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SOP For Risk Matrix

The SOP establishes a risk-based visual tagging system for identifying and managing unsafe conditions during HSE surveys, applicable to all MTL-PE locations and processes. It outlines procedures for risk assessment, tagging, and corrective actions, with a color-coded system indicating the urgency of response required. Responsibilities are assigned to HSE departments, department heads, and employees to ensure compliance and continuous improvement in health and safety performance.

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0% found this document useful (0 votes)
7 views4 pages

SOP For Risk Matrix

The SOP establishes a risk-based visual tagging system for identifying and managing unsafe conditions during HSE surveys, applicable to all MTL-PE locations and processes. It outlines procedures for risk assessment, tagging, and corrective actions, with a color-coded system indicating the urgency of response required. Responsibilities are assigned to HSE departments, department heads, and employees to ensure compliance and continuous improvement in health and safety performance.

Uploaded by

home238lcod
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© All Rights Reserved
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SOP for Risk-Based Unsafe Condition Tagging System

Document No.: MTL-PE-HSE-SOP-UC001 Effective Date: January 01, 2026

Approved By: HOD HR & Admin (HSE)

1. Purpose

To establish a risk-based visual tagging system for identifying, communicating, and controlling
unsafe conditions observed during routine HSE surveys, ensuring timely corrective actions,
accountability, and continuous improvement in occupational health and safety performance.

2. Scope

This SOP applies on all machines, equipment, work areas, locations, and processes within the MTL-
PE where unsafe conditions are identified during:

 Monthly HSE surveys

 Routine inspections/Survey/Visit

 Incident investigations

3. References

 ISO 45001:2018 (Clauses 6.1, 7.4, 8.1)

 ISO 31010: Risk Assessment Techniques

 HSE-UK: HSG65 & INDG163

 OSHA 29 CFR 1910.145 (Safety Signs & Tags)

 Punjab Occupational Safety & Health Act, 2019

 Factories Act, 1934

4. Definitions

 Unsafe Condition: A physical or environmental condition that may cause injury, ill health, or
damage.

 Risk Rating: Calculated as Severity × Likelihood using the standard’s* risk matrix.

 Tag: A physical label affixed at the point of hazard to visually communicate risk and
responsibility (annex 1).

5. Tag Colour Coding (Based on Risk Matrix)

Risk Level Colour Action Requirement

High (16–25) Red Immediate action / stop work if required

Medium (8–15) 🟠 Orange Corrective action within defined timeframe


Low (1–7) 🟢 Yellow Monitor and improve

6. Tag Information (Mandatory)

Each tag shall clearly display:

 Location / Machine No.

 Description of unsafe condition

 Risk level (color-coded)

 Responsible person / department

 Highlighted by (HSE / Name)

 Date of observation

 Target closure date

 Tag ID / Reference No.

7. Procedure

1. Identification
o Unsafe conditions shall be identified during monthly HSE surveys, inspections, or
routine visit

2. Risk Assessment
o Risk should be evaluated using the standard’s* risk matrix (Severity × Likelihood).

3. Tagging
o Appropriate color-coded tag shall be affixed at the exact location or machine where
the unsafe condition exists.

4. Responsibility Assignment
o Concerned department or responsible person shall be clearly mentioned on the tag.

5. Corrective Action
o Responsible person shall initiate corrective actions within the defined timeframe
based on risk level.

6. Verification & Closure


o HSE verifies corrective action.

o Tag will be removed only by HSE executives.

o Status will be updated in the HSE survey record.

8. Roles & Responsibilities


HSE Department

 Conduct surveys and risk assessments

 Issue and track tags

 Verify corrective actions

Department Heads / Managers / Supervisors

 Ensure timely corrective actions

 Allocate resources

 Prevent recurrence

Employees

 Follow tag instructions

 Do not remove tags without authorization

9. Records

 All records shall be maintained by HSE and present in monthly DCM-HSE

* The organization applies a 1–5 likelihood and 1–5 severity qualitative risk scoring methodology,
which is not derived from a single prescriptive standard but is an industry-accepted practice. ISO
31010 does not define fixed numerical scales and allows organizations to establish risk criteria
suitable to their operational context. Accordingly, the 5×5 risk matrix has been developed in
alignment with ISO 31000 risk management principles and is supported by guidance and good
practices from HSE-UK, OSHA, ANSI Z690, and NEBOSH risk assessment methodologies.

Annexure 1 Tag Format:


Prepared by Approved by

____________________________ _______________________
Manager IR & HSE HOD HR & Admin (HSE)

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