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D.N. Dhanagare's document discusses the complex agrarian social structure in India, highlighting the diverse class positions related to land control and use. It outlines a conceptual model based on income types, rights, and fieldwork extent, categorizing agrarian classes into landlords, rich peasants, middle peasants, poor peasants, and landless laborers. The document emphasizes the need for caution in applying this model due to regional specificity and the interplay of economic and non-economic factors within the agrarian hierarchy.
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. The Model of
Agrarian Classes in India
D.N. DHANAGARE
»
>
> The agrarian social structure varies from one region to another; the
: relations among classes and social composition of groups that ‘occupy
7 specific class positions in relation to land-control and land-use in India
are so diverse and complex that it is difficult to incorporate them all in
) ageneral scheme... - Here the attemptis to set ‘out a workable concep-
tual model that would enable us to deal with, apparently diverse sets of
) social groups and compare them in order to arrive at broader empirical
f some theoretical relevance.
generalizations o!
Despite the diversity of soc
of India, Daniel Thomer has attempted t
Tal categories on the basis of
fined and precise sock
criteria:
— ¢ 1) [Link] income obtained fromthe soil: (ayrent (Limits of own
cultivation, or _(c) wages. (2) The nature of rights: (@) roprietary Or
ownership (b) tenancy with varying degree of tenurial security),
“6 share-cropping rights, oF (@) no rights at all. (@) The extent of
_fieldwork-actually performed: (ay absentee who does fo work at all
(b) those who perfo jal-work.(c)total work done by actual culti-
vator with family labour and-(d) where. work is done entirely for others
nzamn_wages (Tomer 1956;
Classes in India’, in Peasant
1983.
5 on land in different parts
them into well-de-
the three following
‘jal arrangement:
0 reduce
D.N. Dhanagare, “The Model of Agrarian
Excerpted from
'50, Oxford University Press. Delhi,
Movements in India, 1920--
wos GOUIE overs. The Mm
sus tthing 80 thas AL A8?Arian Classes in India
“HATIAN clasy ‘eria Thorner h; i ing model of
88 : las, wing m
Men Structure tn Outlined the following
Ne soit ana wro%® income is derived primarity from property High's
While keeping’ ors, COMMON interest isto Loop the level of Tents uP
“UD-terants and shor tee=!e¥el down. They collect rents from tenants.
8. Bi hare-croppers.
eral vilagadlords, holding rights over large tracts extending over ae
interest in tang peed, AE absentee owners/rentiers with absolutely F
Rich re manegement or improvement. oe but
Usually in ye Z2tRerS._ proprietors with considerable holdings
in the ‘same village and although performing no fieldwork,
tivation and taking personal interest in the manage-
the improvement of land if necessary.
rking peasants having property interest in the land but
Whether legal or customary, inferior to those of the
SUPervising cul
Ment and also in
Il. Kisans, wo:
actual Tights,
maliks,
ay” Small landowners, having. holdings sufficient to support a fam-
ily, Who cuttivate Tand with family labour and who do not either
employ outside labour (except in harvest) or receive rent.
b. Substantial tenants, tenants holding leases under either Ia or Tb;
tenurial rights fairly secure; size of the holding usually above the suf-
ficiency level: The rest is as Ia.
III. Mazdaors, those eaming their livelihood primarily from work-
ing on others lands/plots.
a. Poor tenants, having tenancy rights but less secure; holdings too
small to suffice fora family’s maintenance and income derived from
Jand often less than that earned by wage labour.
b. _Sharecroppers, either tenants-at-will, leases. without security;
cultivating land for others on share-cropper basis, and having at least
agricultural implements.
[Link] labourers, Thorner’s three major categories, designated
by the current Indian vemacular terms, are based on the relations
of production or are in relation to the means of production and in
this sense represent a Marxian model of agrarian classes, although
Thomer himself does not specify the theoretical assumptions underly-
ing the model. In defining the sub-categories, however, he takes into
account ‘the kinds of rights and [Link] services’ which are in fact
typical Weberian concems. Although Thomer’s sub-categories are
nearer the realities of the Indian agrarian social structure, he does
not relate the specificity of the internal differentiations within Indian
agrarian society to broader and more widely used conceptual models
» Gougle3
~
~~
~
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>
>
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,
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- 273
D.N. Dhanagaré f
st OF
in contemporary sociology. There js, therefore, 6 nee on npr
i soup Thomer's sub-categories ins sucha bros only wed concepts
easive model and redesignate them nore congch a model can Be
beenteria. in the study of Peasant °°" iatty those relating t0
societies re-
drawn from the worl
analyses of agrarian ¢
spectively-!
1, Landlords:
———
TI. Rich peasants:
ae
IIL, Middle peasants:
Sa
TV. Poor peasants:
Y. Landless labourers:
ks of Lenin and Mao, y
Tasses in the Russian and ( Chinese
This class broadly subsumes Thomer's
Thomer's Ib. ,
tenants who have substantial
secured/occupancy
nominal rent
Tb.
holdings. enjoy
rights and have to pay &
fo their landlords (Thorner does not
recount for this class-sinuation atl)
Ti. Landowners of medium size (.e.
eefsufficiency) holdings (Thomer’s 1).
lib. Tenants who have substantial hold-
ings (although not as large as Tb) bu!
have to pay higher rent than those paid
by IIb. (This corresponds to Thomer's 1b
category.)
IVa, Landowners with holdiny
not sufficient to maintain a family;
therefore forced to rent others’ land.
(Thomer does not account for this class
gs that are
and
situation.)
IVb. Tenants with small holdings but
with some tenurial security (Thomer's +
Illa).
TVe. Tenants-at-will or share-croppers.
(Thomer’s IIb).
(Thomer’s IIc).
While using this model of agrarian classes in the Indian context some
caution is necessary. First, all the five class situations and their sub-
categories are regionally specific. Secondly, more often ‘rich’
‘middle’ and ‘poor’ peasant categories can be distinguished from each
) This model consisting of five class categori it
1960: 70-87) and Mao Tse-tung (678) ene
esee, Google
UNIVses in India
grarian Clas ;
Adjectives
to
214 The Model of A:
siner only in qualitative rather than in quanti
+ og ‘small’, that
tative terms-
of
‘medium’
f ed with P
jandholdings, cannot De defined Wi ional
like ‘substantial’,
differentiate between
and accuracy in
variations and partly
tn different regions of India i ifferent periods: t one COW
sibly do is na into acco ility of relative resi 8
agrarian classes in different regional stu a eet
i ically $€ * %
es analytically SP rable overispPir
between categories
ro satisfactory way of resolving this problem, P2
level analysis. All that an analyst can oadly |
situations from which came the leaders and principal P:
tt movements in question.
Obviously then there is some risk in using 2 ‘class aia
sis of an agrarian social structure in a tradition society such a5 .
But the risk must be taken if any meaningful histories
tive sociology of peasant movements in India is 0 be attempt
‘When we discuss some specific peasant 5
ments that ‘occurred at different times in different region®
settings, We ‘shall relate specific strata ofaregional agrarian hierarchy
tothe general class catergories of our model.
ass’ model ly-
f these agrarian classes in terms of SPe-
cific status-groups Tike castes, religious oT ethnic groups etc, is. far
too complex in ‘ons of India to reduce jnto any simplistic
different regi t
formulae. Members of a status-grOUP ce often belonged to dif-
ferent classes while those W! ;r relations to the means
who, im terms of their TenanO™
fo the s: Jass-situation, came from different
fonetheless, certain broad patterns ‘are descemible, and
social groupings that are more likely to occupy certain class positions
than others are generally identifiable. For example, Jandlords. and
fe ee (including non-cultivating urban moneylenders/own-
ers) castes such as Brahmin, Thakur, or Bania in
) belonged to the upper
northern India. In Andhra the Kammas, Reddis and Raos, in Mysore the
Okkaligas and Lingayats, the Patidars in the Gujarat regi
Kunbi Maratthas and Deshmukhs in Maharashtra could be cited as
more examples of the Jocally-dominant-landowning Castes. At the vil-
lage level these Jandowning classes often only formed a small nucleus.
The social composition 0!
ot pl r
Samus-groups. Ne
jon while the -
2. fg wp @ maeesnseseehanaankRKnarD.N. Dhanagare 215
‘The middle and poor peasant jostly debt-ridden, came primarily
from the traditional castes of 103, artisans and so on. The
landless Tal mostly to Untouchable castes, the Har-
ijans, For example in Uttar Pradesh, the great bulk of agricultural
workers was, andis even now, recruited from the Untouchable Cha-
most populous caste there. All the same, members of a single
caste or religious or tribal community could be found spread vertically,
some owning patches of land here and there, others holding tenures,
either permanent or year-to-year leases, and still others working as
unattached farm labourers.
This vertical spread was, however, more likely to appear in the
upper than in the lower castes although it was not totally absent even in
the case of some lower castes traditionally engaged in cultivation and
craftsmanship. Such a vertical spread often ensured that peasant
classes found a developed class awareness hard to come by. Thus, the
co-existence of agrarian classes and status-groups of a non-economic
nature is the most fundamental fact about the Indian agrarian social
structure to be reckoned with. The status-groups bound men by an es~
sentially non-economic sentiment or identity, and frequently served to
sustain subjugation and exploitation of those in the lower strata. In
India these structural linkages and anchorages tended to maintain the
to keep the simmering discontent and conflicting class
“boiling point’ and to prevent the stru} ggle for eco-
nomic and political power from assuming a revolutionary form, but
not always, Whenever the exploited sections of the peasantry felt that
they were being unjustly treated, deprived or oppressed, they did erupt
and resist whenever conditions were favourable.
This brings us to definitions and explications of the key terms and
concepts used in this study, and also to spelling out the scope of the
enquiry.
status qu0,
interests within the.. lll Uw UTS OE EF @
CHAPTER SIX
The Centrality of the Middle Class &
nce concept that has suffered the
prestige during the Tast decade. ~
trast to the 1970s and 80s ,when it had inspired
I sciences in India, particularly history and
ollapse-of socialism and the. broader
| philosophy_and’2 social scientific
to=rags story of class seem so self-
t intellectual
evident that it tends to be taken for granted. The curren
climate [Link] enc’ 1} examination of the reasons for
ourage.a critical
the marginalization of the class concePF-
‘These reasons. may b broad groups: the first ‘
e divided into two
relates to the rise of ‘other concepts and categories that have takeover
much of the explan: cory ground that class used to occUPY while the,
second (and older) group concerns the i ternal inadequacies of class
itself. Recent developments—like the 3
to prominence of categories:
like gender, race, andethnicity; the salience of ‘new: social qiovements’
organized arou! 1 issues like
s to be the social scie!
Class. seem:
popularity ani
sharpest decline iri
‘This is in strong con
and energized the sdcial
economics, Since then, the c
Marxism as a political
disarray of
perspective have made the riches
nd non-traditional the environment OT
peace; and the spread of ‘various types of “identity politics —seem to
bear little or no direct relation to the changing fortunes ofthe concept
of class. Butall of these have certainly deepened the crisis of the class
concept and amplified the long-standing complaints about its .
inadequacies. - - -
: =? famquag. & fugitimetiou Guo 39)
Of Cette CLASS
126 Contemporary India.
re
— Asis well known, despite its centrality to his theoretical framework,
class is one concept that Marx himself did not develop adequately.
indeed, the explicit theoretical discussion of class ini Capital is conitied *~
to the Famous one-and-a-half-page fragment at the end of the
unfinished third volume.! Thus, what we inberit from the Marxist
corpus is an almost entirely historical rather than a theoretical discussion,
of class, as in the classic passages of the Communist Manifesto, and the
famous essays on French political history, ‘The Eighteenth Brumaire
of Louis Napoleon’ and “The Class Struggles in France’. Despite their
brilliance, the brief examples of class analysis that Marx offers us cannot
ensure that his concept is able to bear the enormous theoretical burden
placed onit.
Theoretically, the concept of class is located at the confluence of
economy, society and polity. This is an absolutely vital location given
that Marxism’s claims to distinctiveness rest precisely on its insistence
that the three spheres are interpenetrating and hierarchically-ordered
aspects of a single, seamless social world. Thus, ‘class’ in Marxism is
thé theoretical principle by which society may be divided into distinct
groups that: (a) are identified by their economicrole or position, which
(b) shapes the social world they inhabit and the culture they fashion,
which, in turn, (c) moulds their political consciousness and inspires
their actions. It is in this sense that the three spheres are seen as
interpenetrating and even integrated with one another. But though
integrated, they are also of unequal importance—causal priority is
accorded to the economy, or level (a), which is privileged over the
other two levels of society/culture (b) and politics (c), with not much
of adistinction being made ‘among the latter two. In short, the concept
of cli is the centéepiece of the céf¢ causal sequence pioposed by
Marxist theory wherein ‘[Link] (at the economic level) shapes
what you experience (at the social level) which ultimately determines
what you do (at the political level). ~
‘The power and appeal of the schema are apparent even in such a
shortand simplified account, History is no longer the will of the gods,
- the deeds of kings and-quleens, or the genius of great men and women—
Loud lord | =
fpr LOWLY
buiows wor Sura /pig \ourttug beac
\ euapoutean dy imaciow. |
2 it Ape BYL vous
B+ wkollt Chaty
?The Centrality of the Middle Class 127
nor is it simply meaningless; rather, its coherence is to be sought in
the patterned material realities of everyday life. And though history is
a moving, changing, open-ended process, it is also bound by the
material circumstances of past and present. What you are sets limits
on what you can do, but you still have the relative autonomy to act
today in ways that could change what you are tomorrow.
However, by the same token, itis also clear that far too much is
_ being asked of a single concept. Imagine three separate mapping
exercises: one to trace the boundaries of groups with distinct economic
profiles; the second to identify groups with different socio-cultural
ways of life; and the third to define groups with different political
interests and agendas. Strictly speaking, the. Marxist concept of class is
supposed to ensure that the boundaries of these three types of groups
coincide exactly when superimposed-on each other—that each
economic class also has a distinct culture and a specific politics. If this
seems an excessively restrictive condition, its origins have to be sought
in the fact that, at the theoretical level, Marx conceived of an essentially
_ bipolar world with only two opposed classes, capitalists and workers?
As social scientists have discovered in the century and a half since
Marx, the two-class scheme is a very useful heuristic device, particularly
for model building in economic and political theory: Butts limitations
~as.a tool for empirical social analysis—visible even in Marx's own
time—have never been more obvious. The most serious of these
limitations is the inability to accommodate classes and groupings other
than the two ore classes of capital and labour. To the degree that such
classes are socially and politically important, we need to go beyond
‘the inherited Marxist corpus for meaningful class analysis.
The ‘intermediate’ or middle classes have arguably been the most
important non-polar classes. Although this is generally true of both
We cd iibii= Western Countries at least since the late nineteenth
cing the are several reasons why the middle classes haye een
particularly important in ex-colonial nations. However, jthis class
segment has received relatively little scholarly attention ‘in either
context. Pe
=I @® .128 Contemporary India
In the Indian context in particular, the mismatch between the
contemporary importance of the middle class and the volume of
reliable research on itis one of the more remarkable ariomalies in our
social science literature. After D-P. Mukerjee’s pioneering reflections
(Mukerjee 1948) comes B.B. Misra’s classic survey (Mista 1961). No
_ Study of comparable breadth and authority has emerged since. Most
of the recent work is either not of a scholarly nature, or it is restricted
tothe colonial period and to specific regions, or more often cities such
as Calcutta? This anomaly is partly explained by the fact that the
middle class has been a traditional blind spot for both Marxist-left
wing and liberal-mainstream social theory. The former has treated it
asan acute theoretical ‘embarrassment’ (Wright 1985:13) ora ‘swamp’
of ambiguity (Lefebvre 1976:25), while the latter has tended to
“naturalize’ it by uncritically adopting its world view. /A peculiarly
Indian factor'may also have been at work: the middle class may. have
seemed an“unworthy’ or self-indulgent topic for a generation of social
scientists drawn from this class, who believed that their mandate was
toact’on behalf of ‘the people’ who constituted the nation |
4
The Social Significance of the Middle Class
As is well known{ the founders of Marxism had little regard for the,
‘middle classes, othe! ‘petit bourgeoisie’ in their terminology. Unlike
- thé bourgeoisie and, of course, the proletariat, which were considered
to be great classes with a historic mission, th termediate classes
were seen as impediments to the progressive march of history.(Thisis
“despite the explicit ackno n the C
gementin the! Comnitiniist Manifesto; no
less, that the leaders of the proletarian revolution would be recruited
from its ranks. We havé to wait until the advent of Antonio Gramsci
for a more careful and constructive Marxist analysis of the middle
" classes and their role in modern capitalist societies. It is mainly to
Gramsci that we are indebted for seminal insights into the general
~_ — importance of the-middle classes-in-creating-and-maintaining the —-
eeThe Centrality of the Middle Class 129
dominant ideology that regulates the social structure.
eS sais the preliminary reason for the significance of the
middle clas: thee isproportionate influencsin ideological mat
mostimmediate evidence of hiss tobe foundin the atrac ae
of this class as a social location. Although itis rue that the midale
classisanotoriously loose term itis striking thathardly naan’ a
to decline membership and even those who ae ineligible wish tobe
included in it. Why ig the middle class viewed as such a Gesrable
social location? The answer has to be sought in the many meani
attached to the ‘mniddleness’ of this class. “e
__Inpopular conmmonsense—much of whichis produced byfin the
middle class itself {the middle class i pipjected as an ‘average’ class *%
that best represents the ie of society. it may be
thatt | society. It may b ‘useful to borrow
‘some terms from Statistics to aderstaild the different strands of
vneaning involved in this notion of the average. : .
Descriptive statistics is all about ‘data reduction’—reducing, °
unmianageable amounts of information t9 manageable proportions —
snd it depends heavily on-averages, beciuss average is’ single
number that can ‘stand for or represent any’ groupofnumbers, however
large. The three most common averages in statistics are €
median and the m‘ de. The mean. (or Grithmetic mean) of 2 Set of
jumbers is the sum_ total of their values divided by the number of
membersin the s
et; because ofits ‘mathematical properties, he mean
ig considered the most ‘powerful’ average aindisby far the most eavity
used. Ifall the numbers inaset are arranged in ascent ingot descending
order, the median represents the midpointof thie set,itsmain eee 1
is that! (unlike the riean) itis avery stable average that is _ aise :
by the presence of extreme values. The mode represents the value
occurs most frequently in aset of numbers; unlike
median which are artificial constructs, th
c i an the set, the ©
actually existing value in
Workingby analogy, we" unravel the various ee as
thatare wove into the notion ofmiddlencss associa
ass Themost obvIows isthe’ ‘peither-nor nowon
class.130 Contemporary India
associated with the median: the middle class is thought of (and more
of society and polity
importantly, thinks of itself) as the stable centre
er
impervious to extremes{Thus ‘the middle class is supposed. tobe
ve, and soo
poor nor rich, neither t66 conservative nor progr: :
3 Tamniliay Titiny that sees virtue in moderation and claims to ¢&% dy
anisms that we still don’t
‘it. Somewhere along the way, through mech:
gow enough about, this straightforward, median-like notion of
middlleness also acquires (or claims) the mode-like quality of
representing the most frequent or popular values in society._}
Deferring a more detailed discussion, let me offer a quick
jtlustration: ‘the common man’ is a familiar phrase used in the media
and everyday discourse; itis also the name given to the iconic figure
created by veterait cartoonist R:K. Laxman. By a remarkable feat of
ideological condénsation, this phrase/figure manages t0 convey ©
"powerful sense of middle-class identity that claim
_ both in the sense, of something that is shared as well as something
“is widespread. Fuither along on its semantic journey, oti
« middléness is inflated into a larger sense of legitimate repr
the middle lass is projectedas the socal group thatis the be
forepresent the whole of society (or be the most ‘rigorous
the sense of the arithmetic mean). Thus, the reasons why ‘e
would like to, bélong to the mi al
‘Kinds of desirability that are attacl
the position ofa ‘centrist’ group’ avoi
sense of representing the majority,
legitimacy as the group most qual
society. i “ oe
_ The initial justification for the social si
class is therefore directly linked to the claim
everywhere > represented as representing everyone, Ehrenreich
1989:3). But this is a claim that needs to be evaluated?and here we
cacounter the familiar problem of the ‘derivative’ or at least the late
comer status of non-Western and specially colonial nations. The
specific senses of middleness-discussed ab
s to be ‘common’
that
9
jhed to its middleness,
ding extremes, through the general
toa full-blown assertion of moral
lified to“act or speak on behalf of
iff cance of the middle
ig
that itis ‘the classthatis fy
AS ME CBee
ove-have obviously been
teThe Centrality of the Middle Class 131
influenced by the history of the emergence and subsequent
development of the middle classes in Western nations, and this
sometimes makes for anomalies in non-Western contexts,
‘The most striking example of this concerns the ‘modil’ claim of
middleness, namely the claim that the middle classes represent the -
major (or most numerous) section of society. This claim has been a
more or less legitimate one in most Western countries, at least since
around the middle of the twentieth century. The bout of unprecedented
prosperity that followed World War II meafit that the middle classes
(broadly defined) began to account for the largest plurality ifnot an
actual majority of the population. Only a small proportion céuld be
classified as upper class, and the ranks of the poor and even the
traditional working class were thinned out by a combination of rising
incomes and economic restructuring which relocated jobs in the
tertiary or service sector. There is thus some justification—at least in
purely numerical terms—for the representative claims of the Western.
middle classes, ifdefined broadly as ‘middle income’ groups. Matters
are starkly different in poor countries like India, and itis necessary to
enter into questions of definition in order to understand these
differences.
DEFINING THE MIDDLE CLASS
How we define the middle (or any other).class depends on what we
wish to do with the concept. Take, for example, the three components.”
ofthe Marxist definition of class discussed earlier—the economic, the
( n identify
social and the political. The economic-definition aims
“groiups with shared economic characteristics, suchas levels or sources
of income, ownership of particular kinds of wealth or property, place
in the economic structure, and so on. The social definition attempts
to'demarcate groups that share the same lifestyles, patterns of
or social attitudes. The political definition tries to
litical agendas or parties they
consumption,
differentiate groups according to the p
— support, or theteaders they identify with. Underlying: such theoretical
(6) ae:132
Contemporary India :
definitions i
why being abl larger analytical strategy or logic, some set of reasons
understand society igenety groups of a given type would help us
Pree eee age eles definitions are
y their logical clarity and rigour, and, ultimately, by the
insights they promise. '
this Flowers, Sanus wo the level of empirical social analysis,
pa ee eee gee to worry about translating our
defin concrete, observable criteria. Compromises are
inevitable here, for there is always a gap between what we can
n the real
conceptualize in theory and what we can see and measure ii
world. Even the simplest of theoretical definitions runs into
‘complications at the empirical level. Take, for instance, the most
based on levels of income
s that also told us about,
termine the
‘straightforward économic definition of class
dso on: OF
. and wealth. If there were a list of all citizeri
| their income levels, we could ‘classify’, each person, de
.size of each class at the national or regional levels, an
course, there is no such list, so we have to. begin improvising.
Sliail we use data from the Central Board of Direct Taxes that tells
us how-many taxpayers there are, and their division by levels of
population.
jncome? But this tells us only about atiny minority of the
es out the vast majority whose incomes are
below the taxable limit; all those dependent on agricultural incomes
(which are not taxed); and all those who are cither legally avoiding or
e consumption expenditure
illegally evading taxes. We could use th
data collected by the National Sample Survey Organization (some of
which was discussed in the last chapter). But if we do so, we are moving
that pays, taxes—it leavi
away from thé theoretical basis for our definition, namely income.
Consumption expenditure'may bea good proxy for income, butitis a”
proxy, and it involves compromises. For example, relying on
consumption expenditure data tends to seriously underestimate the
overstate that of the poor, because
income of the rich and to (relatively)
ion of income is spenton-consumption as we go up
mulating income and
“asmaller proporti
the income scale. (The rich get rich by accu!
wealth faster than they can spend it, whereas the poor may often be ———
CaThe Centrality of the Middle Class 133
spending their income faster than they can carn it, that is, they maybe
living on credit.) All the difficulties discussed so far are conceptual and
would apply even when the data collection Process is assumed to be
perfect. This is never true, of cot
urse, and we must also consider the
Problems of errors, omissions and biases specific to particular data
Sources (for example, in the case of the NSSO data, its under-
Tepresentation of urban non-poor households, or its sensitivity to the
reference period). Thus, empirical considerations may lead us away
from the conceptual attributes decided upon in theory.
The main point ofthis extended example i to illustrate the logic.”
of definitions. All definitions are motivated. by a larger theoretical
Purpose and are more or less arbitrary—they prompt us to use one set
of criteria (rather than other possible ones) in the hope that this will
* yield-useful insights, However, theoretical definitions can never be
operationalized in their exact form because the available empirical
indicators never match the definitional criteria perfectly—there is
always some ‘slippage’ or gap between the two. It is not the existence
of this gap, but its extent that is important in judging the worth ofa
“definition. As long as it is empirically plausible, a good definition is
one that is ‘good to think with’.
Thus, contrary to what commonsense might suggest, defining
class is less about correctly identifying a pre-existing social group, and
‘more about deciding what kind of social group itis useful to identify,
Of course, ‘useful’ here means helpful for understanding society, so it
is clear that only information on really existing groups is relevant.
But the opposite is not true—just because a group exists, it does Rot
follow that knowing about itwilhelp ws analyse or understand society
better: eae : . 5
‘This distinction has often got obscured in discussions about the
Indian middle class in the media and in popular literature. For these .
and other reasons, the conceptual rationale for particular definitions
of the middle class, and the various kinds of slippage involved inis
empirical identification have not received the careful attention they
demand. _134 Contemporary India
» fH he ‘
‘THE MIDDLE CLASS AS ‘CONSUMER CLASS’ boa!
ave been those that have
segment of
s'a specific
= lew econo!
i
crs. During the early 1990s, whe: v
of liberalization was getting underway, there was cons
excitement among marketing experts about the hinge numbers O°
potential consumers that this class might offer to global corporation
ee eHaatthe Indian market for the first ime since Independence. SOO"
Sich & far as to estimate the size of this ‘consuminy
illiaii, of 30 percent of the Indian populati
Geir that these overblown estimiates were the products of the
deliberate hype stoked by vested interests. :
ven if it is casy to conclude that 30'per cent is far too high @
number, we siill have to. determiné where to draw the lines that
distinguish the middle class from other classes. Itseems obvious that
the middle class’ should'exclude the rich and the poor, however We
define tliese categories; but it is not so clear whether the middle class
should include everyone who is non-rich arid non-poor. Is the middle _
class a purely negative and residual category, or should italso involve
some positive characteristics? At this point, it becomes impossible to
bers of
avoid discussing absolute levels of income. 2
‘able 1 (based on data'from the NSSO’s 55* Round survey)
provides a summary statement of the distribution of the monthly per
capita consumption expenditure in India during 1999-2000. Where
on this spectruin’ would we locate ‘the middle class’, and for what
reasons? . ; : a
This starkand simple question helps us to pinpoint the sources of
_ confusion in éven the simplest ‘consumer-segment’ definition of the
middle class. Let us note, to begin with, that defining the middle class
as merely a grouping of consumers does not involve any explicit
stipulation of the levels or types of consumption. Nevertheless, it is
clear that the ‘Below the Poverty Line’ category is not incontention
for inclusion in the middle class because this category will not be
ae
4
j_most niarket surveys) is. to
The Centrality of the Middle Class 135
participating in formal markets in any significant way. All the
Consumption of people in this category will be routed through =
fnformal markets tied to employers and/or creditors of various types
But everyone from the ‘Above the Poverty Line’ category upwards is”
presumably participating in formal markets to & significant degree:
Peo do we include and who do we exclude from the middle class?
TABLE 1
Estimated Class Composition of the Indian Population
Expenditure Data, NSSO; 1999-2000
Based on Monthly Percapita Consumption
Rural India
Description of Class. [Monthly Per Capita | Per cent
Expenditure Class [of Pop
"344 “Rs 458 or Less:
Sapita
Per cent] Monthly Per
‘of Popn | Expenditure Class
Rs 329 or Less
Below Poverty Line
Population
Above Poverty Line | Rs329 to Rs 470 33.8 Rs 458 to Rs 775,
Next 4 classes
Less Poor _~ +] “Rs 470 to Rs 775. 24.7 Rs 775 to Rs 1,500
Next 4 classes ..
Non Poor Rs 775 or More 79 Rs 1,500 or more
“Jop,2 classes poe
_. | Ali Classes 100 Ml Classes
estimates of the
Rs 329 & Rs 458 were the official (Planning Commision)
respectively, in 1999-2000. Source: NssO
Note:
al and Urban India,
Poverty Line for Rur
55* Round
that to speak of ‘the middle class’ as
Ivis'amply evident at this stage
ution (adopted by
a single entity is not very helpful. The obvious:so!
divide the spectrum of consumers into
different levels or segments suchas ‘A, ‘B,C’ oF “upper, ‘middle’
and ‘lower-middle class’, and so on. Note, however, that jtmakes sense
to continue to refer to these segments 3S belonging to a larger class
called ‘the middle class’ only if they have more in common with each
other than they have-swith groups outside the middle class. This is a
matter forempirical investigation in each given context, but is often.
forgotten or deliberately ignored. For example, a group thatis actually_
-136 Contémporary India
Part of the upper class (in terms of lifestyle, income levels, gusicudes or
other criteria) may prefer to conceal or play down this fact by poo is
On calling itself the ‘upper-middle class’. On the other hand, a group
that is actually part of the lower class may wish to pass itself off as
‘lowgr-middle‘class’, and so on.
Cin short, the
than" ial descripi
connotations rather than itThe Centrality of the Middle Class 137
| be some truth to this, and so itis important to turn to other sources of
nationwide data to see if this makes a difference to notions of the
middle class.
Table 2 presents data on possession of consumer durables from
the Market Information Survey of Households (MISH), a huge
annual nationwide survey conducted by the National Cotincil for
Applied Economic Research. MISH has a sample size of 3,00,000
households which is much larger than the 1,20,000 for the NSSO big
sample'surveys. Moreover, 70 per cent of the MISH sample is devoted
to urban India because the survey is interested in consumption of
manufactured goods. However, because of its large sample size, the
absohtite sainple for rural areas in MISH is larger than the absolute
size of the NSSO rural sample. It can thus be argued that MISH is a
useful counterpoint to the NSSO survey reported in Table 1.5
: ‘TABLE2
Possession of Consumer Durables by Iadian Households
Percentage of households [Link] the rélevant consumer durable item
Consumer Durable [> Rural India Urban Indig ‘All India
tem | 1985-85 1995-96 | 1985-36 1995-96 | 1985-86 1995-96
Bicycle [303-529 352. 486 317 S47
Scooter. 0.6 240] 61 15.9 24 6.0
Motorcycle 0.7 in 2.6 3.6 12 29
Pressure Cooker 34 13.0 325 563 3 233
Miker/Grinder 06 234 109 ° 301 34 108
Refrigerator» ~| 03 20 88°. 252 26 86
B&WTV Se. | 1.0 5° 1534 15.1 45.6 47. 240
Colour TV Set.- | . 0.1 26 40-212 i279
Washing Machine | - 0.0 |” 05 14-1090 fm 04 35
All figures in percentages, rounded to nearest decimal. Source: I. Natarajan (C4),
India Market Demographics Repo 1998, National Council for Applied Exonomiec
Research, Chapter 4. s
~ ‘Since the possession of consumer durables is acommon indicator
of class status, Table 2 provides a useful Overview of the probable size
of the middle class defined in different ways. oT138 Contemporary India
je 1:
Bible 2 also reiterates the sobering message of 73? He sale cls -
little room for extravagant estimates of the size of sed a colour
_ when less than 8 per cent of Indian households possess" 0 o
- setin 1995-96; less than 9 per cent possessed a refrigera pan d by only
per cent owned a scooter. Even a pressure cooker was 9" 7
f households. ; ible
wee coronas with concrete data alerts us to the Peale
biases that may be involved in statements made about & * middle
class. Italso helps establish qyo general features of the In i els of
class considered as a class of consumers, even when See
consumption are not specified: on the one hand, in terms of a! ie
numbers, this may be a very large class by world standards; on |
other hand, it is a very small proportion of the Indian population,
although its magnitude can vary somewhat according to the precise
definition chosen. This is why the claim that the middle class
represents ‘everyone’—though it is usually implied rather than
explicitly stated—is so clearly untenable in India. °
Empirical exercises like this allow us to detect the ideological
sleights of hand by which the middle class presents itself as a largé
plurality representing everyone, although itis, in fact, a small minority
that usually speaks for itself. When confronted with such claims to
Tepresentation; it is always useful to’ examine the concrete sccial or
economic location of the groups being spoken for or doing the speaking. -
The next time you see an RK. Laxman cartoon or watch a post-budget.
“television show, remind yourself that ‘the common man’ belongs to ”
the top 10 or 15 per cent of the income
you feel slightly odd; which is
beyond commonsense.
distribution. This may miake
awelcomé-sign that you are lookingov
The Centrality of the Middle Class 139
strength is always relevant. The more important point about the
‘consumer-segment’ definition of the middle class is that it is much
too narrow to capture the critical, multidimensional, role of the middle
class in post-colonial societies.
ALTERNATIVE THEORETICAL DEFINITIONS OF THE MIDDLE CLASS
Here are three hypothetical definitions of the middle class that may
be ‘good to think with’. They aré theoretical definitions, and are
prompted mainly by their promise in highlighting crucial aspects of
post-colonial societies. However, their empirical plausibility must also 9
be examined, and possible sources of empirical evidence explored.
1. The middle class is the class-that articulates the hegemony of the
ruling bloc; it both (a) expresses:this hegemony by translating the
relations of domination into the lariguage of legitimization; and (b)
mediates the relationship between classes within the ruling bloc, as
well as between this bloc and other classes. :
The term articulation is being used heré in the double sense of
giving voice to, as well as linking or connecting in a flexible manner.
As [Link] of the ruling bloc, the middle class‘is responsible for
imanaging the discourse of legitimization; this includes both the
process’of production of this discourse, as well as the subsidiary
practices necessary to enistire'that it ‘takes hold’ as the common sense
of everyday life. Secondly, this class helps to manage the relations
.between ‘industrial-financial‘and agrarian capital within the ruling
bloc,and to mediate the relations between the ruling bloc and the test
of society. The importance of the middle class is greatly enhanced by
the fact that coalition is the necessary form of the ruling bloc—in
post-colonial India, no single class is ina position to build hegemony
alone (Kaviraj +988). -
The main axis around which hegemony is built—and which
also explains the peculiar centrality of the middle class—is the
developmental state. In the early years of independence, the transfer
«ie Contemporary India
i lass lea
ige from the middle-cl
Ens of the newly autonomous
ns of colonial
ders
of legitimacy, power and moral pres
of the freedom movement to the masters of the new!
state was almost seamless. As is well known, conditions eee
backwardness produced’ remarkably inclusive consensus 01 TE.
for sate-led, industry-based investment programmes O" 8 Tr
scale. The hegemony of the ruling bloc thus had to operate SWOT
a se de
a
critically dependent on middle cla:
need
the dominant legitimizing
functionaries.
‘patriotic production”
Given that, during the Nehruvian era,
i ks in the idiom o} :
pe Stoeytaenae d the state apparatus that it
(Deshpande 1993), the middle class (an : '
controls) adopts the posture of the ‘proxy’—of representing (acting on
ry, the patriotic
behalf of) the true protagonists of national histo!
producers. The technicization of development, and the enormous
prestige of scientific technology also provide the middle class with a
significant measure of legitimacy,
2. The middle class is the class that is most dependent on cultural capital
and on the mechanisms for the reproduction of such capital.
Cultural capital is undoubtedly a form of property that remains
under-researched both theoretically and specially empirically. Even
the few available attempts to theorize it (suchas those of Alvin
Gouldner or Pierre Bourdieu) need to be adapted and modified before
they can speak to the Indian situation.’ But there can be little doubt
that the middle-class more than any other is defined by its ownership
and control of cultural capital. = sectesee
“For the middle class, such cultural capital may consist of particular ~~”
types of identities (caste, community, or region) and competences
(educational credentials, linguistic and other social skills)? Such
_forms of cultural capital fulfil at least three attributes of property: they
confer tangible and psychological benefits: they can be privatized.
thatis, others can be excluded from enjoying their benefits; vod, Galt
~ >they-can-betransmittedacr i easiand, finally,
ak “ee ‘oss generations: However; the mede-ef its
.-The Centrality of the Middle Class 141
unique: an identity or
ansmission or inheritance is
other
reproduction, tr
weit cannot simply be handed over from person to person (as ote
cconemicassets can), but has to belearnt afresh. Atthe same time, this
Jermiot mean that everyone has equal access to cultural capital—as
ts play a decisive role.
with other forms of capital, initial endowmen i
Cultural capita isalso peculiar in thatitincludes characteristic patterns
of consumption, as Bourdicu (1984) has shown. Such consumption is
to be conceived in a broad sense, to include not ‘only the consumption
ofcommodities and services but also of more abstract cultural entities
such as ideologies, beliefs and stereotypes. :
But the most complicating aspect of cultural. capital is that it is
frequently invisible as property, butis socially misrecognized as innate
ability, or ‘merit’. Members of the middle-class are, asa rule, owners of
cultural capital; they may also possess innate talents, be hardworking,
disciplined and so on: ‘But in the self-image-of the class, its
achievements are solely due to innate ability, never to inherited cultural ”
capital. The important question is whether cultural, capital can be
treated on.a par with other forms of capital (e.g. land, wealth, [Link]
on) and be subjected to social regulation in the same way. Isit to be treated
as an ‘ascriptive’ or an ‘achieved’ attribute? ‘To what extent can society
tolerate, encourage or redress disparities in this form of capital? These
are critical issues not only for the middle class, butalso for the rest of
society.
3. Asan increasingly differentiated class, the middle class specializes in,
the production and dissemination of ideologies; its elite fraction.
specializes in the production, of ideologies; and its mass fraction engages
in the exemplary consumption of these ideologies, thus investing them
with social legitimacy. .
In concrete terms, the elite segment of the middle class can be
thought of as including the ‘intelligentsia’ in‘the usual sense (Béteille
1989), with-a special emphasis on professional politicians top
bureaucrats, media persons, intellectuals and other ‘specialists in
; legitimization’ as Gramsci puts it. The primary function of this
~142 Contemporary India
. ith
- « leostimizing ideologies along witl
segment is to produce and transmit legitimizing area However,
i i 4 ust -
the peripheral social practices necessary to s social
eat an elite fraction by itself docs not have te eae =
weight—the moral volume and density that om pa Po ete
i i F ife
make these ideologies take root in the oe Se ren G
The ‘mass’ segment of the middle class per! : : Ay
lending enna apparent substance to these ideologies throug!
force of example. By playing out their role as coulis aa sineste
believers of the dominant ideologies, the mass seeeencny re mice
class (what are commonly referred to as. the middle-mi paper
the lower-middle classes) enables such ideologies to take 1
‘stick? 5 .
Although the above definitions are hypothetical ones suggested
as food for thought, some indication of the ways in which they me
be useful for understanding the Indian middle class can be [Link]
the following historical account.
Middleness in the social history of the Indian middle class(es)
Three main reasons have been offered for the special salience of the
middie classes in colonial contexts: (1) in peripheral societies
characterized by ‘backward? capitalism mediated by colonial rule, the
industrial bourgeoisie is a relatively weak class, and the intermediate
classes: (specially the intelligentsia and the professional-technical-
managerial elite) is correspondingly much stronger than in Western
contexts; (2)-in such societies, the [Link] towards capitalist
. development occurs after indepetidence undér the aegis of the
developmental state, and the middle classes dominate the state
apparatus; (3) partly because of the above two reasons and partly
because they often’play a leading role in anti-colonial struggles, the
intermediate or middle classes enjoy great political legitimacy which
Prompts them to go beyond their ‘intermediate’ status and try to
reproduce [Link] a dominant class (Ahmad 1996}.The Centrality of the Middle Class 143,
In India (as in many ex-colonies), the contemporary importance
ofthe middle class and its pos ere shaped by its
in was
po compelied by circumstance to allow
oe
this clags. The imperial p
85 to educate and Westernize 1eIF so that it Ou Fi SouTd Supply she
‘At the
same time, it could’ 1¢ allowed the full measure aes TeETaSis,
ted
which were inevitably thwarted at some poitit It is these'd
elite who helped give birth to the idea of the nation, and in time, toa
nationalist movement (Anderson 1991). As is well known, middle-
- class professionals (specially lawyers) dominated the middle and upper,
level leadership of the Indian National I Congres ss (Misra 1961).
u(t class acquired’a,
~ “Te is hardly surprising, therefore, that'd
stranglehold on the state apparatus after im iependence, and wi
eleyated tothe position of: indispensable m« member of the, ruling
fie domninianié Segmiéiits of which were agrarian capitalists and
thé*fhdustrial and financial bourgeoisie (Kaviraj 1988, Rudra 1989,
Bardhan 1989, Beteille 1989, Iyer 1989). Given-that this class helped
to create and maintain a ‘native’ public sphere in the colony (Chatterjee
1994), it carried over this role into the post-colonial period.
Perhaps the main function of the middle class was to build
hegemony.” This was a function it partly inherited from the Western
history of modernization/capitalist development and the emergence
there of the contemporary forms of the bourgedis-democratic nation-
state with a rapidly evolving economy. By the late nineteenth century,”
the Western rolé model of the middle class, (as famously g articulated ~
s. like Matthew7Arnold) ‘was ready. [Link] and
» by ideolos
i iP. members of the emergent Indian middle class—urban x
Is, white-collar workers in government and in ee id
igentsia—s consciously i invoked this
mori privileging of the > middle class."" ~
““Tarthe Indian cont mn context, ext, this moral privile
the colonial pe period, , of an ethical ir imperative to la
“The nationalist revival in the flow farniliar strategy:
Coe— §
144
Contemporary India
, while at the same
Western
THE MIDDLE CLASS AND THE IDEOLOGY AND PROCESSES OF
DEVELOPMENT
Although we refer to them as members of the middle classes, the
leaders of the nationalist movemerit were mostly members of the social
elite who had taken to the new urban professions; particularly the law.
It is only in the post-independence phase of Indian history that the
middle classes in the contemporary sense emérged, consisting of people
who were notsubstantial property owners, and who were dependent
on educational and cultural capital and the professional careers: that
these promised. / oo
This post-independence middle class was entirely a product of
the developmental regime. This was true both-at the ideological arid
institutional levels. Ideologically, the particular notion of development
that-held sway in the Nehruvian era conceived of it as primarily a
scientific-technical process over which professional experts should
preside. The state, assisted by such experts, would bring about
development on behalfof and for the people who needed and wanted
development gave Primacy to the bureau i
on
ofthe middle classes, - i aie:
——. Té-this was the‘demand? side-of the mutually’ supportiveThe Centrality of the Middle Class 145
ween the middle class and the developmental state,
ide. The massive expansion of higher.
hhasis on scientific and technical training,
all this was
relationship be
there was also the ‘supply’ s
education and the strong emp
swelled the ranks of the middle classes. Most significantly,
seen not as providing unprecedented opportunity and encouragement
for the middle class, but as part of the great task of nation building.
The middle class itself could participate in this task in the same spirit
of high-minded dedication that pervaded all state initiatives in these
initial years of unbounded hope and optimism.
‘This Nehruvian high-mindedness and the powerful sense of
moral legitimacy that it engendered was an important factor in
rendering invisible the unequal benefits that development brought to
diferent classes, castes and regional groups. This could nov be kept up
indefinitely, however, and eventually the failures and unforeseen
consequences of the development process helped undermine the
ideology of development. Although they were not noticed at the time,
the chain reactions were set in motion in the early post-independence
period. These led, by the mid-1960s, toa pervasive multidimensional
crisis that ended the Nehru era and decisively changed the trajectory
of the nation.
Tthardly needs stating today that the development idea is no longer
dominant. What needs to be emphasized, however, is that its decline
was only partly due to its own failures. In other words, it is not so
much that the development process itself has failed—the historical
record on this countis a mixed one—but that development-as-ideclogy
no longer resonates with the changed ideological context at the
national [Link] Jevels. Just as this context once exaggerated the
promise of development, today it is magnifying its real and apparent
failures. It is not coincidental that the decline of the developmental
state is accompanied by the differentiation of the middle class which
had experienced a phenomenal growth under its nurturance.
The rhetoric of the Nehruvian era had seemed to issue an inclusive
invitation to all members of the nation to come and play the role ofthe
secula-modem Citizendevoted To the task of nation building, However,146 Contemporary India
despite the absence of any overt attempt to constitute an eo
(rather than an inclusive) ‘audience—despite, that is, their app’ ie
‘openness’—nationalist narratives also served to differentiate sy “
than unite. As it became clear retrospectively, eve. that most mode!
and universal of languages, Nehruvian secular-socialism, ne
harboured subtle strategies of exclusion and selection. The secu
modern citizen, though he remained unmarked in public one
turned out upon closer ‘examination to be the simultancously familiar
and-elusive middle-class subjectgyhho continues (© claim the pre-
modern privileges of ‘community, caste, gender and region.
Coste was a particularly prominent marker of this middle-class
subject, as discussed in the previous chapter. One indication of this
can be found in the fact that, in everyday language, the term ‘middle
class’ often fianctions as a code word for ‘upper caste’. It is only very
recently that the stranglehold of the upper castes onall middle-class
jobs, specially in the technical-administrative sectors, ‘has been
Joosened. The NSSO data for 19 din the previous
199-2000 discusses
chapter suggest that the Hindu upper castes are heavily, over-
represented in the top-most MPCE class in both the rural and specially
ly 59 per cent of-this
the urban areas. They account for approximatel
d 40 per cent of this
class (Rs 1,925 or more) in urban areas, and aroun
class (Rs 950 of more) in the rural areas, although they account for
only about 18 per cent of the rural and around 27 per cent of the urban
population.”
‘THE DIFFERENTIATION OF THE MIDDLE CLASS
Itis not surprising that the possible consequences of thé symbiotic
relationship between the developmental state and the middle classes
were poorly understood in the Nehru era. The standard approach was
the. naive, unidimensional one of ‘increasing the pool of scientific and
technical manpower’. Such an instrumental view failed to accord any
agency to this ‘pool’: that itcould constitute a powerful pressure group
—waith desires and-ambitions of its_own.da not seem to have been
&The Centrality of the Middle Class 147
rgence of the “brain drain’
only with the eme!
lem drew
fate 1960s and carly "70s that the probl
both as a cause and partly as 2
ology of development, one
the developmental
anticipated. It was
phenomenon in the
attention. By this time, however,
consequence of the weakening of the ide
could no longer be confident that the middle class,
state, and the nation were marching in step.
While the issue awaits detailed investigation, it would seer that
the middle class during the Nehru era was not only smaller in absolute
size, but also relatively more homogenous than it appears to be today.
(Or perhaps a more accurate way of putting this might be that only a
relatively homogenous fraction of the middle class was centrally
involved with the Nehruvian enterprise, the regional middle class
and other suck less horriogenous elements being excluded.)
seem to have been two major growth spurts, which also resulted in
-f” greater diversification of this class: one, during the late 1960s and
‘early 70s, the other in the decade since the mid-1980s. As an initial
mise that the first spurt marked the end of.
While the'second the era of
There
hypothesis, anie might sur
‘Blobalization’._ 7
‘The task of identifying the different coherent fractions of the
contemporary middle class is an urgent one. Undertaking this
concépituial-empirical exercise may, in fact, render the term ‘middle
class’ redtindant, which is an unsatisfactory one to begin with. What
could be the various axes along which we: might differentiate all
members of that residizal income group (not rich, and not poor) which
forms the carididate-pool for this class? The answer would depend, of
course, on whiaé.we wish to do with our definitions/criteria (Wright
1985); what follows is only an. illustrative list of possible criteria.
Ifour aim is to exarmiine the role played by this class in building
and maintaining the hegemony of the ruling bloc (as was suggested
above), a first cut distinction could be made between the ‘elite’ and
‘mass’ fractions of [Link], the one mainly involved in producing
‘and the other in consuming legitimizing ideologies. This would
produce something like an intelligentsia vs tower=and-middle=middie~148 . Contemporary India
it (Rudra 1989). ‘cultural
eee ed could bede OPS ca ae
- capital owned by different fractions of this class. This oeechnical=
something like an occupational distribution, with tect |
professional groups, generalist administrators, ae Scene
professions’, various categories of white-collar workers, SE esol
Access to languages could be an interesting indicator o ce,
character of different middle-class fractions. One cou! Pe
division into: monolingual English speakers; a barege Sree
segment consisting of a) those whose first language. is j lish. bu
who have a firm link with some Indian language; and b) U . es
first language [Link] Indian one, but who are confident in : ing a
well; and finally, a large group which is rooted in Indian languagy
and has no real access to English. ,
Amore broad-based division between the globalized, metropolitan,
and regional fractions is also possible. This would give due weightage
to the sphere of influence/action of each fraction. To these shou! F
pethaps be added (at least since the greén revolution) a rural-base«
fraction, which continues to have its main base in the rural/agrarian -
sector but is also a significant actor in the regional urban centres.
Whatever be the actual ways in which the middle class may have
become differentiated, the basic assertion being made here is about
the fact of differentiation. The loss of hegemony experienced by the
[Link] developmentis related [Link] process of differentiation;
the ideology loses its addressees;:its [Link] various fractions of
themiddle class evolved:in their different ways, their perceived self-
interests took them further and further away. from the nation-state.
/ and the:divergenice between the ideology of development aiid the
tiddle class increased Over time. In essence, for the most influential
and powerful elite fraction of this class (which would have supplied
____ thesecond generation of. Nehruvians),
+ Jor their dreams and aspiratic
ions. This is due to the decline of old
as much as the rise of new
u Ones—the emergence of sul
— loyalties as well as the lure of | transnational identities.
ideologies
b-national
the nation is no longer the canvas °ae
~ identities. Such idéntities may soon’o!
The Centrality of the Middle Glass 149
GLOBALIZA DLE CLASSES ,
" ee
deologies,as Louis Althusser has tau
the tree falling in the forest makesasoun
tg hear it, Itis when a connection is made
‘addressee’ when a person or social group feels themselves addressed
(interpellated, hailed) by an ideology —that it becomes effective. The
rise of the new ideologies of ‘adjustment’ and ‘globalization’ must
therefore be understood partly in terms of the emergenct of ‘new
publics’ who see themselves reflected in the identities they offer. The
Jifferentiation of the Nehruvian middle class has created new
audiences that invest these ideologies ‘with meaning.
‘Who are the publics addressed by adjustmentand globalization?
What do they promise to whom? Why do these groups believe in
once again, await investigation. While
these promises? These questions,
there may be a significant body of work now on the sectoral irhpact of
adjustment and ‘globalization—the ‘economic promises it makes to
different classes or économic groups—the socio-cultural aspects oF
these equations are still to be studied. [Link] pointis that the direct or
most important economic beneficiaries may not necessarily be the most
effeetive or important forces responsible forthe success of the ideology
on the possibilities presented by
“Tn a wide-ranging argument
globalization, Arjun Appadurai (1997) has suggested that new, ‘post-
. The intensified global
patriotic’ identities may be emerging toda
le, capital and technology have led toa
flows of images, ideas, peopl
situation where national borders can no longer contain ‘diasporic’
(fer more progréssive’and
‘TION AND THI NEW MIDI
ional phenomena;
ight us, are relat
there is someone
d only when
between a ‘message’ and its
emancipatory alternatives to‘national identities.
‘The implications of this argument are such as to pre-em)
whole question of comparisons with development. Appadurai sees
great promise in the transcendent ideologies, organizations and
identities spawned by. globalization-Such a transnational telos could
provide a substitute for development, one that does not require the
nation-state as its condition of possibili
pt the
ty-In fact,the reach, ofthese. =150 Contemporary India
i ‘nati n even
transnational identities and organizations is such that they cai ee
act as a check‘on the predatory nation state (for example, Ami
« a iv
International, or politically powerful groups of ‘non-residen
: nationals).
The constituency for such a view is likely to be found among
Privileged diasporics newly exposed to, and seduced by, the charms of
Zmulticulturalexistence in a globalized world. However, this is already
being recognized as too naive a view, as shown by the recent a
controversies around the differences (of class, gender, nationality,
ethnicity and so on) which distance different fractions of the
cosmopolitan group from each other. Perhaps one needs to concede to
it the ambiguity that is claimed on its behalf, but this too is far from
being a settled question. ?
But if there is one class for whom inne of globalization,
seem to clearly Gutweigh [Link], itis the ¥4 iddle class, particularly
{ upper (managerial-professional) segment. This class segment is
today interpellated by globalization’in thé same (or perhaps more-
intense) way that, a generation or two ago, it identified itself with .
development. Indeed, much of the celebratory thetoric about
globalization emanates from, and ‘is. aimed at, this group. Having
consolidated its social, economic and political standing-on the basis of
the developmental state, this group is now ready to kick it away as the
ladder ito longer needs, :
This class segment has expe
development and globalization.
rienced no discontinuity between
—it has made the transition smoothly.
h nn is a change in its social stance vis-3-vig .
other groups within the nation. From its
avon, this class has now graduated TORRES ng OL sels a Portes at
of the nation." That is to say,
to represent the People (wh
£0 Fepresent th 10 alone were thought toc
nation i tie eraaf deve pment), but rather that ig
~~ cuage in the World view (and self-image of th
ite can be found al at)-[Link]
ind all around us; its con
: ao
the middle class no longer