PCF Based
PCF Based
Received 24 July 2024; revised 5 November 2024; accepted 13 November 2024; posted 15 November 2024; published 12 December 2024
This paper presents the meticulous design and characterization of a photonic crystal fiber (PCF)-based surface
plasmon resonance (SPR) sensor, analyzed using finite element method (FEM) simulations. The sensor’s superior
performance is demonstrated by its exceptional sensitivity to minute changes in the refractive index (RI) of various
analytes. The optimized structure reveals a peak resonance at 0.78898 µm with a maximum confinement loss of
546.34 dB/cm. Detailed investigations show resonance wavelength red shifts of up to 0.93% with a 5% increase
in air hole diameter and blue shifts of up to 0.88% with a 5% decrease. Additionally, variations in the plasmonic
gold layer thickness result in resonance shifts of up to 0.76% longer or 0.87% shorter wavelengths. The sensor
achieves remarkable wavelength sensitivity (WS) of up to 13,000 nm/RIU and amplitude sensitivity (AS) of up to
1538.90 RIU−1 , underscoring its high precision in detecting analyte concentration changes. The design’s robust-
ness against fabrication errors, evidenced by minimal variations in resonance characteristics, highlights its practical
reliability. Furthermore, the use of a polynomial regression model with an R2 value near unity accurately approxi-
mates the relationship between resonance wavelength and analyte RI, ensuring precise sensing capabilities without
overfitting. Comparative analysis with existing designs confirms the sensor’s superior performance, rendering it
highly suitable for a wide range of applications, including biosensing of glucose, water contaminated by cholera
germs, mucosa of the human intestine, important components of human blood, and detection of chemicals like
acetone, ethanol, benzene, propanol, glycerol, and expired transformer oil. © 2024 Optica Publishing Group. All rights,
including for text and data mining (TDM), Artificial Intelligence (AI) training, and similar technologies, are reserved.
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sensing mechanisms grace the annals of literature, each offering an AS of 70 RIU−1 , and a resolution of 2 × 10−5 RIU. This
distinct contributions to the domain of refractive index sensing design has the drawback of a very low AS, in addition to having
[12,13]. For instance, in Ref. [12], a sensor design making use a narrow sensing range. Titanium nitride may introduce higher
of a gold coating, which demonstrated a maximum wavelength optical losses compared to noble metals, impacting the intensity
and amplitude sensitivity of 11,000 nm/RIU and 1420 RIU−1 , of the SPR signal. The foregoing discussion shows that many
respectively, was reported. The paper [13] proposed the design of the existing works on PCF-SPR sensors have certain gaps
of a sensor that made use of gold-coated hollow fiber core as that need addressing. Hence, in this paper, a novel design of
the microfluidic analyte channel. However, the challenges a PCF-based SPR sensor is proposed, which does not require
associated with these internal sensing mechanisms prompted the cutting of any kind of grooves or removal of portions of
the quest for alternatives. Thus, many researchers have utilized the PCF, thereby making the sensor’s fabrication process easy.
the external sensing mechanism to design PCF-SPR sensors. In On top of this, the plasmonic material used is gold, which is
Ref. [14], a novel design of a PCF-SPR sensor making use of a chemically very stable. The sensor proposed here can detect
u-grooved selective coating for extremely sensitive remote and analytes over a wide RI range of 1.30–1.39, thus making it
biosensing applications was developed. This sensor achieved a suitable for sensing multiple analytes. In terms of performance,
maximum amplitude sensitivity (AS) of 1189 RIU−1 , highest the sensor boasts the highest AS of 1538.90 RIU−1 , maxi-
wavelength sensitivity (WS) of 12,500 nm/RIU, and maximum mum WS of 13,000 nm/RIU, best wavelength resolution of
resolution of 8 × 10−6 RIU while detecting analytes in the 7.69 × 10−6 RIU, and highest FOM of 400 RIU−1 .
RI range of 1.29–1.40. However, the creation of the u-groove The rest of the paper is organized as follows. In Section 2, the
with a selective coating of a gold plasmonic layer thereon is a design of the sensor and its associated theoretical background
challenge from a fabrication point of view. The complications are discussed. Section 3 investigates the sensor performance by
involved in grinding to achieve the deep polishing depth of optimizing different design parameters using simulations based
the u-groove make this type of sensor design unfit for mass on the finite element method (FEM). Section 4 concludes the
production. The design of an SPR-based PCF sensor with two paper.
open channels for detecting analytes in the refractive index
range of 1.33–1.40 was introduced in Ref. [15]. This sensor
2. SENSOR DESIGN AND THEORETICAL
exhibited the highest wavelength and amplitude sensitivities of
BACKGROUND
7000 nm/RIU and 593.61 RIU−1 , respectively, and a resolu-
tion of 1.43 × 10−5 RIU. This type of design suffers from the The PCF-SPR sensor is conceptualized as a dual hexagonal ring
limitation that it is difficult to fabricate the open channels and structure. In order to improve the coupling between the core
selectively coat those with metal, and its figure of merit (FOM) mode and the SPP mode along the Y axis, air holes in the rings
of 94.97 RIU−1 is quite low. Side polishing as a technique to along the Y axis are removed. Additionally, a column of air holes
obtain better performance was utilized in the design reported in is introduced centrally inside the core along the Y axis to create a
Ref. [16], which achieved a maximum WS of 12,500 nm/RIU dual-core structure with strong coupling. Figure 1 represents the
and a maximum wavelength resolution of 8 × 10−6 RIU in the X–Y cross section of the design.
RI detection range of 1.35–1.39. Besides having a small sensing The dimensions of the different structure components are
range, this sensor’s fabrication requires precise removal of a fixed as follows. The fiber radius is set at 3.5 µm. A plasmonic
specific portion of the PCF, which raises the complexity level of gold layer of thickness 40 nm is deposited on the fiber. The
the manufacturing process. Furthermore, the extra polishing width of the analyte region is taken as 0.98 µm. The width of
layer on the flat surface adds to the cost of the fabrication proc- the perfectly matched layer (PML) is set at 3.5 µm. The pitch
ess. A dual-core structure based on a hexagonal arrangement size is kept at 2 µm. The diameter of the air holes is related to the
of circular air holes was designed in Ref. [17], wherein it was pitch through different scale factors, k1 to k6 . The air hole sizes
reported that the sensor showed peak wavelength and amplitude of the structure are given in Table 1. The values of plasmonic
sensitivities of 10,700 nm/RIU and 1770 RIU−1 , respectively, layer thickness, pitch size, and air hole diameters mentioned
and a wavelength resolution of 9.34 × 10−6 RIU within the above are the optimized values for the sensor structure proposed.
narrow sensing range of 1.39–1.40. As is evident, this sensor The amplitude interrogation method is chosen to optimize the
design is unsuitable for detecting analytes over a wide RI range, structure since it is less complex and cost-effective compared to
thus restricting its usage only to a very niche segment of analytes. the wavelength interrogation method. The hexagonal arrange-
A sensor design employing air holes in two rings for sensing RI ment of air holes is chosen as it limits light scattering through
in the range of 1.33–1.40 was reported in Ref. [18]. The sensor’s
performance was characterized by its highest WS, highest AS,
and maximum resolution of 12,000 nm/RIU, 1656 RIU−1 ,
and 8.33 × 10−6 RIU, respectively. The sensor achieved its best
performance when silver was used as the plasmonic material.
However, silver can easily get oxidized in humid conditions,
which affects its sensing capabilities. The narrative of sensor
designs continued to unfold with the exploration of titanium
nitride-coated PCF in the quest for refined sensing, as in Ref.
[19]. The resulting sensor demonstrated a sensing RI range of
1.385–1.40, boasting a maximum WS of 10,000 nm/RIU, Fig. 1. XY cross-section of the proposed sensor.
Research Article Vol. 42, No. 1 / January 2025 / Journal of the Optical Society of America B 99
the cladding compared to a rectangular arrangement, thereby The AS is measured at a single operating wavelength. So,
increasing the coupling between the core-guided mode and to carry out this measurement, no variation of wavelength is
the SPP mode [20,21]. Gold is chosen as the metal to create necessary, thus making its measurement easier compared to WS.
a coating of the plasmonic layer on the outer surface of the The formula for calculating the AS is as follows:
cladding because of its chemical inertness, large number of sur-
1 ∂α(λ, n a )
face free electrons, ease of deposition over silica, greater shift of S A (λ) = − RIU−1 ,
× (5)
wavelength, and less loss in the visible and near-infrared region α(λ, n a ) ∂n a
[3,5,22–24]. where α(λ, n a ) is the confinement loss at a particular λ and n a ,
The background material of the fiber is chosen to be fused and ∂α(λ, n a ) is the difference in confinement loss values at a
silica. Its dispersion relation is given by the Sellmeier equation particular λ for a small change ∂n a in the refractive index of the
[24]: analyte.
An important metric to characterize the performance of the
s
B1 λ2 B2 λ2 B3 λ2
n(λ) = 1 + 2 + 2 + 2 , (1) sensor is the FOM, which is defined as follows [24]:
λ − C1 λ − C2 λ − C3
Sλ
RIU−1 ,
where λ is the free-space wavelength (µm). The Sellmeier coeffi- FOM = (6)
FWHM
cients B1 , B2 , B3 , C 1 , C 2 , and C 3 are as provided in Ref. [24].
The dielectric constant of gold can be calculated using the where Sλ is the wavelength sensitivity and FWHM is the full
Drude–Lorentz equation [24]: width at half maximum.
For any sensor, its resolution measures the precision with
ω2D 1ε2L which the sensor can detect an input change. For this case, the
εgold = ε∞ − − 2 , (2) sensor resolution can be measured using the following formula
ω(ω + j γ D ) ω − 2L + j 0 L ω
[25,26]:
where εgold is the dielectric constant of gold, ε∞ is the dielectric
constant at high frequencies, ω D is the plasma frequency, ω is 1n a 1λmin
R= (RIU), (7)
the angular frequency, γ D is the decaying frequency, and 1ε is 1λpeak
the weighting factor. The values of these parameters are available
where R represents the sensor’s wavelength resolution, 1n a is
in Ref. [24].
the variation in the refractive index of the analyte, 1λmin is the
An important indicator of the performance of PCF-SPR
minimum spectral resolution, and 1λpeak is the difference in
sensors is the confinement loss, which is expressed as follows
resonance peak shifts.
[25,26]:
2π dB
αloss = 8.686 × Im(n eff ) × 10 4
, (3) 3. RESULTS AND DISCUSSION
λ cm
The sensor design proposed herein was simulated based on the
where λ denotes the wavelength in µm and Im(n eff ) represents FEM to demonstrate and analyze the functionality of the design.
the imaginary part of the effective refractive index. Figure 2 illustrates the dispersion relationship between
The sensitivity of the sensor can be expressed in terms of WS the core-guided mode and the SPP mode at the analyte RI of
and AS [25,26]. The WS is measured as the change in the reso- 1.38 for the sensor structure described in Section 2. Since the
nance wavelength with a change in the refractive index of the tar- y-polarized mode shows a larger evanescent field, stronger inter-
get analyte. The formula for calculating the WS is as follows: action with the analytes, and higher loss depth as compared to
1λpeak nm the x-polarized mode, in this work, only the y-polarized mode
Sλ = (4) has been considered.
1n a RIU
The effective mode index of the core-guided mode and SPP
where 1λpeak is the shift in the wavelength peak in nm for the mode shows a steady variation with changes in wavelength, with
corresponding change 1n a in the refractive index of the target the intersection point being the resonance condition. Under this
analyte in RIU. condition, maximum optical energy leaks from the core to the
100 Vol. 42, No. 1 / January 2025 / Journal of the Optical Society of America B Research Article
Fig. 5. (a) Confinement loss versus wavelength and (b) amplitude Fig. 6. (a) Dependence of the confinement loss curve on the air hole
sensitivity versus wavelength. diameter and (b) amplitude sensitivity variation with the air hole diam-
eter.
Table 6. Results for Fabrication Tolerance of the Air Table 7. Results for Fabrication Tolerance of Gold
Hole Diameter Thickness
Change (%) Res. Peak Wavelength (µm) Res. Peak Loss (dB/cm) Change (%) Res. Peak Wavelength (µm) Res. Peak Loss (dB/cm)
+5 0.79632 525.65 +5 0.79501 441.65
+4 0.79483 529.59 +4 0.79381 496.65
+3 0.79335 533.91 +3 0.79260 571.74
+2 0.79189 537.97 +2 0.79143 563.31
+1 0.79045 542.02 +1 0.79023 555.04
−1 0.78756 549.78 −1 0.78767 537.63
−2 0.78616 554.09 −2 0.78633 528.12
−3 0.78478 557.75 −3 0.78494 518.82
−4 0.78338 561.49 −4 0.78358 509.05
−5 0.78201 565.19 −5 0.78213 499.40
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4. CONCLUSION 13. L. Duan, X. Yang, Y. Lu, et al., “Hollow-fiber-based surface plasmon
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the highest WS of 13,000 nm/RIU, wavelength resolution of
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of 6.50 × 10−6 RIU, and FOM of 400 RIU−1 . The sensor 16. Y. Wang, S. Li, M. Wang, et al., “Refractive index sensing and filter-
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channel, outer sensing method, high wavelength and amplitude
17. A. Shafkat, “Analysis of a gold coated plasmonic sensor based on a
sensitivities, excellent resolution, and a very good FOM. Thus, duplex core photonic crystal fiber,” Sens. Bio-Sens. Res. 28, 100324
the sensor proposed in this paper is suitable for being used in (2020).
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Acknowledgment. The authors acknowledge technical support from 19. V. Kaur and S. Singh, “Design of titanium nitride coated PCF-SPR
the I-STEM (Indian Science, Technology, and Engineering facilities Map) sensor for liquid sensing applications,” Opt. Fiber Technol. 48,
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program, funded by the Office of the Principal Scientific Adviser to the Govt.
20. T. Wu, Y. Shao, Y. Wang, et al., “Surface plasmon resonance bio-
of India. The authors would like to thank all their colleagues in their research
sensor based on gold-coated side-polished hexagonal structure
group for their help and useful suggestions.
photonic crystal fiber,” Opt. Express 25, 20313–20322 (2017).
21. S. Singh and Y. K. Prajapati, “Highly sensitive refractive index sensor
Disclosures. The authors declare no conflicts of interest.
based on D-shaped PCF with gold-graphene layers on the polished
surface,” Appl. Phys. A 125, 437 (2019).
Data availability. Data underlying the results presented in this paper are
22. M. F. O. Hameed, Y. K. A. Alrayk, and S. S. A. Obayya, “Self-
not publicly available at this time but may be obtained from the authors upon
calibration highly sensitive photonic crystal fiber biosensor,” IEEE
reasonable request.
Photonics J. 8, 6802912 (2016).
23. M. R. Hasan, S. Akter, A. Rifat, et al., “A highly sensitive gold-
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