Foley 2016
Foley 2016
Keywords:
human evolution, major transitions in human 1. From origins to transitions
evolution, early hominins, evolution of Homo The word probably most associated with our evolutionary past is ‘origins’. The
history of science is awash with books and papers in search of human origins,
Author for correspondence: or the origins of the things that made us human—upright walking or language
or culture. Seeking origins is looking for the beginnings of something, finding
Robert A. Foley
out why and when something that did not exist before did so afterwards.
e-mail: raf10@[Link] Origins research is at its most ultimate in cosmology, when, to the layman at
least, the origin of the universe is when something (matter) is there when pre-
viously (if one can use that word given that time itself did not exist!) there had
been nothing.
Origins research has often been criticized, on both theoretical and practical
terms. Theoretically, the argument has been made that a focus on origins prior-
itizes particular periods and features, and creates essential traits and moments
of significance in a continuity of process [1]. Pragmatically, the search for ori-
gins is a recipe for frustration. There may be a hypothetical point of origin
for Homo sapiens, but to find one fossil closer to that elusive point than another
is only to engender the search for another that is closer still, until the path leads
inexorably to the origins of something else.
And yet we know that there was a time when something did not exist—
humans—and then a time when they did. How do we discover the process,
timing and causes of such a change? This, of course, is not exclusive to
humans, but would apply equally to dinosaurs, mammals, primates and the
most insignificant house louse. How do we square the circle of explaining
something new, while accepting that there is nothing entirely new, and that
the roots of novelty in evolution lie in existing forms? As Dawkins shows in
The Ancestor’s Tale [2], humanity can be tracked back seamlessly to the first
replicating cells. Origins disappear in continuity.
The challenge of studying evolutionary change, for any lineage or character-
istic, is to steer a course between the Scylla and Charybdis of monotonous
continuity and elusive origin points. This holds true for human evolution as
& 2016 The Author(s) Published by the Royal Society. All rights reserved.
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much as any other part of biodiversity. On the one hand, showing that hominins were making stone tools at 3.3 Ma, 2
there is continuity in many aspects of hominins back to the before the appearance of Homo as currently understood. In
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last common ancestor with apes, and on the other hand, this context it is worth remembering that, when Leakey
there are many novel traits that appear successively across et al. [6] described Homo habilis, they argued for abandoning
the subsequent five or more million years. The solution to the cerebral Rubicon so that the genus Homo could include
this difficulty that is explored in this themed issue is to a smaller brained stone tool maker. None of this undermines
focus on transitions. Evolution is about the change from the adaptive significance of changes in life history or body
one state (at whatever biological level) to another, which size, or tool-making, but shows that clear watershed points
demands a focus on the comparison of states across time, do not occur. Kimbel et al. [7] look back at the history of
or across organisms and their adaptations. Such transitions the Australopithecus-Homo divide and also come to the con-
can be major or minor, can be multiple or single, and can clusion that its significance has been exaggerated, and that
be related to the appearance and disappearance of whole it is better to think of small transitions accumulated over a
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Phil. Trans. R. Soc. B 371: 20150229
Figure 2. Homo erectus. Early representative (KNM-ER3733) of Homo erectus
(sometimes referred to as Homo ergaster), from Koobi Fora, East Turkana,
Kenya, discovered by Richard Leakey and his team in 1976. Photo credit:
Turkana Basin Institute/Richard Leakey. (Online version in colour.)
Figure 1. Early Homo. KNM-ER1470, from Koobi Fora, East Turkana. Discov-
ered by Richard Leakey and his team in 1967. Photo credit: Turkana Basin
high rates of transition. This suggests that hominin evolu-
Institute/Richard Leakey. (Online version in colour.)
tion is neither a simple punctuated process, nor a constant
gradual one, but a complex interaction between variable
study shows that K. platyops was different from both rates of change, environmental dynamics and the competi-
Australopithecus deyiremeda and A. afarensis, suggesting that tive interactions of the hominins and their sympatric
there were three contemporary taxa in east Africa during fellow-travellers in evolution.
the middle Pliocene. This mirrors the high level of diversity
that is known from the succeeding Plio-Pleistocene [15].
Even within the Pleistocene, as Antón [9] discusses for
H. erectus, and Stringer [10] and Mirazón Lahr [11] for H. 4. Is there a pattern to transitions? Geography
sapiens and its contemporaries, there is considerable diversity,
and clearly not a unilinear pattern. and the role of Africa
This suggests that human evolution is not just one taxon If the overall evidence suggests that hominin evolution
evolving from another, but involves branching and specia- includes multiple transitions, the next question to be posed
tion. This is not, of course, surprising, as it is how is whether there is any pattern to them. Perhaps the most
evolutionary change operates in other lineages, but it striking of these is the centrality of Africa in evolutionary
reinforces the similarity between patterns of human evolution change—the first hominins, the earliest diversification of
and those seen in other groups of animals. That this may be early hominins [14], the earliest stone tools [5], the earliest
part of the same process, subject to the same environmental Homo [7], the earliest Acheulean [17], the first modern
pressures as other animals, is hinted at by Fortelius et al. humans [10,11] and the beginnings of modern human behav-
[16] who analyse the Turkana Basin mammalian record, iour and organization [18,19]. There might be a taphonomic
one of the richest repositories of hominin fossils, as a ‘species bias in some of the dominance of Africa, but genetics,
factory’ between 4 and 2 Ma—particular combinations of which is not subject to such a bias, certainly supports it for
environmental conditions simultaneously creating refugia some of these events. While hominins were African, there is
and novel selective pressures ahead of their occurrence over a recurrent pattern of an origin in East Africa [14]; when
a wider area. hominins became global, the recurrent pattern is of an
The branching pattern of hominin evolution, the diversity African origin and dispersal beyond [9 –11]. Thus the adap-
at most periods, the lack of linear change and the survival of tive and contingent contexts for the transitions and early
archaic forms after their more derived descendants have phases of diversification of several lineages are to be found
evolved, all indicate something that is not simple phyletic in Africa, and perhaps East Africa more specifically. There
gradualism, to use Gould and Eldredge’s term [12]. Foley may well be stochastic elements involved in setting the
[15] looked at the overall patterns of hominin diversity over right initial conditions (the right sort of ape in the right sort
time and the appearance and disappearance of taxa (as of environment in Africa), but the repeated pattern merits
proxies for speciation and extinction), and found that while attention. General biogeographical properties must certainly
such events are distributed broadly across the whole of be involved (the tropics as areas of higher rates of speciation,
the sequence, there are some phases—in the Pliocene, the for example, and the interaction between glacial cycles and
Plio-Pleistocene and the later Pleistocene—when there were the relationship between Eurasia and Africa). The dynamic
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cranium and dentition; they can be changes in technology
and other aspects of behaviour inferred from the archaeologi-
cal record; and, increasingly, they can be changes in gene
distributions and frequencies, and the inferred lineages and
populations of ancient humans. How do these relate to
each other? Does behaviour (as attested in technology, for
example) precede morphological change? Or vice versa?
There is no simple answer to this question. On the one
hand, the appearance of stone tools by approximately
3.3 Ma [5] predates the known appearance of Homo by
already been discussed, there cannot be a single cause of their list, partly because humans possess a new means of 5
human evolution, because it consists of many independent information transmission (language and culture more gener-
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transitions. Indeed, any of the transitions is likely to involve ally), and thus potentially change the rules of evolution, and
multiple events that have many factors contributing to partly because we are so distinct compared with other
them, ranging from the changing climate, the immediate animals. Vinicius [26] added concepts of changing patterns
environment, local resource availability, and demographic, of modularity in the generation of complexity, leading to
cultural and social context. Biological factors, ranging from new information systems and higher levels of biological
genes to life-history strategies, will play a part, but so too organization. Foley [15] considers the question of whether
will behaviour. Bringing these all together is a major humans represent a major transition or not, focusing on the
challenge to the field. cumulative and dispersed nature of the events, seeing a pat-
Several of the papers address this, particularly for the tern that is consistent with many of the individual papers in
later part of the evolutionary time scale, and emphasize this volume. In terms of impact, and uniqueness among
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scrutiny through the discovery of the even more
ancient lithics at Lomekwi. Future research is not
just a question of empirically filling in the gaps
around transitions, but also developing new concepts
and models to tackle a more resolved set of data.
(iv) The nature of hominin variation. In the relatively simple
world of palaeoanthropology of 50 years ago, vari-
ation in morphology reflected biology and genetics,
and variation in technology reflected culture. We are
now aware that there is much greater overlap and
Competing interests. We declare we have no competing interests. the Discussion Meeting with great skill. This paper was improved 7
Funding. We received no funding for this study. by two anonymous reviewers. We would like to thank Jenna Lane
and the staff at the Royal Society for their help and very efficient
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Acknowledgements. We would like to thank the Royal Society and the
organization, and Helen Eaton for all the guidance she has provided
British Academy for their generous support. Clive Gamble, Hélène
in putting this issue together.
Roche, Mark Thomas and Bernard Wood chaired the sessions at
Editor biographies
Robert Foley is the Leverhulme Professor of Human Evolution at the University of Cambridge,
a Fellow of King’s College and a Fellow of the British Academy. He is a co-founder, with Marta
Mirazón Lahr, of the Leverhulme Centre of Human Evolutionary Studies at Cambridge, an inter-
Lawrence Martin is Director of the Turkana Basin Institute and Professor of Anthropology at the
University of New York at Stony Brook. He is a palaeoprimatologist whose research focuses on
the evolution of hominoid primates and the development, structure and thickness of dental
enamel. He has conducted paleontological fieldwork at Miocene sites in Cameroon, Kenya, Pakistan
and Turkey. His laboratory research on enamel structure involves the use of confocal microscopy,
polarised light microscopy, and scanning electron microscopy. His research has addressed phylo-
geny reconstruction for extant and extinct hominoid primates, species recognition in the fossil
record and enamel development and thickness.
Marta Mirazón Lahr, a Fellow of Clare College, is a Reader in Human Evolutionary Biology and Direc-
tor of the Duckworth Laboratory at the University of Cambridge, where she and Robert Foley founded
the Leverhulme Centre for Human Evolutionary Studies. The focus of her research is the evolution and
diversity of our species, Homo sapiens. Her work involves a range of disciplines - human palaeontol-
ogy, evolutionary genetics, behavioural ecology, linguistics and prehistoric archaeology. She has
carried out fieldwork in the Amazon, the South Pacific, India, Oman, Libya and Kenya. She is the
director of the ERC-funded IN-AFRICA Project in Kenya, and a co-investigator in the Trans-Sahara
Project, and the African Genomes Project with the GeoGenetics Centre of Copenhagen.
Chris Stringer has worked at The Natural History Museum London since 1973 and is now Research
Leader in Human Origins and a Fellow of the Royal Society. His early research was on the relation-
ship of Neanderthals and early modern humans in Europe, but through his work on the ‘Recent
African Origin’ theory of modern human origins, he now collaborates with archaeologists, dating
specialists and geneticists in attempting to reconstruct the evolution of modern humans globally.
He has excavated at sites in Britain and abroad, and he is currently co-directing the Pathways to
Ancient Britain project, funded by the Calleva Foundation.
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