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Chapter 5 Notes

The document outlines the elimination of unrealized gains or losses on intercompany sales of property and equipment in consolidated financial statements. It explains that such gains or losses must be eliminated as they are unrealized from the perspective of the consolidated entity, and provides detailed examples of downstream and upstream sales, including necessary consolidation entries and adjustments for depreciation. Additionally, it highlights the impact on non-controlling interest (NCI) in upstream sales and emphasizes the importance of accurate reporting of assets at their original cost.

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0% found this document useful (0 votes)
4 views10 pages

Chapter 5 Notes

The document outlines the elimination of unrealized gains or losses on intercompany sales of property and equipment in consolidated financial statements. It explains that such gains or losses must be eliminated as they are unrealized from the perspective of the consolidated entity, and provides detailed examples of downstream and upstream sales, including necessary consolidation entries and adjustments for depreciation. Additionally, it highlights the impact on non-controlling interest (NCI) in upstream sales and emphasizes the importance of accurate reporting of assets at their original cost.

Uploaded by

baricuatro.mariz
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© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Elimination of Unrealized Gains or Losses on

Intercompany Sales of Property and Equipment

I. Overview

In consolidated financial statements, intercompany sales


of property and equipment (PPE) must be eliminated
because the group is treated as a single economic
entity.

When one affiliate sells equipment to another affiliate:

 The gain or loss recognized by the seller is


unrealized from the perspective of the consolidated
entity.
 The equipment is still owned within the group.
 Therefore:
1. Unrealized gain or loss must be eliminated.
2. Depreciation must be adjusted based on the
asset’s original carrying amount.

II. Key Concept

Suppose:

 Parent sells equipment to Subsidiary


 Equipment remains within the consolidated group

Any gain or loss is:


Unrealized Gain or Loss=Transfer Price−Book Value

This must be eliminated in consolidation.

III. Types of Intercompany PPE Transfers

Type Description
Downstream Parent →
Sale Subsidiary
Subsidiary →
Upstream Sale
Parent
Important Difference

Downstre Upstre
Item
am am
Affects NCI? No Yes
Gain elimination allocated
No Yes
to NCI?

IV. Basic Consolidation Objective

The consolidated statements should reflect:

 Asset at original historical cost to the group


 Correct depreciation
 No artificial gain or loss

V. Illustration 1 — Downstream Sale (Parent to


Subsidiary)

Problem. On January 1, 20X5, Parent Company sold


equipment to Subsidiary Company for ₱500,000.

 Equipment’s book value = ₱350,000


 Remaining useful life = 5 years
 Straight-line depreciation
 No residual value
Parent Subsidiary
Debit Credit Debit Credit
Cash 500,000 Equipme 350,000
nt
A/D- 150,000 Cash 350,000
Deprn
Equipme 500,000
nt
GSE 150,000

Prepare consolidation adjustments for 20X5.

Step 1 — Compute Unrealized Gain


Gain=₱ 500,000−₱ 350,000=₱ 150,000 The
gain is unrealized in
consolidation.
Step 2 — Compute Excess Depreciation

Subsidiary records depreciation based on transfer price:


₱ 500,000÷ 5=₱ 100,000 Correct
depreciation based on original
book value:
₱ 350,000 ÷5=₱ 70,000Excess depreciation: ₱ 100,000−₱ 70,000 = P30,000
Step 3 — Consolidation Entry (Year of Transfer)

Entry TI — Eliminate Gain

Dr Gain on Sale of Equipment .............. 150,000


Cr Equipment ....................................
150,000

Purpose: Remove unrealized gain and Restore equipment


to original carrying amount

Entry ED — Adjust Depreciation

Dr Accumulated Depreciation ............... 30,000


Cr Depreciation Expense .....................
30,000

Purpose: Reduce excess depreciation and reflect correct


group depreciation

VI. Effect on Consolidated Statements

Consolidated Equipment

Item Amount
Transfer Price ₱500,000
Less: Unrealized Gain (150,000)
Consolidated Carrying
₱350,000
Amount

Consolidated Depreciation

Item Amount
Recorded by Subsidiary ₱100,000
Less Excess (30,000)
Correct Consolidated
₱70,000
Depreciation
VII. Illustration 2 — Upstream Sale (Subsidiary to
Parent)

Problem. Subsidiary sold machinery to Parent for


₱420,000 . Book value = ₱300,000 and the remaining life
= 4 years. Parent owns 80% of Subsidiary.

Parent Subsidiary
Debit Credit Debit Credit
Equipme 300,000 Cash 420,000
nt
Cash 300,000 A/D 120,000
Equipme 420,000
nt
GSE 120,000

Step 1 — Compute Gain: ₱ 420,000−₱ 300,000=₱ 120,000


Step 2 — Compute Excess Depreciation

Depreciation recorded: ₱ 420,000 ÷ 4=₱ 105,000


Correct depreciation: ₱ 300,000 ÷ 4=₱ 75,000
Excess: ₱ 105,000−₱ 75,000=₱ 30,000

Step 3 — Consolidation Entries

Entry TI

Dr Gain on Sale of Machinery ............. 120,000


Cr Machinery .................................. 120,000

Entry ED

Dr Accumulated Depreciation .............. 30,000


Cr Depreciation Expense .................... 30,000

VIII. Important NCI Effect (Upstream Only)

Because the seller is the subsidiary:

 Gain elimination reduces subsidiary income.


 Therefore, NCI share is affected.

Adjustment to NCI
₱ 120,000× 20 %=₱ 24,000NCI income decreases by ₱24,000.
IX. Subsequent Years

After the year of transfer:

 Unrealized gain remains partially embedded in the


asset.
 Continue adjusting depreciation until asset is fully
depreciated or sold externally.

X. Illustration — Subsequent Year Adjustment

Using Illustration 1: Unrealized gain = ₱150,000 Useful


life = 5 years

Annual excess depreciation: ₱ 150,000÷ 5=₱ 30,000


In each subsequent year:

Dr Accumulated Depreciation .............. 30,000


Cr Depreciation Expense .................... 30,000

No additional gain elimination entry is needed after the


first year.

XI. Intercompany Losses

Losses are also eliminated because they may be artificial.

Example

 Parent sells equipment to Subsidiary


 Book value = ₱500,000
 Selling price = ₱420,000

Loss: ₱ 420,000−₱ 500,000=(₱ 80,000)

Consolidation Entry

Dr Equipment ..................................... 80,000


Cr Loss on Sale of Equipment ............. 80,000

Purpose: Restore asset to proper carrying value


XII. Conceptual Summary

Issue Treatment
Unrealized gain Eliminate
Unrealized loss Eliminate
Excess depreciation Adjust
Downstream
No NCI effect
transfer
Upstream transfer NCI affected
Asset reported at original
Goal
group cost

XIII. Comprehensive Illustration

Problem. On January 1, 20X5:

 Parent sold equipment to Subsidiary for ₱900,000


 Book value = ₱600,000
 Remaining life = 6 years
 Straight-line depreciation
 Parent owns 75% of Subsidiary

Required:

1. Compute unrealized gain


2. Compute excess depreciation
3. Prepare consolidation entries
4. Determine effect on NCI

Solution

Step 1 — Unrealized Gain: ₱ 900,000−₱ 600,000=₱ 300,000

Step 2 — Excess Depreciation

Recorded depreciation: ₱ 900,000 ÷ 6=₱ 150,000


Correct depreciation: ₱ 600,000 ÷6=₱ 100,000
Excess: ₱ 150,000−₱ 100,000=₱ 50,000
Consolidation Entries

Entry TI

Dr Gain on Sale of Equipment ............ 300,000


Cr Equipment ................................
300,000

Entry ED

Dr Accumulated Depreciation ............. 50,000


Cr Depreciation Expense ................... 50,000

Effect on NCI

This is downstream (Parent → Subsidiary).

Therefore: No effect on NCI

XIV. Quick Formula Guide

Unrealized Gain Transfer Price −Book Value

Unrealized Gain
Excess Depreciation Remaining Useful Life

XV. Common Errors of Students

Error Correction
Forgetting depreciation Always compute excess
adjustment depreciation
Gain eliminated only in year
Eliminating gain every year
of transfer
Ignoring NCI effect Upstream sales affect NCI
Using transfer price in Use original group carrying
consolidation amount
XVI. Board-Type Practice Problem

Practice Problem

On January 1, 20X6:

 Subsidiary sold equipment to Parent for ₱750,000


 Book value = ₱510,000
 Remaining useful life = 8 years
 Parent owns 85% of Subsidiary

Required

1. Compute unrealized gain


2. Compute excess depreciation
3. Prepare consolidation entries
4. Determine NCI adjustment

Answer

Unrealized Gain ₱ 750,000−₱ 510,000=₱ 240,000


Excess Depreciation ₱ 240,000 ÷ 8=₱ 30,000
Entry TI

Dr Gain on Sale of Equipment ............ 240,000


Cr Equipment ................................
240,000

Entry ED

Dr Accumulated Depreciation ............. 30,000


Cr Depreciation Expense ................... 30,000

NCI Adjustment

NCI percentage:100 %−85 %=15 %


NCI reduction: ₱ 240,000 ×15 %=₱ 36,000

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