Module 4 PIL
Module 4 PIL
Nationality is a very important concept in International Law as it establishes a legal relationship between
an individual and a state. It determines the rights, duties, and protection available to a person. Every
individual must belong to a state, and this membership is known as nationality. It gives a person rights such
as protection by the state, the right to travel, and participation in governance, along with duties like
allegiance and obedience to laws.
The importance of nationality has also been recognized internationally in the Universal Declaration of
Human Rights (1948), which states that everyone has the right to a nationality and no one shall be
arbitrarily deprived of it.
Although there is no universally accepted definition of nationality in International Law, it is generally
governed by the municipal laws of each state, which may differ from country to country. However,
nationality has important international significance, especially in matters like diplomatic protection and
state responsibility, and modern law emphasizes the need for a genuine and effective link between the
individual and the state.
Meaning and Definition of Nationality
Nationality means the status of membership of an individual in a state, which creates a legal bond
between the individual and the state. It connects a person to a particular country and determines their
legal identity at the international level.
It is through nationality that a person gets rights, protection, and recognition under International Law, and
in return owes duties and allegiance to the state. Thus, nationality establishes a relationship of mutual
rights and obligations between the individual and the state.
Nationality is the legal bond between an individual and a state, through which a person becomes entitled
to rights, protection, and benefits under International Law. It is the medium through which an individual
can enjoy the advantages of International Law, such as diplomatic protection and legal recognition.
A state exercises jurisdiction over its nationals, even when they are residing or travelling abroad, and they
remain under its authority. International Law recognizes this relationship and also sets limits on the
exercise of such jurisdiction.
Definitions
• J.G. Starke: Nationality is “the legal status of membership of the collectivity of individuals whose
acts, decisions and policy are vouchsafed through the legal concept of the state represented those
individuals”.
• Oppenheim: Nationality is the quality of being a subject of a certain state and therefore its citizen.
• Charles G. Fenwick: Nationality is a bond which binds an individual with a state and gives
protection along with an obligation to follow its laws.
• Kelsen: Nationality (citizenship) is the status of an individual who is legally a member of a state.
Nationality and Citizenship
Nationality and citizenship are often used interchangeably, but they are not exactly the same.
Nationality refers to the legal relationship between an individual and a state under International Law. It
determines a person’s status at the international level, including rights like diplomatic protection.
On the other hand, citizenship refers to the relationship between an individual and a state under municipal
(domestic) law. It is closely connected with civil and political rights, such as the right to vote, hold public
office, and participate in governance.
Thus, nationality mainly deals with international aspects, while citizenship deals with internal rights and
duties within a state.
Importance of Nationality
Nationality is a fundamental concept in International Law as it establishes a legal bond between an
individual and a state, through which a person obtains rights, protection, and recognition at the
international level. It is the basis on which an individual is identified globally and is able to enjoy the
benefits of International Law. Without nationality, a person would lack legal protection and recognition in
the international community.
1. Basis of Diplomatic Protection
Nationality forms the basis of diplomatic protection, which means that a state has the right to protect its
citizens abroad. If a national is subjected to wrongful treatment by another state, the home state can
intervene and take action against that state under International Law. This protection may include
negotiations, legal action, or claims for compensation.
2. Determination of Rights and Duties
Nationality determines the legal rights and obligations of an individual. It grants rights such as the right to
obtain a passport, travel abroad, seek protection from the state, and participate in governance. At the
same time, it imposes duties like allegiance to the state, obedience to laws, and in some cases,
compulsory military service.
3. Exercise of State Jurisdiction
A state has the authority to exercise jurisdiction over its nationals, even when they are outside its
territory. This means that nationals remain under the control and authority of their state regardless of
where they are located. International Law permits this exercise of jurisdiction but also places reasonable
limits to ensure that it is not abused.
4. Responsibility of State for Acts of Nationals
Nationality also links the actions of individuals to the international responsibility of the state. If a state fails
to control its nationals and their actions cause harm to another state, it may be held responsible under
International Law. For example, if nationals engage in harmful or illegal acts affecting another country, the
state may be required to take action or provide compensation.
5. Extradition and Right of Return
Nationality plays an important role in matters of extradition and the right of return. States generally do not
refuse to accept their own nationals and often provide protection against extradition to foreign states.
Every individual has the right to return to their own country, which is an essential aspect of nationality.
This ensures that no person is left without a state to which they belong.
6. Political and Civil Rights
Nationality is closely connected with the enjoyment of political and civil rights within a state. These include
the right to vote, contest elections, hold public office, and access various social and economic benefits.
Through nationality, individuals become active participants in the governance and development of their
state.
7. International Identity and Recognition
Nationality provides an individual with a recognized identity at the international level. It determines how a
person is treated by other states and enables participation in international legal and social systems.
Without nationality, a person may become stateless, which leads to serious difficulties in enjoying basic
rights and protections.
Statelessness
Statelessness refers to the condition where a person is not recognized as a national by any state under its
laws. Such individuals lack a legal bond with any country and therefore do not enjoy basic rights like
protection, identity, or access to services. Statelessness may arise due to conflict of laws, loss of nationality,
or state succession. It creates serious humanitarian issues, as such persons are often deprived of education,
employment, and legal recognition. International law seeks to reduce statelessness and ensure everyone
has a nationality.
Principle (Effective Link Principle): This case established the principle of “genuine or effective link”, which
means nationality must be based on a real and meaningful connection between a person and a state. It is
especially important in cases of dual nationality, to determine which nationality should be recognized
under International Law.
Mackenzie v Hare Case (1915)
Facts: An American woman married a British citizen and, according to U.S. law at that time, she
automatically lost her American nationality and acquired her husband’s nationality. She challenged this,
arguing that her nationality should not change without her consent.
Held: The Court held that nationality can be changed through marriage as per the law of the state, and
such acquisition or loss of nationality is valid.
Relevance: Shows that nationality can be acquired (or changed) through naturalization, including marriage,
as recognized under municipal and international law.
Flegenheimer Case (1958)
Facts: Flegenheimer claimed to be an Italian national and sought compensation from the United States for
damage to his property during World War II. However, there was doubt regarding whether he had validly
acquired Italian nationality.
Held: The tribunal held that mere formal acquisition of nationality is not sufficient; there must be proper
compliance with legal requirements and recognition by other states. Since his nationality was not clearly
established, his claim was rejected.
Modes of Loss of Nationality
Nationality, once acquired, is not permanent and may be lost under certain circumstances. The loss of
nationality results in the termination of the legal bond between an individual and a state, thereby ending
the rights, duties, and protection associated with it. The rules relating to loss of nationality are mainly
governed by the municipal laws of each state, though they have important consequences under
International Law.
According to Oppenheim, there are five principal modes of losing nationality. These modes reflect
situations where the connection between an individual and the state either ends voluntarily or is
terminated by operation of law.
1. By Release
Release is a mode of loss of nationality where an individual is formally discharged from nationality by the
state upon application. It is a voluntary process, but unlike renunciation, it requires the consent and
approval of the state authorities.
A person who wishes to give up their nationality must submit an application to the competent authority,
stating reasons such as intention to settle permanently in another country or to acquire another nationality.
If the state is satisfied, it grants permission and the individual is released from nationality. This process
ensures that nationality is not lost casually but through a regulated legal procedure, and often safeguards
are imposed to prevent statelessness.
2. By Deprivation
Deprivation refers to the compulsory loss of nationality imposed by the state. It is not based on the
consent of the individual but is enforced due to certain acts or conduct considered harmful to the interests
of the state. States may deprive a person of nationality in cases such as:
• Acquisition of nationality through fraud, false representation, or concealment of facts
• Acts of disloyalty, treason, or rebellion
• Serving in the armed forces or government of a foreign state without permission
• Conduct prejudicial to the security or sovereignty of the state
For example, under American law, service in a foreign army without authorization may lead to deprivation
of citizenship. Deprivation is generally exercised under strict legal provisions and must follow due process,
as it seriously affects the legal status of the individual.
3. By Expiration
Expiration of nationality occurs when a person loses nationality due to prolonged or continuous residence
abroad, especially when they fail to maintain sufficient links with their home state. Some states provide
through legislation that if a person resides in a foreign country for a long period without:
• Maintaining contact with the state
• Registering with consular authorities
• Showing intention to return
their nationality may automatically expire.
For example, a naturalized American citizen may lose nationality if they continuously reside in a foreign
country, particularly in their country of origin, for a specified number of years. This mode is based on the
principle that nationality requires a real and continuing connection with the state.
4. By Renunciation
Renunciation is the voluntary act of giving up nationality by an individual. It usually arises when a person
acquires or intends to acquire another nationality and wishes to avoid dual nationality or conflicting
allegiance. In such cases, the individual makes a formal declaration renouncing their nationality, which
must be accepted by the state.
Renunciation is common in situations involving dual nationality, where a person is required to choose one
nationality upon attaining majority. For example, under British law, a person with dual nationality may, on
reaching adulthood, declare their intention to renounce one nationality.
However, states often ensure that renunciation does not lead to statelessness, and therefore may require
proof of acquisition of another nationality before accepting renunciation.
5. By Substitution
Substitution refers to the loss of nationality when a person acquires the nationality of another state in
place of their original nationality. In such cases, the original nationality is automatically replaced by the
new one. This usually occurs when a person voluntarily becomes a citizen of another country through
naturalization. Some states provide that acquiring foreign nationality results in the automatic loss of
original nationality.
For example:
• Under the U.S. Nationality Act voluntary naturalization in another country may result in loss of
American nationality.
• In certain countries, even accepting employment in a foreign government without permission may
lead to loss of nationality.
Substitution is based on the principle that a person should not have conflicting allegiance to multiple
states, although modern laws in some countries permit dual citizenship.
Stoeck v Public Trustee (1921)
Facts: Stoeck was born in Prussia (Germany) but later moved to Belgium and then to England. In 1896, he
formally renounced his German nationality and was released from it under German law. However, he did
not acquire British nationality and thus became stateless. During World War I, the British government tried
to seize his property treating it as enemy (German) property. Stoeck challenged this action, arguing that he
was no longer a German national.
Held: The Court held in favour of Stoeck and laid down two important principles:
1. Domestic Law Rule: Nationality must be determined according to the municipal (domestic) law of
the state concerned. Since German law had released him, he was no longer a German national.
2. Recognition of Statelessness: The Court recognized that a person can be stateless (without
nationality), meaning they may not belong to any country.
Afroyim v Rusk (1967)
Facts: Afroyim was a naturalized citizen of the United States who later moved to Israel. While living there, he voted
in an Israeli election. Under U.S. law at that time, voting in a foreign election was considered a ground for loss of
nationality. Based on this, the U.S. government cancelled his citizenship. Afroyim challenged this decision.
Held: The Court held that the government cannot take away a person’s nationality without their consent. It ruled
that nationality can be lost only when a person voluntarily and intentionally renounces it. Mere actions like voting in
a foreign election do not automatically amount to loss of nationality.
Principle: The case established that nationality belongs to the individual and not to the state. Renunciation must be
a clear, voluntary, and intentional act, and cannot be assumed by the state.
Conclusion
Nationality is a fundamental concept in International Law as it creates a legal bond between an individual and a
state, forming the basis of rights, duties, protection, and legal identity. It determines a person’s status both at the
national and international level, and enables the state to exercise jurisdiction and provide diplomatic protection.
Although nationality is primarily governed by municipal laws, it has important international implications, especially in
areas such as acquisition and loss of nationality, recognition by other states, and state responsibility. The distinction
between nationality and citizenship, and the various modes of acquisition and loss, show that nationality is a
dynamic concept influenced by legal, political, and social factors.
Further, developments such as the genuine link principle (Nottebohm case) and the recognition of statelessness
highlight the need for a real connection between the individual and the state and the importance of preventing
individuals from being left without nationality.
Thus, nationality remains an essential element of International Law, ensuring legal recognition, protection, and
participation of individuals, while continuously evolving to meet the demands of the modern international system.
EXTRADITION
Introduction
Extradition is an important concept in Public International Law which ensures that persons accused or
convicted of crimes cannot escape justice by crossing international boundaries. With the growth of
international travel and transnational crimes, the need for cooperation between States in criminal matters
has increased significantly. Section 2(d) – Extradition Act 1962“Extradition treaty” means a treaty,
agreement or arrangement made with a foreign State relating to the extradition of fugitive criminals.
Extradition refers to the formal process by which one State surrenders an accused or convicted person to
another State where the offence was committed or where the person is to be punished. Although there is
no absolute obligation under International Law to extradite, States generally do so on the basis of treaties
or domestic laws, reflecting mutual cooperation and respect for law.
At the same time, extradition is governed by certain conditions, principles, and exceptions to ensure that it
is not misused and that individual rights are protected. Thus, extradition plays a crucial role in maintaining
international justice, order, and cooperation among States.
Extradition is based on the principle of international cooperation in criminal matters, where States assist
each other in ensuring that offenders are brought to justice. It reflects the idea that crime should not go
unpunished merely because the offender crosses national boundaries. There is no general obligation under
International Law for a State to extradite a person. Extradition is usually carried out on the basis of:
Thus, extradition largely depends on the consent and mutual agreement between States.
Extradition is mainly governed by treaties between States, as there is no general rule in International Law
that makes extradition compulsory. Therefore, treaties form the primary legal basis for extradition and play
a crucial role in regulating the entire process.
States enter into bilateral or multilateral extradition treaties to ensure cooperation in criminal matters and
to prevent offenders from escaping justice by moving across borders. These treaties create binding
obligations between the contracting States and provide a clear legal framework for extradition.
• List of extraditable offences (usually serious crimes like murder, fraud, terrorism, etc.)
These treaties ensure uniformity, certainty, and fairness in the extradition process and help avoid conflicts
between States. They also strengthen mutual trust and cooperation in maintaining international law and
order. In the absence of a treaty, extradition may still be granted on the basis of domestic laws or mutual
understanding, but such cases are less common and depend entirely on the discretion of the State.
1. Extraditable Person
A person can be extradited only if he falls within the category of persons recognized as extraditable under
international law and relevant treaties.
Generally, a State may request the surrender of:
A person extradited to a requesting State can be tried or punished only for the specific offence for which
he was extradited, and for no other offence. This principle protects the sovereignty of the surrendering
State and prevents misuse of the extradition process.
Illustrations
• If a person is extradited for the offence of murder, he cannot later be prosecuted for grievous hurt
without the consent of the extraditing State.
• If a person is extradited for cyber fraud, he cannot be tried for identity theft unless that offence was
also included in the extradition request.
United States v Rauscher (1886)
Facts: Rauscher was extradited from the United Kingdom to the United States for the offence of murder.
After his extradition, the U.S. authorities attempted to try him for a different offence, namely
manslaughter.
Held: The U.S. Supreme Court held that this was not permissible, as it violated the Rule of Specialty. The
accused could be tried only for the offence for which he was extradited, and not for any other offence.
Relevance: This case establishes the Rule of Specialty, ensuring that extradition is not misused and that the
accused is tried only for the specified offence.
Fiocconi v Attorney General of the United States (1972)
Facts: The accused were extradited to the United States for certain drug offences. After extradition, they
were tried for additional related offences which were not mentioned in the extradition request.
Held: The Court held that this did not violate the Rule of Specialty, as the rule primarily protects the
interests of the extraditing State. Since the extraditing State did not object to the additional charges, the
trial was allowed.
EXCEPTIONS TO EXTRADITION
Although extradition is an important mechanism of international cooperation, international law recognizes
certain categories of offences for which extradition is generally not granted. These exceptions exist to
protect human rights, political freedom and State sovereignty.
• desertion,
• disobedience of superior orders,
• breach of military discipline
are considered internal matters of the armed forces of a State. Since such offences do not generally exist
under ordinary criminal law, they are not regarded as extraditable offences.
(c) Religious Crimes
Persons accused of religious offences are usually not extradited. This restriction exists to prevent religious
persecution and to protect freedom of belief and conscience. Offences based purely on religious disrespect
or violation of religious rules are therefore excluded from extradition. Example: If a person is accused of
blasphemy in one country and escapes to another country where such an act is not considered a crime, the second
country may refuse extradition, treating it as a religious offence.
Re Castioni (1891)
Facts: Castioni, a Swiss national, shot and killed a member of the Canton Council during a political uprising aimed at
taking control of the government. He later fled to England, and Switzerland requested his extradition.
Held: The British Court refused extradition, holding that the offence was political in nature. The Court laid down that
a crime is political if It is committed in a political manner or It occurs during a political uprising or it involves a
conflict between political parties for power.
Re Meunier (1894)
Facts: Meunier, an anarchist, carried out bomb explosions in France, resulting in the death of innocent people.
France requested his extradition.
Held: The Court held that such acts were not political offences, as they involved indiscriminate violence against
civilians. Therefore, extradition was allowed. This case clarifies that terrorist and anarchist acts are not protected as
political offences, and thus are extraditable.
Facts: Mubarak Ali committed forgery in India and escaped to Pakistan. When extradition from Pakistan was not
possible, he later went to England. India requested his extradition from England. Mubarak Ali argued that he might
not receive a fair trial in India and claimed protection under the political offence exception.
Held: The Court rejected his plea and held that forgery is an ordinary criminal offence and not a political crime. The
mere allegation of possible political bias was not enough to classify the offence as political. Therefore, extradition
was allowed.
Rendition is controversial because it may violate human rights and legal safeguards, especially when proper
procedures are not followed. Thus, while rendition helps in quick transfer of offenders, it raises serious concerns
regarding fairness and legality under International Law.
Conclusion: Extradition is an essential mechanism in International Law which ensures that offenders do not
escape justice by crossing national boundaries. It reflects the spirit of cooperation and mutual assistance between
States in maintaining law and order. While extradition is mainly based on treaties and domestic laws, it is governed
by important principles such as double criminality and specialty, along with certain exceptions like political,
military, and religious offences.
These safeguards ensure that extradition is carried out in a fair and just manner, protecting both state sovereignty
and individual rights. Thus, extradition plays a vital role in strengthening international justice, accountability, and
global legal order.
ASYLUM
Introduction
Asylum is an important concept in Public International Law which provides protection to individuals who
flee their home country due to fear of persecution, violence, political oppression, or violation of human
rights. In today’s world, with increasing instances of war, political instability, and humanitarian crises, the
concept of asylum has gained great importance in ensuring the safety and dignity of individuals.
Asylum refers to the protection granted by one State to a person against the legal authority or jurisdiction
of another State, from which the person has escaped. It is not merely a matter of giving shelter, but also
involves active protection against arrest, prosecution, or punishment by the home State. Thus, asylum is
both a humanitarian and political act performed by a sovereign State.
Although International Law recognizes the right of individuals to seek asylum, it does not impose a duty on
States to grant it. Therefore, the grant of asylum depends on the discretion and sovereignty of the State,
subject to humanitarian principles and human rights considerations.
Nature of Asylum
There is no absolute individual right to asylum under international law. Granting asylum is essentially a
sovereign right of States and not a legal duty. However, Article 14 of the Universal Declaration of Human
Rights, 1948 recognizes that “every person has the right to seek and enjoy in other countries asylum from
prosecution.” This provision gives individuals the right to seek asylum, but it does not impose a
corresponding obligation on any State to grant it. Thus, asylum remains largely a matter of State discretion,
subject to international humanitarian principles.
• Embassies
• Consulates
• Foreign warships
• Military camps
Since such asylum is granted within the territory of another State, it is considered a derogation of the sovereignty of
the host State. Therefore, it is not generally recognized under International Law and is allowed only in exceptional
circumstances.
Extra-territorial asylum is granted only in urgent and exceptional situations, such as:
In such cases, asylum is granted as a temporary humanitarian measure to protect the individual from immediate
harm.
Conclusion
Asylum is an important concept in International Law which helps in protecting individuals from persecution
and danger. It shows the humanitarian role of States in giving shelter and protection to those in need.
However, asylum is not a legal right of individuals but a sovereign decision of the State.
The different types of asylum, especially territorial and diplomatic asylum, show that it is subject to certain
limitations and conditions.
Thus, asylum maintains a balance between state sovereignty and protection of human rights, ensuring
safety of individuals while respecting international law.