Policy
Policy
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From Wikipedia, the free encyclopedia
For other uses, see Policy (disambiguation).
Not to be confused with Police.
For policies regarding Wikipedia, see Wikipedia:List of policies or Wikipedia:Policies
and guidelines.
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Effects[edit]
Intended effects and policy-design[edit]
The intended effects of a policy vary widely according to the organization and the
context in which they are made. Broadly, policies are typically instituted to avoid some
negative effect that has been noticed in the organization, or to seek some positive
benefit.[citation needed]
A meta-analysis of policy studies concluded that international treaties that aim to
foster global cooperation have mostly failed to produce their intended effects in
addressing global challenges, and sometimes may have led to unintended harmful or
net negative effects. The study suggests enforcement mechanisms are the "only
modifiable treaty design choice" with the potential to improve the effectiveness.[3][4]
Corporate purchasing policies provide an example of how organizations attempt to
avoid negative effects. Many large companies have policies that all purchases above a
certain value must be performed through a purchasing process. By requiring this
standard purchasing process through policy, the organization can limit waste and
standardize the way purchasing is done.[citation needed]
The State of California provides an example of benefit-seeking policy. In recent years,
the numbers of hybrid cars in California has increased dramatically, in part because of
policy changes in Federal law that provided USD $1,500 in tax credits (since phased
out) as well as the use of high-occupancy vehicle lanes to hybrid owners (no loew
hybrid vehicles). In this case, the organization (state and/or federal government) created
an effect (increased ownership and use of hybrid vehicles) through policy (tax breaks,
highway lanes).[citation needed]
Unintended[edit]
Policies frequently have side effects or unintended consequences. Because the
environments that policies seek to influence or manipulate are typically complex
adaptive systems (e.g. governments, societies, large companies), making a policy
change can have counterintuitive results. For example, a government may make a
policy decision to raise taxes, in hopes of increasing overall tax revenue. Depending on
the size of the tax increase, this may have the overall effect of reducing tax revenue by
causing capital flight or by creating a rate so high that citizens are deterred from earning
the money that is taxed. (See the Laffer curve.)[citation needed]
The policy formulation process theoretically includes an attempt to assess as many
areas of potential policy impact as possible, to lessen the chances that a given policy
will have unexpected or unintended consequences.[5]
Cycle[edit]
Example of the policy cycle concept.
In political science, the policy cycle is a tool used for analyzing the development of a
policy. It can also be referred to as a "stages model" or "stages heuristic". It is thus a
rule of thumb rather than the actual reality of how policy is created, but has been
influential in how political scientists looked at policy in general.[6] It was developed as a
theory from Harold Lasswell's work. It is called the policy cycle as the final stage
(evaluation) often leads back to the first stage (problem definition), thus restarting the
cycle.
Harold Lasswell's popular model of the policy cycle divided the process into seven
distinct stages, asking questions of both how and why public policies should be made.
[7]
With the stages ranging from (1) intelligence, (2) promotion, (3) prescription, (4)
invocation, (5) application, (6) termination and (7) appraisal, this process inherently
attempts to combine policy implementation to formulated policy goals.[8]
One version by James E. Anderson, in his Public Policy-Making (1974) has the
following stages:
1. Issue identification
2. Policy analysis
3. Consultation (which permeates the entire process)
4. Policy instrument development
5. Building coordination and coalitions
6. Program Design: Decision making
7. Policy Implementation
8. Policy Evaluation
The Althaus, Bridgman & Davis model is heuristic and iterative. It
is intentionally normative [clarification needed] and not meant to be diagnostic [clarification needed] or predictive.
Policy cycles are typically characterized as adopting a classical approach, and tend to
describe processes from the perspective of policy decision makers. Accordingly,
some postpositivist academics challenge cyclical models as unresponsive and
unrealistic, preferring systemic and more complex models.[11] They consider a broader
range of actors involved in the policy space that includes civil society organisations,
the media, intellectuals, think tanks or policy research institutes, corporations, lobbyists,
etc.
Content[edit]
Policies are typically promulgated through official written documents. Policy documents
often come with the endorsement or signature of the executive powers within an
organization to legitimize the policy and demonstrate that it is considered in force. Such
documents often have standard formats that are particular to the organization issuing
the policy. While such formats differ in form, policy documents usually contain certain
standard components including:[citation needed]
A purpose statement, outlining why the organization is issuing the policy, and
what its desired effect or outcome of the policy should be.
An applicability and scope statement, describing who the policy affects and
which actions are impacted by the policy. The applicability and scope may
expressly exclude certain people, organizations, or actions from the policy
requirements. Applicability and scope is used to focus the policy on only the
desired targets, and avoid unintended consequences where possible.
An effective date which indicates when the policy comes into
force. Retroactive policies are rare, but can be found.
A responsibilities section, indicating which parties and organizations are
responsible for carrying out individual policy statements. Many policies may
require the establishment of some ongoing function or action. For example, a
purchasing policy might specify that a purchasing office be created to process
purchase requests, and that this office would be responsible for ongoing
actions. Responsibilities often include identification of any
relevant oversight and/or governance structures.
Policy statements indicating the specific regulations, requirements, or
modifications to organizational behavior that the policy is creating. Policy
statements are extremely diverse depending on the organization and intent,
and may take almost any form.
Some policies may contain additional sections, including:
Types[edit]
The American political scientist Theodore J. Lowi proposed four types of policy,
namely distributive, redistributive, regulatory and constituent in his article "Four Systems
of Policy, Politics and Choice" and in "American Business, Public Policy, Case Studies
and Political Theory". Policy addresses the intent of the organization, whether
government, business, professional, or voluntary. Policy is intended to affect the "real"
world, by guiding the decisions that are made. Whether they are formally written or not,
most organizations have identified policies.[12]
Policies may be classified in many different ways. The following is a sample of several
different types of policies broken down by their effect on members of the organization. [12]
Distributive[edit]
Distributive policies extend goods and services to members of an organization, as well
as distributing the costs of the goods/services amongst the members of the
organization. Examples include government policies that impact spending
for welfare, public education, highways, and public safety, or a professional
organization's benefits plan.[12]
Regulatory[edit]
Regulatory policies, or mandates, limit the discretion of individuals and agencies, or
otherwise compel certain types of behavior. These policies are generally thought to be
best applied when good behavior can be easily defined and bad behavior can be easily
regulated and punished through fines or sanctions. An example of a fairly successful
public regulatory policy is that of a highway speed limit.[12]
Constituent[edit]
Constituent policies create executive power entities, or deal with laws. Constituent
policies also deal with fiscal policy in some circumstances.[12]
Redistributive[edit]
Policies are dynamic; they are not just static lists of goals or laws. Policy blueprints have
to be implemented, often with unexpected results. Social policies are what happens 'on
the ground' when they are implemented, as well as what happens at the decision
making or legislative stage.[12]
When the term policy is used, it may also refer to:[12]
Notable schools[edit]
Subtypes[edit]
Company policy
Communications and information policy
Human resource policies
Privacy policy
Public policy
Defense policy
Domestic policy
Economic policy
Education policy
Energy policy
Environmental policy
Foreign policy
Forest policy
Health policy
Macroeconomic policy
Monetary policy
Plan
Population policy
Public policy in law
Science policy
Security policy
Social policy
Urban policy
Transport policy
Water policy
Induction of policies[edit]
In contemporary systems of market-oriented economics and of homogeneous voting of
delegates and decisions, policy mixes are usually introduced depending on factors that
include popularity in the public (influenced via media and education as well as
by cultural identity), contemporary economics (such as what is beneficial or a burden in
the long- and near-term within it) and a general state of international competition (often
the focus of geopolitics). Broadly, considerations include political competition with other
parties and social stability as well as national interests within the framework of global
dynamics.[13][additional citation(s) needed]
Policies or policy-elements can be designed and proposed by a multitude of actors
or collaborating actor-networks in various ways.[14] Alternative options as well as
organisations and decision-makers that would be responsible for enacting these policies
– or explaining their rejection – can be identified. "Policy sequencing" is a concept that
integrates mixes of existing or hypothetical policies and arranges them in a sequential
order. The use of such frameworks may make complex polycentric governance for the
achievement of goals such as climate change mitigation and stoppage
of deforestation more easily achievable or more effective, fair, efficient, legitimate and
rapidly implemented.[15][16][17][18][additional citation(s) needed]
Contemporary ways of policy-making or decision-making may depend on exogenously-
driven shocks that "undermine institutionally entrenched policy equilibria" and may not
always be functional in terms of sufficiently preventing and solving problems, especially
when unpopular policies, regulation of influential entities with vested interests,
[18]
international coordination and non-reactive strategic long-term thinking and
management are needed.[19] In that sense, "reactive sequencing" refers to "the notion
that early events in a sequence set in motion a chain of causally linked reactions and
counter-reactions which trigger subsequent development".[20] This is a concept separate
to policy sequencing in that the latter may require actions from a multitude of parties at
different stages for progress of the sequence, rather than an initial "shock", force-
exertion or catalysis of chains of events.
In the modern highly interconnected world, polycentric governance has become ever
more important – such "requires a complex combination of multiple levels and diverse
types of organizations drawn from the public, private, and voluntary sectors that have
overlapping realms of responsibility and functional capacities".[21] Key components of
policies include command-and-control measures, enabling measures, monitoring,
incentives and disincentives.[15]
Science-based policy, related to the more narrow concept of evidence-based policy,
may have also become more important. A review about worldwide pollution as a major
cause of death – where it found little progress, suggests that successful control of
conjoined threats such as pollution, climate change, and biodiversity loss requires
a global, "formal science–policy interface", e.g. to "inform intervention, influence
research, and guide funding".[22] Broadly, science–policy interfaces include both science
in policy and science for policy.[23]
Notes[edit]
1. ^ Office, Publications. "What is policy". [Link]. Retrieved 15 April 2018.
2. ^ Voican, Mădălina (2008). "Government's Role in Coordination of Decision- Making
Process". Revista de Științe Politics. Journal of Political Science (17): 26–31.
3. ^ "Most international treaties are ineffective, Canadian study finds". CTVNews. 3 August
2022. Retrieved 15 September 2022.
4. ^ Hoffman, Steven J.; Baral, Prativa; Rogers Van Katwyk, Susan; Sritharan, Lathika;
Hughsam, Matthew; Randhawa, Harkanwal; Lin, Gigi; Campbell, Sophie; Campus, Brooke;
Dantas, Maria; Foroughian, Neda; Groux, Gaëlle; Gunn, Elliot; Guyatt, Gordon; Habibi,
Roojin; Karabit, Mina; Karir, Aneesh; Kruja, Krista; Lavis, John N.; Lee, Olivia; Li, Binxi; Nagi,
Ranjana; Naicker, Kiyuri; Røttingen, John-Arne; Sahar, Nicola; Srivastava, Archita; Tejpar,
Ali; Tran, Maxwell; Zhang, Yu-qing; Zhou, Qi; Poirier, Mathieu J. P. (9 August
2022). "International treaties have mostly failed to produce their intended
effects". Proceedings of the National Academy of Sciences. 119 (32):
e2122854119. doi:10.1073/pnas.2122854119. ISSN 0027-8424. PMC 9372541. PMID 3591
4153.
University press release: "Do international treaties actually work? Study says
they mostly don't". York University. Retrieved 15 September 2022.
5. ^ Deleon, Peter; Steelman, Toddi A. (2001). "Making public policy programs effective and
relevant: The role of the policy sciences". Journal of Policy Analysis and
Management. 20 (1): 163–171. doi:10.1002/1520-6688(200124)20:1<163::aid-
pam2011>[Link];2-w. ISSN 0276-8739.
6. ^ Nakamura 1987.
7. ^ Laswell, H(1971). A Pre-View of Policy Sciences. New York, Elsevier.
8. ^ Howlett, M. (2011) Designing public policies: principles and instruments. Routledge.
9. ^ Sabatier, Paul A. (June 1991). "Toward Better Theories of the Policy Process". PS: Political
Science and Politics. 24 (2): 147–
156. doi:10.2307/419923. JSTOR 419923. S2CID 153841704.
10. ^ Fischer, Frank; Miller, Gerald J. (2006-12-21). Handbook of Public Policy Analysis: Theory,
Politics, and Methods. CRC Press. ISBN 978-1-4200-1700-7.
11. ^ Young, John and Enrique Mendizabal. Helping researchers become policy
entrepreneurs, Overseas Development Institute, London, September 2009.
12. ^ Jump up to:a b c d e f g h Lowi, Theodore J. (July 1972). "Four Systems of Policy, Politics, and
Choice". Public Administration Review. 32 (4): 298–
310. doi:10.2307/974990. JSTOR 974990.
13. ^ Birkland, Thomas A. (2 July 2019). An Introduction to the Policy Process: Theories,
Concepts, and Models of Public Policy Making (5 ed.). Routledge. ISBN 978-1-351-02394-8.
14. ^ Taeihagh, Araz (1 June 2017). "Network-centric policy design". Policy Sciences. 50 (2):
317–338. doi:10.1007/s11077-016-9270-0. ISSN 1573-0891. S2CID 157209343.
15. ^ Jump up to:a b Furumo, Paul R.; Lambin, Eric F. (27 October 2021). "Policy sequencing to
reduce tropical deforestation". Global
Sustainability. 4. doi:10.1017/sus.2021.21. ISSN 2059-4798. S2CID 239890357.
16. ^ Meckling, Jonas; Sterner, Thomas; Wagner, Gernot (December 2017). "Policy sequencing
toward decarbonization". Nature Energy. 2 (12): 918–
922. Bibcode:2017NatEn...2..918M. doi:10.1038/s41560-017-0025-8. ISSN 2058-7546. S2C
ID 158217818.
17. ^ Pahle, Michael; Burtraw, Dallas; Flachsland, Christian; Kelsey, Nina; Biber, Eric; Meckling,
Jonas; Edenhofer, Ottmar; Zysman, John (October 2018). "Sequencing to ratchet up climate
policy stringency". Nature Climate Change. 8 (10): 861–
867. Bibcode:2018NatCC...8..861P. doi:10.1038/s41558-018-0287-6. ISSN 1758-6798. S2
CID 92543128.
18. ^ Jump up to:a b "Timing is everything: Researchers reveal why the right sequence of policies
is essential to slow deforestation". Stanford University. Retrieved 23 November 2021.
19. ^ Howlett, Michael (December 2009). "Process Sequencing Policy Dynamics: Beyond
Homeostasis and Path Dependency". Journal of Public Policy. 29 (3): 241–
262. doi:10.1017/S0143814X09990158. ISSN 1469-7815. S2CID 155023873.
20. ^ Daugbjerg, Carsten (1 April 2009). "Sequencing in public policy: the evolution of the CAP
over a decade". Journal of European Public Policy. 16 (3): 395–
411. doi:10.1080/13501760802662698. ISSN 1350-1763. S2CID 153785609.
21. ^ Carlisle, Keith; Gruby, Rebecca L. (2019). "Polycentric Systems of Governance: A
Theoretical Model for the Commons". Policy Studies Journal. 47 (4): 927–
952. doi:10.1111/psj.12212. ISSN 1541-0072.
22. ^ Fuller, Richard; Landrigan, Philip J; Balakrishnan, Kalpana; Bathan, Glynda; Bose-O'Reilly,
Stephan; Brauer, Michael; Caravanos, Jack; Chiles, Tom; Cohen, Aaron; Corra, Lilian;
Cropper, Maureen; Ferraro, Greg; Hanna, Jill; Hanrahan, David; Hu, Howard; Hunter, David;
Janata, Gloria; Kupka, Rachael; Lanphear, Bruce; Lichtveld, Maureen; Martin, Keith;
Mustapha, Adetoun; Sanchez-Triana, Ernesto; Sandilya, Karti; Schaefli, Laura; Shaw,
Joseph; Seddon, Jessica; Suk, William; Téllez-Rojo, Martha María; Yan, Chonghuai (June
2022). "Pollution and health: a progress update". The Lancet Planetary Health. 6 (6): e535–
e547. doi:10.1016/S2542-5196(22)00090-0. PMID 35594895. S2CID 248905224.
23. ^ "Science-Policy Interface Platform". Major Group for Children and Youth. Retrieved 10
July 2022.
References[edit]
Althaus, Catherine; Bridgman, Peter; Davis, Glyn (2007). The Australian Policy
Handbook (4th ed.). Sydney: Allen & Unwin.
Blakemore, Ken (1998). Social Policy: an Introduction. Buckingham; Philadelphia: Open
University Press.
Dye, Thomas R. (1976). Policy Analysis. University of Alabama Press.
Greenberg, George D.; et al. (December 1977). "Developing Public Policy Theory: Perspectives
from Empirical Research". American Political Science Review. 71 (4): 1532–
1543. doi:10.2307/1961494. JSTOR 1961494. S2CID 145741414.
Heckathorn, Douglas D.; Maser, Steven M. (1990). "The Contractual Architecture of Public Policy:
A Critical Reconstruction of Lowi's Typology". The Journal of Politics. 52 (4): 1101–
1123. doi:10.2307/2131684. JSTOR 2131684. S2CID 154496294.
Jenkins, William (1978). Policy Analysis: A Political and Organizational Perspective. London:
Martin Robertson.
Kellow, Aynsley (Summer 1988). "Promoting Elegance in Policy Theory: Simplifying Lowi's
Arenas of Power". Policy Studies Journal. 16 (4): 713–724. doi:10.1111/j.1541-
0072.1988.tb00680.x.
Lowi, Theodore J.; Bauer, Raymond A.; De Sola Pool, Ithiel; Dexter, Lewis A. (1964). "American
Business, Public Policy, Case-Studies, and Political Theory". World Politics. 16 (4): 687–
713. doi:10.2307/2009452. JSTOR 2009452. S2CID 154980260.
Lowi, Theodore J. (1972). "Four Systems of Policy, Politics, and Choice". Public Administration
Review. 32 (4): 298–310. doi:10.2307/974990. JSTOR 974990.
Lowi, Theodore J. (1985). "The State in Politics". In Noll, Roger G. (ed.). Regulatory Policy and
the social Sciences. Berkeley: University of California Press. pp. 67–110.
Müller, Pierre; Surel, Yves (1998). L'analyse des politiques publiques (in French). Paris:
Montchrestien.
Nakamura, Robert T. (September 1987). "The textbook policy process and implementation
research". Review of Policy Research. 7 (1): 142–154. doi:10.1111/j.1541-1338.1987.tb00034.x.
Paquette, Laure (2002). Analyzing National and International Policy. Rowman Littlefield.
Smith, K. B. (2002). "Typologies, Taxonomies, and the Benefits of Policy Classification". Policy
Studies Journal. 30 (3): 379–395. doi:10.1111/j.1541-0072.2002.tb02153.x.
Spitzer, Robert J. (June 1987). "Promoting Policy Theory: Revising the Arenas of Power". Policy
Studies Journal. 15 (4): 675–689. doi:10.1111/j.1541-0072.1987.tb00753.x.
Further reading[edit]
K. Cummins, Linda (2011). Policy Practice for Social Workers: New
Strategies for a New Era. Pearson. ISBN 9780205022441.
Hicks, Daniel L.; Hicks, Joan Hamory; Maldonado, Beatriz (January 2016).
"Women as policy makers and donors: female legislators and foreign
aid". European Journal of Political Economy. 41: 46–
60. doi:10.1016/[Link].2015.10.007.
External links[edit]
[Link]
Definition of Policy
Print
What is “Policy”?
Policy Professionals
CDC’s policy professionals are guided by advanced training not only in
public health, economics, and formal policy analysis, but also in
medicine, law, nursing, life sciences, management, public
administration, social work, international affairs, geographic
information systems, quantitative and qualitative research methods,
and related disciplines. Policy professionals provide knowledge of
health systems, public health methods and approaches, and strategy
development. Policy professionals at CDC evaluate the results of
various public health efforts, make recommendations when change is
warranted, and develop plans to address perceived or real gaps
between stakeholder expectations and the agency’s performance or
commitments. CDC policy staff also assess opportunities and risks;
analyze issues, trends, and program and human, operational and
capital resource allocation; develop strategic partnerships; facilitate
policy analysis, formulation, intervention design, and evaluation; and
conduct performance and impact evaluation.
17 Minute Read
Article highlights
If policies and procedures are so important, what are they? What’s the difference
between them? Can my organization really benefit from policy and procedure
management? In the rest of this article, we will examine these questions and more.
What is the difference
between policies and
procedures?
What is a policy?
Policy vs. procedure. It’s important to understand the difference.
Policies are a set of general guidelines. They outline your organization’s plan for
tackling certain issues.
Effective policies also lay the foundation for a healthy work culture. Maybe you’ve
seen firsthand how policies influence culture, communicate expectations to
employees, and guide day-to-day operations. And maybe you’ve seen the adverse
effect of neglected policies.
Good policy is more than just a list of rules. It should show employees the purpose
behind their jobs and provide ways to measure success. What makes a good policy?
Policies set some parameters for decision-making but leave room for flexibility. They
show the “why” behind an action.
Procedures, on the other hand, explain the “how.” They provide step-by-step
instructions for specific routine tasks. They may even include a checklist or process
steps to follow. But at the very least, your procedures should outline the following
information:
Let’s look at an example, requesting vacation time, to better understand the difference
between policy and procedure. The vacation policy determines how much PTO an
employee is eligible to take. The procedure lists the steps involved to get PTO
approval, or what factors determine who gets priority days off.
Establishing procedures ensures that employees know what to do and keeps your
organization running smoothly, even when key employees are out of the office. What
makes a good procedure?
What is a process?
Processes explain how to achieve a desired outcome, whether that be a product or
service. Processes roll up under your organization’s policies and explain how
something works at a high level.
Learn more about the difference between policies, processes, and procedures in
our buyer's guide to the top policy management solutions.
What is a guideline?
Most organizations have both guidelines and policies in place. Many use these terms
interchangeably, but they're quite different.
Consistency builds a healthy reputation for your organization over time, especially in
regard to employee touchpoints with customers. Another term for this is branding.
Consistency builds and protects your brand.
At a basic level, policies and procedures help your organization comply with federal,
state, and local laws.
Many state laws dictate that companies have specific policies prohibiting
discrimination and harassment. Your organization should cover these and other core
employment policies in the employee handbook.
Of course, complying with employment law is only the beginning. Policies and
procedures should go above and beyond legal standards. Good policy binds your
organization to industry best practices.
Policies and procedures improve
internal processes
As companies expand and evolve, internal processes can get convoluted. Internal
processes are defined as the steps taken to bring about a particular outcome.
Policies and procedures bring clarity to internal processes, ensuring they achieve the
desired end and helping employees provide more value to customers.
But this only happens if you and/or your administrators regularly review and update
policies to fit your organization’s changing needs.
With policies and procedures constantly evolving, it’s important to document and
track how things are done over time. Tracking versions of documents can help you
improve internal processes. The right policy management tool will store and track
versions of critical documents, but more on that later.
Let’s look at an example. Policies at a healthcare center may require all employees to
receive 20 training hours each year. When the center first started with only a few
employees, they did in-person staff training. But as the center hired more employees,
getting everyone in the classroom for annual training became more complicated. The
whole process started taking up administrative hours and dollars that could be better
used elsewhere.
As the clinic’s administrators reviewed this internal process, they found a way to
adjust training procedures to save time and money. The solution? They adopted
training management software, which empowered their staff to complete training
anytime, anywhere. Now they save money on instructors and no longer have to work
around everyone’s busy schedule.
Policies help you navigate
incidents and crises
Policies and procedures can prevent workplace incidents by putting proper safety
measures in place. If an incident does take place, good policies and procedures get
operations back to normal at a faster rate
For example, if a workplace accident occurs, procedures explain what actions the
employee and his manager need to take. The procedure could list the proper forms
that need to be filled, what incidents qualify for workers comp, how to apply for
workers comp, etc.
After an incident, reviewing policies, procedures, and incident reports can help your
team identify what went wrong. Then you can take steps to prevent similar accidents
in the future.
Policies and procedures also keep your organization from overlooking incidents,
which prevents them from turning into a crisis.
What is the difference between an incident and a crisis? A workplace incident
happens internally and can interrupt day-to-day operations, whereas a crisis usually
happens externally and can be harder to anticipate.
Some experts estimate that a large company will face a crisis at least once every seven
years. Examples of crises include disasters, faulty products, malware attacks, lawsuits,
and more. They can threaten your organization’s finances, reputation, or ability to
continue providing services.
In the case of a PR crisis, for example, good customer service, social media, and
communication policies can help your organization reduce damage to its reputation.
Law enforcement is inherently dangerous, complex work. Police officers need to have
the proper training and access to policies in order to protect themselves in the field,
and those they serve. For example, policies on use-of-force can help build trust
between police departments and their communities.
Healthcare policy
Lives are on the line in the healthcare industry as well, making it necessary to have a
structured training and policy process.
Healthcare organizations encounter more liability risks than most. But policies and
procedures can help them mitigate risk, improve compliance, protect private patient
information, and provide quality customer care.
With healthcare policy frequently changing, it’s important to have a structured system
for updating policies and disseminating them to staff.
Corporate policy
Corporate policies define the specific guidelines of your company – everything from
work-from-home policies to sick policies to other policies specific to your
organization or industry.
Corporate procedures detail how to follow policies and processes, like how to operate
equipment.
Employee Accountability
Unfortunately, making policies and procedures available doesn’t guarantee that
employees will read them. New employees should be trained and tested on policies
and procedures during orientation, but even long-time employees will need reminders.
When policy updates are distributed, you should verify that all employees have signed
off on it. This protects your organization and your employees from incidents of
noncompliance.
Fortunately, PowerDMS lets you distribute policies and collect electronic E-signatures
with a couple of clicks. You can even assign quizzes to test comprehension and
retention.
PowerDMS is a single, connected platform for all your policy needs: drafting,
revising, distributing, tracking, and collaborating. With built-in features for
accountability, automated workflows, version control, and more, you can manage
compliance without the headache.
While there are other content management solutions like Dropbox or Sharepoint, none
of them provide a living connection between your policies, training, and accreditation.
Be preventative. Before noncompliance strikes, learn how PowerDMS can help you
manage your policies and procedures. All while saving time and money. Sign up for a
free
=========================================================
[Link]
Policies can be created for any aspect of the company, such as hiring,
training, or even office hours. They can also be created for specific
departments within the company. For example, a marketing
department may have policies about how to create content for social
media posts or how to write press releases.
See how
Policy Resources
OEGC
The Open Compliance and Ethics Group (OEGC) was founded in 2002
and quickly became the leading authority on compliance, ethics, risk
management, governance and more. They have taken GRC
management to a whole new level and offer training and other
resources that we highly recommend. For more information please visit
their website: OCEG - The Ultimate Resource for Governance, Risk and
Compliance (GRC)
====================================================================
[Link]
I’ve seen organizations at every level of readiness, from “We’ve got this, we
are prepared,” to, “Why is this so difficult?” It still amazes me that the
toughest audits always are a function of the same problem: policies and
procedures.
In the world of information security, policies and procedures are better than
gold. They are more important than your wireless security keys, more vital
than your CEO’s parking spot. They are so important, in fact, that every
major information security audit framework has at least one entire section
devoted completely to the policies and procedures that underlie your
operation.
The PCI DSS audit framework has section 12, the SOC 2 audit framework has
governance and compliance as a full quarter of its audit objectives,
and HIPAA regulations have an entire subsection devoted to policy.
You’re getting the idea, right? Policies and procedures are vital. But… what
are they?
What is a policy?
What is a procedure?
It is the step-by-step instruction for how the policies outlined above are to be
achieved. A policy defines a rule, and the procedure defines who is expected
to do it and how they are expected to do it. Procedures answer questions
like: How? When? Where?
I’ve come to believe that the primary distinction between a small and
medium business isn’t found in quantifying a company’s maturity by revenue
or number of employees, but rather, whether or not management has taken
time to develop, implement, and maintain policies and procedures.
“But it’s really hard!” Well, yes…but no. Most companies without mature
policies and procedures are operating fairly well or they wouldn’t still be in
business. It’s certainly easier to define security from the very beginning, but
that doesn’t mean it can’t be easy to start with what you’re doing now and
then refine it later on.
Sometimes, the real objection isn’t to how difficult it is to write down policies
and procedures, but how frightened most people are that they will put in
writing how they’re doing things wrong. Start with where you are, then be
realistic about where you are going. You may not be up to the best practice
standard in some areas, but if you’re letting that embarrassment keep you
from setting policies down on paper, then you’re missing the point. Knowing
exactly what you’re doing now is how you figure out what you should be
doing tomorrow. It’s how you can put together a real budget, identify real
risks to the enterprise, and how you can respond effectively when something
goes wrong.
An auditor’s hint: If your practice isn’t “correct,” but you’re honest about it,
it’s far less of a problem than if you don’t have anything written down at all.
To learn more about writing company policies and procedures, read How to
Write a Privacy Policy (With 3 Sample References) and Writing a Change
Management Policy.
“But it’ll change my company!” Maybe it will. I’m not going to lie to you –
writing everything down, putting your hands on formal processes, and
setting expectations forces you to sacrifice some flexibility. These extra
additions do add a bit of overhead and may result in necessary changes to
corporate structure, company culture, revenue pipeline, or “informal, but
really good” processes to support the requirements you’ve laid out.
Depending on your existing structure, you may even discover that you need
some additional staff to handle new responsibilities, or some processes
might move a bit slower.
For example, with new policies and procedures implemented, your network
engineer now has to have management sign off on a firewall change. Your
staff may not be able to just pick up the phone and get a new permission to
some additional part of the network. That’s going to add some time and
maybe even a little frustration to the process, right? On the other hand, how
much would you lose if you lost the person that understood exactly why your
firewall is set up the way it is? Without writing these processes down, you
create massive vulnerabilities. People, training, standards, applications – how
much is that little bit of overhead worth if it ensures that you have a handle
on what’s going on inside of your company, your networks, and your
enterprise?
You can mitigate the change somewhat, though, by writing your company
culture into your policies and procedures. Nowhere is it written that policies
and procedures must be horribly formal, boring-to-read documents filled with
legalese and pain. What are the things that make people want to work
there? Fit your policies and procedures to your company culture, your
business, and how your people interact. This will minimize the hardship of
implementing them and help preserve what makes your organization unique.
“But there’s no time!” This is the most valid argument. In a world of lean
staff, fast turnaround, and an emphasis on doing a lot with a little, finding
the time for governance may be extremely difficult. With that said…it
doesn’t matter. I can hand you management book after management book,
essay after essay, whitepaper after whitepaper, all on how defined policies
and procedures will improve your business at every level if you follow the
process. You simply can’t pass any formal audit without them. The time to do
the work and document your policies and procedures has to be found.
If you can commit to getting your policies in place and enforcing them, you’ll
be shocked at the short-term win in how easy an audit becomes, and even
more shocked by the long-term advantages you gain. Your operations will be
less stressful, your people will have more direction and, if done well, you’ll
finally know exactly what it is you’re managing and why.