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UGC NET Commerce Formulas

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14 views15 pages

UGC NET Commerce Formulas

Uploaded by

Utkarsh Mishra
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

UGC NET COMMERCE

Complete Theories, Formulas & Index Deductions

Quick Revision Reference · All Units Covered

Unit Topic

1 Accounting & Financial Analysis

2 Business Finance & Capital Structure

3 Business Statistics & Research

4 Business Economics (Micro & Macro)

5 Marketing Management

6 Human Resource Management

7 Business Environment & Policy

8 Income Tax – Deductions (Individuals)


UNIT 1 – ACCOUNTING & FINANCIAL ANALYSIS
1.1 Accounting Equation & Double Entry

Fundamental Accounting Equation


Assets = Liabilities + Owner's Equity

Assets = Capital + Liabilities

Capital = Assets – Liabilities

1.2 Financial Statements

Gross Profit & Net Profit


Gross Profit = Net Sales – Cost of Goods Sold (COGS)

COGS = Opening Stock + Purchases + Direct Expenses – Closing Stock

Net Profit = Gross Profit – Operating Expenses – Non-Operating Expenses

Net Profit (After Tax) = EBT – Tax

1.3 Ratio Analysis

Ratio Formula Benchmark

Current Ratio Current Assets / Current Liabilities 2:1 ideal

(Current Assets – Stock – Prepaid) / Current


Quick (Acid-Test) Ratio 1:1 ideal
Liabilities

(Cash + Bank + Marketable Securities) /


Cash Ratio Higher better
Current Liabilities

Gross Profit Ratio (Gross Profit / Net Sales) × 100 %

Net Profit Ratio (Net Profit / Net Sales) × 100 %

Operating Profit Ratio (Operating Profit / Net Sales) × 100 %

Return on Capital Employed (ROCE) (EBIT / Capital Employed) × 100 %

(Net Profit after Tax / Shareholders' Equity)


Return on Equity (ROE) %
× 100

(Net Profit after Tax – Preference Dividend) /


EPS Per share
No. of Equity Shares

Debt-Equity Ratio Long-term Debt / Shareholders' Equity 2:1 max

Proprietary Ratio Shareholders' Equity / Total Assets Higher better

Fixed Interest Bearing Capital / Equity


Capital Gearing Ratio
Shareholders' Funds

Inventory Turnover Ratio COGS / Average Inventory Times

Debtors Turnover Ratio Net Credit Sales / Average Debtors Times

Creditors Turnover Ratio Net Credit Purchases / Average Creditors Times

Fixed Asset Turnover Net Sales / Net Fixed Assets Times


Ratio Formula Benchmark

Total Asset Turnover Net Sales / Total Assets Times

Working Capital Turnover Net Sales / Net Working Capital Times

Interest Coverage Ratio EBIT / Interest Charges Higher safer

(Dividend per Share / Market Price per


Dividend Yield %
Share) × 100

P/E Ratio Market Price per Share / EPS Multiple

1.4 Funds Flow & Cash Flow

Funds Flow Statement


Changes in Working Capital = Current Assets – Current Liabilities

Increase in WC = Source of Funds; Decrease = Application

Funds from Operations = Net Profit + Non-cash Charges (Depreciation, Amortization)

Cash Flow (Indirect Method – Operating Activities)


CFO = Net Income + Depreciation + Changes in Working Capital

Free Cash Flow (FCF) = CFO – Capital Expenditure

Net Cash Flow = CFO + CFI + CFF

1.5 Depreciation Methods

Method Formula

Straight Line Method (SLM) (Cost – Scrap Value) / Useful Life

Written Down Value (WDV) Book Value × Rate%

Annuity Method Equal annual charge including interest on cost

Sinking Fund Method Depreciation = Sinking Fund Installment

Machine Hour Rate Total Depreciation / Total Machine Hours

Depletion Method Cost of Asset / Total Units × Units Used in Period


UNIT 2 – BUSINESS FINANCE & CAPITAL STRUCTURE
2.1 Cost of Capital

Cost of Debt (Kd)


Kd = I(1 – t) / P■

Where: I = Annual Interest, t = Tax Rate, P■ = Net Proceeds

Kd (Approx.) = [I(1-t) + (RV – NP)/n] / [(RV + NP)/2]

Cost of Preference Share (Kp)


Kp = D / P■ (Irredeemable)

Kp (Approx.) = [D + (RV – NP)/n] / [(RV + NP)/2] (Redeemable)

Cost of Equity (Ke)


Dividend Growth Model: Ke = D■/P■ + g

CAPM: Ke = Rf + β(Rm – Rf)

Earnings Yield: Ke = EPS / Market Price

Weighted Average Cost of Capital (WACC)


WACC = Σ(Weight of Component × Cost of Component)

WACC = (E/V)×Ke + (D/V)×Kd(1-t) + (P/V)×Kp

Where V = E + D + P (total capital)

2.2 Capital Structure Theories

Theory Key Formula / Concept Author

Value of Firm ↑ with Debt; Ke & Kd constant;


Net Income Approach (NI) Durand
Optimum = Max Debt

Value of Firm constant regardless of


Net Operating Income (NOI) Durand
leverage; No optimal structure

Optimum capital structure exists at a point


Traditional Approach Solomon
before Ke rises sharply

V(L) = V(U); Capital structure irrelevant; No


MM Without Tax Modigliani & Miller
taxes assumed

V(L) = V(U) + t×D; More debt → Higher firm


MM With Tax Modigliani & Miller
value due to tax shield

Optimal structure: PV(Tax Shield) =


Trade-off Theory
PV(Financial Distress Cost)

Preference: Retained Earnings > Debt >


Pecking Order Theory Myers & Majluf
Equity

2.3 Leverage
Concept Formula

Operating Leverage (OL) Contribution / EBIT OR % Change in EBIT / % Change in Sales

Financial Leverage (FL) EBIT / EBT OR % Change in EPS / % Change in EBIT

Combined Leverage (CL) OL × FL = Contribution / EBT

Contribution Sales – Variable Cost

EBIT Contribution – Fixed Cost

EBT EBIT – Interest

2.4 Working Capital Management

Working Capital Concepts


Net Working Capital = Current Assets – Current Liabilities

Operating Cycle = R + W + F + D – C

R = Raw Material storage period, W = WIP period

F = Finished Goods period, D = Debtors period, C = Creditors period

Cash Conversion Cycle = Inventory Days + Receivable Days – Payable Days

EOQ (Economic Order Quantity)


EOQ = √(2 × A × O / C)

Where: A = Annual Demand, O = Ordering Cost per Order, C = Carrying Cost per unit per year

Total Cost = Purchase Cost + Ordering Cost + Carrying Cost

2.5 Capital Budgeting

Method Formula

Payback Period Initial Investment / Annual Cash Inflow (if uniform)

ARR (Accounting Rate of Return) Avg Annual Net Profit after Tax / Avg Investment × 100

NPV (Net Present Value) Σ[CFt / (1+r)t] – Initial Investment

IRR (Internal Rate of Return) Rate where NPV = 0 (trial & interpolation method)

(NPV + Initial Investment) / Initial Investment OR PV of Inflows / PV


Profitability Index (PI)
of Outflows

Discounted Payback Period Like payback but uses discounted cash flows

IRR Interpolation Formula


IRR = L + [NPV_L / (NPV_L – NPV_H)] × (H – L)

Where L = Lower rate, H = Higher rate, NPV_L = NPV at lower rate, NPV_H = NPV at higher rate

2.6 Dividend Theories


Model Formula Author

P = (D + (r/Ke)(E – D)) / Ke If r > Ke: Retain;


Walter's Model Walter
r < Ke: Pay; r = Ke: Irrelevant

P = E(1–b) / (Ke – br) b = Retention Ratio, br


Gordon's Model Gordon
= Growth Rate

Dividend Irrelevant; P■ = (D■ + P■) /


MM Model MM
(1+Ke)
UNIT 3 – BUSINESS STATISTICS & RESEARCH METHODOLOGY
3.1 Measures of Central Tendency

Measure Formula

Arithmetic Mean (AM) AM = ΣX / N (ungrouped) AM = Σ(f·X) / Σf (grouped)

Geometric Mean (GM) GM = (X■·X■·…·Xn)^(1/n) OR Antilog(Σlog X / N)

Harmonic Mean (HM) HM = N / Σ(1/X)

Middle value (odd N); Average of 2 middle values (even N) Grouped:


Median
M = L + [(N/2 – cf) / f] × h

Mode Most frequent value Grouped: Z = L + [f■–f■ / (2f■–f■–f■)] × h

AM ≥ GM ≥ HM (for positive values) Mode = 3Median – 2Mean


Relationship
(approx.)

3.2 Measures of Dispersion

Measure Formula

Range R = Largest Value – Smallest Value Coeff. of Range = (L–S)/(L+S)

Mean Deviation (MD) MD = Σ|X – Mean| / N Coeff. of MD = MD / Mean

Variance (σ²) σ² = Σ(X–X■)² / N (population) s² = Σ(X–X■)² / (N–1) (sample)

Standard Deviation (σ) σ = √Variance Shortcut: σ = √[Σd² /N – (Σd/N)²]

Coefficient of Variation (CV) CV = (σ / Mean) × 100 [for comparing variability]

Quartile Deviation (QD) QD = (Q3 – Q1) / 2 Coeff. = (Q3–Q1)/(Q3+Q1)

3.3 Correlation & Regression

Correlation Coefficients
Karl Pearson's r = Σ(X–X■)(Y–■) / √[Σ(X–X■)²·Σ(Y–■)²]

Shortcut: r = [N·ΣXY – ΣX·ΣY] / √[(NΣX²–(ΣX)²)(NΣY²–(ΣY)²)]

Spearman's Rank: r = 1 – [6·Σd² / N(N²–1)]

Range of r: –1 ≤ r ≤ +1

Regression Equations
Y on X: Y = a + bX; byx = r·(σy/σx)

X on Y: X = a + bY; bxy = r·(σx/σy)

Relation: r² = byx × bxy (r = √(byx × bxy))

Both regression lines pass through (X■, ■)

3.4 Index Numbers


Index Formula

Simple Aggregative P■■ = (ΣP■ / ΣP■) × 100

Simple Average of Relatives P■■ = Σ[(P■/P■)×100] / N

Laspeyres' Index P■■ = ΣP■Q■ / ΣP■Q■ × 100 [base year qty weights]

Paasche's Index P■■ = ΣP■Q■ / ΣP■Q■ × 100 [current year qty weights]

P■■ = √(Laspeyres × Paasche) [satisfies time-reversal &


Fisher's Ideal Index
factor-reversal]

Marshall-Edgeworth P■■ = Σ P■(Q■+Q■) / Σ P■(Q■+Q■) × 100

Dorbish-Bowley P■■ = (Laspeyres + Paasche) / 2

Link Relative = (Current Period Value / Previous Period Value) × 100


Chain Index
Chain Index = (Link Relative × Previous Chain Index) / 100

CPI (Cost of Living) CPI = ΣPW / ΣW × 100 (Family Budget Method)

Deflated Value Real Value = (Nominal Value / Price Index) × 100

Tests for Index Numbers


Time Reversal Test: P■■ × P■■ = 1 (Fisher satisfies this)

Factor Reversal Test: P■■ × Q■■ = ΣP■Q■ / ΣP■Q■ (Fisher satisfies this)

Circular Test: P■■ × P■■ × P■■ = 1 (only simple aggregative satisfies)

3.5 Time Series Analysis

Component Formula / Method

Secular Trend Long-run movement; fitted by Least Squares: Yc = a + bX

Periodic fluctuations within a year; Seasonal Index = (Period Mean /


Seasonal Variation
Grand Mean) × 100

Cyclical Variation Business cycle fluctuations over years

Irregular Variation Random / unpredictable fluctuations

Moving Average (3-yr) MA■ = (Y■ + Y■ + Y■) / 3

Semi-Average Method Divide series in two halves; plot averages to get trend line
UNIT 4 – BUSINESS ECONOMICS (MICRO & MACRO)
4.1 Demand & Supply Analysis

Elasticity Formulas
Price Elasticity of Demand (PED) = % Change in Qd / % Change in Price

Point Method: PED = (∆Q/∆P) × (P/Q)

Arc Method: PED = [(Q■–Q■)/(P■–P■)] × [(P■+P■)/(Q■+Q■)]

Income Elasticity (YED) = % ∆Qd / % ∆Income (Normal >0; Inferior <0)

Cross Elasticity (XED) = % ∆Qd of A / % ∆P of B (Substitutes >0; Complements <0)

Supply Elasticity (PES) = % ∆Qs / % ∆P

4.2 Production & Cost Theory

Concept Formula

Total Product (TP) TP = AP × L (L = Labour units)

Average Product (AP) AP = TP / L

Marginal Product (MP) MP = ∆TP / ∆L

Total Fixed Cost (TFC) Constant; TFC does not change with output

Total Variable Cost (TVC) Changes with output

Total Cost (TC) TC = TFC + TVC

Average Fixed Cost (AFC) AFC = TFC / Q (always declining)

Average Variable Cost (AVC) AVC = TVC / Q (U-shaped)

Average Total Cost (ATC) ATC = TC / Q = AFC + AVC

Marginal Cost (MC) MC = ∆TC / ∆Q (U-shaped; MC = ATC at ATC minimum)

Producer's Surplus Area above supply curve and below market price

IRS: TC increases < proportionally; CRS: proportionally; DRS: more


Returns to Scale
than proportionally

4.3 Market Structures

Structure Key Condition

Perfect Competition P = MR = AR = MC (at equilibrium); Economic Profit = 0 (LR)

MR = MC (profit max); MR = AR(1 – 1/e); Monopoly Power =


Monopoly
(P–MC)/P = 1/PED

Monopolistic Competition MR = MC; AR > MR; Excess Capacity in LR

Oligopoly – Kinked Demand Price rigidity; Kink at current price; MR has a gap

Monopsony Single buyer; MFC > AVC; Employ where MFC = MRP

4.4 National Income Accounting


National Income Identities
GDP (Expenditure) = C + I + G + (X – M)

GDP (Income) = Wages + Rent + Interest + Profit + Mixed Income

NNP at MP = GNP at MP – Depreciation

NNP at FC (NI) = NNP at MP – Net Indirect Taxes

Personal Income = NI – Corporate Tax – Undistributed Profits + Transfer Payments

Disposable Income = Personal Income – Personal Tax

GNP = GDP + Net Factor Income from Abroad

4.5 Monetary & Fiscal Policy

Concept Formula

Money Multiplier m = 1 / Reserve Ratio (CRR)

Quantity Theory (Fisher) MV = PT (M=Money, V=Velocity, P=Price, T=Transactions)

Quantity Theory (Cambridge) M = kPY (k = proportion of income held as money)

Total Expenditure – Revenue Receipts – Capital Receipts (excl.


Fiscal Deficit
borrowings)

Revenue Deficit Revenue Expenditure – Revenue Receipts

Primary Deficit Fiscal Deficit – Interest Payments

Investment Multiplier k = 1 / (1 – MPC) = 1 / MPS

Tax Multiplier -MPC / (1–MPC) = -MPC / MPS

Balanced Budget Multiplier = 1 (always)


UNIT 5 – MARKETING MANAGEMENT
5.1 Market Share & Growth – BCG Matrix

Quadrant Characteristics Strategy

Stars High Market Share, High Growth Rate Invest heavily

Cash Cows High Market Share, Low Growth Rate Milk for cash

Question Marks Low Market Share, High Growth Rate Invest or divest

Dogs Low Market Share, Low Growth Rate Divest / liquidate

5.2 Pricing Formulas

Pricing Methods
Cost Plus Pricing: Price = Cost + Markup% × Cost

Markup % = (Price – Cost) / Cost × 100

Margin % = (Price – Cost) / Price × 100

Break-Even Point (units) = Fixed Cost / (Price – Variable Cost)

Break-Even Point (■) = Fixed Cost / P/V Ratio

P/V Ratio = Contribution / Sales = (S – VC) / S

Target ROI Price = (Cost + Desired Profit) = Cost + (ROI × Investment / Units)

5.3 Consumer Behaviour Models

Model Key Framework

Maslow's Hierarchy Physiological → Safety → Social → Esteem → Self-Actualization

Howard-Sheth Model Inputs → Perceptual & Learning constructs → Outputs

Problem Recognition → Search → Evaluation → Purchase →


EKB Model
Post-Purchase

Engel-Blackwell-Miniard Extended EKB with feedback loops

5.4 Market Metrics

Key Marketing Formulas


Market Share = (Company Sales / Total Market Sales) × 100

Customer Lifetime Value (CLV) = (Average Purchase Value × Purchase Frequency) × Customer Lifespan

Net Promoter Score (NPS) = % Promoters – % Detractors

Conversion Rate = (Conversions / Total Visitors) × 100

ROI on Marketing = (Revenue from Campaign – Marketing Cost) / Marketing Cost × 100
UNIT 6 – HUMAN RESOURCE MANAGEMENT
6.1 Performance & Wage Incentive Plans

Plan Formula / Description

Time Rate System Wages = Hours Worked × Rate per Hour

Piece Rate System Wages = Units Produced × Rate per Unit

Wages = (T × R) + 50% × Time Saved × R (50% of time saved given


Halsey Premium Plan
as bonus)

Rowan Plan Wages = (T × R) + (Time Saved / Standard Time) × T × R

Efficient worker: 120% of normal piece rate Inefficient: 80% of


Taylor's Differential Piece Rate
normal piece rate

Below standard: Day rate only At/above standard: 120–130% of


Gantt Task Bonus Plan
piece rate

Emerson Efficiency Plan Bonus based on efficiency % (starts at 67% efficiency)

6.2 Manpower Planning Formulas

Labour Turnover & Absenteeism


Labour Turnover (Separation Method) = (No. Separated / Avg Workers) × 100

Labour Turnover (Replacement Method) = (No. Replaced / Avg Workers) × 100

Labour Turnover (NLT / Flux Method) = (Separations + Replacements / Avg Workers) × 100

Absenteeism Rate = (Man-days Lost / Man-days Scheduled) × 100

6.3 HR Theories

Theory Key Concept

Maslow's Need Theory Hierarchy of 5 needs; lower needs satisfied first

Hygiene Factors (prevent dissatisfaction) + Motivators (create


Herzberg's Two-Factor
satisfaction)

McGregor's Theory X & Y Theory X: Employees lazy; Theory Y: Employees self-motivated

McClelland's Theory Need for Achievement (nAch), Affiliation (nAff), Power (nPow)

Vroom's Expectancy Theory Motivation = Expectancy × Instrumentality × Valence

Adams' Equity Theory Motivation depends on perceived fairness of input-output ratio

Alderfer's ERG Theory Existence, Relatedness, Growth (concurrent; frustration-regression)


UNIT 7 – BUSINESS ENVIRONMENT & TRADE POLICY
7.1 Balance of Payments (BoP)

BoP Identities
Current Account = Trade Balance + Invisibles (Services + Transfers + Income)

Trade Balance = Exports – Imports (Visible Trade)

Capital Account = FDI + FII + External Borrowings + Banking Capital

BoP = Current Account + Capital Account + Financial Account + Errors & Omissions

BoP (Overall) = 0 (always balances including reserves)

7.2 Exchange Rate Systems

Exchange Rate Formulas


PPP Theory: e = P_d / P_f (Domestic Price / Foreign Price)

Covered Interest Parity: F/S = (1+r_d) / (1+r_f)

Real Exchange Rate = Nominal Rate × (P_foreign / P_domestic)

Effective Exchange Rate = Trade-weighted average of bilateral rates

7.3 WTO & Trade Theories

Theory / Concept Description

Country produces good with fewer resources than another (Adam


Absolute Advantage
Smith)

Comparative Advantage Country specialises where opportunity cost is lower (Ricardo)

Heckscher-Ohlin Theorem Country exports good that uses its abundant factor intensively

Product Life Cycle Theory Vernon: New product → Mature → Standardized; then exports shift

Terms of Trade ToT = Export Price Index / Import Price Index × 100

Tariff Types Ad valorem: % of value; Specific: fixed per unit; Compound: both
UNIT 8 – INCOME TAX: KEY DEDUCTIONS (INDIVIDUALS)
8.1 Chapter VI-A Deductions

Section Eligible Expenditure / Investment Max Deduction (■)

LIC, PPF, ELSS, NSC, 5-yr FD, EPF, Tuition


80C ■1,50,000
Fees, Principal of Home Loan

80CCC Contribution to Pension Fund of LIC / Insurer Included in 80C limit

NPS contribution by Employee (10% of


80CCD(1) Included in 80C limit
Salary)

Additional NPS contribution (over & above


80CCD(1B) ■50,000 (separate)
80C)

Employer's NPS contribution (upto 10% of


80CCD(2) No ceiling limit
Basic+DA)

Medical Insurance Premium (Self/Family &


80D Self: ■25,000; Senior: ■50,000
Parents)

80DD Expenditure on disabled dependent ■75,000 (severe: ■1,25,000)

80DDB Medical treatment of specified diseases ■40,000; Senior: ■1,00,000

Interest on Education Loan (Higher


80E Actual interest; 8 yrs
Education)

Interest on Home Loan (First Home; up to


80EE ■50,000
■35L loan)

80EEA Interest on Home Loan (affordable housing) ■1,50,000

80G Donations to approved charitable funds 50% or 100% of donation

80GG Rent paid (no HRA received) Least of 3 conditions

Donations for scientific research / rural


80GGA 100%
development

80TTA Interest on Savings Account (Non-senior) ■10,000

80TTB Interest on deposits (Senior Citizens) ■50,000

80U Self (person with disability) ■75,000; Severe: ■1,25,000

8.2 Key Exemptions & Computation

Gross Total Income & Tax Computation


Gross Total Income (GTI) = Sum of income under all 5 heads

Total Income (TI) = GTI – Deductions u/s 80C to 80U

Heads of Income: Salary | House Property | Business/Profession | Capital Gains | Other Sources

Income from House Property = Annual Value – 30% Standard Deduction – Interest on Loan

Net Annual Value (NAV) = Gross Annual Value – Municipal Taxes

Annual Value = Higher of: Fair Rent, Municipal Value (capped at Standard Rent)

STCG (Listed equity < 12 months) → 15% flat tax


LTCG (Listed equity > 12 months, > ■1L) → 10% (no indexation)

LTCG (Others, > 24/36 months) → 20% with indexation benefit

Tax Slabs (Old Regime – FY 2024-25)


Upto ■2,50,000 → NIL

■2,50,001 – ■5,00,000 → 5%

■5,00,001 – ■10,00,000 → 20%

Above ■10,00,000 → 30%

Rebate u/s 87A: ■12,500 if TI ≤ ■5,00,000

Health & Education Cess: 4% on Tax + Surcharge

Surcharge: 10% (>■50L), 15% (>■1Cr), 25% (>■2Cr), 37% (>■5Cr)

Tax Slabs (New Regime – FY 2024-25)


Upto ■3,00,000 → NIL

■3,00,001 – ■6,00,000 → 5%

■6,00,001 – ■9,00,000 → 10%

■9,00,001 – ■12,00,000 → 15%

■12,00,001 – ■15,00,000 → 20%

Above ■15,00,000 → 30%

Rebate u/s 87A: ■25,000 if TI ≤ ■7,00,000

8.3 Heads of Income – Key Points

Head Key Points

Basic + DA + HRA + Allowances HRA Exemption: Min of (i) Actual


Salary
HRA (ii) 50%/40% of Salary (iii) Rent – 10% Salary

Self-occupied: Interest up to ■2,00,000 deductible Let-out: Actual


House Property
interest (no limit) + 30% standard deduction

All legitimate business expenses deductible; Depreciation under IT


Business/Profession
Act

Capital Gains STCG / LTCG depending on holding period; Indexation for LTCG

Other Sources Interest, Dividends, Lottery etc.; Lottery taxed at flat 30%

UGC NET Commerce – Quick Revision Reference


For academic use only. Verify latest amendments before exam. Covers: Accounting, Finance, Statistics, Economics, Marketing, HRM &
Taxation.

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