Chapter Three
Chapter Three
1. Introduction
Bearing capacity not only ensures structural stability but also prevents excessive
settlement, differential settlement, and tilting, which could compromise the serviceability
of the structure. The study of bearing capacity involves analytical methods, empirical
approaches, and sometimes numerical modeling, depending on the complexity of soil
conditions and the geometry of the foundation.
The ultimate bearing capacity represents the maximum pressure that can be applied on the
soil before failure occurs. At this load, the soil beneath the foundation reaches a state of
plastic equilibrium. Ultimate bearing capacity is influenced by the soil’s shear strength
parameters (cohesion and internal friction angle), the depth and width of the foundation,
and the surcharge or overburden pressure above the base of the footing.
Safe bearing capacity is derived by applying an appropriate factor of safety (FOS) to the
ultimate bearing capacity to ensure that the applied load is well below the failure threshold.
It is given by:
This approach accounts for uncertainties in soil properties, variability in load conditions,
and inaccuracies in analysis, providing a margin of safety in the design of shallow
foundations.
Allowable bearing capacity is similar to safe bearing capacity but often includes
considerations for acceptable settlement. Some soil types may fail by excessive settlement
before reaching shear failure. In such cases, allowable bearing capacity is computed based
on settlement criteria in addition to ultimate bearing capacity.
Terzaghi (1943) provided a fundamental method to compute the ultimate bearing capacity
for strip, square, and circular footings on cohesive or cohesionless soils. For a strip footing,
the ultimate bearing capacity is expressed as:
Where:
This formula assumes a general shear failure condition where the soil under the foundation
exhibits a distinct failure surface extending from the base of the footing to the ground
surface. The contributions of cohesion, surcharge, and soil weight are combined to
calculate the total ultimate bearing capacity.
The bearing capacity factors (N_c, N_q, N_γ) are dimensionless coefficients that reflect
the influence of the soil’s friction angle on the load-bearing capacity. These factors are
computed using empirical or theoretical relationships derived from limit equilibrium
analyses:
Tables or charts are often used to determine these factors for specific soils during design.
Occurs when dense or stiff soils fail with a well-defined failure surface that reaches the
ground surface. There is significant displacement and bulging around the edges of the
footing.
Occurs in loose or soft soils, particularly beneath small footings or column bases. The
footing sinks into the soil without significant lateral bulging.
The presence of a water table reduces the effective stress acting on the soil, thereby
decreasing the bearing capacity. If the foundation is below the water table, the soil unit
weight γ in the bearing capacity equation is replaced by the submerged unit weight γ' = γ -
γ_w, where γ_w is the unit weight of water. Proper drainage or design adjustments must
be considered to mitigate this effect.
7. Worked Example
Given:
• Footing width, B = 2 m
• Foundation depth, D_f = 1.5 m
• Soil unit weight, γ = 18 kN/m³
• Cohesion, c = 20 kN/m²
• Internal friction angle, φ = 30°
• Bearing capacity factors: N_c = 30, N_q = 18, N_γ = 22
• Factor of Safety (FOS) = 3
Conclusion: The safe bearing capacity of the soil for the given footing dimensions and soil
properties is 494 kN/m². This ensures a margin of safety against shear failure under the
applied loads.
8. Additional Considerations
9. Applications
Many of the present day principles regarding bearing capacity equations appear to
have had their origin on a failure mechanism proposed by Prandtl in the early 1920s
(refer literature for Prandtl’s failure mechanism). Prandtl developed a bearing capacity
(2.1)
Strip (or long) footing: qu = c' N c + gDNq + 0.5BgNg
(2.2)
Square footing:
qu = 1.3c' N c + gDNq + 0.4BgNg
(2.3)
Circular footing:
qu = 1.3c' N c + gDNq + 0.3BgNg
where Nc, Nq and Ng are called the bearing capacity factors and are obtained as
follows:
e(3p / 2-j ') tan j ' K pg ö
Nq = , -
1÷
j'çg =1 tan æ
N (2.4)
N c = cot j '(N q - 1) ,
ø
è
(600 + j' / 2)
Where j' in the first term is in radians. In the undrained conditions (cu and ju = 0 ):
N c = ( p + 1) = 5.71,
3
Ng = 0 (2.6)
N q = 1,
N q = 1, Nc (p + 2) = 5.71, Ng = 0
The bearing capacity factors are graphically presented in Fig. 2.4. The shape,
inclination and depth factors are according to:
Shape Depth Inclination
æ 2
i = i = 1- a ö
0
Any j' c p c p c q ç ÷
L B 900 ø
For j' = 0 sq = s g = 1 dq = d g= 1 i g= 0
2
æ a0 ö
For j ' ³ 100
q g p q g p ig = ç1 - 0 ÷
L B
j' ö è j' ø
æ
K = tan 2 45 + , a =angle of resultant measured from vertical axis.
p ç ÷
è 2ø
æ Bö '
when triaxial j ' is used for plane strain, adjust j ' to obtain j ' = 1.1 - 0.1 ÷j
ç triaxial
è Lø
For the eccentric load, the length and width of the footing rectangle are modified to:
L’ = L – 2eL and B’ = B – 2eB (2.9)
Figure 2.6 provides the relationships between Nc, Nq, and N g and the j' values, as
proposed by Hansen.
Since failure can take place either along the long side or along the short side, Hansen
proposed two sets of shape, inclination and depth factors.
The shape factors are:
Nq B B
B s = 1+ i × sin j ' , s =1- ³ 0.6
s = 1+ × i ,
(2.13)
q,B g ,B
c,B
c,B
q,B
0.4 ig ,B
L L
Nc
Nq L L L
s = 1+ × i , s =1+ i ³ 0.6
(2.14)
× sin j ' , s = 1-
q,L g ,L
c,L
c,L
q,L
0.4 ig ,L
B B
Nc
B L
For cu, ju=0 soil:
= 0.2 i = 0.2 i (2.15)
sc,B L c,B , sc,L B c,L
1- i æ 0.5H a1 a2
ö
æ 0.7
ö
H
ic,i = iq,i - q,i
, iq,i = ç1 - i
÷ , ig ,i = ç1 - i
÷ (2.16)
ë V + Acb cotj' û
(2.18)
For cu, ju=0 soil: ic,i = 0.5 - 0.5
1 - H i Acb
In the above equations, B and L may be replaced by their effective values (B’ and L’)
expressed by Eqn. (2.9).
The depth factors are expressed in two sets:
For D/B £ 1 & D/L £ 1:
d = 1 + 2 tan j '(1 - sin j ') 2 × D (2.19)
dc,B = 1 + 0.4 × D ,
B q,B B
d = 1 + 2 tan j '(1 - sin j ')2 × D (2.20)
dc,L = 1 + 0.4 × D L ,
q,L L
( B),
dc,B = 1 + 0.4 × tan -1 D d = 1 + 2 tan j'(1 - sin j ') 2 ×
(2.21)
tan -1 (D ) B
q,B
( L),
dc,L = 1 + 0.4 × tan -1 D d
q,L
= 1 + 2 tan j '(1 - sin j ') 2 × tan -1 (D )
L
(2.22)
For the sloping ground and tilted base, the ground factors gi and base factors bi are
proposed by the following equations. The angles b and h are at the same plane, either
parallel to B or L.
g = 1- b
0
, g q = gg = (1 - 0.5 tan b )5 (2.25)
c
1470
g =b
0
(2.26)
For cu, ju soil:
c
1470
b =h
0
(2.28)
For cu, ju soil:
c
1470
Terzaghi’s equations were and are still widely used, perhaps because they are
somewhat simpler than Meyerhof’s and Hansen’s. Practitioners use Terzaghi’s
equations for a very cohesive soil and D/B < 1. However, Terzaghi’s equations have
the following major drawbacks:
Shape, depth and inclination factors are not considered.
Terzaghi’s equations are suitable for a concentrically loaded horizontal footing but are not
suitable for eccentrically (for example, columns with moment or titled forces) loaded
footings that are very common in practice.
The equations are generally conservative than Meyerhof’s and Hansen’s.
Currently, Meyerhof’s and Hansen’s equations are more widely used than
Terzaghi’s. Both are viewed as somewhat less conservative and applicable to more
general conditions. Hansen’s is, however, used when the base is tilted or when the
footing is on a slope and for D/B > 1.
EXAMPLE 2.1
Given the data in Fig. E2.1, determine the ultimate bearing capacity qu using:
a)Terzaghi’s, b) Meyerhof’s and c) Hansen’s bearing capacity equations.
EAMPLE 2.3
A square footing 1.5 m is to be constructed in sand with c’ = 0, j ' =400. The thickness
of the footing is 0.45 m and its top surface is level with the horizontal ground surface.
The footing is subjected to a central vertical force of 700 kN and a central horizontal
force (parallel to the sides) of 210 kN. Find the ultimate bearing capacity by a)
Meyerhof’s and b) Hansen’s equations. (Note that Terzaghi’s equations are not
applicable for inclined loads). The unit weight of the sand is 18 kN/m 3.
I
the groundwater level is at a depth z below the base, such that z < B, then the term
gB is gz g '(B - z) or g sat z g '(B - z) . The later equation is used if the soil above
EAMPLE 2.4
Re-do example 2.3 assuming that the groundwater level is at the footing level (0.45 m
below the ground surface). The saturated unit weight is 21 kN/m3.
Alternatively, if the maximum applied foundation stress (s a )max is known and the
dimension of the footing is also known then you can find a factor of safety by replacing
in Eqn. (2.29):
qa by (s a )max
qu (2.30)
FS =
(s a )max
2.1.6 Eccentric Loads
Meyerhof (1963) proposed an approximate method for loads that are located
off-centered (or eccentric loads).
Figure A1
He proposed that for a rectangular footing of width B and length L, the base area
should be modified with the following dimensions:
B’ = B – 2eB and L’ =L - 2eL (1)
Where B’ and L’ are the modified width and length, eB and eL are the eccentricities in
the directions of the width and length, respectively. From your course in mechanics
you should recall that
M y and M (2)
e = e = x
B L
P P
where P is the vertical load, and M y and M x are the moments about the y and x axes,
respectively, as shown in Fig. A1.
The maximum and minimum vertical stresses along the x axis are:
P æ 6eB ö and s P æ 6eB ö (3)
s = 1+ = 1-
max
ç ÷ min ç ÷
P
s = æ 6eL ö and s P æ 6eL ö (4)
1+ = 1-
max ç ÷ min ç ÷
BL è B ø BL è B ø
Since the tensile strength of soils is approximately zero, s min should always be
greater than zero. Therefore, eB & eL should always be less than B/6 & L/6, respectively.
The bearing capacity equations are modified for eccentric loads by replacing B with B’.
EXAMPLE 2.5
A footing 2 m square is located at a depth of 1 m below the ground surface in a deep
deposit of compacted sand, j ' =300, c’=0, and g sat =18 kN/m 3. The footing is
subjected to a vertical load of 500 kN and a moment about the Y-axis of 125 kN・m.
The ground water table is 5 m below the ground surface. Use Meyerhof’s bearing
capacity equation and calculate the factor of safety. Assume the soil above the ground
water is also saturated.
Tests on full sized footings are desirable but expensive. The alternative is to
carry out plate loading tests. The plate loading test is carried out to estimate the
bearing capacity of single footings. The plates that are used in the field are usually
made of steel and are 25 mm thick and 150 mm to 762 mm in diameter. A circular
plate of 300 mm is commonly used in practice. Occasionally, square plates that are
300 mm × 300 mm are also used.
To conduct a plate load test, a hole is excavated (Fig. 2.8) with a minimum
diameter 4BP (BP = diameter of the test plate) to a depth of D (D = depth of the
proposed foundation). The plate is placed at the center of the hole. Load is applied to
the plate in increments of 10% to 20% of the estimated ultimate load. Each load
increment is held until settlement ceases. The final settlement at the end of each
loading increment is recorded. The test should be conducted until the soil fails, or at
least until the plate has gone through 25 mm of settlement.
where qu(F) & qu(P) are ultimate bearing capacity of foundation and plate, respectively.
Eqn. (2.31) implies that the bearing capacity in clays is independent of plate size.
For tests in sandy soil,
BF
qu ( F ) = q u ( P)
B (2.32)
The Standard Penetration Test (SPT) is used to determine the allowable bearing
capacity of cohesionless coarse-grained soils such as sands. The test procedure for
SPT has been introduced in Chapter 1. The N values obtained from SPT are usually
corrected for various effects such as overburden pressure and energy transfer. The
following are two of the most commonly used methods in practice for correcting the N
values.
æ 95.8 ö
c =ç ÷ ; cN £ 2 (Liao and Whitman, 1985) (2.33)
N
s'
è z0 ø
æ1916 ö '
cN = 0.77 log10 ç ÷ ; cN £ 2, s z 0 > 24 kPa (Peck et al., 1974) (2.34)
s'
è z0 ø
where cN is a correction factor for overburden pressure, and s z' 0 is the effective
overburden pressure in kPa. A further correction factor is imposed on N values if the
groundwater level is within a depth B below the base of the footing. The groundwater
correction factor is:
1 z (2.35)
c = +
W
2 2(D + B)
where z is the depth to the groundwater table, and D and B are the footing depth and
width. If the depth of the groundwater table is beyond B from the footing base cW = 1.
The corrected N value is:
Ncor = cN cW N
Meyerhof (1956, 1974) proposed the following equations to determine the allowable
bearing capacity qa from SPT values.
12 £ 1.22 m
q = S Ncor kd B (2.36)
a e
25
8 æ B + 0.305 ö 2
12.5 æ B + 0.305 ö
ø