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IFS

The document discusses the role of financial institutions and markets in economic development, highlighting their importance in wealth creation and investment facilitation. It outlines various financial services, types of markets, and the regulatory framework governing these entities. Additionally, it emphasizes the significance of small and medium enterprises in promoting balanced industrial growth and the need for financial assistance and technical support in this sector.

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abhaymohanty2000
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4 views47 pages

IFS

The document discusses the role of financial institutions and markets in economic development, highlighting their importance in wealth creation and investment facilitation. It outlines various financial services, types of markets, and the regulatory framework governing these entities. Additionally, it emphasizes the significance of small and medium enterprises in promoting balanced industrial growth and the need for financial assistance and technical support in this sector.

Uploaded by

abhaymohanty2000
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF or read online on Scribd
rovide a tink between § Rovestmenst pe creation weatth and te _pererat j adjustment _% the Compasition e ot wea Hh. j Features 24, wFs J 2m @ vital vole fo _econemtc _deudopirenl oy a j + Mien both srg _& Zoveptment ae =a 2d inky erp _& fovestor . + helpy to allaatton Yisk - 2 cilitater, expansion franctal markets - a a0 fieonetat ceepentog § _Brondentog V y) Structure oe Fnancal re Financial System T — L u Financial Institution Finandal Markets Freandéal Assets Financial Seniceg | } Jl [é ees Beokies non- ee ae sired soma Fund Baned mo | Service “Service me aL Mee pt Capital seasion tire aseuc manga + Co- Opevati ¢ Dieses ties \set: Reckove, Contumer — Mechawil Basking, 4 Becket seg oe Regfonat Lures Creat t, Aosurance « » Foreign + Commerial — Pitvale, publ Bank . ; Co-operative ‘ a | + Regina Laurel Bank 7 Caqat hi krishea | 4 Soran Bank 7 HSBC, A mentan expres pak Oa bb. Non-Banking gifs Anstitution 3~ - Sepa that Reerlaterte baok - related sien Sewer but doe’ inst: have > Wenner. 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Crtiycate By Deposit» e “Thepe ate uogecuved, oe notes tepued ata Atecoust to the qo 2. GEPD market Meanp eement to repurchape Sel\¥ng Qa Seu? at a Ipredetererined Unorgantped Money Markets :- q = needy Ee & Srna! — businesman, Bankes oats tony whe Reaiwe Pe Usban arean + —Z fon Banking Firancial Compa Broker Einane TTranrjormation cation 9 enancial Services. Capttal Market Ansittutionr : ~ Capital Market 9 “The Market where Traded. known ax copttal Ma bonds and equttien _ are Financtal Aashuments shaded — in capttal , Market 1 # equily _teshumests } Ansurance _fashuments 9 Foreign exchan: Financial Advisory Services - =2_Gopastnrcl ure dlebetopenect + promotion 2 new _veotarer . ADBI Bonk (Andustial Development Banke By Bests) 1aeu TH provides cred & other {énanctal Aperliis poo othe _rckon ALaclustey « ; V technical & administrative the _cleelopmest a provicting assistance. Jor premotion « ralagemet Gir Rsht. fps 7? Generation 4% abe f mobjte tives — sae 5 f | + promoting Small § Medium Enter priten | = a 4 Careprenelurtal __ Levelopment a f f f 4 +) -Reatonal Development + Balonced. Indushtal Growth r + Risk Mitigation a + —scheel upgradation T 4 Qllabration ith other ces Dastttuttons | ik — 4 pres co % Dejautt fr coltecton 4 Tee a Hd vate yecordh k A 4 dad Technteal Support > Gheclequarte Resources. se 2 NA Board memberp —> nomPaaled by Stale gout oy aby gpel a a RBI & 3B are to Represent SKheduled bake) 7 Co-operative. -7 a =r elected by tom [endaeall shareholders” ¢,, f Se timp. for ert Tea i Functions oy SFc'r y # Financtal Assvstance +o Andustyies repayble satthin 30 40m 7 + Gdn ath loans by ‘industval Concerny repayble w'thin seg + erent -the %ssue 4 Stocks Shares bond , that are 7 betag, Sippened within = fh | 4+ Acting ap an agelt 9 the _cenbel govt @) slate Govt | Bi Gwiandca, dleperved! ican tah arr ‘ FY Andustial Gedit and Anuertmenl | Corporation 4 Andra (tered) ” 1a55_ ae r Established ie ___developthg —medtumy and Small 4 Aadustvies tm private 7 sector a q He T Objectives s— * To assish tn creation qth & moderntzatton 3 blew . A # To_encourage Sod _promele the _Tovslvement _o inter & external MI capital Sources 4 Te motivate Private ewonershtp 2) Srchushtol Flovestenent 4 To Rovide Equipe? france fyranc jor rehabilitation Trdlustial units. 1 * To Provide = &xam Bank O, Andra €xport —Amporl Bank © Andaly er ajulictian Sppeto, x _VEatenaivonal “hade . * ot pean ras # Credit Anpurance + Guranters acd setters © romnstion ‘ foci — Hater oe Besa: Met igatio wth ete ‘oral = Standard, . 4 ae Aorovetion . Servicer + - + Maeaketing —fivison + Research “and aca * Export advis Services X “Term — depostt ¥ scheme . —— ae _ National Small Arcustial Rewdlapgnat Comprat ton Wyssng Tthe __ main _ objecttve Abe Conporateny ol 2 piameten au tadusteie, — vather tha eins “4 Bi La | Provider agstsiance te cotton, quate. and x = | 2 pr credemization . napaian al ane » Secktepreneunfal Support - Functiong ey ute + a nn Financial Asststance | , ae + promotion Andusteep. a me | pret —_ ~ Eqety partietpation 4 Techno — Economic Studies 4 Arlyastureture evelopment f ope 4a — BCG Cirte Ansurance Corpera tion & Aodia) 1956 Assets uncles Management > E4¢ a4 fetilion. ax ey Mirch 2003 QUE Insurance ompanie. bi a — Functions fal Emcor oy Satog requesting people Contitbution — i 7 exchon: eran Fopurance _polfay. + pan acs the people's ptt ae ating ae toto. ze * ae insurance __ Covera pea eee eee Lea, at Sei ae rates. b. Jeevan Jabh CJeevan Jakshya dl. Aadhar Shilo. + Whole +y plane t+ a. Jeevan esas ; =) a Term assutance plore = hypst Jracciol seusteg for a Spectfe pevtod 9 hie: aqeevan Amay or bb. Tech “Teron c. Bima Shree sar “Jeevan “Teun fovestors & fovest therm fo Variouy avenue , ia Serie jody e\aasn *_Olyesr a Se Yelurn On Snvestment - A Matatain 0 daily price yecord yor unth & Fable thie + Qucte 2 pre" dafly > Pusthaye = ties & Sale prre arts « + Comply with x ee equitvement’ « epinane equiaiceay pie dox oegls’ Gi exemptions td Sche_obectvx ic geo Andeviduals +0 Save & Yoveit. thet mor % To chanmettze the Savings ito productive favestmeot. 10 vide a Saye & Seture “Investment avenue jer ‘verter. % To sel) uetk among at many foverlorg an possible at ope civtleodd Gita. thd wind boldes a Schemes A: The ont Scheme — acy 2. The Unatt linked Ansurane Plan— ait 3. The Children Gil Growth Jund boit scheme — tase. Wo Rajlakshm: Unit Scheme — 1aaa 5. Moothl dncome Voit Scheme 6 Growth & Tocome Unt Schermer. # Money Markets + Ansurance Business + chit Business + Mo Aransjer Service, aisteration | working o NBFC% 4. Submit the Appinatton -to Rear. 2+ Greate an Acoust on the RBI's enltne [Link] oul the application Jom Hheq% to account ttipload the requtred document * Candijted Copte, , Corbi icote + Loar Company « + Fovertmeat ml nance. Comp: er ntd-teren _capiclet “Loves & Mitero | Finence Cerne sxSmall ~ fale financial Sovier ih thy form + Restduary —_pon- Basletng deposit Under any Scheme, te & - Rane Mutuat Binejst Frdance Company iedepasitt | trom tH member & lend nil to cnembert aqanks tabgidle Suuvitie REL Mensuves ane Lege ~Eeguivemersh O NBF en eo Every NBFC Should be reqistered with RBI. PW icab nell cos veqalvements 4 Yeqtsteation wilh Rez, Cicthere_*s ce a sapere publ clepost da. Rate St, Ant eo epost Renoir accept “tb Low | 2, “Ratin NBEC = Necessary _eJove #4 a acceph depostt .V Post 4. Bepostion Should hear Some Aspect io nied while cea money with NBG zig jer loans & ther press + Customer Acceptance policy 4 Customer dents sreatfon | proleduve ¥ Monitoring Pranpacttonn Benn ois a ioae ent 4 Gustomer _Edutatton. RBI's prudenlfal Nownn jor NBIC» t t # Aowome — Recognttion Income form Vanvestment * Accounting Standad ‘ fs I * Constttubon aude} © Comm*Hee i “ Constttutzon nomfnation Commitee | Constitudien g) Bisk Mateazoret Comenittee . + Lsclopine —E Trangpareny | 4 Connected ealeg: qi ES! Cerperte Grporate Governance, + feape ginancing + cred:t Cards & \tve _purchape ¥- ; * Mutual junds + Factortn, + Venture + Gil pa iauating — * cehers traded Funds * Consume _Finanal| credit ro ee I I * Heusteg nance 7s + dosuranke vf 3 , ka —- Te bane * Merchant Baska ne B + Gredet Ratin * Stock Brokre + Secuyitization Kn + Jetter Credit + Bank Gurantee. Bebt + prevent “the _Casex 6) market manipulation, 3 + faantclieg oirnery — & esteas ! + protects Abe Smatt tovertow, Vdeposttor — HK Reductnd violations under lawn. + Mataneg —— fn the onatiat Syren whe ese Lequletory ramework Jor dijjerent sa oandtaly Sc A. Framework fer Banking & Froancing, Sewtoes += Foster Ganka By Ker. 7 Nba as 4 Capital 7 to Ss pseritan, 4+ Appiantmer hamonétanypottay a) tae + Geatt Coho , poe Ae e ¥ Paertorswaled bq 4ee Conteliey 2 + Framework ae: Aopurante George SNe a orderly gest \ 4 excerege powers + Alpdteaton :-Psjakeaieg apes + lee Pouca pelsoeen) SOSarem Ep Ao 4 prjessfonalizalton vapor # Book, Marelainance. Fund Baped Ac ttutties bread under the tnvestrrent Sewices. — Stock, _execha &__stocis basking fostitutionn have a clone tink with the invel_a Securthie, Contrach Requlatiom Act 1956, SCBL reriqeaPi $ ~The & RBI constiute the vequiatory Set up- Nai alain 4. Framework for Merchant peruentss other Services t= | “the unctronieg varfour intermediovies , such ay, Merchant _bankem, underwritdre, brokers. marked - makers ~teqistiars 5 Gavicorn. advertizement — Conpultant; & So on ove seal be | SEBI Guideline, - mm | iv 2) S€@r_GMewhant Ranker) Regulation sae ’ a V)Seer Rela Por _Underwrtters = Tis) SEBr (Broken Sub-Brokers) a2 tv) SE@I Bankers to an cscue) 1aay 2 I Merchast Banking q Merchant Bank "An . organifation that _underusriter Secunttien -for Corporation padvicee Such © clients 2n megerr 6 Sp favolued 19 “the Bonensbip 4 Commercial venture. objectives i FAD assists promole — economtc endeavor. * At provides elec assistance -lo venture Capital - a At build a data bank apn human resources. * Provide Seed Capital +o new Concerns. z presides slnanl Clearance . ial dail Furetionr ( Role 4 Voderwritey 7 + Baoker * Broker + Reatshar + Debertare Trustee * port, lolio Manag D ro Tu Merchant Banky - A. Full. Service Provide a Complete 5 Seven) fe ThE elias 5 Restonat Investment Banks. onttehetted fa 4 gegpephic _kowledg 4 _vaviey_ 9) plete tinge ‘alt iqverloer'l — banken_ompnthe 4 ext Eau Auge) __ prbblueds pol ad tx Par trcalar Alnvestment Banking _Seavrcep * Conporate Counselling * project Coun peli J 4 Management 3 ital Ussuep - a Conporate Advisory Services. * portjolio Manag seeaistane 5 paichag Banker» ae Cektowtes ot Merchant — Bankers ‘cote Io: y-Te cowy on om activi: } * dhe ‘ & final Tssue tie -up Inanciers ve. sued s, Subseip Hen AllontmeA t * Te act a a adviser, tonsuHant. u port foto rane 3 J G u aaa Te vt 4m) aoe) A, :— Te act ar adviser, undervorviter 6 Consultant -to an tscue 4 = = | 7) Category Iv = qt act aH cu adviser @r) Compmuttant +to_an. fssues # 2 - - d a. Requirement ov Gracin Certiyicaless-“The applic i tl wR Shall be a Corporate “ether than ao NBFC.. — i + Should {ill the Capital ee requiresrent On Sposa x should haw the Projesstonal yet jcattooss ul & Should be o }t a _ferieee Person SEBT on “mm Sained applicant” ip Sl ble . shalt ae a ee el T tin or Bede ee + Aper Sei S] Certiprecte applicont tp ttiable te por the jeer ta accordonce “uth schol Toning t Merchost Gant | Lnttal jeer for aye Cook oualfon fee = caleaery a 2.9.5 acl VE sntaoh¥t a ze dtac ¥ 50000 F 4 lac | Z_ 25000 iz a E 5000 | Z ooo 5. Renreunl 2% Certiycate to #3 months Pelore Spey he_pented 04 certeate make an applicatton for renewal fr forn A. 3 The SEBT on bein Se that the sppennt Sp eee for _verewal 4 certifeate Stall“ Gract_@ — Kcate fo Form G. cer ae EN Merchant Banker'p Desperate 2 Code oy Conduct < * Matortatnence Book of Alen » Pecoras ete. 4 Submisstoo 3 tis rly Pesubts 2 4 P ppotatment a le hart Bankern - * ocknusthings obligations. A Appointment a cantons Officers. Mutual fueds Are a prajessionally Managed _Jprm , collective investment -that pool» mon: rom fan investors © invests Tt te Stocks, bond. Gf other Securitiel . Structure y ‘Matval Rees 4 sponsor i oR i + Troster" * Gastodtann, 9 OT | hater 4 * Asset Monsgurert corgae fs f tery bee ic: 1 open - Ended # Clope - Ended Scheer. a Mutual jun Classi jrcatten ey > * Equi } Anterval Scheme 9 (orm bina Whe Feature +Tax - Exe und. “> open bade Rely aaa ¥™i ae Be Bie) seed ¥ Pebt | Tocome funds el TTR EL Fund coved ta be eae | + Gelt quod ne Kroon a, +o) aempT ook a Gorin ns Fhe | + Real Estate junds | % Exchange haded junds * Fund % fend. bto open- End & Cloge- End Schemep - OPend - End Clope - €od Subscription: are vecerved Subscription, are veceived withdraol ce Period | by oygering untts_or share ona Continuoyy baste . Anveston: withdraw und Ubenever they Yequite _voder_vepurchane agreement g tan Have 90 exed maturity Pac { ootlan a yixed (@d Limited ertod > Anvatos are pot allowed Jo withtaw jaod al Aheir chotce t ‘Haye @ eed meatus tod. pe A. equity fonds! a. esive Growth fueds ond b. Growth junds ©. Equtty {rcome or Dividend yeld d._piversified | equity junds as uitys ‘index _Junds oe aa Vaud * oe fyod Sector Juods « ¥ Foreiqn searity und + Mid cap Smal Bcop 4 iiass = option Anwome jar 2. Hubrid jueds a. Balanced junds *b. Growth & Income foods & Reset » Allocation geal 3. Kebt | Income foods a. Diverstyied Hebt 1 _ Tranpperancy a profesional Manage * Biversigcalten Convenience + PRepeasch” + Stabrl: : + Fag : + Fleethiiztys set + Ajlorlabsltty + Liquid: teasing a Least +) rs be Ahe € §) a Certain yixed — apped 0 Sever _@ ‘Contractual , jodie, tax deductible» partie Sevolved io a 1. lessee :- “The per (09 renter % the leaned a ©) _prperty . a Typ4 lerpeee — geet * Corporate Customen with very brah credit Ba public Sector undertaking . Mid Market Companies te Conpurnery. + Cer Customesp "4 Govt dept Ye Author! 19%) erence prance eslussee “The lessee bears the risks. visky |G vewordy asseciated with Abe une 4 oahe t bb-olesene The lessee bears the The Risk i visk 21 obsolescence Wisk or obsolescence, Pe) feape period Leage period upually con feare vied tp ee gnera Cotocides with I Ee Srrali, an the leer “intends | the asnel. sto leaxe the pame anne Several Himep te various wrens. Maotenance The cont repairs & “The Con Mai ctenance are an by Maidletnence are borne © a the Lessee Ahe beso) + Ay tp. sno ony AH th a yuu - but ee out feare «

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