Unit 2 Notes
Unit 2 Notes
Administrative:
Financial:
Allocation of taxing powers
Restriction placed by constitution on taxation power of the state
Distribution of tax revenues
Distribution of Non-tax revenues
THE UNION EXECUTIVE:
*Summarize in detail about Union Government structure and functions.
President: Role, power and position:
Election of President:
The provisions dealing with the election of the President are provided in Articles 54 and 55
and the President and Vice-President (Elections) Act of 1952 amended in 1974. The President
is elected by an Electoral College, which consists of the elected members of the State
Legislatures (MLAs) and those of the Parliament (MPs) through proportional representation
by means of a single transferable vote. The value of vote of an MLA and MP is such that a
true federal character of the office of the President is maintained by striking a balance
between the State and Centre.
Administrative Powers:
The President has been constitutionally empowered to make appointment to the following
offices with or without consulting, as mentioned in the Constitution, certain authorities.
These offices are – (a) The Prime Minister of India and on his advice other ministers.
(b) The Attorney General of India.
(c) The Comptroller and Auditor General of India
(d) The Judges of the Supreme Court and the High Courts.
(e) The Governor of a State or the Lt. Governor or Commissioner of a Union Territory.
(f) The Finance Commission.
(g) The members of the Union Public Service Commission and Joint Commission for a group
of States.
(h) The Chief Election Commissioner and other members of the Election Commission.
(i) A special officer for the Scheduled Castes and Tribal areas.
Executive Powers of the President
The executive powers and functions of the President are:
a. All executive actions of the Government of India are formally taken in his name.
b. He can make rules specifying the manner in which the orders and other instruments made
and executed in his name shall be authenticated.
c. He can make rules for more convenient transaction of business of the Union government,
and for allocation of the said business among the ministers.
d. He appoints the prime minister and the other ministers. They hold office during his
pleasure.
e. He appoints the attorney general of India and determines his remuneration. The attorney
general holds office during the pleasure of the President.
f. He appoints the comptroller and auditor general of India, the chief election commissioner
and other election commissioners, the chairman and members of the Union Public Service
Commission, the governors of states, the chairman and members of finance commission, and
so on.
g. He can seek any information relating to the administration of affairs of the Union, and
proposals for legislation from the Prime Minister.
h. He can require the Prime Minister to submit, for consideration of the council of ministers,
any matter on which a decision has been taken by a minister but,which has not been
considered by the council.
i. He can appoint a commission to investigate into the conditions of SCs, STs and other
backward classes.
j. He can appoint an inter-state council to promote centre–state and inter-state cooperation.
k. He directly administers the union territories through administrators appointed by him.
l. He can declare any area as scheduled area and has powers with respect to the
administration of scheduled areas and tribal areas.
Areas where the President can act independently
Can reject the advice of the Prime Minister if the PM has lost majority in the house
Power to send messages to the Parliament
Power of suspense veto
If the general elections to the Lok Sabha throw up a ‘Hung House’
Under Article 78 – Presidents Right to Information
Under Article 74 – Send an advice back to the Council of Ministers for
reconsideration.
Receive memorandum from the opposition, study the situation and speak to the PM
privately. Entitled to comment on the affairs of the state
Financial Powers
The financial powers and functions of the President are:
a. Money bills can be introduced in the Parliament only with his prior recommendation.
b. He causes to be laid before the Parliament the annual financial statement (i.e., the Union
Budget).
c. No demand for a grant can be made except on his recommendation.
d. He can make advances out of the contingency fund of India to meet any unforeseen
expenditure.
e. He constitutes a finance commission after every five years to recommend the distribution
of revenues between the Centre and the states.
Military Power:
The President is the supreme command of the Armed Forces of India. Declarations of war
and peace is done by the President. However, the Parliament, by law, can regulate this power.
Diplomatic Power: The President has the power to negotiate and conclude treaties and
agreements with other countries, subject to the verification by Parliament. Also, the President
sends and receives diplomatic representatives and Ambassadors.
Judicial Powers:
The President has power to grant pardons, reprieves, respites or remission of punishment or
to suspend, remit or commute the sentences of any person in cases –
(a) Where the punishment or sentence is by a Court Martial.
(b) Where the punishment or sentence is for an offence against any law relating to a matter
within the executive power of the Union.
(c) Where the sentence is a death sentence.
Emergency Powers:
This extraordinary power has been given to the President to meet any kind of threat to the
country. The President can declare emergency under three circumstances;
(a) On the grounds of security threat to India by war, external aggression or armed rebellion.
This is called national emergency (under Art. 353) and during this period all the fundamental
rights except those under Arts. 20 and 21 are suspended. (b) On the ground of failure of
Constitutional machinery in a State or States under Art. 356. This is called imposition of the
President’s rule. (c) On the ground of serious financial instability or threat to credit of India
or any part thereof. This is called ‘financial emergency’ (Art. 360).
Veto Power of the President
A bill passed by the Parliament can become an act only if it receives the assent of the
President. When such a bill is presented to the President for his assent, he has three
alternatives (under Article 111 of the Constitution):
1. He may give his assent to the bill, or
2. He may withhold his assent to the bill, or
3. He may return the bill (if it is not a Money bill) for reconsideration of the Parliament.
However, if the bill is passed again by the Parliament with or without amendments and again
presented to the President, the President must give his assent to the bill.
Vice President
The Vice-President occupies the second highest office in the country. He is accorded a rank
next to the President in the official warrant of precedence. This office is modelled on the lines
of the American Vice-President.
Election
The Vice-President, like the president, is elected not directly by the people but by the method
of indirect election. He is elected by the members of an Electoral College consisting of the
members of both Houses of Parliament. Thus Electoral College is different from the
Electoral College for the election of the President in the following two respects:
a. It consists of both elected and nominated members of the Parliament (in the case of
president, only elected members).
b. It does not include the members of the state legislative assemblies (in the case of President,
the elected members of the state legislative assemblies are included).
Qualifications
To be eligible for election as Vice-President, a person should fulfil the following
qualifications:
1. He should be a citizen of India.
2. He should have completed 35 years of age.
3. He should be qualified for election as a member of the RajyaSaba.
4. He should not hold any office of profit under the Union government or any state
government or any local authority or any other public authority.
Powers and Functions
The functions of Vice-President are two-fold:
1. He acts as the ex-officio Chairman of RajyaSaba. In this capacity, his powers and functions
are similar to those of the Speaker of Lok Sabha. In this respect, he resembles the American
vice-president who also acts as the Chairman of the Senate the Upper House of the American
legislature.
2. He acts as President when a vacancy occurs in the office of the President due to his
resignation, removal, and death or otherwise. He can act as President only for a maximum
period of six months within which a new President has to be elected. Further, when the sitting
President is unable to discharge his functions due to absence, illness or any other cause, the
Vice-President discharges his functions until the President resumes his office. While acting as
the President or discharging the functions of the President, the Vice-President does not
perform the duties of the office of the chairman of RajyaSaba. During this period, those
duties are performed by the Deputy Chairman of Rajya Sabha
PRIME MINISTER:
The Prime Minister of India is the head of the government and country. He is appointed by
the President of India after the political party wins a general election and nominates a
candidate for the post. The leader of that political party is hence appointed as the Prime
Minister of India.
Types of Ministers in India
The Constitution of India does not group ministers into ranks, but in practice, ministers are of
four types seen in India:
Cabinet Ministers: He is present and he participates in every meeting of the Cabinet.
Minister of State with independent charge: He is a Minister of State who does not work
under a cabinet minister. When any matter concerning his department is on the agenda of the
Cabinet, he is invited to attend the meeting.
Minister of State: He is a Minister who does not have independent charge of any
Department and works under a cabinet minister. The work to such Minister is allotted by his
cabinet minister.
Deputy Minister: He is a Minister who works under a cabinet minister or a Minister of State
with independent charge. His work is allotted by the Minister under whom he is working.
Power and function of Prime Minister
The Prime Minister of India serves the country by performing various functions. He performs
his functions taking responsibilities that are listed below
The leader of the Country: The Prime Minister of India is the Chief Head of the
Government of India.
Portfolio allocation: The Prime Minister has the authority to assign respective portfolios to
the Ministers.
Chairman of the Cabinet: The Prime Minister is the chairman of the cabinet and conducts
the meetings of the Cabinet. He can impose his decision if there is a crucial opinion
difference and conflict among the members.
Official Representative of the country: The Prime minister represents the country for high-
level international meetings and he is the ambassador of the country.
The link between the President and the Cabinet: The Prime Minister acts as the link and
bond between the President and cabinet. He communicates and transmits all decisions of the
Cabinet to the President which is related to the administration of the affairs of the Union and
proposals for legislation.
Head: The Prime Minister is the head of many organisations and programs like Nuclear
Command Authority, NITI Aayog, Appointments Committee of the Cabinet, Department of
Atomic Energy, Department of Space and Ministry of Personnel, Public Grievances and
Pensions.
Chief Advisor: He also plays the role of chief advisor to the President.
Role and Power of the Prime Minister
Executive powers
The Prime Minister leads the functioning and exercise of authority of the government of
India. The President of India—subject to eligibility—invites a person who is commanding
support of majority members of LokSaba to form the government of India—also known as
the central government or Union government—at the national level and exercise its powers.
In practice the Prime Minister nominates the members of their council of ministers to the
president. They also work upon to decide a core group of ministers (known as the cabinet), as
in charge of the important functions and ministries of the government of India.
The Prime Minister is responsible for aiding and advising the president in distribution of
work of the government to various ministries and offices and in terms of the Government of
India (Allocation of Business) Rules, 1961. The co-ordination work is generally allocated to
the Cabinet Secretariat. While the work of the government is generally divided into various
Ministries, the Prime Minister may retain certain portfolios if they are not allocated to any
member of the cabinet.
The Prime Minister—in consultation with the cabinet—schedules and attends the sessions of
the houses of parliament and is required to answer the question from the Members of
Parliament to them as the in-charge of the portfolios in the capacity as Prime Minister of
India. Some specific ministries/department is not allocated to anyone in the cabinet but the
prime minister themselves. The prime minister is usually always in charge/head of Ministry
of Personnel, Public Grievances and Pensions (as Minister of Personnel, Public Grievances
and Pensions)
1. Cabinet Secretariat
2. Appointment Committee of the Cabinet
3. Cabinet Committee on Security
4. Cabinet Committee on Economic Affairs
5. NITI AAYOG
6. Department of Atomic Energy
7. Department of Space
8. Nuclear Command Authority
The Prime Minister represents the country in various delegations, high level meetings and
international organizations that require the attendance of the highest government office, and
also addresses to the nation on various issues of national or other importance. As Per Article
78 of the constitution, the official communication between the union cabinet and the
president are through the prime minister. Otherwise constitution recognizes the prime
minister as a member of the union cabinet only outside the sphere of union cabinet.
Administrative and Appointment Powers
The Prime Minister recommends to the President—among others—names for the
appointment of:
a. Chief Election Commissioner of India (CEC) and other Election Commissioners of India
(ECs)
b. Comptroller and Auditor General of India (C&AG)
c. Chairperson and members of the Union Public Service Commission (UPSC)
d. Chief Information Commissioner of India (CIC) and Information Commissioners of India
e. Chairperson and members of the finance commission (FC)
f. Attorney General of India (AG) and Solicitor General of India (SG)
Legislative Powers
The Prime Minister acts as the leader of the house of the chamber of parliament— generally
the LokSaba—he/she belongs to. In this role, the prime minister is tasked with representing
the executive in the legislature, he/she is also expected to announce important legislation, and
is further expected to respond to the opposition's concerns. Article 85 of the Indian
constitution confers the President with the power to convene and end extraordinary sessions
of the parliament, this power, however, is exercised only on the advice of the prime minister
and his/her council, so, in practice, the Prime Minister does exercise some control over the
affairs of the parliament.
*Interpret the Roles and Responsibility of the following. (i) President (ii) Vice President
(iii) Prime minister
Composition of Council of Ministers
The Prime Minister prepares a list of his colleagues from among the Members of the
Parliament to be appointed as Ministers and the President is obliged to appoint them as such.
The Prime Minister is, thus. given absolute power in the formation and composition of his
Council of Ministers. He is the ‘Keystone of the Cabinet Arch.’
Categories of Ministers
Cabinet Ministers: They are the most important members of the Council of
Ministers. They are the full-fledged end Ministers who hold important portfolios.
Ministers of State : They are the second category of Ministers. They may or may not
hold an independent charge of any portfolio. The Prime Minister may or may not
consult them.
Deputy Ministers : They are the third category of Ministers who assist the
Cabinet Ministers and the Council of Ministers.
Term of Office: Constitutionally, the Prime Minister and his Council of Ministers
hold office till the pleasure of the President’. But the President has little power even in
this regard. The Prime Minister and the Council of Ministers are directly responsible
to the Lok Sabha and can remain in office so long as they enjoy the majority support
in Lok Sabha).
1. Policy-making: The Council of Ministers are always the most experienced, the most
influential and the most trusted members of the ruling party. As deciding policy
matters is a very crucial responsibility, it comes under the Powers of Council of
Ministers of India. They decide and frame policies regarding each and every branch of
the Government in their meetings. Within the Cabinet room they have every right to
differ on policy matters. But once a decision is made, they are expected to speak in
one voice. They cannot criticise such a policy in public. That is why this aspect is
known as the collective responsibility of the Cabinet.
1. All the departments of the Government are under the control of the Ministers and it is their
responsibility to run the administration in a good manner.
2. It is the function of the Council of ministers to maintain order and peace in the state.
3. They introduce Bills, participate in the discussion and cast their vote.
4. The budget of the states is prepared by the Council of Ministers.
5. They review the work of planning and the Planning Commission.
6. Managing the foreign tours of the President and other ministers also comes under the
functions of the Council of Ministers
(1) Formulation, execution, evaluation and revision of public policy in various spheres which
the party in power seeks to progress and practice.
(2) Coordination among various ministries and other organs of the government which might
indulge in conflicts, wastefulness, duplication of functions and empire building.
(3) Preparation and monitoring of the legislative agenda which translated the policies of the
government in action through statutory enactments.
(4) Executive control over administration through appointments, rule making powers and
handling of crises and disasters – natural as well as political.
(5) Financial management through fiscal control and operation of funds like Consolidated
Fund and Contingency Funds of India.
Central Secretariat
Membership of Parliament
Qualifications
The Constitution lays down the following qualifications for a person to be chosen a member
of the Parliament:
What is the House of People, where people who are Council of States, where the
meaning of the qualified to vote can elect their representatives are indirectly elected
name? representative by way of direct by the elected representative of the
elections Assemblies of States and Union
Territories
What are the All bills originate in Lok Sabha mostly Rajya Sabha has special powers to
functions of the and after passing through Rajya Sabha, protect the states’ rights against the
house? they are returned for Lok Sabha Union.
approval. It plays a major role in
legislation.
Lok Sabha can express a lack of confidence in the government by following ways
which Rajya Sabha cannot:
Money Bill under Article 110 can only be introduced in Lok Sabha.
Financial Bill under Article 110 (1) can also be introduced only in the Lok Sabha
Note: The powers with the passage of the bill, however, are the same
Speaker of Lok Sabha decides which bill is Money Bill and the same power is not
given to the chairman of Rajya Sabha
In case of a joint sitting of both houses, Lok Sabha with the greater number always
wins
With respect to the union budget, Rajya Sabha can only discuss the budget and cannot
vote on the demands for grants
How many members are there in Lok Sabha and Rajya Sabha?
The composition of both the houses is given below:
Representation of States
Representation of Union Territories
Nominated Members
Difference between Lok Sabha and Rajya Sabha w.r.t
Representation of States
Members are directly elected by the Members are elected by the elected
people from the territorial members of state legislative assemblies
constituencies in the states Election Principle used – Proportional
Election Principle used – Universal Representation by means of Single
Adult Franchise Transferable Vote
Eligibility to Vote: Any Indian Allotment of Seats – On the basis of
Citizen of/above 18 years of age population
Note: Voting age was reduced from 21 to 18 Note: Number of representatives varies from
years by the 61st Constitutional Amendment state to state
Act, 1988
Financial Bill
a. A bill that deals with certain matters, alongside the matters present in Article 110 or 199.
b. All money bills are financial bills but all financial bills are not money bills.
Special Provisions of Financial Bill Class I
a. Can be introduced only in Lok Sabha
b. Can be introduced only with the prior consent of the President.
c. Rajya Sabha has equal powers as the Lok Sabha on this bill
Special Provisions of Financial Bill Class II
a. They involve with some expenditure of money
b. They can be introduced in both the houses.
c. The President’s consent is required before the bill is taken up for consideration.
*Comparison between Ordinary bills, Money bills and Finance bills.
THE UNION JUDICIARY
*Illustrate in detail about the judicial system in states. What is the legitimate power of
High court?
Types of Judicial Benches
1. Supreme Court
(a) Constitutional / Full Bench – constitutes of five or more judges of the Supreme Court.
(b) Divisional Bench – constitutes of two or more judges of the Supreme Court but in case of
participants of the Chief Justice three or more judges of the Supreme Court.
2. High Court
(a) Full Bench – 3 or more Judges
(b) Divisional Bench – 2 or more Judges.
Single Bench – only one Judge.
Supreme Court of India: Composition, Power, and Functions
*Discuss In detail about State Government Administration and Function
*What are the fundamental duties of governor, chief minister and legislative?
State Government and its Administration:
MEANING OF SECRETARIAT:
The three components of government at the state level are: (i) the Minister; (ii) the Secretary;
and (iii) the Executive Head (last one in most cases is called the Director, although other
nomenclatures are also used to refer to the executive head). The Minister and the Secretary
together constitute the Secretariat, whereas the office of the Executive Head is designated as
the Directorate. Literally, the term “Secretariat” means the Secretary’s office. It originated at
a time when what we had in India was really a government run by the Secretaries. After
Independence, the power of governance passed into the hands of the popularly elected
Ministers and thus the Ministry became the seat of authority. In the changed political
situation, the term Secretariat has become a synonym for the Minister’s office.
POSITION AND ROLE OF STATE SECRETARIAT
The State Secretariat, as the top layer of the state administration, is primarily meant to assist
the state government in policy-making and in discharging its legislative functions. The main
functions of the State Secretariat are as follows:
i) Assisting the ministers in policy-making, modifying policies from time to time and
discharging their legislative responsibilities;
ii) Framing draft legislation, and rules and regulations;
iii) Coordinating policies and programmes, supervising and controlling their execution, and
reviewing of the results;
iv) Budgeting and control of expenditure;
v) Maintaining contact with the Government of India and other state governments; and
vi) Overseeing the smooth and efficient running of the administrative machinery, and
initiating measures to develop greater personnel and organisational competence.
STRUCTURE OF A TYPICAL SECRETARIAT DEPARTMENT
Officers :
Conventionally, the officers’ hierarchy had three levels. Under this, a typical administrative
department is headed by a Secretary who will have a complement of Deputy Secretaries and
Under/Assistant Secretaries.
Office
A unique feature of the Secretariat system in India has been the distinction between its two
component parts – “the transitory cadre of a few superior officers” and “the permanent
office”. The officers in each department, because they hold tenure posts, come and go. It is
the office, which is manned by permanent functionaries, which provides the much needed
element of continuity to the Secretariat department. Unlike officers, the office constitutes the
permanent element in the Secretariat system. The office component is comprised of
superintendents (or section officers), assistants, clerks, computer operators etc. The office
performs the spadework on the basis of which the officers consider cases and make decisions.
Office supplies officers with materials, which constitute the basis for decision-making. The
structure of a typical Department can be depicted as follows:
Department - Secretary
Wing - Additional/Joint Secretary
Division - Deputy Secretary
Branch - Under Secretary
Section - Section Officer.