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Lecture 08

Lecture 8 of CSCI3340 covers numerical quadrature, focusing on methods for approximating definite integrals, including Newton-Cotes rules, Gauss quadrature, and adaptive quadrature. Key concepts include the formulation of quadrature rules, error analysis, and the order of accuracy for different methods. The lecture also discusses the properties of weights in quadrature rules and transformations for integrating over finite intervals.

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0% found this document useful (0 votes)
5 views31 pages

Lecture 08

Lecture 8 of CSCI3340 covers numerical quadrature, focusing on methods for approximating definite integrals, including Newton-Cotes rules, Gauss quadrature, and adaptive quadrature. Key concepts include the formulation of quadrature rules, error analysis, and the order of accuracy for different methods. The lecture also discusses the properties of weights in quadrature rules and transformations for integrating over finite intervals.

Uploaded by

Ricky law
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

CSCI3340 - Scientific Computing

Lecture 8: Quadrature
Dr. Colin Tsang

1/31
Table of Contents
1 Introduction

▶ Introduction

▶ Newton-Cotes Rules

▶ Gauss Quadrature

▶ Adaptive Quadrature

▶ Further readings

2/31
Numerical Quadrature
1 Introduction

Quadrature means the approximate evaluation of a definite integral


∫ b
I= f(x)dx
a

From calculus, we know that a Riemann sum can be used to approximate a definite integral. To form a Riemann
sum, we partition the interval [a, b] into n intervals with a = x0 < x1 < ... < xn = b and approximate


n
I ≈ In = wi f(δi )
i=1

with wi = xi − xi−1 and δi ∈ [xi−1 , xi ].

Every rule for numerical quadrature has the form of the above In . The key problem is to determine the nodes δi
(height) and the weight wi (width) to obtain the best possible result with the lowest computational cost.

3/31
Numerical Quadrature
1 Introduction

The value for the integral computed by a Riemann sum can also be interpreted as follows: we approximate the
function f by a piecewise constant function g

g(x) = f(δi ), xi−1 ≤ x ≤ xi , i = 1, ..., n

and compute
∫ b ∫ b
I= f(x)dx ≈ g(x)dx
a a
In fact, any other approximation of f by a function g which can be integrated analytically will lead to a quadrature
rule.

4/31
Table of Contents
2 Newton-Cotes Rules

▶ Introduction

▶ Newton-Cotes Rules

▶ Gauss Quadrature

▶ Adaptive Quadrature

▶ Further readings

5/31
Polynomial Interpolation
2 Newton-Cotes Rules

One obvious way to approximate f is by polynomial interpolation, i.e., our Lecture 4. Suppose that we have n + 1
pairs of data, (δi , yi ) for n = 0, ..., n. Then, we can represent the polynomial using Lagrange interpolation, which we
have discussed in Lecture 4. We have
∑n
f(x) = Pn (x) = li (x)yi
i=0

where

n
x − δj
li (x) =
δi − δj
j̸=i

for i = 0, ..., n. We can obtain a quadrature rule by integrating both sides


∫ b ∫ b ∫ b∑
n n (∫
∑ b )
f(x)dx = Pn (x)dx = li (x)yi dx = li (x)dx yi
a a a i=0 i=0 a

6/31
Newton-Cotes Rules
2 Newton-Cotes Rules

We can define the weight as


∫ b
wi = li (x)dx
a
Then, we have the Newton-Contes Quadrature Rules
∫ b ∑
n
I= f(x)dx ≈ wi yi
a i=0

where yi = f(δi ). Note that


• The weights in a Newton–Cotes quadrature rule are given by the integrals of the corresponding Lagrange basis
polynomials.
• Newton–Cotes rules are typically constructed using equally spaced nodes (so as the interpolation problem),
although this is not a strict requirement.
• The nodes may, in principle, be arbitrarily chosen.

7/31
Some special cases
2 Newton-Cotes Rules
Let’s assume equidistance nodes in this slide.

For n = 1, we have the Trapezoidal Rule


∫ b
b−a
I= f(x)dx ≈ [f(a) + f(b)]
a 2
b−a
For n = 2, we set h = 2 . Then, we have the Simpson’s Rule:
∫ b
h
I= f(x)dx ≈ [f(a) + 4f(a + h) + f(b)]
a 3
b−a
For n = 3, we set h = 3 . Then, we have the Simpson’s 3-8 Rule:
∫ b
3h
I= f(x)dx ≈ [f(a) + 3f(a + h) + 3f(a + 2h) + f(b)]
a 8
b−a
For n = 5, we set h = 4 . Then, we have the Boole’s Rule:
∫ b
2h
I= f(x)dx ≈ [7f(a) + 32f(a + h) + 12f(a + 2h) + 32f(a + 3h) + 7f(b)]
a 45

8/31
Order of a Quadrature Formula
2 Newton-Cotes Rules

A quadrature formula with nodes δi and weights wi is of order p, if it computes the exact integral value for all
polynomials pk up to degree k ≤ p − 1, i.e.,
∫ b ∑
n
pk (x)dx = wi pk (δi )
a i=0

for k = 0, ..., p − 1.

We have:
• Trapezoidal Rule: Order = 2
• Simpson’s Rule: Order = 4
• Simpson’s 3-8 Rule: Order = 4
• Boole’s Rule: Order = 6

9/31
Order of the Trapezoidal Rule
2 Newton-Cotes Rules

For degree 0, i.e., p0 (x) = C for some constant C, the Trapezoidal rule is equal to the exact integral

b−a b−a b
(f(a) + f(b)) = (C + C) = C(b − a) = C[x]ba = p0 (x)dx
2 2 a

Next, for degree 1, i.e., p1 (x) = mx + c, the Trapezoidal rule is equal to the exact integral

b−a b−a m(b2 − a2 ) m b
(f(a) + f(b)) = (ma + c + mb + c) = + c(b − a) = [x2 ]ba + c[x]ba = p1 (x)dx
2 2 2 2 a
∫b b3 −a3
For degree 2, we can let f(x) = x2 . The exact integral is a f(x)dx = 3 . However, the Trapezoidal rule gives

b−a b−a 2 b3 − a3
(f(a) + f(b)) = (a + b2 ) ̸=
2 2 3
Hence, the Trapezoidal rule is equal to the exact integral of pk (x) for k = 0, 1. Therefore, the Trapezoidal rule is
order 2.

10/31
Order of a Quadrature Formula
2 Newton-Cotes Rules

Another way to find the order is to consider the monomials, i.e., 1, x, x2 ,...,xm .
Theorem (Order by Monomials)
If a quadrature rule is exact for f(x) = xk for k = 0, ..., m, i.e.,
∫ b ∑
n
k
x dx = wi δik
a i=0

then it has an order of m + 1.

11/31
Order of a Quadrature Formula
2 Newton-Cotes Rules

Proof.
Any degree k polynomial can be written as pk (x) = a0 + a1 x + ... + ak xk , for k = 0, ..., m. Thus, we have
∫ b ∫ b
pk (x)dx = (a0 + a1 x + ... + ak xk )dx
a a
∫ b ∫ b ∫ b
= a0 1dx + a1 xdx + ... + ak xk dx
a a a

n ∑
n ∑
n
= a0 wi + a1 wi δi + ... + ak wi δik (By assumption)
i=0 i=0 i=0

n
= wi (a0 + a1 δi + ... + ak δik )
i=0

n
= wi pk (δi ) (for k = 0, ..., m)
i=0

Thus, the quadrature rule is exact for pk (x), where k = 0, ..., m. Thus, by definition, it has the order m + 1.
12/31
Minimum Order of the Newton-Cotes Rule
2 Newton-Cotes Rules

Theorem (Minimum Order of the Newton-Cotes Rule)


If the Newton-Cotes Rule has n-nodes, then the order of it must be at least n.

Proof.
Consider the Newton-Cotes Rules with n-nodes. We have
∑n n (∫ b
∑ ) ∫ b∑
n ∫ b
wi f(δi ) = li (x)dx f(δi ) = li (x)f(δi )dx ≈ f(x)dx
i=1 i=1 a a i=1 a

∫b
The weights wi = a li (x)dx is coming from the fact that we are using Lagrange interpolation with n nodes to
approximate f(x). However, if f(x) is a polynomial of degree ≤ n − 1, then the Lagrange interpolation with n nodes
will be exact. Thus, the Newton-Cotes Rule with n nodes is exact for all polynomial up to degree n − 1. So, it has
order n.

13/31
Error Analysis
2 Newton-Cotes Rules

• In general, it is impossible to know the exact error of a quadrature rule for an arbitrary function.
• Unless we use infinitely many nodes—which is impossible in practice—the rule may miss features like narrow
peaks that contribute significantly to the integral.
• Nevertheless, the order of a quadrature formula provides useful information on its accuracy.
• Any sufficiently smooth function f(x) can be approximated by a polynomial using its Taylor expansion.
• If the quadrature rule is exact for all polynomials up to degree p − 1, the error depends on the p-th and higher
derivatives of f(x).
• Thus, a higher order p generally leads to a smaller error.

14/31
Table of Contents
3 Gauss Quadrature

▶ Introduction

▶ Newton-Cotes Rules

▶ Gauss Quadrature

▶ Adaptive Quadrature

▶ Further readings

15/31
Order Bound
3 Gauss Quadrature

Theorem (Order Bound)


For any quadrature rule with n nodes,
∫ b ∑
n
I= f(x)dx ≈ wi f(δi )
a i=1

the order of it is bounded by 2n, i.e., an n-point quadrature rule can exactly integrate a polynomial of degree 2n − 1
at most.

16/31
Order Bound
3 Gauss Quadrature

Proof.
If there exists a polynomial of degree 2n such that the quadrature rule cannot integrate it exactly, then the proof is
complete. Consider a polynomial with the nodes as roots


n
Q(x) = (x − δi )2
i=1

The degree of Q is 2n. Since Q(x) > 0 for any x ∈ [a, b], we have
∫ b
Q(x)dx > 0
a

However, the n-point quadrature rule will give us


n ∑
n
wi f(δi ) = wi Q(δi ) = 0
i=1 i=1

Hence, the order of any n-point quadrature is at most 2n.


17/31
Positivity of Weights
3 Gauss Quadrature

There is another very desirable property for a high order quadrature rule. If a quadrature has a very high order
(2n − 1 or 2n), their weights are positive.
Theorem (Positivity of Weights)
If an n-nodes quadrature rule
∫ b ∑
n
I= f(x)dx ≈ wi f(δi )
a i=1

is of order p ≥ 2n − 1, then the weights wi of the Newton-Cotes Rules, for i = 1, ..., n, are positive.

18/31
Positivity of Weights
3 Gauss Quadrature

Proof.
Consider the Lagrange polynomials

n
x − δj
lk (x) =
δk − δj
j̸=k

for k = 1, ..., n. The degree is n − 1. Thus, l2k (x) is of degree 2n − 2. If the order is p ≥ 2n − 1, then the quadrature
rule is exact for any polynomial of degree less than 2n − 2. Hence, we have


n ∫ b
wi l2k (δi ) = l2k (x)dx
i=1 a

Since∑lk (δi ) = 0 for any i ̸= k and lk (δk ) = 1, all terms on the LHS will vanish except i = k. Thus, we
have ni=1 wi l2k (δi ) = wk l2k (δk ) = wk (1)2 = wk . Hence, we have
∫ b
wk = l2k (x)dx > 0
a

for k = 1, ..., n.
19/31
From [a, b] to [−1, 1]
3 Gauss Quadrature

Consider a change of variable


b−a a+b
x= t+
2 2
Hence, we have
2x − b − a
t=
b−a
b−a = −1 when x = a, and t = b−a = 1 when x = b. Therefore, we can always
This means that t = 2a−b−a 2b−b−a

transform a general finite interval [a, b] to [−1, 1] because


∫ b ∫
b−a 1 b−a a+b
f(x)dx = f( t+ )dt
a 2 −1 2 2

WLOG, consider an integral on the interval [−1, 1] with a quadrature rule


∫ 1 ∑
n
I= f(x)dx ≈ wi f(δi )
−1 i=1

For a given n, we want to find wi and δi such that the order is as high as possible.
20/31
Gauss-Legendre Rule
3 Gauss Quadrature
∫1
Suppose that n = 2. We have a quadrature rule −1 f(x)dx ≈ w1 f(δ1 ) + w2 f(δ2 ). From the Order Bound theorem, the
highest possible order is 4. Hence, we want to satisfy four equations:
∫ 1
w1 δ1k + w2 δ2k = xk dx , for k = 0, 1, 2, 3
−1
Hence, we have a system of nonlinear equations


 w1 + w2 = 2


w δ + w δ = 0
1 1 2 2

 w1 δ1 + w2 δ22 = 23
2


w δ 3 + w δ 3 = 0
1 1 2 2

We have learned how to solve such a system in Lecture 3. The solution is given by
−1 1
{w1 = 1, w2 = 1, δ1 = √ , δ2 = √ }
3 3
Hence, we have the Gauss-Legendre Rule for n = 2
∫ 1
−1 1
f(x)dx ≈ f( √ ) + f( √ )
−1 3 3
21/31
Gauss-Legendre Rule
3 Gauss Quadrature

For n = 3, we can obtain 6 equations with 6 unknowns following the same method. Once can compute that the
corresponding quadrature rule is given by
∫ 1 √ √
5 3 8 5 3
f(x)dx = f(− ) + f(0) + f( )
−1 9 5 9 9 5

The nonlinear system becomes very hard to solve when n is large.

22/31
Gauss Quadrature
3 Gauss Quadrature

Definition: If qn (x) is a degree n polynomial such that


∫ b
pk (x)qn (x)dx = 0
a

for any polynomial pk (x) with degree k ≤ n − 1, then we say that qn (x) is an orthogonal polynomial on the interval
[a, b].
Theorem (Gauss Quadrature)
If an n-node quadrature rule satisfies the following conditions:
• The nodes δi are the roots of Qn (x), an orthogonal polynomial on the interval [−1, 1].
∫1
• The weights wi is obtained by the Newton-Cotes Rules, i.e., wi = −1 li (x)dx.
Then, it is named the Gauss Quadrature. It has an order of 2n, which is the maximum possible order.

23/31
Gauss Quadrature
3 Gauss Quadrature

Proof.
For any polynomial with degree 2n − 1, divide it by Qn (x) and then integrate both sides
∫ 1 ∫ 1 ∫ 1
P2n−1 (x) = Hn−1 (x)Qn (x) + Rn−1 (x)
−1 −1 −1

where Hn−1 (x) with degree n − 1 is the quotient and Rn−1 (x) with degree n − 1 is the remainder. The error of our
n-nodes quadrature rule is given by
∫ 1 ∑
n ∫ 1 ∑
n ∫ 1 ∑
n
E(n) = P2n−1 (x)− wi P2n−1 (δi ) = Hn−1 (x)Qn (x)− wi Hn−1 (δi )Qn (δi )+ Rn−1 (x)− wi Rn−1 (δi )
−1 i=1 −1 i=1 −1 i=1

• Since Qn (x) is orthogonal, the first term vanishes.


• Since δi are roots of Qn (x), the second term vanishes.
• By the minimum order of the Newton-Cotes Rule theorem, our n-nodes quadrature rule has an order of at least
n. As the remainder Rn−1 (x) is of degree n − 1, the last two terms also vanish.
Thus, the error is zero for any polynomial of degree 2n − 1.
24/31
Orthogonal Polynomials
3 Gauss Quadrature

There is one remaining problem: How to find the orthogonal polynomial Qn (x)?
• For Gauss quadrature on [−1, 1], the standard orthogonal polynomials are Legendre polynomials Qn (x).
• Qn (x) can be computed with the recursion formula:

(n + 1)Qn+1 (x) = (2n + 1)xQn (x) − nQn−1 (x)

with Q0 (x) = 1, Q1 (x) = x.


• For small n:
1 1
Q2 (x) = (3x2 − 1), Q3 (x) = (5x3 − 3x)
2 2
• Keep in mind that this formula only works on [−1, 1].
• The proof of this recursion formula will be skipped in this course. You can read Chapter 9.3.2 of our textbook if
you are interested.

25/31
Gauss Quadrature
3 Gauss Quadrature

∫b
Here is an algorithm to apply the Gauss Quadrature to approximate an integral a f(x)dx with the maximum possible
order:
1. Change the interval to [−1, 1] by substitution.
2. Find Qn (x) by (n + 1)Qn+1 (x) = (2n + 1)xQn (x) − nQn−1 (x) on [−1, 1].
3. Solve Qn (x) = 0 for x ∈ [−1, 1]. Take the roots as δi .
∫1
4. Compute the weights by wi = −1 li (x)dx, where li (x) is the Lagrange basis polynomial for the nodes.

5. The Gauss Quadrature is given by ni=1 wi f(δi )

26/31
Table of Contents
4 Adaptive Quadrature

▶ Introduction

▶ Newton-Cotes Rules

▶ Gauss Quadrature

▶ Adaptive Quadrature

▶ Further readings

27/31
Adaptive nodes
4 Adaptive Quadrature

Key idea: We want to have more nodes in the “difficult” interval and less nodes in the “easy” interval.
1. Compute a rough approximation I1 (e.g., Simpson’s rule) on [a, b].
a+b
2. Split [a, b] at midpoint m = 2 .
3. Compute I2 = Simpson’s rule on [a, m] plus on [m, b].
4. If |I2 − I1 | is small enough, accept I2 .
5. Otherwise, recurse on subintervals [a, m] and [m, b].

28/31
Example
4 Adaptive Quadrature
∫1 1
Consider 0 1+100(1−x)2 dx with the Adaptive Simpson Rule.

29/31
Table of Contents
5 Further readings

▶ Introduction

▶ Newton-Cotes Rules

▶ Gauss Quadrature

▶ Adaptive Quadrature

▶ Further readings

30/31
Further readings
5 Further readings

More details and examples can be found in CHAPTER 9 of this reference book:
• Gander, Walter, Martin J. Gander, and Felix Kwok. Scientific computing-An introduction using Maple and
MATLAB. Vol. 11. Springer Science & Business, 2014

31/31

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