Chapter 6
Chapter 6
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1. SUBSTITUTION REACTIONS
A reaction in which the functional group of one chemical compound
is substituted by another group or it is a reaction which involves the
replacement of one atom or a molecule of a compound with
another atom or molecule, is called substitution reaction.
Those substitution reactions which are due to nucleophiles are Nucleophilic substitution (SN)
reactions (investigated by Ingold and his co-workers).
There are two types of SN reactions depending upon the nature of the substrate,
the nucleophile, the leaving group and the solvent as follows: -
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THE SN2 REACTION
SN2 stands for bimolecular nucleophilic substitution reaction. Thus,
nucleophilic substitution reactions which follow second order kinetics is
called bimolecular nucleophilic substitution (SN2) reaction.
The rate of a second-order reaction depends upon the concentrations of both the
reactants or the concentration of alkyl halides and the nucleophile present in the
reaction.
Thus, Rate α [Substrate] [Nucleophile]
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Example: The process of hydrolysis of methyl bromide to methyl alcohol using aq. NaOH in
which hydroxyl ion displaces the bromide ion.
Here, the nucleophile attacks the back side from leaving group. In T.S., both OH
and Br lies as far apart bond are partial. Other C - H bonds lie in one plane but C-
OH bond and C-Br bond lie in perpendicular to such plane.
In this case, Rate = k [CH3Br] [OH-]
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STEREOCHEMISTRY OF SN2 REACTION
Since purely SN2 reactions show 100% inversion in stereochemical configuration, it is clear that
these Reactions occur through a backside attack.
Thus, this reaction proceeds with complete stereo-chemical inversion (an example
of stereo-specific reaction). This inversion in configuration is also called ‘Walden
Inversion’.
Example:
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THE SN2 REACTION – REACTIVITY
In the SN2reaction, the big barrier is steric hindrance. Since the SN2
proceeds through a backside attack, the reaction will only proceed if the
empty orbital is accessible. The more groups that are present around
the vicinity of the leaving group, the slower the reaction will be. That’s
why the rate of reaction proceeds from
primary (fastest) > secondary >> tertiary (slowest).
Methyl halide > 10 halide > 20 halide >> 30 halide
Relative rates: 30 1 0.02 0.00001 ≈ 0
Thus, the important factor behind this order of reactivity is a steric
effect.
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ENERGY PROFILE DIAGRAM FOR
A SN2 REACTION
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FACTORS AFFECTING SN2 REACTION MECHANISM
1. Nature of Substrate (the alkyl group) -
To maximize the rate of the SN2 reaction, the back of the substrate must be as unhindered as possible. Overall, this
means that methyl and primary substrates react the fastest, followed by secondary substrates. Tertiary substrates do
not participate in SN2 reactions, because of steric hindrance.
2. Nature of nucleophile -
Strong nucleophile or strong base or anionic nucleophile (preferably negatively charged nucleophile) always favor
SN2 mechanism.
For example: 𝑂𝐻− is a better nucleophile than water, and 𝐼 − is a better nucleophile than 𝐵𝑟 − (in polar protic
solvents).
3. Nature of the leaving group (the halogen atom) -
Good leaving groups like weak base favor SN2 mechanism. Examples of good leaving groups are therefore the halides
(except fluoride, due to its strong bond to the carbon atom) and tosylate, whereas 𝑂𝐻 − and H2𝑁 − are not.
4. Nature of the solvent -
Polar aprotic solvents (like tetrahydrofuran) are better solvents for this reaction than polar protic solvents because
polar protic solvents will hydrogen bond to the nucleophile, hindering it from attacking the carbon with the leaving
group. A polar aprotic solvent with low dielectric constant or a hindered dipole end will favor SN2 manner of
nucleophilic substitution reaction.
Examples: dimethyl sulfoxide, dimethyl formamide, acetone, acetonitrile etc.
In short, Polar aprotic (e.g. DMSO, acetone) prefer SN2 mechanism.
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THE SN1 REACTION
SN1stands for unimolecular nucleophilic substitution reaction. Thus,
nucleophilic substitution reactions which follow first order kinetics is called
Unimolecular nucleophilic substitution (SN1) reaction.
The rate of reaction depends upon the concentration of substrate and not upon nucleophile.
Thus, Rate ∝ [Substrate]
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This means it involves following two steps:
Step I: The carbon-halogen bond is a polar covalent bond. The cleavage of this bond allows the
removal of the leaving group (halide ion). When the halide ion leaves the tertiary butyl bromide, a
carbocation intermediate is formed. As mentioned earlier, it is the rate determining step.
+ −
C X C +X
C + Nu C Nu
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Example: the process of hydrolysis of tertiary butyl bromide with aq. NaOH involves following
two steps:
Step I: Formation of Carbocation (Rearrangement to give stable planar carbonium ion if
necessary)
Step II: Attack of carbonium ion from front and back side attack but back side attack
predominates.
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STEREOCHEMISTRY OF SN1REACTION
The carbocation intermediate formed in step-1 of the SN1 reaction mechanism is an
sp2 hybridized carbon. Its molecular geometry is trigonal planar, therefore allowing
for two different points of nucleophilic attack: left and right as follows: -
The reaction proceeds with the complete racemization but inversion product
predominate.
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THE SN1REACTION – REACTIVITY
In the SN1 reaction, the big barrier is carbocation stability. Since the first
step of the SN1 reaction is loss of a leaving group to give a carbocation,
the rate of the reaction will be proportional to the stability of the
carbocation. Carbocation stability increases with increasing substitution
of the carbon (tertiary > secondary >> primary) as well as with
resonance.
The decreasing order of reactivity of alkyl halides to SN1 - reaction is:
30 RX > 20 RX >10 RX > CH3X
Thus, the important factor for this is due to the stability of Carbocation as
a result of hyper - conjugation effect.
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ENERGY PROFILE DIAGRAM
FOR SN1REACTION –
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FACTORS AFFECTING SN1 REACTION MECHANISM
Nature of Substrate (the alkyl group)
Tertiary alky halides favor SN1 mechanism. Also, substrates which yield most stable carbocations
like tertiary, allylic and benzylic halides favor SN1 mechanism or 3o > 20 ≫ 10.
[Link] halides favor SN1 mechanism in the order as: [Link] halides favor SN2 mechanism in the order as:
3o > 20 ≫ 10. 10 > 2 0 > 3 0
[Link] (generally neutral) nucleophile prefers this [Link] (generally) bearing a negative charge)
reaction. nucleophile prefers this mechanism.
[Link] protic (e.g. alcohols) solvents are required. [Link] aprotic (e.g. DMSO, acetone) is required.
[Link] or retention and inversion in products will be [Link] inversion product will be formed.
obtained.
[Link] is a two-step mechanism. [Link] is only a single step mechanism.
[Link] is formed as an intermediate part of the [Link] carbocation is formed during the reaction.
reaction.
[Link] is no partial bond formed with the carbon [Link] forms a partial bond with the nucleophile and
during this reaction. the leaving group.
[Link] are many steps in this reaction which start [Link] process takes place in only one cycle, with a single
with the removal of the group while attacking the intermediate stage.
nucleophile. [Link]@[Link]
ELIMINATION REACTION
When alkyl halides are heated with an alcoholic solution of KOH or NaOH, an alkene will be formed by the
elimination of a molecule of hydrogen halide and the process is known as dehydrohalogenation.
More Examples: H Br
2-bromo-2-methylpropane
X X
Transition State An Alkene
Alkyl halide (Substrate)
The base (: B) pulls proton away from a neighboring Carbon, halide ion
departs simultaneously and double bond is formed. [Link]@[Link]
STEREOCHEMISTRY
E2 reaction mechanism should be occurred with a periplanar geometry (all
four reacting atoms – the hydrogen, the two carbons and the leaving group
lie in the same plane).
B: B H
H
C C C C
C C B H X
X
X
In this reactions, Syn periplanar geometry in which the H and X are on the
same side of the molecule and anti-periplanar geometry in which the H and
X are on the opposite side of the molecule are possible.
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ORIENTATION
The orientation is strongly according to Saytzeff rule.
Br
H2 [Link],
H3C C C CH3 H3C C C CH3 H3C CH2 C CH2
H H H H
2-Chlorobutane ([Link] bromide) 2-butene (81%) 1-butene (19 %)
CH3 CH3
[Link],
H3C C Br H3C C CH2
2-methyl propene
CH3 (Isobutylene)
2-Bromo-2-methyl propane
KINETICS
It is two step reaction but the rate of E1 reactions depends only upon the concentration of alkyl halide or
the substrate and is independent of the concentration of base and therefore its rate is proportional to the
concentration of reactants and it follows first order kinetics.
R ∝ [Alkyl halide]
R = [RX]
It is unimolecular because one molecules or alkyl halide only undergo covalency changes in the rate
determining step or in first step. [Link]@[Link]
MECHANISM
Like SN1 reaction mechanism, the E1 mechanism is a two-step process or not-concerted
process as follows:
Step I: Generation of Carbocation- It is a slow and rate determining step in which
heterolysis of alkyl halides to form carbocation and halide ion as:
Br
Slow
H 3C C C H3C C C X
r.d.s.
CH3 H CH3 H
2-Bromo-2-methyl propane (Carbocation)
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ORIENTATION
The orientation of E1 reaction mechanism is strongly according to Saytzeff rule.
CH3 CH3 CH3
H2 [Link], H2
H3 C C C CH3 H3C C C CH3 H3C C C CH2
H
Due to the greater stability of the more Due to the greater stability of the carbocation
highly branched alkenes being formed, being formed in the first step, reactivity of E1
reactivity of E2 reactions increases as: 1° < 2° reactions increases as: 1° < 2° < 3°
< 3°.
Aprotic polar solvent (not important) favor protic polar solvent favor for this reaction.
for this reaction. [Link]@[Link]
MARKOVNIKOV’S RULE OF ELECTROPHILIC ADDITION TO UNSYMMETRICAL ALKENE
The rule propounded by a Russian chemist Vladimir Markovnikov in 1869 to give idea about electrophilic
addition to unsymmetrical alkene.
Statement – ‘When an unsymmetrical reagent (HX, H2SO4 etc.) adds to an unsymmetrical compound
or molecule (Alkenes), the electropositive part of the regent becomes attached to the multiple
bonded carbon which bears greater number of hydrogen atoms attached to it.’
Br Br
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Examples:
ADDITION TO UNSYMMETRICAL ALKENES
Addition of a hydrogen halide to an unsymmetrical alkene gives two
possible products but product is according to Markovnikov’s orientation.
Br Br
I I
H
H3C C CH2 HI H3C C CH3 H3C C CH2
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MECHANISM
It is an example of electrophilic addition reaction and this reaction occurs with following two steps as in
symmetrical alkenes: -
Step I: π – electrons of unsymmetrical alkenes form a bond with a proton from hydrogen halide to
form more stable carbocation and a halide ion. It is a slow rate determining step-
Slow H2 Slow H X
H3C C CH2 H X H3C C CH2 X H3C C CH2 H X H3C C CH3
H OR, H
Propene Primary Carbocation Halide ion Propene Halide ion
Secondary Carbocation
(less stable) (more stable)
Here, more stable secondary carbocation predominates since it is formed faster due to
lower energy of activation.
Step II: Nucleophilic attack by halide ion to more stable carbocation to form alkyl
halide- X But,
H2 Fast H2 H2
X H3C C CH2 H3C C C X H Fast
X H3C C CH3 H3C C CH3
H
1-halopropane
Nucleophile (minor product)
Nucleophile 2-halopropane
(major product)
Here, the product is in accordance with the Markovnikov’s rule.
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ADDITION OF HYDROGEN BROMIDE (PEROXIDE EFFECT)
When hydrogen bromide (HBr) is added to unsymmetrical alkene in presence of organic peroxide such as R-O-O-R,
Ar-O-O-Ar, Ar-CO-O-O-CO-Ar etc., the direction of addition is exactly reversed or minor product according to
anti-Markovnikov’s rule or peroxide
Markovnikov’s rule will be obtained. This is known as
effect or Kharasch’s effect. This is also an example of Regioselective reaction.
Br Br
R-O-O-R
H3C C CH2 HBr H3C CH2 CH2 H3C CH CH3
H
1-bromopropane 2-bromopropane
Propene
anti-Markovnikov's product
Br Br
R-O-O-R H
H3C C CH2 HBr H3C C CH2 H3C C CH3
Homolysis
RO OR 2 RO
Alkoxy free radical
Homolysis
RO H Br ROH Br
Chain Propagation step-
Bromine free radical then attacks to the alkene molecule giving two possible
bromo-alkyl free radicals. Br
Br
H3C C CH2 Br
OR, H3C C
H
CH2 Br H3C C
H
CH2
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Re-arrangement Reactions
The reactions that are accompanied by changes in carbon skeleton of the molecule are
termed as rearrangement reactions. In rearrangement reaction there is migration of
group from one atom to another atom. Migration origin is the atom from where the group
migrates. Migration terminus is the atom where the group links itself. The migrating
group migrates with its pair of electrons or without its pair of electrons. Generally, this
migration is l, 2-shift. During the migration the migrating group may completely detach
from original molecule (intermolecular rearrangement) or may not detach and remains
in same molecule (intramolecular rearrangement).
In most of the rearrangement the migrating group migrates along with its pair of electrons
to electron deficient C, N or O.
The molecular rearrangements are defined as reactions which involve changes in the relative positions of atoms and
bonds resulting in the change of molecular skeleton. [Link]@[Link]
Fries Rearrangement Reactions
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