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Chapter 11

Chapter 11 of 'Mathematics for Engineering' focuses on vector spaces in Rn, covering topics such as subspaces, spanning sets, linear independence, and dimensions. It provides definitions, theorems, and examples to illustrate concepts like the null space of matrices and eigenspaces. The chapter also includes exercises to test understanding of the material presented.

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0% found this document useful (0 votes)
4 views55 pages

Chapter 11

Chapter 11 of 'Mathematics for Engineering' focuses on vector spaces in Rn, covering topics such as subspaces, spanning sets, linear independence, and dimensions. It provides definitions, theorems, and examples to illustrate concepts like the null space of matrices and eigenspaces. The chapter also includes exercises to test understanding of the material presented.

Uploaded by

letuana01
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Mathematics for Engineering

Chapter 11: VECTOR SPACE Rn

FPT University
Department of Mathematics

Quy Nhon, 2025

FUQN
Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 2 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 3 / 55


Definition: Subspaces of Rn
A set S of vectors in Rn is called subspace of Rn if the following hold
S1. The zero vector: 0 ∈ S.
S2. Closed under addition: If x ∈ S and y ∈ S, then x + y ∈ S.
S3. Closed under scalar multiplication: If x ∈ S and α ∈ R, then αx ∈ S.

Rn

S
y
x
0 αx
x+y

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 4 / 55


Example: A Subspace of Rn
The set S = {(x, y) ∈ R2 | x − y = 0} is a subspace of R2 or S ⊆ R2 . Indeed, we have
S1. 0 = (0, 0) ∈ S.
S2. (t, t) + (s, s) = (t + s, t + s) ∈ S.
S3. α(t, t) = (tα, tα) ∈ S for all α ∈ R.
In other words, the line x − y = 0 is a subspace of R2 .

Show that the set S = {(x, y) ∈ R2 | 3x + y = 0} is a subspace of R2 .

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 5 / 55


Example: Not a Subspace of Rn
The set S = {(x, y) ∈ R2 | y = x2 } is not a subspace of R2 . Indeed, it is enough to find one
explicit counterexample.
Counterexample 1: Since (1, 1) ∈ S and (−1, 1) ∈ S while (1, 1) + (−1, 1) = (0, 2) ̸∈ S,
then S is not closed under addition.
Counterexample 2: Since (1, 1) ∈ S while 2(1, 1) = (2, 2) ̸∈ S, then S is not closed
under scalar multiplication.
In other words, the parabola y = x2 is not a subspace of R2 .

Is the following set a subspace of R3 ?


S = {x ∈ R | (x, x2 , x3 )}.

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 6 / 55


Note
Rn is a subspace of Rn .
S = {0} is called the zero subspace.
Any subspace of Rn other than {0} or Rn is called a proper subspace.

Theorem
1 The subspaces of R2 are {0}, lines through origin and R2 .
2 The subspaces of R3 are {0}, lines through origin, planes through origin and R3 .

Which of the following sets are subspaces?


1. S = {(x, y) ∈ R2 | x − 2y = 1} 4. S = {(x, y) ∈ R2 | x − 2y = 0}
2. S = {(x, y) ∈ R2 | x − y 2 = 0} 5. S = {(r, s2 , t) | r, s, t ∈ R}
3. S = {(x, y) ∈ R2 | x ≥ 0, y ≥ 0} 6. S = {(r, s3 , t) | r, s, t ∈ R}
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 7 / 55


1 The null space of m × n matrix A
null(A) = {x ∈ Rn | Ax = 0} ⊆ Rn .
Note: null(A) consist of all solutions x in Rn of the homogeneous system Ax = 0.
2 The image space of m × n matrix A
im(A) = {Ax | x ∈ Rn } ⊆ Rm .
Note: im(A) is the set of all vectors y in Rm such that Ax = y has a solution x.
Eigenspace of a Matrix
For any λ ∈ R and an n × n matrix A, the eigenspace of A corresponding to λ is defined
Eλ (A) = {x ∈ Rn | Ax = λx}.
Remarks:
A vector x ∈ Eλ (A) if and only if (λI − A)x = 0.
Eλ (A) = null(λI − A) is a subspace of Rn for each n × n matrix A and number λ.
If Eλ (A) ̸= {0} then λ is an eigenvalue of A, in this case, Eλ (A) contains eigenvectors
of A corresponding to λ. FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 8 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 9 / 55


Given vectors x1 , x2 , . . . , xk in Rn . A vector the form
α1 x1 + α2 x2 + · · · + αk xk where the αi are scalars
is called a linear combination of the xi and αi is called the coefficient of xi .
Definition: Linear Combinations and Span in Rn
The set of all such linear combinations is called the span of the xi and is denoted
span{x1 , x2 , . . . , xk } = {α1 x1 + α2 x2 + · · · + αk xk | α1≤i≤k ∈ R}.
If V = span{x1 , x2 , . . . , xk }, we say that V is spanned by the vectors x1 , x2 , . . . , xk , and
that the vectors x1 , x2 , . . . , xk span the space V .
α1 x1 + α2 x2
α1 x1 α2 x2
x1
span{x1 } = Rx1 span{x1 , x2 }
x2
x1 α1 x1
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 10 / 55


Example
Let x = (2, −1, 2, 1) and y = (3, 4, −1, 1) in R4 . Determine whether p = (0, −11, 8, 1) or
q = (2, 3, 1, 2) are in U = span{x, y}.
Solution: We have
U = span{x, y} = {α1 x + α2 y | α1 , α2 ∈ R}
= {α1 (2, −1, 2, 1) + α2 (3, 4, −1, 1) | α1 , α2 ∈ R}
= {(2α1 + 3α2 , −α1 + 4α2 , 2α1 − α2 , α1 + α2 ) | α1 , α2 ∈ R}.
We now consider the two following cases.
p ∈ U iff there exists α1 , α2 ∈ R such that
(0, −11, 8, 1) = (2α1 + 3α2 , −α1 + 4α2 , 2α1 − α2 , α1 + α2 )
which implies α1 = 3, α2 = −2 and thus p ∈ U .
q ̸∈ U since the following system has no solution
(2, 3, 1, 2) = (2α1 + 3α2 , −α1 + 4α2 , 2α1 − α2 , α1 + α2 ).
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 11 / 55


Check whether the vector (1, 2, 0) is in span{(1, 0, 1), (2, 1, 1)}.

Example
Let x = (2, 5) and y = (1, 3). Show that {x, y} is a spanning set for R2 .
Solution: Take any vector w = (a, b) ∈ R2 . We have to check that there exist α1 , α2 such
that
w ∈ span{x, y} ⇔ w = α1 x + α2 y ⇔ (a, b) = α1 (2, 5) + α2 (1, 3)
which implies 
2α1 + α2 = a
(*)
5α + 3α = b.
1 2
" #
2 1
Since the coefficient matrix C = has det(C) = 1 ̸= 0, then the system (*) has a
5 3
unique solution for any a, b. Hence, span{x, y} = R2 .

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 12 / 55


Theorem: Span Theorem
Let U = span{x1 , x2 , . . . , xk } in Rn . Then,
1 U is a subspace of Rn containing each xi .
2 if W is a subspace of Rn and each xi ∈ W , then U ⊆ W .

Example
If x and y in Rn , show that span{x, y} = span{x + y, x − y}.
Solution: Since both x + y and x − y are in span{x, y}, then Span Theorem gives
span{x + y, x − y} ⊆ span{x, y}. (1)
1 1 1 1
But x = (x + y) + (x − y) and y = (x + y) − (x − y) are in span{x + y, x − y},
2 2 2 2
span{x, y} ⊆ span{x + y, x − y}. (2)
From (1) and (2), we obtain
span{x, y} = span{x + y, x − y}. FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 13 / 55


Quiz
Show that
span{x, y} = span{x, y, 2x + 3y}.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 14 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 15 / 55


Definition: Linear Independence in Rn
A set of vectors {x1 , x2 , . . . , xk } is linearly independent (independent) if the vector equation
t1 x1 + t2 x2 + · · · + tk xk = 0
has only the trivial solution t1 = t2 = · · · = tk = 0.

Remark: A set of vectors {x1 , x2 , . . . , xk } is linearly dependent (or dependent) if there exist
numbers t1 , t2 , . . . , tk not all equal to zero, such that t1 x1 + t2 x2 + · · · + tk xk = 0.
Example
1 If x = 0 then {x} is dependent because, for instance, 1x = 0.
2 If x ̸= 0 then {x} is independent since only scalar c = 0 satisfies cx = 0.
3 The standard basis {e1 , e2 , . . . , en } of Rn is independent.

Theorem
If {x1 , x2 , . . . , xk } is an independent set of vectors in Rn , then every vector in
span{x1 , x2 , . . . , xk } has a unique repesentation as a linear combination of the xi .
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 16 / 55


Independence Test
To verify that a set {x1 , x2 , . . . , xk } in Rn is independent, proceed as follows:
Set a linear combination equal to zero: t1 x1 + t2 x2 + · · · + tk xk = 0.
Show that ti = 0 for each i = 1, 2, . . . , k.
Of course, if some nontrivial linear combination vanishes, the vectors are not independent.

Example
Determine whether {(1, 0, −2, 5), (2, 1, 0, −1), (1, 1, 2, 1)} is independent in R4 .

Solution: For r, s, t ∈ R, suppose a linear combination vanishes


r(1, 0, −2, 5) + s(2, 1, 0, −1) + t(1, 1, 2, 1) = (0, 0, 0, 0).
Thus,
r + 2s + t = 0, s + t = 0, −2r + 2t = 0 and 5r − s + t = 0
which implies r = s = t = 0. Hence, these vectors are independent.
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 17 / 55


Note
The set {x1 , x2 , . . . , xk } in Rn is independent if and only if none of these vectors is a
linear combination of the others.
The zero vector in Rn does not belong to any independent set.

Example
If {x, y} is independent, show that {2x + 3y, x − 5y} is also independent.

Solution: For s, t ∈ R, suppose a linear combination vanishes


s(2x + 3y) + t(x − 5y) = 0
which implies
(2s + t)x + (3s − 5t)y = 0.
Since {x, y} is independent, then this combination must be trivial, i.e.,
2s + t = 0 and 3s − 5t = 0.
Thus, s = t = 0 and so we conclude {2x + 3y, x − 5y} is independent.
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 18 / 55


Theorem
Let A be a square matrix. The following are equivalent
1 A is invertible.
2 The columns of A are linearly independent.
3 The columns of A span Rn .
4 The rows of A are linearly independent.
5 The rows of A span the set of all 1 × n rows.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 19 / 55


Example
Show that S = {(2, −2, 5), (−3, 1, 1), (2, 7, −4)} is independent in R3 .
 
2 −2 5
 
Solution: Consider the matrix A = −3 1
 1 with the vectors of S in rows. Since
2 7 −4
det(A) = −117 ̸= 0, then A is invertible which implies the rows of A are linearly independent.
In other words, S is independent.

Theorem
Let U = span{x1 , x2 , . . . , xm }. Then, there are at most m linearly independent vectors in U .

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 20 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 21 / 55


Theorem: Fundamental Theorem
Let U be a subspace of Rn . If U is spanned by m vectors, and if U contains k independent
vectors, then k ≤ m.

Definition: Basis of Rn
Let U be a subspace of Rn . A set {x1 , x2 , . . . , xm } in U is called a basis of U if it satisfies
the following two conditions:
1 {x1 , x2 , . . . , xm } is linearly independent.
2 U = span{x1 , x2 , . . . , xm }.

Theorem: Invariance Theorem


If {x1 , x2 , . . . , xm } and {y1 , y2 , . . . , yk } are bases of a subspace U of Rn , then m = k.

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 22 / 55


Definition: Dimension of a Subspace of Rn
If U is a subspace of Rn and {x1 , x2 , . . . , xm } is any basis of U , the number m of the vectors
in the basis is called the dimension of U , denoted dim U = m.

Theorem
1 Any largest set of independent vectors in U is a basis for U .
2 Dimension of U is the maximum number of linearly independent vectors in U .

Theorem
Let U ̸= {0} be a subspace of Rn . Then
1 U has a basis and dim U ≤ n.
2 Any independent set in U can be enlarged to a basis of U .
3 Any spanning set for U can be cut down to a basis of U .
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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 23 / 55


Example
1 dim{0} = 0.
2 dim R2 = 2, {i, j} is a basis of R2 and {(1, 0), (1, 1)} is another basis of R2 .
3 dim Rn = n and {e1 , e2 , . . . , en } is a basis of Rn .

Example
  
r 

 


Let U = s
 r, s ∈ R . Find a basis and calculate dim U .

 

 r 

Solution: We have
     
r 1 0
     
s = r 0 + s 1 =: rv1 + sv2 .
     
r 1 0
It follows that U = span{v1 , v2 }. In addition, {v1 , v2 } is linearly independent, and so a basis
of U . It means that dim U = 2. FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 24 / 55


Example
Find a basis and the dimension of the subspace U = {(x, y, z) ∈ R3 | x + 2z = 0}.

Solution: The general solution of the equation x + 2z = 0 is


       
x −2s 2 0
       
y  =  t  = s 0 + t 1 =: sv1 + tv2 ,
        (t, s ∈ R).
z s 1 0

We have
the plane x + 2z = 0 is spanned by v1 and v2 ,
v1 and v2 are linearly independent since they are not parallel,
which imply {v1 , v2 } is a basis, and thus, the dimension of U is dim U = 2.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 25 / 55


Quiz
Find a basis and the dimension of each of the following subspaces.
  


 a + 2b + c 



1 U=  a + 2b 
 a, b, c ∈ R .

 

 c 

2 U = {(x, y, z, w) ∈ R4 | x + 3y − z + w = 0}.

3 U = {(x, y, z) ∈ R3 | x + 3y − z = 0, x − y − z = 0}.

4 U = span{(1, 1, 2), (1, −1, 0), (3, −1, 2)}.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 26 / 55


Example
Find a basis of R4 containing S = {u, } where u = (0, 1, 2, 3) and v = (2, −1, 0, 1).
Solution: By Theorem 11.4.3, we can find such a basis by adding vectors from the standard
basis of R4 to S.
If we try e1 = (1, 0, 0, 0), we find easily that {e1 , u, v} is independent.
Now add another vector from the standard basis, say e2 . Again we find that
B = {e1 , e2 , u, v} is independent.
Since B has 4 = dim R4 vectors, then B must span R4 . Hence B is a basis of R4 .

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 27 / 55


Theorem
Let U ⊆ W be subspaces of Rn .
1 dim U ≤ dim W .
2 If dim U = dim W then U = W .

Note
If U is a subspace of Rn , then dim U is one of the integers 0, 1, 2, . . . , n. Moreover,
dim U = 0 if and only if U = {0}.
dim U = n if and only if U = Rn .

Theorem
1 If U is a subspace of R2 or R3 , then dim U = 1 if and only if U is a line through the
origin.
2 If U is a subspace of R3 , then dim U = 2 if and only if U is a plane through the origin.
FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 28 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 29 / 55


Recall: Let x = (x1 , x2 , . . . , xn ), y = (y1 , y2 , . . . , yn ) ∈ Rn . Their dot product is defined
x · y = x1 y1 + x2 y2 + · · · + xn yn = x⊤ y.

Length in Rn
The length ∥x∥ of the vector x = (x1 , x2 , . . . , xn ) ∈ Rn is defined by
√ q
∥x∥ = x · x = x21 + x22 + · · · + xn 2 ≥ 0.

Note
1 A vector x of length 1 is called a unit vector.
1
2 If x ∈ Rn \ {0} then ∥x∥ ≠ 0 and x is a unit vector.
∥x∥

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 30 / 55


Theorem
Let x, y and z denote vectors in Rn . Then,
1 x · y = y · x.
2 x(y + z) = x · y + x · z.
3 (ax) · y = a(x · y) = x · (ay) for all scalars a.
4 ∥x∥2 = x · x.
5 ∥x∥ ≥ 0, and ∥x∥ = 0 if and only if x = 0.
6 ∥ax∥ = |a|∥x∥ for all scalars a.
Example
Show that ∥x + y∥2 = ∥x∥2 + 2(x · y) + ∥y∥2 for any x, y ∈ Rn .
Solution: We have
∥x + y∥2 = (x + y) · (x + y)
= x · x + x · y + y · x + y · y = ∥x∥2 + 2(x · y) + ∥y∥2 .
FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 31 / 55


Theorem: Cauchy Inequality
Let x, y ∈ Rn . Then
|x · y| ≤ ∥x∥∥y∥.

Moreover, |x · y| = ∥x∥∥y∥ if and only if one of x and y is a multiple of the other.

Remark: Since |x · y| ≤ ∥x∥∥y∥ then x · y ≤ ∥x∥∥y∥ which implies


∥x + y∥2 = ∥x∥2 + 2(x · y) + ∥y|2 ≤ ∥x∥2 + 2∥x∥∥y∥ + ∥y∥2 = (∥x∥ + ∥y∥)2 .

Corollary: Triangle Inequality


Let x, y ∈ Rn . Then
∥x + y∥ ≤ ∥x∥ + ∥y∥.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 32 / 55


Distance in Rn
Let x, y ∈ Rn . Then, the distance d(x, y) between x and y is defined by
d(x, y) = ∥x − y∥.

Theorem
Let x, y and z are three vectors in Rn . Then,
1 d(x, y) ≥ 0 for all x, y.
2 d(x, y) = 0 if and only if x = y.
3 d(x, y) = d(y, x) for all x, y.
4 d(x, z) ≤ d(x, y) + d(y, z) for all x, y, z [Triangle inequality].

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 33 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 34 / 55


Orthogonal Sets

Orthogonal Set
A set {x1 , x2 , . . . , xk } of vectors in Rn is called an orthogonal set if
1 xi ̸= 0 for all i = 1, k,
2 and xi · xj = 0 for all i ̸= j.

Note
The set {x} is an orthogonal set if x ̸= 0.
If {x1 , x2 , . . . , xk } is orthogonal, so also is {a1 x1 , a2 x2 , . . . , ak xk } for ai ∈ R \ {0}.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 35 / 55


Example (Orthogonal Set)
       
1 1 −1 −1
       
 1  0  0   3 
Let x1 =   , x2 =   , x3 =   and x4 =  . It is easy to see that
       
 1  1  1  −1
       
−1 2 0 1
xi ̸= 0 for all i = 1, 4.
xi · xj = 0 for all i ̸= j.

FUQN

VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 36 / 55


Orthonormal Set
A set {x1 , x2 , . . . , xk } of vectors in Rn is called orthonormal set if
1 it is an orthogonal set, and
2 ∥xi ∥ = 1 for each i = 1, k.

Example (Orthonormal Set)


The standard basis {e1 , e2 , . . . , en } is an orthonormal set in Rn .

Normalizing an Orthogonal Set


Let {x1 , x2 , . . . , xk } is an orthogonal set. Then

1 1 1
 
x1 , x2 , . . . , xk
∥x1 ∥ ∥x2 ∥ ∥xk ∥

is an orthonormal set and we say that it is the result of normalizing the orthogonal set
{x1 , x2 , . . . , xk }.
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Example
       
1 1 −1 −1
       
 1  0  0   3 
Let x1 =   , x2 =   , x3 =   and x4 =  .
       
 1  1  1  −1
       
−1 2 0 1
The set S = {x1 , x2 , x3 , x4 } is an orthogonal set in R4 .
Normalizing S, we obtain the corresponding orthonormal set is
1 1 1 1
 
x1 , √ x2 , √ x3 , √ x4
2 6 2 2 3
√ √ √
where ∥x1 ∥ = 2, ∥x2 ∥ = 6, ∥x3 ∥ = 2, ∥x4 ∥ = 2 3.

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 38 / 55


Pythagoras’ Theorem
Let {x1 , x2 , . . . , xk } is an orthogonal set in Rn . Then,
∥x1 + x2 + · · · + xk ∥2 = ∥x1 ∥2 + ∥x2 ∥2 + · · · + ∥xk ∥2 .

Theorem
Every orthogonal set in Rn is linearly independent.

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The Expansion Theorem

The Expansion Theorem


Let {f1 , f2 , . . . , fm } be an orthogonal basis of a subspace U of Rn . Assume x is any vector in
U , we have
x · f1 x · f2 x · fm
x= f1 + f2 + · · · + fm . (*)
∥f1 ∥2 ∥f2 ∥2 ∥fm ∥2

The formula (*) is called the Fourier expansion of x.


x · fi
The coefficients ti = for i = 1, m are called Fourier coefficient.
∥fi ∥2

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x · f1 x · f2 x · fm
x= 2
f1 + 2
f2 + · · · + fm .
∥f1 ∥ ∥f2 ∥ ∥fm ∥2

Example
Expand x = (a, b, c, d) as a linear combination of the orthogonal basis
{f1 , f2 , f3 , f4 } = {(1, 1, 1, −1), (1, 0, 1, 2), (−1, 0, 1, 0), (−1, 3, −1, 1)}
of R4 .
Solution: The Fourier coefficients are
x · f1 1 x · f3 1
t1 = 2
= (a + b + c − d) t3 = 2
= (−a + c)
∥f1 ∥ 4 ∥f3 ∥ 2
x · f2 1 x · f4 1
t2 = = (a + c + 2d) t4 = = (−a + 3b − c + d).
∥f2 ∥2 6 ∥f4 ∥2 12

Then, we obtain
x = t1 f1 + t2 f2 + t3 f3 + t4 f4 .
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Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


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Rank of a Matrix
The maximum number of linearly independent columns (or rows) of a matrix is called the rank
of a matrix. The rank of a matrix cannot exceed the number of its rows or columns.

Note
The rank of a matrix A is commonly denoted by rank(A) or rk(A), and sometimes by rank A.

Example
Consider the identity matrix I3 ,  
1 0 0
 
I3 = 0 1 0

.
0 0 1
All its rows (or columns) are linearly independent and hence its rank is 3, i.e., rank(I3 ) = 3.

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Remarks
1 The rank of the identity matrix of size n is n, i.e., rank(In ) = n.
2 Assume A is a matrix of size m × n. Then,

rank(A) ≤ min{m, n}.

3 Assume A is a matrix of size n × n and det(A) ̸= 0. Then,

rank(A) = n.

4 Assume A is a matrix of size n × n and det(A) = 0. Then,

rank(A) < n.

5 We can find the rank of a matrix A by using the row-echelon form.


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Example
" #
2 4 6
Consider the matrix A = .
4 8 12
We can remark that
rank(A) ≤ min{2, 3} = 2.

In this case, we can see that the second row is two times the first row. Thus,
" # " # " #
2 4 6 r2 −2r1 →r2 2 4 6 1/2r1 →r1 1 2 3
A= −−−−−−−→ −−−−−−→ .
4 8 12 0 0 0 0 0 0

We conclude that rank(A) = 1.

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VyNHT – FUQN MAE101 – Chapter 11 Quy Nhon, 2025 45 / 55


Table of Contents

1 Subspaces of Rn

2 Spanning Sets

3 Linear Independence

4 Dimension

5 Dot Product, Length, and Distance

6 Orthogonal Sets and the Expansion Theorem

7 Rank of a Matrix

8 Rank, Nullity, and Linear Systems


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Column and Row Space of a Matrix
Let A be an m × n matrix.
The column space, col(A), of A is the subspace of Rm spanned by the columns of A.
The row space, row(A), of A is the subspace of Rn spanned by the rows of A.
Theorem
Echelon
Let A −−−−−→ B. Then
1 The rows of B containing the leading 1 are a basis of the row space of A.
2 The columns of A corresponding to the columns of B that contain the leading 1 are a
basis of the column space of A.
   
∗ ∗ ∗ ∗ ∗ 1 ∗ ∗ ∗ ∗
   
∗ ∗ ∗ ∗ ∗ 0 1 ∗ ∗ ∗
→ .
   
  
∗ ∗ ∗ ∗ ∗ 0 0 0 1 ∗
   
∗ ∗ ∗ ∗ ∗ 0 0 0 0 0
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Example
 
1 2 2 −1
 
Let A = 3 6 5 0 

. Find bases and dimensions for col(A) and row(A).
1 2 1 2
   
1 2 2 −1 1 2 2 −1
  Echelon  
Solution: We have A = 3 6 5 0  −−−−−→ 0 0 1 −3
  
.
1 2 1 2 0 0 0 0

A basis of row space: {(1, 2, 2, −1), (0, 0, 1, −3)}.


   
1 2

 

A basis of column space: 3 , 5 .
   

 

 1  1
dim[col(A)] = dim[row(A)] = 2 = rank(A).
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Rank Theorem
Let A denote any m × n matrix of rank r. Then,
dim[col(A)] = dim[row(A)] = r.

Corollary
1 If A is any matrix, then rank(A) = rank(A⊤ ).
2 If A is an m × n matrix, then rank(A) ≤ m and rank(A) ≤ n.
3 rank(A) = rank(U A) = rank(AV ) whenever U and V are invertible.
4 If A is m × n and B is n × m, then rank(AB) ≤ rank(A) and rank(AB) ≤ rank(B).

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Let an m × n matrix A. Then,
null(A) = {x ∈ Rn | Ax = 0} and im(A) = {Ax | x ∈ Rn }.

Theorem
Let A denote an m × n matrix and rank(A) = r. Then,
dim[null(A)] = n − r.
dim[row(A)] = dim[col(A)] = dim[im(A)] = r.

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Example
 
1 −2 1 1
 
Let A = −1 2 0 1

. Find bases of null(A) and im(A) and their dimension.
2 −4 1 0
Solution: Assume x is null A, then Ax = 0. We have
   
1 −2 1 1 0 1 −2 0 −1 0
   
−1 2 0 1 0 → 0 0 1 2 0 .
   
2 −4 1 0 0 0 0 0 0 0
   
 1  1

 

Hence, rank(A) = 2 =: r and im(A) = col(A) has basis −1
 ,
0
 since leading 1s are

 

 2 1

in columns 1 and 3,
dim[im(A)] = 2 = r.
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Leading variables are x1 , x3 and general solution is
       
x 2s + t 2 1
 1      
x   s  1  0 
 2 
x= =  = s   + t   =: sv1 + tv2
    
x3   −2t  0 −2
       
x4 t 0 1

which implies
null(A) = span{v1 , v2 }.

In addition, {v1 , v2 } is independent, so it is a basis and thus,


dim[null(A)] = 2 = n − r.

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Theorem
The following are equivalent for an m × n matrix A
1 rank(A) = n.
2 The rows of A span Rn .
3 The columns of A are linearly independent in Rm .
4 The n × n matrix A⊤ A is invertible.
5 CA = In for some n × m matrix C.
6 If Ax = 0 where x ∈ Rn , then x = 0.

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Theorem
The following are equivalent for an m × n matrix A
1 rank(A) = m.
2 The columns of A span Rm .
3 The rows of A are linearly independent in Rn .
4 The m × m matrix AA⊤ is invertible.
5 AC = Im for some n × m matrix C.
6 The system Ax = b is consistent for every b in Rm .

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Thank You! Goo
dB
ye

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