RI WKH IROORZLQJ SRLQWV
LQVWDOODWLRQ RI WKH UHPDLQLQJ UHPRYHG SDUWV
LV D UHYHUVDO RI UHPRYDO
 5HSODFH WKH 2ULQJV DQG JDVNHWV
 )LW WKH UHPRYHG SDUWV LQ WKH VSHFLILHG
PDQQHU 5HIHU WR WKH UHOHYDQW VHFWLRQV
 7LJKWHQ WKH FRQQHFWLRQV WR WKH VSHFLILHG 3
WRUTXHV
 6HW WKH WLPLQJ DV VSHFLILHG M2 00 629
 5HSODFH WKH FRQQHFWRU IRU WKH
FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU LQ LWV
RULJLQDO SRVLWLRQ ,I WKH FRQQHFWRU LV
LQVWDOOHG WKH ZURQJ ZD\ DURXQG WKH
HQJLQH ZLOO QRW VWDUW
 7RS XS WKH HQJLQH ZLWK WKH VSHFLILHG HQJLQH
RLO
 )LOO WKH FRROLQJ V\VWHP 
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
DQG FKHFN IRU OHDNV

 
7,0,1*
'LVDVVHPEO\ DQG DVVHPEO\ VHQVRU ULQJ KRXVLQJ 5* HQJLQH

 ',6$66(0%/< $1' $66(0%/< 6(1625 5,1* +286,1*

'LVDVVHPEO\ VHQVRU ULQJ KRXVLQJ


 5HPRYH WKH KRXVLQJ  IURP WKH WLPLQJ
JHDU FDVH
 5HPRYH WKH FUDQNVKDIW VSHHGSRVLWLRQ 3
VHQVRU IURP WKH KRXVLQJ  
 5HPRYH WKH NH\  IURP WKH VKDIW
5
 5HPRYH WKH FLUFOLS   6
 ,QVHUW D SXOOHU LQ WKH WKUHDGHG KROH 0 RI 4
WKH VKDIW  DQG SXOO WKH VKDIW  ZLWK WKH 2
IURQW EHDULQJ  FDUHIXOO\ IURP WKH KRXVLQJ 1 M200936
  (QVXUH WKDW WKH WHHWK RI WKH VHQVRU ULQJ
DUH QRW GDPDJHG
 5HPRYH WKH IURQW EHDULQJ  IURP WKH
VKDIW  
 5HPRYH WKH UHDU EHDULQJ  IURP WKH
VKDIW  RU RXW RI WKH KRXVLQJ  
,QVWDOODWLRQ VHQVRU ULQJ KRXVLQJ
 &OHDQ DQG FKHFN DOO SDUWV IRU ZHDU DQG
GDPDJH
3DUWLFXODUO\ FDUHIXOO\ FKHFN WKH VHQVRU ULQJ
IRU GDPDJH
 )RUFH ERWK EHDULQJV  DQG  RQWR WKH
VKDIW  
 6SDULQJO\ RLO WKH RXWVLGH RI WKH EHDULQJV
DQG IRUFH WKH VKDIW ZLWK WKH EHDULQJV
FDUHIXOO\ LQWR WKH KRXVLQJ (QVXUH WKDW WKH
WHHWK RI WKH VHQVRU ULQJ DUH QRW GDPDJHG
 ,QVWDOO D QHZ FLUFOLS   &KHFN WKDW WKH
 FLUFOLS PDNHV JRRG FRQWDFW DURXQG WKH
HQWLUH FLUFXPIHUHQFH
 ,QVHUW WKH NH\  
 )LW WKH HQJLQH VSHHGFUDQNVKDIW SRVLWLRQ
VHQVRU

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH &RPSRQHQW GUDZLQJ

 &</,1'(5 %/2&. $1' '5,9( 81,7


 &20321(17 '5$:,1*



 
&</,1'(5 %/2&. $1' '5,9( 81,7
&RPSRQHQW GUDZLQJ 5* HQJLQH

&RPSRQHQW GUDZLQJ

1
2
3

4
20 21
7 19
8
5
9
6
10 15

11 22

12 13 16 23

17
14 24
25
26
34
18
24
25
27
33
28 32
31
29 30

 35

36 37
M200668

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH &RPSRQHQW GUDZLQJ

 7RS VSULQJ
 &RPSUHVVLRQ VSULQJ
 2LO VFUDSHU ULQJ
 3LVWRQ
 &\OLQGHU OLQHU
 6SDFHU ULQJ
 3LVWRQ URG
 &LUFOLS
 &RQQHFWLQJ URG
 %HDULQJ EXVK
 %HDULQJ VKHOO
 &RQQHFWLQJ URG FDS
 'RZHO SLQ
 &RQQHFWLQJ URG FDS EROW
 )ODQJH EROW
 /LG
 ([SDQVLRQ SOXJ
 &DPVKDIW EHDULQJ
 /LG
 'RZHO SLQ
 3OXJ
 ([SDQVLRQ SOXJ
 'RZHO SLQ
 6HDOLQJ ULQJ
 6HDOLQJ SOXJ
 &\OLQGHU EORFN
 &RQQHFWLQJ URG FDS
 6HDOLQJ ULQJ
 &RQQHFWLQJ URG FDS EROW
 )ODQJH EROW
 /RFN SODWH
 6SDFHU ULQJ
 &DPVKDIW
 6HDOLQJ SOXJ
 &UDQNVKDIW
 &UDQNVKDIW EHDULQJ VKHOO
 $[LDO WKUXVW ZDVKHU



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV 5* HQJLQH

 5(029$/ $1' ,167$//$7,21 3,67216 $1' &211(&7,1* 52'6

5HPRYDO SLVWRQV DQG FRQQHFWLQJ URGV


 5HPRYH WKH F\OLQGHU KHDG V 
6HH ´&\OLQGHU KHDGµ
 5HPRYH WKH RLO VXPS 6HH
´/XEULFDWLRQ V\VWHPµ
 5HPRYH WKH RLO SLSHV DQG WKH RLO SXPS
6HH ´/XEULFDWLRQ V\VWHPµ
 0DUN WKH SRVLWLRQ RI WKH SLVWRQV LQ WKH
F\OLQGHU EORFN LI WKH\ DUH WR EH UHWXUQHG WR
WKH HQJLQH
 5HPRYH WKH ELJ HQG EHDULQJ FDS EROWV ,Q
WKH FDVH RI VLGHG EROWV UHPRYH WKHP
ZLWK WKH VSHFLDO WRRO 6HH ´6SHFLDO WRROVµ
5HPRYH WKH FDS IURP WKH FRQQHFWLQJ URG
 5HPRYH WKH FRQQHFWLQJ URG FRPSOHWH ZLWK
SLVWRQ IURP WKH F\OLQGHU OLQHU
 (QVXUH WKDW WKH FRQQHFWLQJ URG FDS LV NHSW
ZLWK WKH FRQQHFWLQJ URG
 5HPRYH WKH FLUFOLSV IURP WKH SLVWRQ ERUH
 )RUFH WKH JXGJHRQ SLQ IURP WKH SLVWRQ
$YRLG GDPDJH WR WKH SLVWRQ
 )RUFH WKH EHDULQJ EXVK IURP WKH FRQQHFWLQJ
URG LI QHFHVVDU\ XVLQJ D ZHOOILWWLQJ GULYLQJ
WRRO
 5HPRYH WKH SLVWRQ ULQJV IURP WKH SLVWRQ
XVLQJ D SLVWRQ ULQJ FODPS .HHS WKH SLVWRQ
ULQJV ZLWK WKH FRUUHFW SLVWRQ



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV

,QVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV


 &KHFN WKH EHDULQJ KDOIVKHOOV RI WKH
FRQQHFWLQJ URG
 &KHFN WKH EHDULQJ EXVK RI WKH FRQQHFWLQJ
URG
 &KHFN WKH FRQQHFWLQJ URG IRU FUDFNV DQG
VLJQV RI RYHUKHDWLQJ
 &KHFN WKH GLPHQVLRQV RI WKH FRQQHFWLQJ
URG
 &KHFN WKH JXGJHRQ SLQ IRU FUDFNV ZHDU DQG
VLJQV RI RYHUKHDWLQJ
 &KHFN WKH SLVWRQ IRU FUDFNV ZHDU DQG VLJQV
RI RYHUKHDWLQJ
 &KHFN WKH FOHDUDQFH RI WKH SLVWRQ ULQJV LQ
WKH SLVWRQ
 &KHFN WKH UXQQLQJ VXUIDFH DQG WKH VORW
RSHQLQJV RI WKH SLVWRQ ULQJV
,QVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV
 &DUHIXOO\ FOHDQ WKH SDUWV DQG FKHFN WKDW WKH
RLO SDVVDJHV DUH RSHQ
 ,I QHFHVVDU\ XVH D VXLWDEOH GULYLQJ WRRO WR ILW
D QHZ VPDOOHQG EXVK LQ WKH FRQQHFWLQJ URG
:KHQ ILWWLQJ WKH VPDOOHQG EXVK HQVXUH WKDW
WKH RLO KROH LQ WKH EXVK LV SUHFLVHO\ LQ OLQH
ZLWK WKH RSHQLQJ RI WKH RLO ERUH LQ WKH
FRQQHFWLQJ URG
$IWHU WKH VPDOOHQG EXVK KDV EHHQ SUHVVHG
LQ LW VKRXOG EH UHDPHG WR WKH VSHFLILHG VL]H
6HH ´7HFKQLFDO GDWDµ
)ROORZLQJ UHDPLQJ RI WKH EXVK FKHFN WKDW
WKH FHQWUHWRFHQWUH GLVWDQFH EHWZHHQ WKH
ELJ DQG VPDOO HQGV LV ZLWKLQ WKH WROHUDQFH
OLPLWV 6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH QHZ EHDULQJ VKHOOV LQ WKH
FRQQHFWLQJ URG DQG FRQQHFWLQJ URG FDS DQG
FKHFN WKDW WKH RLO SDVVDJHV DUH RSHQ 

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV 5* HQJLQH

 7DNH WKH H[SDQGHU VSULQJ RXW RI WKH RLO


VFUDSHU ULQJ   DQG SODFH LW LQ WKH ERWWRP 1
SLVWRQ JURRYH LQ WKH SLVWRQ
8VH D SLVWRQ ULQJ FODPS WR ILW WKH RLO VFUDSHU
ULQJ  ZLWK WKH ZRUG ´WRSµ IDFLQJ XSZDUGV
RYHU WKH VSULQJ LQ WKH SLVWRQ ULQJ JURRYH
7KH RSHQLQJ RI WKH VSULQJ PXVW EH RSSRVLWH
WKH VORW RSHQLQJ LQ WKH RLO VFUDSHU ULQJ 2
7XUQ WKH RLO VFUDSHU ULQJ  VR WKDW WKH VORW
RSHQLQJ % LV SRVLWLRQHG LQ UHODWLRQ WR WKH
JXGJHRQ SLQ $ DV VKRZQ LQ WKH GLDJUDP
RSSRVLWH
7KH VORW RSHQLQJV % LQ WKH WKUHH SLVWRQ
3
ULQJV PXVW EH HYHQO\ VSDFHG DW LQWHUYDOV RI
E
 8VH D SLVWRQ ULQJ FODPS WR ILW WKH
FRPSUHVVLRQ ULQJ  ZLWK WKH ZRUG ´WRSµ M2 00 607
IDFLQJ XSZDUGV
7XUQ WKH FRPSUHVVLRQ ULQJ   HQVXULQJ WKDW
WKH VORW RSHQLQJ % LV SRVLWLRQHG LQ UHODWLRQ B
WR WKH JXGJHRQ SLQ $ DV VKRZQ LQ WKH
GUDZLQJ
 8VH WKH SLVWRQ ULQJ FODPS WR ILW WKH WRS ULQJ
 ZLWK WKH ZRUG ´WRSµ IDFLQJ XSZDUGV 7XUQ
WKH WRS ULQJ   HQVXULQJ WKDW WKH VORW
RSHQLQJ % LV SRVLWLRQHG LQ UHODWLRQ WR WKH
JXGJHRQ SLQ $ DV VKRZQ LQ WKH GUDZLQJ
 )LW D VLQJOH FLUFOLS LQ WKH SLVWRQ &KHFN WKDW
WKH FLUFOLS PDNHV JRRG FRQWDFW DOO URXQG WKH A
JURRYH
 +HDW WKH SLVWRQ WR D WHPSHUDWXUH RI DSSUR[
E& DQG OLJKWO\ RLO WKH JXGJHRQ SLQ
 ,QVHUW WKH FRQQHFWLQJ URG LQWR WKH SLVWRQ B B
DQG IRUFH WKH JXGJHRQ SLQ LQWR WKH SLVWRQ
(QVXUH WKDW DOO SLVWRQV DUH ILWWHG WR WKH M2 00 139
FRQQHFWLQJ URGV LQ WKH VDPH ZD\ &KHFN
WKLV E\ ORRNLQJ DW WKH QXPEHU RQ WKH VLGH RI
WKH FRQQHFWLQJ URG DQG WKH DUURZ RQ WKH WRS

 RI WKH SLVWRQ
 )LW WKH FLUFOLSV DQG FKHFN WKDW WKH\ DUH ZHOO
ILWWHG LQWR WKH JURRYHV

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV

 8VH D QRQIOXII FORWK WR FOHDQ WKH FUDQNVKDIW


DQG WKH F\OLQGHU OLQHU
 &DUHIXOO\ RLO WKH F\OLQGHU OLQHU SLVWRQ DQG
SLVWRQ ULQJV )LW D SLVWRQ ULQJ FODPS VWULS WR
WKH SLVWRQ
3ODFH WKH SLVWRQ LQ WKH F\OLQGHU HQVXULQJ
WKDW WKH DUURZ RQ WKH SLVWRQ SRLQWV WRZDUGV
WKH WLPLQJ JHDU HQG RI WKH HQJLQH
 &OHDQ DQG FKHFN WKH FRQWDFW IDFHV RI
FRQQHFWLQJ URG DQG FRQQHFWLQJ URG FDS
 &OHDQ WKH EHDULQJ VKHOOV RI FRQQHFWLQJ URG
DQG FRQQHFWLQJ URG FDS &RDW WKHP ZLWK RLO
 )LW WKH UHVSHFWLYH EHDULQJ FDS WR WKH
FRQQHFWLQJ URG &KHFN WKLV E\ ORRNLQJ DW WKH
QXPEHUV VKRZQ RQ FRQQHFWLQJ URG DQG
FRQQHFWLQJ URG FDS
7KH QXPEHUV RQ WKH FRQQHFWLQJ URG DQG
FRQQHFWLQJ URG FDS PXVW EH RQ WKH VDPH
VLGH
 2QO\ ILW QHZ EROWV RI WKH VSHFLILHG W\SH
$SSO\ D GURS RI RLO WR WKH WKUHDGV DQG
EHDULQJ IDFHV RI WKH FRQQHFWLQJ URG FDS
EROWV DQG ILW WKH EROWV
7KH EROWV VKRXOG EH WLJKWHQHG LQ WZR VWDJHV
 )LUVW VWDJH 7LJKWHQ WKH EROWV LQ WXUQV WR
WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 6HFRQG VWDJH 2Q ERWK EROWV DSSO\ D
VWUDLJKW SDUDOOHO OLQH DQG WLJKWHQ WKH
EROWV WKURXJK WKH VSHFLILHG DQJOH
WLJKWHQLQJ 6HH ´7HFKQLFDO GDWDµ
 &KHFN WKDW WKH EHDULQJ KDV VRPH HQG SOD\
,I WKHUH LV DQ\ UDGLDO SOD\ WKLV ZLOO SUREDEO\
EH FDXVHG E\ WKH IDFW WKDW D JURXQG
FUDQNVKDIW KDV EHHQ ILWWHG ZLWK VWDQGDUG
EHDULQJV



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ SLVWRQV DQG FRQQHFWLQJ URGV 5* HQJLQH

 &UDQN WKH HQJLQH WKURXJK VHYHUDO


UHYROXWLRQV DQG FKHFN WKDW WKHUH DUH QR
KHDY\ SRLQWV
 6XEVHTXHQWO\ LQVWDOO WKH RWKHU SDUWV LQ
UHYHUVH RUGHU RI UHPRYDO &RQVXOW WKH
UHOHYDQW SDUDJUDSKV
1RWH
$IWHU WKH UHSODFHPHQW RI F\OLQGHU OLQHUV SLVWRQV
DQG SLVWRQ ULQJV WKH HQJLQH PXVW EH UXQLQ
DJDLQ
$V WKH UXQQLQJLQ SURSHUWLHV RI WKH VSHFLILHG
HQJLQH RLO DUH LQVXIILFLHQW D GLIIHUHQW JUDGH RI
HQJLQH RLO VKRXOG EH XVHG GXULQJ WKH UXQQLQJLQ
SHULRG
)RU WKH RLO VSHFLILHG IRU WKH UXQQLQJLQ SHULRG
VHH WKH ODWHVW 7HFKQLFDO ,QIRUPDWLRQ EXOOHWLQ RQ
OXEULFDQW FRRODQW DQG IXHO VSHFLILFDWLRQV
$IWHU  NP WKLV RLO VKRXOG EH GUDLQHG
DQG WKH RLO ILOWHU UHSODFHG
7KHQ ILOO WKH HQJLQH ZLWK WKH VSHFLILHG RLO



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FUDQNVKDIW

 5(029$/ $1' ,167$//$7,21 &5$1.6+$)7

5HPRYDO FUDQNVKDIW
 5HPRYH WKH RLO VXPS
6HH ´/XEULFDWLRQ V\VWHPµ
 5HPRYH WKH WLPLQJ FDVH 6HH ´7LPLQJµ
 5HPRYH WKH RLO SXPS ZLWK WKH RLO SLSHV
6HH ´/XEULFDWLRQ V\VWHPµ
 5HPRYH WKH IO\ZKHHO
6HH ´)O\ZKHHO DQG IO\ZKHHO KRXVLQJµ
 5HPRYH WKH IO\ZKHHO KRXVLQJ
6HH ´)O\ZKHHO DQG IO\ZKHHO KRXVLQJµ
 5HPRYH WKH EHDULQJ FDSV IURP WKH
FRQQHFWLQJ URGV
C D
 5HPRYH WKH PDLQ EHDULQJ FDS EROWV DQG
WDNH RII WKH PDLQ EHDULQJ FDSV &KHFN
ZKHWKHU DOO EHDULQJ FDSV FDUU\ D OHWWHU PDUN
,I QRW DSSO\ D PDUN
 5HPRYH WKH D[LDO WKUXVW ZDVKHUV
 5HPRYH WKH FUDQNVKDIW HQVXULQJ WKDW C
GXULQJ UHPRYDO WKH FUDQNVKDIW LV QRW D
GDPDJHG
 0DUN WKH SRVLWLRQ RI WKH EHDULQJ VKHOOV VR
WKDW WKH\ FDQ EH UHWXUQHG WR WKHLU RULJLQDO
SRVLWLRQV
,QVSHFWLRQ FUDQNVKDIW
 &KHFN WKH FUDQNVKDIW IRU H[WHUQDO GDPDJH M2 00 093
DQG VLJQV RI RYHUKHDWLQJ
 0DJQDIOX[WHVW WKH FUDQNVKDIW
 0HDVXUH WKH FUDQNVKDIW
7R HVWDEOLVK WKH ZHDU SDWWHUQ RI FUDQNVKDIW
PDLQ EHDULQJV DQG ELJHQG EHDULQJV IROORZ
WKH SURFHGXUH VKRZQ LQ WKH ´0HDVXULQJ RI
ZHDUµ IRUP D FRS\ RI ZKLFK LV LQFOXGHG LQ
WKH ´7HFKQLFDO GDWDµ RI WKLV PDQXDO


 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ FUDQNVKDIW 5* HQJLQH

 &KHFN WKH EHDULQJ VKHOOV DQG D[LDO WKUXVW


ZDVKHUV IRU ZHDU GDPDJH DQG VLJQV RI
RYHUKHDWLQJ
 &KHFN WKH PDLQ EHDULQJ FDSV IRU GDPDJH
DQG VLJQV RI RYHUKHDWLQJ
 &KHFN WKH FRQWDFW IDFHV RI WKH EHDULQJ FDSV
LQ WKH F\OLQGHU EORFN
 &KHFN WKH WDSSHG KROH IRU WKH PDLQ EHDULQJ
FDS EROW
 &KHFN WKH EHDULQJ FDS EROWV WKH VFUHZ
WKUHDG PXVW EH HQWLUHO\ XQGDPDJHG DQG WKH
EROW PXVW EH HDV\ WR WXUQ LQ WKH WKUHDGHG
KROH E\ KDQG ,I LQ GRXEW UHSODFH WKH EROWV
,QVWDOODWLRQ FUDQNVKDIW
 7KRURXJKO\ FOHDQ DOO SDUWV
5HPRYH SUHVHUYLQJ DJHQW IURP HYHU\ QHZ
FUDQNVKDIW
 &OHDQ WKH WDSSHG KROHV IRU WKH PDLQ EHDULQJ
FDS EROWV
 ,I WKH PDLQ EHDULQJ VKHOOV DUH WR EH UHXVHG
ILW WKHP LQ WKHLU RULJLQDO SRVLWLRQV LQ WKH
F\OLQGHU EORFN DQG LQ WKH EHDULQJ FDSV
 ,I WKH FUDQNVKDIW KDV EHHQ JURXQG WR DQ
XQGHUVL]H ILW WKH FRUUHFW EHDULQJ VKHOOV
 &KHFN ZKHWKHU DOO RLO SDVVDJHV RI WKH
EHDULQJV DUH RSHQ
&KHFN ZKHWKHU WKH RLO SDVVDJH LQ WKH
EHDULQJ FDS DW WKH WLPLQJ JHDU HQG LV RSHQ
 &KHFN WKH GRZHO SLQ IRU WKH FHQWUH EHDULQJ
 $SSO\ RLO WR WKH EHDULQJ VKHOOV
 3ODFH WKH FUDQNVKDIW LQ WKH F\OLQGHU EORFN



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FUDQNVKDIW

 $SSO\ RLO WR WKH D[LDO WKUXVW ZDVKHUV )LW D


WKUXVW ZDVKHU WR ERWK VLGHV RI WKH FHQWUH
EHDULQJ ZLWK WKH EURQ]H EHDULQJ PDWHULDO
IDFLQJ WKH FUDQNVKDIW

M2 00 091

 0HDVXUH WKH D[LDO SOD\ RI WKH FUDQNVKDIW


0HDVXUH WKH FUDQNVKDIW HQG SOD\ XVLQJ D
KROGHU DQG GLDO JDXJH
 3ODFH WKH VW\OXV RQ WKH HQG RI WKH
FUDQNVKDIW
 3XVK WKH FUDQNVKDIW WR WKH IO\ZKHHO HQG
DQG VHW WKH GLDO JDXJH WR ]HUR
 3XVK WKH FUDQNVKDIW WR WKH WLPLQJ JHDU
HQG DQG UHDG WKH JDXJH
 ,I WKH SOD\ LV WRR JUHDW LW FDQ EH FRUUHFWHG
E\ LQVWDOOLQJ RYHUVL]HG WKUXVW ZDVKHUV
 ,I WKH SOD\ LV WRR VPDOO WKLV FDQ EH FRUUHFWHG M2 00 271

E\ JULQGLQJ WKH D[LDO WKUXVW ZDVKHUV RQ WKH


PHWDO VLGH QRW WKH EURQ]H EHDULQJ
PDWHULDO 
*ULQG WKH D[LDO WKUXVW ZDVKHUV RI WKH
EHDULQJ FDS WR WKH VDPH VL]H
 )LW WKH WZR D[LDO WUXVW ZDVKHUV LQ WKH FHQWUH
EHDULQJ FDS DQG OXEULFDWH WKH WKUXVW
ZDVKHUV



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ FUDQNVKDIW 5* HQJLQH

 $SSO\ RLO WR WKH EHDULQJ VKHOOV LQ WKH EHDULQJ


FDSV )LW WKH EHDULQJ FDSV 7KH OHWWHU RQ WKH
EHDULQJ FDS PXVW EH WKH VDPH DV WKH OHWWHU
RQ WKH F\OLQGHU EORFN 6HH WKH GLDJUDP
C D
 $SSO\ D GURS RI RLO WR WKH WKUHDGV DQG WKH
EHDULQJ IDFHV RI WKH EHDULQJ FDS EROWV DQG
ILW WKH EROWV
 7LJKWHQ WKH EROWV DOWHUQDWHO\ LQ WZR VWDJHV
 )LUVW VWDJH WLJKWHQ WKH EROWV WR WKH C
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ D
6WDUW E\ WLJKWHQLQJ WKH FHQWUDO EHDULQJ
FDS DQG WKHQ VXEVHTXHQWO\ ZRUN
RXWZDUGV RQ ERWK VLGHV
 6HFRQG VWDJH DSSO\ D SDUDOOHO OLQH WR
DOO EHDULQJ FDS EROWV 7LJKWHQ WKH EROWV
WKURXJK WKH VSHFLILHG DQJOH WLJKWHQLQJ
6HH ´7HFKQLFDO GDWDµ
2QFH DJDLQ VWDUW ZLWK WKH FHQWUDO M2 00 093
EHDULQJ FDS DQG WKHQ ZRUN RXWZDUGV
RQ ERWK VLGHV
 &KHFN WKDW WKH FUDQNVKDIW URWDWHV HDVLO\
DQG KDV QR KHDY\ SRLQWV
 2QFH DJDLQ PHDVXUH DQG LI QHFHVVDU\
FRUUHFW WKH HQG SOD\
 7KHQ ILW WKH FRPSRQHQWV LQ D UHYHUVDO RI
UHPRYDO &RQVXOW WKH UHOHYDQW SDUDJUDSKV



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH *ULQGLQJ WKH FUDQNVKDIW

 *5,1',1* 7+( &5$1.6+$)7

 ,I QHFHVVDU\ WKH FUDQNVKDIW FDQ EH JURXQG


GRZQ WR RQH RI WKH WKUHH XQGHUVL]HV
 ,Q WKH HYHQW RI GDPDJH WR WKH D[LDO EHDULQJ
VXUIDFHV RI WKH FHQWUH PDLQ EHDULQJ WKHVH
VXUIDFHV FDQ EH JURXQG WR DQ XQGHUVL]H
 ,I WKH UXQQLQJ VXUIDFH RI WKH UHDU FUDQNVKDIW
RLO VHDO KDV WR EH JURXQG WKH UXQQLQJ
VXUIDFH PD\ QRW EH JURXQG RYHU WKH IXOO A
OHQJWK 7KH RULJLQDO GLDPHWHU PXVW EH
UHWDLQHG IRU DW OHDVW  PP PHDVXUHG IURP
WKH UHDU HQG RI WKH FUDQNVKDIW WR HQVXUH
FRUUHFW ILWWLQJ RI WKH IO\ZKHHO 6HH GLVWDQFH
$ LQ WKH RSSRVLWH GUDZLQJ
 )ROORZLQJ JULQGLQJ RI D FUDQNVKDIW WKH RLO
KROHV PXVW EH UHGULOOHG WR D UDGLXV RI
 PP
 7KH ILOOHW UDGLXV RI WKH MRXUQDOV PXVW EH
SUHFLVHO\ PDFKLQHG WR WKH VSHFLILHG UDGLXV M2 00 080

 $ FUDQNVKDIW PD\ RQO\ EH JURXQG RQFH WR


WKH QH[W XQGHUVL]H ZLWKRXW EHLQJ QLWULGHG
 )ROORZLQJ QLWULGLQJ WKH QLWULGH OD\HU PXVW EH
UHPRYHG IURP WKH IROORZLQJ SDUWV E\
ODSSLQJ
 $OO PDLQ DQG FRQQHFWLQJ URG EHDULQJ
MRXUQDOV
 7KH IODQNV RI WKH FHQWUH PDLQ EHDULQJ
IRU WKH D[LDO EHDULQJV
 7KH FLUFXPIHUHQFH RI WKH IO\ZKHHO
IODQJH
 2LO VHDO UXQQLQJ VXUIDFHV
 7KH WDSHUHG IURQW HQG WKH FODPSLQJ
VXUIDFH RI WKH YLEUDWLRQ GDPSHU 



 
&</,1'(5 %/2&. $1' '5,9( 81,7
*ULQGLQJ WKH FUDQNVKDIW 5* HQJLQH

 ,I WKH FUDQNVKDIW LV JURXQG WR DQ XQGHUVL]H


WKH FUDQNVKDIW PXVW EH PDUNHG XVLQJ WKH
IROORZLQJ FRGHV
+ 0DLQ EHDULQJ MRXUQDO
' &UDQNSLQ
1 1LWULGHG FUDQNVKDIW
7KH OHWWHUV + DQG ' VKRXOG EH IROORZHG E\ D
QXPEHU LQGLFDWLQJ WKH QXPEHU RI WLPHV WKH
FUDQNVKDIW KDV EHHQ JURXQG VW QG RU
UG XQGHUVL]H 
7KH FRGH RQ WKH FUDQNVKDIW VKRZQ RQ WKH
RSSRVLWH GUDZLQJ PHDQV
+ PDLQ EHDULQJ MRXUQDO JURXQG WR WKH
ILUVW XQGHUVL]H
'1 FUDQNSLQ JURXQG WR VHFRQG
XQGHUVL]H DQG WKH FUDQNVKDIW KDV EHHQ
QLWULGHG
 7R EDODQFH WKH FUDQNVKDIW WKH VKDIW PXVW
EH ILWWHG LQ EHDULQJV DW WKH IURQW DQG UHDU H1
D2
PDLQ EHDULQJV N
7KH FUDQNVKDIW PXVW EH G\QDPLFDOO\
EDODQFHG DW D VSHHG RI  USP WR D
PD[LPXP RI  JFP
,I QHFHVVDU\ PDWHULDO PD\ EH UHPRYHG E\
GULOOLQJ RXW FRXQWHUZHLJKWV
M2 00 090



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FDPVKDIW

 5(029$/ $1' ,167$//$7,21 &$06+$)7

5HPRYDO FDPVKDIW
 5HPRYH WKH YDOYH FRYHUV
 &UDQN WKH HQJLQH WR WKH %'& RI WKH ILUVW
F\OLQGHU E LQGLFDWLRQ RQ WKH IO\ZKHHO  ZLWK
WKH YDOYHV RI WKH VL[WK F\OLQGHU LQ RYHUODS
SRVLWLRQ 6
4
 5HPRYH WKH WLPLQJ FRYHU 2
0
 5HPRYH WKH SXVKURGV DQG WDSSHW EXVKHV TDC
6HH ´&\OLQGHU KHDG V µ
 5HPRYH WKH FDPVKDIW JHDU 6HH ´7LPLQJµ
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH ORFN
SODWH DQG UHPRYH WKH ORFN SODWH
 5HPRYH WKH FDPVKDIW ZLWK WKH VSDFHU IURP M2 00 144
WKH F\OLQGHU EORFN
 5HPRYH WKH VSDFHU ULQJ IURP WKH FDPVKDIW
,QVSHFWLRQ FDPVKDIW
 &OHDQ WKH FDPVKDIW DQG FKHFN ZKHWKHU WKH
RLO ERUHV DUH RSHQ
 &KHFN WKH FDPVKDIW IRU GDPDJH ZHDU DQG
VLJQV RI RYHUKHDWLQJ
 &KHFN WKH GLPHQVLRQV RI WKH FDPVKDIW
 &KHFN WKDW WKH VHDOLQJ SOXJ DW WKH UHDU RI
WKH FDPVKDIW SURYLGHV D JRRG VHDO
 &KHFN WKH EHDULQJ RI WKH FDPVKDIW DQG WKH
EHDULQJV LQ WKH F\OLQGHU EORFN IRU ZHDU DQG
GDPDJH
 &KHFN DQG LI QHFHVVDU\ UHSODFH WKH VSDFHU
ULQJ



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ FDPVKDIW 5* HQJLQH

,QVWDOODWLRQ FDPVKDIW
 ,I QHFHVVDU\ UHSODFH WKH FDPVKDIW EHDULQJV
LQ WKH F\OLQGHU EORFN A
8VLQJ D GURYHU $ VHH ´6SHFLDO WRROVµ  ILW
WKH QHZ FDPVKDIW EHDULQJV )LW WKH
FDPVKDIW EHDULQJ LQ VXFK D ZD\ WKDW WKH
DSHUWXUH LQ WKH EHDULQJ EXVK VHH DUURZ
DOLJQV ZLWK WKH RLO GXFW LQ WKH F\OLQGHU EORFN
 &KHFN WKDW DOO RLO FKDQQHOV LQ WKH FDPVKDIW
EHDULQJV LQ WKH F\OLQGHU EORFN DUH RSHQ
 $SSO\ SOHQW\ RI RLO WR WKH FDPVKDIW EHDULQJV
DQG LQVHUW WKH FDPVKDIW LQWR WKH F\OLQGHU
EORFN ZKLOVW URWDWLQJ WKH VKDIW
W2 00 089
 &KHFN WKDW WKH FDPVKDIW URWDWHV HDVLO\ ZLWK
QR KHDY\ SRLQWV
 )LW WKH VSDFHU ULQJ RQ WKH FDPVKDIW
 $SSO\ /RFWLWH  WR WKH ORFN SODWH
DWWDFKPHQW EROWV DQG ILW WKH ORFN SODWH
7LJKWHQ WKH DWWDFKPHQW EROWV WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 &KHFN DJDLQ WKDW WKH FDPVKDIW RSHUDWHV
VPRRWKO\ DQG LV QRW JHWWLQJ VWXFN DQ\ZKHUH
 2QFH DJDLQ FKHFN WKDW WKH FDPVKDIW URWDWHV
HDVLO\ ZLWK QR KHDY\ SRLQWV 0HDVXUH WKH
FUDQNVKDIW HQG SOD\ XVLQJ D KROGHU DQG GLDO
JDXJH
 3ODFH WKH VW\OXV RQ WKH HQG RI WKH
FUDQNVKDIW
 3XVK WKH FUDQNVKDIW WR WKH IO\ZKHHO HQG
DQG VHW WKH GLDO JDXJH WR ]HUR
 3XVK WKH FUDQNVKDIW WR WKH WLPLQJ JHDU
HQG DQG UHDG WKH JDXJH
 &RUUHFW WKH HQG SOD\ ZLWK WKH VSDFHU ULQJ
 )LW WKH FDPVKDIW JHDU DQG VHW WKH WLPLQJ
6HH ´7LPLQJµ
  6XEVHTXHQWO\ LQVWDOO WKH RWKHU SDUWV LQ
UHYHUVH RUGHU RI UHPRYDO &RQVXOW WKH
UHOHYDQW SDUDJUDSKV

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 0HDVXUHPHQW DQG UHMHFWLRQ VWDQGDUGV RI F\OLQGHU OLQHUV

 0($685(0(17 $1' 5(-(&7,21 67$1'$5'6 2) &</,1'(5 /,1(56

0HDVXUHPHQW F\OLQGHU OLQHU


 7R HVWDEOLVK WKH F\OLQGHU OLQHU ZHDU SDWWHUQ
IROORZ WKH SURFHGXUH VHW RXW LQ WKH
´0HDVXULQJ RI ZHDUµ IRUP D FRS\ RI ZKLFK
LV LQFOXGHG LQ WKH ´7HFKQLFDO GDWDµ RI WKLV
PDQXDO
 7KH RYDOLW\ PXVW EH PHDVXUHG E\ WXUQLQJ
WKH PHDVXULQJ JDXJH DQRWKHU E HDFK
WLPH DQG WDNLQJ WKH DSSURSULDWH
PHDVXUHPHQW
 ,I WKH F\OLQGHU OLQHU KDV EHFRPH
RYDOVKDSHG WKH LQLWLDO ERUH LQ WKH F\OLQGHU
EORFN VKRXOG EH FKHFNHG
 ,I WKH LQLWLDO ERUH LQ WKH F\OLQGHU EORFN LV
 PP ODUJHU WKDQ WKH PD[LPXP QHZ
PHDVXUHPHQW WKH F\OLQGHU EORFN PXVW EH
ERUHG DQG F\OLQGHU OLQHUV ZLWK DQ RYHUVL]HG
RXWHU GLDPHWHU PXVW EH ILWWHG
5HMHFWLRQ VWDQGDUG IRU F\OLQGHU OLQHUV
&\OLQGHU OLQHUV PXVW EH UHSODFHG ZKHQ
 7KH ERUH SROLVKLQJ VWDQGDUG KDV EHHQ
H[FHHGHG
 7KH ZHDU SDWWHUQ LV QRW XQLIRUP
 7KH UXQQLQJ VXUIDFH LV VFRUHG
 7KH GLIIHUHQFH EHWZHHQ WKH PHDVXUHPHQWV
UHFRUGHG RQ WKH ´0HDVXULQJ RI ZHDUµ IRUP
H[FHHGV  PP
1RWH
,I D F\OLQGHU OLQHU LV UHMHFWHG RQ WKH EDVLV RI WKH
DERYH FULWHULD LW PXVW EH UHSODFHG DQG QRW
KRQHG



 
&</,1'(5 %/2&. $1' '5,9( 81,7
0HDVXUHPHQW DQG UHMHFWLRQ VWDQGDUGV RI F\OLQGHU OLQHUV 5* HQJLQH

%RUHSROLVKLQJ
 2QH RI WKH PHDVXUHV WR EH WDNHQ WR DLG D
SDWHQWO\ KLJK RLO FRQVXPSWLRQ HQJLQH RLO
FRQVXPSWLRQ WHVW LV WR LQVSHFW WKH F\OLQGHU
OLQHUV IRU ERUH SROLVKLQJ
 7KH WHUP ERUHSROLVKLQJ LV XVHG WR LQGLFDWH
VPRRWK VXUIDFHV ZLWKRXW D YLVLEOH UHJXODU
KRQLQJ SDWWHUQ VHH GUDZLQJ 
,I WKH ´GHHSHUµ KRQLQJ JURRYHV VWLOO VKRZ D
UHJXODU SDWWHUQ ERUH SROLVKLQJ FDQQRW EH
FRQVLGHUHG
 2QO\ ERUH SROLVKLQJ XQGHU WKH WRS RI WKH
XSSHU SLVWRQ ULQJV LQ WKH XSSHUPRVW SLVWRQ
SRVLWLRQ FDQ LQIOXHQFH WKH RLO FRQVXPSWLRQ
M2 00 043
 7KH IROORZLQJ DUH SHUPLVVLEOH
 D PD[LPXP RI  FRQWDFWLQJ DUHDV RI
ERUHSROLVKLQJ SHU OLQHU ZLWK DQ
XQEURNHQ VXUIDFH RI QRW PRUH WKDQ
 FP
 $ PD[LPXP RI  QRQFRQQHFWHG
ERUHSROLVKLQJ SDWFKHV ZLWK D WRWDO
VXUIDFH RI QRW PRUH WKDQ  FP SHU
OLQHU



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU OLQHU

 5(029$/ $1' ,167$//$7,21 &</,1'(5 /,1(5

5HPRYDO F\OLQGHU OLQHU


 5HPRYH WKH F\OLQGHU KHDGV
6HH ´&\OLQGHU KHDG V µ
 5HPRYH WKH RLO VXPS
6HH ´/XEULFDWLRQ V\VWHPµ
 5HPRYH WKH SLVWRQV
 7R UHPRYH WKH F\OLQGHU OLQHU IURP WKH
F\OLQGHU EORFN XVH WKH DSSURSULDWH SDUWV RI
'$) VSHFLDO WRRO $ LQ WKH GUDZLQJ  A B
6HH ´6SHFLDO WRROVµ
 :LWK WKH VSHFLDO WRRO SXOO WKH F\OLQGHU OLQHU
RXW RI WKH F\OLQGHU EORFN
 :KHQ WKH OLQHU KDV EHHQ UHPRYHG PHDVXUH
WKH LQLWLDO ERUH LQ WKH F\OLQGHU EORFN
,I WKH LQLWLDO ERUH LV  PP ODUJHU WKDQ WKH
VSHFLILHG PD[LPXP VL]H IRU QHZ ERUHV WKH
F\OLQGHU EORFN PXVW EH ERUHG RXW WR WKH
VSHFLILHG RYHUVL]H
7KHQ ILW RYHUVL]H F\OLQGHU OLQHUV F\OLQGHU
OLQHUV ZLWK RYHUVL]H RXWVLGH GLDPHWHU 
 0HDVXUH WKH GHSWK RI WKH UHFHVV IRU WKH
F\OLQGHU OLQHU IODQJH DQG FRPSDUH WKLV ZLWK
WKH VSHFLILHG YDOXH
1RWH M2 00 099
:KHQHYHU RYHUVL]HG F\OLQGHU OLQHUV DUH ILWWHG
PDUNLQJ 6 PXVW EH VWDPSHG XQGHU RU RYHU WKH
HQJLQH QXPEHU
7KH PHVVDJH &6 PXVW DOVR EH SXW RQ WKH
HQJLQH VSHFLILFDWLRQ SODWH



 
&</,1'(5 %/2&. $1' '5,9( 81,7
5HPRYDO DQG LQVWDOODWLRQ F\OLQGHU OLQHU 5* HQJLQH

,QVWDOODWLRQ F\OLQGHU OLQHU


 &OHDQ WKH F\OLQGHU EORFN EHIRUH ILWWLQJ WKH
QHZ OLQHU
 %HIRUH LQVWDOOLQJ WKH F\OLQGHU OLQHU LQ WKH
F\OLQGHU EORFN ILW WKH DSSURSULDWH SDUWV RI
'$) VSHFLDO WRRO % LQ WKH GUDZLQJ 
6HH ´6SHFLDO WRROVµ
 ,I SRVVLEOH F\OLQGHU OLQHUV VKRXOG EH
XQGHUFRROHG EHIRUH ILWWLQJ
 2QO\ LQ FDVH RI HPHUJHQF\ LV LW SHUPLWWHG WR
DSSO\ DQ H[WUHPHO\ WKLQ ILOP RI OXEULFDWLRQ RLO
WR WKH HGJH RI WKH LQLWLDO ERUH 2Q QR
DFFRXQW PD\ DQ\ RWKHU OXEULFDQWV RI
ZKDWHYHU W\SH EH XVHG
'LIILFXOWLHV LQ LQVHUWLQJ F\OLQGHU OLQHUV DUH
PRVWO\ GXH WR UHPQDQWV RI OXEULFDQWV
SUHYLRXVO\ XVHG
 3UHVV WKH F\OLQGHU OLQHU HQWLUHO\ LQWR WKH
F\OLQGHU EORFN XVLQJ WKH VSHFLDO WRROV
 )ROORZLQJ ILWWLQJ FKHFN WKH LQVLGH GLDPHWHU
RI WKH F\OLQGHU OLQHU
 :KHQ WKH QHZ F\OLQGHU OLQHU KDV EHHQ ILWWHG
FKHFN WKH SURMHFWLRQ RI WKH F\OLQGHU OLQHU
DERYH WKH F\OLQGHU EORFN ,I QHFHVVDU\
FRUUHFW WKH SURMHFWLRQ
 6XEVHTXHQWO\ LQVWDOO WKH RWKHU SDUWV LQ
UHYHUVH RUGHU RI UHPRYDO &RQVXOW WKH
UHOHYDQW SDUDJUDSKV
1RWH
$IWHU WKH UHSODFHPHQW RI F\OLQGHU OLQHUV SLVWRQV
DQG SLVWRQ ULQJV WKH HQJLQH PXVW EH UXQLQ
DJDLQ M2 00 100
$V WKH UXQQLQJLQ SURSHUWLHV RI WKH VSHFLILHG
HQJLQH RLO DUH LQVXIILFLHQW D GLIIHUHQW JUDGH RI
HQJLQH RLO VKRXOG EH XVHG GXULQJ WKH UXQQLQJLQ
SHULRG
 )RU WKH RLO VSHFLILHG IRU WKH UXQQLQJLQ SHULRG
VHH WKH ODWHVW 7HFKQLFDO ,QIRUPDWLRQ EXOOHWLQ RQ
OXEULFDQW FRRODQW DQG IXHO VSHFLILFDWLRQV
$IWHU  NP WKLV RLO VKRXOG EH GUDLQHG
DQG WKH RLO ILOWHU UHSODFHG
7KHQ ILOO WKH HQJLQH ZLWK WKH VSHFLILHG RLO

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 0HDVXULQJ DQG FRUUHFWLQJ F\OLQGHU OLQHU KHLJKW

 0($685,1* $1' &255(&7,1* &</,1'(5 /,1(5 +(,*+7

$IWHU ILWWLQJ QHZ F\OLQGHU OLQHUV WKH GLVWDQFH RI


WKH F\OLQGHU OLQHU DERYH WKH F\OLQGHU EORFN PXVW
EH LQVSHFWHG
7KLV PHDVXUHPHQW VKRXOG EH FDUULHG RXW EHIRUH
WKH F\OLQGHU KHDG LV ILWWHG
7KH SURMHFWLRQ RI WKH F\OLQGHU OLQHU DERYH WKH
F\OLQGHU EORFN VKRXOG EH FKHFNHG XVLQJ WKH
VSHFLDO WRRO 6HH ´7HFKQLFDO GDWDµ
,QVSHFWLRQ F\OLQGHU OLQHU KHLJKW
 3ODFH WKH WRRO RQ WKH WRS RI WKH F\OLQGHU
EORFN
 6HW WKH JDXJH WR ´=(52µ
 3ODFH WKH EDVH RI WKH JDXJH RQ WKH HGJH RI
WKH F\OLQGHU OLQHU
 5HDG WKH YDOXH LQGLFDWHG E\ WKH JDXJH
&RUUHFWLRQ F\OLQGHU OLQHU KHLJKW
 ,I WKH F\OLQGHU OLQHU LV WRR GHHS LQ WKH
F\OLQGHU EORFN WKLV FDQ EH FRUUHFWHG E\ M2 00 100

ILWWLQJ VKLPV XQGHU WKH F\OLQGHU OLQHU IODQJH


 ,I DIWHU WKH EORFN KDV EHHQ UHIDFHG WKH
SURMHFWLRQ RI WKH F\OLQGHU OLQHU DERYH WKH
EORFN LV PRUH WKDQ WKH VSHFLILHG PD[LPXP
WKH UHFHVV IRU WKH F\OLQGHU OLQHU IODQJH
VKRXOG EH UHVWRUHG WR WKH VSHFLILHG VL]H
1RWH
,W LV RQ QR DFFRXQW SHUPLWWHG WR JULQG RII WKH
IODQJHV



 
&</,1'(5 %/2&. $1' '5,9( 81,7
3UHVVXUH WHVWLQJ F\OLQGHU EORFN 5* HQJLQH

 35(6685( 7(67,1* &</,1'(5 %/2&.

7KH F\OLQGHU EORFN FDQ EH SUHVVXUHWHVWHG ERWK


ZLWK RU ZLWKRXW WKH F\OLQGHU KHDGV ILWWHG
3UHVVXUHWHVWLQJ WKH F\OLQGHU EORFN
 3OXJ WKH FRRODQW SDVVDJHV RI WKH F\OLQGHU
KHDG ZLWK EODQNLQJ SODWHV ILWWHG ZLWK
JDVNHWV
7KHVH EODQNLQJ SODWHV FDQ EH PDGH LQ WKH
ZRUNVKRS 2QH RI WKH EODQNLQJ SODWHV PXVW
KDYH D FRQQHFWLRQ IRU D IOH[LEOH DLU SLSH
 &RQQHFW D IOH[LEOH DLU SLSH ILWWHG ZLWK D
SUHVVXUH UHGXFLQJ YDOYH WR WKH VHDOLQJ SODWH
ZKLFK KDV WKH FRQQHFWLRQ UHTXLUHG
 ,PPHUVH WKH EORFN LQ ZDUP ZDWHU DQG
SUHVVXUHWHVW WKH EORFN DW DQ DLU SUHVVXUH RI
 EDU
/HDYH WKH F\OLQGHU EORFN LQ WKH ZDWHU IRU
DSSUR[  PLQXWHV
 %ORZGU\ WKH F\OLQGHU EORFN ZLWK
FRPSUHVVHG DLU IROORZLQJ SUHVVXUHWHVWLQJ
3UHVVXUHWHVWLQJ D F\OLQGHU EORFN ZLWK WKH
F\OLQGHU KHDGV ILWWHG
 )LW WKH F\OLQGHU KHDGV DQG JDVNHWV
7KH FRRODQW LQOHW SLSH DQG WKH FRRODQW
KHDGHU SLSH PXVW EH UHPRYHG
 3OXJ WKH FRRODQW SDVVDJHV RI WKH F\OLQGHU
KHDGV DQG WKH F\OLQGHU EORFN ZLWK EODQNLQJ
SODWHV ILWWHG ZLWK JDVNHWV
7KHVH EODQNLQJ SODWHV FDQ EH PDGH LQ WKH
ZRUNVKRS 2QH RI WKH EODQNLQJ SODWHV PXVW
KDYH D FRQQHFWLRQ IRU D IOH[LEOH DLU SLSH
 &RQQHFW D IOH[LEOH DLU SLSH ILWWHG ZLWK D
SUHVVXUH UHGXFLQJ YDOYH WR WKH VHDOLQJ SODWH
ZKLFK KDV WKH FRQQHFWLRQ UHTXLUHG

  ,PPHUVH WKH DVVHPEO\ LQ D FRQWDLQHU RI KRW


ZDWHU DQG OHW LQ DLU SUHVVXUH RI  EDU
/HDYH WKH DVVHPEO\ LQ WKH ZDWHU IRU DERXW
KDOI DQ KRXU
 %ORZGU\ WKH F\OLQGHU EORFN ZLWK
FRPSUHVVHG DLU IROORZLQJ SUHVVXUHWHVWLQJ

 
&</,1'(5 %/2&. $1' '5,9( 81,7
5* HQJLQH 0DFKLQLQJ WKH F\OLQGHU EORFN

 0$&+,1,1* 7+( &</,1'(5 %/2&.

1RWH A
7KH 5* HQJLQH KDV QR SLVWRQ FRROLQJ
7KH RLO SDVVDJHV IRU WKH RLO VSUD\HUV DUH VHDOHG
ZLWK SOXJV 2Q D QHZ RU PDFKLQHG F\OLQGHU
EORFN FKHFN WKDW WKHVH SOXJV KDYH EHHQ ILWWHG
5HIDFLQJ WKH F\OLQGHU EORFN
 :KHQ PDFKLQLQJ WKH F\OLQGHU EORFN HQVXUH
WKDW GLPHQVLRQ $ WKH GLVWDQFH EHWZHHQ WKH
WRS RI WKH FUDQNVKDIW ERUH DQG WKH WRS RI WKH
F\OLQGHU EORFN UHPDLQV ZLWKLQ WKH VSHFLILHG
SDUDPHWHUV
 :KHQ WKH PDFKLQHG VXUIDFH KDV EHHQ
FOHDQHG WKH GLVWDQFH ZKLFK WKH F\OLQGHU
OLQHU SURMHFWV DERYH WKH EORFN PXVW EH M2 00 015
FKHFNHG DQG LI QHFHVVDU\ FRUUHFWHG
6HH ´0HDVXULQJ DQG FRUUHFWLQJ F\OLQGHU OLQHU
KHLJKWµ
&OHDQLQJ F\OLQGHU EORFN
 &OHDQ WKH F\OLQGHU EORFN WKRURXJKO\ SD\LQJ
VSHFLDO DWWHQWLRQ WR WKH YDULRXV RLO
SDVVDJHV
 &KHFN WKDW WKH RLO SDVVDJHV DUH QRW
EORFNHG
6HDOLQJ SOXJV
 $SSO\ /RFWLWH  WR WKH VHDOLQJ SOXJV )LW
WKH SOXJV DQG LI DSSOLFDEOH XVH QHZ VHDOLQJ
ULQJV
5HPRYDO H[SDQVLRQ SOXJV
 7DS WKH HGJH RI WKH H[SDQVLRQ SOXJ WR WLOW
WKH SOXJ 0DNH VXUH WKDW QR GDPDJH RFFXUV
 5HPRYH WKH H[SDQVLRQ SOXJ ZLWK D SDLU RI
SOLHUV
,QVWDOODWLRQ H[SDQVLRQ SOXJV
 $SSO\ /RFWLWH  WR WKH QHZ H[SDQVLRQ SOXJ
DQG WDS LW LQWR WKH F\OLQGHU EORFN XVLQJ D
ZHOOILWWLQJ GULYLQJ WRRO

 /HDYH WKH /RFWLWH WR KDUGHQ IRU DW OHDVW
 KRXU
 &KHFN IRU OHDNV

 
&</,1'(5 %/2&. $1' '5,9( 81,7
0DFKLQLQJ WKH F\OLQGHU EORFN 5* HQJLQH



 
&22/,1* 6<67(0
5* HQJLQH 6\VWHP GHVFULSWLRQ

 &22/,1* 6<67(0


 6<67(0 '(6&5,37,21

&RROLQJ V\VWHP GUDZLQJ


C
B
6 1 7 8 9 10
A

4 2
E

3
12 11

D
M2 00 673

$ 3LSH FRQQHFWLRQ IURP WKH KHDWHU


% 3LSH FRQQHFWLRQ WR WKH KHDWHU
& 3LSH FRQQHFWLRQ IURP WKH WKHUPRVWDW
' 3LSH FRQQHFWLRQ IURP WKH UDGLDWRU
( 3LSH FRQQHFWLRQ WR WKH UDGLDWRU LI HTXLSSHG
RU WR WKH WKHUPRVWDW KRXVLQJ

 &RRODQW SXPS
 5HWXUQ SLSH
 /XEULFDQW KHDW H[FKDQJHU
 6XSSO\ SLSH WR OXEULFDWLQJ RLO KHDW
H[FKDQJHU
 6XSSO\ SLSH WR WKH DLU FRPSUHVVRU
 $LU FRPSUHVVRU
 7HPSHUDWXUH VHQVRU IRU WKH WHPSHUDWXUH
JDXJH
 7HPSHUDWXUH VHQVRU IRU WKH HQJLQH
PDQDJHPHQW V\VWHP
 5HWXUQ SLSH IURP WKH WXUERFKDUJHU
 7XUERFKDUJHU

 6XSSO\ SLSH WR WKH WXUERFKDUJHU
 &RRODQW KHDGHU SLSH

 
&22/,1* 6<67(0
6\VWHP GHVFULSWLRQ 5* HQJLQH

*HQHUDO
7KH SULPDU\ WDVN RI WKH HQJLQH FRROLQJ V\VWHP LV
WR NHHS WKH HQJLQH WHPSHUDWXUH DW D FRQVWDQW
OHYHO LUUHVSHFWLYH RI FKDQJHV LQ HQJLQH ORDG
HQJLQH VSHHG DQG DPELHQW WHPSHUDWXUH 7KH
FRRODQWFRQWUROOHG WHPSHUDWXUH RI WKH HQJLQH LV
WKH WHPSHUDWXUH DW ZKLFK WKH HQJLQH RSHUDWHV
ZLWK PD[LPXP HIILFLHQF\ DQG PLQLPXP ZHDU
7R DFKLHYH FRQWUROOHG HQJLQH FRROLQJ WKH
DPRXQW RI FRRODQW IORZLQJ WR WKH UDGLDWRU LV
FRQWUROOHG E\ D WKHUPRVWDW
$LU EOHHG SLSHV KDYH EHHQ ILWWHG LQ WKH HQJLQH DW
VHYHUDO ORFDWLRQV VR WKH HQJLQH LWVHOI GRHV QRW
UHTXLUH EOHHGLQJ
2SHUDWLRQ FRROLQJ V\VWHP
7KH FRROLQJ V\VWHP FRQVLVWV RI D FRRODQW SXPS
D UDGLDWRU ZLWK D IDQ D KHDGHU WDQN D OXEULFDWLQJ
RLO KHDW H[FKDQJHU D WKHUPRVWDW DQG SLSHV 7KH
DLU FRPSUHVVRU F\OLQGHU KHDG DQG WXUERFKDUJHU
DUH DOVR LQFOXGHG LQ WKH FRROLQJ V\VWHP
)URP WKH GHOLYHU\ VLGH RI WKH FRRODQW SXPS 
WKH FRRODQW LV WKURXJK DQ RSHQLQJ DW WKH UHDU RI
WKH SXPS GLUHFWO\ WR WKH F\OLQGHU EORFN 7KH
FRRODQW SDVVHV WKURXJK WKH F\OLQGHU EORFN WR WKH
F\OLQGHU KHDGV
)URP WKH F\OLQGHU KHDGV WKH FRRODQW UHDFKHV
WKH FROOHFWRU SLSH   ,I QR UHWDUGHU LV
FRQQHFWHG WR WKH FRROLQJ V\VWHP D FRQQHFWLRQ
SLSH LV ILWWHG WR SLSH FRQQHFWLRQ (  ZKLFK
UHWXUQV WKH FRRODQW WR WKH VHSDUDWH WKHUPRVWDW
KRXVLQJ
,I D UHWDUGHU LV FRQQHFWHG WR WKH FRROLQJ V\VWHP
WKH FRQQHFWLRQ SLSH LV QRW ILWWHG DQG WKH FRRODQW
LV SDVVHG WR WKH UHWDUGHU YLD WKH SLSH FRQQHFWLRQ
(  )URP WKH UHWDUGHU WKH FRRODQW LV UHWXUQHG WR
WKH WKHUPRVWDW KRXVLQJ



 
&22/,1* 6<67(0
5* HQJLQH 6\VWHP GHVFULSWLRQ

)URP WKH WKHUPRVWDW KRXVLQJ WKH FRRODQW FDQ


SDVV YLD WKH E\SDVV SLSH WR SLSH FRQQHFWLRQ &
RI WKH FRRODQW SXPS  WR WKH WRS RI WKH UDGLDWRU
7KH WKHUPRVWDW PRXQWHG LQ WKH WKHUPRVWDW
KRXVLQJ  FRQWUROV WKH TXDQWLW\ RI FRRODQW
ZKLFK SDVVHV WR WKH FRRODQW SXPS  DQG WR WKH
UDGLDWRU 6HH ´7KHUPRVWDW RSHUDWLRQµ
7KH XQGHUVLGH RI WKH UDGLDWRU LV FRQQHFWHG WR WKH
SLSH FRQQHFWLRQ ' RI WKH UHWXUQ SLSH   ZKLFK
UHWXUQV WKH FRRODQW WR WKH FRRODQW SXPS  
7KH OXEULFDWLQJ RLO KHDW H[FKDQJHU  UHFHLYHV
WKH FRRODQW YLD WKH VXSSO\ SLSH  IURP WKH
F\OLQGHU EORFN
)URP WKH OXEULFDWLQJ RLO KHDW H[FKDQJHU   WKH
FRRODQW SDVVHV RXWVLGH WKH WKHUPRVWDW KRXVLQJ
DQG LV UHWXUQHG GLUHFWO\ WR WKH FRRODQW SXPS  
YLD WKH UHWXUQ SLSH  
7KH OXEULFDWLQJ RLO KHDW H[FKDQJHU  LV QRW RQO\
UHVSRQVLEOH IRU FRROLQJ WKH OXEULFDWLQJ RLO EXW
DOVR ZDUPLQJ WKH OXEULFDWLQJ RLO LQ WKH FDVH RI D
´FROGµ HQJLQH
)URP D SLSH   FRQQHFWHG WR WKH LQWHUQDO
SDVVDJH LQ WKH F\OLQGHU EORFN FRRODQW LV IHG WR
WKH F\OLQGHU KHDG RI WKH DLU FRPSUHVVRU  
7KLV GLVFKDUJH SLSH IURP WKH DLU FRPSUHVVRU LV
FRQQHFWHG WR UHWXUQ SLSH  RI WKH UDGLDWRU
7KH EHDULQJ KRXVLQJ RI WKH WXUERFKDUJHU  LV
DOVR FRROHG ZLWK WKH FRRODQW
7KH VXSSO\ SLSH  WR WKH WXUERFKDUJHU  LV
FRQQHFWHG WR DQ LQWHUQDO SDVVDJH LQ WKH F\OLQGHU
EORFN
7KH GLVFKDUJH SLSH  IURP WKH WXUERFKDUJHU
 LV DWWDFKHG WR WKH FRQQHFWRU SLSH  
7KH KHDWHU KHDWHG E\ WKH FRRODQW FDQ DOVR EH
FRQQHFWHG WR WKH FRROLQJ V\VWHP 7KH VXSSO\
SLSH WR WKLV KHDWHU LV FRQQHFWHG WR SLSH
FRQQHFWLRQ % DQG WKH GLVFKDUJH SLSH IURP WKH
KHDWHU LV FRQQHFWHG WR SLSH FRQQHFWLRQ $ %RWK
SLSH FRQQHFWLRQV DUH RQ WKH FRRODQW SXPS



 
&22/,1* 6<67(0
6\VWHP GHVFULSWLRQ 5* HQJLQH

%HFDXVH WKH FRRODQW H[SDQGV LQ YROXPH DV LW LV


KHDWHG D KHDGHU WDQN KDV EHHQ ILWWHG LQ WKH
FRROLQJ V\VWHP
,I WKH WHPSHUDWXUH RI WKH FRRODQW ULVHV FRRODQW
IORZV WR WKH KHDGHU WDQN ,I WKH WHPSHUDWXUH RI
WKH FRRODQW IDOOV FRRODQW IORZV EDFN IURP WKH
KHDGHU WDQN
7KH KHDGHU WDQN PXVW EH ILWWHG ZLWK D SUHVVXUH
FDS ZKLFK ERWK DHUDWHV DQG GHDHUDWHV WKH
FRROLQJ V\VWHP
7ZR WHPSHUDWXUH VHQVRUV KDYH EHHQ PRXQWHG
RQ WKH FROOHFWRU SLSH   7KH VHQVRU 
RSHUDWHV WKH FRRODQW WHPSHUDWXUH JDXJH LQ WKH
FDE DQG VHQVRU  LV SDUW RI WKH HQJLQH
PDQDJHPHQW V\VWHP



 
&22/,1* 6<67(0
5* HQJLQH 6\VWHP GHVFULSWLRQ

2SHUDWLRQ WKHUPRVWDW
7KH FRRODQW HQWHUV WKH WKHUPRVWDW KRXVLQJ YLD
WKH SLSH &  ,I FRRODQW VXEVHTXHQWO\ IORZV
WKURXJK WKH WKHUPRVWDW DQG GHSHQGLQJ RQ WKH
WHPSHUDWXUH RI WKH FRRODQW DQG WKH UHODWLYH
SRVLWLRQ RI WKH WKHUPRVWDWV WKHUH DUH
 SRVVLELOLWLHV
$ 7KH FRRODQW KDV QRW \HW UHDFKHG WKH
RSHQLQJ WHPSHUDWXUH RI WKH WKHUPRVWDW A
3LSH % WR WKH UDGLDWRU LV FRPSOHWHO\ FORVHG
7KH FRRODQW SDVVHV YLD E\SDVV FKDQQHO $
GLUHFWO\ WR WKH FRRODQW SXPS DQG WKH SXPS
RQFH DJDLQ SDVVHV WKH FRRODQW WR WKH
F\OLQGHU KHDG
B C
% 7KH FRRODQW KDV UHDFKHG WKH RSHQLQJ
WHPSHUDWXUH RI WKH WKHUPRVWDW
3LSH % WR WKH UDGLDWRU LV RSHQHG DQG E\SDVV
FKDQQHO $ LV SDUWLDOO\ FORVHG
&RRODQW LV QRZ SDVVHG YLD SLSH % WR WKH M200177
UDGLDWRU DQG YLD E\SDVV FKDQQHO $ GLUHFWO\
WR WKH FRRODQW SXPS
& 7KH WHPSHUDWXUH RI WKH FRRODQW KDV A
LQFUHDVHG IXUWKHU SLSH % WR WKH UDGLDWRU LV
IXOO\ RSHQHG DQG E\SDVV FKDQQHO $ LV IXOO\
FORVHG
7KH HQWLUH FRRODQW IORZ QRZ SDVVHV YLD SLSH B C
% WR WKH UDGLDWRU
1RWH
,Q WKH HYHQW RI H[FHVVLYH FRRODQW WHPSHUDWXUHV
\RX DUH QRW UHFRPPHQGHG WR UHPRYH WKH
WKHUPRVWDW DV DQ HPHUJHQF\ VROXWLRQ
,I WKHUH LV QR WKHUPRVWDW LQ WKH WKHUPRVWDW M200178

KRXVLQJ WKH E\SDVV FKDQQHO LV FRQVWDQWO\ IXOO\


RSHQHG 6LQFH WKH UHVLVWDQFH LQ WKH E\SDVV
FKDQQHO LV OHVV WKDQ LQ WKH UDGLDWRU WKH PDMRULW\ A
RI WKH FRRODQW ZLOO WUDYHO WKURXJK WKH E\SDVV
FKDQQHO XQFRROHG WR WKH FRRODQW SXPS $V D
FRQVHTXHQFH WKH WHPSHUDWXUH ZLOO PHUHO\
FRQWLQXH WR ULVH
B C

M200179


 
&22/,1* 6<67(0
'UDLQLQJ DQG ILOOLQJ FRROLQJ V\VWHP 5* HQJLQH

 '5$,1,1* $1' ),//,1* &22/,1* 6<67(0

&RRODQW
7KH FRROLQJ V\VWHP VKRXOG SUHIHUDEO\ EH ILOOHG
ZLWK D UHDG\PL[HG FRRODQW FRQWDLQLQJ
DQWLIUHH]H DQG FRUURVLRQLQKLELWLQJ DGGLWLYHV
,I PDLQV ZDWHU LV XVHG DQ DQWLIUHH]H DGGLWLYH
PXVW EH LQWURGXFHG LI WHPSHUDWXUHV IDOO EHORZ
E& SUHIHUDEO\ RQH EDVHG RQ HWK\OHQH JO\FRO
ZLWK DQWLFRUURVLRQ DGGLWLYHV
&RQVXOW WKH PDQXIDFWXUHU·V LQVWUXFWLRQV IRU WKH
FRUUHFW DQWLIUHH]H PL[LQJ UDWLR
7KH LOOXVWUDWLRQ RSSRVLWH VKRZV WKH ORZHULQJ RI
o
C 0

WKH IUHH]LQJ SRLQW DV D UHVXOW RI LQFUHDVLQJO\ KLJK -10


FRQFHQWUDWLRQV RI HWK\OHQH JO\FRO GLVVROYHG LQ -20
ZDWHU
-30
3UHIHUDEO\ XVH  HWK\OHQH JO\FRO VROXWLRQ
DQWLIUHH]H $W WKLV SHUFHQWDJH QRW RQO\ JRRG -40

IURVW SURWHFWLRQ EXW DOVR JRRG FRUURVLRQ -50


SURWHFWLRQ LV JXDUDQWHHG -60

,I WHPSHUDWXUHV QHYHU IDOO EHORZ E& LW LV -70

VXIILFLHQW WR DGG DQ DQWLFRUURVLRQ DJHQW WR WKH -80


FRRODQW 0
100
10
90
20
80
30
70
40
60
50
50
60
40
70
30
80
20
90
10
100 % Ethyleenglycol
0 H 2O

1RWH M2016

$OZD\V XVH RQO\ WKRVH FRRODQWV RU DQWLIUHH]H


DJHQWV ZKLFK PHHW '$) VSHFLILFDWLRQV
)RU IXUWKHU LQIRUPDWLRQ VHH WKH OXEULFDQW FRRODQW
DQG RLO VSHFLILFDWLRQV
&RRODQW LV D WR[LF VXEVWDQFH DQG
PXVW EH KDQGOHG ZLWK FDUH 3URWHFW
VNLQ DQG H\HV

&RRODQW LV KDUPIXO WR WKH


HQYLURQPHQW DIWHU XVH LW VKRXOG EH
SURFHVVHG DV LQGXVWULDO FKHPLFDO
ZDVWH

:KHQ WKH FRRODQW LV KRW WKH


SUHVVXUH LQ WKH FRROLQJ V\VWHP LV
YHU\ KLJK &DUHIXOO\ UHPRYH WKH ILOOHU
FDS WR UHOHDVH WKH RYHUSUHVVXUH



 
&22/,1* 6<67(0
5* HQJLQH 'UDLQLQJ DQG ILOOLQJ FRROLQJ V\VWHP

'UDLQLQJ
 ,I WKH FRRODQW LV FDSWXUHG LQ D FOHDQ
FRQWDLQHU DQG LV QRW FRQWDPLQDWHG LW PD\
EH UHXVHG
 ,I D FRRODQWKHDWHG KHDWHU LV FRQQHFWHG WR
WKH V\VWHP WXUQ WKH RSHUDWLQJ OHYHU RI WKH
KHDWHU WR ´PD[LPXPµ
 3RVLWLRQ VXLWDEOH FRQWDLQHUV EHQHDWK WKH
GUDLQ SRLQWV
 5HPRYH WKH ILOOHU FDS IURP WKH FRROLQJ
V\VWHP
 2SHQ WKH GUDLQ WDS $ RQ WKH UDGLDWRU
 5HPRYH WKH GUDLQ WDS $ IURP WKH F\OLQGHU
EORFN DQG GUDLQ WKH F\OLQGHU EORFN YLD WKLV
WDS
 5HPRYH WKH GUDLQ SOXJ & IURP WKH
OXEULFDWLQJ RLO KHDW H[FKDQJHU DQG GUDLQ WKH B
KHDW H[FKDQJHU YLD WKLV SOXJ
 ,I D UHWDUGHU LV FRQQHFWHG WR WKH FRROLQJ
V\VWHP WKH UHWDUGHU PXVW DOVR EH GUDLQHG
 )OXVK RXW WKH FRROLQJ V\VWHP A
 &ORVH WKH GUDLQ WDSV DQG UHLQVHUW WKH GUDLQ
SOXJ RQ WKH OXEULFDWLQJ RLO KHDW H[FKDQJHU
C M2105

XVLQJ D QHZ JDVNHW ULQJ



 
&22/,1* 6<67(0
'UDLQLQJ DQG ILOOLQJ FRROLQJ V\VWHP 5* HQJLQH

)LOOLQJ
 &KHFN WKDW WKH RSHUDWLQJ OHYHU RQ WKH KHDWHU
LV VWLOO RQ ´PD[LPXPµ
 )LOO WKH KHDGHU WDQN ZLWK WKH VSHFLILHG
FRRODQW DV IDU DV WKH PD[LPXP OHYHO PDUN
 5XQ WKH HQJLQH IRU D IHZ PLQXWHV DQG
FKHFN WKH FRRODQW OHYHO
 $V QHFHVVDU\ WRS XS ZLWK FRRODQW
1RWH
7R SUHYHQW GDPDJH WR WKH F\OLQGHU EORFN QR FROG
FRRODQW VKRXOG EH DGGHG LI WKH HQJLQH LV ZDUP
%OHHGLQJ
7R DXWRPDWLFDOO\ EOHHG WKH FRROLQJ V\VWHP DLU
EOHHG SLSHV DUH ILWWHG ZKLFK DUH OLQNHG WR WKH
KHDGHU WDQN
&KHFN WKDW WKHVH SLSHV DUH QRW NLQNHG



 
&22/,1* 6<67(0
5* HQJLQH 7HVWLQJ WKH FRROLQJ V\VWHP

 7(67,1* 7+( &22/,1* 6<67(0

 )LOO WKH KHDGHU WDQN WR WKH PD[LPXP OHYHO


 3RVLWLRQ D SUHVVXUHWHVWLQJ SXPS RQ WKH
FRQQHFWLRQ IRU WKH SUHVVXUHUHOLHI FDS
 3UHVVXUHWHVW WKH V\VWHP DW D SUHVVXUH RI
   EDU
7KH SUHVVXUH PXVW UHPDLQ FRQVWDQW IRU WHQ
PLQXWHV
 :KLOVW WKH V\VWHP LV XQGHU SUHVVXUH DQ
H[WHUQDO FKHFN VKRXOG EH FDUULHG RXW MAX
MIN
&RRODQW OHDNDJH
([WHUQDO OHDNV VKRXOG EH VRXJKW LQ
 )OH[LEOH FRRODQW SLSHV M2163
 &RRODQW SLSHV
 5DGLDWRU
 +HDGHU WDQN
 &RRODQW SXPS
 /HDN\ H[SDQVLRQ FDS RQ WKH F\OLQGHU EORFN
RU F\OLQGHU KHDG
 'HIHFWLYH OXEULFDWLQJ RLO KHDW H[FKDQJHU
 'HIHFWLYH SUHVVXUH FDS
 /HDN\ KHDWHU
 )DXOW\ KHDW H[FKDQJHU RQ WKH UHWDUGHU LI
DSSOLFDEOH
,QWHUQDO OHDNDJHV VKRXOG EH VRXJKW LQ
 'HIHFWLYH KHDG JDVNHW
 /HDN\ H[SDQVLRQ FDS RQ WKH F\OLQGHU EORFN
RU F\OLQGHU KHDG
 /HDN\ VHDOLQJ SOXJ ORFDWHG EHKLQG WKH VLGH
FRYHUV RI WKH HQJLQH
 7RUQ F\OLQGHU KHDG RU EORFN



 
&22/,1* 6<67(0
7HVWLQJ WKH FRROLQJ V\VWHP 5* HQJLQH

3HUPLVVLEOH FRRODQW SXPS OHDNDJH


7KH FRRODQW SXPS VKDIW LV VHDOHG ZLWK D XQLWLVHG
RLO VHDO
)RU FRUUHFW IXQFWLRQLQJ WKLV RLO VHDO PXVW XVH D
VPDOO TXDQWLW\ RI FRRODQW
$V D UHVXOW RI WKLV FRRODQW FRQVXPSWLRQ D OHDN
WUDLO PD\ DSSHDU EHQHDWK WKH FRRODQW OHDNRII
KROH ZKLFK DIWHU HYDSRUDWLRQ OHDYHV D ZKLWH
GHSRVLW
7KH DPRXQW RI FRRODQW OHDNLQJ RXW GHSHQGV RQ
WKH XVH WR ZKLFK WKH YHKLFOH LV SXW )UHTXHQW
VWRSSLQJ DQG VWDUWLQJ PD\ OHDG WR LQFUHDVHG
OHDNDJH
,Q VXFK D FDVH WKH FRRODQW SXPS QHHG QRW EH
UHSODFHG LI HYHU\ QRZ DQG WKHQ D IHZ GURSV RI
FRRODQW DUH GLVFKDUJHG WKURXJK WKH OHDNRII KROH
RU LI D ZKLWH GHSRVLW LV YLVLEOH EHQHDWK WKH KROH



 
&22/,1* 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ
DQG WKHUPRVWDW
 5(029$/ $1' ,167$//$7,21 &2//(&725 3,3( 7+(50267$7
+286,1* $1' 7+(50267$7

5HPRYDO FROOHFWRU SLSH


 3DUWLDOO\ GUDLQ WKH FRRODQW
 5HPRYH WKH LJQLWLRQ FRLOV
1RWH
5HPRYDOLQVWDOODWLRQ RI WKH LJQLWLRQ FRLO KROGHU
ZLWK WKH WKUHH LJQLWLRQ FRLOV DV D FRPSOHWH XQLW LV
QRW SHUPLWWHG 'XULQJ ILWWLQJ WKHUH LV D FKDQFH
WKDW WKH VSDUN SOXJ FDSV FDQ EH ILWWHG QH[W WR WKH
VSDUN SOXJV
 5HPRYH WKH ZLULQJ IURP WKH FRRODQW
WHPSHUDWXUH VHQVRUV
 5HPRYH WKH IOH[LEOH SLSHV DQG SLSHV IURP
WKH FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ 
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH
FROOHFWRU SLSH DQG WDNH WKH FROOHFWRU SLSH
DQG WKHUPRVWDW KRXVLQJ IURP WKH F\OLQGHU
KHDGV
 ,I QHFHVVDU\ UHPRYH WKH WZR SLSH VHFWLRQV
IURP RQH DQRWKHU
 ,I QHFHVVDU\ UHPRYH WKH WKHUPRVWDW
KRXVLQJ IURP WKH IURQW SLSH VHFWLRQ
,QVWDOODWLRQ FROOHFWRU SLSH
 5HPRYH WKH UHPDLQLQJ JDVNHW SDUWV FOHDQ
WKH VHDOLQJ IDFHV DQG FKHFN WKHP IRU
GDPDJH
 %HIRUH LQVWDOOLQJ WKH FROOHFWRU SLSH FKHFN
WKH FRQGLWLRQ RI WKH IOH[LEOH FRRODQW SLSHV
DQG IOH[LEOH SLSH FODPSV ,I LQ GRXEW UHSODFH
ERWK
&OHDQ WKH LQVLGH RI WKH IOH[LEOH FRRODQW SLSHV
ZKHUH WKH\ PHHW D SLSH RU IODQJH $OVR
FOHDQ WKH VHDOLQJ IDFH RI WKH SLSH RU IODQJH
$SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS



 
&22/,1* 6<67(0
5HPRYDO DQG LQVWDOODWLRQ FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ 5* HQJLQH
DQG WKHUPRVWDW
 ,I DSSOLFDEOH ILW WKH WKHUPRVWDW KRXVLQJ RQ
WKH FROOHFWRU SLSH XVLQJ D QHZ 2ULQJ
 )LW WKH FROOHFWRU SLSH RQ WKH F\OLQGHU KHDGV
XVLQJ QHZ JDVNHWV
 5HSODFH WKH VHDOLQJ ULQJV DQG FRQQHFW WKH
SLSHV DQG IOH[LEOH SLSHV 7LJKWHQ WKH IOH[LEOH
SLSH FODPSV
 )LW WKH ZLULQJ RI WKH FRRODQW WHPSHUDWXUH
VHQVRUV
 ,QVWDOO WKH LJQLWLRQ FRLOV (QVXUH WKDW WKH
VSDUN SOXJ FRYHUV VOLGH RYHU WKH VSDUN
SOXJV DQG DUH QRW PRXQWHG DGMDFHQW
 7KRURXJKO\ VHDO WKH VSDUN SOXJ KROH ZLWK WKH
VHDOLQJ UXEEHUV
 )LOO WKH FRROLQJ V\VWHP
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
RQFH DJDLQ WLJKWHQ WKH IOH[LEOH SLSH FODPSV
FKHFN IRU OHDNV DQG FKHFN WKH FRRODQW OHYHO
7KHUPRVWDW DQG WKHUPRVWDW KRXVLQJ
([FHVVLYHO\ KLJK FRRODQW WHPSHUDWXUHV DUH RIWHQ
EODPHG RQ D GHIHFWLYH WKHUPRVWDW EXW WKLV LV DQ
XQFRPPRQ RFFXUUHQFH
%HIRUH WKH WKHUPRVWDW LV UHSODFHG ILUVW FKHFN WKH
FRROLQJ V\VWHP
5HPRYDO WKHUPRVWDW DQG WKHUPRVWDW
KRXVLQJ
 3DUWLDOO\ GUDLQ WKH FRRODQW
 5HPRYH WKH WKHUPRVWDW KRXVLQJ
 7DNH WKH WKHUPRVWDW RXW RI WKH WKHUPRVWDW
KRXVLQJ
 ,I QHFHVVDU\ UHPRYH WKH RLO VHDO IURP WKH
KRXVLQJ $YRLG GDPDJLQJ WKH KRXVLQJ
 ,I QHFHVVDU\ UHPRYH WKH WKHUPRVWDW VHDW
IURP WKH KRXVLQJ



 
&22/,1* 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ
DQG WKHUPRVWDW
,QVSHFWLRQ WKHUPRVWDW KRXVLQJ DQG
WKHUPRVWDW
 &KHFN WKH RLO VHDO LQ WKH WKHUPRVWDW
KRXVLQJ ,I WKH UXEEHU VHDOLQJ OLS LV
GDPDJHG RU LI WKHUH DUH FOHDU WUDFHV RI
OHDNDJH RQ WKH RLO VHDO WKH VHDO PXVW EH
UHSODFHG
 &KHFN ZKHWKHU WKH WKHUPRVWDW LV IXOO\
FORVHG
 3ODFH WKH WKHUPRVWDW LQ D FRQWDLQHU ILOOHG
ZLWK ZDWHU
 3ODFH D WKHUPRPHWHU LQ WKH FRQWDLQHU DQG
KHDW WKH ZDWHU &KHFN WKH WHPSHUDWXUH DW
ZKLFK WKH WKHUPRVWDW RSHQV DQG ZKHWKHU LW
RSHQV IXOO\ 6HH WKH WHFKQLFDO GDWD
,QVWDOODWLRQ WKHUPRVWDW KRXVLQJ DQG
WKHUPRVWDW
 &OHDQ WKH WKHUPRVWDW
 &OHDQ WKH VHDOLQJ IDFHV RI WKH WKHUPRVWDW
KRXVLQJ
 ,I QHFHVVDU\ IRUFH D QHZ WKHUPRVWDW VHDW
LQWR WKH KRXVLQJ $SSO\ /RFWLWH  WR WKH
FRQWDFW VXUIDFHV RI ERWK SDUWV
 ,I QHFHVVDU\ IRUFH D QHZ RLO VHDO LQWR WKH
KRXVLQJ
)LW WKH RLO VHDO VR WKDW WKH RSHQ VLGH IDFHV
LQZDUGV WKH VWHHO RXWHU ULP UHPDLQV YLVLEOH 
7KH RLO VHDO PXVW EH ILWWHG XVLQJ VSHFLDO WRRO A
$ VHH ´6SHFLDO WRROVµ  WR SUHYHQW D
VHULRXV ULVN RI OHDNDJH RU MDPPLQJ LQ WKH
WKHUPRVWDW
 3ODFH WKH WKHUPRVWDW LQ WKH KRXVLQJ DQG
FKHFN WKDW LW GRHV QRW EHFRPH MDPPHG
 &KHFN WKH FRQGLWLRQ RI WKH IOH[LEOH FRRODQW
SLSHV DQG SLSH FODPSV ,I LQ GRXEW UHSODFH
&OHDQ WKH LQVLGH RI WKH IOH[LEOH FRRODQW SLSHV
ZKHUH WKH\ PHHW D SLSH RU IODQJH $OVR
FOHDQ WKH VHDOLQJ IDFH RI WKH SLSH RU IODQJH M2 00 060


$SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS

 
&22/,1* 6<67(0
5HPRYDO DQG LQVWDOODWLRQ FROOHFWRU SLSH WKHUPRVWDW KRXVLQJ 5* HQJLQH
DQG WKHUPRVWDW
 )LW WKH IOH[LEOH SLSHV DQG WLJKWHQ WKH IOH[LEOH
SLSH FODPSV
 )LOO WKH FRROLQJ V\VWHP
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
RQFH DJDLQ WLJKWHQ WKH IOH[LEOH SLSH FODPSV
FKHFN IRU OHDNV DQG FKHFN WKH FRRODQW OHYHO
 0DNH D WHVW UXQ DQG FKHFN WKH RSHUDWLRQ RI
WKH FRROLQJ V\VWHP



 
&22/,1* 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ FRRODQW SXPS

 5(029$/ $1' ,167$//$7,21 &22/$17 3803

5HPRYDO FRRODQW SXPS


 'UDLQ WKH FRRODQW
 5HPRYH WKH 9EHOW V 
 5HPRYH WKH IOH[LEOH FRRODQW SLSHV IURP WKH
SXPS
 5HPRYH WKH DWWDFKPHQW EROWV DQG UHPRYH
WKH SXPS IURP WKH HQJLQH
,QVWDOODWLRQ FRRODQW SXPS
 5HPRYH DQ\ UHPDLQLQJ JDVNHW SLHFHV DQG
FOHDQ WKH VHDOLQJ IDFHV
 &HQWUH WKH JDVNHW ZKHQ LQVWDOOLQJ WKH SXPS
E\ LQVHUWLQJ WKUHDGHG VWXGV DOOURXQG
 ,QVWDOO WKH SXPS XVLQJ D QHZ JDVNHW $YRLG
GDPDJLQJ WKH JDVNHW
 $SSO\ /RFWLWH  WR WKH DWWDFKPHQW EROWV
DQG LQVHUW WKH EROWV
 5HPRYH WKH WKUHDGHG VWXGV XVHG IRU
FHQWULQJ WKH SXPS DQG UHSODFH WKHP ZLWK
DWWDFKPHQW EROWV
 7LJKWHQ WKH DWWDFKPHQW EROWV LQ D FURVVZLVH
VHTXHQFH WR WKH VSHFLILHG WRUTXH
 &KHFN WKH FRQGLWLRQ RI WKH IOH[LEOH FRRODQW
SLSHV DQG SLSH FODPSV ,I LQ GRXEW UHSODFH
&OHDQ WKH LQVLGH RI WKH IOH[LEOH FRRODQW
SLSHV ZKHUH WKH\ PHHW D SLSH RU IODQJH
$OVR FOHDQ WKH VHDOLQJ IDFH RI WKH
FRQQHFWLRQ
$SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS



 
&22/,1* 6<67(0
5HPRYDO DQG LQVWDOODWLRQ FRRODQW SXPS 5* HQJLQH

 )LW WKH IOH[LEOH FRRODQW SLSHV DQG WLJKWHQ WKH


IOH[LEOH SLSH FODPSV
 ,QVWDOO WKH 9EHOWV DQG DGMXVW WKH 9EHOW
WHQVLRQ
 )LOO WKH FRROLQJ V\VWHP
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
RQFH DJDLQ WLJKWHQ WKH IOH[LEOH SLSH FODPSV
FKHFN IRU OHDNV DQG FKHFN WKH FRRODQW OHYHO



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH :DUQLQJV

 )8(/ $1' ,*1,7,21 6<67(0


 :$51,1*6

 /3* LV DQ H[WUHPHO\ IODPPDEOH JDV ZKLFK


LV KLJKO\ H[SORVLYH LQ WKH FRUUHFW JDV WR DLU
PL[
6PRNLQJ QDNHG IODPHV DQG LWHPV ZKLFK
FDQ FDXVH VSDUNV DUH H[SUHVVO\ IRUELGGHQ
GXULQJ UHIXHOOLQJ
 'R QRW XVH DQ\ WRROV ZKLFK FRXOG FDXVH
VSDUNV VXFK DV ZKHQ XVLQJ HOHFWULFDO WRROV
VWHHO KDPPHUV FKLVHOV HWF
$OVR ZKHQ XVLQJ WRROV GULYHQ E\
FRPSUHVVHG DLU D VSDUN FRXOG EH FUHDWHG
IRU H[DPSOH E\ D FDS VOLGLQJ RQ D EROW KHDG
 :RUN PXVW EH FDUULHG RXW LQ D
ZHOOYHQWLODWHG DUHD 7KH H[WUDFWLRQ V\VWHP
PXVW EH RI DQ H[SORVLRQSURRI YHUVLRQ
([WUDFWLRQ VKRXOG EH FDUULHG RXW MXVW DERYH
IORRU OHYHO EHFDXVH /3* LV KHDYLHU WKDQ DLU
 (VFDSLQJ OLTXLG JDV LPPHGLDWHO\
HYDSRUDWHV EHFDXVH WKH OLTXLG JDV KDV D
ORZ ERLOLQJ SRLQW
'XULQJ HYDSRUDWLRQ WKH OLTXLG JDV
ZLWKGUDZV FRQVLGHUDEOH KHDW IURP WKH
DPELHQW DLU
,I OLTXLG JDV FRPHV LQWR FRQWDFW ZLWK WKH
VNLQ WKH VNLQ ZLOO EH IUR]HQ ZKLFK FDQ
FDXVH VHULRXV LQMXULHV
$OZD\V ZHDU SURWHFWLYH JORYHV DQG VDIHW\
JRJJOHV ZKHQ UHPRYLQJ SUHVVXULVHG SLSHV
 5HPHPEHU HYHQ ZKHQ WKH HQJLQH LV
VWDWLRQDU\ WKHUH LV VWLOO OLTXLG JDV LQ WKH IXHO
SLSHV



 
)8(/ $1' ,*1,7,21 6<67(0
:DUQLQJV 5* HQJLQH

 $GGLWLRQDO VDIHW\ SUHFDXWLRQV IRU ZRUNLQJ RQ


WKH JDV WDQN
 +DYH D VSHFLDOLVW FRPSDQ\ FRPSOHWHO\
HPSW\ WKH WDQN RI JDV
 3ODFH WKH QR]]OH RI WKH H[WUDFWLRQ
V\VWHP DERYH WKH SDUW WR EH UHPRYHG
 )LUVW UHPRYH WKH WDQN FRQWHQW JDXJH
EHIRUH UHPRYLQJ RWKHU SDUWV RI WKH WDQN
,I WKH WDQN LV QRW FRPSOHWHO\ JDVIUHH
WKLV SUHYHQWV D EXLOGXS RI SUHVVXUH LQ
WKH WDQN
 &KHFN WKH ILWWHG SDUW IRU DQ\ OHDNV
 1HYHU UHPRYH DQ LJQLWLRQ FRLO IURP D
UXQQLQJ HQJLQH DV WKH UHVXOWLQJ KLJK
YROWDJH FDQ FDXVH ERGLO\ LQMXU\
1RWH
:RUN DV FOHDQO\ DV SRVVLEOH ,I GLUW GRHV HQWHU
WKH V\VWHP LW PD\ OHDG WR V\VWHP HUURUV



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

 *(1(5$/

/3* )8(/
7KH IROORZLQJ LV D VKRUW GHVFULSWLRQ RI /3* IXHO
 /3* VWDQGV IRU /LTXHILHG 3HWUROHXP *DV
 /3* LV D PL[WXUH RI K\GURFDUERQ
FRPSRXQGV WKDW DUH D JDV DW QRUPDO URRP
WHPSHUDWXUH DQG DWPRVSKHULF SUHVVXUH
7KLV JDV FDQ EH OLTXHILHG E\ DSSO\LQJ D
UHODWLYHO\ ORZ SUHVVXUH
 /3* LV OHDG IUHH 7KHUHIRUH WKH JDVHV WKDW
UHVXOW IURP WKH IXHO EHLQJ EXUQW DUH VXLWDEOH
IRU FDWDO\WLF ILQDO SURFHVVLQJ
 /3* PD\ FRQVLVW HQWLUHO\ RI SURSDQH JDV RU
RI D PL[WXUH RI SURSDQH DQG EXWDQH JDV
7KLV GHSHQGV RQ WKH FRXQWU\ LQ ZKLFK WKH
/3* LV REWDLQHG
,Q WKH WDEOH VKRZQ EHORZ D FRPSDULVRQ LV PDGH
EHWZHHQ /3* ZKLFK FRQVLVWV RI D PL[WXUH RI
 SURSDQH DQG  EXWDQH DQG GLHVHO RLO

3URSHUWLHV 'LHVHO RLO /3* 


6SHFLILF PDVV DW E&  NJO  NJO
%RLOLQJ SRLQW  EDU    E&
&DORULILF YDOXH  0-NJ  0-NJ
,QMHFWLRQ WHPSHUDWXUH E& E&
&RPEXVWLRQ DLU UHTXLUHG IRU  NJ RI IXHO  NJ  NJ



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

$W URRP WHPSHUDWXUH DQG DWPRVSKHULF SUHVVXUH


/3* LV D JDV
%\ UHGXFLQJ WKH WHPSHUDWXUH RU LQFUHDVLQJ WKH
SUHVVXUH /3* EHFRPHV D OLTXLG
,I WKH WDQN LV ILOOHG ZLWK /3* WKLV ZLOO EH
VXEMHFWHG WR D VSHFLILF SUHVVXUH 7KLV SUHVVXUH
LV HQWLUHO\ GHSHQGHQW RQ WKH WHPSHUDWXUH DQG
FRPSRVLWLRQ RI WKH /3* DQG QRW WKH IOXLG OHYHO
$Q DOPRVW HPSW\ WDQN WKHUHIRUH KDV WKH VDPH
SUHVVXUH DV D WDQN ZKLFK LV DOPRVW IXOO
7KH YDSRXU SUHVVXUH JUDSK VKRZV WKH SUHVVXUH
LQ WKH WDQN WR D UHDVRQDEOH GHJUHH RI DFFXUDF\

P(bar)
20
15
10

0,5

0,2

0,1

0,05

0,02 A B C D E

0,01
°C
-45 -40 -35 -30 -25 -20 -15 -10 -5 0 5 10 15 20 25 30 35 40 45 50

M2 00 317

$  SURSDQH
%  SURSDQH DQG  EXWDQH
&  SURSDQH DQG  EXWDQH
'  SURSDQH DQG  EXWDQH
(  EXWDQH

7KH JUDSK DOVR VKRZV ZK\ LQ FRXQWULHV LQ ZKLFK


/3* FRPSULVHV D PL[WXUH RI SURSDQH DQG
EXWDQH WKH PL[WXUH UDWLR LV GLIIHUHQW LQ VXPPHU
WKDQ LQ ZLQWHU 6HH WKH WDEOH EHORZ
,Q ZLQWHU PRUH SURSDQH LV DGGHG WR WKH /3*
EHFDXVH WKH ERLOLQJ SRLQW RI EXWDQH LV FORVH WR

 E& DQG WKH ERLOLQJ SRLQW RI SURSDQH DURXQG


E&

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

1RWH
6HH WKH ´)XHO DQG OXEULFDQW VSHFLILFDWLRQVµ IRU
WKH SHUPLWWHG SURSDQHEXWDQH PL[WXUH IRU /3* LQ
'$) /3* HQJLQHV
7KH /3* PXVW FRQVLVW RI D VSHFLILF TXDQWLW\ RI
SURSDQH LQ FRQQHFWLRQ ZLWK WKH HQJLQH SLQNLQJ
OLPLW
,QMHFWLQJ OLTXLG /3* RYHUFRPHV WKH LQIOXHQFH RI
WKH FKDQJH LQ /3* PL[ DV WKH GHQVLWLHV RI
SURSDQH DQG EXWDQH LQ WKH OLTXLG VWDWH DUH
DSSUR[LPDWHO\ WKH VDPH
7KH DGYDQWDJHV RI /3*
7KH DGYDQWDJHV RI /3* RYHU GLHVHO DUH PDLQO\
WR EH IRXQG LQ WKH HQYLURQPHQWDO DUHD
 /RZ H[KDXVW HPLVVLRQV DUH SRVVLEOH
 1R VPRNH LV SURGXFHG ZKHQ DFFHOHUDWLQJ
 7KH FKDUDFWHULVWLF REMHFWLRQDEOH GLHVHO VPHOO
LV DEVHQW
 7KH /3* HQJLQH SURGXFHV DSSUHFLDEO\ OHVV
QRLVH WKDQ WKH GLHVHO YHUVLRQ
 /3* LV FKHDS EHFDXVH LW LV D ZDVWH SURGXFW
ZKLFK UHVXOWV IURP WKH H[WUDFWLRQ DQG
UHILQLQJ RI SHWUROHXP
7KH DGYDQWDJHV RI PHWHULQJ D OLTXLG DV
RSSRVHG WR PHWHULQJ D YDSRXU
9DSRXU FDQQRW EH DFFXUDWHO\ PHWHUHG ZLWK
UHVSHFW WR WLPH WKLV KDV WR GR ZLWK WKH YROXPH
7KH FKDUJH UDWLR RI WKH F\OLQGHU LV DGYHUVHO\
DIIHFWHG ZKHQ YDSRXU LV PHWHUHG DV WKH YROXPH
RI YDSRXU IRUPV DQ REVWUXFWLRQ WR WKH LQIORZLQJ
DLU
7LPH FRQWUROOHG LQMHFWLRQ RI OLTXHILHG JDV PDNHV
LW SRVVLEOH WR DIIHFW WKH PL[WXUH IRU HDFK F\OLQGHU
$W WKH VDPH WLPH D KLJKHU FKDUJH UDWLR FDQ EH
REWDLQHG E\ LQMHFWLQJ OLTXHILHG JDV
7KLV LV EHFDXVH WKH OLTXHILHG /3* H[WUDFWV KHDW
IURP WKH LQIORZLQJ DLU DV LW HYDSRUDWHV WKLV FRROV
LW
0HWHULQJ OLTXHILHG /3* LV DFWXDOO\ WHFKQLFDOO\
PRUH GLIILFXOW WKDQ PHWHULQJ YDSRXU EHFDXVH DW
URRP WHPSHUDWXUH DQG DWPRVSKHULF SUHVVXUH
/3* LV D YDSRXU



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

'(6&5,37,21 2) )8(/ 6<67(0


'LDJUDP

1 2 6

7 8

EGAS EMS 9
3 4 5
Vin/2

12 24V
10
11 13

15

14 16

17
18

19

20
24

21 22
23

25
32
 26 31
34
27
28 35
30 36

29 33

M2 00 891

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

 *DV WDQN
 (OHFWURQLFV IRU WKH SXPS PRWRU
 )XHO SXPS
 (OHFWURPDJQHWLF GLVFKDUJH YDOYH
 5HWXUQ SLSH ZLWK QRQUHWXUQ YDOYH
 )LOWHU
 (*$6 XQLW
 (06 XQLW
 9ROWDJH VSOLWWHU
 3UHVVXUH UHJXODWRU LQ FRQQHFWLRQ XQLW
 )XHO SUHVVXUH VHQVRU
 6ROHQRLG YDOYH
 &RQQHFWLRQ XQLW
 ,QWHUFRROHU
 ,GOLQJ VSHHG FRQWURO YDOYH
 7KURWWOH
 ,QOHW PDQLIROG DLU WHPSHUDWXUH VHQVRU
 3UHVVXUH OLPLWLQJ YDOYH
 $LU ILOWHU
 3RZHU XQLW IRU WKH LQMHFWRUV GULYHU PRGXOH
 7XUERFKDUJHU
 ,JQLWLRQ FRLO
 ,QMHFWRU
 ,QOHW 0DQLIROG $EVROXWH 3UHVVXUH VHQVRU
0$3 VHQVRU
 $LU VXSSO\  FLUFXLW DLU SUHVVXUH V\VWHP
 6ROHQRLG YDOYH
 5HGXFWLRQ YDOYH
 5HGXFWLRQ YDOYH
 &KDUJLQJ SUHVVXUH FRQWURO YDOYH
 $LU F\OLQGHU IRU WKH ´ZDVWH JDWHµ
 ´:DVWH JDWHµ RQ WXUERFKDUJHU
 /DPEGD VHQVRU
 &DWDO\WLF FRQYHUWHU
 &RRODQW WHPSHUDWXUH VHQVRU IRU XVH
E\ WKH IXHO V\VWHP
 6HQVRU ULQJ JHDU
 (OHFWURPDJQHWLF FUDQNVKDIW VSHHGSRVLWLRQ
VHQVRU

*HQHUDO
$ PXOWLSRLQW /3* IXHO V\VWHP DQG DQ LJQLWLRQ
V\VWHP KDYH EHHQ ILWWHG WR WKH /3* HQJLQH %RWK
V\VWHPV XVH WKH VDPH VHQVRUV DQG DUH
FRQWUROOHG E\ WKH (06 HOHFWURQLF (QJLQH
0DQDJHPHQW 6\VWHP 
7KH IXHO V\VWHP LQMHFWV OLTXHILHG JDV GLUHFWO\ LQWR
WKH LQOHW SRUW RI HDFK F\OLQGHU
,Q WKH LQWDNH SRUW WKH OLTXLG /3* HYDSRUDWHV DQG
PL[HV ZLWK WKH DLU 7KH LJQLWLRQ V\VWHP LJQLWHV
WKH PL[WXUH LQ WKH F\OLQGHU 

 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

,Q WKH H[KDXVW V\VWHP WKHUH LV D FDWDO\WLF


FRQYHUWHU WR FOHDQ WKH H[KDXVW JDVHV
7KH WKURWWOH FRQWURO LV UHJXODWHG E\ DQ
HOHFWURQLFDOO\ FRQWUROOHG WKURWWOH YDOYH $Q
HOHFWURQLFDOO\ DFWLYDWHG FRQWURO YDOYH IRU LGOLQJ
VSHHG LV ILWWHG SDUDOOHO WR WKH WKURWWOH YDOYH
7KH WKURWWOH FRQWURO DQG PD[LPXP VSHHG DUH
FRQWUROOHG E\ WKH (*$6 V\VWHP DQG WKH LGOLQJ
VSHHG LV FRQWUROOHG E\ WKH (06
7KH HQJLQH PDQDJHPHQW V\VWHP DQG WKH
(*$6  V\VWHPV FRQWLQXDOO\ FRPPXQLFDWH ZLWK
HDFK RWKHU
7ZR VDIHW\ XQLWV DUH ILWWHG
 7KH HQJLQH UXQQLQJ VDIHW\ XQLW LV D OHJDOO\
VSHFLILHG VDIHW\ XQLW WKDW VKXWV RII WKH IXHO
VXSSO\ ZKHQ WKH HQJLQH LV QRW UXQQLQJ
 7KH HPHUJHQF\ UXQQLQJ V\VWHP OLPLWV WKH
HQJLQH FDSDFLW\ DQG VSHHG LQ WKH HYHQW RI D
VHULRXV HQJLQH IDLOXUH
1RWH
,Q DGGLWLRQ WR WKH WZR VDIHW\ XQLWV PHQWLRQHG
DERYH WKH (*$6 V\VWHP DOVR KDV DQRWKHU
VDIHW\ XQLW 7KLV LV GHVFULEHG LQ WKH ´(*$6µ
V\VWHPV PDQXDO
,W LV SRVVLEOH WR UHDG RXW DQ\ HUURUV ZLWK D
GLDJQRVWLFV SURJUDP DQG WR YLHZ WKH FXUUHQW
HQJLQH GDWD &RQVXOW WKH ´'$) **5* /3*
HQJLQHV NGLDJQRVWLFV SURJUDPµ PDQXDO IRU WKH
GHVFULSWLRQ RI WKH GLDJQRVWLFV SURJUDP



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

)XHO V\VWHP
1

2 3 4

5 6 7
8 9 10

M2 00 593

7R DOORZ WKH /3* WR EH LQMHFWHG LQ OLTXHILHG IRUP


D FHUWDLQ V\VWHP SUHVVXUH LV UHTXLUHG
7KH IXHO SXPS  WKDW PDQDJHV WKH V\VWHP
SUHVVXUH LV IRXQG LQ WKH IXHO WDQN DQG VXSSOLHV
DQ H[FHVV RI OLTXLG /3* WR WKH FRQQHFWLRQ XQLW
 YLD DQ HOHFWURPDJQHWLF GLVFKDUJH YDOYH 
DQG D ILOWHU   7KH ILOWHU  LV DWWDFKHG WR WKH
ILOWHU KROGHU  
9LD DQ HOHFWURPDJQHWLF YDOYH   ORFDWHG LQ WKH
FRQQHFWLRQ XQLW   WKH OLTXLG JDV IORZV WR WKH
LQMHFWRU KROGHU LQ ZKLFK WKHUH DUH WKUHH LQMHFWRUV
 FRQQHFWHG LQ VHULHV
7KH LQMHFWLRQ WLPLQJ DQG WKH DPRXQW RI IXHO
LQMHFWHG LQ HDFK LQOHW VWURNH DUH GHWHUPLQHG E\

WKH HQJLQH PDQDJHPHQW XQLW

 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

7KH XQXVHG OLTXLG JDV WKHQ IORZV IURP WKH


LQMHFWRU KROGHU EDFN WR WKH FRQQHFWLRQ XQLW  
7KH SUHVVXUH UHJXODWRU  LV ILWWHG LQ WKH UHWXUQ
VHFWLRQ RI WKH FRQQHFWLRQ XQLW   7KH
PHFKDQLFDO SUHVVXUH UHJXODWRU  UHJXODWHV WKH
OLTXLG SUHVVXUH WR  EDU DERYH WKH /3* SUHVVXUH
WKDW LV SUHVHQW LQ WKH IXHO WDQN 7KH DGMXVWHG
SUHVVXUH YDULHV GHSHQGLQJ RQ WKH SUHVVXUH LQ
WKH IXHO WDQN EHWZHHQ  DQG  EDU
,Q WKH FRQQHFWLRQ XQLW   WKHUH LV DOVR D
SUHVVXUH VHQVRU  WKDW QRWLILHV WKH HQJLQH
PDQDJHPHQW V\VWHP RI WKH IXHO SUHVVXUH
)URP WKH FRQQHFWLRQ XQLW  WKH OLTXLG /3*
IORZV EDFN WR WKH IXHO WDQN
9LD D UHWXUQ YDOYH  ILWWHG LQ WKH WDQN WKH
UHWXUQ SLSH GLVFKDUJHV LQWR WKH VXSSO\ FKDPEHU
RI WKH IXHO SXPS  
7KH GLIIHUHQW FRPSRQHQWV RI WKH IXHO V\VWHP DUH
FRQQHFWHG WRJHWKHU XVLQJ SODVWLF IXHO SLSHV
%\ FLUFXODWLQJ WKH OLTXHILHG JDV XQGHU SUHVVXUH
KHDWLQJ DQG WKH YDSRXU IRUPDWLRQ WKDW FRPHV
ZLWK LW LV DYRLGHG
7KHUH DUH WZR LGHQWLFDO IXHO V\VWHPV ILWWHG WR WKH
HQJLQH (DFK RQH LV LQGHSHQGHQW DQG VXSSOLHV
WKUHH LQMHFWRUV ZLWK IXHO (DFK F\OLQGHU LV
VXSSOLHG ZLWK IXHO E\ RQH LQMHFWRU
2QH V\VWHP VXSSOLHV JDV WR F\OLQGHUV   DQG 
ZKLOH WKH RWKHU V\VWHP VXSSOLHV
F\OLQGHUV   DQG 

6 5 4 3 2 1

M2 00 586

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

1RWH
%RWK IXHO V\VWHPV KDYH RQH SUHVVXUH VHQVRU
%RWK SUHVVXUH VHQVRUV KDYH EHHQ FRQQHFWHG WR
WKH HQJLQH PDQDJHPHQW V\VWHP VLQFH SURJUDP
YHUVLRQ (
(DUOLHU YHUVLRQV RI WKH SURJUDP KDYH RQO\ RQH RI
WKH WZR SUHVVXUH VHQVRUV
1R SUHVVXUH VHQVRU LV ILWWHG LQ WKH RWKHU
FRQQHFWLRQ XQLW EHFDXVH LW LV DVVXPHG WKDW WKH
SUHVVXUH LQ WKH IXHO WDQNV LV HTXDO
3RZHU VXSSO\ YROWDJH
7KH V\VWHP LV VXSSOLHG ZLWK  9 IURP WKH
YHKLFOH·V SRZHU VXSSO\ 7KHUH DUH DOVR D QXPEHU
RI FRPSRQHQWV WKDW UHTXLUH D  9 VXSSO\ DQG
VRPH VHQVRUV WKDW UHTXLUH  9
$ FRQYHUWHU DQG D YROWDJH VSOLWWHU DUH ILWWHG LQ WKH
V\VWHP WR VXSSO\  9 SRZHU
7KH FRQYHUWHU VXSSOLHV D  9 RXWSXW DQG WKH
YROWDJH VSOLWWHU VXSSOLHV KDOI RI WKH LQFRPLQJ
SRZHU VXSSO\ YROWDJH
7KH YROWDJH VSOLWWHU IHHGV WKH IROORZLQJ
FRPSRQHQWV
 (06 XQLW
 &UXLVHFRQWURO VZLWFKRII UHOD\ LQ FDVH RI
HQJLQH IDLOXUH LI DSSOLFDEOH 
 (QJLQH UXQQLQJ VDIHW\ UHOD\ FRLO
7KH FRQYHUWHU IHHGV WKH IROORZLQJ FRPSRQHQWV
 /DPEGD VHQVRU KHDWHU
 ,QGLFDWLRQ IRU HQJDJLQJ DQ DXWRPDWLF
WUDQVPLVVLRQ DQGRU DLUFRQGLWLRQLQJ
 %RRVW SUHVVXUH YDOYH
 ,GOLQJ VSHHG FRQWURO YDOYH
 :DUQLQJ ODPS DFWLYDWLRQ UHOD\
7KH (06 XQLW VXSSOLHV  9 WR WKH IROORZLQJ
VHQVRUV
 $LU WHPSHUDWXUH VHQVRU
 7KH IXHO V\VWHP·V FRRODQW WHPSHUDWXUH
VHQVRU
 )XHO SUHVVXUH VHQVRU
 ,QOHW PDQLIROG DLU SUHVVXUH VHQVRU



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

(QJLQH PDQDJHPHQW V\VWHP


7KH HQJLQH PDQDJHPHQW V\VWHP SURYLGHV DQ
LGHDO ZD\ RI PDNLQJ WKH HQJLQH IXQFWLRQ
RSWLPDOO\ XQGHU HYHU\ RSHUDWLRQDO FRQGLWLRQ
+RZHYHU WKH FRQWURO VWUDWHJ\ ZLOO DOZD\V EH D
FRPSURPLVH EHWZHHQ SHUIRUPDQFH
HQYLURQPHQWDO GHPDQGV DQG HFRQRPLF IDFWRUV
7KH HQJLQH PDQDJHPHQW V\VWHP RIIHUV WKH
IROORZLQJ DGYDQWDJHV ZLWK UHJDUG WR PHFKDQLFDO
FRQWURO
 0L[WXUH FRPSRVLWLRQ LJQLWLRQ DQG FRQWURO RI
WKH FKDUJLQJ SUHVVXUH DOO KDYH DQ LPSDFW RQ
FRPEXVWLRQ TXDOLW\ 'XH WR WKH FRQWURO RI
WKHVH V\VWHPV RQO\ RQH FRQWUROOHU LV
UHTXLUHG
 7KH VHQVRUV WKDW DUH QHHGHG FDQ EH XVHG
MRLQWO\
 ,W LV SRVVLEOH WR RSWLPLVH WKH FRQWUROV LQ
UHODWLRQ WR HDFK RWKHU IRU IXHO XVDJH
H[KDXVW JDV HPLVVLRQV DQG GULYHDELOLW\
 6XSSOHPHQWDU\ IXQFWLRQV DUH SRVVLEOH
7KH HQJLQH PDQDJHPHQW V\VWHP KDV WKH
IROORZLQJ EDVLF IXQFWLRQV
 &RQWURO RI PL[WXUH GLYLVLRQ
 &RQWURO RI LQMHFWLRQ
 &RQWURO RI ERRVW SUHVVXUH
$V ZHOO DV WKH EDVLF IXQFWLRQV WKH HQJLQH
PDQDJHPHQW V\VWHP FRQWUROV D QXPEHU RI RWKHU
DGGLWLRQDO IXQFWLRQV
 /DPEGD FRQWURO
 ,GOLQJ VSHHG FRQWURO
 (QJLQH VSHHG OLPLWLQJ
 )XHO VXSSO\ FXWRII ZKHQ EUDNLQJ
RQ WKH HQJLQH
 $FFHOHUDWLRQ HQULFKPHQW
 &ROG VWDUW HQULFKPHQW
 &RPSHQVDWLRQ IRU WKH
HQJDJHPHQWGLVHQJDJHPHQW RI WKH
DXWRPDWLF WUDQVPLVVLRQ
 $FWLYDWLQJ WKH IXHO SXPSV
 (QJLQH UXQQLQJ VDIHW\ XQLW
 (PHUJHQF\ UXQQLQJ FRQWURO
 )XHO SUHVVXUH PRQLWRULQJ IURP SURJUDP
YHUVLRQ ( 
$OO IXQFWLRQV DUH FRQWUROOHG E\ WKH FRQWURO XQLW
WKH (06 HOHFWURQLF (QJLQH 0DQDJHPHQW
6\VWHP 


 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

,QMHFWLRQ
7KH (06 FDOFXODWHV WKH YDOXHV IRU LQMHFWLRQ
WLPLQJ DQG LQMHFWLRQ GXUDWLRQ ZKLFK DUH XVHG WR
FRQWURO WKH LQMHFWRUV
+LJK FXUUHQW LV UHTXLUHG WR RSHQ WKH LQMHFWRUV
DJDLQVW WKH KLJK SUHVVXUH RI WKH OLTXHILHG JDV
7KH (06 HQHUJLVHV WKH SRZHU PRGXOH WR GR
WKLV 7KLV LV DQ HOHFWURQLF XQLW WKDW HQVXUHV WKDW
WKH LQMHFWRU FRLO LV HQHUJLVHG
7KH LQMHFWRU FRLO LV HQHUJLVHG E\ VZLWFKLQJ LWV
QHJDWLYH SROH WR HDUWK
+HDW LV JHQHUDWHG ZKHQ WKH LQMHFWRU FXUUHQW LV
IORZLQJ 7R DOORZ WKH KHDW WR EH GLVVLSDWHG DV
HIILFLHQWO\ DV SRVVLEOH WKH SRZHU PRGXOH LV
ORFDWHG LQ D VHSDUDWH KRXVLQJ
7KH RSHQLQJ DQG FORVLQJ RI DQ LQMHFWRU LV D C
PHFKDQLFDO UHDFWLRQ WR DQ HOHFWULFDO VLJQDO 1 2
%HFDXVH WKH LQMHFWRU QHHGOH KDV D VSHFLILF
GHPDQG GHOD\ D UHDFWLRQ WLPH LV SURGXFHG IRU
UDLVLQJ DQG ORZHULQJ WKH QHHGOH
%RWK GXULQJ RSHQLQJ DQG FORVLQJ WKHUH LV D A B
GHOD\ EHWZHHQ QHHGOH PRYHPHQW DQG HOHFWULFDO
FRQWURO D
7KLV GHOD\ FDQ EH FODVVLILHG DV DFWLYDWLRQ GHOD\ 3 4
DQG FORVLQJ GHOD\ ZKLFK WRJHWKHU GHWHUPLQH WKH
GLIIHUHQFH EHWZHHQ FRQWURO WLPH DQG DFWXDO
LQMHFWLRQ WLPH
7KH GLIIHUHQFH LQ HOHFWULFDO FRQWURO WLPH DQG WKH
DFWXDO PHFKDQLFDO LQMHFWLRQ WLPH LV NQRZQ DV WKH T
LQMHFWRU RIIVHW
)RU WKH DFFXUDWH PHWHULQJ RI IXHO WKLV RIIVHW M2 00 328
PXVW EH NQRZQ 7KH (06 DSSOLHV D FRUUHFWLRQ
RQ WKH LQMHFWRU RIIVHW $ $FWLYDWLRQ GHOD\
% &ORVLQJ GHOD\
7KH DFWLYDWLRQ GHOD\ ZLOO GHSHQG RQ ERWK V\VWHP '  & ,QMHFWRU RIIVHW
YROWDJH DQG /3* SUHVVXUH
7KH FORVLQJ GHOD\ RI WKH LQMHFWRU GHSHQGV RQ WKH  6WDUW RI HOHFWULFDO FRQWURO
IRUFH RI WKH VSULQJ EHKLQG WKH LQMHFWRU QHHGOH  (QG RI HOHFWULFDO FRQWURO
DQG WKHUHIRUH GRHV QRW FKDQJH  6WDUW RI LQMHFWLRQ
 (QG RI LQMHFWLRQ



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

7KH (06 WDNHV LQWR DFFRXQW WKH YDULDEOH VLJQDOV


OLNH V\VWHP YROWDJH DQG /3* SUHVVXUH ZKHQ
FDOFXODWLQJ WKH LQMHFWLRQ GXUDWLRQ $V WKH (06
WDNHV LQWR DFFRXQW WKH V\VWHP YROWDJH WR ZKLFK
WKH LQMHFWRUV DUH FRQQHFWHG  WKH (06 PXVW EH
FRQQHFWHG WR WKH YROWDJH VSOLWWHU DQG QRW WR WKH
FRQYHUWHU ZKLFK KDV FRQVWDQW YROWDJH 
$W ORZHU V\VWHP YROWDJH WKH GHPDQG GHOD\ LV
JUHDWHU UHVXOWLQJ LQ D ORZHU LQMHFWLRQ RXWSXW
,I /3* SUHVVXUH IDOOV LQMHFWRU RXWSXW DOVR IDOOV DW
D FRQVWDQW RSHQLQJ WLPH
$V D FRQVHTXHQFH WKH HOHFWULFDO GHPDQG WLPH LV
H[WHQGHG LQ RUGHU WR DFKLHYH WKH VDPH RXWSXW
DV ZLWK KLJKHU /3* SUHVVXUH
,QMHFWLRQ WLPLQJ
7KH VKDSH RI WKH LQOHW PDQLIROG FRQWULEXWHV WR
WKH LQMHFWLRQ WLPLQJ
7KH LQOHW YDOYH LV RSHQHG WRZDUGV WKH HQG RI WKH
H[KDXVW VWURNH $W ORZ HQJLQH VSHHGV WKH
SUHVVXUH LQ WKH F\OLQGHU LV VWLOO KLJKHU WKDQ WKDW LQ
WKH LQOHW PDQLIROG 7KH FRPEXVWLRQ JDVHV ZLOO
WKHUHIRUH IORZ LQWR WKH LQOHW PDQLIROG ,I WKH IXHO LV
LQMHFWHG DW WKDW PRPHQW WKH IXHO PL[WXUH PD\ EH
GUDZQ LQWR WKH ZURQJ F\OLQGHU GXH WR WKH
UHODWLYHO\ VKRUW SLSHV RI WKH LQOHW PDQLIROG
0L[WXUH FRQWURO
$V D UHVXOW RI WKH HQJLQH GHVLJQ WKH PL[WXUH
PXVW EH IRUPHG LQ WKH F\OLQGHU
7KH LQMHFWRU VSUD\V WKH FDOFXODWHG TXDQWLW\ RI
IXHO LQWR WKH SDVVLQJ DLU IORZ
7KH (06 PXVW FRQWURO WKH LQMHFWRU LQ VXFK D ZD\
WKDW WKH FRUUHFW TXDQWLW\ RI IXHO LV VXSSOLHG WR WKH
HQJLQH 7R DFKLHYH WKLV DQ HQJLQH FKDUDFWHULVWLFV
ORRNXS WDEOH LV SURJUDPPHG ZLWK WKH YROXPH RI
IXHO WKDW PXVW EH LQMHFWHG IRU HYHU\ FRPELQDWLRQ
RI HQJLQH VSHHG DQG ORDG
'HSHQGLQJ RQ WKH RSHUDWLRQDO VLWXDWLRQ WKH
PL[WXUH VWUHQJWK LV DGMXVWHG E\ YDU\LQJ WKH
LQMHFWLRQ GXUDWLRQ
7KH DLP LV WKDW E\ FRQWUROOLQJ WKH PL[WXUH WZR
WKLQJV FDQ EH DFKLHYHG DW WKH VDPH WLPH
QDPHO\
 H[KDXVW JDV ZKLFK LV D FOHDQ DV SRVVLEOH
 RSWLPXP GULYHDELOLW\



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

7KH HQJLQH VSHHG LV PHDVXUHG ZLWK DQ 1 5


HOHFWURPDJQHWLF UHY FRXQWHU   7KLV VHQVRU
DOVR WUDQVPLWV WKH SRVLWLRQ RI WKH FUDQNVKDIW WR
WKH (06 6
P n
7KH ORDG RQ WKH HQJLQH LV PHDVXUHG IURP WKH DLU
PDVV WKDW LW GUDZV LQ 7KLV PHDVXUHPHQW T
FRUUHVSRQGV H[DFWO\ WR WKH HQJLQH ORDG
2
7KH DLU PDVV LV PHDVXUHG LQGLUHFWO\ E\ WKH LQOHW
PDQLIROG DLU SUHVVXUH VHQVRU 0$3 VHQVRU  
7KLV VLJQDO LV FRUUHFWHG XVLQJ WKH WHPSHUDWXUH RI P V
WKH DLU GUDZQ LQ V/2
%\ PHDVXULQJ WKH WHPSHUDWXUH RI WKH DLU WKH
3
PDVV SHU XQLW YROXPH FDQ EH FDOFXODWHG 7
7KH WHPSHUDWXUH RI WKH GUDZQ LQ DLU LV PHDVXUHG 4
E\ WKH DLU WHPSHUDWXUH VHQVRU  
λ
7KH LQMHFWLRQ GXUDWLRQ IRXQG LQ WKH HQJLQH
FKDUDFWHULVWLFV ORRNXS WDEOH LV FRUUHFWHG E\ WKH
RQERDUG YROWDJH  DQG WKH IXHO SUHVVXUH  
7KLV FUHDWHV D FRUUHFWHG LQMHFWLRQ GXUDWLRQ ,, 
WKH ´0$3 7ULPVµ UHDGLQJ
8
7KH ODPEGD FRQWURO IXUWKHU FRUUHFWV WKH LQMHFWLRQ
GXUDWLRQ ,,  VR WKDW WKH LQMHFWRU  LV HQHUJLVHG
ZLWK WKH DFWXDO LQMHFWLRQ GXUDWLRQ ,,, YLD WKH
SRZHU XQLW   9
7KH FRUUHFWLRQ WR WKH FRUUHFWHG LQMHFWLRQ GXUDWLRQ
E\ WKH ODPEGD FRQWURO LV FDOOHG ´)XHOOLQJµ
/DPEGD FRQWURO
7KH PL[WXUH VWUHQJWK DIIHFWV ERWK WKH HQJLQH M2 00 920
SRZHU DQG WKH IXHO FRQVXPSWLRQ ,W DOVR
GHWHUPLQHV WR D JUHDW H[WHQW WKH FRPSRVLWLRQ RI
WKH H[KDXVW JDV
7R HYDOXDWH WKH H[KDXVW JDV WKH /DPEGD VHQVRU
FRPSDUHV WKH R[\JHQ FRQWHQW RI WKH H[KDXVW
JDV WR WKDW RI WKH DPELHQW DLU
7KH /DPEGD VHQVRU LV ILWWHG EHIRUH WKH FDWDO\WLF
FRQYHUWHU LQ WKH H[KDXVW V\VWHP
7KH DLU UDWLR LV UHSUHVHQWHG E\ WKH *UHHN OHWWHU
/DPEGD l ZLWK WKH LGHDO UHODWLRQVKLS EHLQJ
JLYHQ WKH /DPEGD QXPEHU 



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

7KH /DPEGD QXPEHU LQGLFDWHV WKH GHJUHH WR


ZKLFK WKH DLUIXHO UDWLR GLIIHUV IURP WKDW
WKHRUHWLFDOO\ UHTXLUHG
DLU PDVV VXSSOLHG
l
WKHRUHWLFDOO\ UHTXLUHG DLU PDVV
:KHQ WKH /DPEGD QXPEHU LV OHVV WKDQ  WKHUH LV
D ULFK PL[WXUH l   $ ULFK PL[WXUH
JLYHV KLJKHU HQJLQH SRZHU
,I WKH /DPEGD QXPEHU LV JUHDWHU WKDQ 
l   WKH PL[WXUH LV VDLG WR EH OHDQ
:KHQ WKH /DPEGD QXPEHU LV   WKH
PL[WXUH·V ZLOOLQJQHVV WR LJQLWH LV UHGXFHG DQG
WKHUHIRUH WKH FKDQFH RI PLVILULQJ LQFUHDVHV
7KH ZD\ FDWDO\WLF FRQYHUWHU IXQFWLRQV DW LWV
EHVW DW l 
7KH VLJQDO IURP WKH /DPEGD VHQVRU LV
SURFHVVHG E\ WKH (06 ZKLFK FRUUHFWV WKH
LQMHFWLRQ GXUDWLRQ IRXQG IURP WKH HQJLQH
FKDUDFWHULVWLFV ORRNXS WDEOH
A
 ,I WKH /DPEGD VHQVRU JLYHV D ´OHDQ PL[WXUHµ
VLJQDO  9 $ LQ WKH GLDJUDP  WKH
LQMHFWLRQ WLPH ZLOO EH LQFUHDVHG % LQ WKH
GLDJUDP 
F B
 7KH PL[WXUH WKHUHIRUH EHFRPHV ´ULFKµ
& LQ WKH GLDJUDP DQG WKH /DPEGD VHQVRU
PHDVXUHV D ´ULFK PL[WXUHµ   9
' LQ WKH GLDJUDP 
 ,I WKH PL[WXUH LV ´ULFKµ WKH LQMHFWLRQ WLPH LV


GHFUHDVHG ( LQ WKH GLDJUDP 
7KH PL[WXUH WKHUHIRUH EHFRPHV ´OHDQµ E C
) LQ WKH GLDJUDP DQG WKH /DPEGD VHQVRU
ZLOO PHDVXUH D ´OHDQ PL[WXUHµ  9


$ LQ WKH GLDJUDP 
,I WKH PL[WXUH LV ´OHDQµ WKH LQMHFWLRQ WLPH ZLOO
D
EH LQFUHDVHG % LQ WKH GLDJUDP 
 7KH PL[WXUH ZLOO WKHUHIRUH EHFRPH ´ULFKµ M2 00 331
& LQ WKH GLDJUDP DQG WKH /DPEGD VHQVRU
ZLOO PHDVXUH D ´ULFK PL[WXUHµ   9
' LQ WKH GLDJUDP HWF
:KHQ D FRQWLQXRXV FRQWURO V\VWHP DV WKH
RQH GHVFULEHG DERYH LV DFWLYH LW LV FDOOHG
´FORVHG ORRSµ FRQWURO
,I WKHUH LV QR IHHGEDFN IURP WKH l VLJQDO DQ
´RSHQ ORRSµ FRQWURO LV FUHDWHG 7KLV RQO\ RFFXUV
LQ WKH IROORZLQJ FDVHV
 DIWHU VWDUWLQJ
 

ZKHQ DFFHOHUDWLQJ
ZKHQ EUDNLQJ RQ WKH HQJLQH

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

0L[WXUH FRUUHFWLRQ DV D UHVXOW RI WKH


RSHUDWLRQDO VLWXDWLRQ
$ PL[WXUH ZKLFK UHVXOWV LQ /DPEGD  LV QRW
GHVLUHG LQ DOO RSHUDWLRQDO VLWXDWLRQV
'XULQJ VWDUWLQJ DQG DFFHOHUDWLRQ D ULFKHU PL[WXUH
LV DFWXDOO\ UHTXLUHG EXW ZKHQ EUDNLQJ RQ WKH
HQJLQH QR IXHO LV QHHGHG
)XHO VXSSO\ LV DOVR VWRSSHG ZKHQ WKH VSHHG RI
WKH HQJLQH LV WRR KLJK
7KH GLIIHUHQW RSHUDWLRQDO VLWXDWLRQV DUH LQGLFDWHG
E\ WKH WKURWWOH FRQWURO PRWRU WKH FRRODQW
WHPSHUDWXUH VHQVRU DQG WKH FUDQNVKDIW
VSHHGSRVLWLRQ VHQVRU
(QULFKPHQW ZKHQ VWDUWLQJ
$ ULFKHU PL[WXUH LV QHHGHG ZKHQ DQG MXVW DIWHU
VWDUWLQJ
7KH (06 LQFUHDVHV WKH LQMHFWHG YROXPH
7KLV LQFUHDVH LV LQGHSHQGHQW RI WKH HQJLQH
WHPSHUDWXUH DQG LV UHGXFHG RYHU D SHULRG RI
 VHFRQGV
7KH (06 VZLWFKHV RYHU WR ´FORVHG ORRSµ FRQWURO
ZKHQ WKH /DPEGD VHQVRU UHDFKHV LWV
RSHUDWLRQDO WHPSHUDWXUH 2QO\ WKHQ GRHV WKH
VHQVRU JLYH D UHOLDEOH VLJQDO WKDW FDQ EH XVHG WR
FRUUHFW WKH PL[WXUH
(QULFKPHQW GXULQJ DFFHOHUDWLRQ
6XGGHQO\ RSHQLQJ WKH WKURWWOH FDQ UHVXOW LQ D
OHDQ PL[WXUH EHLQJ VXSSOLHG IRU D VKRUW SHULRG RI
WLPH
7KLV GHILFLHQF\ LV FRUUHFWHG E\ WHPSRUDULO\
LQMHFWLQJ H[WUD IXHO
7KH GHJUHH RI HQULFKPHQW LV VWRUHG LQ WKH (06
7KH ´DFFHOHUDWLRQ VLJQDOµ LV JLYHQ E\ WKH WKURWWOH
FRQWURO PRWRU
6SHHG OLPLWLQJ
7KH PD[LPXP HQJLQH VSHHG LV UHJXODWHG E\ WKH
(*$6 V\VWHP DQG OLPLWHG WR DSSUR[  USP
6KRXOG WKLV (*$6 UHJXODWLRQ IDLO WKH (06 ZLOO
VZLWFK WKH IXHO LQMHFWLRQ RII WR DYRLG HQJLQH
GDPDJH DW DSSUR[  USP
:KHQ WKH DFFHOHUDWRU LV KHOG LQ WKH VDPH
SRVLWLRQ WKH (06 WXUQV WKH IXHO LQMHFWLRQ RQ DQG
RII FRQWLQXRXVO\



 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

7XUQLQJ RII WKH IXHO VXSSO\ ZKHQ EUDNLQJ RQ


WKH HQJLQH
)XHO LQMHFWLRQ LV VZLWFKHG RII ZKHQ HQJLQH
EUDNLQJ LV XVHG DQG WKH HQJLQH LV UXQQLQJ DW
PRUH WKDQ  USP
7KH IXHO LV RQO\ FXW RII ZKHQ WKH (06 KDV
UHFHLYHG WKH VLJQDO ´WKURWWOH FORVHGµ
7KLV VLJQDO LV JLYHQ E\ WKH WKURWWOH FRQWURO PRWRU
)XHO LQMHFWLRQ LV UHVXPHG DW  USP HYHQ LI WKH
WKURWWOH LV VWLOO FORVHG 7KLV SUHYHQWV WKH HQJLQH
VWDOOLQJ
)XHO LQMHFWLRQ FXWRII KDV WZR DGYDQWDJHV IXHO
HFRQRP\ DQG FOHDQHU H[KDXVW JDV
,GOLQJ VSHHG
7KH LGOLQJ VSHHG VKRXOG EH DV ORZ DV SRVVLEOH
IRU IXHO FRQVXPSWLRQ UHDVRQV 7KH KLJKHU WKH
LGOLQJ VSHHG WKH KLJKHU WKH IXHO FRQVXPSWLRQ
+RZHYHU WKH LGOLQJ VSHHG VKRXOG EH DGMXVWHG VR
WKDW WKH HQJLQH LGOHV ZHOO LQ DOO VLWXDWLRQV
,I D KHDY\ ORDG LV DSSOLHG WR DQ LGOLQJ HQJLQH IRU
LQVWDQFH WKH DLUFRQGLWLRQLQJ V\VWHP RU LI WKH
DXWRPDWLF WUDQVPLVVLRQ LV HQJDJHG WKH DLU
VXSSO\ WR WKH HQJLQH PXVW EH DGMXVWHG 7KH
LGOLQJ VSHHG ZLOO RWKHUZLVH EH WRR ORZ
7KLV FRUUHFWLRQ LV DFKLHYHG E\ WKH LGOH VSHHG
FRQWURO ,6& YDOYH
7KLV YDOYH FRQWUROV WKH DLU VXSSO\ WKDW E\SDVVHV
WKH WKURWWOH ,W LV FRQWUROOHG E\ WKH (06
&RQWURO RI WKH FKDUJLQJ SUHVVXUH
7R DOORZ WKH WRUTXH RI WKH HQJLQH WR EH
FRQWUROOHG WKH HQJLQH KDV EHHQ ILWWHG ZLWK WKH
DELOLW\ WR FRQWURO WKH FKDUJLQJ SUHVVXUH
%\ XVLQJ D WXUERFKDUJHU ZKLFK LV HTXLSSHG ZLWK
D ´ZDVWH JDWHµ LW LV SRVVLEOH WR FRQWURO WKH
FKDUJLQJ SUHVVXUH LQGHSHQGHQWO\ RI WKH
DFFHOHUDWRU :KHQ WKH ´ZDVWH JDWHµ RSHQV WKH
H[KDXVW JDVHV DUH VHQW GLUHFWO\ WR WKH H[KDXVW
UDWKHU WKDQ WKH WXUERFKDUJHU FRPSUHVVRU JHDU
,Q DGGLWLRQ WKH FKDUJLQJ SUHVVXUH FRQWURO V\VWHP
FRQVLVWV RI D FKDUJLQJ SUHVVXUH FRQWURO YDOYH
DQG DQ DLU F\OLQGHU ZKLFK LV XVHG WR FRQWURO WKH
´ZDVWH JDWHµ
7KH FKDUJLQJ SUHVVXUH FRQWURO YDOYH LV DQ
HOHFWURPDJQHWLF YDOYH WKDW GHSHQGLQJ RQ
VLJQDOV VHQW IURP WKH (06 FRQWUROV WKH SUHVVXUH
WR WKH DLU F\OLQGHU



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH *HQHUDO

(QJLQHUXQQLQJ VDIHW\ GHYLFH


:KHQ WKH YHKLFOH·V LJQLWLRQ NH\ LV WXUQHG RQ WKH
(06 DSSOLHV SRZHU WR ERWK HOHFWURPDJQHWLF
YDOYHV DQG WKH IXHO SXPS UHOD\V IRU WKUHH
VHFRQGV
,I WKH (06 GRHV QRW UHFHLYH D VLJQDO IURP WKH
FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU ZLWKLQ WKH
WKUHH VHFRQGV LW WXUQV RII WKH HOHFWURPDJQHWLF
YDOYHV DQG WKH IXHO SXPS UHOD\V
$V WKH HQJLQH LV EHLQJ VWDUWHG WKH (06 UHFHLYHV
WKH VLJQDO IURP WKH FUDQNVKDIW VSHHGSRVLWLRQ
VHQVRU DQG LW DSSOLHV SRZHU WR ERWK
HOHFWURPDJQHWLF YDOYHV DQG WKH IXHO SXPS
UHOD\V WKLV UHVXOWV LQ IXHO EHLQJ VXSSOLHG WR WKH
LQMHFWRUV
2QFH WKH HQJLQH LV VWRSSHG WKH (06 UHFHLYHV
QR IXUWKHU VLJQDOV IURP WKH VSHHG VHQVRU DQG LW
VZLWFKHV WKH UHOD\ RII DJDLQ
(PHUJHQF\ UXQQLQJ FRQWURO
,I WKHUH LV D VHULRXV HQJLQH IDLOXUH LQGLFDWHG E\
WKH LOOXPLQDWLRQ RI WKH UHG ZDUQLQJ ODPS WKH
HPHUJHQF\ UXQQLQJ FRQWURO FRPHV LQWR
RSHUDWLRQ
7KH HPHUJHQF\ UXQQLQJ FRQWURO SUHYHQWV WKH
H[KDXVW V\VWHP IURP RYHUKHDWLQJ
,W HQHUJLVHV WZR (*$6 XQLW LQSXWV OLPLWLQJ WKH
HQJLQH VSHHG DQG ORDG WR WKH SUHSURJUDPPHG
YDOXHV 7KH PD[LPXP HQJLQH VSHHG LV OLPLWHG WR
 USP DQG WKH PD[LPXP ORDG WR  VR
WKDW WKH H[KDXVW V\VWHP FDQQRW RYHUKHDW
7KH HPHUJHQF\ UXQQLQJ FRQWURO LV DFWLYDWHG
ZKHQ WKH LQMHFWLRQ FRUUHFWLRQ IXHOOLQJ LV
UHJLVWHUHG DW PRUH WKDQ  IRU  VHFRQGV RU
OHVV WKDQ  IRU  VHFRQGV DW DQ LQOHW
PDQLIROG SUHVVXUH RI   PE
1RWH
,I WKH HPHUJHQF\ UXQQLQJ FRQWURO LV LQ RSHUDWLRQ
GULYH WKH YHKLFOH VWUDLJKW DZD\ WR D VDIH SODFH
DQG WXUQ WKH HQJLQH RII 'ULYH ZLWK DV ORZ DQ
HQJLQH VSHHG DQG HQJLQH ORDG DV SRVVLEOH 7KH
YHKLFOH PD\ QRW EH GULYHQ IXUWKHU WKLV FDQ UHVXOW
LQ VHULRXV GDPDJH WR WKH HQJLQH
)XHO SUHVVXUH PRQLWRULQJ
)URP SURJUDP YHUVLRQ ( ERWK IXHO SUHVVXUH
VHQVRUV KDYH EHHQ FRQQHFWHG DQG WKH (06
SURFHVVHV ERWK VLJQDOV $W D SUHVVXUH GLIIHUHQFH
RI   EDU IRU  VHFRQGV DQ HUURU PHVVDJH ZLOO
EH VKRZQ DQG WKH HPHUJHQF\ UXQQLQJ FRQWURO
EHFRPHV RSHUDWLYH 

 
)8(/ $1' ,*1,7,21 6<67(0
*HQHUDO 5* HQJLQH

,*1,7,21 6<67(0
7KH LJQLWLRQ V\VWHP LV LPSOHPHQWHG ZLWKRXW D
GLVWULEXWRU WKH VR FDOOHG ',6 'LVWULEXWRUOHVV
,JQLWLRQ 6\VWHP  ,W KDV QR PRYLQJ SDUWV
,JQLWLRQ LV HOHFWURQLFDOO\ FRQWUROOHG E\ WKH (06
(DFK VSDUN SOXJ KDV LWV RZQ LJQLWLRQ FRLO 7KH
FRLO DQG WKH VSDUN SOXJ FDS DUH D VLQJOH XQLW
,JQLWLRQ WLPLQJ
7KH LJQLWLRQ WLPLQJ DIIHFWV IXHO FRQVXPSWLRQ
FRPSRVLWLRQ RI WKH H[KDXVW JDV DQG WKH WKHUPDO
ORDG RI WKH HQJLQH
7KH PD[LPXP LJQLWLRQ DGYDQFH LV VWURQJO\
UHODWHG WR WKH OLPLW DW ZKLFK WKH HQJLQH ZLOO VWDUW
WR SLQN
7KH LJQLWLRQ WLPLQJ LV DGMXVWHG GHSHQGLQJ RQ WKH
HQJLQH VSHHG DQG ORDG
7KLV LQIRUPDWLRQ LV SURFHVVHG E\ WKH (06 DQG
EDVHG RQ D YDOXH LQ WKH HQJLQH FKDUDFWHULVWLFV
ORRNXS WDEOH ZKLFK LV VWRUHG LQ WKH (06 WKH
RSWLPXP LJQLWLRQ WLPLQJ LV FDOFXODWHG
,QIRUPDWLRQ UHJDUGLQJ WKH HQJLQH VSHHG DQG WKH
FUDQNVKDIW SRVLWLRQ LV JLYHQ WR WKH (06 E\ WKH
HOHFWURPDJQHWLF FUDQNVKDIW VSHHGSRVLWLRQ
VHQVRU



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

 &20321(176

)8(/ 3,3(6
7KH IXHO SLSHV XVHG WR WUDQVSRUW WKH OLTXHILHG
/3* DUH PDGH IURP ILEUH UHLQIRUFHG SODVWLF
*53  7KH SLSH LV GHVLJQHG WR HDVLO\ ZLWKVWDQG
WKH PD[LPXP V\VWHP SUHVVXUH
7KH VXSSO\ DQG UHWXUQ SLSHV ZKLFK UXQ WR DQG
IURP WKH FRQQHFWLRQ XQLW DUH HQFORVHG E\
LQVXODWLQJ FODGGLQJ WKDW SUHYHQWV WKH /3*
ZDUPLQJ XS DV ZHOO DV SURWHFWLQJ WKH SLSH
.LQNV LQ WKH SLSH PXVW EH DYRLGHG LQ DOO
FLUFXPVWDQFHV 7KH SLSHV PXVW EH VRXQGO\
DWWDFKHG DQG UHJXODUO\ FKHFNHG

)8(/ 7$1. :,7+ $&&(6625,(6


)XHO WDQN 1 2 3 4 5 6
(DFK IXHO WDQN LV WHVWHG DQG UHFHLYHV D PDUN RI
LQVSHFWLRQ DQG D WHVW GDWH 7KLV LQIRUPDWLRQ LV
LQVFULEHG RQ WKH DFFHVVRU\ PRXQWLQJ SODWH
(DFK IXHO WDQN LV ILWWHG ZLWK D IXHO SXPS  
ZKLFK SXPSV WKH OLTXHILHG /3* DURXQG WKH IXHO
V\VWHP XQGHU SUHVVXUH
7KH IXHO SXPS LV ILWWHG LQ D VXSSO\ FKDPEHU
ZKLFK HQVXUHV WKDW OLTXLG IUHH IURP YDSRXU LV
GUDZQ LQ LQ DOO VLWXDWLRQV
6PDOO PDJQHWV  DUH SODFHG FORVH WR WKH IXHO
SXPS WR SLFN XS DQ\ PHWDO IUDJPHQWV
7R DOORZ WKH ILWWLQJ DQG UHPRYDO RI WKH IXHO SXPS
WKH WDQN KDV D FRYHU   M2 00 614

1RWH  &RYHU
:RUN RQ WKH IXHO WDQN LQFOXGLQJ UHSODFLQJ WKH  %UDFNHW IRU PRXQWLQJ WKH VXSSO\ FKDPEHU
IXHO SXPS VKRXOG RQO\ EH GRQH LQ DQ DXWKRULVHG  6XSSO\ FKDPEHU ZLWK SXPS XQLW V\VWHP
ZRUNVKRS SXPS
 0DJQHW
 7DNHRII YDOYH
 5HWXUQ SLSH FRQQHFWLRQ



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

%HFDXVH RI LWV OHQJWK WZR IXHO SXPSV DUH ILWWHG


LQ WKH OLWUH WDQN
2QH SXPS  VHUYHV WR SXPS WKH OLTXHILHG /3*
DURXQG WKH V\VWHP XQGHU SUHVVXUH 7KH VHFRQG
SXPS  LV ILWWHG WR HQVXUH WKDW WKH V\VWHP
SXPS GRHV QRW UXQ GU\ RQ D VORSH LI WKH WDQN LV
QRW IXOO
7KH VHFRQG SXPS   ZKLFK LV ORFDWHG RQ WKH
RWKHU VLGH RI WKH WDQN SXPSV WKH /3* GLUHFWO\
LQWR WKH VXSSO\ FKDPEHU RI WKH V\VWHP SXPS

1 2 3 4 5 6 7 8 9 10 2 1

M2 01 051

$ FURVV LV DSSOLHG WR WKH IXHO WDQN 7KLV FURVV  &RYHU


LQGLFDWHV WKH FRUUHFW ILWWLQJ SRVLWLRQ RI WKH WDQN  %UDFNHW IRU PRXQWLQJ WKH VXSSO\ FKDPEHU
DQG VKRXOG EH KRUL]RQWDO WDNH QRWH RI WKLV ZKHQ  6XSSO\ FKDPEHU ZLWK SXPS XQLW V\VWHP
ILWWLQJ WKH IXHO WDQN SXPS
,I WKH FURVV LV QRW KRUL]RQWDO WKH IORDW XVHG WR  0DJQHW
OLPLW WKH WDQN FKDUJH WR  ZLOO EH DW WKH ZURQJ  7DNHRII YDOYH
DQJOH 7KH WDQN FDQ WKHUHIRUH EH ILOOHG HLWKHU  5HWXUQ SLSH FRQQHFWLRQ
RYHU RU XQGHU WKH PD[LPXP ILOOLQJ RI   )LOWHU
7KH IXHO JDXJH IORDW ZLOO DOVR EH DW WKH LQFRUUHFW  7UDQVIHU SLSH
DQJOH ZKLFK ZLOO OHDG WR WKH IXHO JDXJH JLYLQJ DQ  7DNHRII YDOYH WUDQVIHU SXPS
LQFRUUHFW UHDGLQJ  6XSSO\ FKDPEHU ZLWK SXPS XQLW RYHUIORZ
SXPS



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

$FFHVVRU\ PRXQWLQJ SODWH


7KH IXHO WDQN LV ILWWHG ZLWK DQ DFFHVVRU\ 1
PRXQWLQJ SODWH RQ ZKLFK WKH DFFHVVRU\ FDELQHW
LV ILWWHG 7KH DFFHVVRU\ FDELQHW LV VHDOHG ZLWK D
VHSDUDWH OLG 7KHUH DUH WZR DSSHQGDJH SODWHV 2
ILWWHG WR D  OLWUHWDQN
7KH IROORZLQJ FRPSRQHQWV DQG IXQFWLRQV DUH
ILWWHG WR WKH DSSHQGDJH SODWH
3 4 6 7

5
M2 00 591

 6DIHW\ YDOYH
 (OHFWURPDJQHWLF GLVFKDUJH YDOYH
 /3* UHWXUQ FRQQHFWLRQ LQFOXGLQJ
QRQUHWXUQ YDOYH
 /LG RI WKH IXHO JDXJH IORDW
 )ORDW
 *ODQG IRU WKH HOHFWULFDO VXSSO\ WR
WKH IXHO SXPSV
  ILOO OLPLWHU

(OHFWURPDJQHWLF GLVFKDUJH YDOYH


7KH HOHFWURPDJQHWLF GLVFKDUJH YDOYH IRUPV D
SDUW RI WKH HPHUJHQF\ UXQQLQJ FRQWURO V\VWHP
DQG LV D OHJDO UHTXLUHPHQW
7KH HOHFWURPDJQHWLF GLVFKDUJH YDOYH HQVXUHV
WKDW LI D IXHO SLSH EUHDNV QR JDV FDQ HVFDSH
IURP WKH IXHO WDQN
7KH (&8 HQVXUHV WKDW WKH LJQLWLRQ FRLO LV
HQHUJLVHG E\ WKH YDOYH ZKLFK WKHQ RSHQV
:KHQ WKH HQJLQH VWRSV WKH YDOYH LV FORVHG
,I WKH SUHVVXUH LQ WKH SLSH LQFUHDVHV DIWHU WKH
YDOYH DQG WKH HOHFWURPDJQHWLF GLVFKDUJH YDOYH
DUH FORVHG WKH YDOYH ZLOO RSHQ PHFKDQLFDOO\ DQG
/3* FDQ IORZ EDFN WR WKH WDQN

M200715 

 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

6DIHW\ YDOYH
7KH VDIHW\ YDOYH LV D OHJDO UHTXLUHPHQW
7KH VDIHW\ YDOYH FRQVLVWV RI D KRXVLQJ LQ ZKLFK
D VSULQJORDGHG YDOYH LV PRXQWHG 7KH SUHVVXUH
RI WKH /3* RSSRVHV WKH VSULQJ ORDGLQJ
7KH VDIHW\ YDOYH LV VHW DW  EDU
,I WKH SUHVVXUH LQ WKH IXHO WDQN H[FHHGV WKH
VHWWLQJ RI WKH VDIHW\ YDOYH YDSRXU LV YHQWHG XQWLO
WKH SUHVVXUH LV OHVV WKDQ WKH VHW YDOXH 7KH
YHQWHG YDSRXU LV UHOHDVHG LQWR WKH RSHQ DLU YLD
WKH DSSHQGDJH FDELQHW

M200714

0HOWLQJ SOXJ 1
7KH PHOWLQJ SOXJ LV D OHJDO UHTXLUHPHQW XQGHU
FHUWDLQ FLUFXPVWDQFHV DQG SUHYHQWV WDQN 2
SUHVVXUH IURP LQFUHDVLQJ WR DQ XQDFFHSWDEOH 3
OHYHO 4
7KH PHOWLQJ SOXJ FRQVLVWV RI D KRXVLQJ
FRQWDLQLQJ D SOXQJHU   SLQ  DQG IXVH   5
7KH WDQN LV RQ WKH ERWWRP RI WKH SOXQJHU  YLD
WKH RSHQLQJV   7KH SOXQJHU  LV FORVHG RII E\
WKH SLQ  DQG IXVH  
,Q WKH HYHQW RI D ILUH WKH IXVH  PHOWV DQG WKH
PHOWHG VXEVWDQFH LV GLVFKDUJHG WKURXJK WKH
KROHV   7KH OLPLWLQJ RI WKH SLQ  DQG SOXQJHU 6
 LV WKHUHIRUH UHPRYHG DQG WKH WDQN SUHVVXUH
SXVKHV WKH SOXQJHU  XSZDUGV 7KH UHVXOW RI
WKLV LV WKDW WKH RSHQLQJV  DQG  DUH
FRQQHFWHG IRUPLQJ D ODUJH RSHQLQJ M2 01 050



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

)XHO JDXJH IORDW


7KH IOXLG OHYHO LQ WKH IXHO WDQN LV UHJLVWHUHG XVLQJ
D IORDW
7KH IORDW FRQWUROV D YDULDEOH UHVLVWDQFH

M200717

 ILOO OLPLWHU


7KH  ILOO OLPLWHU LV D OHJDO UHTXLUHPHQW
7KHUH VKRXOG DOZD\V EH D YROXPH RI JDV DERYH
WKH IOXLG OHYHO LQ WKH IXHO WDQN 7KLV VSDFH VHUYHV
DV H[SDQVLRQ VSDFH IRU WKH IOXLG
$V ORQJ DV WKHUH LV JDV DERYH WKH IOXLG OHYHO WKH
WDQN SUHVVXUH LV QRW GHSHQGHQW RQ WKH YROXPH RI
/3* LQ WKH WDQN EXW RQO\ RQ WKH FRPSRVLWLRQ DQG
WHPSHUDWXUH RI WKH /3*
,I WKH WHPSHUDWXUH LQFUHDVHV WKH WDQN SUHVVXUH
LQFUHDVHV 6HH WKH YDSRXU SUHVVXUH JUDSK LQ
VXEVHFWLRQ ´*HQHUDOµ
,I D WDQN LV  ILOOHG VR WKDW QR H[SDQVLRQ
VSDFH H[LVWV IRU WKH IOXLG WKH WDQN SUHVVXUH ZLOO
LQFUHDVH DSSUR[LPDWHO\  EDU IRU D WHPSHUDWXUH
LQFUHDVH RI E&
7KH UHVXOW ZLOO EH WKDW LI WKH WHPSHUDWXUH ULVHV
RQO\ D IHZ GHJUHHV WKH VDIHW\ YDOYH ZLOO RSHQ
DQG OLTXLG /3* ZLOO HVFDSH LQ SODFH RI YDSRXU
'XH WR WKH HYDSRUDWLRQ RI WKH HVFDSLQJ OLTXLG
/3* WKH VDIHW\ YDOYH FDQ IUHH]H ZKLFK FDQ
UHVXOW LQ WKH WRWDO FRQWHQWV RI WKH WDQN HVFDSLQJ
$QRWKHU UHDVRQ IRU QRW FRPSOHWHO\ ILOOLQJ 
WKH IXHO WDQN ZLWK /3* KDV WR GR ZLWK WKH RLO IRU
WKH IXHO SXPS EHDULQJV ,I WKH WDQN ZHUH
FRPSOHWHO\ ILOOHG WKLV FRXOG UHVXOW LQ /3*
HQWHULQJ WKH SXPS PRWRU

M200718



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

7KH  ILOO OLPLWHU RSHUDWHV PHFKDQLFDOO\ ,Q WKH


WDQN LV D IORDW ZKLFK HQVXUHV WKDW LI WKH WDQN LV
DSSUR[  IXOO RI IXHO WKH ILOOHU RSHQLQJ LV
FORVHG RII
7KH ILOOHU RSHQLQJ UHPDLQV FORVHG XQWLO WKH IXHO
OHYHO LQ WKH WDQN KDV IDOOHQ WR D FHUWDLQ OHYHO

M200719

1RQUHWXUQ YDOYH 1
7KH QRQUHWXUQ YDOYH LV D OHJDO UHTXLUHPHQW
7KH QRQUHWXUQ YDOYH HQVXUHV WKDW LQ WKH HYHQW
RI D EUHDN LQ WKH UHWXUQ SLSH QR JDV FDQ HVFDSH
2 3
IURP WKH WDQN
,Q DGGLWLRQ WKH YDOYH GDPSV WKH JXUJOLQJ QRLVH
PDGH E\ WKH /3* DV LW LV UHWXUQHG WR WKH IXHO
WDQN
7KH QRQUHWXUQ YDOYH SOXQJHU  LV IRUFHG IURP
LWV VHDW E\ WKH /3* DJDLQVW WKH VSULQJ
SUHVVXUH  
7KH QRQUHWXUQ YDOYH RSHQV DQG FORVHV ZKHQ
WKH SUHVVXUH GLIIHUHQFH LV  EDU 4
M2 00 921
7KH UHWXUQ SLSH LV FRQQHFWHG WR WKH FRQQHFWRU
 DQG WKH SLSH WR WKH VXSSO\ FKDPEHU RI WKH
SXPS RQ WKH SLSH FRQQHFWLRQ  



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

3LSH ILOWHU
$ ILOWHU LV ILWWHG WR WKH VXSSO\ SLSH LPPHGLDWHO\
DIWHU WKH IXHO WDQN
7KH ILOWHU HOHPHQW  PXVW EH UHSODFHG LQ LWV 1
HQWLUHW\ RQ D SHULRGLFDO EDVLV LQ DFFRUGDQFH ZLWK
WKH PDLQWHQDQFH VFKHGXOH

6
M2 00 321

 ,QSXW SLSH FRQQHFWLRQ


 6SULQJ
 +RXVLQJ
 )LOWHU HOHPHQW
 2ULQJ
 2XWSXW SLSH FRQQHFWLRQ



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

)8(/ 3803
7KH IXHO SXPS ZKLFK LV ORFDWHG LQ WKH IXHO WDQN 1 2 3 4
FRQVLVWV RI DQ HOHFWULF PRWRU ZKLFK GULYHV D VWDU
VKDSHG GLDSKUDJP SXPS
7KH SXPS LV GLUHFWO\ FRQQHFWHG WR WKH PRWRU
7KH SXPSLQJ DFWLRQ LV FUHDWHG E\ D UHYROYLQJ
HFFHQWULF ZKLFK GULYHV WKH GLDSKUDJP YLD WKH
SOXQJHUV
7KH GLDSKUDJP SXPS KDV ILYH FKDPEHUV HDFK
ILWWHG ZLWK D VXFWLRQ YDOYH DQG D GHOLYHU\ YDOYH
7KH SXPS SUHVVXUH LV FRQWUROOHG E\ D SUHVVXUH
UHJXODWRU ILWWHG LQ WKH FRQQHFWLRQ XQLW
)RU VDIHW\ D SUHVVXUH UHOHDVH YDOYH LV ILWWHG LQ
WKH SXPS KRXVLQJ 6 5
,I WKH SUHVVXUH LQFUHDVHV DSSUR[  EDU LQ WKH
M2 00 338
IXHO WDQN WKH RYHUSUHVVXUH VDIHW\ XQLW ZLOO
EHFRPH RSHUDWLYH DQG WKH /3* ZLOO EH IHG WR WKH
VXSSO\ FKDPEHU YLD WKH RYHUIORZ YDOYH  3OXQJHU
 'LDSKUDJP
 3XPS FKDPEHU
 'HOLYHU\ YDOYH
 6XFWLRQ YDOYH
 2YHUIORZ YDOYH



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

7KH IXHO SXPS LV GULYHQ E\ D EUXVKOHVV $&


PRWRU
7KH  9 YHKLFOH '& VXSSO\ PXVW EH FRQYHUWHG 1
LQWR SKDVH DOWHUQDWLQJ FXUUHQW 2
7KH HOHFWURQLFV IRU WKH FRQYHUWHU DUH ILWWHG LQ D 3
VHSDUDWH XQLW PRXQWHG RQ WKH DFFHVVRU\
PRXQWLQJ SODWH
/3* KDV QR OXEULFDWLQJ TXDOLWLHV 7KH OXEULFDWLRQ 4
RI ERWK WKH PRWRU EHDULQJV LV SURYLGHG E\ WKH RLO 5
WKDW LV IRXQG LQ WKH PRWRU
2LO LV SURYLGHG WR WKH WRS EHDULQJ E\ DQ RLO
VXSSO\ VFUHZ 6
1RWH
%HFDXVH RI WKH RLO IRU WKH EHDULQJV RI WKH IXHO 7
SXPS DQ XQPRXQWHG IXHO WDQN PXVW DOZD\V
UHPDLQ LQ DQ XSULJKW SRVLWLRQ 7KLV FDQ EH VHHQ 8
E\ WKH FURVV WKDW KDV EHHQ DSSOLHG WR WKH WDQN
(QVXUH WKDW WKH WDQN LV DOZD\V NHSW VWUDLJKW HYHQ
GXULQJ WUDQVSRUW DQG VWRUDJH LQ D ZDUHKRXVH
7KH ZKROH XQLW SXPS DQG PRWRU LV VSULQJ
9
PRXQWHG LQ WKH VXSSO\ FKDPEHU 10
7KH IORRU RI WKH VXSSO\ FKDPEHU LV FRQVWUXFWHG 11
DV D RQHZD\ YDOYH 12 M2 00 590
7KH XVH RI D RQHZD\ YDOYH HQVXUHV WKDW /3*
FDQ HQWHU WKH VXSSO\ FKDPEHU IURP WKH WDQN EXW
FDQQRW IORZ EDFN LQWR WKH WDQN IURP WKH VXSSO\  /LG RI WKH VXSSO\ FKDPEHU
FKDPEHU ZLWK JODQG IRU ZLUH
 6SULQJ
 &RYHU
 6HDO
 6XSSO\ FKDPEHU
 5RWRU
 6WDWRU
 2LO VXSSO\ VFUHZ
 (FFHQWULF
 3XPS
 6SULQJ
 6XSSO\ FKDPEHU IORRU



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

&211(&7,21 81,7
7KH FRQQHFWLRQ XQLW SURYLGHV WKH FRQQHFWLRQ 6 4 5 7
EHWZHHQ WKH WDQN DQG WKH LQMHFWRUV %RWK WKH
VXSSO\ DQG WKH UHWXUQ SLSHV DUH FRQQHFWHG WR WKH
FRQQHFWLRQ XQLW 7R WKLV HQG WZR VHSDUDWH
SDVVDJHV KDYH EHHQ PDGH LQ WKH FRQQHFWLRQ
XQLW 7KH GLUHFWLRQ RI IORZ LV LQGLFDWHG E\ DUURZV
RQ WKH FRQQHFWLRQ XQLW
7KH OLTXHILHG /3* IORZV IURP WKH IXHO SXPS YLD
WKH FRQQHFWLRQ XQLW WR WKH LQMHFWRUV WP
7KH XQXVHG /3* UHWXUQV WR WKH IXHO WDQN YLD WKH MAX 30 BAR
435 PSI

FRQQHFWLRQ XQLW

XX

XX
X
XX X
XXXX

$Q HOHFWURPDJQHWLF YDOYH LV ILWWHG LQ WKH VXSSO\


SLSH SDVVDJH RI WKH FRQQHFWLRQ XQLW 7KLV
HOHFWURPDJQHWLF YDOYH LV SDUW RI WKH HPHUJHQF\ 3 2 1
UXQQLQJ V\VWHP DQG LV DFWLYDWHG E\ WKH (&8
7KH YDOYH LV RSHQHG DQG FORVHG DW WKH VDPH M2 00 345

WLPH DV WKH HOHFWURPDJQHWLF GLVFKDUJH YDOYH


DIIL[HG WR WKH WDQN
,Q WKH HYHQW RI D EUHDN RFFXUULQJ LQ WKH IXHO SLSH 4 5
DIWHU WKH FRQQHFWLRQ XQLW WKH /3* VXSSO\ LV VKXW
RII E\ WKLV YDOYH
7KH HOHFWURPDJQHWLF YDOYH LV D OHJDO
UHTXLUHPHQW
$ SUHVVXUH UHJXODWRU LV PRXQWHG LQ WKH UHWXUQ
SLSH SDVVDJH
7KLV SUHVVXUH UHJXODWRU UHJXODWHV WKH SUHVVXUH
RI WKH OLTXHILHG /3* WR  EDU KLJKHU WKDQ WKH
SUHVVXUH WKDW LV SUHVHQW DW WKH WLPH LQ WKH IXHO
WDQN
7KH WDQN SUHVVXUH LV GHSHQGHQW RQ WKH
WHPSHUDWXUH DQG WKH FRPSRVLWLRQ RI WKH /3*
VHH VXEVHFWLRQ ´*HQHUDOµ 7KH UHJXODWHG 3 2 1
SUHVVXUH OLHV EHWZHHQ  DQG  EDU GHSHQGHQW
M200720
RQ WKLV WDQN SUHVVXUH
$ SUHVVXUH VHQVRU LV ILWWHG LQ WKH UHWXUQ VLGH  )XHO SLSH IURP WKH LQMHFWRUV
SDVVDJH RI RQH RI WKH WZR FRQQHFWLRQ XQLWV 7KH  3UHVVXUH UHJXODWRU KRXVLQJ
SUHVVXUH VHQVRU PHDVXUHV WKH UHJXODWHG V\VWHP  )XHO SLSH WR WKH IXHO WDQN
SUHVVXUH DQG SDVVHV LW RQ WR WKH (&8  6ROHQRLG YDOYH
 3UHVVXUH VHQVRU
 )XHO SLSH IURP WKH IXHO WDQN
 )XHO SLSH WR WKH LQMHFWRUV



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

3UHVVXUH UHJXODWRU
7KH WDQN SUHVVXUH DFWV RQ WKH GLDSKUDJP RI WKH
SUHVVXUH UHJXODWRU 7KH SUHVVXUH UHJXODWRU YDOYH 4 2
RSHQV ZKHQ WKH V\VWHP SUHVVXUH LV HTXDO WR WKH
WDQN SUHVVXUH SOXV WKH VSULQJ SUHVVXUH
7KH SUHVVXUH UHJXODWRU LV DGMXVWHG WR RSHQ ZKHQ
D SUHVVXUH GLIIHUHQFH RI  EDU LV UHDFKHG
%\ XVLQJ WKLV SUHVVXUH UHJXODWRU WKH V\VWHP 1
SUHVVXUH LV DOZD\V  EDU KLJKHU WKDQ WKH 3
SUHVVXUH LQ WKH IXHO WDQN
3UHVVXUH VHQVRU
7KH SUHVVXUH VHQVRU PHDVXUHV WKH DEVROXWH
2
SUHVVXUH RI WKH /3* WKDW LV IHG WR WKH LQMHFWRUV
7KH VHQVRU KDV D UDQJH RI  WR  EDU DQG M2 00 346
FRQYHUWV WKLV WR D VLJQDO UDQJLQJ IURP  WR  9
7KH SRWHQWLDO WKDW WKLV VHQVRU SDVVHV WR WKH (&8
 6\VWHP SUHVVXUH
LV D VLJQDO WKDW WKH (&8 XVHV WR FRUUHFW WKH
 )XHO WDQN SUHVVXUH
YROXPH RI /3* LQMHFWHG
 'LDSKUDJP
7KH VXSSO\ YROWDJH LV  9
 6SULQJ
7KH VHQVRU LV SURYLGHG ZLWK D VHSDUDWH HDUWK
FRQQHFWLRQ
)URP SURJUDP YHUVLRQ ( ERWK SUHVVXUH
VHQVRUV DUH FRQQHFWHG
,Q SUHYLRXV SURJUDP YHUVLRQV RQO\ RQH SUHVVXUH
VHQVRU LV FRQQHFWHG 8QGHU QRUPDO
FLUFXPVWDQFHV WKH SUHVVXUH LQ WKH IXHO WDQNV LV
HTXDO
7KH QRQFRQQHFWHG SUHVVXUH VHQVRU FDQ EH
XVHG IRU GLDJQRVLV



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

,1-(&725

M2 00 658

7ZR LQMHFWRU KROGHUV DUH ILWWHG WR WKH HQJLQH


HDFK KROGV  LQMHFWRUV
7KH WKUHH LQMHFWRUV DUH VXSSOLHG ZLWK IXHO YLD D
SDVVDJH PDGH LQ WKH LQMHFWRU KROGHU
2QH VLGH RI WKH SDVVDJH LV FRQQHFWHG WR WKH IXHO
VXSSO\ SLSH 7KH RWKHU VLGH LV FRQQHFWHG WR WKH
IXHO UHWXUQ VLGH
%RWK IXHO SLSHV DUH FRQQHFWHG WR WKH FRQQHFWLRQ
XQLW XVLQJ XQLRQV
$Q H[FHVV RI /3* LV DOZD\V VXSSOLHG WR WKH
LQMHFWRUV %HFDXVH RQO\ D VPDOO YROXPH LV
LQMHFWHG D ODUJH YROXPH LV UHWXUQHG WR WKH IXHO
WDQN 7KLV LV GRQH WR HQVXUH WKDW WKH /3* GRHV
QRW KHDW XS H[FHVVLYHO\ ZKLFK FRXOG UHVXOW LQ
YDSRXU EHLQJ IRUPHG
7KH LQMHFWRU KROGHUV DUH PDGH RI SODVWLF WR VWRS
WKHP EHFRPLQJ KHDWHG E\ WKH PDQLIROG



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

7KH LQMHFWRUV DUH RI WKH ERWWRPIHHG W\SH ,Q WKLV


W\SH RI LQMHFWRU WKH OLTXHILHG /3* HQWHUV WKH
LQMHFWRU IURP WKH ERWWRP
7KH DGYDQWDJH LV WKDW WKH KHDW RI WKH LQMHFWRU
FRLO GRHV QRW KHDW WKH /3* VRPHWKLQJ WKDW
RFFXUV LQ WRSIHHG LQMHFWRUV
$OVR YHU\ OLWWOH UHVLGXDO /3* UHPDLQV LQ WKH
LQMHFWRU
$ ILOWHU LV SODFHG LQ IURQW RI WKH LQMHFWRU LQOHW
VHH WKH DUURZ RQ WKH GLDJUDP  WR SUHYHQW WKH
LQJUHVV RI ODUJH SDUWLFOHV RI DVVHPEOH GHEULV
'XULQJ LQMHFWLRQ WKH OLTXHILHG /3* LV VSUD\HG DW
E LQWR WKH SDVVLQJ DLU E\ WKH RXWOHW QR]]OH RI
WKH LQMHFWRU KROGHU
7KH LQMHFWRU LV RSHQHG E\ WKH SRZHU XQLW 7KLV
XQLW VZLWFKHV WKH QHJDWLYH VLGH RI WKH LQMHFWRU
FRLO WR HDUWK LQ D SXOVDWLQJ IDVKLRQ
7KH SRZHU XQLW LV FRQWUROOHG E\ WKH (&8
$ KLJK FXUUHQW LV UHTXLUHG WR RSHQ WKH LQMHFWRU M2 00 318

DJDLQVW WKH SUHVVXUH RI WKH /3* RQ DYHUDJH


DSSUR[  $ 
$IWHU WKH LQMHFWRU LV RSHQHG WKH FXUUHQW VXEVLGHV
7R NHHS WKH LQMHFWRU RSHQ OHVV FXUUHQW LV QHHGHG
RQ DYHUDJH DSSUR[  $ 
%\ SXOVDWLQJ WKH FXUUHQW DQG UHGXFLQJ LW ZKHQ
WKH LQMHFWRU LV RSHQHG OHVV KHDW LV JHQHUDWHG LQ
WKH FRLO



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

6(16256
&UDQNVKDIW VSHHGSRVLWLRQ VHQVRU
7KH FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU  LV RQ
1
WKH VHQVRU ULQJ KRXVLQJ  
7KLV HOHFWURPDJQHWLF VHQVRU KDV D GRXEOH
IXQFWLRQ ,W LV XVHG WR REWDLQ HQJLQH VSHHG
LQIRUPDWLRQ DQG WR GHWHUPLQH WKH SRVLWLRQ RI WKH
FUDQNVKDIW
,W LV D SDVVLYH VHQVRU ZKLFK PHDQV WKDW QR
VHSDUDWH SRZHU VXSSO\ LV QHHGHG
7KH VHQVRU YROWDJH LV GHWHUPLQHG E\ D FKDQJLQJ
PDJQHWLF ILHOG
7KH PDJQHWLF ILHOG LV FDXVHG E\ WKH URWDWLRQ RI D
WRRWKHG VWHHO VHQVRU ULQJ
$ PLVVLQJ WRRWK SURYLGHV WKH UHIHUHQFH SRLQW
PDUN WR GHWHUPLQH WKH VSHHG RI WKH HQJLQH DQG
WKH SRVLWLRQ RI WKH SLVWRQ LQ 1R  F\OLQGHU
7KH VLJQDO LV JLYHQ WR WKH (&8
$ VHSDUDWH VHQVRU KDV EHHQ PRXQWHG LQ WKH
WLPLQJ JHDU FDVH IRU WKH VLJQDO IURP WKH UHY
FRXQWHU 2 M2 00 911

$LU WHPSHUDWXUH VHQVRU


7KH DLU WHPSHUDWXUH VHQVRU LV ILWWHG LQ WKH LQOHW
PDQLIROG
7KH WHPSHUDWXUH VHQVRU LV DQ 17& W\SH VHQVRU
7KLV PHDQV WKDW DV WKH DLU WHPSHUDWXUH
LQFUHDVHV WKH UHVLVWDQFH RI WKH VHQVRU
GHFUHDVHV
7KLV YDOXH LV JLYHQ WR WKH (&8
7KH VXSSO\ YROWDJH LV  9
7KH VHQVRU LV SURYLGHG ZLWK D VHSDUDWH HDUWK
FRQQHFWLRQ
M2 00 898



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

,QOHW 0DQLIROG $EVROXWH 3UHVVXUH VHQVRU


0$3 VHQVRU
7KLV VHQVRU LV XVHG WR PHDVXUH WKH DEVROXWH
SUHVVXUH LQ WKH LQOHW PDQLIROG 0$3 VWDQGV IRU
0DQLIROG $EVROXWH 3UHVVXUH
7KH DLU SUHVVXUH LQ FRPELQDWLRQ ZLWK WKH DLU
WHPSHUDWXUH JLYHV D PHDVXUHPHQW IRU WKH PDVV
RI WKH GUDZQLQ DLU
7KH DLU PDVV JLYHV D PHDVXUH IRU WKH HQJLQH
ORDG
,W LV D VHQVRU ZLWK D SURSRUWLRQDO RXWSXW
IUHTXHQF\ 7KLV PHDQV WKDW WKH IUHTXHQF\ RI WKH
RXWSXW VLJQDO FKDQJHV DV WKH SUHVVXUH LQ WKH
LQOHW PDQLIROG FKDQJHV
7KH VXSSO\ YROWDJH LV  9 DQG WKH IUHTXHQF\
VLJQDO KDV D SHDN WR SHDN YDOXH RI  YROWV
7KH VHQVRU LV SURYLGHG ZLWK D VHSDUDWH HDUWK
FRQQHFWLRQ M2 00 320
7KH VLJQDO LV JLYHQ WR WKH (&8
7KH FKDUJH SUHVVXUH VHQVRU KDV D YLEUDWLRQIUHH
DWWDFKPHQW WR WKH HQJLQH DQG LV FRQQHFWHG WR
WKH LQOHW PDQLIROG YLD D IOH[LEOH SLSH 7KH IOH[LEOH
SLSH KDV D FDOLEUDWHG RSHQLQJ
6KRUWHQLQJ WKH IOH[LEOH SLSH LV QRW SHUPLWWHG
&RRODQW WHPSHUDWXUH VHQVRU
7KH FRRODQW WHPSHUDWXUH VHQVRU LV ILWWHG WR WKH
FRRODQW FROOHFWLRQ SLSH
7KLV VHQVRU PHDVXUHV WKH WHPSHUDWXUH RI WKH
FRRODQW DV LW H[LWV WKH F\OLQGHU EORFN
7KH VHQVRU LV DQ 17& W\SH ZKLFK PHDQV WKDW DV
WKH WHPSHUDWXUH LQFUHDVHV WKH UHVLVWDQFH RI WKH
VHQVRU GHFUHDVHV
7KH YDOXH LV JLYHQ WR WKH (&8
7KH VXSSO\ YROWDJH LV  9
7KH VHQVRU LV SURYLGHG ZLWK D VHSDUDWH HDUWK
FRQQHFWLRQ M2 00 899

1RWH
$ VHSDUDWH VHQVRU LV ILWWHG IRU WKH FRRODQW
WHPSHUDWXUH JDXJH LQ WKH FDE



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

/DPEGD VHQVRU
7KH ODPEGD VHQVRU LV RQ WKH IURQW RI WKH
FDWDO\WLF FRQYHUWHU RU LQ WKH H[KDXVW SLSH
EHWZHHQ WKH WXUERFKDUJHU DQG WKH FDWDO\WLF
FRQYHUWHU
7KH REMHFWLYH RI WKH /DPEGD VHQVRU LV WR
PHDVXUH WKH R[\JHQ FRQWHQW RI WKH H[KDXVW M2 00 322
JDVHV 7R GR WKLV WKH SURSRUWLRQ RI R[\JHQ LQ WKH
H[KDXVW JDV LV FRPSDUHG WR WKH SURSRUWLRQ RI
R[\JHQ LQ WKH DPELHQW DLU
7KH RSHUDWLQJ SULQFLSOH GHSHQGV RQ WKH SK\VLFDO
TXDOLW\ RI WKH FHUDPLF PDWHULDO ]LUFRQLXPGLR[LGH
=U2  $ERYH E& WKLV PDWHULDO SURGXFHV D
SRWHQWLDO ZKHQ WKH R[\JHQ FRQFHQWUDWLRQ RQ WKH
IURQW DQG UHDU RI WKH /DPEGD VHQVRU LQ WKH
H[KDXVW JDV DQG LQ WKH DPELHQW DLU LV GLIIHUHQW
7KH VLJQDO SURGXFHG LV GHSHQGHQW RQ WKH
R[\JHQ FRQFHQWUDWLRQ DQG WKH WHPSHUDWXUH RI
WKH =U2 7KH SRWHQWLDO LV FDOOHG WKH 1HUQVW
SRWHQWLDO DIWHU WKH GLVFRYHUHU RI WKH SULQFLSOH
7KH VHQVRU UHDFWV WR D OHDQ PL[WXUH ZLWK D ORZ
SRWHQWLDO VLJQDO  9 DQG WR D ULFK PL[WXUH ZLWK
D KLJK SRWHQWLDO VLJQDO  9  0,8V
7KLV VLJQDO LV JLYHQ WR WKH (&8 ZKLFK XVHV LW WR
FRUUHFW WKH YROXPH RI IXHO LQMHFWHG
7KH /DPEGD VHQVRU LV SURYLGHG ZLWK D VHSDUDWH
HDUWK FRQQHFWLRQ IRU WKH VDNH RI PHDVXUHPHQW
DFFXUDF\ 0,5V
7KH /DPEGD VHQVRU RQO\ SURGXFHV D SRWHQWLDO
ZKHQ LW LV XS WR WHPSHUDWXUH
$ KHDWLQJ HOHPHQW LV ILWWHG WR WKH VHQVRU WR EULQJ
LW XS WR WHPSHUDWXUH UDSLGO\ DQG WR KROG LW DW
WHPSHUDWXUH ZKHQ WKH WHPSHUDWXUH RI WKH 0,2V
H[KDXVW JDV LV ORZ
7KH ZRUNLQJ SDUW RI WKH /DPEGD VHQVRU LV
SURWHFWHG E\ D FHUDPLF ILOWHU DQG D PHWDO A λ=1 B
KRXVLQJ
M2 00 315
7KH RSHUDWLRQ RI WKH /DPEGD VHQVRU LV DIIHFWHG
EDGO\ DQG HYHQWXDOO\ VWRSV $ 5LFK PL[WXUH
 DW KLJK WHPSHUDWXUHV % /HDQ PL[WXUH
 DW KLJK &2 FRQFHQWUDWLRQV LQ WKH H[KDXVW
JDV
 DW KLJK +& FRQFHQWUDWLRQV LQ WKH H[KDXVW
JDV



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

&+$5*,1* 35(6685( &21752/ 9$/9(


7KH FKDUJLQJ SUHVVXUH FRQWURO YDOYH LV DQ 1
HOHFWURPHFKDQLFDO YDOYH ZKLFK FRQWUROV WKH
SUHVVXUH WR WKH DLU F\OLQGHU RI WKH ´ZDVWH JDWHµ
YDOYH 8VLQJ WKH ´ZDVWH JDWHµ YDOYH WKH FKDUJLQJ
SUHVVXUH LV DGMXVWHG
,I WKH FKDUJLQJ SUHVVXUH ULVHV WRR KLJK DW D
VSHFLILF HQJLQH ORDGLQJ WKH (&8 DFWLYDWHV WKH
FKDUJLQJ SUHVVXUH FRQWURO YDOYH YLD D GXW\ F\FOH 2
7KLV GXW\ F\FOH GHSHQGV RQ WKH HQJLQH VSHHG
DQG WKH VLJQDO IURP WKH 0$3 VHQVRU 3
7KH ZLGWK RI WKH SXOVH LVVXHG E\ WKH (&8 ZLOO
GHWHUPLQH WKH DLU VXSSO\ WR WKH DLU F\OLQGHU 4
&RQQHFWLRQ  LV XQGHU D FRQVWDQW DLU SUHVVXUH RI
 EDU 7KLV DLU SUHVVXUH LV VXSSOLHG IURP WKH
YHKLFOH·V DLU V\VWHP YLD WZR UHGXFWLRQ YDOYHV
9
5
:LWK WKH FRLO  DFWLYDWHG WKH DLU SUHVVXUH LV
DGPLWWHG 7KH YDOYH  LV IRUFHG DJDLQVW WKH
ERWWRP VHDW   RYHUFRPLQJ WKH SUHVVXUH RI WKH 6
VSULQJ  
9LD D QXPEHU RI KROHV LQ WKH YDOYH   WKH DLU 7
SUHVVXUH VXSSO\ IORZV YLD FRQQHFWLRQ  WR WKH 8
DLU F\OLQGHU ,Q WKH DLU F\OLQGHU SUHVVXUH LV EXLOW
XS WKXV RSHQLQJ WKH ´ZDVWH JDWHµ YDOYH M2 00 311

,I WKH FRLO  LV UHFHLYLQJ QR SRZHU WKH DLU


VXSSO\ GXFW  LV VKXW 1
7KH VSULQJ  IRUFHV WKH YDOYH  DJDLQVW WKH
WRS VHDW  DQG WKH DLU VXSSO\ WR WKH DLU F\OLQGHU
LV LQWHUUXSWHG
7KH DLU F\OLQGHU LV QRZ FRQQHFWHG WR
DWPRVSKHUH YLD WKH FDOLEUDWHG RSHQLQJ   2
7KH DLU F\OLQGHU YHQWV DQG WKH ´ZDVWH JDWHµ YDOYH
DUH FORVHG
3

7KH WZR VLWXDWLRQV GHVFULEHG DERYH UHSUHVHQW 4


WKH H[WUHPH SRVLWLRQV :KLOVW WKH FKDUJLQJ
SUHVVXUH YDOYH LV EHLQJ DFWLYDWHG WKH DLU F\OLQGHU
ZLOO EH VRPHZKHUH EHWZHHQ WKHVH WZR H[WUHPHV 9
'XH WR WKH FRQVWUXFWLRQ RI WKH FKDUJLQJ SUHVVXUH 5
FRQWURO YDOYH WKHUH LV DOZD\V VRPH DLU IORZ YLD
WKH FDOLEUDWHG RSHQLQJ
7R SUHYHQW WKH DLU V\VWHP EHFRPLQJ HPSW\ YLD
7
6
FLUFXLW  ZLWK WKH HQJLQH VZLWFKHG RII DQ
HOHFWURPDJQHWLF YDOYH KDV EHHQ SODFHG LQ WKH DLU
VXSSO\ SLSH ZKLFK VKXWV RII WKH DLU VXSSO\ ZLWK 8
WKH YHKLFOH FRQWDFW VZLWFKHG RII
M2 00 312



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

35(6685( /,0,7,1* 9$/9( B


,I WKH WKURWWOH YDOYH LV FORVHG UDSLGO\ DQG WKH
FKDUJH SUHVVXUH LV WRR KLJK SUHVVXUH EXLOGXS A
EHWZHHQ WKH WKURWWOH YDOYH DQG WKH WXUERFKDUJHU
FRXOG GDPDJH WKH WXUERFKDUJHU 7R SURWHFW WKH
WXUERFKDUJHU D SUHVVXUH OLPLWLQJ YDOYH KDV EHHQ
PRXQWHG EHWZHHQ WKH WXUERFKDUJHU DQG WKURWWOH
YDOYH
9LD D FRQWURO SLSH FRQQHFWLRQ % FRQQHFWHG WR
WKH LQOHW PDQLIROG WKH SUHVVXUH GLIIHUHQFH EHIRUH
DQG DIWHU WKH WKURWWOH YDOYH LV PHDVXUHG $W D C
VSHFLILF SUHVVXUH GLIIHUHQFH WKH SUHVVXUH
OLPLWLQJ YDOYH RSHQV DQG WKH FRQQHFWLRQ $ LV
OLQNHG WR FRQQHFWLRQ &  WKXV YHQWLQJ WKH FKDUJH M2 00 664
SUHVVXUH WR WKH VXFWLRQ SLSH RI WKH WXUERFKDUJHU

,'/,1* 63((' &21752/ 9$/9(


7KH FRQWURO YDOYH FRQVLVWV RI DQ HOHFWULF PRWRU
ZLWK WZR ZLQGLQJV 1
,W KDV D URWDWLRQDO DQJOH ZKLFK LV OLPLWHG WR E
$ URWDU\ YDOYH ZKLFK LV DWWDFKHG WR WKH DUPDWXUH
RI WKH PRWRU RSHQV WKH DLU E\SDVV SDVVDJH XQWLO
WKH UHTXLUHG LGOH VSHHG LQGHSHQGHQW RI WKH ORDG
LV UHDFKHG 2
7KH WZR ZLQGLQJV RI WKH DUPDWXUH DUH SRZHUHG
DOWHUQDWHO\ ZKLFK UHVXOWV LQ RSSRVLQJ IRUFHV
EHLQJ DSSOLHG WR WKH DUPDWXUH RI WKH HOHFWULF
PRWRU 3
7KH URWDU\ YDOYH DGMXVWV LWVHOI WR D FHUWDLQ DQJOH
ZKLFK FRUUHVSRQGV WR WKH UDWLR RI WKH SRZHU 4
VXSSOLHG
7KH (&8 LV UHVSRQVLEOH IRU FRQWUROOLQJ WKH
ZLQGLQJV
7KH (&8 FRQWLQXRXVO\ FRPSDUHV WKH HQJLQH
VSHHG WR WKDW UHTXLUHG
$Q\ GLVFUHSDQF\ LV FRUUHFWHG E\ LQFUHDVLQJ RU 5 6
GHFUHDVLQJ WKH DLU VXSSO\

M2 00 324

 (OHFWULFDO FRQQHFWLRQ
 +RXVLQJ

 

3HUPDQHQW PDJQHW
$UPDWXUH
 7KURWWOH E\SDVV DLU SDVVDJH
 5RWDU\ YDOYH

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

&$7$/<7,& &219(57(5
:KHQ IXHO LV EXUQW LQ WKH HQJLQH IRXU VRUWV RI JDV
DUH SURGXFHG
&2 FDUERQ GLR[LGH
&2 FDUERQ PRQR[LGH
&+ K\GURFDUERQV
12[ QLWURJHQ R[LGHV
7KHVH IRXU VRUWV RI JDV ZLWK WKH H[FHSWLRQ RI
&2 FDUERQ GLR[LGH  DUH SRLVRQRXV
$ WKUHHZD\ FDWDO\WLF FRQYHUWHU LV ILWWHG LQ WKH
H[KDXVW V\VWHP WR VWULS WKH H[KDXVW JDVHV RI WKH M2 00 323
PD[LPXP SRVVLEOH DPRXQW RI SRLVRQRXV
FKHPLFDOV
7KLV FDWDO\WLF FRQYHUWHU FRQYHUWV D ODUJH
SURSRUWLRQ RI WKH WKUHH JDVHV PHQWLRQHG DERYH
LQWR QRQSRLVRQRXV JDVHV
 7KH &2 FDUERQ PRQR[LGH LV FRQYHUWHG WR
&2 FDUERQ GLR[LGH
 7KH 12[ QLWURJHQ R[LGHV DUH FRQYHUWHG WR
1 SXUH QLWURJHQ
 7KH &+ K\GURFDUERQV DUH FRQYHUWHG WR
+2 ZDWHU YDSRXU
7KHVH UHDFWLRQV DUH WKH UHVXOW RI WKH SUHVHQFH RI
SUHFLRXV PHWDOV LQ WKH FDWDO\WLF FRQYHUWHU QDPHO\
SODWLQXP DQG UKRGLXP RU SDOODGLXP
:KHQ WKH WHPSHUDWXUH RI WKH FDWDO\WLF FRQYHUWHU
H[FHHGV E& WKH SODWLQXP FDXVHV WKH +& DQG
&2 WR R[LGL]H DQG WKH UKRGLXP RU SDOODGLXP
FDXVHV WKH UHGXFWLRQ RI WKH 12[
7KHVH WKUHH UHDFWLRQV RQO\ RFFXU DW WKH VDPH
WLPH ZKHQ WKH /DPEGD QXPEHU LV YHU\ FORVH
WR 
2SWLPXP FRQYHUVLRQ RI WKH SRLVRQRXV JDVHV
RFFXUV ZKHQ WKH WHPSHUDWXUH LQ WKH FDWDO\WLF
FRQYHUWHU LV DSSUR[LPDWHO\ E&
7KH FRQFHQWUDWLRQ RI WKH WKUHH SRLVRQRXV JDVHV
LV WKHQ UHGXFHG E\ DSSUR[LPDWHO\ 
7KH SUHFLRXV PHWDOV DUH DSSOLHG WR WKH
KRQH\FRPE VXUIDFH RI D FHUDPLF HOHPHQW
7KH FHUDPLF HOHPHQW FRQWDLQV PDQ\ FRUQHUV
DQG KROORZ VSDFHV WR FUHDWH DV JUHDW D VXUIDFH
DUHD DV SRVVLEOH WKLV HQVXUHV WKDW DV PXFK RI
WKH H[KDXVW JDV DV SRVVLEOH FRPHV LQWR FRQWDFW
ZLWK WKH SUHFLRXV PHWDOV
,Q WRWDO DOO WKH KRQH\FRPE VXUIDFHV WRJHWKHU
IRUP D VXUIDFH DUHD WKDW LV  WLPHV DV ODUJH
DV D FORVHG ERG\ ZLWK WKH VDPH GLPHQVLRQV
7KH FHUDPLF HOHPHQW LV ILWWHG LQ D VWHHO WXEH
IURP WKH RXWVLGH RI WKH FDWDO\WLF FRQYHUWHU LW 
ORRNV OLNH DQ H[KDXVW VLOHQFHU

 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

6WDUWLQJ DQG WKHQ LQWHQVLI\LQJ D FKHPLFDO


UHDFWLRQ ZLWKRXW EHLQJ DIIHFWHG E\ WKH UHDFWLRQ LV
FDOOHG FDWDO\VDWLRQ
7KH PDWHULDO WKDW LQLWLDWHV WKH UHDFWLRQ LV FDOOHG D
FDWDO\VW ,W LV IURP WKLV ZRUG FDWDO\VW WKDW WKH WRWDO
XQLW GHULYHV LWV QDPH DOWKRXJK RQO\ WKH SUHFLRXV
PHWDOV DUH DFWXDOO\ FDWDO\VWV
7KH QDPH WKUHHZD\ FDWDO\WLF FRQYHUWHU UHIHUV WR
WKH IDFW WKDW D WKUHHIROG FRQYHUVLRQ WDNHV SODFH
ZLWKLQ WKH XQLW
1RUPDOO\ WKH SUHFLRXV PHWDOV UHPDLQ DFWLYH IRU
PDQ\ \HDUV +RZHYHU WKH FDWDO\WLF FRQYHUWHU·V
HIILFLHQF\ FDQ EH UHGXFHG DQG FDQ HYHQ VWRS
WKURXJK
 KLJK FRQFHQWUDWLRQV RI &2 ULFK PL[WXUH
 KLJK FRQFHQWUDWLRQV RI +& ULFK RU OHDQ
PL[WXUH DQG SRRU LJQLWLRQ 
7KH FDWDO\WLF FRQYHUWHU LV ORFDWHG LQ WKH H[KDXVW
V\VWHP EHWZHHQ WKH WXUERFKDUJHU DQG WKH
VLOHQFHU
1RWHV
7KH SLSH EHWZHHQ WKH WXUERFKDUJHU DQG WKH
FDWDO\WLF FRQYHUWHU LV PDGH IURP VWDLQOHVV VWHHO
7KLV FRXOG OHDG WR EORFNDJH RI WKH FDWDO\WLF
FRQYHUWHU ZLWK UXVW SDUWLFOHV
$OZD\V WUHDW D FDWDO\WLF FRQYHUWHU JHQWO\ DQG
QHYHU KLW LW ZLWK D KDPPHU 7KLV ZLOO GDPDJH WKH
FHUDPLF LQQHU ZRUNLQJV RI WKH FDWDO\WLF FRQYHUWHU



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &RPSRQHQWV

,*1,7,21 &2,/
7KH LJQLWLRQ FRLO  DQG WKH VSDUN SOXJ FDS 
IRUP D VLQJOH XQLW
1 2

M200642

7KH FRLO SDFN RI WKH ',6 FRLO FRQVLVWV RI D


SULPDU\ ZLQGLQJ UHVLVWDQFH DSSUR[  : 15
DQG D VHFRQGDU\ ZLQGLQJ UHVLVWDQFH 1 2 3
DSSUR[  N:  1
4
7KH SULPDU\ ZLQGLQJ KDV D  9ROW VXSSO\
5
7KH RWKHU VLGH RI HDFK SULPDU\ ZLQGLQJ LV 15
FRQQHFWHG WR WKH (&8 ZKLFK FRQQHFWV LW WR
HDUWK 1
&XUUHQW IORZV WKURXJK WKH SULPDU\ ZLQGLQJ ZKLFK
15
JHQHUDWHV D PDJQHWLF ILHOG
7KH (&8 FDOFXODWHV WKH FRUUHFW WLPH IRU LJQLWLRQ
DQG DW WKLV WLPH LW LQWHUUXSWV WKH HDUWK 1
FRQQHFWLRQ 'XULQJ WKH LQWHUUXSWLRQ DQ LQGXFHG 15
YROWDJH RI DSSUR[  9ROWV LV JHQHUDWHG LQ WKH
SULPDU\ ZLQGLQJ FRQFHUQHG
$W WKH VDPH WLPH D KLJK YROWDJH LV JHQHUDWHG 1
WKURXJK PXWXDO LQGXFWLRQ WKH SULQFLSOH RI WKH 15
WUDQVIRUPHU  LQ WKH VHFRQGDU\ ZLQGLQJ 
DVVRFLDWHG ZLWK WKH SULPDU\ ZLQGLQJ  
1
7KH HQG RI WKH VHFRQGDU\ ZLQGLQJ  LV
FRQQHFWHG WR WKH VSDUN SOXJ   15

M2 00 588



 
)8(/ $1' ,*1,7,21 6<67(0
&RPSRQHQWV 5* HQJLQH

,JQLWLRQ YROWDJH
7KH YROWDJH UHTXLUHG WR LJQLWH WKH /3*DLU
PL[WXUH GHSHQGV DPRQJVW RWKHU WKLQJV RQ WKH
SUHVVXUH LQ WKH F\OLQGHU WKH PL[WXUH GLVWULEXWLRQ
DQG WKH SOXJ JDS RI WKH VSDUN SOXJV
 7KH KLJKHU WKH SUHVVXUH LQ WKH F\OLQGHU DW
WKH PRPHQW RI LJQLWLRQ WKH KLJKHU WKH
UHTXLUHG YROWDJH
 7KH OHDQHU WKH PL[WXUH WKH KLJKHU WKH
UHTXLUHG LJQLWLRQ YROWDJH
 7KH JUHDWHU WKH HOHFWURGH JDS WKH KLJKHU
WKH UHTXLUHG LJQLWLRQ YROWDJH
$Q LGOLQJ HQJLQH ZLWK DQ LJQLWLRQ WLPLQJ RI
E 7'& DQG D PL[WXUH VWUHQJWK RI l 
UHTXLUHV DQ LJQLWLRQ YROWDJH RI DSSUR[  N9
7KH LJQLWLRQ FRLO KDV D FDSDFLW\ RI DSSUR[
 N9



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

 &+(&.,1* 7+( )8(/ 6<67(0

,QVSHFWLRQ HQJLQH UXQQLQJ


,I WKH HQJLQH LV UXQQLQJ RQ ILYH F\OLQGHUV RQO\ WKH
F\OLQGHU QRW ZRUNLQJ FDQ EH GHWHUPLQHG LQ WKH
PDQQHU GHWDLOHG EHORZ
 6WDUW WKH HQJLQH DQG EULQJ LW WR RSHUDWLQJ
WHPSHUDWXUH
 &DOO XS WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ
WKH GLDJQRVWLFV SURJUDP
 :LWK WKH ZDUP HQJLQH UXQQLQJ DW LGOLQJ
VSHHG UHFRUG WKH UHDGLQJ EHKLQG ´7RWDOµ LQ
WKH EORFN ´)8(/ 38/6( 7,0(6µ RQ WKH
´3DUDPHWHU GLVSOD\µ VFUHHQ RU WKH UHDGLQJ
E\ ´)XHOOLQJµ LQ WKH ´)HHGEDFNµ VFUHHQ
)URP SURJUDP YHUVLRQ ( WKH SUHVVXUHV
RI ERWK IXHO V\VWHPV DUH OLVWHG
 5HPRYH WKH FRQQHFWRU IURP WKH LJQLWLRQ FRLO
RI F\OLQGHU RQH DQG FKHFN ZKHWKHU WKH
UHDGLQJ LQ ´)8(/ 38/6( 7,0(6µ RU
´)XHOOLQJµ LQFUHDVHV
,I WKH UHDGLQJ GRHV QRW FKDQJH ZKLOH
VZLWFKLQJ RII WKH LQMHFWRU WKLV LV WKH F\OLQGHU
ZKLFK LV QRW ZRUNLQJ 7KH IDXOW PD\ EH
FRQQHFWHG WR WKH LJQLWLRQ RU IXHO V\VWHP
 ,I WKH F\OLQGHU WHVWHG IXQFWLRQV SURSHUO\ VWRS
WKH HQJLQH DQG VZLWFK RII WKH FRQWDFW $V D
UHVSRQVH WR WKH LQWHUUXSWLRQ RI WKH LJQLWLRQ
WKH (06 XQLW ZLOO VZLWFK RII WKH IXHO LQMHFWLRQ
RI WKH F\OLQGHU LQ TXHVWLRQ %\ VZLWFKLQJ RII
WKH FRQWDFW WKH DFWLRQ RI VZLWFKLQJ RII ZLOO
EH UHVHW
 &KHFN WKH UHPDLQLQJ F\OLQGHUV LQ WKH VDPH
ZD\



 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

&KHFNLQJ WKH IXHO V\VWHP


 &DOO XS WKH VHFRQG ´3DUDPHWHU GLVSOD\µ
VFUHHQ RQ WKH GLDJQRVWLFV SURJUDP DQG ORRN
IRU WKH DEEUHYLDWLRQ ´)35µ
7KLV DEEUHYLDWLRQ UHODWHV WR WKH UHOD\ IRU WKH
IXHO SXPSV &KHFN ZKHWKHU WKH UHOD\ LV
DFWLYDWHG GXULQJ HQJLQH VWDUWLQJ 7KH UHOD\
LV SDUW RI WKH HQJLQH UXQQLQJ SURWHFWLRQ DQG
LV QRW DFWLYDWHG ZLWK WKH HQJLQH VZLWFKHG RII
 6WDUW WKH HQJLQH DQG EULQJ LW WR RSHUDWLQJ
WHPSHUDWXUH
 &DOO XS WKH ILUVW ´3DUDPHWHU GLVSOD\µ VFUHHQ
RQ WKH GLDJQRVWLFV SURJUDP DQG QRWH GRZQ
WKH UHDGLQJ ´)XHO SUHVVµ 'XULQJ
DFFHOHUDWLRQ WKH SUHVVXUH VKRXOG UHPDLQ
DERXW WKH VDPH
)URP SURJUDP YHUVLRQ ( WKH SUHVVXUHV
RI ERWK IXHO V\VWHPV DUH OLVWHG
 )RU SUHYLRXV SURJUDP YHUVLRQV
 6WRS WKH HQJLQH DQG UHPRYH WKH
FRQQHFWRU IURP WKH SUHVVXUH VHQVRU RQ
WKH FRQQHFWLRQ XQLW
 $WWDFK WKH FRQQHFWRU WR WKH SUHVVXUH
VHQVRU RI WKH RWKHU FRQQHFWLRQ XQLW
 6WDUW WKH HQJLQH DQG QRWH GRZQ WKH
UHDGLQJ ´)XHO SUHVVµ
 'XULQJ DFFHOHUDWLRQ WKH SUHVVXUH
VKRXOG UHPDLQ DERXW WKH VDPH
 &RPSDUH ERWK SUHVVXUHV 7KH
SUHVVXUHV RI ERWK V\VWHPV PXVW EH
PRUH RU OHVV HTXDO
 8VLQJ WKH YDSRXU SUHVVXUH JUDSK GHWHUPLQH
WKH WDQN SUHVVXUH 7KH V\VWHP SUHVVXUH
PXVW EH DSSUR[  EDU KLJKHU WKDQ WKDW RI
WKH WDQN



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

,QVSHFWLRQ IXHO SXPS


5HPHPEHU WKH IXHO SXPS LV SDUW RI WKH HQJLQH
UXQQLQJ SURWHFWLRQ
2Q WKH RXWVLGH RI WKH IXHO WDQN LW LV SRVVLEOH WR
KHDU ZKHWKHU WKH IXHO SXPS PRXQWHG LQ WKH IXHO
WDQN LV UXQQLQJ
 &KHFN WKH SRZHU VXSSO\ YROWDJH 6HH
´7HFKQLFDO GDWDµ
 &KHFN WKH SRZHU WDNHQ XS E\ WKH SXPS
PRWRU 6HH ´7HFKQLFDO GDWDµ
 5HPRYH WKH FRQQHFWRU IRU WKH
HOHFWURPDJQHWLF WDNHRII YDOYH RQ WKH
UHOHYDQW IXHO WDQN 7KH SXPS QRZ QR ORQJHU
H[SHULHQFHV DQ\ FRXQWHUSUHVVXUH DQG WKH
FXUUHQW WDNHQ XS VKRXOG ULVH E\ DSSUR[  $
&KHFNLQJ WKH HOHFWURPDJQHWLF WDNHRII YDOYH
IXHO WDQN
5HPHPEHU WKH HOHFWURPDJQHWLF WDNHRII YDOYH
LQ WKH IXHO WDQN LV SDUW RI WKH HQJLQH UXQQLQJ
SURWHFWLRQ
 &KHFN ZKHWKHU WKH FRUH RI WKH YDOYH LV
DFWLYDWHG 7KLV FDQ EH GHWHUPLQHG E\
SODFLQJ D PHWDO REMHFW DERYH WKH FRUH
 &KHFN WKH SRZHU VXSSO\ YROWDJH
 &KHFN IRU VKRUWFLUFXLW
&KHFNLQJ WKH HOHFWURPDJQHWLF YDOYH
FRQQHFWLRQ XQLW
5HPHPEHU WKH HOHFWURPDJQHWLF YDOYH RI WKH
FRQQHFWLRQ XQLW LV SDUW RI WKH HQJLQH UXQQLQJ
SURWHFWLRQ
 &KHFN ZKHWKHU WKH FRUH RI WKH YDOYH LV
DFWLYDWHG 7KLV FDQ EH GHWHUPLQHG E\
SODFLQJ D PHWDO REMHFW DERYH WKH FRUH
 &KHFN WKH SRZHU VXSSO\ YROWDJH
 &KHFN IRU VKRUWFLUFXLW



 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

&KHFNLQJ WKH LQMHFWRU


7KH LQMHFWRUV DUH FRQWUROOHG E\ WKH SRZHU XQLW
ZKLFK LV PDQDJHG E\ WKH (06
 6WDUW WKH HQJLQH DQG EULQJ LW WR RSHUDWLQJ
WHPSHUDWXUH
 &DOO XS WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ
WKH GLDJQRVWLFV SURJUDP
 'HWHUPLQH ZKLFK F\OLQGHU LV QRW IXQFWLRQLQJ
SURSHUO\
 &KHFN ZKHWKHU WKH LQMHFWRU FRLO LV EHLQJ
DFWLYDWHG E\ WKH SRZHU PRGXOH XVLQJ DQ
RVFLOORVFRSH
 &KHFN WKH LQWHUQDO UHVLVWDQFH RI WKH LQMHFWRU
FRLO 6HH ´7HFKQLFDO GDWDµ
1RWH
2SHQLQJ WKH LQMHFWRU ZLOO EH DFFRPSDQLHG E\ DQ
DXGLEOH FOLFN
,I WKH LQMHFWRU LV WHVWHG E\ FRQWUROOLQJ LW YLD DQ
H[WHUQDO SRZHU VRXUFH WKHUH LV D ULVN WKDW WKH
LQMHFWRU FRLO ZLOO EH GDPDJHG
,I WKH LQMHFWRU LV KRZHYHU WHVWHG LQ WKH PDQQHU
GHVFULEHG DERYH WKH OLYH ZLUH PD\ QHYHU EH
FRQQHFWHG WR WKH LQMHFWRU
7HVWLQJ VKRXOG RQO\ EH FDUULHG RXW E\ PHUHO\
WRXFKLQJ WKH LQMHFWRU FRQWDFW ZLWK WKH OLYH ZLUH
EULHIO\
&KHFNLQJ WKH SUHVVXUH UHJXODWRU
PRXQWHG RQ WKH HQJLQH

1RWH
2Q SURJUDPV SUHYLRXV WR ( RQO\ WKH
FRQQHFWLRQ XQLW SUHVVXUH UHJXODWRU ZKLFK LV
FRQQHFWHG WR WKH SUHVVXUH VHQVRU FDQ EH
FRQWUROOHG LQ WKLV ZD\
 &DOO XS WKH ILUVW ´3DUDPHWHU GLVSOD\µ VFUHHQ
RQ WKH GLDJQRVWLFV SURJUDP DQG FKHFN
XQGHU ´)XHO SUHVVXUHµ
 'XULQJ DFFHOHUDWLRQ WKH SUHVVXUH VKRXOG
UHPDLQ FRQVWDQW
7KURXJK WKLV FKHFN WKH RSHUDWLRQ RI WKH
SUHVVXUH VHQVRU LV DOVR FKHFNHG



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

&KHFNLQJ WKH SUHVVXUH UHJXODWRU


1
UHPRYHG IURP WKH HQJLQH
 5HPRYH WKH FRQQHFWLRQ XQLW IURP WKH 2
HQJLQH
3
 3UHSDUH WKH WHVW OD\RXW DV VKRZQ LQ WKH
GLDJUDP B
A
 &RQQHFW WKH UHGXFWLRQ YDOYH WR D C
FRPSUHVVHG DLU LQVWDOODWLRQ
 *UDGXDOO\ UDLVH WKH SUHVVXUH YLD WKH M2 00 333
UHGXFWLRQ YDOYH $W DURXQG  USP WKH
(&8 WXUQV RII WKH IXHO LQMHFWLRQ $W  EDU WKH
 &RQQHFWLRQ XQLW
SUHVVXUH UHJXODWRU VKRXOG RSHQ DQG YHQW
 3UHVVXUH JDXJH
YLD WKH H[KDXVW
 5HGXFWLRQ YDOYH
,QVSHFWLRQ SUHVVXUH VHQVRU
PRXQWHG RQ WKH HQJLQH

1RWH
2Q ORZHU SURJUDP YHUVLRQV WKDQ ( RQO\ WKH
FRQQHFWHG SUHVVXUH VHQVRU FDQ EH FRQWUROOHG LQ
WKLV ZD\
 &DOO XS WKH ILUVW ´3DUDPHWHU GLVSOD\µ VFUHHQ
RQ WKH GLDJQRVWLFV SURJUDP DQG FKHFN
XQGHU ´)XHO SUHVVXUHµ
 'XULQJ DFFHOHUDWLRQ WKH SUHVVXUH VKRXOG
UHPDLQ FRQVWDQW
8VLQJ WKLV WHVW WKH RSHUDWLRQ RI WKH
SUHVVXUH UHJXODWRU LQVWDOOHG LQ WKLV IXHO
FLUFXLW LV DOVR FKHFNHG



 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

&KHFNLQJ WKH SUHVVXUH VHQVRU 3


UHPRYHG IURP WKH HQJLQH 2 4
 5HPRYH WKH FRQQHFWLRQ XQLW
 3UHSDUH WKH WHVW OD\RXW DV VKRZQ LQ WKH 1 5
GUDZLQJ B
A
C

+ - + -
Volt
7 5V
6

M2 00 900

 6KXWRII YDOYH
 3UHVVXUH JDXJH
 &RQQHFWLRQ XQLW
 3UHVVXUH JDXJH
 5HGXFWLRQ YDOYH
 9ROWPHWHU
  9ROW SRZHU VRXUFH

 8VLQJ DLU SUHVVXUH FKHFN ZKHWKHU WKH 5.0


YROWDJH JHQHUDWHG PDWFKHV WKH JUDSK &DUU\
RXW WKH PHDVXUHPHQW DW GLIIHULQJ SUHVVXUHV Volt
EHWZHHQ  DQG  EDU
4.0

3.0

2.0

1.0

0
0 10 20 30
P(bar)


M2 00 313

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

,QVSHFWLRQ FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU


 &DOO XS WKH VHFRQG ´3DUDPHWHU GLVSOD\µ
VFUHHQ RQ WKH GLDJQRVWLFV SURJUDP
 6WDUW WKH HQJLQH 7KH HQJLQH VSHHG VKRXOG
DSSHDU EHVLGH WKH WH[W ´(1*,1( 63(('µ
GXULQJ VWDUWLQJ ,I QRW FDUU\ RXW WKH FKHFNV
EHORZ
 &KHFN WKH UHVLVWDQFH RI WKH VHQVRU
6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH RXWSXW IUHTXHQF\
6HH ´7HFKQLFDO GDWDµ
 7KH LVVXHG VLJQDO VKRXOG PDWFK WKDW VKRZQ
LQ WKH GLDJUDP
7KH LUUHJXODULW\ LQ WKH VLJQDO LV FDXVHG E\
WKH PLVVLQJ WRRWK RQ WKH VHQVRU ULQJ 7KH
IRUP RI WKLV LUUHJXODULW\ VKRXOG DOZD\V PDWFK
WKDW VKRZQ LQ WKH GLDJUDP $FFRUGLQJ WR WKLV
SDWWHUQ WKH (06 ZLOO UHFRJQLVH WKH
FUDQNVKDIW SRVLWLRQ
,I WKH VLJQDO GHYLDWHV WKH (06 ZLOO QR
ORQJHU UHFRJQLVH WKH VLJQDO DQG WKXV QRW
FDOFXODWH WKH FUDQNVKDIW SRVLWLRQ 7KH
HQJLQH ZLOO WKHQ HLWKHU QRW VWDUW RU IDLO
,QVSHFWLRQ FRRODQW WHPSHUDWXUH VHQVRU
 &DOO XS WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ
WKH GLDJQRVWLFV SURJUDP DQG FKHFN XQGHU M2 00 316
´&RRODQWµ
,I D QRQVWDQGDUG UHDGLQJ LV GLVSOD\HG DW
´&RRODQWµ FRQWLQXH ZLWK WKH FKHFNV EHORZ
 &KHFN WKH SRZHU VXSSO\ YROWDJH
6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH UHVLVWDQFH RI WKH VHQVRU
6HH ´7HFKQLFDO GDWDµ
,QVSHFWLRQ DLU WHPSHUDWXUH VHQVRU
 &DOO XS WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ
WKH GLDJQRVWLFV SURJUDP DQG FKHFN XQGHU
´$LUµ ,I D QRQVWDQGDUG UHDGLQJ LV VKRZQ DW
´$LUµ FRQWLQXH ZLWK WKH IROORZLQJ FKHFNV
 &KHFN WKH SRZHU VXSSO\ YROWDJH
6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH UHVLVWDQFH RI WKH VHQVRU
6HH ´7HFKQLFDO GDWDµ



 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

,QVSHFWLRQ 0$3 VHQVRU


 &DOO XS WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ
WKH GLDJQRVWLFV SURJUDP DQG FKHFN XQGHU
´0·)2/' 35(66µ
:LWK WKH HQJLQH VWDWLRQDU\ DQG WKH YHKLFOH
FRQWDFW RQ WKH H[WHUQDO DLU SUHVVXUH VKRXOG
DSSHDU DSSUR[  PEDU 
 6WDUW WKH HQJLQH DQG WDNH WKH UHDGLQJ DW
LGOLQJ VSHHG 6HH ´7HFKQLFDO GDWDµ 'XULQJ
DFFHOHUDWLRQ WKLV UHDGLQJ PXVW YDU\
,I D QRQVWDQGDUG YDOXH LV GLVSOD\HG DW
´0·)2/' 35(66µ FRQWLQXH ZLWK WKH
IROORZLQJ FKHFNV
 &KHFN WKH IOH[LEOH SLSH IRU OHDNV DQG NLQNV
 &KHFN WKH SRZHU VXSSO\ YROWDJH
6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH RXWSXW IUHTXHQF\
6HH ´7HFKQLFDO GDWDµ
,QVSHFWLRQ ODPEGD VHQVRU
 &DOO XS WKH ´*UDSKLFVµ VFUHHQ IURP WKH
GLDJQRVWLFV SURJUDP DQG VHOHFW
´6HQVRU 9ROWVµ
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
DQG FKHFN WKH ODPEGD YROWDJH UHDGLQJ
 &RPSDUH WKH VLJQDO WR WKH VLJQDO LOOXVWUDWHG FILE ROM
7KH VLJQDO PXVW VKRZ D UHJXODU ZDYH 1.000
LAMBDA SENSOR (Volts)
SDWWHUQ 7KH PD[LPXP UHDGLQJ PXVW EH 0.900
0.800
DSSUR[  9 DQG WKH PLQLPXP UHDGLQJ 0.700
PXVW EH EHWZHHQ  DQG  9 7KH 0.600
0.500
IUHTXHQF\ RI WKH VLJQDO GHSHQGV RQ WKH 0.400
0.300
HQJLQH VSHHG 0.200
0.100
 ,Q WKH VHFRQG ´3DUDPHWHU GLVSOD\µ VFUHHQ 0.000

FKHFN WKH RSHUDWLRQ RI WKH KHDWLQJ HOHPHQW M2 00 888


XQGHU ´+HDWHUVµ
 :LWK WKH /DPEGD VHQVRU ´FROGµ FKHFN WKH
KHDWLQJ HOHPHQW IRU VKRUWFLUFXLW 7KH WZR
ZKLWH ZLUHV DUH FRQQHFWHG WR WKH KHDWLQJ
HOHPHQW
7KH UHVLVWDQFH RI WKH KHDWLQJ HOHPHQW LV
WHPSHUDWXUHGHSHQGHQW



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

&KHFNLQJ WKH LGOLQJ VSHHG FRQWURO YDOYH


,6& YDOYH
7KH HQJLQH VKRXOG EH DW RSHUDWLQJ WHPSHUDWXUH
DSSUR[  USP 
 &DOO XS WKH ILUVW ´3DUDPHWHU GLVSOD\µ VFUHHQ
RQ WKH GLDJQRVWLFV SURJUDP DQG FKHFN
XQGHU ´,6&µ
 &KHFN WKDW WKH SDUNLQJ EUDNH LV VZLWFKHG
RQ
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVPLVVLRQ VKLIW WKH WUDQVPLVVLRQ WR WKH
´GULYHµ SRVLWLRQ 7KH YDOXH DW ´,6&µ PXVW
LQFUHDVH RQ HQJDJLQJ D JHDU
 6ZLWFK WKH DXWRPDWLF WUDQVPLVVLRQ WR
´QHXWUDOµ 7KH UHDGLQJ DW ´,6&µ PXVW
GHFUHDVH ZKHQ GLVHQJDJLQJ JHDU
,QVSHFWLRQ ERRVW SUHVVXUH UHJXODWRU
 &DOO XS D ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ WKH
GLDJQRVWLFV SURJUDP DQG FKHFN XQGHU
´%2267µ
 &KHFN WKH ´%2267µ UHDGLQJ ZKLOH WKH
HQJLQH LV LGOLQJ 6HH ´7HFKQLFDO GDWDµ
 'XULQJ D WHVW GULYH FKHFN ZKHWKHU WKH
SUHVVXUH LQ WKH LQOHW PDQLIROG ´0·)2/'
35(66µ LQ WKH ´3DUDPHWHU GLVSOD\µ VFUHHQ
H[FHHGV WKH PD[LPXP SHUPLWWHG YDOXH
6HH ´7HFKQLFDO GDWDµ



 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

 ,I WKH FKDUJLQJ SUHVVXUH UHJXODWRU LV QRW


RSHUDWLQJ FRUUHFWO\ FKHFN
 7KH SRZHU VXSSO\ YROWDJH WR WKH
FKDUJLQJ SUHVVXUH UHJXODWRU
 7KH DLU SUHVVXUH IHG WR WKH ERRVW
SUHVVXUH UHJXODWRU
 7KH SLSHV IRU OHDNV DQG NLQNV
 7KH YHQW RSHQLQJ RI WKH ERRVW SUHVVXUH
UHJXODWRU
 7KH IUHH PRYHPHQW RI WKH ´ZDVWH JDWHµ
YDOYH
 7KH VHWWLQJ RI WKH ´ZDVWH JDWHµ YDOYH
 7KH DLU F\OLQGHU RI WKH ´ZDVWH JDWHµ
YDOYH IRU OHDNV
 7KH IXQFWLRQ RI WKH SUHVVXUH OLPLWLQJ
YDOYH
,QVSHFWLRQ LJQLWLRQ WLPH
7R FKHFN WKH LJQLWLRQ WLPH LW LV SRVVLEOH WR IL[ WKH
LJQLWLRQ DW E LQ ERWK ´3DUDPHWHU GLVSOD\µ
VFUHHQV RI WKH GLDJQRVWLFV SURJUDP
7KH ORFNLQJ RI WKH LJQLWLRQ WLPH LV RQO\ SRVVLEOH
DW LGOLQJ VSHHG
$IWHU WKH HQJLQH KDV VWRSSHG RU GXULQJ
DFFHOHUDWLRQ WKH HQJLQH VSHHG ZLOO EH UHOHDVHG
RQFH PRUH
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
 5XQ WKH HQJLQH DW LGOLQJ VSHHG
 &DOO XS D ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ WKH
GLDJQRVWLFV SURJUDP
 3UHVV NH\ 9
$ ER[ ZLWK WKH IROORZLQJ WH[W ZLOO QRZ DSSHDU
LQ WKH SDUDPHWHU GLVSOD\ ´'R \RX ZLVK WR
ORFN LJQLWLRQ DW  GHJ" <HV RU
1Rµ
 3UHVV WKH < NH\ WR ORFN WKH LJQLWLRQ WLPH
DW E
 3ODFH WKH LQGXFWLRQ FODPS RI WKH
VWURERVFRSH RQ WKH FRQQHFWLRQ SLHFH
EHWZHHQ WKH LJQLWLRQ FRLO DQG WKH VSDUN SOXJ
FDS RI WKH VL[WK F\OLQGHU



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

 $LP WKH VWURERVFRSH DW WKH VHWWLQJ SODWH


PRXQWHG RQ WKH IO\ZKHHO KRXVLQJ DQG FKHFN
WKH LJQLWLRQ WLPH
7KH LJQLWLRQ WLPH VKRXOG EH E á E
$ PLQLPDO GHYLDWLRQ RI WKH LJQLWLRQ WLPH FDQ
EH FRUUHFWHG XVLQJ WKH FUDQNVKDIW
VSHHGSRVLWLRQ VHQVRU
 $IWHU VWRSSLQJ WKH HQJLQH RU GXULQJ
DFFHOHUDWLRQ WKH LJQLWLRQ WLPH ZLOO RQFH
DJDLQ EH DXWRPDWLFDOO\ UHOHDVHG
 7KH LJQLWLRQ WLPH FDQ EH UHOHDVHG LQ WKH
IROORZLQJ ZD\ ZLWK WKH GLDJQRVWLFV SURJUDP
 3UHVV WKH 8 NH\
 $ ER[ ZLWK WKH IROORZLQJ WH[W ZLOO QRZ
DSSHDU LQ WKH SDUDPHWHU GLVSOD\ ´'R
\RX ZLVK WR XQORFN LJQLWLRQ DW
 GHJ" <HV RU 1Rµ
 3UHVV WKH < NH\ DQG WKH LJQLWLRQ WLPH
ZLOO RQFH DJDLQ EH FRQWUROOHG E\ WKH
(06
6HWWLQJ WKH LJQLWLRQ WLPH ZLWK WKH FUDQNVKDIW
VSHHGSRVLWLRQ VHQVRU
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
 8VLQJ WKH GLDJQRVWLFV SURJUDP ORFN LJQLWLRQ
DW E
 3ODFH WKH LQGXFWLRQ FODPS RI WKH
VWURERVFRSH RQ WKH FRQQHFWLRQ SLHFH
EHWZHHQ WKH LJQLWLRQ FRLO DQG WKH VSDUN SOXJ
FDS RI WKH VL[WK F\OLQGHU
 $LP WKH VWURERVFRSH DW WKH VHWWLQJ SODWH
PRXQWHG RQ WKH IO\ZKHHO KRXVLQJ DQG FKHFN
WKH LJQLWLRQ WLPH
 6ODFNHQ ERWK EROWV   XQWLO WKH DWWDFKPHQW
SODWH  RI WKH VHQVRU  FDQ EH VKLIWHG 1 2
A
 6OLGH WKH DWWDFKPHQW SODWH  FDUHIXOO\ XQWLO
WKH LJQLWLRQ WLPH LV E 0RYLQJ WKH
DWWDFKPHQW SODWH LQ GLUHFWLRQ $ ZLOO EULQJ
IRUZDUG WKH LQMHFWLRQ WLPH ZKLOH GLUHFWLRQ %
ZLOO GHOD\ LW

2 B 3 
M2 00 894

 
)8(/ $1' ,*1,7,21 6<67(0
&KHFNLQJ WKH IXHO V\VWHP 5* HQJLQH

 7LJKWHQ WKH WZR EROWV  DQG RQFH DJDLQ


FKHFN WKH LJQLWLRQ WLPH
 6HDO ERWK EROWV  ZLWK VHDOLQJ ZD[
&KHFNLQJ WKH LJQLWLRQ
 8VLQJ WKH GLDJQRVWLFV SURJUDP FKHFN
ZKHWKHU DQ HUURU FRGH KDV EHHQ UHFRUGHG LQ
WKH (06 UHODWLQJ WR LJQLWLRQ
 &KHFN WKH UHVLVWDQFH RI WKH SULPDU\
ZLQGLQJ 6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH UHVLVWDQFH RI WKH VHFRQGDU\
ZLQGLQJ 6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH LQVXODWLRQ RI WKH FRQQHFWLRQ SLHFH
EHWZHHQ LJQLWLRQ FRLO DQG VSDUN SOXJ FDS
 ,QVSHFW WKH VSDUN SOXJV
1HYHU UHPRYH DQ LQMHFWLRQ FRLO ZLWK
WKH HQJLQH UXQQLQJ

,QVSHFWLRQ VSDUN SOXJV


 5HPRYH WKH VSDUN SOXJV
 ,QVSHFW WKH HOHFWURGHV
 ERWK HOHFWURGHV PXVW RQO\ EH EDUHO\
YLVLEO\ EXUQW
 WKH\ PXVW RQO\ KDYH ZLWK D WKLQ JUH\ RU
OLJKW EURZQ FRYHULQJ
 D GLIIHUHQW ZHDU SDWWHUQ LQGLFDWHV
LQFRUUHFW ILWWLQJ RI WKH VSDUN SOXJ XVH RI
DQ LQFRUUHFW VSDUN SOXJ LQFRUUHFW
HQJLQH DGMXVWPHQW RU H[FHVVLYH HQJLQH
ZHDU



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH &KHFNLQJ WKH IXHO V\VWHP

 &KHFN WKH HOHFWURGH VHWWLQJ


6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH VFUHZ WKUHDG RI WKH VSDUN SOXJ
DQG F\OLQGHU KHDG IRU GLUW DQG GDPDJH $
VRLOHG RU GDPDJHG VFUHZ WKUHDG OHDGV WR
SRRU KHDW GLVFKDUJH DQG FDQ FDXVH
OHVVHQHG HQJLQH SHUIRUPDQFH RU HYHQ
HQJLQH GDPDJH
 &OHDQLQJ WKH VSDUN SOXJ LV RQO\ SHUPLWWHG LI
D VRIW SODVWLF EUXVK LV XVHG ZLWK VROXWLRQ LI
QHFHVVDU\ 8VH RI D FRSSHU RU VWHHO EUXVK LV
QRW SHUPLWWHG DV WKLV DSSOLHV D WKLQ
FRQGXFWLYH OD\HU WR WKH LVRODWRU ZKLFK ZLOO
FDXVH WKH VSDUN SOXJ WR VSDUN LQFRUUHFWO\
 5HLQVWDOO WKH VSDUN SOXJV DV VSHFLILHG



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

 5(029$/ $1' ,167$//$7,21

5(029$/ $1' ,167$//$7,21 2) )8(/ 3,3(6


(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ
WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ


SLSHV IROORZ WKH SUHVFULEHG VDIHW\
LQVWUXFWLRQV 6HH ´:DUQLQJVµ

5HPRYDO RI WKH IXHO SLSH


 &OHDQ WKH SLSH FRQQHFWLRQ DQG WKH
VXUURXQGLQJ DUHD
 ,I QHFHVVDU\ PDUN WKH SLSHV VR WKDW WKHUH LV
QR ULVN WKDW WKH SLSHV ZLOO EH LQFRUUHFWO\
UHFRQQHFWHG
 'HSUHVVXULVH WKH SLSHV DV IROORZV 1 2 3 2 2
 3RVLWLRQ DQ H[SORVLRQIUHH H[WUDFWLRQ
LQVWDOODWLRQ DV FORVH DV SRVVLEOH WR WKH
SLSH FRQQHFWLRQ WR EH UHOHDVHG
 &DUHIXOO\ VODFNHQ WKH KROORZ VFUHZ 
IURP WKH SLSH FRQQHFWLRQ WKURXJK D KDOI
WXUQ DQG WKHQ PRYH WKH SLSH
EDFNZDUGV DQG IRUZDUGV ,I QHFHVVDU\
FDUHIXOO\ VOLJKWO\ IXUWKHU VODFNHQ WKH
KROORZ VFUHZ  
1RWH WKH HVFDSLQJ JDV ZLOO IUHH]H
LPPHGLDWHO\
 :DLW EHIRUH UHPRYLQJ WKH SLSH
FRQQHFWLRQ XQWLO DOO WKH /3* KDV M2 01 008
HVFDSHG
 +DYLQJ UHPRYHG WKH SLSH LPPHGLDWHO\ SOXJ
WKH RSHQLQJV VR WKDW QR GLUW FDQ HQWHU WKH
V\VWHP
6HDO WKH KROORZ VFUHZ  IURP WKH UHPRYHG
SLSHV ZLWK FDSV
1RWH
:KHQ UHSODFLQJ D SLSH PRXQWHG LQ D SURWHFWLYH
VOHHYH WKH QHZ SLSH PXVW EH GUDZQ LQWR WKH
SURWHFWLYH VOHHYH RQ WKH SLSH WR EH UHPRYHG



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ RI WKH IXHO SLSH


 %HIRUH LQVWDOODWLRQ FKHFN WKH SLSH DQG SLSH
FRQQHFWLRQV IRU GDPDJH DQG ZHDU ,I LQ
GRXEW UHSODFH WKH SLSH
 $OZD\V ILW QHZ RULJLQDO SLSHV 7KH SLSHV DUH
DOUHDG\ IDFWRU\ILWWHG ZLWK SLSH FRQQHFWLRQV
DQG KDYH EHHQ WHVWHG IRU D VRXQG VHDO
1RWH
1HYHU \RXUVHOI PRXQW SLSH FRQQHFWLRQV RQ D
SLSH
 :KHUH WKH SLSH ZDV PRXQWHG LQ D SURWHFWLYH
VOHHYH SODFH WKH QHZ SLSH DOVR LQ WKH
SURWHFWLYH VOHHYH
 $OZD\V UHSODFH WKH VHDOLQJ ULQJV   1 2 3 2 2
2QO\ XVH WKH VSHFLDO VSHFLILHG VHDOLQJ
ULQJV  
 7LJKWHQ WKH KROORZ VFUHZV  DQG  DV IDU
DV SRVVLEOH E\ KDQG 7LJKWHQ WKH KROORZ
VFUHZ  WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 5HPRXQW WKH SLSHV LQ WKH RULJLQDO PDQQHU
&KHFN WKDW WKHUH LV QR ULVN RI FKDILQJ WKDW
WKH SLSH LV QRW NLQNHG DQG WKDW WKH SLSH LV
QRW WRR FORVH WR D KHDW VRXUFH
 ,QVSHFW WKH SLSH FRQQHFWLRQV IRU OHDNV M2 01 008
3UHVVXULVH WKH V\VWHP 8VH D OHDN GHWHFWRU
RU OHDN VSUD\ WR FKHFN IRU OHDNV 'R QRW XVH
D VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 )8(/ ),/7(5


1RWH
7KH ORFDWLRQ DQG PDQQHU LQ ZKLFK WKH ILOWHUV DUH
ILWWHG GHSHQGV RQ WKH YHKLFOH
7KH GHVFULSWLRQ LV D JHQHUDO JXLGHOLQH IRU
UHPRYDO DQG LQVWDOODWLRQ RI ILOWHUV
5HPRYDO IXHO ILOWHU 1
 &OHDQ WKH KROORZ VFUHZV  DQG WKH
VXUURXQGLQJ DUHD
 3ODFH WKH H[WUDFWLRQ RSHQLQJ RI DQ 2
H[SORVLRQ SURRI H[WUDFWLRQ V\VWHP
LPPHGLDWHO\ DGMDFHQW WR WKH KROORZ VFUHZ
FRQQHFWLRQV  
 0DUN WKH SRVLWLRQ LQ ZKLFK WKH ILOWHU  LV
ILWWHG 3
$Q DUURZ LV PDUNHG RQ WKH ILOWHU ZKLFK
VKRZV WKH IORZ GLUHFWLRQ
 'HSUHVVXULVH WKH ILOWHU  E\ FDUHIXOO\ 1
XQVFUHZLQJ WKH KROORZ VFUHZV  D KDOI
WXUQ 7KHQ PRYH WKH SLSH EDFN DQG IRUWK ,I
QHFHVVDU\ FDUHIXOO\ VOLJKWO\ IXUWKHU VODFNHQ 2
WKH KROORZ VFUHZ
1RWH WKH HVFDSLQJ JDV ZLOO IUHH]H M2 01 010
LPPHGLDWHO\
:DLW EHIRUH UHPRYLQJ WKH KROORZ VFUHZ XQWLO
DOO WKH JDV KDV HVFDSHG
 :DLW XQWLO QR PRUH /3* FRPHV RXW RI WKH
SLSH FRQQHFWLRQV VR WKDW WKH ILOWHU  LV
GHSUHVVXULVHG 5HPRYH ERWK EDQMR EROWV
 DQG UHPRYH WKH ILOWHU  DVVHPEO\ ZLWK
WKH SLSHV
 6HDO WKH KROORZ VFUHZV



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ IXHO ILOWHU


 5HSODFH WKH VHDOLQJ ULQJV RI WKH EDQMR EROW
FRQQHFWLRQV
 )LW WKH QHZ ILOWHU  LQ WKH FRUUHFW SRVLWLRQ
7KH SLSH RQ WKH WDSHUHG HQG RI WKH ILOWHU
PXVW EH FRQQHFWHG WR WKH SLSH FRPLQJ IURP
WKH WDQN
 7LJKWHQ WKH EDQMR EROWV  DV IDU DV
SRVVLEOH E\ KDQG
7LJKWHQ WKH EDQMR EROWV WR WKH VSHFLILHG
WLJKWHQLQJ WRUTXH 6HH ´7HFKQLFDO GDWDµ
 ,QVSHFW WKH SLSH FRQQHFWLRQV IRU OHDNV
3UHVVXULVH WKH V\VWHP &KHFN IRU OHDNV ZLWK
D OHDN GHWHFWRU RU OHDN VSUD\ 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 )8(/ ),/7(5 (/(0(17


5HPRYDO IXHO ILOWHU HOHPHQW
 5HPRYH WKH ILOWHU DVVHPEO\ IURP WKH
YHKLFOH
 )LW WKH ILOWHU  ZLWK WKH VORSLQJ VLGH LQ WKH
FODPSLQJ EORFN $  6HH ´6SHFLDO WRROVµ
A 5 1
 )LW WKH FODPSLQJ EORFN $ LQ WKH YLFH
'R QRW SXW WKH ILOWHU LQ WKH YLFH
ZLWKRXW ILUVW LQVWDOOLQJ WKH FODPSLQJ
EORFN 7KLV FRXOG GHIRUP WKH ILOWHU
KRXVLQJ DQG FDXVH OHDNDJH

 5HPRYH WKH FRYHU  IURP WKH ILOWHU


KRXVLQJ  
 5HPRYH WKH ILOWHU HOHPHQW  DQG WKH
VSULQJ  
 &OHDQ WKH LQVLGH RI WKH ILOWHU KRXVLQJ   WKH
VSULQJ  DQG WKH FRYHU   M2 00 994

,QVWDOODWLRQ IXHO ILOWHU HOHPHQW


 7XUQ WKH ILOWHU KRXVLQJ  VR WKDW WKH RSHQ 1 23 4 5 6
VLGH LV IDFLQJ XSZDUGV
 )LW QHZ VHDOLQJ ULQJV  DQG  WR WKH FRYHU
  $SSO\ VRPH DFLGIUHH SHWUROHXP MHOO\ WR
WKH VHDOLQJ ULQJV  DQG  
 )LW WKH VSULQJ  LQWR WKH KRXVLQJ
 )LW WKH QHZ ILOWHU HOHPHQW  LQWR WKH
FRYHU  
 )LW WKH FRYHU  ZLWK WKH ILOWHU HOHPHQW  M2 00 993
LQWR WKH ILOWHU KRXVLQJ   7LJKWHQ WKH FRYHU
 WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 3UHVVXUHWHVW WKH ILOWHU WR WKH VSHFLILHG
SUHVVXUH 6HH ´7HFKQLFDO GDWDµ )RU WKH
SUHVVXUH WHVWLQJ XVH GU\ FOHDQ DLU RU
QLWURJHQ &KHFN IRU OHDNV ZLWK OHDN VSUD\
'R QRW XVH D VRDS\ VROXWLRQ $ VRDS\
VROXWLRQ DWWDFNV PHWDO FDXVLQJ FRQWDFWV WR
FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5(029$/ $1' ,167$//$7,21 2) 7+( &211(&7,21 81,7


(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ
WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ


SLSHV IROORZ WKH SUHVFULEHG VDIHW\
LQVWUXFWLRQV 6HH ´:DUQLQJVµ

5HPRYDO RI FRQQHFWLRQ XQLW 1 2 3


 &OHDQ WKH FRQQHFWLRQ XQLW  DQG WKH
VXUURXQGLQJ DUHD
 5HPRYH WKH FRQQHFWRU IURP WKH SUHVVXUH
VHQVRU  DQG HOHFWURPDJQHWLF YDOYH  
 0DUN WKH IXHO SLSHV    DQG  UHODWLYH WR
WKH FRQQHFWLRQ XQLW   VR WKDW WKH\ FDQQRW WP
EH FKDQJHG URXQG 7KLV LV RQ DFFRXQW RI WKH MAX 30 BAR
435 PSI
WKURXJKIORZ LQ WKH SUHVVXUH UHJXODWRU 7KH
XX

XX
X

SUHVVXUH UHJXODWRU OHWV WKH IXHO WKURXJK LQ


XX X
XXXX

RQH GLUHFWLRQ RQO\


7 6 5 4
 3ODFH WKH PRXWK RI WKH VXFWLRQ XQLW RQ WKH
FRQQHFWLRQ XQLW   M2 01 029

5HPRYH WKH SLSHV    DQG  IURP WKH


FRQQHFWLRQ XQLW  
3OXJ WKH RSHQLQJV WKXV FUHDWHG VR WKDW QR
GLUW FDQ HQWHU WKH V\VWHP
 5HPRYH WKH FRQQHFWLRQ XQLW IURP WKH
HQJLQH
1RWH
7KH SUHVVXUH UHJXODWRU PXVW QRW EH
GLVDVVHPEOHG
,I WKH SUHVVXUH UHJXODWRU LV GHIHFWLYH WKH
FRQQHFWLRQ XQLW DVVHPEO\ PXVW EH UHPRYHG



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

,QVWDOODWLRQ FRQQHFWLRQ XQLW


 0RXQW WKH FRQQHFWLRQ XQLW
1 2 3

 )LW QHZ VHDOLQJ ULQJV WR WKH SLSHV


   DQG  DQG ILW WKHP WR WKH FRUUHFW
SLSH FRQQHFWLRQV
&KHFN WKH SLSH FRQQHFWLRQV DFFRUGLQJ WR
WKH DUURZV RQ WKH FRQQHFWLRQ XQLW ZKLFK
LQGLFDWH WKH GLUHFWLRQ RI IORZ WP
MAX 30 BAR

 7LJKWHQ WKH KROORZ VFUHZV WR WKH VSHFLILHG


435 PSI

XX

XX
WRUTXH 6HH ´7HFKQLFDO GDWDµ
X
XX X
XXXX

 ,QVWDOO WKH FRQQHFWRUV IRU WKH SUHVVXUH 7 6 5 4


VHQVRU  DQG WKH HOHFWURPDJQHWLF
YDOYH   M2 01 029

 ,QVSHFW WKH SLSH FRQQHFWLRQV IRU OHDNV


3UHVVXULVH WKH V\VWHP &KHFN IRU OHDNV ZLWK
D OHDN GHWHFWRU RU OHDN VSUD\ 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

5(029$/ $1' ,167$//$7,21 35(6685( 6(1625


(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ
WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ WKH


SUHVVXUH VHQVRU IROORZ WKH
SUHVFULEHG VDIHW\ LQVWUXFWLRQV
6HH ´:DUQLQJVµ



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5HPRYDO SUHVVXUH VHQVRU


 5HPRYH WKH FRQQHFWRU IURP WKH SUHVVXUH
VHQVRU  
 3RVLWLRQ WKH PRXWK RI WKH VXFWLRQ XQLW RQ
WKH FRQQHFWLRQ XQLW
WP

 5HPRYH WKH IXHO SLSH  IURP WKH MAX 30 BAR


435 PSI

FRQQHFWLRQ XQLW

XX

XX
X
XX X
XXXX

 5HPRYH WKH IXHO SLSH  IURP WKH


FRQQHFWLRQ XQLW 1 2 3
 5HPRYH WKH SUHVVXUH VHQVRU   M2 01 030

,QVWDOODWLRQ SUHVVXUH VHQVRU


 )LW D QHZ 2ULQJ RQ WKH SUHVVXUH VHQVRU  
 )LW WKH SUHVVXUH VHQVRU  RQ WKH
FRQQHFWLRQ XQLW 7LJKWHQ WKH SUHVVXUH
VHQVRU  WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH SLSHV  DQG  XVLQJ QHZ VHDOLQJ
ULQJV 7LJKWHQ WKH KROORZ VFUHZV WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH FRQQHFWRU RQ WKH SUHVVXUH
VHQVRU  
 &KHFN WKH SUHVVXUH VHQVRU DQG SLSHV IRU
OHDNV 3UHVVXULVH WKH V\VWHP &KHFN IRU
OHDNV ZLWK D OHDN GHWHFWRU RU OHDN VSUD\ 'R
QRW XVH D VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ
DWWDFNV PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 $&&808/$725 9$/9( &2,/


5HPRYDO DFFXPXODWRU YDOYH FRLO 1 2
 5HPRYH WKH DWWDFKPHQW EROW  IURP WKH
FRLO   +ROG XS WKH FRLO  ZKLOH GRLQJ WKLV
 5HPRYH WKH FRLO  
,QVWDOODWLRQ FRQQHFWLRQ XQLW FRLO
 ,QVWDOO WKH FRLO   7LJKWHQ WKH EROW  RI WKH
FRLO  WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ +ROG XS WKH FRLO  WP
MAX 30 BAR
ZKLOH GRLQJ WKLV 435 PSI

XX

XX
X
XX X
XXXX

M2 01 026

5(029$/ $1' ,167$//$7,21 ,1-(&725 +2/'(5


(YHQ ZLWK WKH HQJLQH QRW UXQQLQJ
WKHUH LV OLTXHILHG JDV LQ WKH IXHO
SLSHV

:KHQ GLVFRQQHFWLQJ D IXHO SLSH


DOZD\V ZHDU SURWHFWLYH JORYHV DQG
JRJJOHV

:KHQ UHPRYLQJ DQG LQVWDOOLQJ


SLSHV IROORZ WKH SUHVFULEHG VDIHW\
LQVWUXFWLRQV 6HH ´:DUQLQJVµ

5HPRYDO RI WKH LQMHFWRU KROGHU


 &OHDQ WKH LQMHFWRU KROGHU WKH FRQQHFWLRQ
XQLW DQG WKH DUHD VXUURXQGLQJ WKHVH SDUWV
 5HPRYH WKH FRQQHFWRUV IURP WKH WKUHH
LQMHFWRUV LQ TXHVWLRQ +ROG WKH FRQQHFWRU
VQDS ULQJ GRZQ ZKLOH UHPRYLQJ WKHP
 3ODFH WKH VXFWLRQ RSHQLQJ RI WKH H[WUDFWLRQ
LQVWDOODWLRQ FORVH WR WKH FRQQHFWLRQ XQLW
GHSUHVVXULVH WKH SLSHV DQG UHPRYH WKH IXHO
SLSHV IURP WKH UHOHYDQW LQMHFWRU KROGHU DW
WKH FRQQHFWLRQ XQLW



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

1 4 3 2 5

2 1

4 3 5

7 6

M2 00 589

 5HPRYH WKH VL[ EROWV   'HWDFK WKH


LQMHFWRU KROGHU  IURP WKH LQOHW PDQLIROG
 ,I QHFHVVDU\ UHPRYH WKH IXHO SLSHV IURP WKH
LQMHFWRU KROGHU  
,QVWDOODWLRQ RI LQMHFWRU KROGHU
 ,I WKH IXHO SLSHV ZHUH UHPRYHG UHLQVWDOO
WKHP $W WKH KROORZ VFUHZ FRQQHFWLRQ XVH
QHZ VHDOLQJ ULQJV DQG WLJKWHQ WKH KROORZ
VFUHZV  WR WKH VSHFLILHG WRUTXH 6HH
´7HFKQLFDO GDWDµ
 5HSODFH WKH 2ULQJV   OLJKWO\ JUHDVLQJ
WKHP ZLWK DFLGIUHH SHWUROHXP MHOO\
 0RXQW WKH LQMHFWRU KROGHU LQ WKH FRUUHFW
SRVLWLRQ RQ WKH HQJLQH VHH PDUN ´723µ
DQG DUURZ 
 ,QVHUW WKH DWWDFKPHQW EROWV  



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

 )LW WKH IXHO SLSHV WR WKH FRQQHFWLRQ XQLW


XVLQJ QHZ VHDOLQJ ULQJV
 0RXQW WKH FRQQHFWRUV RQ WKH LQMHFWRUV
&KHFN WKDW WKH FRQQHFWRU LV ZHOO ORFNHG
 ,QVSHFW WKH SLSH FRQQHFWLRQV IRU OHDNV
3UHVVXULVH WKH V\VWHP &KHFN IRU OHDNV ZLWK
D OHDN GHWHFWRU RU OHDN VSUD\ 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

5(029$/ $1' ,167$//$7,21 ,1-(&725


5HPRYDO LQMHFWRU
 5HPRYH WKH LQMHFWRU KROGHU  IURP WKH
2 3 1 4
HQJLQH
 )LW WKH LQMHFWRU KROGHU  RQ LWV KHDG
GLVFKDUJH SLSHV  WR WKH WRS LQWR D YLFH
ILWWHG ZLWK FODPSLQJ SODWHV
 5HPRYH WKH GLVFKDUJH SLSH   1
 5HPRYH WKH VPDOO 2ULQJ  RQ WKH WRS RI 2 3 4 5
WKH LQMHFWRU
 7XUQ WKH LQMHFWRU KROGHU  DURXQG LQ WKH
YLFH
 5HPRYH WKH WZR $OOHQ VFUHZV  DQG
UHPRYH WKH ORFNLQJ SODWH  
 5HPRYH WKH LQMHFWRU  ZLWK D SXOOLQJ DQG 10 9 87 6
URWDWLQJ PRYHPHQW IURP WKH LQMHFWRU
KROGHU   M2 01 027



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ LQMHFWRU
 &OHDQ WKH LQMHFWRU KROGHU LQWHUQDOO\
 )LW QHZ 2ULQJV  DQG  WR WKH LQMHFWRU  
$SSO\ D FRDW RI DFLGIUHH SHWUROHXP MHOO\ WR
WKH 2ULQJV
 )LW WKH LQMHFWRU  ZLWK D URWDWLQJ PRWLRQ WR
WKH LQMHFWRU KROGHU   7XUQ WKH LQMHFWRU 
WR WKH FRUUHFW SRVLWLRQ 7KH ORFNLQJ SODWH 
FDQ RQO\ EH ILWWHG LQ RQH LQMHFWRU  SRVLWLRQ
 )LW WKH ORFNLQJ SODWH   7LJKWHQ WKH $OOHQ
VFUHZV  RI WKH ORFNLQJ SODWH  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 7XUQ WKH LQMHFWRU KROGHU  DURXQG LQ WKH
YLFH WKH LQMHFWRUV DUH QRZ RQ WKH ERWWRP 
 $SSO\ DFLGIUHH SHWUROHXP MHOO\ WR WKH VPDOO
2ULQJ   )LW WKH 2ULQJ  WR WKH WRS RI WKH
LQMHFWRU  
 )LW D QHZ 2ULQJ  WR WKH GLVFKDUJH SLSH
  )LW WKH GLVFKDUJH SLSH  WR WKH LQMHFWRU
KROGHU   (QVXUH WKDW ZKHQ ILWWLQJ WKH
GLVFKDUJH SLSH   WKH VPDOO 2ULQJ  GRHV
QRW PRYH
7LJKWHQ WKH DWWDFKPHQW EROWV WR WKH
VSHFLILHG WLJKWHQLQJ WRUTXH
6HH ´7HFKQLFDO GDWDµ
 &KHFN WKH LQMHFWRU KROGHU  IRU OHDNDJH
EHIRUH ILWWLQJ LW WR WKH HQJLQH 3UHVVXUHWHVW
WKH LQMHFWRU KROGHU WR WKH VSHFLILHG SUHVVXUH
6HH ´7HFKQLFDO GDWDµ )RU WKH SUHVVXUH WHVW
XVH QLWURJHQ RU GULHG FOHDQ DLU &KHFN IRU
OHDNDJH ZLWK OHDN VSUD\ 'R QRW XVH D VRDS\
VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV PHWDO
FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 7$1. &217(17 *$8*(


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO WDQN FRQWHQW JDXJH


 5HPRYH WKH WZR WRJJOHV  IURP WKH IXHO 1 2 3
OHYHO VHQVRU   5HPRYH WKH VHQVRU  
 8QVFUHZ WKH FRYHU DWWDFKPHQW  EROW
5RWDWH WKH FRYHU DWWDFKPHQW  
 8QVFUHZ WKH IRXU WDQN FRQWHQW JDXJH 
DWWDFKPHQW EROWV  HYHQO\ 5HPRYH WKH
DWWDFKPHQW EROWV  
:KLOH XQWLJKWHQLQJ DWWDFKPHQW
EROWV UHVLGXDO JDV FDQ VWLOO HVFDSH 5 4
M2 00 975
,I DIWHU DSSUR[  PLQXWHV JDV LV VWLOO
HVFDSLQJ WKH WDQN KDV QRW EHHQ
SURSHUO\ PDGH JDVIUHH )LUVW OHW DOO
WKH JDV RXW RI WKH WDQN EHIRUH
FRQWLQXLQJ ZLWK RSHUDWLRQV

5HPRYH WKH WDQN FRQWHQW JDXJH


RQO\ ZKHQ WKH WDQN LV SUHVVXUHOHVV

 5HPRYH WKH WDQN FRQWHQW JDXJH  IURP


WKH WDQN ZLWK D URWDWLQJ PRYHPHQW



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ WDQN FRQWHQW JDXJH 1 2 3


 )LW D QHZ VHDO WR WKH WDQN FRQWHQW JDXJH  
(QVXUH WKDW WKH VHDO LV IOXVK
 ,QVWDOO WKH WDQN FRQWHQW JDXJH WR WKH WDQN 
ZLWK D URWDU\ PRYHPHQW 0DNH VXUH WKDW WKH
IXHO SXPS ZLULQJ LV QRW GDPDJHG GXULQJ WKLV
RSHUDWLRQ )LW WKH WDQN FRQWHQW JDXJH  VR
WKDW WKH ´723µ PDUNLQJ LV DW WKH WRS
 ,QVHUW WKH DWWDFKPHQW EROWV   7LJKWHQ WKH
DWWDFKPHQW EROWV  WR WKH VSHFLILHG WRUTXH 5 4
VHH PDLQ JURXS ´7HFKQLFDO GDWDµ M2 00 975

 )LW WKH IXHO OHYHO VHQVRU   0DNH VXUH WKDW


WKH FDP HQJDJHV LQ LWV UHFHVV )LW WKH IXHO
OHYHO VHQVRU   DWWDFKLQJ LW ZLWK WKH WZR
WRJJOHV  
 5RWDWH WKH FRYHU DWWDFKPHQW  LQWR WKH
FRUUHFW SRVLWLRQ 7LJKWHQ WKH FRYHU
DWWDFKPHQW  EROW
 &KHFN WKH WDQN FRQWHQW JDXJH IRU OHDNV
7R GR WKLV FRQQHFW WKH WDQN WR D ILOOHU IRU
DSSUR[  VHFRQGV
&KHFN WKH FRQWHQW JDXJH IRU OHDNV ZLWK D
OHDN GHWHFWRU RU OHDN VSUD\ 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 6$)(7< 9$/9(


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO VDIHW\ YDOYH


 5HPRYH WKH WDQN FRQWHQW JDXJH   1 2
 5HPRYH WKH VDIHW\ YDOYH  IURP WKH WDQN
1RWH
7KH VDIHW\ YDOYH LV IDFWRU\VHW DQG ORFNHG 7KH
VDIHW\ YDOYH FDQQRW EH VHOIVHW
,QVWDOODWLRQ VDIHW\ YDOYH
 ,I DSSOLFDEOH UHPRYH WKH UHPDLQV RI 7HIORQ
PDVNLQJ WDSH IURP WKH VDIHW\ YDOYH  
M2 00 976
 &KHFN DQG FOHDQ WKH VFUHZ WKUHDG LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN
 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR
WKH VDIHW\ YDOYH ZLUH (QVXUH WKDW WKH 7HIORQ
PDVNLQJ WDSH GRHV QRW SURWUXGH XQGHU WKH
VFUHZ WKUHDG
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH VDIHW\ YDOYH  LQWR WKH WDQN
WLJKWHQLQJ LW WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH WDQN FRQWHQW JDXJH  
 &KHFN WKH WDQN FRQWHQW JDXJH DQG WKH
VDIHW\ YDOYH IRU OHDNDJH 3x
7R GR WKLV FRQQHFW WKH WDQN WR D ILOOHU IRU
DSSUR[  VHFRQGV M2 01 006
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV 1 2
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

 M2 00 976

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5(029$/ $1' ,167$//$7,21 0(/7,1* 3/8*


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO PHOWLQJ SOXJ


 5HPRYH WKH WDQN FRQWHQW JDXJH   1 2
 5HPRYH WKH PHOWLQJ SOXJ  IURP WKH WDQN
,QVWDOODWLRQ PHOWLQJ SOXJ
 ,I DSSOLFDEOH UHPRYH WKH UHPDLQLQJ 7HIORQ
PDVNLQJ WDSH IURP WKH PHOWLQJ SOXJ  
 &KHFN DQG FOHDQ WKH WKUHDGHG KROH LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN
 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR M2 01 053
WKH PHOWLQJ SOXJ ZLULQJ (QVXUH WKDW WKH
7HIORQ PDVNLQJ WDSH GRHV QRW SURWUXGH
XQGHU WKH VFUHZ WKUHDG
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH PHOWLQJ SOXJ  RQ WKH WDQN
WLJKWHQLQJ LW WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH WDQN FRQWHQW JDXJH  
 &KHFN WKH WDQN FRQWHQW JDXJH DQG PHOWLQJ
SOXJ IRU OHDNDJH 3x
7R GR WKLV FRQQHFW WKH WDQN WR D ILOOHU IRU
DSSUR[  VHFRQGV M2 01 006

&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU


RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
1 2
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

M2 01 053



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21  ),// /,0,7(5


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO  ILOO OLPLWHU


 5HPRYH WKH WDQN FRQWHQW JDXJH   1
 &DUHIXOO\ UHPRYH WKH ILOOHU SLSH  IURP WKH
VTXDUH FRXSOLQJ   1RWH WKDW WKH ILOOHU SLSH
PD\ VWLOO EH ILOOHG ZLWK OLTXLG JDV +ROG XS WKH
VTXDUH FRXSOLQJ  ZKHQ GRLQJ WKLV
 5HPRYH WKH VTXDUH FRXSOLQJ  
 5HPRYH WKH  ILOO OLPLWHU  IURP WKH
WDQN
4 3 2
,QVWDOODWLRQ  ILOO OLPLWHU M2 00 978
 ,I DSSOLFDEOH UHPRYH WKH UHPDLQLQJ 7HIORQ
PDVNLQJ WDSH IURP WKH  ILOO OLPLWHU  
 &KHFN DQG FOHDQ WKH WKUHDGHG KROH LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN
 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR
WKH  ILOO OLPLWHU  ZLUH (QVXUH WKDW WKH
7HIORQ PDVNLQJ WDSH GRHV QRW SURWUXGH
XQGHU WKH VFUHZ WKUHDG
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ

3x
M2 01 006



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 )LW WKH  ILOO OLPLWHU  WR WKH WDQN


WLJKWHQLQJ LW WR WKH VSHFLILHG WRUTXH 6HH TOP TOP
´7HFKQLFDO GDWDµ 7KHQ WXUQ WKH  ILOOHU
OLPLWHU  XQWLO WKH ´723µ PDUN LV RQ WKH WRS
 )LW WKH QHZ VTXDUH FRXSOLQJ  LQ WKH
FRUUHFW SRVLWLRQ 7LJKWHQ WKH VTXDUH
FRXSOLQJ  WR WKH VSHFLILHG WRUTXH 6HH
´7HFKQLFDO GDWDµ

M2 00 979

 )LW WKH ILOOHU SLSH  RQ WKH VTXDUH FRXSOLQJ 1


  +ROG XS WKH VTXDUH FRXSOLQJ  ZKHQ
GRLQJ WKLV
 )LW WKH WDQN FRQWHQW JDXJH  
 &KHFN WKH WDQN FRQWHQW JDXJH WKH SLSH
FRQQHFWLRQ DQG WKH  ILOOHU OLPLWHU IRU
OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU 4 3 2
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D M2 00 978
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 ',6&+$5*( 9$/9(


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO GLVFKDUJH YDOYH


 5HPRYH WKH FRQQHFWRU   1 2 3
 5HPRYH WKH WDQN FRQWHQW JDXJH  
 5HPRYH WKH DWWDFKPHQW EROW  IURP WKH
FRLO   +ROG XS WKH FRLO  ZKLOH GRLQJ WKLV
 5HPRYH WKH FRLO  
 &DUHIXOO\ UHPRYH WKH SLSH  IURP WKH
GLVFKDUJH YDOYH   1RWH WKDW WKH SLSH PD\
VWLOO EH ILOOHG ZLWK OLTXLG JDV 6 5 4
 5HPRYH WKH GLVFKDUJH YDOYH  IURP WKH M2 00 980

WDQN 0DNH VXUH WKDW WKH SXPS ZLULQJ


WKURXJKIHHG LV QRW GDPDJHG GXULQJ WKLV
RSHUDWLRQ
,QVWDOODWLRQ GLVFKDUJH YDOYH
 ,I DSSOLFDEOH UHPRYH WKH UHPDLQLQJ 7HIORQ
VHDOLQJ WDSH IURP WKH GLVFKDUJH YDOYH  
 &KHFN DQG FOHDQ WKH WKUHDGHG KROH LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN
 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR
WKH GLVFKDUJH YDOYH  ZLUH (QVXUH WKDW WKH
7HIORQ PDVNLQJ WDSH GRHV QRW SURWUXGH
XQGHU WKH VFUHZ WKUHDG
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ

3x
M2 01 006



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 )LW WKH GLVFKDUJH YDOYH  RQ WKH WDQN 1 2 3


WLJKWHQLQJ LW WR WKH VSHFLILHG WRUTXH 6HH
´7HFKQLFDO GDWDµ 7KHQ WXUQ WKH GLVFKDUJH
YDOYH WR WKH FRUUHFW SRVLWLRQ IRU ILWWLQJ WKH
SLSH 0DNH VXUH WKDW WKH SXPS ZLULQJ
WKURXJKIHHG LV QRW GDPDJHG GXULQJ WKLV
RSHUDWLRQ
 )LW QHZ VHDOV WR WKH SLSH  DQG ILW LW
7LJKWHQ WKH EDQMR EROW WR WKH VSHFLILHG
WRUTXH 6HH ´7HFKQLFDO GDWDµ
6 5 4
 ,QVWDOO WKH FRLO   7LJKWHQ WKH EROW  RI WKH M2 00 980
FRLO  WR WKH VSHFLILHG WRUTXH 6HH
´7HFKQLFDO GDWDµ +ROG XS WKH FRLO  ZKHQ
GRLQJ WKLV
 )LW WKH WDQN FRQWHQW JDXJH  
 ,QVWDOO WKH FRQQHFWRU  
 &KHFN WKH WDQN FRQWHQW JDXJH DQG
GLVFKDUJH YDOYH IRU OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 7$1. &29(5


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO WDQN FRYHU


 5HPRYH WKH WDQN FRQWHQW JDXJH   1

M2 00 977

 5HPRYH WKH WZR FRYHU DWWDFKPHQW EROWV 1 2 3 4


ZKLFK DUH RSSRVLWH HDFK RWKHU ,Q WKH QRZ
IUHH KROHV ILW WZR 0 [  EROWV  
 5HPRYH WKH RWKHU DWWDFKPHQW EROWV 6OLGH
WKH WDQN FRYHU  RYHU WKH WZR 0 [ 
EROWV  DZD\ IURP WKH WDQN
 5HPRYH WKH SXPS DWWDFKPHQW EUDFNHW 
IURP WKH WDQN FRYHU  
1RWH
7KH SXPS  PD\ RQO\ OLH KRUL]RQWDOO\ IRU
 KRXUV 6 5
M2 01 012
 5HPRYH WKH WZR 0 [  EROWV   5HPRYH
WKH FRYHU  



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ WDQN FRYHU 1 2 3 4


 )LW D QHZ 2ULQJ  RQ WKH WDQN FRYHU  
 0RYH WKH SXPS  WR DQ XSULJKW SRVLWLRQ
 )LW WZR 0 [  EROWV  RQ WKH WDQN
FRYHU  
 3RVLWLRQ WKH SXPS  SHUSHQGLFXODU WR WKH
KRUL]RQWDO )LW WKH SXPS DWWDFKPHQW EUDFNHW
 RQ WKH WDQN FRYHU   7LJKWHQ WKH
DWWDFKPHQW EROW  WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
,I WKH WDQN LV ORRVH PDNH VXUH LW LV XSULJKW 6 5
7KLV FDQ EH FKHFNHG XVLQJ WKH FURVV RQ WKH M2 01 012
WDQN
 )LW WKH WDQN FRYHU  DWWDFKPHQW EROWV
 5HSODFH WKH WZR 0 [  EROWV  ZLWK
QRUPDO DWWDFKPHQW EROWV
 7LJKWHQ WKH DWWDFKPHQW EROWV WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 )LW WKH WDQN FRQWHQW JDXJH
 &KHFN WKH WDQN FRQWHQW JDXJH DQG WDQN
FRYHU IRU OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 5(7851 9$/9(


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO UHWXUQ YDOYH


 5HPRYH WKH WDQN FRQWHQW JDXJH   1
 5HPRYH WKH WDQN FRYHU

M2 00 977

 5HPRYH WKH SLSH  RU  FDUHIXOO\ IURP WKH


1
UHWXUQ YDOYH  RU   1RWH WKDW WKH SLSH PD\
VWLOO EH ILOOHG ZLWK OLTXLG JDV

4 3 2
M2 00 982

 5HPRYH WKH SLSH FRQQHFWLRQ  IURP WKH


UHWXUQ YDOYH  LQ WKH WDQN ZLWK D SXOOLQJ
DQG URWDWLQJ PRYHPHQW
 5HPRYH WKH UHWXUQ YDOYH IURP WKH WDQN
1
2
3
4

 M2 00 983

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ UHWXUQ YDOYH


 ,I DSSOLFDEOH UHPRYH WKH UHPDLQLQJ 7HIORQ
PDVNLQJ WDSH IURP WKH UHWXUQ YDOYH
 &KHFN DQG FOHDQ WKH WKUHDGHG KROH LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN
 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR
WKH UHWXUQ YDOYH ZLUH (QVXUH WKDW WKH 7HIORQ
PDVNLQJ WDSH GRHV QRW SURWUXGH XQGHU WKH
VFUHZ WKUHDG
3x
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ M2 01 006

 )LW WKH UHWXUQ YDOYH WR WKH WDQN WLJKWHQLQJ LW


WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW QHZ 2ULQJV  DQG  WR WKH SLSH
FRQQHFWLRQ   $SSO\ D OLWWOH DFLGIUHH
SHWUROHXP MHOO\ WR WKH 2ULQJV
 ,Q WKH WDQN ILW WKH SLSH FRQQHFWLRQ  WR WKH
UHWXUQ YDOYH   7KH FRQVWULFWLRQ RI WKH SLSH 1
FRQQHFWLRQ  PXVW EH RQ WKH VLGH RI WKH
WDQN IHHGWKURXJK 6HH WKH DUURZ 6OLGH WKH 2
SLSH FRQQHFWLRQ  IDU HQRXJK RQWR WKH 3
UHWXUQ YDOYH  WKDW WKH 2ULQJV  DQG 
4
ORFDWH WKH JURRYHV
 )LW WKH FRYHU

M2 00 983

 )LW QHZ VHDOLQJ ULQJV WR WKH SLSH  RU  DQG 1


ILW LW WR WKH UHWXUQ YDOYH  RU   7LJKWHQ WKH
EDQMR EROW WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW WKH WDQN FRQWHQW JDXJH
 &KHFN WKH WDQN FRQWHQW JDXJH WKH WDQN
FRYHU WKH SLSH FRQQHFWLRQ DQG WKH UHWXUQ
YDOYH IRU OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
4 3 2

DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU M2 00 982
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 5(7851 9$/9( $77$&+0(17 3/$7(


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO UHWXUQ YDOYH DWWDFKPHQW SODWH


 5HPRYH WKH WDQN FRQWHQW JDXJH   1

M2 00 977

 5HPRYH WKH IXHO SLSH  FDUHIXOO\ IURP WKH 12 3


UHWXUQ YDOYH   1RWH WKDW WKH SLSH PD\ VWLOO
EH ILOOHG ZLWK OLTXLG JDV
 5HPRYH WKH WDQN FRYHU

4
M2 00 984

 5HPRYH WKH SLSH FRQQHFWLRQ  IURP WKH


UHWXUQ YDOYH  LQ WKH WDQN ZLWK D SXOOLQJ
DQG URWDWLQJ PRYHPHQW

1
2
3
4

 M2 00 983

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 5HPRYH WKH DWWDFKPHQW EROWV  IURP WKH 12 3


DWWDFKPHQW SODWH   5HPRYH WKH
DWWDFKPHQW SODWH  ZLWK WKH UHWXUQ YDOYH
 IURP WKH WDQN
,QVWDOODWLRQ UHWXUQ YDOYH DWWDFKPHQW SODWH
 )LW D QHZ VHDO WR WKH DWWDFKPHQW SODWH  
(QVXUH WKDW WKH VHDO LV IOXVK
 )LW WKH DWWDFKPHQW SODWH  WR WKH WDQN
0DNH VXUH WKDW WKH IXHO SXPS ZLULQJ LV QRW
GDPDJHG GXULQJ WKLV RSHUDWLRQ 4
M2 00 984
 ,QVHUW WKH DWWDFKPHQW EROWV   7LJKWHQ WKH
DWWDFKPHQW EROWV  WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 )LW QHZ 2ULQJV  DQG  RQ WKH SLSH
FRQQHFWLRQ  LQ WKH WDQN $SSO\ D OLWWOH
DFLGIUHH SHWUROHXP MHOO\ WR WKH 2ULQJV
 )LW WKH SLSH FRQQHFWLRQ  RQ WKH UHWXUQ
YDOYH  LQ WKH WDQN 7KH FRQVWULFWLRQ RI WKH 1
SLSH FRQQHFWLRQ  PXVW EH RQ WKH VLGH RI 2
WKH WDQN WKURXJKIHHG 6HH WKH DUURZ 6OLGH
WKH SLSH FRQQHFWLRQ  RQWR WKH UHWXUQ YDOYH 3
4
VR WKDW WKH 2ULQJV ORFDWH WKH JURRYH
 )LW WKH FRYHU

M2 00 983

 )LW QHZ VHDOV WR WKH SLSH  DQG ILW LW RQ WKH 12 3


UHWXUQ YDOYH   7LJKWHQ WKH EDQMR EROW WR
WKH VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 )LW WKH WDQN FRQWHQW JDXJH
 &KHFN WKH WDQN FRQWHQW JDXJH WKH WDQN
FRYHU WKH SLSH FRQQHFWLRQ DQG WKH
DWWDFKPHQW SODWH IRU OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU 4
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D M2 00 984
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 :,5,1* 7+528*+)(('


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYDO ZLULQJ WKURXJKIHHG


 5HPRYH WKH WDQN FRQWHQW JDXJH   1
 5HPRYH WKH WDQN FRYHU

M2 00 977

 ,Q WKH WDQN UHPRYH WKH ZLULQJ WKURXJKIHHG


 FRQWDFWV   8QORFN WKH FRQWDFW  E\
SUHVVLQJ LQ WKH OLS   7KH OLSV  DUH RQ
WKH H[WHULRU
1
2
3
4

M2 00 985

 ,I WKH ZLULQJ WKURXJKIHHG LV WKDW RI WKH


1 2
V\VWHP SXPS UHPRYH WKH DWWDFKPHQW SODWH
 IURP WKH UHWXUQ YDOYH
 5HPRYH WKH ZLULQJ WKURXJKIHHG FRYHU  

M2 00 986



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 5HPRYH WKH ZLULQJ WKURXJKIHHG  1


FRQWDFWV   8QORFN WKH FRQWDFW  E\
SUHVVLQJ LQ WKH OLS   7KH OLSV  DUH RQ
2
WKH H[WHULRU 3
4
 5HPRYH WKH ZLULQJ WKURXJKIHHG  
,QVWDOODWLRQ ZLULQJ WKURXJKIHHG
 ,I DSSOLFDEOH UHPRYH WKH UHPDLQLQJ 7HIORQ
PDVNLQJ WDSH IURP WKH ZLULQJ WKURXJKIHHG
5
 &KHFN DQG FOHDQ WKH WKUHDGHG KROH LQ WKH
WDQN 3UHYHQW GLUW JHWWLQJ LQWR WKH WDQN

M2 00 987

 $SSO\ WKUHH OD\HUV RI 7HIORQ PDVNLQJ WDSH WR


WKH ZLULQJ WKURXJKIHHG (QVXUH WKDW WKH
7HIORQ PDVNLQJ WDSH GRHV QRW SURWUXGH
XQGHU WKH VFUHZ WKUHDG
 $SSO\ VHDODQW WR WKH 7HIORQ PDVNLQJ WDSH
6HH ´7HFKQLFDO GDWDµ

3x
M2 01 006

 )LW WKH ZLULQJ WKURXJKIHHG WR WKH WDQN 1 2


WLJKWHQLQJ LW WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ 7KHQ WXUQ WKH ZLULQJ
WKURXJKIHHG XQWLO D VLGH RI WKH KH[DJRQ LV
SDUDOOHO WR WKH VLGH RI WKH DGDSWHU  RI WKH
UHWXUQ YDOYH RU WKH VLGH RI WKH WDQN FRQWHQW
JDXJH

M2 00 986



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

 )LW WKH FRQWDFWV  RQ WR WKH ZLULQJ 1


WKURXJKIHHG  VR WKDW WKH XQORFNLQJ OLSV
 DUH RQ WKH H[WHULRU
2
7KH FRQQHFWLRQ VHTXHQFH LV QRW LPSRUWDQW 3
DIWHU WKH ZLUH JXLGH   WKH ZLUHV PXVW QRW 4
FURVV RYHU HDFK RWKHU 7R H[DPLQH VOLGH WKH
ZLUH JXLGH  RYHU WKH LQVXODWLRQ FRYHUV RI
WKH FRQWDFWV  

M2 00 987

 )LW WKH SURWHFWLYH FRYHU  RYHU WKH 1 2


FRQWDFWV
 )LW WKH DWWDFKPHQW SODWH ZLWK WKH UHWXUQ
YDOYH LI WKH ZLULQJ WKURXJKIHHG LV WKDW RI
WKH V\VWHP SXPS

M2 00 986

 )LW WKH FRQWDFWV  LQWR WKH WDQN LQ VXFK D


ZD\ WKDW WKH ZLULQJ WKURXJKIHHG  WKDW WKH
XQORFNLQJ OLSV  DUH RQ WKH H[WHULRU
7KH FRQQHFWLRQ VHTXHQFH LV QRW LPSRUWDQW
7KH FRORXU FRGHV RI WKH ZLULQJ GR QRW KDYH 1
WR PDWFK RQH DQRWKHU 2
$IWHU WKH ZLUH JXLGH   WKH ZLUHV PXVW QRW
FURVV HDFK RWKHU 7R LQVSHFW VOLGH WKH ZLUH 3
JXLGH  RYHU WKH LQVXODWLRQ FRYHUV RI WKH 4
FRQWDFWV  
 &KHFN WKDW WKH ZLULQJ LQ WKH WDQN GRHV QRW
WRXFK DQ\ RWKHU SDUWV DQGRU WKH ZDOO RI WKH
WDQN ,I QHFHVVDU\ ILW WKH ZLULQJ LQ VXFK D
ZD\ WKDW QR SDUWV FRPH LQWR FRQWDFW ZLWK
DQ\WKLQJ HOVH M2 00 985



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 )LW WKH WDQN FRYHU


 )LW WKH WDQN FRQWHQW JDXJH
 &KHFN WKH WDQN FRQWHQW JDXJH WKH WDQN
FRYHU DQG WKH ZLULQJ WKURXJKIHHG IRU
OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH

5(029$/ $1' ,167$//$7,21 2) 7+( +<'5$8/,& 3803


7KH WDQN PXVW EH HPSW\
7DNH VDIHW\ SUHFDXWLRQV EHIRUH
ZRUNLQJ RQ WKH JDV WDQN
6HH ´:DUQLQJVµ

5HPRYLQJ WKH K\GUDXOLF SXPS


 5HPRYH WKH WDQN FRQWHQW JDXJH   1
 5HPRYH WKH WDQN FRYHU  

M2 00 977

 5HPRYH WKH DWWDFKPHQW EUDFNHW  IURP 1 2 3 4


WKH SXPS  

6 5
M2 01 012



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

 ,Q WKH WDQN UHPRYH WKH FRQWDFWV  RI WKH


ZLULQJ WKURXJKIHHG   8QORFN WKH FRQWDFW
 E\ SUHVVLQJ LQ WKH OLS   7KH OLSV  DUH
RQ WKH H[WHULRU
1
2
3
4

M2 00 985

 ,Q WKH WDQN UHPRYH WKH KROORZ VFUHZ 


IURP WKH GHOLYHU\ SLSH FRQQHFWLRQ RQ WKH
GLVFKDUJH YDOYH

2
1 3
1
M2 00 988

 ,I DSSOLFDEOH UHPRYH WKH UHWXUQ SLSHV  LQ


WKH WDQN IURP WKH SLSH FRQQHFWLRQV  E\
SXOOLQJ WKHP IURP WKH SLSH FRQQHFWRU
 7LOW WKH SXPS
1
 %ULQJ WKH SLSHV IURP WKH SXPS RXW WKURXJK
WKH WDQN RSHQLQJ
2
 5HPRYH WKH SXPS IURP WKH WDQN
KRUL]RQWDOO\

3
M2 00 995



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

,QVWDOODWLRQ SXPS
 &KHFNUHSODFH WKH SXPS SLSHV
 &KHFN WKH PDJQHWV  LQ WKH WDQN IRU WKH
SUHVHQFH RI PHWDO SDUWLFOHV ,I WKHUH DUH DQ\
PHWDO SDUWLFOHV UHSODFH WKH PDJQHWV  
 )LW WKH SXPS LQWR WKH WDQN

1 1

 )LW QHZ VHDOV  WR WKH GHOLYHU\ SLSH  DQG


ILW LW 7LJKWHQ WKH KROORZ VFUHZ  WR WKH
VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ

M2 00 989

 ,I DSSOLFDEOH ILW WKH UHWXUQ SLSH  LQ WKH


WDQN 6OLGH WKH SLSH  RQWR WKH SLSH
FRQQHFWRU RI WKH SLSH FRQQHFWLRQ  
2
1 3
1
M2 00 988


3
M2 00 995

 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

 )LW WKH FRQWDFWV  WR WKH ZLULQJ


WKURXJKIHHG  LQ WKH WDQN LQ VXFK D ZD\
WKDW WKH XQORFNLQJ OLSV  DUH RQ WKH
H[WHULRU
7KH FRQQHFWLRQ VHTXHQFH LV QRW LPSRUWDQW 1
7KH FRORXU FRGHV RI WKH ZLULQJ GR QRW QHHG
WR PDWFK HDFK RWKHU
2
$IWHU WKH ZLUH JXLGH  WKH ZLUHV PXVW QRW 3
FURVV HDFK RWKHU 7R LQVSHFW VOLGH WKH ZLUH 4
JXLGH  RYHU WKH LQVXODWLRQ FRYHUV RI WKH
FRQWDFWV  
 3XOO WKH WLH ZUDS LQ WKH WDQN ZKLFK DWWDFKHV
WKH ZLULQJ WR WKH GHOLYHU\ SLSH
$WWDFK WKH ZLULQJ LQ WKH WDQN LQ VXFK D ZD\
WKDW WKH\ GR QRW WRXFK RWKHU FRPSRQHQWV M2 00 985
HJ WKH IORDW DQGRU WKH WDQN ZDOO
 )LW WKH PDJQHWV  DURXQG WKH SXPS 1 1

M2 00 989

 ,QVWDOO WKH DWWDFKPHQW EUDFNHW  RQ WKH 1 2 3 4


SXPS  
 )LW WKH WDQN FRYHU  
 )LW WKH WDQN FRQWHQW JDXJH
 &KHFN WKH WDQN FRQWHQW JDXJH DQG WDQN
FRYHU IRU OHDNDJH
7R GR WKLV FRQQHFW D ILOOHU WR WKH WDQN IRU
DSSUR[  VHFRQGV
&KHFN WKH FRPSRQHQWV ZLWK D OHDN GHWHFWRU
RU ZLWK OHDN VSUD\ IRU OHDNDJH 'R QRW XVH D 6 5
VRDS\ VROXWLRQ $ VRDS\ VROXWLRQ DWWDFNV
PHWDO FDXVLQJ FRQWDFWV WR FRUURGH M2 01 012



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5(029$/ $1' ,167$//$7,21 &5$1.6+$)7 63(('326,7,21 6(1625


5HPRYDO FUDQNVKDIW VSHHGSRVLWLRQ VHQVRU 1
 5HPRYH WKH EROW  
 5HPRYH WKH VHQVRU  IURP WKH DWWDFKPHQW
SODWH  
,QVWDOODWLRQ FUDQNVKDIW VSHHGSRVLWLRQ
VHQVRU
 )LW D QHZ 2ULQJ RQ WKH VHQVRU 3
 )LW WKH VHQVRU  DQG DWWDFKPHQW SODWH  
 )LW WKH EROW  

M2 00 892

5(029$/ $1' ,167$//$7,21 /$0%'$ 6(1625


5HPRYDO ODPEGD VHQVRU
 5HPRYH WKH FRQQHFWRU IURP WKH ZLULQJ
 5HPRYH WKH VHQVRU
,QVWDOODWLRQ ODPEGD VHQVRU
 %HIRUH LQVWDOOLQJ WKH /DPEGD VHQVRU FOHDQ
WKH VFUHZ WKUHDG DQG DSSO\ ´1HYHU 6HH]µ
OXEULFDQW
 7LJKWHQ WKH ODPEGD VHQVRU WR WKH VSHFLILHG
WRUTXH
1RWH
,I WKH /DPEGD VHQVRU LV PRXQWHG ZLWKRXW
´1HYHU 6HH]µ OXEULFDQW WKH VHQVRU ZLOO EH
H[WUHPHO\ GLIILFXOW WR UHPRYH DQGRU LUUHSDUDEO\
GDPDJHG GXULQJ UHPRYDO



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 ,'/,1* 63((' &21752/ 9$/9(


5HPRYDO FRQWURO YDOYH
 5HPRYH WKH FRQQHFWRU IURP WKH FRQQHFWLRQ 3 3
SRLQW  
 5HOHDVH WKH IOH[LEOH SLSH FODPSV IURP WKH
IOH[LEOH FRQQHFWLRQ SLSHV  
 5HPRYH WKH FRQQHFWLRQ SLSHV  IURP WKH
FRQWURO YDOYH  
4
 5HPRYH WKH PRXQWLQJ EUDFNHW  DQG WDNH
WKH FRQWURO YDOYH  IURP WKH HQJLQH
2
,QVWDOODWLRQ FRQWURO YDOYH
 &KHFN WKH FRQGLWLRQ RI WKH IOH[LEOH
FRQQHFWLRQ SLSHV DQG WKH IOH[LEOH SLSH 1 M200529
FODPSV ,I LQ GRXEW UHSODFH
 $SSO\ JUHDVH WR WKH PRYLQJ VHFWLRQ RI WKH
IOH[LEOH SLSH FODPS
 )LW WKH QHZ FRQWURO YDOYH  RQ WKH HQJLQH
XVLQJ WKH PRXQWLQJ EUDFNHW   6HH WKH
DUURZ RQ WKH FRQWURO YDOYH
 &RQQHFW WKH IOH[LEOH FRQQHFWLRQ SLSHV  RQ
WKH FRQWURO YDOYH  
 0RXQW WKH FRQQHFWRU RQ WKH FRQQHFWLRQ
SRLQW  
 6WDUW WKH HQJLQH DQG FKHFN WKH LGOLQJ VSHHG
1RWH
7KH LGOLQJ VSHHG FDQQRW EH DGMXVWHG



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5(029$/ $1' ,167$//$7,21 2) 7+( 7+5277/( 9$/9( +286,1*


5HPRYDO RI WKH WKURWWOH YDOYH KRXVLQJ
 5HPRYH WKH FRQQHFWRU IURP WKH FRQQHFWLRQ 5
SRLQW
3
 5HPRYH WKH IOH[LEOH DLU SLSH IURP WKH
WKURWWOH YDOYH KRXVLQJ  
4

 5HPRYH WKH DWWDFKPHQW EROWV  DQG WDNH


WKH WKURWWOH YDOYH KRXVLQJ  IURP WKH LQOHW
PDQLIROG  
,QVWDOODWLRQ RI WKH WKURWWOH YDOYH KRXVLQJ
 ,QVHUW WKH VSDFHU EXVKHV  LQ WKH
DWWDFKPHQW KROHV RI WKH WKURWWOH YDOYH
KRXVLQJ  
 0RXQW WKH WKURWWOH YDOYH KRXVLQJ  RQ WKH
LQOHW PDQLIROG  XVLQJ D QHZ JDVNHW  2
1
DQG HYHQO\ WLJKWHQ WKH DWWDFKPHQW EROWV   M200638

 &KHFN WKH IOH[LEOH DLU SLSH DQG WKH IOH[LEOH


SLSH FODPS ,I LQ GRXEW UHSODFH $SSO\ D OLWWOH
JUHDVH WR WKH PRYLQJ VHFWLRQ RI WKH IOH[LEOH
SLSH FODPS
 0RXQW WKH IOH[LEOH DLU SLSH RQ WKH WKURWWOH
YDOYH KRXVLQJ  DQG IXOO\ WLJKWHQ WKH
IOH[LEOH SLSH FODPS
 &RQQHFW WKH FRQQHFWRU WR WKH FRQQHFWLRQ
XQLW
 6ZLWFK WKH YHKLFOH FRQWDFW RQ
 &DOO XS D ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ WKH
´'LDJQRVWLFV SURJUDP **5* /3* HQJLQHµ
 &KHFN ZKHWKHU WKH UHDGLQJ DIWHU WKH WHUP
´5HODWLYH 7KURWWOHµ LV  9 ZKHQ WKH
DFFHOHUDWRU SHGDO LV QRW EHLQJ SUHVVHG
 ,I D GLIIHUHQW UHDGLQJ LV VKRZQ DIWHU WKH WHUP
´5HODWLYH 7KURWWOHµ WKH ´5HODWLYH 7KURWWOHµ
PXVW EH UHVHW



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5HVHW WKH ´5HODWLYH WKURWWOHµ UHDGLQJ


 &DUU\ RXW WKH IROORZLQJ ZKHQ WKH HQJLQH LV
QRW UXQQLQJ
 6ZLWFK WKH YHKLFOH FRQWDFW RQ
 &DOO XS D ´3DUDPHWHU GLVSOD\µ VFUHHQ RQ WKH
GLDJQRVWLFV SURJUDP
 3UHVV NH\ 7
2Q WKH VFUHHQ D ER[ ZLOO DSSHDU ZLWK WKH
WH[W ´,V WKURWWOH FRUUHFWO\ DGMXVWHG <HV
RU 1Rµ
 3UHVV < 7KH ´5HODWLYH 7KURWWOHµ KDV EHHQ
UHVHW :KHQ WKH DFFHOHUDWRU SHGDO LV QRW
EHLQJ GHSUHVVHG WKH UHDGLQJ VKRXOG EH
 9



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5(029$/ $1' ,167$//$7,21 &$7$/<7,& &219(57(5


5HPRYDO FDWDO\WLF FRQYHUWHU
 8QSOXJ WKH FRQQHFWRU RI WKH ODPEGD VHQVRU
 ,I QHFHVVDU\ UHPRYH WKH ODPEGD VHQVRU
 5HPRYH WKH DWWDFKPHQW EROWV DQG WDNH RII
WKH FDWDO\WLF FRQYHUWHU
,QVWDOODWLRQ RI WKH FDWDO\WLF FRQYHUWHU
$OZD\V KDQGOH D FDWDO\WLF FRQYHUWHU ZLWK FDUH
1HYHU VWULNH WKH FDWDO\WLF FRQYHUWHU ZLWK D
KDPPHU 7KLV ZLOO GDPDJH WKH FHUDPLF LQQHU
ZRUNLQJV RI WKH FDWDO\WLF FRQYHUWHU
 &KHFN WKH FDWDO\WLF FRQYHUWHU LQWHUQDOO\ IRU
EORFNDJHV DQG GDPDJH WR WKH FHUDPLF LQQHU
ZRUNLQJV
 5HSODFH WKH DWWDFKPHQW EROWV DQG DSSO\
0RO\FRWH 3 OXEULFDQW WR WKH EROWV
 0RXQW WKH FDWDO\WLF FRQYHUWHU LQ WKH FRUUHFW
SRVLWLRQ 2Q WKH W\SH SODWH RU WKH FDWDO\WLF
FRQYHUWHU LWVHOI DQ DUURZ ZLOO LQGLFDWH WKH
IORZ GLUHFWLRQ
 )LW WKH ODPEGD VHQVRU
 &RQQHFW WKH ODPEGD VHQVRU FRQQHFWRU
1RWHV
7KH SLSH EHWZHHQ WKH WXUERFKDUJHU DQG WKH
FDWDO\WLF FRQYHUWHU LV PDGH IURP VWDLQOHVV VWHHO
7KH FDWDO\WLF FRQYHUWHU FDQ EHFRPH FORJJHG GXH
WR SDUWLFOHV RI UXVW



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 ,*1,7,21 &2,/ $1' 63$5. 3/8*


1RWH
 5HPRYDOILWWLQJ RI WKH EUDFNHW DVVHPEO\ ZLWK
WKH WKUHH LJQLWLRQ FRLOV LV QRW SHUPLWWHG
'XULQJ ILWWLQJ WKHUH LV D FKDQFH WKDW WKH
VSDUN SOXJ FDSV FDQ EH ILWWHG QH[W WR WKH
VSDUN SOXJV
 7UHDW WKH VSDUN SOXJV DQG LJQLWLRQ V\VWHP
ZLWK FDUH $ IDXOW LQ WKH LJQLWLRQ V\VWHP FDQ
OHDG WR VHULRXV HQJLQH GDPDJH
 2QO\ XVH WKH VSHFLILHG VSDUN SOXJV DQG
FKHFN WKDW WKH\ DUH DW WKH VSHFLILHG
HOHFWURGH JDS )LWWLQJ LQFRUUHFW VSDUN SOXJV
FDQ OHDG WR VHULRXV HQJLQH GDPDJH
 1HYHU FOHDQ D VSDUN SOXJ ZLWK D PHWDO EUXVK
VWHHO RU FRSSHU EUXVK  7KLV ZRXOG FRYHU
WKH LVRODWRU ZLWK D WKLQ FRQGXFWLYH OD\HU
FDXVLQJ WKH SOXJ WR VSDUN LQFRUUHFWO\



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

5HPRYDO RI WKH LJQLWLRQ FRLO


 8QORFN WKH FRQQHFWRU DQG UHPRYH LW IURP LWV
FRQQHFWLRQ  
 5HPRYH WKH DWWDFKPHQW QXWV  IURP WKH
LJQLWLRQ FRLO  
3
 5HPRYH WKH LJQLWLRQ FRLO  IURP WKH
1 1
EUDFNHW
,QVWDOODWLRQ LJQLWLRQ FRLO
 2Q HDFK LJQLWLRQ FRLO FKHFN WKH FRQGLWLRQ RI
WKH LJQLWLRQ FRLOVSDUN SOXJ FDS FRQQHFWLRQ
SLHFH DQG WKH FRQGLWLRQ RI WKH VHDO  RI 2
WKH FRQQHFWLRQ SLHFH
M200648
 0RXQW WKH LJQLWLRQ FRLO   0DNH VXUH WKDW
WKH VSDUN SOXJ FDS GRHV QRW JR RYHU WKH
VSDUN SOXJ
 7LJKWHQ WKH DWWDFKPHQW QXWV   3 4
 3UHVV WKH VHDO  LQWR WKH VSDUN SOXJ KROH
HQVXULQJ WKDW WKH OLS RI WKH VHDO IRUPV D
JRRG FRQQHFWLRQ DOO URXQG WKH F\OLQGHU
KHDG

M200533

 &KHFN IRU WKH SUHVHQFH RI WKH VHDO $ LQ WKH A


FRQQHFWRU
 3ODFH WKH FRQQHFWRU RQ WKH FRQQHFWLRQ
SRLQW  
5HPRYDO VSDUN SOXJV
 5HPRYH WKH LJQLWLRQ FRLO  IURP WKH
EUDFNHW
 5HPRYH WKH VSDUN SOXJ *HQWO\ LQFUHDVH WKH
SUHVVXUH LI WKH VSDUN SOXJ LV VWXFN $SSO\
SHQHWUDWLQJ RLO LI QHFHVVDU\ 8VH RI D
SQHXPDWLF VSDQQHU LV QRW SHUPLWWHG &KHFN
ZKHWKHU WKH VSDUN SOXJ VHDOLQJ ULQJ KDV M2 00 824
EHHQ UHPRYHG ZLWK WKH VSDUN SOXJ



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

,QVWDOODWLRQ VSDUN SOXJV


 ,I LW LV WR EH UHXVHG FOHDQ WKH VSDUN SOXJ
RQO\ ZLWK D VRIW SODVWLF EUXVK ZLWK D VROXWLRQ
LI QHFHVVDU\
 2Q UHXVH FKHFN WKH ZHDU SDWWHUQ RI WKH
VSDUN SOXJ
 %RWK HOHFWURGHV PD\ RQO\ EH EDUHO\
YLVLEO\ FRUURGHG
 %RWK HOHFWURGHV PD\ RQO\ KDYH D VOLJKW
FRYHULQJ RI D JUH\ RU EURZQ GHSRVLW
 ,I WKHUH LV DQ\ RWKHU ZHDU LW LV QRW
SHUPLWWHG WR UHXVH WKH VSDUN SOXJ DV
WKLV LV LQGLFDWLYH RI LQFRUUHFW PRXQWLQJ
DQ LQFRUUHFW VSDUN SOXJ EHLQJ XVHG D
IDXOW LQ WKH IXHO RU LJQLWLRQ V\VWHP RU
H[FHVVLYH HQJLQH ZHDU
 &KHFN WKH VFUHZ WKUHDG LQ WKH F\OLQGHU KHDG
IRU GLUW DQG FOHDQ LI QHFHVVDU\
 &KHFN WKH VHDOLQJ VXUIDFHV RI WKH VSDUN
SOXJ DQG F\OLQGHU KHDG IRU GLUW DQG FOHDQ
DQ\ FRPSRQHQWV DV QHFHVVDU\ ,I WKH VSDUN
SOXJ LV WR EH UHXVHG SUHIHUDEO\ ILW D QHZ
VHDOLQJ ULQJ
 &KHFN WKH HOHFWURGH JDS GLVWDQFH $  ,I
QHFHVVDU\ DGMXVW WKH HOHFWURGH JDS WR WKH
VSHFLILHG GLVWDQFH 6HH ´7HFKQLFDO GDWDµ
 $SSO\ D VPDOO DPRXQW RI KHDWUHVLVWDQW
JUHDVH WR WKH VFUHZ WKUHDG RI WKH VSDUN SOXJ
IRU H[DPSOH 0RO\FRWH 3 WR SUHYHQW
FRUURVLRQ
 6FUHZ WKH VSDUN SOXJ FDUHIXOO\ E\ KDQG LQWR
WKH F\OLQGHU KHDG $V DQ DLG D UXEEHU SLSH
ZLWK DQ LQWHUQDO GLDPHWHU RI  RU  PP
FDQ EH XVHG ,W VKRXOG EH VOLSSHG RYHU WKH
LVRODWRU RI WKH VSDUN SOXJ A

M2 00 659



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ

 7LJKWHQ WKH VSDUN SOXJ WR WKH VSHFLILHG


WLJKWHQLQJ WRUTXH 6HH ´7HFKQLFDO GDWDµ
1RWH
7LJKWHQLQJ WKH VSDUN SOXJ WRR PXFK OHDGV WR
LQYLVLEOH LQWHUQDO GDPDJH WR WKH VSDUN
SOXJ
1RW WLJKWHQLQJ WKH VSDUN SOXJ HQRXJK OHDGV
WR RYHUKHDWLQJ
 2Q HDFK LJQLWLRQ FRLO   FKHFN WKH 3 4
FRQGLWLRQ RI WKH LJQLWLRQ FRLOVSDUN SOXJ FDS
FRQQHFWLRQ SLHFH DQG WKH FRQGLWLRQ RI WKH
VHDO  RI WKH FRQQHFWLRQ SLHFH
 ,QVWDOO WKH LJQLWLRQ FRLO

M200533



 
)8(/ $1' ,*1,7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ 5* HQJLQH

5(029$/ $1' ,167$//$7,21 (06 81,7


5HPRYDO (06 XQLW
 6ZLWFK WKH YHKLFOH FRQWDFW RII
 5HPRYH WKH XQLW
,QVWDOODWLRQ (06 XQLW
 )LW WKH XQLW
1RWH
$ QHZ XQLW PXVW KDYH WKH QHFHVVDU\ FDOLEUDWLRQ
VRIWZDUH IRU WKH UHOHYDQW HQJLQH LQVWDOOHG E\ WKH
VXSSOLHU
 5HVHW DQ\ HUURUV ZLWK WKH
´'LDJQRVWLFV SURJUDP **5* HQJLQHµ
 5HVHW WKH ´5HODWLYH WKURWWOHµ UHDGLQJ ZLWK WKH
´'LDJQRVWLFV SURJUDP **5* HQJLQHµ
 6WDUW WKH HQJLQH DQG FKHFN WKH IXQFWLRQ
 &KHFN IRU WKH SUHVHQFH RI HUURUV ZLWK WKH
´'LDJQRVWLFV SURJUDP **5* HQJLQHµ
 ,I XQNQRZQ IDXOWV DUH OLVWHG VHH WKH HUURU
FRGH RYHUYLHZ LQ WKH ´'LDJQRVWLFV SURJUDP
**5* HQJLQHµ PDQXDO 7KH XQLW KDV QRW
KDG WKH FRUUHFW FDOLEUDWLRQ VRIWZDUH
LQVWDOOHG



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

 (/(&75,&$/ ,167$//$7,21

',$*5$06
&LUFXLW GLDJUDP IXHO DQG LJQLWLRQ V\VWHPV
YHUVLRQ 
.H\ WR OHWWHUV
$ 6HQVRU IXHO OHYHO JDXJH
6HH GLDJUDP 
% )XHO WDQNV 6HH GLDJUDP 
& 9HKLFOH FRQWDFW
' 3RZHU VXSSO\ IURP PDLQ VZLWFK
( $LUFRQGLWLRQLQJ FRPSUHVVRU
) 2QRII VLJQDO IRU DLU FRQGLWLRQLQJ
* ,QGLFDWLRQ DLUFRQGLWLRQLQJ RQ
+ 6LJQDO DXWRPDWLF WUDQVPLVVLRQ
, 'LDJQRVWLFV ,62 
- 6SDUN SOXJV
. 'LDJQRVWLF FRQQHFWRU
/ (OHFWURQLF XQLW DXWRPDWLF WUDQVPLVVLRQ
FRQWURO
,I DSSOLFDEOH

.H\ EDVLF FRGH QXPEHUV


% /3* LQMHFWRU F\OLQGHU 
% /3* LQMHFWRU F\OLQGHU 
% /3* LQMHFWRU F\OLQGHU 
% /3* LQMHFWRU F\OLQGHU 
% /3* LQMHFWRU F\OLQGHU 
% /3* LQMHFWRU F\OLQGHU 
% 9DOYH FRQQHFWLRQ XQLW
% 9DOYH FRQQHFWLRQ XQLW
% ,JQLWLRQ FRLO F\OLQGHU 
% ,JQLWLRQ FRLO F\OLQGHU 
% ,JQLWLRQ FRLO F\OLQGHU 
% ,JQLWLRQ FRLO F\OLQGHU 
% ,JQLWLRQ FRLO F\OLQGHU 
% ,JQLWLRQ FRLO F\OLQGHU 
% 9DOYH DLU SLSH WR FKDUJLQJ SUHVVXUH
FRQWURO YDOYH
% 9HKLFOH VSHHG VLJQDO IURP WDFKRJUDSK
% 9HKLFOH VSHHG VLJQDO IURP WDFKRJUDSK

' :DUQLQJ ODPSV


' &RQYHUWHU  9 9
' &KDUJLQJ SUHVVXUH FRQWURO YDOYH
' ,GOLQJ VSHHG FRQWURO YDOYH
'
'
(OHFWURQLF XQLW SRZHU PRGXOH LQMHFWRUV
9ROWDJH VSOLWWHU 9  LQ

' (OHFWURQLF XQLW (&8 (06 
' (OHFWURQLF XQLW (*$6 
' $PSOLILHU
' $PSOLILHU

 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

( )XVH LQMHFWRUV


( )XVH  9 SRZHU VXSSO\
( )XVH HOHFWURQLF XQLW IXHO FRQWURO
( )XVH SRZHU VXSSO\ IXHO DQG LJQLWLRQ
V\VWHP
( )XVH LGOLQJ FRQWURO YDOYH DQG FKDUJLQJ
SUHVVXUH FRQWURO YDOYH
( )XVH DLUFRQGLWLRQLQJ FRQWURO
( )XVH LJQLWLRQ FRLOV
( )XVH LJQLWLRQ FRLOV
( )XVH YDOYH RQ IXHO WDQN DQG RQ
FRQQHFWLRQ XQLW
( )XVH YDOYH RQ IXHO WDQN DQG RQ
FRQQHFWLRQ XQLW
( )XVH ODPEGD VHQVRU
( )XVH HQJLQH IXHO SXPS
( )XVH HQJLQH IXHO SXPS
( )XVH HQJLQH IXHO SXPS
( )XVH HQJLQH IXHO SXPS
( )XVH  9 SRZHU VXSSO\ GLDJQRVWLFV
SOXJ DQG UHOD\

) 6HQVRU WHPSHUDWXUH FRRODQW IRU IXHO


FRQWURO
) 6HQVRU WHPSHUDWXUH LQOHW DLU
) 6HQVRU HQJLQH VSHHGFUDQNVKDIW
SRVLWLRQ
) 6HQVRU LQOHW DLU SUHVVXUH
) 6HQVRU /DPEGD
) 6HQVRU IXHO SUHVVXUH
) 6HQVRU IXHO SUHVVXUH

* 5HOD\ JHDUER[ QHXWUDO SRVLWLRQ


SURWHFWLRQ
* 5HOD\ PDLQ UHOD\ IXHO DQG LJQLWLRQ
V\VWHP
* 5HOD\ HQJLQH UXQQLQJ SURWHFWLRQ
* 5HOD\ HQJLQH VWRS
* 5HOD\ DLU FRQGLWLRQLQJ LQVWDOODWLRQ RQRII
* 5HOD\ DLU FRQGLWLRQLQJ LQVWDOODWLRQ RQRII
* 5HOD\ ZDUQLQJ ODPS
* 5HOD\ ZDUQLQJ ODPS
* 5HOD\ VZLWFK RII FUXLVH FRQWURO

0 (DUWK SRLQW YHKLFOH


0 (DUWK SRLQW HQJLQH
,I DSSOLFDEOH



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

E176
(7,5A) C D
1341 1305

E234
(10A)

4072
1338

E235 1 G013
(10A)
1339 2

E236

1183
1
3503 (10A)
1343 2
A 9005 B E178
D117 D117
E237 1288
(25 A)

3101

3555
(10A)
1344

4143

1182
E218
(7,5A) 86 30
4141 G225
85 87 24V
E219 D868 B501/
E F G H I

1305
(7,5A) G326 B520
4142 M1 38 31 14 45 K L
12V
87a

4039
3105

4655

5636

3500
D744
30 3106
E175 87
1342 5650
4141 (7,5A) 85 86 12V 30 86

1340
4142 D767 G268
1 1 87a 87 85

2 2
B221 B222

D864 D525
VIN/2 12V E183
1 (7,5A)
+ - - + 1306
M1
2
B299 E243
1305 (7,5A)
1277 1283

1283
3101

5650
3555
1283
E173 E216 E217 85 87 87a 87a 87 85
(7,5A) (7,5A) (7,5A) E179 E220

5651
(7,5A) (7,5A) G323 G289
4039

1337

4655

1283
5636
86 30 12V 12V 30 86
1278

1279

G227 M1

3562

3554
G226 F580 M1
86 30 24V 1o t 2 87a 87 85 24V 85
30 86 D845 1 2 D889 D892 G218
O2 4 4 G270
85 87 87a D846 U 1 2 2 1 24V 30 86 87a 87 86
2 3 1 λ gnd 3 3
12V 87 85 M1 M1
M1
4144

M1 M1
3100

4148

1287

1286

3500

3084
3085
4145

1342
9018

4146

4140
4139

3076
3077
4147

3112
6 4133
5 27 5 4134 74 69 78 26 75 49 23 86 82 103 18 46 70 84 87 11 40 92
6 4 4135 22 D865
ECU D848 12 48
8 3 4136 73
7 2 4137 21 29 26 28
10 28 19 20 35 34 23 24 33 32 21 22 25 26 13 1 4138 47 3 2 1 27 53 79 56 30 83 4 65 39 15 89 8 7 95 9 7 62 88 54 20 17 25 17 98 37 20 14 13 41 93 66
4130

4122

4126

4120

4128

4124

3026

3027

3028

3029

3030

3031
9000

+5V 3080
3079
3078

+5V 3070
3069
3066

+5V 3082
3083
9108
9108
9108
9108

9108

3628

3556

9020

3073
3072
3075
3074
3071

1283
4131
1289
4123
1290
4127
1291
4121
1292
4129
1293
4125
1294

GND

GND

GND

M1/M2 M2 M2 M2 M2 M2 M2 2 1 2 1 2 1 B C A B C A 3 2 1

CTS
RTS
34 1 M1

RX
1 2 1 2 1 2 1 2 1 2 1 2

TX
T R T R N P U P U P U
1 2 1 2 1 2 1 2 1 2 1 2 B276 B272 B274 B271 B275 B273 F575 F574 F578 F617 F618 F579 D570 D868 5 3 8 7 2 1 9
B136 B132 B134 B131 B135 B133
6 2 4 1 5 3 3 3 3 3 3 3 12V
K
1266
1265
L
J
M2 M2 M2 M2 M2 M2
6 2 4 1 5 3

M2 00 922



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

&LUFXLW GLDJUDP IXHO WDQNV


YHUVLRQ 
.H\ WR OHWWHUV
$ )XHO WDQN 
% )XHO WDQN 
.H\ EDVLF FRGH QXPEHUV
% (QJLQH IXHO SXPS
% (QJLQH IXHO SXPS
% (QJLQH IXHO SXPS
% (QJLQH IXHO SXPS
% 9DOYH IXHO WDQN
% 9DOYH IXHO WDQN
% 9DOYH IXHO WDQN
% 9DOYH IXHO WDQN

' (OHFWURQLF XQLW SXPS PRWRU


' (OHFWURQLF XQLW SXPS PRWRU
' (OHFWURQLF XQLW SXPS PRWRU
' (OHFWURQLF XQLW SXPS PRWRU

) 6HQVRU IXHO OHYHO


) 6HQVRU IXHO OHYHO

0 (DUWK SRLQW )XHO WDQN IUDPH



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

1338

1339

1343

1344

4141

4142

3503

9005
4141

1338

1339

3503

3560

4141

4142

3560

9005

1343

1344

4142
M3 M3 M3 M3
D873 1 2 D874 1 2 D875 1 2 D876 1 2
24V 24V 24V 24V
= = = =
3PH~ 3PH~ 3PH~ 3PH~
U V W U V W U V W U V W

1 1 2 1 1 1 2 1
M M R R M M
3~ 3~ 3~ 3~
B223 2 B217 B218 2
B224 B225 2 B219 B220 2
B226
F622 F624

M3 M3 M3 M3

A B M2 00 912



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

68%',$*5$06
YROW FLUFXLW
C D
E234
(10A)

4072
1338
E235 1 G013
(10A)
1339 2

1183
E236 1
(10A)
1343 2
E178 D117 D117
E237 1288

3101

3555
(10A) (25 A)

4143
1182
1344
E218
(7,5A) 86 30
4141 G225
85 87 24V
E219 D868

1305
(7,5A) G326 E G H
4142 M1 38 31 14 45
12V

4039
3105

4655

5636
87a
30 3106
E175 87
5650
4141 (7,5A) 85 86 12V 30 86

1340
4141

1338

1339

4141

4142

1343

1344

4142

4142 D767 G268


1 1 87a 87 85
+

B221 2 2 B222
D864 D525
M3 M3 M3 M3 VIN/2 12V
1
D873 1 2 D874 1 2 D875 1 2 D876 1 2 + - - +
24V 24V 24V 24V 2 B299 M1
= = = =
3PH~ 3PH~ 3PH~ 3PH~ 1305
U V W U V W U V W U V W

3101

3555
5651

4655

5636
1 1 1 1 E173 E216 E217 85 87 87a 87a 87 85 M1
M M M M 87a 87 85 24V 85
3~ 3~ 3~ 3~ (7,5A) (7,5A) (7,5A)
2 B223 B217 B218 2 2 B225 B219 B220 2 B226 G323 G289 G270 G218
4039
1337

B224 86 30 12V 12V 30 86 24V 30 86 87a 87 86


G227
86 30 24V G226 M1 M1 M1
M3 M3 M3 M3 30 86
85 87 87a

M1 12V 87 85
4144

5
27
6
ECU D848 12
8
7
10 28 19 20 35 34 23 24 33 32 21 22 25 26 13
4131
1289
4123
1290
4127
1291
4121
1292
4129
1293
4125
1294

M2 M2 M2 M2 M2 M2
1 2 1 2 1 2 1 2 1 2 1 2
1 2 1 2 1 2 1 2 1 2 1 2 B276 B272 B274 B271 B275 B273
6 2 4 1 5 3 3 3 3 3 3 3
B136 B132 B134 B131 B135 B133 1266
1265

M2 00 919

7KH PDLQ UHOD\ * IHHGV WKH IXHO DQG LJQLWLRQ


V\VWHPV
7KH IROORZLQJ FRQVXPHUV DUH FRQQHFWHG WR WKH
 9 FLUFXLW
 7KH FRLOV % % % RI F\OLQGHUV 
 DQG  YLD IXVH (
 7KH FRLOV % % % RI F\OLQGHUV 
 DQG  YLD IXVH (
 7KH SRZHU PRGXOH XQLW ' IRU LQMHFWRUV
%  % YLD IXVH ( DQG HQJLQH VWRS
UHOD\ *
 7KH HOHFWURPDJQHWLF GLVFKDUJH YDOYHV
% DQG % DQG WKH HOHFWURPDJQHWLF
IXHO YDOYH RQ WKH FRQQHFWLRQ XQLW % YLD
WKH HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ *

 DQG IXVH (

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

 7KH HOHFWURPDJQHWLF GLVFKDUJH YDOYHV %


DQG % WKH HOHFWURPDJQHWLF IXHO YDOYH
% RQ WKH FRQQHFWLRQ XQLW DQG WKH
HOHFWURPDJQHWLF DLU YDOYH % IRU WKH DLU
VXSSO\ WR WKH ERRVW SUHVVXUH YDOYH YLD WKH
HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ * DQG
IXVH (
 7KH IXHO SXPS % YLD WKH HQJLQH UXQQLQJ
SURWHFWLRQ UHOD\ * DQG IXVH (
 7KH IXHO SXPS % YLD WKH HQJLQH UXQQLQJ
SURWHFWLRQ UHOD\ * DQG IXVH (
 7KH IXHO SXPS % YLD WKH HQJLQH UXQQLQJ
SURWHFWLRQ UHOD\ * DQG IXVH (
 7KH IXHO SXPS % YLD WKH HQJLQH UXQQLQJ
SURWHFWLRQ UHOD\ * DQG IXVH (
 7KH  9 FRQYHUWHU ' DQG WKH YROWDJH
VSOLWWHU 9LQ ' YLD IXVH (
7KH FRQVXPHUV EHORZ DUH QRW IHG E\ PDLQ
UHOD\ *
 %RWK ZDUQLQJ ODPSV '
 $LUFRQGLWLRQLQJ ´RQµ VZLWFK * 
 $XWRPDWLF WUDQVPLVVLRQ VLJQDO + 
 6ZLWFKLQJ RQ WKH DLUFRQGLWLRQLQJ ( 



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

YROW FLUFXLW

G326
12V
87a
D744
30 3106
87
1342 5650
85 86 12V 30 86
G268
87a 87 85

D864 D525
VIN/2 12V E183
(7,5A)
+ - - +
M1
E243
1277

(7,5A)
1277 1283

1283
3101

5650
3555
1283
85 87 87a 87a 87 85
E179 E220

5651
(7,5A) (7,5A) G323 G289

4655

1283
5636
86 30 12V 12V 30 86
1278

1279

M1
3562

3554
G226 F580 M1
1o t 2 87a 87 85 24V 85
30 86 D845 1 2 D889 D892 G218
O2 4 4 G270
D846 U 1 2 2 1 24V 30 86 87a 87 86
2 3 1 λ gnd 3 3
12V 87 85 M1 M1
M1 M1
3100

4148

1287

1286
4145

1342
9018

4146

4140
4139

3076
3077
4147

3112

69 78 26 75 49 23 86 82 103 18 46 70 84 87

D865

14 13 41 93 66

3073
3072
3075
3074
3071

1283
CTS
RTS
M1

RX

TX
5 3 8 7 2 1 9
12V
K

M2 00 914

7KH YROW FLUFXLW LV VSOLW LQWR FRQVXPHUV WKDW


DUH IHG E\ WKH ' FRQYHUWHU DQG FRQVXPHUV
WKDW DUH IHG E\ WKH 9LQ YROWDJH VSOLWWHU
7KH IROORZLQJ FRQVXPHUV DUH FRQQHFWHG WR WKH
 9 FRQYHUWHU '
 7KH LGOLQJ VSHHG FRQWURO YDOYH ' DQG
ERRVW SUHVVXUH YDOYH ' YLD IXVH (
 7KH ODPEGD VHQVRU ) KHDWLQJ YLD IXVH
(
 ,I DSSOLFDEOH UHOD\ * YLD IXVH (
* VZLWFKHV RQ WKH DLUFRQGLWLRQLQJ
FRPSUHVVRU
 :DUQLQJ ODPS UHOD\V * DQG * ERWK
FXUUHQW DPSOLILHUV ' DQG ' IRU
ZDUQLQJ ODPS UHOD\V * DQG * DQG

 WKH  9 VXSSO\ IRU WKH GLDJQRVWLF


HTXLSPHQW YLD IXVH (

 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

7KH IROORZLQJ FRQVXPHUV DUH FRQQHFWHG WR WKH


YROWDJH VSOLWWHU 9LQ '
 (06 XQLW '
 7KH FRLO RI WKH HQJLQH UXQQLQJ SURWHFWLRQ
UHOD\ *



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

YROW FLUFXLW

D865

56 30 83 4 89 8 7 95 9 7 62 88 54

3026

3027

3028

3029

+5V 3080
3079
3078

+5V 3070
3069
3066

+5V 3082
3083
9108
GND

GND
2 1 2 1 B C A B C A 3 2 1
T R T R P U P U P U
F575 F574 F617 F618 F579

M2 00 915

,Q WKH (06 XQLW '  9 LV FRQYHUWHG WR  9


7KH IROORZLQJ FRQVXPHUV DUH FRQQHFWHG WR WKH
 9 FLUFXLW
 $LU WHPSHUDWXUH VHQVRU )
 &RRODQW VHQVRU )
 )XHO SUHVVXUH VHQVRU )
 )XHO SUHVVXUH VHQVRU )
 ,QWDNH DLU SUHVVXUH VHQVRU )



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

(QJLQH UXQQLQJ SURWHFWLRQ

C D

4072
E234 1 G013
(10A) 2
1338

1183
1
E235
(10A) 2
1339 E178
(25 A)
E236

4143

1182
(10A)
1343

E237 1288 86 30
(10A) G225
1344
85 87 24V
E218

1305
(7,5A) M1
4141

E219
(7,5A) E175
4142
(7,5A)

1340
4141 +
4141

1338

1339

4141

4142

1343

1344

4142 4142
1 1 D864 D525
VIN/2 12V
2 2
B221 B222 + - - +
M3 M3 M3 M3
M1
D873 1 2 D874 1 2 D875 1 2 D876 1 2 G226
24V 24V 24V 24V 1
30 86
= = = =
3PH~ 3PH~ 3PH~ 3PH~
2 12V 87 85
B299
U V W U V W U V W U V W

4145

1342

9018
1 1 1 1
M M M M 69 78 26
3~ 3~ 3~ 3~
2 B223 B217 B218 2 2 B225 B219 B220 2 B226
B224 D865

65 39 15
M3 M3 M3 M3

3030

3031
9000
GND
2 1
N
F578

M2 00 916

7KH HQJLQH UXQQLQJ SURWHFWLRQ LV UHJXODWHG E\


WKH (06 XQLW '
$IWHU VZLWFKLQJ RQ WKH YHKLFOH FRQWDFW WKH (06
XQLW FRQQHFWV SLQ  WR HDUWK HQHUJLVLQJ WKH
HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ *
7KH HOHFWURPDJQHWLF GLVFKDUJH YDOYHV %
% % DQG % RQ WKH WDQNV WKH
HOHFWURPDJQHWLF GLVFKDUJH YDOYHV % DQG
% RQ WKH FRXSOLQJ XQLWV DQG WKH SXPS PRWRUV
% % % DQG % DUH IHG YLD WKH
HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ * 7KH
HOHFWURPDJQHWLF DLU YDOYH % IRU DLU VXSSO\ WR
WKH ERRVW SUHVVXUH YDOYH LV DOVR IHG E\ WKLV



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

,I WKH (06 XQLW ' UHFHLYHV D FRUUHFW HQJLQH


VSHHG VLJQDO IURP WKH HQJLQH VSHHG VHQVRU
) ZLWKLQ  VHFRQGV RI VZLWFKLQJ RQ WKH
YHKLFOH FRQWDFW WKH HQJLQH UXQQLQJ SURWHFWLRQ
UHOD\ * ZLOO EH HQHUJLVHG
,I WKH (06 XQLW ' GRHV QRW UHFHLYH D FRUUHFW
HQJLQH VSHHG VLJQDO IURP WKH HQJLQH VSHHG
VHQVRU ) ZLWKLQ  VHFRQGV RI VZLWFKLQJ RQ
WKH YHKLFOH FRQWDFW WKH (06 XQLW ' ZLOO
EUHDN WKH HDUWK FRQQHFWLRQ WR SLQ  VZLWFKLQJ
RII WKH HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ *
7KH HQJLQH UXQQLQJ SURWHFWLRQ UHOD\ * LV
DOVR VZLWFKHG RII DW D VWDUW VSHHG RI  USP



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

(*$6  (06 FRPPXQLFDWLRQ C D


7KH (06 XQLW ' UHFHLYHV WKH WKURWWOH YDOYH
VLJQDO IURP WKH (*$6 XQLW ' YLD SLQV  DQG

4072
1 G013
 %DVHG RQ WKH WKURWWOH YDOYH VLJQDO WKH (06 2

XQLW ' NQRZV ZKDW WKH SRVLWLRQ RI WKH WKURWWOH

1183
1

YDOYH LV DQG WKH (06 XQLW ' UHFRJQLVHV 2


E178
DFFHOHUDWLRQ WKURWWOH YDOYH RSHQLQJ TXLFNO\ DQG (25 A)

4143

1182
GHFHOHUDWLRQ WKURWWOH YDOYH VKXWWLQJ TXLFNO\
,I WKHUH LV D VHULRXV (*$6 IDLOXUH WKH (*$6 86 30
G225
D868

XQLW ' HQHUJLVHV WKH HQJLQH VWRS UHOD\ * 85 87 24V 31 34 1

1305
FDXVLQJ WKH VXSSO\ WR SRZHU PRGXOH ' WR EH M1

4039
1305

EURNHQ VR WKDW QR PRUH LQMHFWLRQ FDQ WDNH SODFH


'HSHQGLQJ RQ WKH (*$6 IDXOW WKH VZLWFKLQJ RQ E173
DQG RII RI WKH HQJLQH VWRS UHOD\ * ZLOO OLPLW (7,5A)

WKH PD[LPXP HQJLQH VSHHG WR DSSUR[  USP

4039

1337
G227
RU LGOLQJ VSHHG 86 30 24V

85 87 87a

M1

4144

3556
9020
6 4133
27 5 5 4134 74 37 20
6 4 4135 22
ECU D848 12 48 D865
8 3 4136 73
7 2 4137 21
10 28 19 20 35 34 23 24 33 32 21 22 25 26 13 1 4138 47
4131
1289
4123
1290
4127
1291
4121
1292
4129
1293
4125
1294
1 2 1 2 1 2 1 2 1 2 1 2
B136 B132 B134 B131 B135 B133
6 2 4 1 5 3

M2 00 917



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

6HULRXV IDXOW LQ IXHO DQG LJQLWLRQ V\VWHP


,I D VHULRXV IDXOW RFFXUV LQ WKH IXHO DQG LJQLWLRQ
D117 D117

3101

3555
V\VWHP SLQ  RI WKH (06 XQLW ' LV D868
FRQQHFWHG WR HDUWK 5HOD\ * LV HQHUJLVHG 38 31 14 45

DQG LI SUHVHQW EUHDNV WKH HDUWK FRQQHFWLRQ RI

4039
3105
G326

UHOD\ * ZLWK WKH UHVXOW WKDW WKH FUXLVH FRQWURO 87a
12V

ZLOO EH GHDFWLYDWHG LI LW LV FXUUHQWO\ DFWLYH


30 3106
87 D767
1342 5650
(QHUJLVHG UHOD\ * FRQQHFWV WKH UHG ZDUQLQJ 85 86

ODPS ' ZLWK HDUWK FDXVLQJ WKH ODPS WR


LOOXPLQDWH 3LQV  DQG  RI WKH (*$6 XQLW
D864 D525
VIN/2 12V
' DUH DOVR FRQQHFWHG WR HDUWK &RQQHFWLQJ + - - +

SLQ  WR HDUWK ZLOO OLPLW WKH PD[LPXP HQJLQH M1


E243

1277
VSHHG WR  USP &RQQHFWLQJ SLQ  WR HDUWK
(7,5A)
1277 1283

OLPLWV WKH PD[LPXP DQJOH RI WKH WKURWWOH YDOYH WR

1283
3101

5650
3555
1283
 85 87 87a 87a 87 85

5651
$V WKH FXUUHQW WKURXJK SLQ  ZLOO EH OLPLWHG DIWHU G323
86 30 12V
G289
12V 30 86
VRPH WLPH E\ WKH (06 XQLW ' D FXUUHQW

3562

3554
M1
DPSOLILHU  KDV EHHQ SODFHG EHWZHHQ UHOD\ 4 D889 D892 4
* DQG SLQ  RI WKH (06 XQLW ' WR
1 2 2 1
3 3
M1 M1
SUHYHQW UHOD\ * IDLOLQJ LI WKH FXUUHQW LV

3100

3112
OLPLWHG 18 46

D865

M2 00 918



 
)8(/ $1' ,*1,7,21 6<67(0
5* HQJLQH (OHFWULFDO LQVWDOODWLRQ

/HVV VHULRXV IDXOW LQ WKH IXHO DQG LJQLWLRQ


V\VWHP
D117 D117

3101

3555
,I D OHVV VHULRXV IDXOW RFFXUV LQ WKH IXHO DQG D868
LJQLWLRQ V\VWHP SLQ  RI WKH (06 XQLW ' LV 38 31 14 45

FRQQHFWHG WR HDUWK 5HOD\ * LV HQHUJLVHG

4039
3105
G326

DQG LI SUHVHQW EUHDNV WKH HDUWK FRQQHFWLRQ RI 87a


12V

UHOD\ * OHDGLQJ WR WKH GHDFWLYDWLRQ RI WKH


30 3106
87 D767
1342 5650
FUXLVH FRQWURO LI LW LV DFWLYH 85 86

7KH HQHUJLVHG UHOD\ * FRQQHFWV WKH \HOORZ


ZDUQLQJ ODPS ' WR HDUWK FDXVLQJ WKH ODPS WR
D864 D525
VIN/2 12V
LOOXPLQDWH + - - +

$V WKH FXUUHQW WKURXJK SLQ  ZLOO EH OLPLWHG E\ M1


E243

1277
WKH (06 XQLW ' DIWHU VRPH WLPH D FXUUHQW
(7,5A)
1277 1283

DPSOLILHU ' KDV EHHQ SODFHG EHWZHHQ UHOD\

1283
3101

5650
3555
1283
* DQG SLQ  RI WKH (06 XQLW ' WR 85 87 87a 87a 87 85

5651
SUHYHQW WKH FXUUHQW EHLQJ OLPLWHG LI UHOD\ * G323
86 30 12V
G289
12V 30 86
IDLOV

3562

3554
M1

4 D889 D892 4
1 2 2 1
3 3
M1 M1

3100

3112
18 46

D865

M2 00 918



 
)8(/ $1' ,*1,7,21 6<67(0
(OHFWULFDO LQVWDOODWLRQ 5* HQJLQH

6ZLWFKLQJ RQ DLUFRQGLWLRQLQJ
5HOD\ * LV HQHUJLVHG E\ VZLWFK * RQ WKH E F G
LQVWUXPHQW SDQHO ZKLFK FDXVHV WKH HDUWK

4655
D744
FRQQHFWLRQ RI SLQ  RI WKH (06 XQLW ' 7KLV
LV WKH VLJQDO IRU WKH (06 XQLW ' WKDW WKH
DLUFRQGLWLRQLQJ FRPSUHVVRU ( PXVW EH 12V 30 86
VZLWFKHG RQ 7KH (06 XQLW ' FRQWUROV WKH G268
HQJLQH UXQQLQJ DQG FRQQHFWV SLQ  ZLWK HDUWK LI 87a 87 85

WKH HQJLQH LV UXQQLQJ FRUUHFWO\ $W WKH VDPH

4655
D864 D525
WLPH LI WKH HQJLQH LV LGOLQJ WKH HQJLQH VSHHG LV M1
87 85
LQFUHDVHG WR DEVRUE H[WUD ORDGV %\ VZLWFKLQJ VIN/2 12V
E183
87a

SLQ  WR HDUWK UHOD\ * LV HQHUJLVHG FDXVLQJ + - - + (7,5A) G270


24V 30 86
M1
WKH DLUFRQGLWLRQLQJ FRPSUHVVRU ( WR EH
VZLWFKHG RQ M1

4148

1287
7KHUH LV DOVR WKH SRVVLELOLW\ RI VZLWFKLQJ RQ D
ZDUQLQJ ODPS )  IRU H[DPSOH 70 84
D865

M2 00 913



 
/8%5,&$7,21 6<67(0
5* HQJLQH 6\VWHP GHVFULSWLRQ

 /8%5,&$7,21 6<67(0


 6<67(0 '(6&5,37,21

M2 00 674



 
/8%5,&$7,21 6<67(0
6\VWHP GHVFULSWLRQ 5* HQJLQH

7KH OXEULFDWLQJ RLO SXPS LV GULYHQ YLD DQ LGOHU


JHDU E\ WKH FUDQNVKDIW JHDU
7KH OXEULFDWLQJ RLO SXPS GUDZV RLO IURP WKH RLO
VXPS DQG SXPSV WKH RLO WR WKH OXEULFDWLQJ RLO
KHDW H[FKDQJHU
7KH OXEULFDWLQJ RLO KHDW H[FKDQJHU ILWWHG RQ WKH
HQJLQH FRROLQJ V\VWHP KHDWV WKH OXEULFDWLQJ RLO LQ
D ´FROGµ HQJLQH DQG FRROV WKH RLO LQ D ´ZDUPµ
HQJLQH
$OO WKH RLO GHOLYHUHG E\ WKH OXEULFDWLQJ RLO SXPS LV
DOZD\V SDVVHG WKURXJK WKH OXEULFDWLQJ RLO KHDW
H[FKDQJHU ,I WKH RLO SUHVVXUH LQ WKH KHDW
H[FKDQJHU ULVHV WRR KLJK D E\SDVV YDOYH LV
RSHQHG ZKLFK OLQNV WKH RLO VXSSO\ DQG UHWXUQ
FKDQQHO WR DQG IURP WKH KHDW H[FKDQJHU 7KLV
E\SDVV YDOYH LV LQ WKH RLO VXPS
$IWHU SDVVLQJ WKURXJK WKH KHDW H[FKDQJHU WKH
OXEULFDWLQJ RLO LV IHG WR WKH RLO ILOWHU $ SUHVVXUH
OLPLWLQJ YDOYH LV ILWWHG LQ WKH FKDQQHO WR WKH
OXEULFDWLQJ RLO ILOWHU $V WKH SXPS GHOLYHU\ LV
GHSHQGHQW RQ WKH HQJLQH VSHHG DW KLJKHU
VSHHGV LW ZRXOG EH VR KLJK WKDW WKH SUHVVXUH LQ
WKH OXEULFDWLQJ RLO V\VWHP ZRXOG ULVH WRR KLJK
,I WKH OXEULFDWLQJ RLO UHDFKHV WKH SUHVVXUH VHW DW
WKH SUHVVXUH OLPLWLQJ YDOYH EHIRUH LW SDVVHV
WKURXJK WKH SUHVVXUH OLPLWLQJ YDOYH D SURSRUWLRQ
RI WKH OXEULFDWLQJ RLO LV GLUHFWO\ UHWXUQHG WR WKH RLO
VXPS YLD WKH SUHVVXUH OLPLWLQJ YDOYH
7KH UHPDLQLQJ OXEULFDWLQJ RLO LV FOHDQHG LQ WKH
GLVSRVDEOH RLO ILOWHU $ SUHVVXUH UHOLHI YDOYH ILWWHG
LQ WKLV ILOWHU RSHQV LI WKH SUHVVXUH LQ WKH ILOWHU
EHFRPHV WRR KLJK DV D UHVXOW RI FRQWDPLQDWLRQ
RU FROG RLO 7KH RLO WKHQ SDVVHV WKURXJK WKH ILOWHU
XQILOWHUHG
)URP WKH ILOWHU KRXVLQJ DQ LQWHUQDO RLO FKDQQHO
OHDGV WR WKH PDLQ RLO FKDQQHO LQ WKH F\OLQGHU
EORFN
)URP WKH PDLQ RLO FKDQQHO OXEULFDWLQJ RLO LV
SDVVHG WR WKH FUDQNVKDIW PDLQ EHDULQJV DQG YLD
DQ RLO FKDQQHO LQ WKH FUDQNVKDIW WR WKH ELJHQG
EHDULQJV
$W WKH WRS RI WKH FRQQHFWLQJ URG D ERUH LV ILWWHG
VR WKDW WKH RLO FDQ UHDFK WKH VPDOOHQG EHDULQJV



 
/8%5,&$7,21 6<67(0
5* HQJLQH 6\VWHP GHVFULSWLRQ

)URP WKH PDLQ RLO FKDQQHO WKH RLO LV SDVVHG WR


WKH ERUHG FDPVKDIW YLD DQ RLO FKDQQHO DQG WKH
IURQW FDPVKDIW EHDULQJ )URP WKH RLO FKDQQHO LQ
WKH FDPVKDIW WKH FDPVKDIW EHDULQJV DQG WKH
FDPV DUH OXEULFDWHG ZLWK RLO
7KH URFNHU VKDIWV DUH OXEULFDWHG ZLWK RLO IURP WKH
FDPVKDIW YLD WZR RLO FKDQQHOV
)URP WKH ERUHG URFNHU VKDIWV WKH URFNHUV DUH
OXEULFDWHG ZLWK RLO
7KH YDOYH VWHPV DUH OXEULFDWHG ZLWK RLO VSUD\HG
YLD WKH KROH LQ WKH WRS RI WKH ERUHG URFNHUV
)URP WKH RLO FKDQQHO WR WKH IURQW FUDQNVKDIW PDLQ
EHDULQJ RLO SDVVHV YLD DQ RLO FKDQQHO WR WKH
ERUHG KXE RI WKH LGOHU JHDU
9LD WKH ERUHG KXE WKH RLO UHDFKHV WKH LGOHU JHDU
DQG LV SDVVHG RQ 7KH WLPLQJ JHDUV DUH WKXV
OXEULFDWHG E\ VSODVKHG RLO
$Q RLO FKDQQHO ZKLFK LV FRQQHFWHG WR WKH RLO
FKDQQHO WR WKH IURQW FUDQNVKDIW PDLQ EHDULQJ
SDVVHV OXEULFDWLQJ RLO WR WKH KXE RI WKH LGOHU JHDU
RI WKH OXEULFDWLQJ RLO SXPS 7KH KXE RI WKH LGOHU
JHDU WKH LGOHU JHDU LWVHOI DQG WKH GULYH JHDU IRU
WKH OXEULFDWLQJ RLO SXPS DUH WKXV VXSSOLHG ZLWK
OXEULFDWLQJ RLO
7KH RLO VXSSO\ SLSH WR WKH WXUERFKDUJHU DQG WKH
DLU FRPSUHVVRU DUH FRQQHFWHG WR WKH PDLQ
LQWHUQDO RLO FKDQQHO
7KH RLO UHWXUQ SLSH IURP WKH WXUERFKDUJHU FRPHV
GLUHFWO\ IURP WKH VXPS
)URP WKH IURQW RI WKH DLU FRPSUHVVRU WKH RLO UXQV
EDFN WR WKH VXPS YLD WKH WLPLQJ JHDU



 
/8%5,&$7,21 6<67(0
([WHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP 5* HQJLQH

 (;7(51$/ &20321(176 2) 7+( /8%5,&$7,1* 2,/ 6<67(0

5HPRYDO OXEULFDWLQJ RLO KHDW H[FKDQJHU


 'UDLQ WKH FRRODQW
 5HPRYH WKH IOH[LEOH FRRODQW SLSH DQG
GLVFRQQHFW WKH FRRODQW SLSH IURP WKH
F\OLQGHU EORFN
 5HPRYH WKH DWWDFKPHQW EROWV DQG WDNH WKH
KHDW H[FKDQJHU IURP WKH F\OLQGHU EORFN
$ OLWWOH FRRODQW DQG OXEULFDWLQJ RLO ZLOO
HVFDSH
3UHVVXUHWHVWLQJ WKH OXEULFDWLQJ RLO KHDW
H[FKDQJHU 1240477
 &OHDQ WKH KHDW H[FKDQJHU
 5HPRYH ERWK SLSH FRQQHFWLRQV DQG LQ WKHLU 1240476
SODFH ILW SUHVVXUH WHVW SODWHV
6HH ´6SHFLDO WRROVµ
 &RQQHFW DQ DLU SLSH ILWWHG ZLWK D SUHVVXUH
UHGXFLQJ YDOYH WR WKH SUHVVXUH WHVW SODWH
ZLWK WKH DLU FRQQHFWLRQ 6HW WKH DLU SUHVVXUH
WR  EDU
 ,PPHUVH WKH KHDW H[FKDQJHU LQ D FRQWDLQHU M200185
RI ZDWHU DW D WHPSHUDWXUH RI DW OHDVW E&
DQG FKHFN IRU OHDNV
 ,I WKH KHDW H[FKDQJHU OHDNV LW PXVW EH
HQWLUHO\ UHSODFHG VLQFH LW FDQQRW EH
UHSDLUHG
$OVR UHSODFH WKH OXEULFDWLQJ RLO DQG WKH ILOWHU
HOHPHQW
,QVWDOODWLRQ RI OXEULFDWLQJ RLO KHDW H[FKDQJHU
 &OHDQ DQG FKHFN WKH VHDOLQJ IDFHV IRU
GDPDJH
 )LW WKH SLSH FRQQHFWLRQV XVLQJ QHZ 2ULQJV
RQ WKH KHDW H[FKDQJHU
 5HSODFH DQG JUHDVH WKH 2ULQJV RQ WKH WRS
RI WKH KHDW H[FKDQJHU
 )LW WKH KHDW H[FKDQJHU RQ WKH F\OLQGHU
EORFN



 
/8%5,&$7,21 6<67(0
5* HQJLQH ([WHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP

 5HSODFH WKH 2ULQJ RQ WKH FRRODQW SLSH DQG


FRQQHFW LW WR WKH F\OLQGHU EORFN
 &KHFN WKH FRQGLWLRQ RI WKH IOH[LEOH FRRODQW
SLSH DQG WKH IOH[LEOH SLSH FODPSV ,I LQ
GRXEW UHSODFH ERWK
&OHDQ WKH LQVLGH RI WKH IOH[LEOH FRRODQW SLSH
ZKHUH LW PHHWV WKH SLSH RU WKH IODQJH $OVR
FOHDQ WKH VHDOLQJ IDFH RI WKH SLSH DQG
IODQJH
$SSO\ D OLWWOH JUHDVH WR WKH PRYLQJ VHFWLRQ RI
WKH IOH[LEOH SLSH FODPS
 $WWDFK WKH SLSHV DQG WLJKWHQ WKH IOH[LEOH
SLSH FODPSV
 )LOO WKH FRROLQJ V\VWHP
 &KHFN DQG LI QHFHVVDU\ WRS XS WKH RLO OHYHO
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
RQFH DJDLQ WLJKWHQ WKH IOH[LEOH SLSH FODPSV
FKHFN IRU OHDNV DQG FKHFN WKH FRRODQW OHYHO
0HDVXULQJ OXEULFDWLQJ RLO SUHVVXUH
,I WKHUH DUH SUREOHPV ZLWK WKH OXEULFDWLQJ RLO
SUHVVXUH WKH SUHVVXUH PXVW ILUVW EH PHDVXUHG
XVLQJ D UHOLDEOH SUHVVXUH JDXJH
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
 5HPRYH WKH RLO SUHVVXUH VHQVRU IURP WKH
ILOWHU KHDG RI WKH OXEULFDWLQJ RLO ILOWHU
 2Q WKH FRQQHFWLRQ IRU WKH OXEULFDWLQJ RLO
SUHVVXUH VHQVRU FRQQHFW SUHVVXUH JDXJH
6HH ´6SHFLDO WRROVµ
 6WDUW WKH HQJLQH DQG PHDVXUH WKH
OXEULFDWLQJ RLO SUHVVXUH DW PD[LPXP HQJLQH
VSHHG DQG DW LGOLQJ VSHHG
&RPSDUH WKH UHVXOWV ZLWK WKH VSHFLILFDWLRQ
YDOXHV 6HH ´7HFKQLFDO GDWDµ
7KH RLO SUHVVXUH UHJXODWLQJ YDOYH LQ WKH
VXPS FDQQRW EH DGMXVWHG
 5HPRYH WKH SUHVVXUH JDXJH DQG UHFRQQHFW
WKH OXEULFDWLQJ RLO SUHVVXUH VHQVRU XVLQJ D
QHZ VHDOLQJ ULQJ



 
/8%5,&$7,21 6<67(0
([WHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP 5* HQJLQH

5HPRYDO RI RLO GLSVWLFN


 5HPRYH WKH GLSVWLFN IURP WKH JXLGH DQG
GLVFRQQHFW WKH GLSVWLFN JXLGH DWWDFKPHQW
,QVWDOODWLRQ
 2QO\ ILW D QHZ RULJLQDO GLSVWLFN JXLGH DQGRU
FRXSOLQJ
 %HIRUH ILWWLQJ D QHZ GLSVWLFN JXLGH DQGRU
FRXSOLQJ FRPSDUH WKHVH SDUWV ZLWK WKH
UHPRYHG SDUWV WR HQVXUH WKDW WKH\ DUH WKH
VDPH 7KLV ZLOO SUHYHQW LQFRUUHFW
PHDVXUHPHQW RI WKH RLO OHYHO



 
/8%5,&$7,21 6<67(0
5* HQJLQH 5HPRYDO DQG LQVWDOODWLRQ RLO VXPS

 5(029$/ $1' ,167$//$7,21 2,/ 6803

5HPRYDO RI RLO VXPS


 &OHDQ WKH RLO VXPS DQG WKH VXUURXQGLQJ
DUHD
 'UDLQ WKH RLO
 5HPRYH WKH GLSVWLFN DQG WKH GLSVWLFN KROGHU
 5HPRYH WKH RLO OHYHO VHQVRU LI DSSOLFDEOH
 5HPRYH WKH OXEULFDWLQJ RLO UHWXUQ SLSH IURP
WKH WXUERFKDUJHU
 5HPRYH WKH DWWDFKPHQW EROWV IURP WKH RLO
VXPS DQG UHPRYH WKH RLO VXPS IURP WKH
HQJLQH
 5HPRYH WKH XVHG JDVNHW DQG FOHDQ WKH
VHDOLQJ IDFHV RQ ERWK RLO VXPS DQG F\OLQGHU
EORFN IO\ZKHHO KRXVLQJ DQG WLPLQJ FDVH
WKRURXJKO\
,QVWDOODWLRQ RI RLO VXPS
 &KHFN WKH VHDOLQJ IDFHV RI ERWK RLO VXPS
DQG F\OLQGHU EORFN IO\ZKHHO KRXVLQJ DQG
WLPLQJ FDVH IRU GDPDJH
 &KHFN WKDW WKH JDVNHWV RI WKH WLPLQJ FDVH
GR QRW SURWUXGH DW WKH ERWWRP ,I QHFHVVDU\
FXW DZD\ DQ\ SURWUXGLQJ VHFWLRQ
 $SSO\ D WKLQ ILOP RI WUDQVSDUHQW VLOLFRQ
FHPHQW WR WKH XQGHUVLGH RI WKH VHDOLQJ 1
IDFHV RI WKH F\OLQGHU EORFN  WLPLQJ FDVH
 DQG WKH F\OLQGHU EORFN  IO\ZKHHO
KRXVLQJ   6HH WKH DUURZV
 ,QVWDOO WKH RLO VXPS XVLQJ D QHZ JDVNHW
 6HPLWLJKWHQ WKH DWWDFKPHQW EROWV RQ WKH
FRUQHUV RI WKH RLO VXPS
 )LW WKH RWKHU RLO VXPS DWWDFKPHQW EROWV DQG
WLJKWHQ WKUHH EROWV LQ WKH PLGGOH RQ HLWKHU 2
VLGH RI WKH RLO VXPS :RUN IURP WKH PLGGOH
WR WKH IURQW DQG UHDU

3
M2 00 629


 
/8%5,&$7,21 6<67(0
5HPRYDO DQG LQVWDOODWLRQ RLO VXPS 5* HQJLQH

 5HSODFH WKH UHPRYHG SDUWV XVLQJ QHZ


VHDOLQJ ULQJV DQG 2ULQJV LQ UHYHUVH RI
UHPRYDO 6HH WKH UHOHYDQW SDUDJUDSKV
 7RS XS WKH HQJLQH ZLWK WKH VSHFLILHG HQJLQH
RLO
 %ULQJ WKH HQJLQH WR RSHUDWLQJ WHPSHUDWXUH
DQG FKHFN DOO FRQQHFWLRQV IRU OHDNV



 
/8%5,&$7,21 6<67(0
5* HQJLQH ,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP

 ,17(51$/ &20321(176 2) 7+( /8%5,&$7,1* 2,/ 6<67(0

&RPSRQHQW GUDZLQJ
5
4
2 3

14
13 15
16
9
6 17
10
7 11 18

12 21
8 22
19 23
31 20

29
24 25 26 30

27
28

M200236

 %ROW
 3UHVVXUH UHJXODWRU
 %DOO
 6SULQJ
 :DVKHU
 'HOLYHU\ SLSH
 2ULQJ
 %ROW
 9DOYH
 6SULQJ
 *DVNHW ZDVKHU
 &DSSHG QXW
 2ULQJ
 &RWWHU SLQ
 3LSH
 2ULQJ
 %ROW
 (OERZ SLHFH
 %ROW
 6HDOLQJ ULQJ
 %ROW
 :DVKHU
 %UDFNHW
 2ULQJ
 'HOLYHU\ SLSH
 2ULQJ


%ROW
6HDOLQJ ULQJ 
 'HOLYHU\ KRXVLQJ
 )LOWHU

 
/8%5,&$7,21 6<67(0
,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP 5* HQJLQH

5HPRYDO RI OXEULFDWLQJ RLO SLSHV


 5HPRYH WKH RLO VXPS
 5HPRYH WKH UHOHYDQW SLSH V 
,QVWDOODWLRQ RI OXEULFDWLQJ RLO SLSHV
 5HSODFH WKH 2ULQJV DQG DSSO\ D OLWWOH
JUHDVH WR WKHP
 &OHDQ WKH WKUHDG RI DOO DWWDFKPHQW EROWV DQG
DSSO\ /RFWLWH 
 $SSO\ WKH SLSHV IUHH IURP VWUHVV DQG WLJKWHQ
WKH DWWDFKPHQW EROWV WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 5HLQVWDOO WKH RLO VXPS
5HPRYDO OXEULFDWLQJ RLO SUHVVXUH UHJXODWRU
 5HPRYH WKH RLO VXPS
 5HPRYH WKH KRXVLQJ IURP WKH F\OLQGHU
EORFN
 'HSUHVV WKH ULQJ DW WKH UHDU RI WKH RLO
SUHVVXUH UHJXODWRU DQG UHPRYH WKH FRWWHU
SLQ IURP WKH KRXVLQJ &DUHIXOO\ UHOHDVH WKH
VSULQJ
 5HPRYH WKH VSULQJ DQG EDOO IURP WKH
KRXVLQJ
,QVWDOODWLRQ RI OXEULFDWLQJ RLO SUHVVXUH
UHJXODWRU
 &OHDQ WKH SDUWV
 &KHFN WKH EDOO WKH EDOO VHDW LQ WKH KRXVLQJ
DQG WKH VSULQJ &RPSDUH WKH VSULQJ ZLWK D
QHZ VSULQJ
 )LW WKH EDOO WKH VSULQJ DQG WKH ULQJ
 'HSUHVV WKH VSULQJ DQG ILW D QHZ FRWWHU SLQ
 )LW WKH KRXVLQJ WR WKH F\OLQGHU EORFN
)LW WKH DWWDFKPHQW EROWV XVLQJ /RFWLWH 
DQG WLJKWHQ WKHP WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ



 
/8%5,&$7,21 6<67(0
5* HQJLQH ,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP

 )LW WKH SLSHV XVLQJ QHZ 2ULQJV %HIRUH


ILWWLQJ OLJKWO\ JUHDVH WKH 2ULQJV
)LW WKH DWWDFKPHQW EROWV XVLQJ /RFWLWH 
DQG WLJKWHQ WKHP WR WKH VSHFLILHG WRUTXH
6HH ´7HFKQLFDO GDWDµ
 5HLQVWDOO WKH RLO VXPS
5HPRYDO RI WKH E\SDVV YDOYH
 5HPRYH WKH RLO VXPS
 5HPRYH WKH VHDOLQJ SOXJ RQ WKH RLO SUHVVXUH
UHJXODWRU KRXVLQJ :RUN ZLWK FDUH DV WKH
VHDOLQJ SOXJ LV VSULQJORDGHG
 5HPRYH WKH VSULQJ DQG WKH YDOYH IURP WKH
KRXVLQJ
,QVWDOODWLRQ RI WKH E\SDVV YDOYH
 &OHDQ WKH SDUWV
 &KHFN WKH YDOYH WKH YDOYH VHDW LQ WKH
KRXVLQJ DQG WKH VSULQJ &RPSDUH WKH VSULQJ
ZLWK D QHZ VSULQJ
 )LW WKH YDOYH DQG WKH VSULQJ LQ WKH KRXVLQJ
 )LW D QHZ VHDOLQJ ULQJ RQ WKH VHDOLQJ SOXJ
GHSUHVV WKH VSULQJ DQG ILW WKH VHDOLQJ SOXJ
7LJKWHQ WKH VHDOLQJ SOXJ WR WKH VSHFLILHG
WRUTXH 6HH ´7HFKQLFDO GDWDµ
 5HLQVWDOO WKH RLO VXPS
5HPRYDO RI OXEULFDWLQJ RLO SXPS
 5HPRYH WKH RLO VXPS
 5HPRYH WKH SLSHV IURP WKH RLO VXPS
 /RRVHQ WKH WKUHH DWWDFKPHQW EROWV IRU WKH
SXPS RQ WKH EHDULQJ FDS
 8VLQJ D PDOOHW WDS WKH UHDU RI WKH SXPS
XQWLO WKH KXE RI WKH LGOHU JHDU FRPHV RXW RI
WKH EHDULQJ FDS
5HPRYH WKH SXPS IURP WKH EHDULQJ FDS
 8VLQJ D PDOOHW WDS WKH LGOHU JHDU KXE IURP
WKH DWWDFKPHQW SODWH



 
/8%5,&$7,21 6<67(0
,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP 5* HQJLQH

,QVWDOODWLRQ RI OXEULFDWLQJ RLO SXPS


 %HIRUH LQVWDOOLQJ WKH SXPS FKHFN WKH
IROORZLQJ
 FKHFN IRU ZHDU DQGRU GDPDJH DQG LI
QHFHVVDU\ UHSODFH WKH EHDULQJ EXVK
DQG WKUXVW ZDVKHUV RI WKH LGOHU JHDU
 FKHFN WKH KXE RI WKH LGOHU JHDU IRU ZHDU
DQGRU GDPDJH DQG WKDW WKH RLO ERUHV
DUH RSHQ
 FKHFN WKDW WKH RLO FKDQQHO WR WKH LGOHU
JHDU LV RSHQ
 FKHFN WKDW WKH RLO SXPS URWDWHV
VPRRWKO\ ZLWK QR KHDY\ SRLQW
 $SSO\ RLO WR WKH EHDULQJ EXVK RI WKH LGOHU
JHDU DQG ILW LW WR WKH KXE )LW WKH LGOHU JHDU WR
WKH KXE LQ VXFK D ZD\ WKDW WKH FRPSRQHQW
QXPEHU IDFHV WKH SXPS JHDU UHPDLQV
YLVLEOH 
 8VLQJ D PDOOHW WDS WKH KXE ZLWK WKH JHDU
RQWR WKH DWWDFKPHQW SODWH &KHFN WKDW WKH
SXPS VWLOO URWDWHV VPRRWKO\
 3ODFH WKH SXPS RQ WKH EHDULQJ FDS DQG
VHPLWLJKWHQ WKH DWWDFKPHQW EROW IRU WKH LGOHU
JHDU ZLWKRXW DQ\ ORFNLQJ FRPSRXQG
,I ORFNLQJ FRPSRXQG LV DSSOLHG WR WKH
DWWDFKPHQW EROW WKHUH LV D ULVN RI WKH RLO
FKDQQHO EHLQJ EORFNHG E\ WKH ORFNLQJ
FRPSRXQG
 )LW WKH WZR UHPDLQLQJ DWWDFKPHQW EROWV
FRDWHG ZLWK /RFWLWH  7LJKWHQ WKH EROWV WR
WKH VSHFLILHG WRUTXH 6HH ´7HFKQLFDO GDWDµ
 7LJKWHQ WKH LGOHU JHDU EROW WR WKH VSHFLILHG
WRUTXH 6HH ´7HFKQLFDO GDWDµ &KHFN WKDW WKH
LGOHU JHDU KDV VRPH FOHDUDQFH DQG LV QRW
WUDSSHG
 &KHFN WKH EDFNODVK 6HH ´7HFKQLFDO GDWDµ



 
/8%5,&$7,21 6<67(0
5* HQJLQH ,QWHUQDO FRPSRQHQWV RI WKH OXEULFDWLQJ RLO V\VWHP

 )LW WKH SLSHV XVLQJ QHZ JUHDVHG 2ULQJV )LW


WKH YDULRXV DWWDFKPHQW EROWV WR WKH VSHFLILHG
WRUTXH XVLQJ /RFWLWH 
6HH ´7HFKQLFDO GDWDµ
 5HLQVWDOO WKH RLO VXPS
 %HIRUH VWDUWLQJ WKH HQJLQH RSHUDWH WKH
HQJLQH VWRS VR WKDW WKH HQJLQH FDQQRW EH
VWDUWHG &UDQN WKH HQJLQH XVLQJ WKH VWDUWHU
PRWRU XQWLO WKH RLO SUHVVXUH ZDUQLQJ ODPS LV
H[WLQJXLVKHG 7KH HQJLQH FDQ QRZ EH
VWDUWHG



 
/8%5,&$7,21 6<67(0
'LVDVVHPEO\ DQG DVVHPEO\ OXEULFDWLQJ RLO SXPS 5* HQJLQH

 ',6$66(0%/< $1' $66(0%/< /8%5,&$7,1* 2,/ 3803

'LVDVVHPEO\ RI WKH OXEULFDWLQJ RLO SXPS


 'LVPDQWOH WKH SXPS DQG UHPRYH WKH LGOHU
JHDU
 6XSSRUW WKH GULYH JHDU DQG IRUFH WKH
FRPSOHWH SXPS IURP WKH GULYH JHDU
 5HPRYH WKH EROWV DQG WDNH RII WKH
DWWDFKPHQW SODWH RI WKH SXPS KRXVLQJ
 5HPRYH WKH VKDIWV ZLWK SXPS JHDU IURP WKH
UHDU SXPS KRXVLQJ
$VVHPEO\ RI WKH OXEULFDWLQJ RLO SXPS
 &OHDQ DQG FKHFN WKH FRPSRQHQWV IRU
GDPDJH
 *HDUV PXVW EH UHSODFHG DV D VHW
 ,I WKH EHDULQJ EXVKHV DUH WR EH UHSODFHG
WKH\ PXVW EH IRUFHG LQWR WKH KRXVLQJ ZLWK D
ZHOOILWWLQJ GULYLQJ WRRO LQ VXFK D ZD\ WKDW
WKH EHDULQJ EXVKHV GR QRW SURMHFW EH\RQG
WKH KRXVLQJ RQ HLWKHU VLGH VHH WKH DUURZV
LQ WKH RSSRVLWH GUDZLQJ 
 5HDP WKH EHDULQJ EXVKHV WR WKH VSHFLILHG
GLPHQVLRQ 6HH ´7HFKQLFDO GDWDµ
 ,QVWDOO WKH VKDIWV LQ WKH SXPS KRXVLQJ
 $SSO\ SOHQW\ RI RLO WR WKH SDUWV EHIRUH
ILWWLQJ
 :KHQ ILWWLQJ WKH ORRVH JHDU LQ WKH UHDU M2 00 260

SXPS KRXVLQJ UHPHPEHU WKH PDUNV


DSSOLHG
1RWH
7KH VPDOO URXQG UHFHVVHV RQ WKH VLGH RI WKH
JHDUV PXVW DOZD\V EH SRVLWLRQHG RSSRVLWH RQH
DQRWKHU 6HH WKH GUDZLQJ
7KH\ PD\ QHYHU EH ORFDWHG RQ WKH VDPH VLGH RI
WKH JHDUV 7KLV ZRXOG HQGDQJHU JHDU OXEULFDWLRQ

M200344



 
/8%5,&$7,21 6<67(0
5* HQJLQH 'LVDVVHPEO\ DQG DVVHPEO\ OXEULFDWLQJ RLO SXPS

 ,QVWDOO WKH DWWDFKPHQW SODWH


 $SSO\ /RFWLWH  WR WKH EROWV DQG WLJKWHQ
WKHP WR WKH VSHFLILHG WRUTXH
 &KHFN WKDW WKH SXPS URWDWHV VPRRWKO\ ZLWK
QR KHDY\ SRLQWV
 +HDW WKH GULYH JHDU WR DSSUR[ E& DQG
IRUFH LW RQWR WKH SXPS VKDIW VR WKDW WKH
FRPSRQHQW QXPEHU IDFHV DZD\ IURP WKH
SXPS UHPDLQV YLVLEOH  )RUFH WKH JHDU RQWR
WKH VKDIW VR IDU WKDW WKH HQG RI WKH VKDIW LV LQ
OLQH ZLWK WKH JHDU
 &KHFN WKDW WKH RLO SXPS VWLOO URWDWHV
VPRRWKO\ ZLWK QR KHDY\ SRLQWV
 ,I WKH EHDULQJ EXVK RI WKH LGOHU JHDU KDV WR
EH UHSODFHG D QHZ EHDULQJ EXVK VKRXOG EH
IRUFHG  á  PP GLPHQVLRQ $ LQ WKH
GUDZLQJ LQWR WKH LGOHU JHDU XVLQJ D
ZHOOILWWLQJ GULYHU
A

M2 00 330



 
/8%5,&$7,21 6<67(0
'LVDVVHPEO\ DQG DVVHPEO\ OXEULFDWLQJ RLO SXPS 5* HQJLQH



 
Component manual
RG engine

English
Printed in The Netherlands DW032648

You might also like