Buildings 13 00684
Buildings 13 00684
Review
Moving toward Net Zero Carbon Buildings to Face Global
Warming: A Narrative Review
Davide Tirelli and Daniela Besana *
Department of Civil Engineering and Architecture (DICAr), University of Pavia, 27100 Pavia, Italy
* Correspondence: [Link]@[Link]; Tel.: +39-0382-985404
Abstract: The increase in global surface temperatures will surpass the 2 ◦ C target set by the Paris
Agreement unless carbon emissions are lowered to zero by 2050. To date, the building sector is
responsible for 38% of all carbon emissions, thus one of the main targets is represented by the devel-
opment of building strategies that can facilitate the transition toward carbon-neutral buildings. The
main strategies are today represented by nearly zero energy buildings (nZEBs), zero energy buildings
(ZEBs)/net zero energy buildings (NZEBs) and net zero carbon buildings (NZCBs). Particularly,
NZCBs completely target zero operational and embodied carbon during their life cycles, fulfilling the
leadership role in the decarbonization of the construction sector. Moreover, adopting the European
Standard EN 15978:2011, carbon emissions can be precisely classified to enhance strategies aimed at
reducing them. Commercial viability remains a fundamental economic driver, but the higher initial
capital costs hinder the NZCBs. In addition, legislative, socio-cultural, technological, professional and
geographical barriers hold back its diffusion. NZCBs can be met by a four-steps program: embodied
carbon reduction, operational carbon reduction, increase in renewable energy supply and offset and
carbon storage. Circular economy principles are strictly connected to design for disassembly and
for adaptability to reduce embodied carbon, while passive design and solar and geothermal energy
production can satisfy the renewable energy demand of the building. The aim of this narrative review
is to determine and describe which is the current state of the art for NZCB definition, the drivers
and barriers toward its application in a broader context and which strategies are eligible to meet the
ambitious goal of zero operational and zero embodied carbon emissions.
Keywords: net zero carbon buildings; carbon-neutral buildings; zero energy buildings; embodied
Citation: Tirelli, D.; Besana, D.
carbon; climate change; global warming; Paris Agreement; LCA; nature-based solutions; drivers
Moving toward Net Zero Carbon
Buildings to Face Global Warming: A
and barriers
Narrative Review. Buildings 2023, 13,
684. [Link]
buildings13030684
1. Introduction
Academic Editor: Md Morshed Alam
The role of buildings has not changed during the millennia: their primitive purpose of
Received: 31 January 2023 shelter is still fundamental, although economical, technical and societal progress allowed
Revised: 28 February 2023 an evolution that dramatically changed design principles, tectonics (architectural syntax
Accepted: 2 March 2023 study), comfort quality and environmental impact [1]. In fact, during the current century,
Published: 5 March 2023 global warming and climate changes are the most relevant threats to mankind. Due to
the huge quantity of greenhouse gases in the atmosphere, the consequent increase in
temperature is causing unusual meteorological phenomena, i.e., rising sea levels and a
growing number of hot days without precedent in history [2]. Moreover, buildings have
Copyright: © 2023 by the authors.
a crucial role in carbon emissions, accounting for 38% of global emissions [3]. Instead of
Licensee MDPI, Basel, Switzerland.
taking care of and protecting people, it could thus appear that buildings could involuntarily
This article is an open access article
distributed under the terms and
become dangerous if a different path in construction technology is not followed. Designers,
conditions of the Creative Commons
developers, governments, users and other stakeholders have started to ask for more energy-
Attribution (CC BY) license (https:// efficient buildings, leading to a series of efficiency targets and definitions, like nearly zero
[Link]/licenses/by/ energy buildings (nZEBs) and zero energy buildings (ZEBs), and carbon-efficient buildings
4.0/). such as net zero carbon buildings (NZCBs), ready to satisfy the decarbonization process [4].
The aim of this narrative review is to determine and describe which is the current state
of the art for NZCB definition, the drivers and barriers toward its application in a broader
context and which strategies are eligible to meet the ambitious goal of zero operational and
zero embodied carbon emissions. The paper highlights a significant uncertainty and a not
universally shared strategy for building decarbonization. Thus, underlining which are the
most promising research topics and where are the main problems to deal with will help in
the development of new approaches in the construction sector.
2. Methods
The paper carries out a non-systematic, narrative literature review about building
decarbonization, in particular about net zero carbon buildings, the design solutions and the
drivers and barriers toward its diffusion. The most relevant articles were retrieved through
the search engines Web of Science, Scopus and Connected Papers to select suitable original
articles and reviews written in English, in addition to specific pamphlets and publications
written by organizations such as the United Nations or the UK Green Building Council
and books about the above-mentioned topics. The following keywords were combined to
create ad hoc strings: net zero carbon buildings, nearly zero energy buildings, zero energy
buildings, carbon-negative buildings, absolute zero carbon, carbon neutrality, climate
change, global warming, drivers and barriers, bio-based materials, embodied carbon and
operational carbon.
Figure 1. Different classifications for buildings based on energy consumption from the grid, renewable
Figureproduction,
energy 1. Differentcarbon
classifications
emissionforproduction
buildings based on energy consumption from the grid, renew-
and offset.
able energy production, carbon emission production and offset.
4.2. Business as Usual (BaU)
4.2. The
Business as Usual
reference (BaU)
configuration of a building is commonly referred to as business as usual
(BaU),The
i.e.,reference
a building configuration
that has been of designed
a buildinginiscompliance
commonly with referred to as
energy business as
performance
usual (BaU),
standards i.e., anot
but does building that has
pay particular been designed
attention in compliance
to the reduction with energy
in greenhouse perfor-
gases (GHG)
mance standards
emissions, but does not
either operational or ofpay particular
those embodied attention
[17]. Theto reference
the reduction in greenhouse
building consumes
an average of about 220 kWh/m 2 , has an amount of operational GHG emissions of about
gases (GHG) emissions, either operational or of those embodied [17]. The reference build-
70 kgCO 2
ing 2 e/m /year
consumes and embodied
an average of about 220carbon emissions
kWh/m 2, has aninamount
the production and construction
of operational GHG emis-
phases (upfront carbon) 2 [18].
sions of about 70 kgCOof about
2e/m 2/year1000
andkgCO e/m
embodied
2 carbon emissions in the production and
construction phases (upfront carbon) of about 1000 kgCO2e/m [18]. 2
4.3. Nearly Zero Energy Building (nZEB)
4.3. One of Zero
Nearly the most relevant
Energy targets
Building (nZEB)for energy efficiency is the nearly zero energy build-
ing (nZEB), which is now mandatory
One of the most relevant targets for for energy
new and renewed
efficiency is buildings
the nearly in Europe,
zero energyasbuild-
pre-
scribed by the Energy Performance of Buildings Directive (EPBD) 2010/31/EU
ing (nZEB), which is now mandatory for new and renewed buildings in Europe, as pre- in Art. 9:
“Member States shall ensure that: (a) by 31 December 2020, all new buildings
scribed by the Energy Performance of Buildings Directive (EPBD) 2010/31/EU in Art. 9: are nearly
zero-energy buildings;
“Member States shall and (b) after
ensure that: 31
(a)December 2018, new
by 31 December buildings
2020, all newoccupied and
buildings areowned
nearly
by public authorities are nearly zero-energy buildings”, meanwhile introducing
zero-energy buildings; and (b) after 31 December 2018, new buildings occupied and a “numeri-
cal indicator of primary energy use expressed in kWh/m2 per year” [19].
owned by public authorities are nearly zero-energy buildings”, meanwhile introducing a
“numerical indicator of primary energy use expressed in kWh/m2 per year” [19].
The notion of nZEB is included in Art. 2(2) of the EPBD: an nZEB “means a building
that has a very high energy performance, as determined in accordance with Annex I. The
Buildings 2023, 13, 684 5 of 21
The notion of nZEB is included in Art. 2(2) of the EPBD: an nZEB “means a building
that has a very high energy performance, as determined in accordance with Annex I.
The nearly zero or very low amount of energy required should be covered to a very
significant extent by energy from renewable sources, including energy from renewable
sources produced on-site or nearby” [19].
EPBD Annex I states: “The energy performance of a building shall be determined on
the basis of the calculated or actual annual energy that is consumed in order to meet the
different needs associated with its typical use and shall reflect the heating energy needs
and cooling energy needs (energy needed to avoid overheating) to maintain the envisaged
temperature conditions of the building, and domestic hot water needs” [19].
Hence, the EU directive focuses on the envelope performance to meet low-energy
needs [20] but fails in the definition of embodied energy and embodied carbon [18].
Introducing life-cycle cost (LCC) and life-cycle inventory (LCI) analyses adds further
layers of assessment onto the application of nZEB in the construction sector. European
Regulation 224/2012 [21], in Annex I, defines the comparative methodology framework to
be applied by member states (MS) for the calculation of cost-optimal levels of minimum
energy-performance requirements in the building sector. Nevertheless, many factors
contribute to the economic uncertainty of the building LCC assessment, which are due to
both macroeconomic, financial viewpoints and the energy price and performance of the
building, so that it becomes a difficult task to find the cost-optimal level for nZEBs [22–24].
Overall, the strategies to reach the nZEB goal include optimal air tightness, insulation
thickness and glass and windows performance (U-value), heating, ventilation and air
conditioning (HVAC) systems with heat recovery and extensive installation of photovoltaic
panels [25–33].
different formulation is also proposed by the institution divided into three successive steps:
net zero carbon—construction (for embodied emissions), net zero carbon—operational
energy (for the operational emissions) and net zero carbon—whole life (previous definition),
as an end point to be reached in the future.
In particular, a building can be defined as net zero carbon—construction “when the
amount of GHG emissions associated with the production and construction phases of a
building up to completion is zero or less than zero, thanks to the offsetting of emissions or
the net export of renewable energy produced on-site”, and net zero carbon—operational
energy “when the amount of GHG emissions associated with the building’s energy in
operation on an annual basis is zero or less than zero. A net zero carbon building is energy
efficient and powered by on-site and off-site renewable energy sources, with any remaining
emissions offsetting” [42].
A further explanation was formulated by the designers of the ARUP studio, for whom
“Net zero carbon is defined as a reduction in the demand for energy and materials to
a level that can be met solely by sources that do not emit greenhouse gases”. To meet
this definition, it is estimated that the intensity of energy use in buildings will have to be
reduced by 60% by 2050 [4].
Despite the great number of studies about carbon emissions reduction, a shared
definition and term for NZCBs is still lacking. This is why they are referred to also
as zero carbon buildings (ZCB), especially in the US context [43], life-cycle zero energy
buildings (LC-ZEB), passive houses, carbon neutral, net zero energy, zero net energy, zero
energy, fossil fuel-free, energy plus, climate-neutral and 100% renewable [44–46], each one
with specific adopted metrics. The NZCB concept appeared first in 2006 in the United
Kingdom [47], but the boundaries of the energy balance, both geographically and in timing,
must be set to establish a generally applied definition [39]. First, it is important to include
both operational and embodied carbon deriving from construction, maintenance and the
end of life of the building [48,49]. As shown in several studies, embodied carbon can exceed
50% of overall emissions and be greater than operational carbon [4] because of a strong
reduction in energy consumption thanks to nZEB and ZEB principles. Specific materials
added to satisfy energy demand reduction can considerably improve the embodied carbon
of the building (such as mineral-based thermal insulation, mechanical equipment and new
windows), eliminating the corresponding reduction in operational carbon during the life
cycle [50–52].
Six materials or components (concrete, steel, aluminum profiles, glass and services
such as lighting, heating and cooling) are responsible for about 70% of the embodied carbon
contribution, while the maintenance phase can account for 20% of emissions over the
life cycle [18]. The main metrics method for the zero-carbon assessment is provided by
the EN15978:2011 standard, also called the whole-life carbon assessment (WLCA) [53,54].
Carbon emissions are divided into five phases: production (phases A1–A3), construction
(A4–A5), use (B1–B7), end of life (C1–C4) and beyond life (D), to be assessed separately
(production, construction, use, end of life and beyond life). The operational carbon is
represented by modules B6 and B7, while all the other modules refer to the embodied
carbon [55] (Table 1).
The WLCA evaluation is commonly conducted only for a few projects in the world be-
cause of insufficient carbon literacy and the lack of standard procedures and databases [56].
Buildings 2023, 13, 684 7 of 21
Cradle—to grave
B2 Maintenance
B3 Repair Embodied
Cradle to completion
B4 Replacement
Cradle to gate
In-use
Cradle to site
B5 Refurbishment
B6 Operational energy
Operational
B7 Operational water
C1 Deconstruction and demolition
C2 Transport
End of life Embodied
C3 Waste processing
C4 Disposal
Benefits and loads
D Beyond life Embodied
Reuse, recovery, recycling
FigureFigure
2. Drivers and barriers
2. Drivers for net zero
and barriers carbon
for net zero buildings: it is possible
carbon buildings: to sum them
it is possible up into
to sum themsix
up into
categories.
six categories.
5.1. Drivers
5.1. Main Main Drivers
As seenAs seen
in theinprevious
the previous paragraph,
paragraph, thethe NZCB
NZCB is is hardtotoreach
hard reach in
in the
the construction
constructionsector,
but some drivers for delivering zero carbon buildings have
sector, but some drivers for delivering zero carbon buildings have been studied been studied [63]. Osmani
[63]. Os- and
O’Reilly analyzed cultural, legislative, financial and business drivers,
mani and O’Reilly analyzed cultural, legislative, financial and business drivers, as well as as well as design,
design, cultural, legislative and financial barriers in England to the realization of zero car-homes
cultural, legislative and financial barriers in England to the realization of zero carbon
from the
bon homes fromhousebuilder
the housebuilderperspective [64]. [64].
perspective Legislative and and
Legislative economic
economicdrivers are the
drivers are most
relevant, but also personal commitment to the climate change
the most relevant, but also personal commitment to the climate change issue drives an issue drives an important
role, although
important this can
role, although thisrepresent a main
can represent a barrier if absent
main barrier [63,65–67].
if absent As stated
[63,65–67]. by the IEA,
As stated
buildings have a clear role in carbon emission reduction through
by the IEA, buildings have a clear role in carbon emission reduction through the adoptionthe adoption of existing
technologies while improving comfort and services. Since the built-floor
of existing technologies while improving comfort and services. Since the built-floor area area is expected
to double by 2050, construction of new buildings in association
is expected to double by 2050, construction of new buildings in association with the reno-with the renovation of
existing built assets is a crucial driver for delivering on the zero-carbon
vation of existing built assets is a crucial driver for delivering on the zero-carbon target bytarget by adopting
specific design solutions and strategies that can become common practices in the next
adopting specific design solutions and strategies that can become common practices in
decades [14,68]. Moreover, market expectations about the carbon performance of assets
the next decades [14,68]. Moreover, market expectations about the carbon performance of
and products are becoming higher, leading to the risk for carbon-intensive buildings to
assets and products are becoming higher, leading to the risk for carbon-intensive build-
become stranded if they are not decarbonized. Stakeholders should be aware of this risk to
ings to become stranded if they are not decarbonized. Stakeholders should be aware of
progressively assess the stranding risk of their assets [4,69].
this risk to progressively assess the stranding risk of their assets [4,69].
5.2. Main Barriers
5.2. Main Barriers
There are still many barriers that limit the diffusion of NZCBs around the world; many
There
studiesare still many
provide barriers
evidence thatinlimit
of this somethe diffusion
legislative of NZCBs [63,64,70–72].
frameworks around the world;
many studies provide evidence of this in some legislative frameworks
Ohene et al. highlight that the NZCB delivery supply chain needs [63,64,70–72].
great collaboration
Ohene et al. highlight that the NZCB delivery supply chain needs
between the stakeholders involved in the process (policymakers, developers,great collaboration
investors,
between theplanners,
urban stakeholders involved
architects in the process
and construction (policymakers,
companies) developers,
and classified investors,
the barriers to NZCBs
urbaninto
planners, architects economic,
seven categories: and construction companies)
legislative, and classified
technological, the barriers to
professional/technical, market,
NZCBs into seven categories:
social-cultural economic,
and geographic legislative,
barriers [62]. technological, professional/technical,
market, social-cultural and geographic barriers [62].
Buildings 2023, 13, 684 9 of 21
Figure 3. Embodied and operational carbon timeline to complete decarbonization in four phases.
Figure 3. Embodied and operational carbon timeline to complete decarbonization in four phases.
Starting from the business-as-usual (BaU) condition, it is possible to reduce embodied and operational
Starting from the business-as-usual (BaU) condition, it is possible to reduce embodied and opera-
carboncarbon
tional and then
and offset/compensate for the
then offset/compensate for remaining part.
the remaining Transport
part. carbon
Transport can
carbon bebe
can considerably
consider-
reduced
ably by applying
reduced healthy-city
by applying principles.
healthy-city principles.
Reducing
6.1. Embodied emissions
Carbon and energy consumption is crucial to meet the goal: the fewer
Reduction
emissions produced, the less offsetting and compensation have to be provided. Accord-
ing to UKGBC, the development of net-zero-carbon practices guarantees a competitive
advantage in economic terms, following three guidelines: pay per pollute, encourage
transparency and encourage immediate action. In fact, the cost of offsetting is lower if
positive emission reduction practices are adopted; publishing data about carbon emissions
drives trust and increases public awareness on this topic, while an early adoption of the
zero-carbon approach for operational and construction emissions will help to meet the goal
for the entire life cycle [42].
carbon, one of the best strategies is to carefully evaluate the contractor’s requirements,
implementing the “Build Less, Build Clever” principle and, when possible, reusing existing
buildings, which can save up to 50% in embodied carbon emissions [4]. In fact, demolition
and new construction with energy-efficiency requirements impacts more than a well-
designed retrofit and the reuse of existing assets [82,86], but it is possible that the best
solution for the customer is not to build anything but to consider alternative solutions,
assuring a complete reduction in carbon emissions [99].
To reduce embodied carbon, it is essential to make low-carbon choices during the
design stage, including the designs for adaptability and flexibility. This allows the new
construction to be more resilient to future changes and users’ needs, extending the life
cycle of the building without making major modifications [4,100]. This strategy includes,
for example, designing new buildings with big story heights and very regular structural
frames to allow free internal distribution [101]. Choosing local materials and material
supplier is helpful to reduce transport carbon emissions, while enhancing the proximity
economy. Another fundamental design strategy is to apply circular economy principles
during construction and EoL, choosing recycled and recyclable materials [102].
The adoption of a design for disassembly principles, using mainly dry technologies
and mechanical connections, allows the deconstruction of the building at the end of its life
cycle, minimizing waste products and helping to reuse the materials. This will enable the
application of circularity principles that will contribute toward sustainable development
goals and climate change mitigation efforts [100,101,103].
Linked to circular economy principles, it is important to note the role of urban min-
ing applied to deconstruction and waste generated by buildings’ demolitions, providing
precious resources to create new reusable components and materials [104,105]. Processing
waste materials and components is likely to save more energy than the production of new
elements, reducing embodied carbon in the A1–A3 stages. Analysis of the inventory of
resources minable from the specific local context must be performed to determine the types
of resources and the estimated quantities available [106].
Value engineering (VE) is a process of design optimization through design strategies
that will deliver the value desired in the most effective way, substituting “building ma-
terials, systems or design strategies to reduce capital costs without negatively impacting
functionality” [107,108]. The same approach can be extended to embodied carbon optimiza-
tion, called carbon value engineering (CO2 VE), where an alternative design is considered
to reduce embodied carbon and evaluate the feasibility of the new proposal. Langston et al.
have analyzed several buildings in Melbourne, finding out that building cost reductions
can also reduce embodied carbon through dematerialization, meaning that more expensive
buildings and solutions also have higher embodied carbon [109]. A building’s cost and
embodied carbon are pointed out at three scales: the building scale, building components
and building materials [108].
standards (adaptive comfort theory) [112]. The use of an energy demands management
shifts energy demand peaks, throttling it to use simpler energy-supply systems that are
balanced to the common energy request occurring most of the time (in particular for
electricity) [4].
The biggest operational carbon benefits can be achieved with architectural solutions,
such as envelope thermal performance (both glazed surfaces and walls), where the trans-
mittance level is the main key performance indicator, but also with the disposition of glazed
surfaces, thermal masses and solar-reflective surfaces, both in case of new construction
or retrofit [86,110,113,114]. The inclusion of green roofs is a good way to reflect between
20% and 30% of solar radiation, while absorbing light and carbon emissions through
photosynthesis [115].
straw, bamboo, cork, cellulose and wool. These materials can be recycled, land-filled or
reused at the EoL, enabling circular economy processes [101,119–122].
Storing carbon in buildings can benefit from the big number of new volumes built
continuously to accommodate market requests for new and retrofitted buildings, changing
the materials for structures, finishes and insulation from mineral-based to bio-based ma-
terials. The carbon storage in timber, for example, can offset the temporary reduction in
the forest carbon stocks, which can regrow, restarting carbon absorption. Thus, buildings
can act as a forest inside the city, with a carbon density that grows when building density
intensifies, as long as wood is sourced from controlled producers [123,124]. Several studies
have shown that bio-based materials offer not only stored biogenic carbon but also lower
embodied carbon [123,125,126]. However, there is not an unambiguous consensus on the
calculation for negative contributions in the literature, given that it is not always specified
in which module they occur [86].
Bio-based materials store carbon deriving from their organic origin, though it is not
locked in forever: during the decomposition process, this carbon will be free in the air. Thus,
following the “0/0 approach”, no negative contributions are accounted along the materials’
life cycles; otherwise, the “−1/+1 approach” tracks all the biogenic carbon exchanges in
and out during the life cycle in a more detailed way [86,127].
As analyzed by Cordier et al., cogeneration at the end of wood’s life cycle can be a
low-carbon energy source, but this can lead to positive carbon emissions nullifying all
the negative contributions during the building’s whole life [128]. Carbon stored in timber
buildings must be preserved on land as long as possible, so that their components can be
not only reused or recycled, but also sold in the market as used wood. Smaller components
can be recycled in structural and nonstructural components such as flake for panel boards,
cellulose insulation or interior finish products [123].
For these reasons, the adoption of biogenic materials in construction should be pre-
ferred, but stored carbon and the negative contribution in the WLCA assessment are
uncertain and unpredictable.
Author Contributions: Conceptualization, D.T. and D.B.; methodology, D.T. and D.B.; writing—original
draft preparation, D.T.; writing—review and editing, D.B.; visualization, D.T.; supervision, D.B. All
authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Data Availability Statement: Data sharing not applicable. No new data were created or analyzed in
this study. Data sharing is not applicable to this article.
Acknowledgments: We would like to acknowledge Claudio Tirelli for his kind support.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
DT Digital Twins
EoL End of Life
EPBD Energy Performance of Buildings Directive
EPD Environmental Product Declaration
GHG Greenhouse gases
HVAC Heating, Ventilation and Air Conditioning
IEA International Energy Agency
IPCC Intergovernmental Panel on Climate Change
LCA Life-Cycle Analysis
LCC Life-Cycle Cost
LCI Life-Cycle Inventory
LC-ZEB Life-Cycle Zero Energy Buildings
LEED Leadership in Energy and Environmental Design
LULUCF Land Use, Land-Use Change and Forestry
NBS Nature-Based Solutions
NDCs Nationally Determined Contributions
nZEB Nearly Zero Energy Building
NZCB Net Zero Carbon Building
NZEB Net Zero Energy Building
OECD Organisation for Economic Co-operation and Development
PV Photovoltaics
TQA Total Quality Assessment
UKGBC UK Green Building Council
UNFCCC United Nations Framework Convention on Climate Change
VE Value Engineering
WLCA Whole-Life Carbon Assessment
ZCB Zero Carbon Buildings
ZEB Zero Energy Building
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