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2352-8737/Ó 2018 Published by Elsevier Inc. on behalf of the Alzheimer’s Association. This is an open access article under the CC BY-NC-ND license (http://
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576 J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590
remove tau from microtubules, allowing transport, followed nized that a sustained immune response is a central feature
by dephosphorylation to return tau to the microtubule [28]. of neurodegenerative disorders [71–77].
In AD, tau protein is phosphorylated at multiple sites The presence of a sustained inflammatory response in the
resulting in the removal of tau from the microtubule and brain of patients with AD was, at one point, thought to be
causing the collapse of microtubule structures and disruption reactive to the neuronal loss occurring in the disorder.
in a number of cellular processes ranging from protein However, substantial body of research has now
trafficking to overall cellular morphology [29–31]. In demonstrated that a persistent immune response in the brain
addition, the hyperphosphorylated tau (ptau) aggregates is not only associated with neurodegeneration but it also
into paired helical fragments that eventually form facilitates and exacerbates both Ab and NFT pathologies.
neurofibrillary tangles [20,24,25,32,33]. The accumulation Furthermore, it has been suggested that the inflammatory
of ptau tangles and the compromised cellular function response may provide a link between the initial Ab
leads to loss of neuronal function, and ultimately pathology and the later development of NFT [78–83]. In
apoptosis [30]. the succeeding sections, we highlight some of the recent
Despite extensive and productive research investigating data indicating the role of inflammation in AD, as well as
the mechanisms responsible for both core pathologies, as data indicating inflammation may be a central mechanism
well as approaches aimed at the prevention of Ab plaques driving Ab pathology and progression.
and NFT, there remains no treatment that effectively alters This review highlights the research supported by the
either pathology in clinical populations [34]. Furthermore, National Institutes of General Medical Sciences (NIGMS)
there exists a considerable gap in the understanding of AD through Center for Biomedical Research Excellence
pathogenesis given these two pathological features. As (COBRE) awards that develop the national research
stated previously, patients may exhibit Ab plaque pathol- infrastructure.
ogy for up to or greater than a decade before any overt
diagnosis of AD [35,36]. For NFT, the overall tangle
2. Inflammation in AD
load is correlated with cognitive decline in AD; however,
the appearance of NFT appears to occur before the Many studies now point to the involvement of
inauguration of AD pathology in clinical populations and neuroinflammation playing a fundamental role in the
preclinical animal models [37–39]. The combination of progression of the neuropathological changes that are
the aforementioned gaps in the pathophysiology of AD observed in AD. Since the 1980s, there have been reports
suggests that other pathological mechanisms may be of immune-related proteins and cells located within close
driving both the onset of the disorder, as well as the proximity to b-amyloid plaques [43,84]. Beginning in the
progression of the disease. 1990s, several large epidemiological and observational
Over the last 10 years, a third core feature of AD has studies were published indicating that anti-inflammatory
emerged that may provide insight into AD pathogenesis, treatments used in diseases, such as rheumatoid arthritis,
as well as provide a link between the other two core showed protective qualities against developing AD,
pathologies. A number of investigations initially demonstrating as much as a 50% reduction in the risk for
demonstrated that in addition to Ab plaques and NFT, the developing AD in patients who are long-term nonsteroidal
brains of patients with AD exhibited evidence of a sustained anti-inflammatory drug (NSAID) users [77,85–87]. These
inflammatory response [40–50]. The inflammatory response studies lead to studies utilizing animal transgenic AD
has now been observed in multiple studies of postmortem models demonstrating that NSAIDs can reduce AD
tissues of AD patient samples [51–57] and is routinely pathology [88]. Human trials of NSAIDS showed variable
observed in preclinical model systems of AD. outcomes with no convincing evidence of benefit using the
Acute inflammation in the brain is a well-established trial methods of the time [89].
defense against infection, toxins, and injury, but when a These various epidemiological studies and observational
disruption in the equilibrium of anti-inflammatory and studies serve as the bedrock of support for neuroinflamma-
pro-inflammatory signaling occurs, as seen in AD, it results tion playing a major role in developing sAD. Unlike other
in chronic inflammation (neuroinflammation) [58–61]. This risk factors and genetic causes of AD, neuroinflammation
chronic neuroinflammation is attributed to activated is not typically thought to be causal on its own but rather a
microglia cells and the release of numerous cytokines. The result of one or more of the other AD pathologies or risk
presence of a sustained immune response in the brain is factors associated with AD and serves to increase the
not exclusive to AD. A number of studies have severity of the disease by exacerbating b-amyloid and tau
demonstrated elevated markers of inflammation in the pathologies [90,91].
brain of patients with Parkinson’s disease (PD) [62–66], Brain inflammation appears to have a dual function,
and traumatic brain injury associated with chronic playing a neuroprotective role during an acute-phase
traumatic encephalopathy (CTE) [67–70], amyotrophic response, but becomes detrimental when a chronic response
lateral sclerosis (ALS) [70], and Multiple Sclerosis (MS) is mounted [92]. Chronically activated microglia release a
[71] to name a few key examples. It is increasingly recog- variety of proinflammatory and toxic products, including
J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590 577
reactive oxygen species, nitric oxide, and cytokines. In exacerbation of AD pathology, likely as a result of
deceased patients suffering from recent head trauma, there sustained activation of microglia in a feed forward loop,
is an increase in cerebral Ab deposits 1–3 weeks postinjury, referred to as reactive microgliosis. This results in an
and it has been shown that elevated levels of interleukin 1 accumulation of Ab and sustained pro-inflammatory
(IL-1) are responsible for the increased APP production cytokine singling beginning to damage neurons
and Ab load [93,94]. In addition, elevated levels of IL-1b [118,121,122]. The sustained activation also results in a
has been shown to increase the production of other decrease in microglia efficiency for binding and
cytokines, including IL-6, which in turn has been shown to phagocytosing Ab and decreases in Ab degrading enzyme
stimulate the activation of CDK5, a kinase known to activity of microglia leading, in turn, to a reduced ability
hyperphosphorylate tau [95]. The neuroinflammation to break down the Ab plaques [123,124]. However, data
observed in AD appears to serve a primary role in indicate that the microglial capacity for producing
exacerbating Ab burden and tau hyperphosphorylation, pro-inflammatory cytokines is unaffected [118]. These
suggesting that this dual role could be a leading link between data demonstrate a unique feature of pathogenesis in that
these seemingly disparate core AD pathologies. The overall clearance of Ab becomes compromised while
mounted immune response via the brain’s resident immune activation continues simultaneously. The continued
macrophage (microglia) is now a central tenant in the release of pro-inflammatory cytokines and associated
investigation of AD. neurotoxins from microglia serves to exacerbate the
neuroinflammation and contribute to neurodegeneration,
leading to the activation of yet more microglia.
2.1. Microglia
As the microglia are involved in clearance of Ab, they
Microglia are the resident immune cells within the central release a number of proinflammatory cytokines that recruit
nervous system (CNS) [96]. In a healthy brain, microglia are additional microglia to plaques [125–127], resulting in a
in an inactive, “resting” state and are described characteristic halo of activated microglia surrounding
morphologically as ramified cells with small somas plaques [112,128]. More recent data indicate that as
[97,98]. In this state, the cell somas are stationary, while microglia become less able to clear Ab, peripheral
the cell processes extend and retract, surveying their macrophages may be recruited to Ab plaque deposition in
environment and communicating with neurons and other an effort to clear Ab [129]. The recruitment of peripheral
glia cells [99–101]. Overall surveillance of the macrophages into the brain likely exacerbates the effects
surrounding neuronal environment is accomplished via a of sustained inflammation and thus AD pathology. Some
large number of signaling mechanisms [99,102]. This of the most compelling data for the importance of
includes surveillance of the local neuronal milieu via inflammation in AD pathogenesis and the regulation of the
numerous receptors for classical neurotransmitters [103], immune response comes from the recent demonstration
receptors for numerous cytokines and chemokines that a mutation in the Triggering Receptor Expressed on
[104–106], and a number of receptors, such as fractalkine Myeloid Cells 2 (TREM2) confers a greater likelihood of
(CX3CR1), that bind ligands constitutively released in developing AD [129–132]. A rare missense mutation
healthy neuronal environments [107]. When microglia in TREM2 results in a substantial elevated risk of AD
recognize a threat to the CNS, such as invasion, injury, or [133–136].
disease, it leads to microglial activation, causing a
morphological change resulting in retraction of processes,
3. The role of TREM2 in Alzheimer’s disease pathology
enlargement of the cell, and migration [99,108–111].
Transitioning into an activated state may be triggered by Recent identification of a number of genetic variants of
alterations in any number of the aforementioned TREM2 has ignited a flurry of research into the mechanistic
mechanisms involved in surveillance. contributions of this critical innate immune-regulating
In AD, it is hypothesized that the primary driver of receptor to the pathogenesis of AD and numerous other
activation of microglia is the presence of Ab. Activated neurodegenerative diseases. Original interest in the role of
microglia respond to Ab resulting in migration to the TREM2 and neurodegeneration was generated in the early
plaques and phagocytosis of Ab [108,112,113]. A number 2000s, when associations were identified between TREM2
of investigations have demonstrated that activated loss of function mutations and polycystic lipomembranous
microglia phagocytose Ab [114–117]; however, these osteodysplasia with sclerosing leukoencephalopathy
microglia become enlarged and after prolonged periods are (PLOSL), or Nasu-Hakola disease [137–139]. This rare
no longer able to process Ab [114,118]. Early in AD but aggressive neurodegenerative disorder is characterized
pathogenesis, the mounted immune response results in by abnormal bone cysts and early-onset dementia with
clearance of Ab and has been demonstrated to exert profound frontal lobe degeneration and is also associated
positive effects on AD-related pathologies in animal models’ with mutations in TYROBP, the intracellular signaling
systems [77,119,120]. However, prolonged activation of the coreceptor for TREM2 [140–142]. In 2012, two
immune response has been demonstrated to result in an independent studies reported strong associations between
578 J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590
the R47H variant of TREM2 and late-onset AD [133,136]. increased cleaved caspase-3 activation, resulting in
The conferral of 2–4.5 fold increased risk of developing enhanced myeloid cell death [151]. Utilizing super
late onset AD (LOAD) in carriers of the R47H allele resolution microscopy, Yuan et al. further demonstrated
positions TREM2 as the strongest associated risk gene that haploinsufficiency of TREM2 in mice or humans
behind only apolipoprotein E-ε4 (ApoE4), and further harboring the R47H mutation results in altered plaque
implicates innate immunity as a key component to the compaction with much more diffuse and fibrillar plaques
pathogenesis of AD [143,144]. In addition to the R47H present, and fewer thioflavin S1 dense core plaques [152].
variant, the R62H TREM2 mutation has been associated In this situation, more neurotoxic oligomeric and fibrillar
increased risk of LOAD. Using a variety of approaches Ab may be present leading to increased neuronal dystrophy
with cell and rodent models along with human patient and death. Along with plaque compaction issues, microglia
tissue and data, great strides have been made to elucidate and macrophages lacking TREM2 have been shown to have
the mechanistic contributions of TREM2 in the context decreased capacity to phagocytose and clear Ab, apoptotic
of AD. cells, as well as other proteins and complexes
Early studies addressing the contributions of TREM2 to [131,153,154]. TREM2-deficient myeloid cells also
AD pathology utilized the APP/PS1 and 5XFAD mouse exhibit increased numbers of autophagy-associated
models of Ab pathology along with human AD brain tissues. phagolysosomes reflective of aberrant mTOR activation
Initial characterization of TREM2 in AD revealed resulting in dysregulated metabolic homeostasis within the
strongly upregulated protein and transcripts on neuritic context of Ab pathology [155].
plaque-associated macrophages in the brain, but not within More recently, the contributions of TREM2 to tau
microglia or myeloid cells distal to Ab deposits in amyloid pathology have been addressed by the Lamb and Holtzman
mice and human AD brain tissues [129,145]. Further groups. Utilizing hTau mice harboring the entire human
characterization of these plaque-associated cells using flow tau gene on a complete murine tau knockout background,
cytometry revealed cell surface signatures consistent with Bemiller et al. demonstrated that TREM2 deficiency
peripheral macrophages, including high expression of worsens cortical soluble and insoluble tau pathology at
CD45, Ly6c, and CD11 b, although subsequent studies 6-months of age [156]. This worsening was accompanied
utilizing parabiosis failed to detect these infiltrates by the presence of morphologically dystrophic microglia
[129,132,146]. Several studies have identified increased and widespread neuronal stress kinase hyperactivation,
TREM2 expression in human AD blood, further suggesting including within ERK-, JNK-, and GSK3b-associated
roles for peripheral TREM2 in modifying disease pathways. The Holtzman group recently reported mitigated
outcomes [147–149]. neuroinflammation, astrocytosis, and reduced neurodegen-
Next, the mechanistic roles of TREM2 were explored in eration at advanced ages in the PS19 mouse model of
the context of amyloid pathology using APP/PS1 and tauopathy, an aggressive model of tauopathy harboring the
5XFAD mice, along with various cellular models. Both hap- FTD-associated P301S 4R familial tau mutation [157].
loinsufficiency and complete deletion of Trem2 dramatically Similar to TREM2 signaling in the context of amyloid
reduces the number of plaque-associated macrophages pathology, there appear to be disease stage-specific
throughout all time points of disease in Ab-bearing mice contributions of TREM2, which normally are protective in
[129,150]. Interestingly, this decrease in plaque-associated early stages of disease by facilitating clearance of
macrophages reduces hippocampal plaque load at intracellular and extracellular pathological tau species and
4-months of age but ultimately exacerbates pathological damaged neuronal debris, but transformation to becoming
outcomes by the 8-month time point [146]. This pathogenic during neurodegenerative phases of disease
phenomenon was accompanied by decreases in where inflammation, astrocytosis, and aberrant synaptic
inflammatory cytokines including IL1b, IL6, and TNFa as and neuronal engulfment dominate.
well as decreased astrocytosis as measured by GFAP and The nuanced roles of TREM2 in promoting neurodegen-
S100b later in mid-late stages of pathology. This suggests eration can be attributed to three key aspects as currently
that TREM2 alters the inflammatory milieu not only through understood within the context of AD: (1) regulation of
macrophage-mediated responses but also through alterations phagocytic and autophagic processes; (2) myeloid cell
in astrocyte activation. survival and proliferation; and (3) regulation of
Given the profound loss of plaque-associated inflammation. Recent studies by the Amit, Colonna, and
macrophages in TREM2-deficient amyloid mice, myeloid Schwartz groups highlighted distinct activation patterns for
cell survival and proliferation were of interest in these what have been termed “damage-associated microglia”
models. It has been shown that TREM2-deficient mice [158]. In these studies, the authors demonstrate distinct
have dramatically decreased numbers of proliferating myeloid activation patterns, which initially are independent
plaque-associated macrophages as measured by of TREM2 activation, but later rely on TREM2-dependent
proliferation markers Ki67, and BrdU in aging APPPS1 pathways to convert to a neurodegenerative transcriptional
and 5XFAD mice [146,151]. In addition, it was shown by program altering phagocytosis and lipid metabolism. These
the Colonna lab that TREM2 deficiency results in studies have further highlighted the disease stage-specific
J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590 579
responses to pathology along with the incredible heterogene- hippocampal-dependent learning [175]. Conversely in
ity of cells involved in neurodegenerative processes. amyloidogenic AD models, deleting CX3CR1-attenuated
neuronal loss and microglial activation with no impact on
amyloidogenesis in 3XTg mice [166] but reduced b-amyloid
4. Additional microglial receptors
deposition in both the APP/PS1 and R1.40 mouse models
In addition to the TREM2 receptor, a number of other [167].
microglia-specific receptors have been explored in the Studies investigating alterations in CX3CL1-CX3CR1
investigation of the exaggerated immune response in AD. signaling in humans are rare compared with in-vitro and
animal studies; however, the emerging human literature
suggests that the fractalkine pathway may play an important
4.1. CX3CR1 and AD
role in AD pathogenesis. Cortical levels of fractalkine are
To limit the activated role of microglia under resting, reduced in the brains of healthy elderly adults with no
basal conditions in the brain, neurons release a variety of history of dementia or other neurodegenerative disorders
inhibitory factors, including CX3CL1, a chemokine when compared with the brains of healthy, middle-aged
frequently referred to as fractalkine [107]. CX3CL1 consists adults, suggesting a potential age effect that may be
of a chemokine domain attached to a mucin-rich stalk on the associated with altered surveillance by fractalkine receptors
extracellular domain and is synthesized as a membrane- and inflammation [176]. Plasma levels of soluble fractalkine
anchored protein that may be cleaved into a soluble form are elevated in patients with both mild cognitive impairment
[159,160]. CX3CL1 binds to its obligate receptor, (MCI) and AD [177]. In addition, these same researchers
CX3CR1, on the surface of microglia [161]. Originally found higher levels of plasma in individuals with
identified on lymphocytes, CX3CR1 is involved with mild-moderate AD than in patients with severe AD and the
immune regulation on other tissues, including bone, kidney, highest levels in MCI patients, which is considered a key
and in the cardiovascular system [162–164]. Despite the turning point from normal aging into AD pathogenesis.
widespread distribution of CX3L1/CX3CR1 signaling Since inflammation often precedes AD pathology, plasma
throughout the body, CX3CR1 has been most extensively levels of CX3CL1 could potentially be a useful systemic
studied in microglia [165–167], which have an expression biomarker. Postmortem analyses show modest reductions
of CX3CR1 nearly .1000-fold higher when compared of CX3CR1 and markedly lower levels of CX3CL1 in the
with both peripheral myeloid cells and other CNS cell types, hippocampus of AD brains compared with age-matched
including both neurons and astrocytes [168,169]. Unlike nondemented controls [178].
other promiscuous chemokines, CX3L1 is the exclusive
ligand for CX3CR1, binding rapidly and with a high
4.2. Alternative receptors on microglia
affinity [170]. CX3CL1 is a pleiotropic protein involved in
the abatement of microglia under basal conditions but also
regulates microglial activity by influencing migration and 4.2.1. GABA and GABAB
proliferation in injury conditions [171]. In the central nervous system, gamma-aminobutyric acid
Numerous studies demonstrate that CX3CL1 can (GABA) is the primary inhibitory neurotransmitter released
dose-dependently reduce the expression of nitric oxide, IL- by neurons. Neurons produce GABA by conversion of
6, and TNFa following stimulation by lipopolysaccharide glutamate to GABA via glutamate decarboxylases (GADs),
and suppress neuronal death induced by microglial which is released in response to neuronal activity. The
activation [172,173]. CX3CR1-mediated neuronal signaling released GABA binds to a fast-acting chloride channel
to microglia can be disrupted by replacing CX3CR1 with a (GABAA) resulting in rapid hyperpolarization or binding
green fluorescent protein (GFP) reporter gene that leads to to a receptor coupled to a metabotropic G-protein coupled
systemic inflammation and exacerbated microglial receptor (GABAB) that results in a slow inhibitory
neurotoxicity in a variety of animal models, including PD postsynaptic current (IPSC) [179]. As alterations in
ALS [165,174]. GABAergic signaling have been reported in AD
However, the role of fractalkine signaling in AD [180–184], and GABA plays a central role in learning and
pathogenesis appears to be complex and is not well memory [185,186], there has been interest in its role in
understood. One of the pathogenic hallmarks of AD is AD. GABA also plays a role in regulation of immune
aberrant microglial activation, making the CX3CL1- signaling [186]. Microglia express GABAB receptors [187]
CX3CR1 pathway an ideal candidate for investigations of that are in Gi/o subclass of GPCR receptors. Activated
AD pathophysiology. The effect of CX3CR1 deficiency in microglia exhibit an upregulation of GABAB
mouse models of AD has been discordant, depending on receptors compared with resting microglia [187]. GABA
the type of models and methods used. For and GABAB also have anti-inflammatory properties.
example, CX3CR1 deletion in a tau transgenic mouse led Studies have demonstrated that when GABA is released
to increased tau phosphorylation and aggregation, by astrocytes into the extracellular fluid, it inhibits inflam-
increased microglial activation, and exacerbated deficits in matory responses of activated microglia and astrocytes
580 J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590
[186,188,189]. GABA has also been demonstrated to microglial activation, and improved performance in
decrease the release of pro-inflammatory cytokines, TNFa cognitive tasks [196]. High levels of soluble TNFR1 and
and IL-6, by activated astrocytes and microglia via GABAB TNFR2 can be detected in cerebrospinal fluid (CSF) of
[186]. In an LPS-induced inflammatory response, activation patients diagnosed with MCI who progress to AD on a
of the GABAB receptor reduces the release of IL-12 from 6-year follow-up [197].
microglia [187]. By utilizing baclofen, a GABAB receptor Increased levels of TNF-a have been reported in both the
agonist, intracellular inflammatory pathways were reduced brains and plasma of patients with AD [198]. Ab can directly
by 40–60% [186]. These data clearly indicate GABAB on stimulate microglia production of TNF-a through activation
microglia serve an anti-inflammatory role [187] suppressing of the transcription factor NFkB [199]. In addition,
proinflammatory signaling. In addition, astrocytes TNF-a can increase Ab burden through the upregulation
synthesize GABA via monoamine oxidase B (MAOB) of b-secretase production and increased g-secretase activity
[190], and it has been demonstrated that reactive astrocytes [11,200].
release large quantities of GABA [186,191] in what is
hypothesized to help regulate microglia function. The 4.3.2. Pro-inflammatory signaling: IL-1b
aforementioned data indicate a pathway that is likely IL-1b has been described as a “master regulator” within
involved in the regulation of microglia function. The the brain inflammatory cascade due to its integral role in
expressed GABAB receptors on microglia likely serve a regulating the expression of other proinflammatory
role in surveillance of neuronal function as GABA cytokines, including TNF-a and IL-6, and that disruptions
released from local synapses bind to GABAB on microglia to IL-1b can delay the onset of neuroinflammation and
to suppress pro-inflammatory signaling in a similar fashion neurodegeneration [201].
to the fracktalkine ligand and receptor. Furthermore, when IL-1 is a proinflammatory cytokine that is upregulated
microglia and astrocytes move into a more active state, early in AD development and is considered crucial for
GABA release from astrocytes appears to be a mechanism b-amyloid plaque deposition [41]. IL-1b is similarly
to regulate and suppress pro-inflammatory signaling in elevated in both MCI and AD patients compared with
microglia. If GABAergic tone is compromised in AD, this controls, suggesting that increased IL-1b production begins
suggests the loss of a mechanism to regulate microglia early and remains elevated as the disease progresses [202].
function. This mechanism is currently the focus of research Specific IL-1b polymorphisms resulting in higher IL-1b
in our Center of Biomedical Research Excellence (COBRE) production are linked to increased AD risk [203]. Increased
award, in particular, the investigation of changes in levels of IL-1b have been detected in the prefrontal cortex
GABAergic signaling in AD, as well as the role of GABAB and hippocampus in brain tissue of patients with AD
on microglia. [204]. IL-1b-mediated actions are through binding to the
The impact of the TREM2 mutation and other alterations IL-1 receptor, which is expressed throughout the brain but
in microglia receptors that alter microglia activation lead to can be found in greatest concentration in the dentate gyrus
the upregulation of a number of pro- and anti-inflammatory and pyramidal cells in the hippocampus, which are key areas
cytokines that regulate the immune response. The evaluation in the early development of AD pathology [205].
of these cytokines has become a central part of AD IL-1b regulates the synthesis of APP, increased APP
inflammation investigations. secretion from glial cells, and amyloidogenic processing of
APP through the activation of protein kinase C and increased
g-secretase activity [11,206]. The ability of IL-1b to
4.3. Specific cytokine signaling in AD
increase Ab burden and plaque deposition creates a
self-sustaining cycle wherein the increase of Ab load results
4.3.1. Pro-inflammatory signaling: TNF-a in further microglia activation and IL-1b production
TNF-a is one of the more important proinflammatory [207,208].
cytokines in AD, playing a central role in both initiation
and regulation of the cytokine cascade during a response 4.3.3. Pro-inflammatory signaling: IL-6
to an inflammatory challenge [41,192]. TNF-a increases IL-6 is an important, multifunctional cytokine that
vascular endothelial adhesion molecules, allowing can be considered proinflammatory or anti-inflammatory
leukocytes and immune cells to migrate into areas under depending on the amount and condition in which it was
duress [193]. released [209]. IL-6 is crucial for normal homeostasis of
TNF-a exerts its biological functions by binding to neuronal tissue, and removal of this signaling pathway leads
two main receptors, TNFR1 and TNFR2 [194]. The to reduced microglial activation, yet overproduction of IL-6
overexpression of TNFR1 in mouse hippocampal tissue leads to chronic neuroinflammation and neurodegeneration
was necessary for the activation of NFkB- and Ab-induced [210].
neuronal apoptosis [195]. Conversely, mice lacking Elevated levels of peripheral IL-6 during late midlife
TNFR1 crossed with the APP23 transgenic AD model have been reported to effectively predict cognitive decline
exhibit reduced plaque deposition, mitigated hippocampal in a 10-year longitudinal study [211]. IL-6 is elevated in
J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590 581
the CSF and serum of AD patients and is considered a have been unsuccessful, and in some studies even
significant contributor to neuroinflammation observed in exacerbated the disease [225]. Alternative studies have
LOAD [212,213]. supported this claim, by demonstrating that IL-10 can
Studies have demonstrated that IL-6 staining in the promote neuroinflammation and cause dysfunction of
hippocampus and cortex is strongly associated with Ab microglia. In early AD, microglia perform their role of
plaques, which is absent in age-matched controls activation, migration, and phagocytosis to alleviate the
[214,215]. Ab has been shown to stimulate the synthesis disease, but as the disease progresses, these functions are
and release of IL-6 by glial cells [207]. Activation of IL-6 inhibited. A study by Guillot-Sestier et al. (2015) suggests
receptors, which show a regional distribution strongest in that this microglia inhibition is related to IL-10.
the hippocampus and cortex, has been shown to enhance Il10-deficient APP/PS1 mice (APP/PS11IL-102/2)
APP transcription and expression, as does the IL-6/soluble showed a reduction of Ab in the cerebrum and an increase
IL-6 receptor complex, which can be readily found in serum in the amount of activated microglia surrounding the
and CSF [216]. IL-6 has also been demonstrated to result in remaining Ab, suggesting an increase in microglia migration
the hyperphosphorylation of several tau epitopes by and phagocytosis [226]. This study also demonstrated that
increasing CDK5 activity via the CDK5 activator p35, APP/PS11IL-102/2 mice have reduced synaptic loss and
potentially serving as an important bridge between the behavioral impairments in comparison with APP/PS11IL-
core AD pathologies [95]. 101/1 mice. Research also shows that a polymorphism of
IL-10 increases the risk of developing AD in some
4.3.4. Pro-inflammatory signaling: NFkB populations [227,228].
The transcription factor NFkB is considered a primary
regulator of inflammatory responses by responding to 4.3.6. Anti-inflammatory signaling: TGF-b1
proinflammatory stimuli, such as TNF-a or IL-1 [217]. Transforming growth factor-b (TGF-b) is involved in the
Activated NFkB is predominately found in neurons and glial regulation of cell growth, cell differentiation, and
cells that are surrounding Ab plaques and is central to immunosuppression. Studies have shown that TGF-b is
reactive gliosis observed in AD brains [218]. elevated in CSF, serum, and brain microvascular endothelial
NFkB has been shown to play an important role in cells of patients with AD [229,230]. Grammas et al.
regulating b-site APP cleaving enzyme 1 (BACE1) demonstrates that this increase of TGF-b in endothelial
transcription, as numerous NFkB binding sites have been cells also provokes the release of pro-inflammatory
identified near the BACE1 promoter [219]. In addition, Ab cytokines, IL-1b and TGF-a, promoting an inflammatory
has been shown to stimulate cytokine production through response [230]. Within this family of cytokines, the most
the NFkB-dependent pathway, resulting in a cyclical loop abundant isoform is TGF-b1, which is secreted by astrocytes
of exacerbating pathology [199]. and is a ligand for receptors found on neurons, astrocytes,
Both in vitro and in vivo studies demonstrate and microglia [231]. TGF-b1 is neuroprotective against
that utilizing an NFkB inhibitor, such as 6-amino-4(4- Ab production, deposition, and damage, regulates
phenoxyphenylethylamino) quinazoline, can reduce neuroinflammation, and inhibits the pathway for the
TNF-a-induced BACE1 transcription, resulting in lower tau-phosphorylating enzyme, GSK-3b [232]. It is also
Ab burden [196,220]. Certain NSAIDS, such as responsible for causing an increase in the expression of
flurbiprofen and indomethacin, have been shown to reduce Bcl-2 and Bcl-xl, anti-apoptotic proteins. The quantity of
NFkB activity, which subsequently results in lower levels TGF-b1 in plasma has been shown to be decreased in
of Ab1–40 and Ab1–42 [221,222]. patients with AD [233,234]. When Ab oligomers are
injected into the hippocampus of mice, decrease in
4.3.5. Anti-inflammatory signaling: IL-10 synaptic protein levels and atrophy of astrocytic processes
Interleukin 10 (IL-10) is an anti-inflammatory cytokine occur. However, intracerbroventricular infusion of 10 ng
that is found in healthy brain tissue but is upregulated in TGF-b1 30 minutes before an injection of 10 pmol Ab
patients with AD [223]. There is a correlation between oligomers resulted in reduced levels of the proteins,
IL-10 levels and the progression of AD, suggesting that drebrin, PSD-95, and synaptophysin, and strengthening of
IL-10 could serve as a biomarker for AD diagnosis and/or astrocytic processes [235]. Also, mice that were
progression. IL-10 is released by both microglia and intracerebroventricularly injected with Ab failed to spend
astrocytes in response to the increase in pro-inflammatory more time with a novel object in a novel object recognition
cytokines to attempt to maintain homeostasis in the immune test, whereas the mice previously injected with TGF-b1 did
system [224]. IL-10 has been shown to inhibit not show memory impairments [235]. TGF-b1 deficiency
pro-inflammatory cytokines, including IL-1a, IL-1b, also causes impairment in the TGF-b1/Smad signaling
TNF-a, IL-6, and the chemokine MCP-1 [223]. These pathway. The disruption of this pathway contributes to the
findings suggest that increases in IL-10 may also be a ectopic phosphorylation of Smad2/3, which has been found
possible therapeutic target to manage chronic inflammation, in the hippocampal cytoplasm of neurons attached to NFT
though clinical trials involving anti-inflammatory agents and within Ab plaques. There is a negative correlation
582 J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590
between TGF-b1 mRNA levels and NFT, suggesting that from binding within the hippocampus to protect against
TGF-b1 deficiency advances tau pathology, causing further AD-related synaptic deterioration [259], and the alterations
impairment of the TGF-b1/Smad pathway [232]. These in insulin signaling (including insulin receptor resistance)
studies demonstrate how disruption of TGF-b1 signaling results in cerebrospinal fluid levels of Ab being higher in
contributes to the AD pathogenesis. patients with T2DM than nondiabetic controls [260].
The aforementioned studies demonstrate a number of Insulin resistance that arises from DM is proposed to
specific roles for inflammatory mechanisms altered in AD, manifest from a prolonged, mild state of inflammation
as well as a number of mechanisms that are likely related to occurring within peripheral tissue. Adipose tissue has been
AD pathogenesis. Given the very strong relationship between shown to recruit macrophage and stimulate the secretion of
the missense mutation in TREM2 and the risk for developing numerous proinflammatory cytokines, including TNF-a,
AD, a number of other known risk factors for AD for which IL-1b, and IL-6, which are then easily distributed throughout
the mechanism underlying the risk is not known have now the rest of the body causing systemic inflammation
been hypothesized to be linked to inflammation. [261–263]. TNF-a is, in turn, a potent inducer of insulin
resistance occurring within adipose tissue [261,264].
Numerous studies have demonstrated the correlation
4.4. Relevance of inflammation and risk factors for AD
between peripheral inflammation and cognitive deficits,
A number of risk factors have been identified that confer particularly with MCI and AD [265,266]. A meta-analysis
greater risk for developing AD. These include age [236], of 40 studies revealed that peripheral cytokines, including
cardiovascular changes [237], traumatic brain injury TNF-a, IL-1b, and IL-6, and TGF-b are higher in patients
[94,238–240], and metabolic disorders such as diabetes. with AD [267]. Whether the peripheral inflammation is
Interestingly, each of the aforementioned risk factors also arising from adiposity or another source, proinflammatory
is associated with an immune response, including in the cytokines can cross the blood-brain barrier, which triggers
brain. This has led to hypotheses that elevated brain-specific inflammatory responses [268,269]. Systemic
inflammation and/or inflammatory signaling may be inflammation is also a primary cause of damage to the
increasing the risk [241]. As mechanisms are numerous, blood-brain barrier, allowing entry of peripheral immune
we have explained one example below in more detail. cells into the brain. Decreased blood-brain barrier integrity
can be observed in rodents that feed on high-fat, high-energy
4.4.1. Diabetes mellitus (DM), AD, and inflammation diets, leading to increased blood-brain barrier permeability,
In addition to the aforementioned pathological hallmarks, excessive microglial activation, and hippocampal-dependent
AD is also characterized by abnormal metabolic changes. learning deficits [270–272]. Compromised blood-brain
Decreased cerebral glucose metabolism is now considered barrier integrity can also allow chronic, low-grade systemic
a distinct characteristic of the AD brain [242–244]. The inflammation, as observed in obesity and T2DM, to induce
association between T2DM and AD is well established, central inflammation.
along with other neurodegenerative diseases, including Microglia are primed in AD brains to be more susceptible
vascular dementia and PD [245–247]. One of the first key to secondary inflammatory insults, resulting in an
studies, the 1999 Rotterdam Study, found that type-2 diabetes exacerbated inflammatory response [273]. High-fat chow
mellitus (T2DM) could double the risk for the development can be used in the APP/PS1 mouse model to induce systemic
of AD [248]. Since that seminal Rotterdam Study, numerous inflammation that results in profound neuroinflammation
studies have since substantiated this finding that T2DM and accelerated AD-pathology, including Ab and tau
nearly doubles the risk for AD [249,250], including that hyperphosphorylation, and central insulin resistance [274].
T2DM serves as a useful predictor for the development of The mechanism of neuronal insulin resistance appears to
AD in a 12-year longitudinal study [251,252]. be similar with Ab oligomers inducing microglial activation,
The defining characteristics of T2DM are impairments in which in turn release numerous pro-inflammatory cytokines,
insulin signaling and hyperglycemia [253,254], which including TNF-a [275]. Although activation of microglia by
appear to be the main contributing factors increasing the Ab is an adaptive physiological response to reducing Ab
risk for AD. Impairments in brain insulin signaling as seen burden through phagocytosis, chronic inflammation leads
in T2DM has been found to get progressively worse as the to exacerbated AD pathology and metabolic abnormalities,
pathology advances in patients with AD, corresponding to which in turn further exacerbate pathogenesis. These data
increased levels of amyloid peptides and, in particular, are providing evidence for links between molecular
neuroinflammation [255,256]. pathways and biochemical abnormalities associated with
A considerable literature has demonstrated that inflammatory mechanisms shared between AD and DM.
alterations in insulin levels and insulin receptor resistance
(in particular in T2DM) within the brain impact survival 4.4.2. APOE and inflammation
and function of both neurons and glial cells that are Apolipoprotein (ApoE) is produced primarily peripher-
dependent on intact insulin signaling [257,258]. Insulin is ally within the liver and by astrocytes within the CNS. While
even neuroprotective by preventing b-amyloid oligomers the main roles of ApoE involve cholesterol transport,
J.W. Kinney et al. / Alzheimer’s & Dementia: Translational Research & Clinical Interventions 4 (2018) 575-590 583
regulation of lipid transport, and aid of injury repair within Neither funding source was involved in the report
the brain, ApoE plays a role in glucose metabolism preparation or interpretation of data.
[276,277]. Owing to the ApoE-ε4 allele representing the
strongest genetic risk factor for late-onset AD (LOAD),
present in nearly w40% of all patients with AD [278], and
RESEARCH IN CONTEXT
the increasing risk that metabolic disturbances play in
dementia progression, the links between ApoE-ε4, glucose
metabolism, and recently inflammation are important to
understanding the shared underlying mechanisms between 1. Systematic review: Inflammation in Alzheimer’s
these risk factors. disease (AD) has emerged as a central pathology
A recent investigation has highlighted a particularly that likely plays a role in onset and progression
important aspect of ApoE risk in AD as it is related to of the disease. Numerous investigations have
inflammation. Krasemann et. al., (2017) identified a role highlighted that the sustained inflammation in the
for ApoE signaling in the regulation of microglia phenotype brain accelerates other core pathologies, making
in response to amyloid b, as well as in other inflammatory mechanisms viable targets for
neurodegenerative disorders [279]. Even more compelling therapeutic development as well. In the below
is that TREM2 signaling appears to mediate a return to review, we highlight a number of the inflammatory
nonpathogenic and reduced phagocytosis of neurons by mechanisms that have been implicated in AD
microglia. This suggests a completely novel interaction pathogenesis. We also highlight links between risk
between one of the major risk factors for developing AD factors for AD and potential interactions with
and microglia function. Additional studies are required to inflammatory mechanisms.
determine the relationship between ApoE and inflammation, 2. Interpretation: In the present review we provide
but this may serve as another example of the central role of coverage of the interactions of inflammatory
inflammation driving AD pathology. ApoE-ε4 appears to signaling and the progression of AD. We also discuss
synergistically combine with other AD risk factors, a number of possible mechanisms that may account
including cardiovascular disease, atherosclerosis, and for connections between altered inflammatory
type-2 diabetes [280]. As each of these other risk factors signaling and the changes observed in AD.
includes an evoked immune response in the brain the
possibility exists that inflammation may be the common 3. Future directions: This review highlights several
thread for increased risk. emerging mechanisms that may provide a better
understanding of AD pathogenesis as well as may
serve as novel therapeutic targets for treatment
5. Summary and/or onset of AD.
The aforementioned sections highlight the central role that
investigations of inflammation in AD has taken in the last
decade and highlight a number of interrelated mechanisms
that may contribute to AD pathogenesis. As the literature
demonstrating the role of inflammation in accelerating core References
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